Houlgate Kant Nietzsche and The Thing Itself
Houlgate Kant Nietzsche and The Thing Itself
Houlgate Kant Nietzsche and The Thing Itself
l
Many philosophers today, particularly, but not exclusively in France,
understand Nietzsche to have developed a coiiception of life and a style of
writing and thinking which go beyond and indeed "put out of order" the
traditional categories of philosophy.l The philosophical concept that is often
considered to have been most consistently discredited by Nietzsche is one
that is usually associated with Kant, namely the concept of the thing in itself.
Indeed, for Jacques Derrida, one of the "points" of Nietzsche's "spurring"
style is to call int question the concept of anything "in itself", be it a thing,
truth or woman.2 The purpose of the present essay is to examine whether
Nietzsche does in fact succeed in twisting free of the concept of the thing in
itself, or whether, in his very discrediting of Kant's concept, Nietzsche does
not remain ensnared in what is still a largely Kantian perspective.
The first task is to examine the nature of Kant's project and to try to
establish what he means by the concept of the thing in itself. Kant's aim in
the Critique of Pure Reason is to try to put an end to what he sees s the
"random groping" (bloes Herumtappen} (B^y)3 of traditional metaphysics,
and to establish metaphysics s a rigorous science which is able to make
definite progress by following an agreed and tested path. He tries to achieve
this aim by examining the limits of pure reason and by determining whether
reason is capable of genuine metaphysical knowledge. Unlike Nietzsche, Kant
does not intend to eliminate all dogmatic philosophy in favour of relative,
perspectival Interpretation, but, rather, to replace blind dogmatism with
1
2
3
See J. Derrida, Spurs, French-English edition, English translation by Barbara Harlow (Chicago, 1979), p. 83. See also the collection of essays entitled The New Nietzsche, edited by
D. Allison (New York, 1977). Somc of the transladons of diese and other works cited in the
text have been amcnded where necessary.
Derrida, pp. 55,101. See also D. Krcll, Postponementf. Woman, Stnsuality and Deatb in Nietzsche
(Bloomington, 1986), pp. 4 f.
TThi$ and subsequent translations of Kant's First Critique aoe taken frora Immanutl Kant's
Critiqut of Pure Reasoa, translated by N. Kenap Smith (New York, 1965).
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dogmatic, but self-critical rational fcnowledge that understands its owi* powers,
capabilities and limits.4
Metaphysicl judgements, for Kant, are examples of what he eaHs "synthetic a priori" jdgetnents which are universal and necessry, yef wtiich
increase (or, at least, purport to increase) our knowledge of the worid, riather
than just explain the meaning of the terms involved in the jdgetnents* The
task of the Critique of Pure Reason to determine whether metaphysics^can
be established s a sence can only be fulfiljed, therefpre, if Kant establishes
whether and how synthetic a priori judgetiients in generat are possible,
How then is it possible to have synthetic a priori ktlowledge? This can
only be possible, Kant teils us, if synthetic dpriori judgements lay dowh the
necessary conditions for any human experience. Thus, for .example, if k is a
necessary condition of our being able to experience events that we undexstand
objects to be situated within a causal chain, then we will know a priori that
all the events we experience must have cuses. Simarly, if it is a necessary
condition of our being able to experience objects that we intuit them in space
and time, then we will kiiow a priori that all the objects we intuit mus t be
determined accrding to the mthetnatical relations which dbtain in space
and time. Kant's specific arguments in favour of this conclusion do not
concern us here, but there is ne feature of Kant's thinking about this matter
which is of great importance for our considertih of K.rit's Hngering hold
over Nietzsche.
Kant adheres to the empiricist doctiirie that ^11 knowledge derived from
objects is a posteriori and thus at best only contingently true for us. The only
knowledge that can be a priori and so necessarily tr\ie for us, therefojre, is
that which is not derived from objects, but which has its squtoe ijfi us.
If intuition must conforrri to (sich richten nach} the cristitiiitiQA of the objects,
I dp tiot $ee how we could know anything of the latter a priori [...] Nothing
in a priori knowledge -can be asciribed tp objects save what the thiaking
subject deriyes from itself (aus sich selbst hernimmt}. (B xvii, xxiii)
However, Kant also believes that what has its source/in us caijno^be true of
objects or things in themselves. On B 65 he expresses Qartesian douj?ts and
sys simply that what has its source in the subject cannot be known to apply
necessarily to objects themselves. But his more commpn view is more
dpgmatic, natiiely that what has its souree a priori in the subject is definitely
not true of things theinselyes, wfor no determinatioris, whether absolute or
relative, can be intuited prior to the existence. of the things to which they
belong, and npne, therefpre, can be intuited a priori*9 (B 42)^
4
See B xxxv^xxxvii.
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In Kant's view, the only way we could know things in themselves would
be through a posteriori ernpirical Intuition, that is if those objects were "present
and given to me" and if the properties of those objects could "migrate
(hinberwandem) into my faculty of representation".5 What we know a priori,
from the structure of our own minds, therefore, cannot by definition teil us
about things in themselves. Gonsequently, the a priori form of outer, spatial
Intuition, for example,
does not represent any property f things in themselves, nor does it represent
them in their relation to one another. That is to say, space does not represent
any determination that attaches to the objects themselves, and which remains
even wKen abstraction has been made from all the subjective condhions of
Intuition.
See L Kant, Proltgpmena to any Future Afetaphysics that Will be Ahle to Present Itself s a Science,
translated by P. G. Lucas (Manchester, 1953), 9. Kant believes that beings other than
ourselves might gain acccss to things in themselves through intellectual Intuition, but he
denies that we have such a faculty; see B 308 f.
See, for example, P. Guyer, Kant and tbe Claims of Knowkdge (Cambridge, 1987).
