Do Intergovernmental Organizations Promote Peace?: by Charles Boehmer, Erik Gartzke, and Timothy Nordstrom
Do Intergovernmental Organizations Promote Peace?: by Charles Boehmer, Erik Gartzke, and Timothy Nordstrom
Do Intergovernmental Organizations Promote Peace?: by Charles Boehmer, Erik Gartzke, and Timothy Nordstrom
001-038
6/24/05
9:52 AM
Page 1
DO INTERGOVERNMENTAL
ORGANIZATIONS
PROMOTE PEACE?
By CHARLES BOEHMER, ERIK GARTZKE,
and TIMOTHY NORDSTROM*
I. INTRODUCTION
RADITIONAL paradigms in world politics offer starkly contrasting interpretations of the role of intergovernmental organizations
(IGOs). Liberal institutional theory argues that IGOs foster nonviolent
conflict resolution and constrain the advent of disputes. Functionalists
conceive of IGOs as capable of transforming state preferences and promoting pacific global relations. Students of the democratic peace have
now added IGOs to the prescriptive liberal cocktail.1 Together, the three
pillars of the Kantian tripoddemocracy, cross-border trade, and international organizationsappear to diminish the likelihood of militarized contests in some large-sample quantitative studies. Realists, by
contrast, have long argued that IGOs reflect, rather than effect, world
politics. Quantitative support for a link between IGOs and peace also
appears attenuated, with IGOs increasing the probability of conflict
when violations of certain statistical assumptions are addressed.2
Conventional accounts of the role of IGOs in influencing war and
peace seem to us to be incomplete and overly categorical in their praise
as well as in their criticism. We develop a more nuanced alternative to
* We thank David Bearce, Quan Li, John Oneal, Matt Ruppert, Bruce Russett, Holger Schmidt,
and Erik Voeten for helpful comments. Erik Gartzke thanks Ned Lebow and the Mershon Center,
the Ohio State University, where he was a postdoctoral fellow in 20002001. An earlier draft of the
paper was presented at the annual meeting of the Peace Science Society (International), Tucson, Ariz.,
November 13, 2002. Data for the project are available from the authors.
1
See, for example, Bruce Russett, John R. Oneal, and David Davis, The Third Leg of the Kantian Tripod for Peace: International Organizations and Militarized Disputes, 19501985, International
Organization 52, no. 3 (1998); Bruce Russett and John R. Oneal, Triangulating Peace: Democracy, Interdependence, and International Organizations (New York: W. W. Norton, 2001).
2
See John R. Oneal and Bruce Russett, The Kantian Peace: The Pacific Benefits of Democracy,
Interdependence, and International Organizations, 18851992, World Politics 52 (October 1999);
Erik Gartzke, Quan Li, and Charles Boehmer, Investing in the Peace: Economic Interdependence
and International Conflict, International Organization 55, no. 2 (2001).
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 2
WORLD POLITICS
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 3
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 4
WORLD POLITICS
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 5
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 6
WORLD POLITICS
Second, states with extensive interests abroad are more likely to act
internationally and are more likely to be members of international organizations. Even IGOs that are successful in reducing tensions between
rivals may appear unsuccessful if at least part of the impetus for membership in IGOs follows from diplomatic need. States that share in many
IGO memberships are more likely to interactcooperatively, competitively, and occasionally violentlythan are other states.
Realists will not be surprised by findings suggesting that IGOs fail to
function as liberals would expect. According to Mearsheimer, IGOs have
no international impact independent of that of powerful states.14 Major
powers use IGOs to mold the global system and maintain or enhance
their own power. For realists, the causes of war and peace are mainly a
function of the balance of power, and institutions largely mirror the distribution of power in the system.15 Moreover, concerns over relative
gains and cheating block substantial cooperation even while institutions fail to alter system structure. Not all realists dismiss international
institutions, however. Schweller and Preiss contend that traditional realists have always understood that IGOs can play a role in altering state
behavior.16 Modified structural realists argue that institutions act as
mechanisms through which powerful states exert control, impose rules,
bind other states, and collude to preserve the status quo. In short, IGOs
act as intervening variables between power and world politics.
A third challenge to traditional explanations involves the lack of an
explicit theory of contests. For IGOs to influence dispute behavior, they
must impinge on the causal processes that lead states to fight. An evaluation of the utility of IGOs as a means for promoting peace necessarily
involves linking the capabilities and actions of IGOs with the decision
calculus of states in conflict. Fearon argues that variables such as the
distribution of power, threat, or interestswhile key to determining
the content of negotiated bargains (that is, who gets what)tell us relatively little about why states occasionally resort to overt force.17 The
symmetry inherent in dispute behavior requires that the causes of a
contest must be remedied for the contest to end. If, for example, states
fight because of an imbalance of power, then war must lead to a balance
of power in order for peace to be restored. Uncertainty about the bal14
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 7
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
ance of power, rather than the balance itself, can accommodate the need
for a symmetric explanation for war. States fight not because of material or motivational factors per se but because they have private knowledge of the actual status of these factors. Since any claims about how
IGOs influence dispute behavior must be embedded in some theory of
why disputes occur, we adopt the bargaining approach here.
