Spain - The Untimely Revolution
Spain - The Untimely Revolution
Spain - The Untimely Revolution
Spain
The Untimely Revolution
The Spanish revolution was the only revolution to take place in Europe during
the existence of the Communist International, with the transient exception of
the 1919 Hungarian soviet republic: but it took the leaders of the world party
unawares. In Manuilskys report to the Comintern Executive in February 1930,
he dwelt on the enormous prospects now opening up for transforming todays
revolutionary upsurge in the advanced capitalist and colonial countries into a
revolutionary situation. The revolutionary upsurge in the advanced capitalist
countries at that moment existed only in the mind of Stalins representative in
the Comintern, but shortly before the Executive meeting the dictatorship of
Primo de Rivera had fallen, and some of those present raised the question of
its significance. Manuilsky replied: Spain is not where the fate of the world
proletarian revolution will be decided . . . A single strike is of more importance
to the international working class than this Spanish-style revolution, which
has taken place without the communist party and the proletariat taking their
historic, leading role.1 The revolution nonetheless advanced stubbornly,
3
The fact of the matter, however, was that no one in either Moscow or
Madrid knew what was going to happen. No sooner had the Church
republic been proclaimed than it seemed the graveyard of churches,
and the generals quickly turned to plotting against the generals
republic. The new Spanish Constitution attempted to clarify the
situation by declaring it to be a republic of workers of all classes.
But the upper-class workers were rushing to get their capital out of
the country, while the lower-class workers were declaring strikes and
invading the big estates, with the explicit aim of reducing it to a republic of one class only. The Constitution defined Spain as a single
State, but accepted the autonomy principle, so that the nationalities
on the periphery which had borne the weight of Castillian centralism
since the 16th century tended to break up the single State into three
or four. Azana announced the astounding news that Spain was no
3
longer Catholic, while the Cortes, which had put Azaa at the head of
the government, elected the deeply devout Alcala Zamora as President
of the Republic. Araquistain confidently stated that no people is by
race [sic] so socialist as Spain, while Unamuno came out for the
fueros of Spanish individualism. No sooner had it come into the world
than the Spanish republic displayed a thousand faces. Ortega y Gasset
wisely said that The contours of the Republic must be straightened
out: and while every well-read lady admired the profundity of the
philosopher, the State police began straightening it out by gunning
down the peasantry. In a word, revolution Spanish-style appeared
somewhat complicated; but the Comintern did not hesitate to classify
it as the type of bourgeois democratic revolution dealt with in the
theory Lenin had developed forRussia at the turn of the century.
According to this theoryor rather, to the Cominterns dogmatic
version of it-a two-stage strategy had to be applied to the Spanish
revolution, as follows: the first stage would have to solve the problems
left over by the uncompleted bourgeois revolution; but as the
bourgeoisie was no longer revolutionary, the proletariat would have
to take the leading role in liquidating the feudal survivals (the
big estates, Church property, the military caste, the aristocracy, the
oppressed nationalities, etc). Only when these problems had been resolved could the proletariat take the offensive against private capitalist
ownership of the means of production, that is, pass from the bourgeois
democratic stage to the socialist stage, and establish the dictatorship
of the proletariat. Until the middle of 1934, the Comintern applied this
strategy in Spain with the fiercely sectarian tactics of the period of
social fascism. In the parliamentary elections of November 1933, for
example, the PCE platform was a call to the struggle for a soviet
Spain, with the declaration that the bourgeois democratic parties,
together with the specialists . . . have been and are the organizing
centre for all counter-revolution. Therefore, the document says,
if fascism is to be defeated there must be an implacable struggle
against the mutinous forces of bourgeois democracy which are encouraging and stimulating it.
Popular Front
that it would have taken shape without the occasion of the February
1936 elections. The decisive question for the caballeristas was the
possibility of achieving amnesty for political prisoners, and annulling
other repressive measures, if the republican-labour bloc won the
elections. This made it possible for the PSOE (Spanish Socialist Workers
Party) and the UGT (trade-union federation) to take part in the Popular
Front and also swung the votes of a large part of the anarcho-syndicalist masses to the Popular Front candidates.