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the whole ccmsthution and all the rektions of objccts in spacc aacl timc, nay
space and time theimelves, would vanish, (B 59)
TJiis and subsequent translatioos of Die Frhlich* Wissenschaft (() are takeia cpra'Nietzsche,
The Gay Science> trhslated with commentajcy by W. Kaufmann (New York, 1974). Original
German passages fromvialtof Nietzsche' works cited in this essay are taken from Nietzsche,
Smtliche Werke. Kritische Studienausgabe in 15 Bnden. Hg. Von Giorgio Colli und Mazzino
Montinari (Berlin/Mncheri, 1986):
:
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For Kant's views on the Old* metaphysics and on his own "metaphysics of experience", see
B xiv, xixf.. 25-30, 826, 873-879.
This and subsequent translations of Jenseits von Cut und Bse (BGE) are taken from Nietzsche,
Bejond Good and Evil, translated with commentary by W. Kaufmann (New York, 1966).
See Kant, B 42, 59 f. and 342 f. and Nietzsche, GS 143.
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StepMen Houlgate .
in what hs beeil saicl so far, but whieh now needs to be madc explicit.That
is Kant's adoption of the curipus modern notlon, found in the writings of
Descartes, Leibniz, Locke, Berkeley and ;uuie^ that *- whether uf Knowledge is a priori r a posteriori what we are cpnscious of are always
perceptinSj representatipns or 'ideas' rathe than :things. :K^nt'$. acceptance
of this notion explains why, s I suggested abbve> he believes tfaat not even
empiricalj aposterionexpenence can yield knowledg^ of thlngs kx themselves.
"If we treat uter objects s thjngs in themselves", Kant maintains, "it is
quite impossibl^ to understand hw we cold arriye at a knowjedge of their
reality outside us, since we haye to rely merely on.the representation which
isinus"(A378). n
". ; . ' . . ' v'
Drawing attention to this crepresentationalist* ;presupposition in gilt's
theoretical philpsophy enables us to MgrjiHght a subtle complieation in his
epistemological theory, which I have so far glossed oyerj but which will be
reflected in Nietzsche's thinking. A. 'priori knowledge, in Kant's view, is
wholly the product of the knowing subject and is *put into' th4gs. A.
posteriori Sensation, howeyer, is produced by. objects affecting the hrnman
mind in sorne way.12 posteriori Sensation is thus not simply the product of
the rnind's own activity, but reflects our perspective on, or reliion to,
something that is other than us. What is given in a reltion of ah object to
a subject are never, for.Kant, athe inner properties of the object in itself"
(B 67), so a posteriori Sensation does not bring us any closer to the inner
constitution of things themselves than a priori Impwlecige des, However,
sincei genuine knowledg^ is considered by Kant to be the indissoliible fusipn
f Sensation and the a priori forms of intuition a$d tbught, Kant clearly
believes that thihgs .in themselves have some role to:play m determMng what
we khow namely, through the way thiey affect us. -' even though their
intrinsic natre remains forever hidden from us.
This dual perspective is retained by Nietzsche. In 118 of DajbreakyfcK
example, Nietzsche Stresses *the relational side of knowledge - the fct that
we are affected by something other than us ^ in a manner directly reminiscent
of Kant: uwe understand nothing of him [our neighbpur] e^cep^the chatige
in us of which he 15 the cuse". Yet, in the very next, paragraph, Nietzsche
Stresses the subject's role in generating the fons of ekperience by itself:
What then are our experiences? Much more that^ which We put into them
(hineinlegen) thari that which they ifedy coritain! Or must we go so fer s
to say: in themselves they contain npthing? To experieace is to invent? -^.
(D-119)13
11
12
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Having now given a brief sketch of Kant's overall epistemological position, it is time to consider the Kantian concept of the thing in itself in more
detail, before we turn to the paradoxes of Nietzsche's thinking. Kant's concept
of the thing in itself, the "noumenon" or the "transcendental object" these
terms are in efifect interchangeable has two different functions. On the
one hand, it permits Kant to draw a distinction between the finite objects
which we experience and the unconditioned, 'infinite' objects, such s God
or the soul, which, he maintains, we do not experience. On the other hand,
it permits him to draw a distinction between the objects of experience s we
experience them and those same objects considered s they are in themselves,
that is between two perspectives on the same objects, that of sense-experience
and that of thought.u It is this second distinction that Kant primarily has in
mind when discussing the thing in itself, and we shall therefore concentrate
on that.
Kant's intention is not to make metaphysical claims about things that
transcend our experience, but to use the concept of the thing in itself to limit
human knowledge to the sphere of the objects given to the senses. Kant's
starting-point in the Critique of Pure Reason is human experience. He believes
that we are restricted to that, and all his judgements are made from within
that human perspective. He lays no claim to a God's eye view. From within
the perspective of human experience, however, Kant makes two important
philosophical assertions about experience, neither of which is based on
experience, but both of which together constitute axiomatic presuppositions
of his thinking. The first is that any a priori knowledge has its source in ,the
subject and is therefore only valid for us, and the second is that all human'
perception is representational. On the basis of these assertions Kant makes
the judgement, from within experience, that the knowledge we have o'f objects
is limited and is oniy knowledge of things s they appear to us.
See B xix, xxv.
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this way, Kant unifies the two functions of the concept of the thing in itself
which I mentioned at the beginning of this section.) However, although we
may be able to postulate a realm of noumenal, non-spatial and non-temporal
Objects', the thought of things s they are in themselves, which our recognition of the limits of human knowledge forces upon us, is not the determinate
thought of such Objects'; it is simply the "completely indeterminate thought
of something in general" (A 253) underlying our experience.