III. A THEORY OF IGO INFLUENCE ON PEACE
AND INTERNATIONAL CONFLICT
The causal processes linking IGOs and interstate conflict behavior are
complex and indirect. The effect of intergovernmental organizations on
disputes depends on the genesis and structure of IGOs, the origins of interstate contests, and the interaction of the two. Traditional approaches
offer very different interpretations of IGOs, in part because they emphasize different elements in this complex causal process. We develop a
middle path, based on bargaining theory, between the contrasting
claims of realists and liberals. Our approach uses simple formal models
to illustrate the likely effectiveness of different methods of third-party
intervention. (See Appendix 1.) IGOs can promote peace, but success
depends on attributes present in only the most cohesive and institutionalized organizations.
After summarizing the bargaining argument, we look within the
basic framework for ways that can best diminish the risk of contests.18
Rather than develop complex three-actor models that incorporate additional aspects of strategic behavior, we believe that it is most appropriate at this point to identify which actions a third party can take that
are most likely to influence competition between two states. Our goal is
to identify how IGOs can best influence conflict behavior, not whether
(and when) they will seek to do so.19 We argue that IGOs will have the
greatest impact on dispute behavior in a limited number of ways related
to mandate, member cohesion, and institutional structure. The resulting theory produces a number of empirical implications, some of which
18
For reviews of the rationalist literature on bargaining and war, see Dan Reiter, Exploring the
Bargaining Model of War, Perspectives on Politics 1, no. 1 (2003); and Robert Powell, Bargaining Theory and International Conflict, Annual Review of Political Science 5 (2002). For a critique, see Jonathan
Kirshner, Rationalist Explanations for War? Security Studies 10, no. 1 (2000).
19
The notion that IGOs are selective in their mediation efforts is contrasted by normative and institutional incentives to intervene. Unlike peacekeeping, say, where the investment is high, organizing
talks, pressuring delegates, brokering deals, informing parties, and promoting sanctions are all relatively low-cost actions. These activities are often explicitly encouraged by IGO charters, members, and
interested publics. Indeed, the proliferation of security IGOs, the bulk of which are unequipped to impose peace, would appear peculiar if they were not meant to conduct such activities.
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 8
WORLD POLITICS
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 9
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
v57.1.001.boehmer.001-038
10
6/24/05
9:52 AM
Page 10
WORLD POLITICS
Fearons bargaining approach to war leads us to focus on the informational impact of IGOs. Uncertainty and incentives to compete can
precipitate costly interstate warfare.27 IGOs can alleviate the motives for
contests by credibly communicating information about strategic variables
that otherwise remain the private domain of particular states. IGOs can
also seek to reduce dispute behavior by sanctioning or intervention,
though the bargaining approach suggests a different causal logic than
that offered by traditional explanations. Below we examine ways in
which third parties can reduce the likelihood or duration of international
contests. We then tailor these generic insights to the characteristic features of intergovernmental organizations. First, however, we review ways
that third parties are likely to be ineffective in limiting disputes.
WHY THIRD PARTIES OFTEN FAIL TO INFLUENCE
DISPUTE BEHAVIOR
Students of international organization often argue that third parties
(such as IGOs) influence states interest in or ability to pursue conflict
by altering the costs or benefits associated with contests. Deterrence attempts to reduce the chances of costly contests by making such contests
more expensive or by reducing the odds of victory. Appeasement seeks
to alter the probability of contests by increasing the net benefit of settlements made in lieu of fighting. Such arguments are plausible to the
extent one believes that states are restricted to fixed and exogenously
determined demands. Yet we normally think of anarchy and sovereignty as allowing states wide latitude in the formulation of agreements. Efforts to alter strategic conditions can change either the
probability of a contest or the bargains states make in lieu of fighting.
Bargaining theory emphasizes that altering cost/benefit parameters facing competitors will often fail to reduce the risk of war significantly.28
27
Erik Gartzke, War Is in the Error Term, International Organization 53, no. 3 (1999). The
asymmetric information argument is not theoretically sufficient to explain war. A sufficient account of
the causes of war requires that researchers access the private information of competing states.
28
Fearon (fn. 17) provides a formal proof. We use Fearon as the basis for our theory. Robert Powell, In the Shadow of Power: States and Strategies in International Politics (Princeton: Princeton University Press, 1999); idem, The Inefficient Use of Power: Costly Conflict with Complete Information
American Political Science Review 98, no. 2 (2004). Garfinkel and Skaperdas (fn. 22); and Slantchev (fn.