The Popular Front coalition was formed by the republican parties
under Azaa and Martinez Barrio, the Socialist Party, the Socialist
Youth, the UGT, PCE, Syndicalist Party and the POUM. Its programme
was basically that of the Azaa republicans. Under pressure from the
Caballero group, the PSOE had proposed the nationalization of land and
banking and workers control of industry, but this was opposed by
the republicans. They even refused another proposal by the socialists to
guarantee the right to strike. All the basic problems were avoided
and even the few timid reforms in the programme were ambiguously
formulated. The pact further implied a compromise, allowing the republicans alone to run the government. This was all that was needed
to open the way to the civil war, which in covert forms was already
being waged in Spain.
Togliatti and the Policy of Stages
The Comintern, however, had its own view of the Popular Front
policy. Togliatti, who was very influential in the orientation of the
PCEand even led it in practice during the civil warwas later to say
that the anti-fascist Popular Front was the particular form in which the
Spanish revolution was unfolding at that stage-that is, the bourgeois
democratic stage.4 The Comintern still held to the basic view of the
nature and course of the Spanish revolution described above, but the
particular form it now assumed had what one might have called a
moderating or softening effect-if events had not made it clear that
the effect was above all illusory. There was firstly a tendency to reevaluate the role the petty-bourgeois social and political forces, and even
certain nuclei of the bourgeoisie (especially in the nationalities on the
periphery), could play in the inevitable bourgeois democratic stage of
the revolution. A first concrete expression of this moderating turn was
the electoral programme of the Popular Front (which became the programme of the government after its victory): it went no further than
the traditional programmes of petty-bourgeois republicanism. It contained no real solutions to any of the basic problems of the stage
referred to. The land question, the most pressing of all problems, was
left to fester on again. The PCE promised to keep scrupulously to the
agreed compromise, which meant that the overworked stage was in
effect divided in two. The first sub-stage would be restricted to carrying
out this programme, and during it the party would support the government (a government of bourgeois and petty-bourgeois republican
parties only) which was entrusted with its implementation. In the
4
Sulle particolarit della rivoluzione spagnola, in Sul movimento operaio internazionale, Rome 1964, p. 181.
second sub-stage, the party would go ahead with all the forces prepared to bring the bourgeois democratic revolution to its completion.
Only after this completion would the hour of the proletarian revolution have arrived.
By contrast with the simplistic direct action plans of the anarchosyndicalists and the vagueness of Caballeros tactics, the tactical and
strategical plan drawn up by the Cominterns Spanish experts appeared
a model of correct method, with its clear distinction between stages
and phases; its concentration of forces in each against the main enemy;
and the corresponding listing of aims in the context of growing
radicalization. The PCE was careful to stress that it was giving up none
of its revolutionary aims: that the dictatorship of the proletariat was
still the ultimate goal and could follow no model but the soviet one.
The plan was prima facie faultless. But it had one rather important
disadvantage: it ran counter to the basic dynamics of the Spanish
revolution.
The revolution had, in effect, gone a long way since 19301. An extreme polarization of social and political forces had taken place. The
main nuclei of the bourgeoisie, including most of the medium bourgeoisie and important layers of the rural and urban petty bourgeoisie,
basically those exploiting wage labour, formed a de facto bloc with the
landowning aristocracy, the military and ecclesiastical castes and the
fascist groups. The bloc was undoubtedly composed of very disparate
elements, in terms of political tendencies as well as social composition,
but there was one common denominator: fear of the advance of the
revolution. It was united by the idea that the only way to save property,
order, the family, religion, the fatherland and similar eternal values
from the advance of the revolution, was a return to strong government, to a dictatorship. These social groups were right in their class
instinct, if not in their estimation of the objective situation, for the
proletariat had, in fact, overwhelmingly gone over to extreme revolutionary positions. Thoroughly disillusioned with the parliamentary
republic established on 14 April and with its liberal politicians, the
proletariat now trusted only in its own strength, its class organizations:
it no longer believed in the minimum programme or halfway measures.