Yet, despite the indeterminacy of Kant's concept of the thing in itself,
we can say something about what he means by the concept. First of all, and
perhaps most importantly, the thing in itself is construed by Kant s the
thing abstracted from all relation to us, that is s the thing "apart from any
relation to the outer senses" (A 358). A thing in itself cannot be known
through the way it relates to us, therefore, because it is defined by Kant s
the thing considered in itself s opposed to the thing considered in relation to
a human subject. The correlate of this view, of course, is that all we can
know or 'represent' are our relations to things (s well s the a priori forms
of Intuition and thought in terms of which we make sense of those relations),
and that the things which we do experience are to be taken "s consisting
wholly of relations" (B 341).
This same distinction between what something is in itself and what it is
for us is taken over by Schopenhauer and generalised into the idea that what
something is in itself lies beyond all relations, not just relations to a knowing
subject.16 And, although Nietzsche rejects the idea that there is anything in
itself, the Schopenhauerian view that whatever would be in itself could not
at the same time be relational is one that he never questions.
Kant does not go quite s far s Schopenhauer and Nietzsche, however.
Kant claims that things do not manifest their intrinsic nature in any cognitive
relation to us, but he leaves open the question whether things in themselves
might not be related to one another. At least that is what seems to be implied
by his assertion on B 59 that the relations of things to one another are not
"so constituted in themselves s they appear to us".
The second important point to make about the Kantian conception of
the thing in itself is that, despite his frequent reference to things and objects
in themselves, Kant does not construe the inner nature of the things we
experience s necessarily separate from us. Whatever things are in themselves%
cannot be known and thus remains completely hidden from us. But, for that
very reason, we cannot say whether what underlies appearances s their "true
correlate" (B 45) is something disrinct from us or something that is identical
16
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20
This and subscquent translations of passages from the unpublished writings or Nachla(WP)
are taken from Nietzsche, Tbe Will to Power> translated by W. Kaufmann and R. J. Hollingdale
(New York, 1968).
This and subsequent translations of Menschliches, Allfumenschliches (HH) are taken from
Nietzsche, Human, All too Human^ translated by R. J. Hollingdale, introduced by E. Heller
(Cambridge, 1986).
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On Nietzsche's critique of the concept of the thing in itself, see Wilcox, pp. 98126, and
A. Nehamas, Nietytbe: Life s Litcrature, (Cambridge, Mass., 1985), pp. 74105.
See, for example, WP 579.
See WP 586.
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dircct criticisms of the specific concept of the thing in itself which chaUenge
ehe very idca that anything could ever be sometfaing in itstlf. In Niet&sche's
view, it does not make any seSe to tlk of things in themselves becaiise, if we
abstract things from thcit relations to other thdngs and eonsider their iatriiiiSiG
nature lpne^ theri we are not able to understaiid how things could act upon
or have an effect upon the world. An<J if we are not able to do that, then
we are not able to deterrnine the properties of things pr eveci to think of
thetn s things, the existence of which makes a diffefence in the world, at all
The properties of a thiiig are effecti? on other "things": if one fernoves other
"things", then a thirjg has no properties, i. e., there is no thing without
other things, i. e., there is no "thing in itselP'. (WP 557)
Apart from showing that Nietzsche presupposes that the properties of a thing
are its effects on thef thiijgS, these lines mke it clear that he understands
the term "thing in itself" to mean somethmg. like "a thing cOfisidered by
itself", though, s I pointed out bove, it is not clear that Kant shares that
understanding of the tefrn; Kafit's point is simply that the thing in itself is
the thing considered in abstraction from all relatin to a knowing ;subject,
not necessarily the thing considered in abstraction from any relatin to
anything whatsoeyer. Nietzsche preserits criticisms of this more narrowly
defined Kantian position, too, however. In One passage, for exampie, he
rejects the concept of a 'thing abstracted from all relatin to a bject because
he assumes that it is only for subjectivity and through subjective Interpretation
that there are such things s 'thirjgsV
That things possess a coristittion in thefriselves (eine Beschaffenheit an sich)
quite apart from interpretatiori and subjectivity, is a cjuite idle hypothesis:
it presupposes that Interpretation and subjectivity are not essential [*..]: the
apparent objective character of things: could it not be merely a difference.of
degree within the subjective? (WP 560) .
It is clear, then, that the Kantian concept f the thing in itself is one that
Nietzsche firmly rejects, eveh if he is not s careful s he might have beeri
to disnguish Kant* s position from that of Schopenhauer or Plato. Often, s
I have indicated? Nietzsche sirnply launches a general attack againSt what he
considers to be central metaphysical cpncepts such s "the true wirld",
"reality" or "essenee", concepts which are not particularly Kantian. However,
certaia expressions make it clear that he frequently has Kant very much in
mind even when he is rnaking his cnticisrns of such concepts. In 54 of the
Gay Stieme, for exampie, we read the follpwing linesi
What is "appearance" (Schein) for rne now? Certainfy not the oppsite of
some essence (Wesen): what could I say bout ay essence except t;p n^me
the attfibutes f its ppeararice! Certainly not z dead mask that one could
place pn an unknpwn or remoye from it!
*
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SeeB69f.
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Stephe Holgatc
the "world that concerra us" might be made up of nothing othe* thaji
"degrees of apparentness"? Has not Nietasche tken leave of logic?
Fottunately, perhaps, Nietzsche elsewhere seems to recover his Jogical
sense and acknowledge thaC if he wishes |o reject the eoticespt of the 'thiftg in
itself or of a true wprlci, he ought togically tp reject the concept of mere
appcarance or of an apparent world s well. If one side of the Opposition
between appearance and reality in itself is to be rejected, theci the whole
Opposition must be rejected becase these terms are contraries that cannot
be made sehse of in Isolation from one another. Nietzsche proclaims His
'libetation* from the Opposition between the appajcent and the true world
most clearly and boldly in Twilight of the Idols.
We have abolish^d the true world: \rfiat world remained over? The apparerit
world, pertaps? ... But no! Witb the true world m h$ve abolisbed the apparent
(scheinbare) world s well! :
''.".