22) offer alternative bargaining frameworks in which commitment problems are a more important
cause of war and contests can occur under full information. Which characterization of bargaining is
most general empirically remains a subject of debate. Note, however, that alternative conceptions hinge
on assumptions about the sequence of offers in bargaining. Since states often negotiate about how they
will negotiate (structure is endogenous), and since a satisfactory theory of this aspect of bargaining has
yet to be introduced to international relations, we adopt the simplest model of bargaining as a place of
departure. The theory we supply is shown here to better explain observed behavior than conventional
liberal or realist alternatives.
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 11
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
11
The strategic nature of contests means that any effort that changes
costs or benefits for one actor in competition does so in a roughly reciprocal fashion for competitors: if war becomes more expensive or the
net benefits of fighting diminish for one state, then war is relatively
cheaper or more appealing for opponents.29 If competitors can convert
advantage into better bargains, then simply altering the costs or benefits of fighting for one actor should have relatively little effect on the
probability of a dispute. If IGOs intervene, changing the balance of
power or interests, but allow competitors to bargain, we should often
see little or no reduction in conflict behavior.
Proposition 1. Actions by IGOs that alter the bargaining power between two
competitors, when common knowledge, encourage revised demands rather than
just prompting a change in decisions to fight.
v57.1.001.boehmer.001-038
12
6/24/05
9:52 AM
Page 12
WORLD POLITICS
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 13
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
13
A second method by which third parties can promote peace is by altering the payoffs for one side in a conflict while keeping the new payoffs
secret from other competitors or constraining opponents from using the
new conditions to advantage themselves in bargaining. A third party,
such as an IGO, can assist one side in a conflict or, alternatively, punish
one or both parties. Unfortunately, as noted above, when a third party intervenes, the beneficiary of new strategic conditions has an incentive to
seek to extract additional concessions from its opponent. If instead, the
beneficiary does not know of the new strategic conditions or if the beneficiary is restrained from demanding greater concessions from its opponent, then intervention is likely to have a greater effect on peace.
Proposition 3. IGOs promote peace by intervening secretly or by constraining states that stand to benefit from IGO intervention.
Third parties can also change incentives for one side in a contest while
constraining opponents from changing their demands. If an IGO punishes a state for fighting or provides the state with a subsidy for agreeing to a bargain, while its opponent is forced to make its regular offer,
interstate conflicts; Kydd, Which Side Are You On? Bias, Credibility, and Mediation, American Journal of Political Science 47, no. 4 (2003). In a subsequent paper, Kydd points out that reputation can be
used to make unbiased mediators more credible, though the balance between costs and credibility is
critical. See Andrew Kydd, The Honest Broker: Mediation and Mistrust (Manuscript, Harvard University, Cambridge, July 2004). Similarly, Robert W. Rauchhaus relaxes the assumption that mediators prefer peace; Rauchhaus, Asymmetric Information, Mediation and Conflict Management
(Manuscript, University of California, Santa Barbara, 2003).
34
Secret threats lack the consequences often viewed as critical to successful deterrence. See Robert
Powell, Nuclear Deterrence Theory: The Search for Credibility (Cambridge: Cambridge University Press,
1990). Uncertainty about third-party actions could increase the onset of disputes.
v57.1.001.boehmer.001-038
6/24/05
14
9:52 AM
Page 14
WORLD POLITICS
then competitors will more often avoid disputes. The approach may be
more difficult to implement than informational arbitrage or signaling,
since it requires third parties to take two simultaneous actions (intervene and constrain). If the IGO intervenes to appease or deter one state,
it must also restrain the counterpart. The institutional strength of the
organization, as well as the cohesion and capabilities of members, will
be critical in implementing intervention and constraint.35
COSTLY SIGNALING
The third option available to third parties in promoting peace is to confront states contemplating warfare with an additional layer of intermediate challenges. The bargaining approach implies that states fight
because force represents one of the only available practical means for
generating differential costs and thus for distinguishing between resolved competitors and those seeking to bluff.36 One way of reducing
the frequency of disputes, then, is to create other methods of demonstrating resolve. Third parties can impose sanctions, embargo products,
or take other actions that make it more costly for competitors to compete. Again, it is not the deterrent effect of these efforts that reduces
the frequency of disputes.37 States can simply change their demands in
response to new opportunities or constraints. Instead, the peaceproducing effect of sanctions is to remove some of the uncertainty that
surrounds competition. States that endure sanctions or other thirdparty punishment inform opponents by distinguishing themselves from
other, less-resolved competitors.
Proposition 5. IGOs promote peace by facilitating costly signaling among
states through the imposition of sanctions, embargoes, or other nonmilitarized
punishments.
Costly signaling can be implemented even when the ability of the IGO
to constrain competitors is partial or incomplete. As long as at least
some competitors find sanctions burdensome, resulting differences in
behavior allow observers to learn something new about relative resolve
35
Neutral third parties, while arguably less effective at information arbitrage, are likely to be more
effective at intervention and constraint. Biased IGOs may fail to constrain their favored faction, leading
to more extractive demands and a higher risk of war.