It is no exaggeration to say that its minimum programme was now
social revolution.
The Spanish Lenin
However great the confusion in ideology, politics and tactics, one clear
idea prevailed: the capitalists and landowners, great, lesser and even
small alike, must be expropriated as soon as possible. (It should not be
forgotten that the economic structure of Spain at that time was such
that a large part of the industrial and agricultural proletariat was exploited by small and medium owners). By mid-1936, not only the
anarcho-syndicalist masses, but even the socialists and UGT members
to whom Largo Caballero was the Spanish Lenin, were in this frame
of mind. Urged on by the revolutionary atmosphere of the whole
country, and attracted by the evident resolution of the proletariat,
other social layers also took up radical positions: the great mass of
8
poor peasants, the rural semi-proletariat and some of the small peasants
who cultivated their tiny plots of land without the use of wage labour;
important sections of office workers and of the professions, that is, the
layers of the petty bourgeoisie not engaged in exploitation; and an
important section of student youth and of the intelligentsia. These
layers had also become disillusioned with the liberal Republican
politicians.
If the over-worked metaphor of the volcano as applied to socio-political
situations is very often used in too subjective a way, for Spain in
February 1936 it was strictly objective. As soon as the electoral victory
of the Popular Front was known the volcano began to erupt. The
contradiction of the first sub-stage envisaged in the Cominterns
tactical and strategic plan adopted by the PCE immediately became
apparent. The bourgeois and petty-bourgeois republican parties forming the government at once showed that they were the same as ever.
Their politics was identical with that of the period 19313, which had
disillusioned the masses and opened the door to the reactionary
counter-offensive. It was the masses who had changed; as the Soviet
historian Maidanik says, now trusting only in their own strength, they
took over the streets and, without waiting for the governments
decisions, began with revolutionary method to carry out from below
the programme of the Popular Front. They freed the political prisoners,
forced the employers to re-instate workers sacked for political reasons
and, in March of the same year, started land occupations. The middle
of March saw the beginning of strikes started by hunger, need, lock-outs
and fascist provocations. The strike movement grew each month.
Factories and workshops, building sites and mines came to a standstill;
businesses closed down. In June and July there were on average 10 or
20 strikes a day. There were days on which 400,000450,000 were on
strike. And 95 per cent of strikes taking place between February and
July were won by the workers. Massive workers demonstrations went
through the streets demanding bread, work, land, the smashing of
fascism and the total victory of the revolution. The first collective enterprises were set up. Meetings called out tens of thousands, and the
workers enthusiastically applauded the orators who announced that the
hour of the final overthrow of capitalism was at hand and made the call
to follow the Russian example. From strikes they went on to the
occupation of factories where the owners had declared lock-outs. The
occupation of the streets, the factories and the estates, and constant
strike action, threw the urban and agricultural proletariat into the
highest forms of political struggle.
All the historians of the period confirm that this eloquent description is
an accurate one. But what had this revolutionary explosion to do with
the carrying out of the Popular Front programme, which had no
room for land occupations, factory occupations or the liquidation of
capitalism, but rather aimed to preserve private property at every level?
Maidanik is, of course, obliged to reconcile the actual course of events
with a demonstration that the Cominterns policy was correct.5
5
K. L. Maidanik, Ispanski proletariat v natsionale-revolutsionnoi voini (The Spanish
proletariat in the national revolutionary war), Isd. Akademii Nauk, Moscow 1960
p. 645.
Triple Power
The great mass of workers belonging to the UGT, like most of the
members of the Socialist Party, followed the left leadership of Largo
Caballero. The Caballero tendency were in effect a separate party, and
they put forward the socialist revolution as their immediate objective,
criticizing the idea of an intermediary, anti-fascist bourgeois democratic stage defended by the PCE. They said that it was necessary to go
straight on to establish the dictatorship of the proletariat. They did not
have a precise definition of the structure of such a dictatorship,
but affirmed that it would, of course, be led by the Socialist Party, as
the main political party of the Spanish working class. At the same time,
nonetheless, they were in favour of uniting with the communists to form
a single Marxist party. They also proposed to unite the two main trade
union confederations, the UGT and the CNT. Caballerismo was an expression of the revolutionary radicalization of the great mass of the
industrial and agricultural proletariat under the old banners of Spanish
socialism and their firm intention to finish once and for all with the
regime of capitalists and landlords.