It seems, therefore, that Nietzsche does not after all want to Jeave ms spinning
around in a circle of ngrounded appearances arid illusions, but that he wnts
to displace the very Opposition of appearance and reality indtself upon ^h|ch,
in his view, Kant's philosophy and indeed the whole: traditin of Western
philosophy sinee Plato * is based. What it means to think "beyond appearance
and reality" (or indeed "beyond gopd and evif^^may .npt yet be completely
clear, but we know that that at least is Nietzsche's im.
,.;
Yet doubts linger that things might not be quite s simple s that (if k is
appropriate to cll What we have just described s Nietzsche's vaim 'simple').
In the passage from Beyond Good and Evil which; we quoted above, Nietzsche
queried the Yery Opposition between "true" arid "false", but theri asked: "wls
it not sufficient to ssume degrees of apparentness [...]?" (34)i Does this not
suggest that beyond the pppositions pf Karitian and Platpnic ipetaphysics
at least, beyond the ojpposition pf "true?? and "false" -^ We cpntinue to whirl
around in a dizzying Spiral f agpearances?^imi[aa%^
of the Gay Science^
?
after having rejected the idea that "appearance' (Schein) is the opposite f
some essence, Nietzsche writes:
Appearance is for me, that which lives^arid is efjFective and goes so far in its
self-mockery that/it mkes me fael that this is appearance and will-o?-thewisp and a dance of spirits and nothingmre [,.,].
Does not this suggest that Nietzsche abolishes the Opposition between
essence and appearance by collapsing both into ^- appedrnc^.
26
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In one very simple respect Nietzsche clearly does not twist free of Kant.
We have seen that whatever problems there may be with Nietzsche's retention
of words like Schein, Scheinbarkeit and erscheinen, he rejects the concept of the
thing in itself unequivocally. However, s I indicated above, Nietzsche does
not challenge Kant's basic conception of what the expression "thing in itself"
means^ he simply denies that anything actually corresponds to the term.
Although Nietzsche does not always mean exactly the same thing by the term
"thing in itself" s Kant, he agrees with Kant that what we are to understand
by that term is something which cannot be known by us.
The biggest fable of all is the fable of knowledge. One would like to know
what things-in-themselves are; but behold, there are no things-in-themselves!
But even supposing there were an in-itself, an unconditioned thing (ein Ansich, ein Unbedingtes), it would for that very reason be unknowable! Something
unconditioned cannot be known; otherwise it would not be unconditioned!
Corning to know, however, is always "placing oneself in a conditional
relation to something" (WP 555).
Indeed, Nietzsche fiirther agrees with Kant that, since what something might
be in itself could never be made manifest to us, it could not be of any concern
to us. Not only do 'things' have ho constitution of their own in themselves
in Nietzsche's view; such an intrinsic or essential constitution would be a
matter of utter indifference to us even if 'things' did have one.
There is also another respect in which Nietzsche does not twist free of
Kant. Although Nietzsche abolishes the idea of the thing in itself, we have
seen that he clings to a version of the corresponding Kantian idea that "we
can know a priori of things only what we ourselves put into them (was wir
selbst in sie legen)" (B xviii). Despite the multiplicity of his perspectives on
life, Nietzsche's understanding of human consciousness is dominated by one
recurring idea: that "it is the human intellect that has made appearance
(Erscheinung) appear and transported its erroneous basic conceptions into
things (seine irrtmlichen Grundauffassungen in die Din&e hineingetragen^ (HH16).
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Stcphen Hottlga|e
The lingering presence of Kant' s "in itself " is not always marked by the
use of the specific phrase "an sich"> however Sometimes, s m the early text,
On Truth and Lie in an Extra-moral Sense, it is marked by a comtiaent to the
effect that nature is for us "an inaccessible and indeiBiiable x".27 At other
times, it is ma;rked by such comments s: "we are none of us that which we
appear to be (erscheinen) in accrdarice with the states for which ajpne we
have consciousness and wofds"(Z? 115), or:
Actions are never what they appear to us to be (Das, als was sie uns erscheinen)^.
We have expend^d so much lbiir on leanhg that external things are not
s they appear to us to be very welll the case is the same with the inqer
world! Moral actioris are in reality (in Wahrheit) ^something other than that'
^ etwas nderet) more we cannot say: and all actions are essentiajly
uiaknown. (D 116)
'. " "
27
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Nietzsche differs from Kant in that he does not claim that what we are "in
reality" lies beyond space and time; indeed he considers time in particular to
be fundamental for all things. However, he does retain the Kantian idea that
'behind' the appearances the natuire of our selves and of out actions remains
unknown.
We noted before that Nietzsche's critique of the concept of the thing in
itself and his critique of such concepts s 'reality' or the 'true world' tend to
slide into one another and become indistinguishable. (Conceptual imprecision
and 'slippage' is indeed a distinctive Nietzschean trait.) Correspondingly, just
s he retains the concept of the "in itself" despite having rejected it, so also
he retains such concepts s 'reality', 'truth' or 'fact' despite having rejected
them. In 11 of Human,
too Human, for example, Nietzsche states that
"Logic too depends on presuppositions with which nothing in the real world
(Nichts in der wirklichen Welt) corresponds"; in 19 of the same text he refers
to the error of believing that there are "identical things" and comments that
"in fact (thatschlich) nothing is identical with anything eise"; and in 112 of
The Gay Science he criticises the concepts of cause and effect by claiming that
"in truth (in Wahrheit) we are confronted by a continuum out of which we
isolate a couple of pieces".