36
Actors can autonomously reveal resolve through costly actions, but burning money also weakens bargaining power. We should see such actions only when the reduction in uncertainty leads to payoffs exceeding the cost in resources and the loss of leverage. See David Austen-Smith and Jeffrey S.
Banks, Cheap Talk and Burning Money (Manuscript, Northwestern University, Evanston, Ill., and
the California Institute of Technology, Pasadena, Calif., 1998).
37
Gartzke, Li, and Boehmer (fn. 2).
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 15
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
15
or capabilities. Competitors that interact in the presence of IGO sanctions or other punishments will more often arrive at bargains prior to the
onset of violence. The potential to act in ways that allow states to signal
implies that IGOs need not have sufficient capabilities to impose their will
on states in order to be effective. Still, IGOs that are primarily interested
in security and that are willing to sacrifice economic and social interests
in the pursuit of peace stand to be most effective. Third parties must
also possess a mandate to punish states for political acts. IGOs with economic or social mandates may be disinclined or unable to punish states
for purely political behavior. Thus, promoting peace through signaling
is probably most effectively achieved through security-oriented IGOs.
Proposition 6. IGOs with a mandate as security organizations are more effective at promoting peace through costly signaling than are those with nonsecurity
objectives and interests.
v57.1.001.boehmer.001-038
16
6/24/05
9:52 AM
Page 16
WORLD POLITICS
IGOs
Finally, IGOs differ in their organizational mandate. IGOs with a security mandate are more likely to influence disputes. This contrasts with
the realist assertion that IGOs are hollow shells, but it also differs from
functionalist and liberal claims that IGOs broadly transform interstate
relations.
Hypothesis 4. Dyads in which states participate in more IGOs with a security
mandate have a lower probability of experiencing a militarized dispute.
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 17
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
17
All results mentioned but not published in the study are available from the authors.
Oneal and Russett (fn. 2). We collected data on institutionalization for 297 IGOs, coding 198 as
minimal, 52 as structured, and 47 as interventionist. Details for defunct IGOs are often unavailable.
40
Nathaniel Beck, Jonathan N. Katz, and Richard Tucker, Taking Time Seriously: Time-SeriesCross-Section Analysis with a Binary Dependent Variable, American Journal of Political Science 42, no.
4 (1998).
39
v57.1.001.boehmer.001-038
18
6/24/05
9:52 AM
Page 18
WORLD POLITICS
DEPENDENT VARIABLE
The dependent variable comes from the Militarized Interstate Dispute
data set produced by the Correlates of War Project.41 A MID occurs
when a state threatens, displays, or uses military force against another
state. We use Maozs dyadic version (DYMID1.0), which also corrects for
some errors in the basic MID data.42 MID Onset only equals one for the
onset year of a MID.43 Onset and duration are conceptually distinct
processes to which IGOs might contribute in very different ways. Using
Onset also addresses the generic problem of the nonindependence of
subsequent dispute years. Of even greater importance here, the tendency for conflict and IGO membership to be serially autocorrelated
could produce a misleading positive correlation between the variables.
INDEPENDENT VARIABLES
We analyze four different IGO membership variables. The first measure
counts the number of intergovernmental organizations in which both
states of a dyad are members in a given year. We begin by replicating
Oneal and Russetts aggregate joint IGO variable.44 The replication vari41
Daniel Jones, Stuart Bremer, and J. David Singer, Militarized Interstate Disputes, 18161992:
Rationale, Coding Rules, and Empirical Patterns, Conflict Management and Peace Science 15, no. 2
(1996); Charles S. Gochman and Zeev Maoz, Militarized Interstate Disputes, 18161976: Procedure,
Patterns, and Insights, Journal of Conflict Resolution 28, no. 4 (1984).
42
Zeev Maoz, Dyadic Militarized Interstate Disputes (DYMID 1.1) Dataset, Version 1.1 (Codebook, Department of Political Science, Tel Aviv University, 1999).
43
For a useful discussion of the debate over onset and ongoing MIDs, see D. Scott Bennett and
Allan Stam, Research Design and Estimator Choices in the Analysis of Interstate Dyads: When Decisions Matter, Journal of Conflict Resolution 44, no. 5 (2000).
44
Oneal and Russett (fn. 2). Replication is approximate given idiosyncrasies in data and coding.
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 19
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
19
v57.1.001.boehmer.001-038
20
6/24/05
9:52 AM
Page 20
WORLD POLITICS
v57.1.001.boehmer.001-038
6/24/05
9:52 AM
Page 21
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
21
to the weaker state. We take the natural logarithm of the variable since
power arguably has diminishing returns to scale. The greater the relative difference in power in a dyad, the less likely states are to fight.
Lastly, distance has proven a reliable predictor of conflict. States are
much less likely to fight with geographically distant counterparts. Two
variables are included to control for geographic space. First, Contiguity
is a dummy variable equal to one when dyad members are contiguous
by land or by water within 150 miles (zero otherwise). Second, Distance
is the natural log distance between capitals or major ports of dyad
members.