Such examples of apparently naively realistic language abound in
Nietzsche's texts and, to my mind, are an inevitable consequence of his project
of unmasking the forms and categories of human consciousness s fictions
which we impose on to things. However much Nietzsche may fight against
naive realism and against the idea that things have a real constitution of their
own, apart from what we make of them, it seems that he is forced to claim
that "becoming", "life", "will ta power" or "Dionysiac force" constitute the
fundamental given reality in our experience, in order to give meaning to the
assertion that the categories of human reason, language and morality are not
real, but human fictions that simply create the illusion of being real. Arthur
Danto has put this point well:
To some extent he [Nietzsche] was seduced by his own arguments. Because
he wanted to say that all our beliefs are false, he was constrained to introduce
a world for them to be false about: and his bad to be a world without
distinctions, a blind, empty, structureless thereness.28
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Stben Hottlgate
N. Boyle, ''Nietzsche and tbe 'middle mcle of discourse* *', in Relism in Eurpean Literature:
Essays in Honour ofj, P. Stern (Caml?ndge> 1986), p. 129. ;
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When Nietzsche employs the concept of the "in itself", to talk of "opposites that do not exist in themselves (die nicht an sich existieren)" (WP 552),
we must thus not read him s claiming that in itself the world is without
oppositions a posion that assumes that there is a world in itself. Rather,
we must read him s maintaining that the central oppositions with which we
think have no being of their own because nothing in our world of
experience has any being of its own. "Is there then any meaning (Sinn) in the
in-itself (im An-sicb)V" (WP 590), Nietzsche asks. We must answer no
because there is no in itself for Nietzsche. The concept of the in itself is a
fiction created by man and imposed upon ...
But s soon s we begin to talk this way the problem returns; for what
exactly do we impose the concept of being in itself on to? Our sensations?
Our experience? But is not our experience a fusion of subjective illusion and
the effects of other things, of the ivorld^ on us? Nietzsche may be a subjectivist,
but he is not an utter idealist. He may think that all the forms in terms of
which we think are fictions, but he does not think that the very idea of there
being something other than us nature, cjsaos, the all is a mere fiction.
After all, he wants to point to the limits of all human pterspectives and make
us realise that the universe exceeds what we can experience, that it "does not
by any means strive to Imitate man", indeed that "None of our aesthetic and
moral judgements apply to it" (GS 109). Thus, for Nietzsche, we project our
concept of the thing in itself directly on to the world 0/Our sense experience,
but we thereby project that concept indirectly on to the world wbicb- we
experience through our senses or, rather, do not experience, but veil, falsify
and conceal from view. But if our .concept of the thing in itself is a fiction
which we impose on to the world, must we not say that the world is in itself
not something in itself? Or are we perhaps only permitted to say that the
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world is 'in itsdF not something in itseJf? How are we to spcak of the world
wc vcil? And yct must we not speak of it, if we are going to rnake sense out
of the idea that perspectives other than ours indeed any tbings, beings or
forces other than us are conceivable?
The paradoxes of Nietzsche's position are clearly seen in 21 of Beyond
Good and Evil.
In the "in-itself" (im "An-sicb") there is nothing of "causal connections", of
"necessity", or of "psychological non-freedom"; there the effect does not
follow the cause, there is no rule of "law". It is we alone who have devised
cause, sequence, for-each-other, relativity, constraint, number, law, freedom,
motive and purpose; and when we project and mix this symbol world into
things s if it existed "in itself" (als "an sich"), we act once more s we have
always acted mythologically.
/
In this passage Nietzsche makes the familir claim that we project our created
world of signs on to things s if that world were something real in itself and
not just our creation. Implicit in this remark, of course, is the idea that the
conception of something being in itself is itself part of the world of fictions
which we create. However, also contained in this passage is the claim that,
since we created the concepts of 'cause' and ceffect', and so on, the things
on to which we project those concepts are not themselves actually governed
by them. But Nietzsche has prohibited himself from talking of what things
are like in themselves by implying that the very idea of anything being in
itself is a fiction. Nietzsche's only recourse, therefre, is, s Derrida says, to
"inaugurate the epochal regime of quotation-marks"31 and to talk ironically
of what there is (or is not) in the world s it is "in itself". This means that,
although we are forced to speak s if things had a nature of their own in
themselves, we cnnot do so strightforwardly, we cannot mean exactly
what we say.
At times, therefre, Nietzsche resists resorting strightforwardly to the seemingly unavoidable concept of the thing or of being in itself by
insisting that talk of what something is in itself cn only ever be talk f what
something is in itself from some' particular-, subjective point of yiew, or by
employing the concept ironically in quotation-marks. By these means
Nietzsche continually subjectivises and relativises anything in his, tcXts that
might appear to take on the Status of something real and independent of our
perception.
However, at other times, Nietzsche seems to acknowledge that we can
talk in an apparently straightforward way of what the world is in itself, of
what our categories and fictions are imposed on to. But, when he does so it
Derrida, p. 107.
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Nietzsche can thus talk legitimately about what the world would be like
without us, but we must not assume that a world which is not perceived by
us is simply the world s it really is in itself, since he believes that the world
itself becomes something different when we come to perceive and Interpret
it. Our perception makes a difference to the being of the world.itself, in
See R. Bittner, "Nietzsches Begriff der Wahrheit", in Nietzsche-Studien 16 (1987), pp. 86-90.
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are is nothing othcr than a specific way of rdating to onc another, must he
not thereby conclude s Hegel would have done that what they are is
manifest in and s their relations to others? And is not what they are manifest
in us s well, s will to power? Kantian things in themselves remain forever
hidden and unseen, but do not the forces which Nietzsche talks of make
themselves feit and known within us s Dionysiac forces, despite the fact
that we falsify them? Or indeed through the very fact that something within
us seeks to falsify life?
And yet, should we not also remember something we have perhaps
overlooked so far: namely that this whole cosmological picture of a world
made up of centres of force or will to power is not presented by Nietzsche
s his unclouded view of reality, nor simply s a dream existing in a void,
but s an Interpretation imposed by him upon ,..33
See BGE 22, 36. See also my HegeJ, Nietzsche and the Criticism of Metapbysics (Cambridge,
1986), p. 60. ' ';''
Krell, Postponements, p. 86.
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upon things that are not anything in themselvesy but merely things ... "in
themselves"?
There are one or tw passages in Nietzsche's texts which might help us
here. In a note from the Nachla Nietzsche declares that the distinction
between Ding an sich and Erscheinung is an Interpretation, not a factual
distinction; but he adds the question: to what extent is it perhaps a necessary
Interpretation?35 Perhaps, therefore, in a manner analogous to Kant's transcendental illusion, we cannot avoid thinking in terms of appearances and
things in themselves, but can at least prevent ourselves being deceived by
these concepts. In another passage, Nietzsche makes the same point about all
our means of expression: "We cannot change our means of expression at
will", he comments, but "it is possible to understand to what extent they are
mere signs" (WP 625).
According to these passages, Nietzsche has no choice but to1 think in
terms of things in themselves and appearances. The most he can do to free
himself from the concepts is to indicate his recognitin that they are "mere
signs" by placing their names in quotation-marks. But there is more to
Nietzsche's procedure than that. Nietzsche is not simply caught in a vocabulary which he can neither put his trust in, nor throw off. He has adopted a
deliberate strategy of setting up and employing conceptual distinctions, and
then undermining them, a strategy of setting up Standards of criticism to
unmask the fictional nature of our concepts and then withdrawing those
Standards themselves. This strategy is evident, I believe, throughout
Nietzsche's entire work.
One of the clearest examples of Nietzsche's displacing an Opposition
which he himself sets up is to be found in 58 of The Gay Science. Nietzsche
begins by setting up an Opposition between what things are and what they
are called, and by claiming that the names of things are "originally almost
always wrong and arbitrary, thrown over jhings like a dress and altogether
foreign to their nature and even to their skin". This sentence seems to suggest
that Nietzsche, like Descartes, thinks that one could, if one wished, approach
a thing, "take the clothes off, s it were, and consider it naked".36 However,
Nietzsche continues to explain that in fact the naked truth and the clothes
that cover it are not s easily separable s Descartes thought, since the names
and values which we ascribe to things eventually, over generations, "growf]
to be part of the thing and turn[] into its very body". In other words, "What
at first was appearance becomes in the end, almost invariably, the esserice
* See WP 589.
36
Tbt Pbilosopbical Writings of Descaries, translated by J. Cottingham, R. Stoothoff and
D. Murdoch, 2 Vois. (Cambridge, 1984), II, 22.
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and is cffective s such". The initial distinction bctween the "dress" and thc
"skin", bctween "error" or "apperancc" on the one hand and "truth" on
the other, thus disappears and the two poles of the Opposition become
indistinguishable. Once the Opposition has been dissolved, of course, we no
longer have any reliable way of separating truth from error, essence from
appearance. But then what gave us the confidence that we could reliably
distinguish the two to begin with? Must we not conclude, retrospectively,
not simply that the purky of the essence has been lost, but that perhaps it
never existed 'unclothed' or s it is in itself to begin with, and that truth and
illusion are always inseparable?
Nietzsche's strategy, at least in the passage I have cited, is to shift the
ground on which he initially appears to stand by displacing and undping the
distinction he first offers us. The apparent paradoxes of Nietzsche's thinking,
which we have been examining in this essay, appear therefore to be resolvable.
Nietzsche is forced by the logic of his vocabulary to contrast the concepts
he wishes to expose s fictions with some Standard of reality or being in itself.
In this respect Arthur Danto is right. However, Nicholas Boyle is equally
correct in pointing out that whatever appears to be a fundamental distinction
in Nietzsche's thinking between appearance and reality is always to be taken
s a merely provisional, relative distinction which is made from a particular
point of view' and with a particular, polemical purpose in mind, and which
is invariably subject to subsequent displacement. Indeed, Nietzsche's cosmological theory of forces is designed precisely to dissolve appearance and
reality into one another and to show that the traditional distinction that has^
been made between them is misleading. For Kant, appearance is what is not
real in itself and the thing in itself is what does not manifest itself or appear.
For Nietzsche, however> these terms cease to be opposed to one another and
thus lose their Kantian meaning. Nietzsche thinks we can draw relative
distinction between the forces that appear ('reality') and the way that they
are perceived by other forces ('appearance'), but this distinction cannot be
sustained absolutely. Each term is in fact so defined that it includes the other
with the result that the line between them blurs into undecidability. Forces
are only 'real' in so far s they 'appear' to and affect others; their nature
consists in being for others. The way that they 'appear' to others,' conversely,
is or becomes part of what they *re'. From the point of view of Nietzsche's
'epistemology', therefore, the word 'reality' can only ever refer to what
appears to be real or what is interpreted s real from a specific perspective.
From the point of view of his 'cosmology' of forces, on the other band,,
appearance, Interpretation and interpreted forms must always be understood
to constitute an inseparable part of 'reality'. Either way, what is 'real' and
what is 'appearance' for Nietzsche are effectively indistinguishable.
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Hegefi Pbenomenolog of Spirit, translated by A. V. Mler, with an analysis of the text and a
foreword by J. N. Findlay (Oxford, 1979), p. 54. For the original German text, see Hegel,
Werkt in qvatnyg Bnden, edited by E. Moldenhauer and K. Michel, 20 Vols. and Index
(Frankfurt a. M,, 1969),
, 78.