TEMPORAL DEPENDENCE
One of the primary functions of IGOs is to offer structures that encourage ongoing, amicable interstate interaction. Thus, time becomes a
major factor in the analysis of IGOs and peace. States that have coexisted amicably for many years are more likely to remain at peace. IGOs
may help to regularize interactions between states, or they may simply
reflect a cooperative status quo. Russett, Oneal, and Davis fail to control for temporal dependence.53 Oneal and Russett and Gartzke, Li,
and Boehmer find that, after controlling for temporal dependence with
the Beck, Katz, and Tucker procedure, IGOs appear to increase the dispute propensity of member states.54 Militarized disputes (MIDs) and
other indicators of interstate violence appear to be associated temporally. The probability of a dispute at time t may be statistically related to
the duration of peace since the last conflict. Past decisions to cooperate
coincide with a lack of motives for disputes and so IGOs appear to reduce disputes when in fact they simply coincide with prior peace.
V. RESULTS
To assess the effects of IGOs on the conflict propensity of states, we first
replicate analysis by Oneal and Russett.55 In Table 1 we use logistic regression to estimate MID Involvement, the Oneal and Russett dependent variable, with the Beck, Katz, and Tucker controls for serial
53
v57.1.001.boehmer.001-038
22
6/24/05
9:52 AM
Page 22
WORLD POLITICS
0.003**
0.009***
8.852*
0.040***
0.154*
0.134***
0.051**
0.155***
0.008***
0.016***
0.016***
0.053
0.408***
0.005
0.009
0.040
33.610
0.110
0.232
0.588
0.052
0.017
0.175
0.282
0.133
0.005
1.516
0.006
0.002***
0.012***
23.848
0.057*
0.182
0.217**
0.072
0.239
0.015***
0.028***
0.030***
0.057
0.641**
n = 33337
n = 20708
Log Likelihood = 4267.3 Log Likelihood = 2234.2
0.008
0.055
18.253
0.245
0.301
0.757
0.125
0.589
0.106
0.164
0.074
0.033
1.462
0.004***
0.009***
10.603**
0.040***
0.157**
0.153***
0.049***
0.135***
0.008***
0.015***
0.014***
0.082
0.406***
n = 149404
Log Likelihood = 5732.4
0.016
0.063
31.073
0.191
0.369
1.586
0.361
1.711
0.100
0.152
0.051
0.134
1.617
0.006*
0.002***
0.012***
22.617*
0.055
0.200
0.195***
0.080***
0.198***
0.013***
0.025***
0.023***
0.082
0.701**
n = 110769
Log Likelihood = 3111.1
0.015
0.010
0.058
43.245
0.037
0.304
1.582
0.333
1.214
0.170
0.266
0.090
0.127
1.671
All Dyads
Coefficient
S.E.
Model 1-4
Membership in
All IGOs
9:52 AM
Model 1-3
Membership in
All IGOs
6/24/05
Model 1-2
Membership in
All IGOs
Model 1-1
Membership in
All IGOs
TABLE 1
DEPENDENCE, INTERNATIONAL INTERACTIONS AND MILITARIZED DISPUTES INVOLVEMENT (195091)
Variable
IGOS, TIME
v57.1.001.boehmer.001-038
Page 23
TABLE 2
0.0078
0.0536
0.2051
0.0857
0.0086
0.0325
10.3706
0.0418
0.065
1.9381
0.2965
0.9416
0.3580
0.0012
0.0003
0.0001
2.2606
0.0117
0.0652
0.0877**
0.0875
0.0023***
0.0115***
14.7170
0.0479
0.1920
0.1869***
0.0711***
0.1882***
0.0347***
0.0003***
0.0002
0.0000**
0.7447***
S.E.
Coefficient
n = 109965
Log likelihood = 2327.5
0.0162
0.0649
0.0866**
0.0887
0.0023***
0.0118***
14.0504
0.0476
0.1868
0.1880***
0.0695***
0.1873***
0.0347***
0.0003***
0.0002
0.0000**
0.7468***
S.E.
Model 2-4
Membership in
Interventionist IGOs
0.0429**
0.0094
0.0672
0.0602
0.0865**
0.2022
0.0804
0.0738
0.0024***
0.0081
0.0121**
0.0352
13.0465
12.9022
0.0473
0.0405
0.1833
0.098
0.1892***
1.9281
0.0738*** 0.2906
0.1889***
0.9357
0.0345*** 0.3577
0.0003*** 0.0012
0.0002
0.0003
0.0000**
0.0001
0.7815*** 2.3040
S.E.
n = 109965
Log likelihood = 2323.5
0.0854
0.0508
0.2080
0.0854
0.0098
0.0253
5.4724
0.0372
0.040
1.9390
0.3175
0.9299
0.3578
0.0012
0.0003
0.0001
2.1044
Coefficient
Model 2-3
Membership in
Structured IGOs
9:53 AM
Coefficient
0.0069
0.0045
0.0661
0.0615
0.0861**
0.2128
0.0879
0.0596
0.0023***
0.0083
0.0117
0.0353
14.1792
12.6852
0.0480
0.0393
0.1917
0.094
0.1885***
1.9279
0.0714*** 0.2922
0.1892***
0.9417
0.0347*** 0.3577
0.0003*** 0.0012
0.0002
0.0003
0.0000**
0.0001
0.7551*** 2.3941
S.E.