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knows it", Hegel says; so consciousness does not appear to be ablc to, "s it
were, get behind the object s it exists for consciousness so s to examine
what the object is in itself \ However, Hegel points out,
the distinction between the in itself and knowledge is already present in the
very fact that consciousness knows an object at all. Something isfor it the
in itselfi and knowledge, or the being of the object for consciousness \s,for
//, another moment.38
Hegel does not mean by this (s Nietzsche does) that, whenever consciousness
takes something s truey it is always deluding itself and only grasping what
is 'true' (i. e. apparently true) for it. He means that the truth is never simply
given to consciousness, but that consciousness can only see s much of the
truth s it is open to (even though it may still be .vulnerable to truths it does
not see). Hegel, of course, recognises that human beings can and frequently
do have a limited, even distorted view of things. His central point, however,
is that even when what consciousness knows is the genuine truth of things
themselves^ that truth is ambiguous in so far s it does not simply present itself
to consciousness; but is something that consciousness must actively help to
disclose and bring before itself. For Hegel, therefore, the acttvity of consciousness does not necessarily conceal or veil the truth, but is rather an irreducible"
condition of the fll disclosure or revelation of the truth. Conversely and
this is where Hegel twists free. of Kant's conception of the thing in itself
much mre radically than Nietzsche what is to be understood-by the truth
(or a thing) in itself \s not something which is different frorh, or which always
conceals itself behind, its 'appearance* or being for others, but' something
which is revealed in and through its being for others> and which, therefore,
can be brought before consciousness s the object of conscious experience.40
38
39
40
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sclvcs, what we vcil and falsify with our iJlusory ideas (which of coursc
include the concept of the thing in itself) is not itself to bc thought of s
something in itself. However, the concept of veiling constrains us to conceive
of what is veiled s something that is whatever it is in itself\ in spite of the
fact that Nietzsche wishes us not to. It is because we, and indeed all things
or forces, falsify the other that there cannot be things in themselves, and yet
it is because we falsify the other that we must construe the other s something
in itself. The concept of veiling, falsifying and imposing forms on to things
is thus itself profoundly ambiguous because it both undermines and reinstates
the concept of the thing in itself at one and the same time.
Nietzsche is clearly intending to twist free of Kant and to dissolve the
thing in itself into a dissimulating play of forces, veils and illusions in which
'reality' and 'appearance' and revealing and concealing are no longer
clearly distinguishable. However, he 'twists free' of Kant on the basis of an
epistemological scepticism that is by no means identical with, but is certainly
derived from, Kant's theory of knowledge. And the presence of that scepticism in Nietzsche's texts constantly causes the spectre of the thing in itself,
which Nietzsche is trying to put to rest, to reappear, haunt his thinking and
demand once more to be exorcised. Despite his hostility to dogmatic thinking
and his emphasis on experimentation and perspectivl multiplicity, Nietzsche's
thinking seems to rest on one unchallenged axiom: namely his belief in the
fundamental fact of human falsification and efror, his belief in the "errneousness of the world in which we think we live" (BGE34). It is on the basis
of this belief that Nietzsche is able to- claim that "truths are illusions which "
we have forgotten are illusions"43 or that "truth" is "only the posture of
various errors in relation to one another" (W^P 535), and thus play such
havoc with our traditional concepts. But it is also on the basis of this belief
that 'Dionysus' the dissimulating play of forces and fictions that constitutes'
life for Nietzsche gets transmuted back into a reality whose infrinsically
shifting and dissimulating character we constantly falsify and fail (or refuse)
to recognise.
Nietzsche thus cannot avoid using the concept of reality, or of a thing in
itself, even though he prohibits himself from using it. He has 'no choice,
therefore, but to use it in quotation-marks.
The purpose of Nietzsche's use of quotation-marks, s I see it, is to
render the precise meaning of words such s 'reality' or thing % itself'
problematic. As Nicholas Boyle notes, such words retain the form of referentiality, "the form of being about something', but they combine that apparent
"Ueber Wahrheit und Lge im aussermoralischen Sinne", KSA l, p. 880.
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6
For three very helpful reviews of Derrida's book, which I have made extensive use of whilst
reading Spurs, see Krell, Postpomments, pp. 313, and "A Herraeneutics of Discretipn", in
Research in Phenomenologf 15 (1985), l 27, and A. D. Schrift, "Reading Derrida Reading
Heidegger Reading Nietzsche", in Research in Phenomenolgy 14 (1984), 87119.
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suggest that Nietzsche is playing havoc with sexual identity and seeing male
and female s undecidably fused everywhere. If Derrida's Suggestion is correct,
then the culmination of Nietzsche's philosophical endeavour is not, s Nicholas Boyle claims, simply "the reaffirmation of the male"?1 but rather the
presentation of a male philosopher who seeks to write with the hand of
"woman", but who recognises that this 'feminine' hand is still necessarily
guided in part by his 'masculinity'. What this means for the question of
truth is this: that Nietzsche recognises that the 'feminine' enterprise of
undoing the disnctin between trth and falsehood (or appearance) cannot
simply stand opposed to the 'masculine' search for the truth, but must
somehow incorporate the search for the truth into its very Operation of
putting that search for truth out of order. One can no longer seek woman,
or the femininity of woman, or feminine sexuality, Derrida teils us (nor, of
course, can one any longer seek the truth). But, he adds, "it is impossible to
resist looking for her" (p. 71). The 'male' in 'woman' will always seek the
truth, therefore, but he will always be led into the abyss of truth's collapse
into dissimulation.
Derrida presents a complex picture of Nietzsche's enterprise, but his
picture is in fact even more complex than I have suggested so far. Derrida
believes that Nietzsche wanted to develop a 'feminine', deconstructive Operation and thus to puncture the illusion that one could penetrate to the truth
of, and thereby control, woman. The point of that 'feminine' Operation is
therefore not just to disclaim any fixed identity, but to refrain from laying
claim to fully understanding the truth (or 'truth') of one's 'feminine' lack of
identity, s well. To be 'feminine', for Nietzsche, is thus not to be completely
clear about who or what one 'is', nor to be in complete control of what one
is doing.