Model 2-2
Membership in
Minimal IGOs
6/24/05
n = 109965
Log likelihood = 2327.0
Coefficient
Variable a
Model 2-1
Membership in
All IGOs
v57.1.001.boehmer.001-038
Page 24
v57.1.001.boehmer.001-038
6/24/05
9:53 AM
Page 25
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
25
TABLE 3
IGO INSTITUTIONALIZATION, CONTENTION, AND MID
ONSET
Probability a
0.0018
0.0015
0.0018
0.002
0.0019
0.0022
0.0015
0.0017
0.0017
0.0017
0.0121
0.0013
0.0044
12.12
4.08
14.89
8.02
22.97
15.41
2.61
5.45
3.92
587.82
24.83
152.71
a
prob after 1 standard deviation increase, or max value if binary, in given x variable holding others
at their means or mins.
relevant to peace, but some IGOs significantly inhibit conflict. The coefficient for membership in minimal IGOs is negative but insignificant;
the least institutionalized organizations do not discourage disputes. By
contrast, joint membership in structured organizations, as reported in
model 2-3, significantly reduces the probability of a dispute (a 12 percent decrease, as reported in Table 3). The overall number of organizations shared by states in a dyad is less important for interstate peace
than the organization type. We thus find some support for our argument that IGOs require institutional structure in order to contribute to
peace. Finally, interventionist organizations have no effect on the onset
of MIDs. While this variable is negative and statistically significant in
models estimated using GEE, we suspect that the category still contains
unobserved heterogeneity. In particular, while both financial lending
institutions and collective security organizations figure prominently as
interventionist institutions, only the latter are likely to take active, coercive measures to affect the security behavior of states. Hypothesis 4
suggests that we should again disaggregate the data, differentiating between IGOs on the basis of their mandate. Before proceeding, however,
we briefly review the other findings from Tables 2 and 3.
Results for the IGO contentiousness variables are consistent across
the four models in Table 2. As suggested by hypothesis 3, organizations
in which members share a substantially common agenda are less likely
to get bogged down in intramural argument and more likely to act.
S.E.
Coefficient
Coefficient
n = 109965
Log likelihood = 2326.6
0.1244
0.0677
0.0889**
0.0833
0.0023***
0.0119***
13.9332
0.0473
0.1725
0.1889***
0.0727***
0.1894***
0.0346***
0.0003***
0.0002
0.0000**
0.7633***
S.E.
n = 109965
Log likelihood = 2327.1
0.0881
0.1065
0.0645
0.0500
0.0879**
0.2224
0.0866
0.0594
0.0023***
0.0083
0.0115*** 0.0348
13.7941
12.5133
0.0472
0.0375
0.1863
0.0461
0.1850***
1.9267
0.0670*** 0.2986
0.1849***
0.9265
0.0346*** 0.3575
0.0003*** 0.0012
0.0002
0.0003
0.0000**
0.0001
0.7208*** 2.3331
S.E.
Model 4-4
0.1335***
0.0694
0.0859*
0.0853**
0.0024***
0.0116***
12.8378
0.0479
0.1843
0.1838***
0.0692***
0.1878***
0.0343***
0.0003***
0.0002
0.0000**
0.7313***
S.E.
n = 109965
Log likelihood = 2317.5
0.5055
0.0151
0.1414
0.1814
0.0096
0.0339
5.3972
0.0355
0.0046
1.9187
0.2954
1.0096
0.3481
0.0011
0.0003
0.0001
2.1192
Coefficient
Membership in
Interventionist IGOs
9:53 AM
n = 109965
Log likelihood = 2325.3
0.13557 0.0635**
0.1388
0.0272
0.0690
0.0727
0.2016
0.0868**
0.2152
0.1122
0.0870
0.0325
0.0085
0.0023***
0.0084
0.0327
0.0118*** 0.0375
8.6261 13.8807
14.9055
0.0379
0.0477
0.0364
0.0483
0.1904
0.1598
1.9383
0.1894***
1.9087
0.2998
0.0747*** 0.2932
0.9343
0.1870***
0.9459
0.3552
0.0343*** 0.3576
0.0012
0.0003*** 0.0012
0.0003
0.0002
0.0003
0.0001
0.0000**
0.0001
2.2372
0.7789*** 2.4007
Coefficient
Model 4-3
Membership in
Structured IGOs
6/24/05
Variable a
Model 4-2
Membership in
Minimal IGOs
Model 4-1
Membership in
All IGOs
TABLE 4
INSTITUTIONALIZATION, CONTENTIOUSNESS, OF SECURITY IGOS AND THE ONSET OF MILITARIZED DISPUTES (195091)
v57.1.001.boehmer.001-038
Page 26
v57.1.001.boehmer.001-038
6/24/05
9:53 AM
Page 27
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
27
TABLE 5
SECURITY IGO INSTITUTIONALIZATION, CONTENTION, AND MID ONSET
Based on Model 3-4
Baseline
Joint Security Mem, Interventionist
Floor Member Contention
Major Power Contention
Dif FloorMP Contention
Diplomatic Missions, Low
Democracy, Low
Interdependence, Low
Capability Ratio
Allies
Geographic Contiguity
Distance between Capitals
Major Power Dyad
Probability a
0.0017
0.0013
0.0017
0.0019
0.0020
0.0021
0.0014
0.0017
0.0016
0.0017
0.0115
0.0013
0.0047
22.0
1.2
9.9
17.8
22.5
20.1
2.6
5.2
0.5
574.4
23.3
173.6
a
prob after 1 standard deviation increase, or max value if binary, in given x variable, holding others
at the means or mins.
While contention among organizational members is consistently associated with a higher probability of conflict, the effect is not significant.
By contrast, disagreement between major power members significantly
increases the likelihood of militarized disputes. As reported in all four
models of Table 2, dyads that share IGO memberships with a high degree of contentiousness among major power members are at higher risk
for involvement in a dispute (roughly a 15 percent increase, as reported
in Table 3). The effect is much weaker for contention between major
powers and floor members of IGOs. Thus, our findings offer some support for the argument that major power cooperation bears on IGO efficacy. The results also show, however, that IGOs have an impact
independent of major powers; IGOs are more than simply hollow passthroughs for major power influence.
Concerning the control variables, note also that while major powers
and states that maintain extensive diplomatic ties globally are more
likely to become involved in a MID, the effects of alliances and relative
power appear minimal. The impact of relative power appears insignificant (literally), as suggested by proposition 1. As predicted by advocates
of the Kantian peace, democracy appears to reduce MID onset by about
15 percent, although the substantive effect of trade dependence is minimal. As we would also expect, the risk of a MID appears to increase dramatically among contiguous states and in dyads that include at least
one major power. Diplomatic Missions is significant and positive in all
v57.1.001.boehmer.001-038
28
6/24/05
9:53 AM
Page 28
WORLD POLITICS
v57.1.001.boehmer.001-038
6/24/05
9:53 AM
Page 29
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
29
v57.1.001.boehmer.001-038
30
6/24/05
9:53 AM
Page 30
WORLD POLITICS
v57.1.001.boehmer.001-038
6/24/05
9:53 AM
Page 31
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
31
(1)
(2)
v57.1.001.boehmer.001-038
6/24/05
9:53 AM
32
Page 32
WORLD POLITICS
1
[2k (1 p) + cA cB ]
2
(3)
63
Having A sweeten its offer by making an arbitrarily small concession leads B to strictly prefer d
to fighting. However, this clutters the model while yielding no new substantive conclusions.
v57.1.001.boehmer.001-038
6/24/05
9:53 AM
Page 33
INTERGOVERNMENTAL ORGANIZATIONS
&
PEACE
33
Suppose that some third party I raises Bs war costs or lowers Bs probability of victory (1 p). We examine each possibility in turn. We can
treat this added cost (h, where h > 0) as a dead weight loss for fighting.
Where the distribution of types B was originally bounded [cB ,0], it is
now bounded [cB + h,h]. Similarly, Bs reservation price becomes [(1p)
k d h]. If A again offers equation 3 to the distribution of types B,
then cB+h = [1/2](cB cA. 2h) < cB Prob( f = 1 | h > 0) < Prob( f = 1 | h
= 0). In this conception of third-party intervention, the probability that
B accepts A s demand is strictly increasing in I s influence on Bs war
costs through the impact of h.
Yet if A is strategic, it no longer prefers its original demand. We can
recalculate a solution to the modified game based on adding h. Prob( fh
= 1) = [(cBh h)/(cB + h h)], where cBh = (1p) k d h. Substituting into
the modified equation (1) and solving for [(UA )/(d)] yields [(2(dh
k (1p)) + cA cB )/(cB )]. Setting this equal to 0 and solving for d, we
get d* h = [1/2][2k (1p) + cA cB2h]. Solving for UB( f = 1) = UB( f = 0) reveals that cBh = cB = [1/2]( cB cA). Unless the change is very large (where
boundary conditions limit the offer), the effect of h tends to be felt in
terms of the bargains without reducing the likelihood of a contest. The
same types of B reject d*h as reject d*. I s intervention does not increase
the chances for peace.64
Suppose instead that I alters the probability of victory for one side or
the other. Equation 3 is a function of relative capabilities (the size of p),
but the probability of fighting depends only on the relationship between cB and cB . By construction, interventions that change the probability of victory have little impact on whether bargaining fails. Since As
64
Actors may be limited in their ability to optimize by the bounded nature of parameter values or
by constraints imposed by third parties (assuming opponents are restrained from altering demands).
v57.1.001.boehmer.001-038
34
6/24/05
9:53 AM
Page 34
WORLD POLITICS
Imagine that both B and I learn the value of cB , but not A. If I can reveal
this information, then A can make an offer that B will accept, leading to
peace. The argument holds even if we relax the assumption that I is fully
informed. Suppose that I can only provide A with an approximation of
Bs costs, say along some interval [cBlow,cBhigh], where (0 cBlow < cBhigh cB ).