That Nietzsche had no illusions that he might ever know anything of these
effects called woman, truth, castration^ nor of those ontologtcal effects of
presence and absence, is manifest in the very heterogeneity of his text.
Indeed, it is just such an illusion that he was analysing. (p. 95)
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See, for example, BGE 1: "The problem of the value of truth came before us' .or was it
we who came before the problem? Who of us is Oedipus here? Who the Sphinx? 1t is a
rendezvous, it seems, of questions and question marks."
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sition bctwecn truth and falsity the Operation which seems to lie closest
to Nietzsche's heart and the act of unveiling the truth about truth an
act which Nietzsche readily (though necessarily) engages in, but which he
also wants t Overcorne* or 'exceed' appear in his texts to be Indistinguishable
from one another, to be one and the same Operation or act.
This is an undecidability or ambiguity which we must presume Nietzsche
did not intend. However, it is the very failure of Nietzsche's texts to make
it clear whether he has gone beyond metaphysics or not that, in Derrida's
eyes, ultimately frustrates the hermeneutic attempt to determine what the
truth of Nietzsche's texts is and whether he has succeeded in fulfilling his
aim. For Derrida, therefofe, Nietzsche's texts succeed in 'putting out of ordef'
the expectations of truth-seeking philosophy even if, or rather precisely because,
we are unable to identify that success s Nietzsche's own.
The ambiguity which Derrida has pointed to in Nietzsche's thiiiking in
my view overlaps with the ambiguity in Nietzsche's treatment of the concept
of the thing in itself which we have been examining in this essay. For Derrida,
the problem lies in Nietzsche's atternpt to twist free of the metaphysical desire
to reveal truth by unveiling of revealing the pf ofound ambiguity of "truth",
"woman" and "life". The ambiguity which I have tried to point to resides
in the fact that Nietzsche seeks to twist free of the Kantian concept of the
thing in itself by stressing the idea that that concept is a fiction imposed pon
life and which falsifies life itself. Bth approaches yield a similar result, namely
that in Nietzsche's texts "life" (or "woman" or "truth" or "reality") vacillates
back and forth between something that is clearly not intended to be anything
in itself and something that stubbornly takes on the form of something in
itself. For Derrida, we arid Nietzsche find it impossible to resist looking for
the truth of woman behind the veils, even though or rather because
Nietzsche has exposed that truth s one of the veils or illusions that woman/
life throws over her-/itself. On my reading, Nietzsche is forced to think of
life and nature s that which withdraws into itself and eludes us, s that
which "has hidden [itself] behind riddles and iridescent uncertainties" (GS,
Preface, 4), even though or rather because he thinks life is manifest in,
and indistinguishable from, the activity of imposing fictions, apparent forms
and concealing veils upon itself.
It is clear that Nietzsche wants to twist free of the concepts of truth and
the thing in itself. However, since his attempt to do so is so closely tied to
the idea of unveiling and to the idea of imposing forms and categories on to
things which are alien to the way thkigs are, Nietzsche is always necessarily
cast back into the concepts he aims to subvert. The deepest ambiguity in
Nietzsche's concepts or metaphors of "life", "woman" or "will to pwer" is
thus that they shift back and forth between that wfiich is not anything in
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itself and that which nevertheless takes on the form of something in itself.
The quotation-marks which Nietzsche puts around the words "thing" or
"truth" <cin itself" are meant to indicate that, although we cannot avoid
Kantian concepts, we must not understand them in a Kantian sense. They
indicate that Nietzsche is playing with, and is forced to play with, the old
concept of the thing in itself whose difference from appearance was clear and
definite, at the same time s he is putting forward a new 'concept' of a 'thing'
or 'reality' 'in itself whose difference from 'appearance' has disappeared.
However, those quotation-marks do not protect the new undecidable 'in
itself against confusion with the old decidable in itself s much s Nietzsche
perhaps would like. Rather, they constantly invite that confusion at the same
time s they try to hold it at bay, because they simply mark Nietzsche's
intention to distance himself from the thing in itself whilst offering no concept
with which to make sense of what Nietzsche means except the one that is
held in Suspension. As much s they indicate a truth or reality 'in itself that
is indistinguishable from 'appearance', therefore, Nietzsche's quotation-marks
also suggest a 'truth' or 'reality' 'in itself that is unable to free itself from
the idea of the thing in itself.
Ultimately we remain unsure how to construs the Status of 'life' or
'woman' or 'will to power' in Nietzsche's texts because, at one and the same
time, we cannot^ and yet also must, understand it s the reality behind our
fictional forms, and we cannot settle on either alternative. We know that
Nietzsche wanted to enhance life; however the concept of life in Nietzsche's
texts remains intractably problematic and elusive and more so, I believe,
than even Nietzsche intended. Nietzsche's aim is always to transform what
seems to be in itself into an 'in itself which is indistinguishable from
'appearance' and thus ambiguous; so he always endeavours to Overcome' the
idea that life might be a hidden, unknown x. However, by confronting us
with 'Dionysiac' life that is the play of appearances and of revealing/concealing, but which also conceals itself behind its own veils and the forms we
impose upon it, Nietzsche effectively presents us with life that is both something
'in itself and something in itself at one and the same time, and whose
undecidable oscillation or Suspension between the two remains interminably. Perhaps this undecidability or ambiguity of life, which, I think, goes
beyond the ambiguity Nietzsche had in mind, will act, s Derrida hopes, s
a spur to a new kind of reading and thinking "freed from the horizon pf the
meaning or truth of being" (p. 107). Or perhaps it will rather stand s an
indication of the lingering shadow that Kant's "something = x" casts over
Nietzsche's thinking, and thus s evidence that, in the last resort, Nietzsche's
thinking fails to twist free of Kant.
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