As offer to B is then d* = [1/2][2k (1p) + cA cBhigh ], and the probability
of fighting,
Prob( f = 1 | [cBlow
,c ~ ]) = [(cB cBlow)/(cBhigh cBlow)]
~
~ Bhigh
[(cBhigh. cBlow )/(cB 0)] = [([1/2](cBhigh.cA) cBlow)/(cB)]. Since Prob( f = 1) = [(cB
0)/(cB 0)] = [([1/2](cB cA))/(cB )] and since, by definition, cB cBhigh, it
follows that Prob( f = 1 | [cBlow,cBhigh ]) Prob( f = 1).
Proposition 3. IGOs promote peace by intervening secretly or by constraining states that stand to benefit from IGO intervention.
v57.1.001.boehmer.001-038
6/24/05
9:53 AM
Page 35
INTERGOVERNMENTAL ORGANIZATIONS
&
35
PEACE
IGO
(4)
Imposing a punishment on B for fighting shifts the distribution of benefits toward A without necessarily reducing the probability of a contest.
An alternative is for I to impose h prior to bargaining. Without committing to particular substantive details, suppose that B can incur h
early in the game. This ex ante sanction on B requires two conditions.
First, some types of B, those with low war costs, will suffer h anyway.
Second, precisely because the first condition is not true for high war
cost types B, embracing h prior to bargaining can prove informative to
A. In preparing its offer, A can identify two different groups of players
B, one set with low war costs and one set with high war costs. A can tailor its offers to each group, reducing the range of types that reject both
offers. Equations 5 and 6 below detail players utility functions.
65
This result depends on the inability of B to make a counteroffer. In an iterated game, B could use
the vulnerability of A to extract additional concessions, much as A does to B in proposition 1.
66
Using 1 as the upper bound would both allow that the third party is more eager for a contest than
A (not likely) and eliminate the possibility that I values the stakes more than A.
v57.1.001.boehmer.001-038
36
6/24/05
9:53 AM
Page 36
WORLD POLITICS
(5)
(6)
Define cBCRIT as the type of player B such that UBs=1 = UBs=0. Let cBs=0 and
cBs=1 be the type of player B indifferent between fighting and not fighting in each subgame. cBs=0 = cBCRIT, since types B that will fight in the s =
0 subgame at least weakly prefer the s = 1 subgame. Solving as previously for As optimal offer in each subgame yields d*s=1= [1/3][3k (1 p)
* = [1/3][3k (1 p) + c 2c h]. The probability
+ 2cA. cB + h] and d s=0
A.
B.
of a contest in the s = 1 subgame is [(2cA cB + h)/(cA2cB + 2h)]. Prob(s
= 1) = [(2cB. c.A2h)/(3cB )], so that the probability of a contest given
signaling, Prob( f = 1 | s = 1), equals Prob(s = 1) Prob( fs=1 = 1) = [(cB.
2cA.h)/(3cB )] Prob( f = 1) = [(cB cA)/(2cB )].
Proposition 6. IGOs with a mandate as security organizations are more effective at promoting peace through costly signaling than those with non-security
objectives and interests.
(7)
I suffers an opportunity cost for sanctioning (v is I s dichotomous sanction decision). Substituting the probability of fighting, Prob( f = 1),
from proposition 1, and the probability of fighting with signaling,
Prob( f = 1 | s = 1), from proposition 5 for I s estimates of the probability of a contest in the v = 0 and v = 1 subgames, respectively, and taking
the partial with respect to the sanction decision, we get [(UI )/(v)] =
[(i (cA + cB + 2h)3h (cA + cB ))/(6 cB )]. Setting [(UI )/(v)] = 0 and
solving, we are able to define = [(i (cA + cB + 2h))/(3h (cA + cB))] such
that UIv=0 = UIv=1. Values of > UIv=0 > UIv=1 and vice versa. The
likelihood that I sanctions is thus a function of the relative size of i and
h. Security organizations (i > h) more willingly sanction, pursuing
peace at the cost of prosperity, for example. But non-security organizations may have mixed objectives (i < h), considering prosperity as
part of their mandate as much or more than political conflict.
v57.1.001.boehmer.001-038
6/24/05
9:53 AM
Page 37
INTERGOVERNMENTAL ORGANIZATIONS
APPENDIX
&
PEACE
37
v57.1.001.boehmer.001-038
38
6/24/05
9:53 AM
Page 38
WORLD POLITICS