10
The main weakness of caballerismo was its lack of tactics adequate for
the struggle to take power. It was waiting for the failure of the republican government to make the State fall into its hands like a ripe
fruit. It under-estimated the threat of the other power which was
plotting a counter-revolutionary attack. From April 1936, the caballeristas had their own daily paper, Claridad. In April the Madrid Socialist
Group passed a resolution reflecting the basic position of the left wing:
The proletariat must not restrict itself to the defence of bourgeois
democracy, but must by every means possible assure the conquest of
political power, and carry out its own social revolution on the basis of
this. In the period of transition from capitalist to socialist society, the
form of government will be the dictatorship of the proletariat. On
1 May 1936, the socialist youth demonstrated in uniform on the slogans
A workers government and A red army. The caballeristas had the UGT
firmly in their hands, and between February and July its membership
grew to one and a half million. The UGT incorporated the powerful
Federation of Land Workers, with a membership of several hundred
thousand proletarians and semi-proletarians.
The other main traditional current of the Spanish labour movement,
organized in the CNT unions, also had an extreme revolutionary
position. But its ideological basis made it very difficult for it to make
agreements with the Marxist parties, or even with the Marxist-oriented
trade unions in the UGT. The constant repression anarcho-syndicalism
had suffered at the hands of the republican governments, in which the
socialists participated, had increased their mistrust not only of political
parties in general, but of the workers parties in particular. The idea of a
State under the dictatorship of the proletariat was almost as repulsive to
the anarcho-syndicalists as the bourgeois State; and as for the latter,
they made little distinction between the parliamentary democratic and
fascist forms. This led them to under-estimate the threat of fascism, if for
different reasons from the caballeristas. The evolution of the Soviet
State, the fate of anarchism in it, and the reduction of the Soviet trade
unions to a mere bureaucratic arm of the State, had a considerable
influence in hardening the a-political anti-State conceptions of the
mass of Spanish anarcho-syndicalists and above all of the leading cadre.
Nonetheless, the experience of the failure of previous attempts at
revolution had produced a major change in the CNT: its congress in
May 1936 proposed a revolutionary pact with the UGT, in order
completely to destroy the political and social regime governing the
life of the country, leaving the question of the organization of the new
social order to free election by the free association of workers. None
theless, the conference elaborated a very detailed programme for the
structure and working of the libertarian communist society which
was to emerge from the revolution; and the CNT continued to be
opposed to any alliance with the political parties of labour.6
Trade-Union Unity
totally different assumptions from those of the CNT. In the first place,
it was not a question of going on to the proletarian revolution, but
of defending and consolidating the republican parliamentary regime,
and putting pressure on the republican government to carry out the
programme of the Popular Front. In the second place, the leadership of
united proletarian action would have to be in the hands of the workers
parties and not of the trade unions. The party laid particular stress on
the urgency of developing the unity in action it had already established
with the Socialist Party, and at the same time looked forward to the
unification of the two parties into a single Marxist-Leninist party.
These perspectives for unity at all levels and in all spheres were the
strong side of CP policy, because they obviously answered the imperative needs of the objective situation, especially the threat of a counterrevolutionary coup. The party was more clearly aware of the seriousness
of this danger than any other political or trade-union group.
But at the same time the content of this unity perspective came into
conflict with basic elements of this same objective situation. The real
dilemma the situation implied was not one of establishment of a
counter-revolutionary dictatorship versus consolidation of the bourgeois democratic parliamentary republic. It was of counter-revolutionary dictatorship versus proletarian revolution, if only for the simple
reason that the sole force able to prevent counter-revolutionary dictatorship had not the slightest intention of afterwards supporting the
bourgeois democratic parliamentary republic. (This was a major
difference with the situation in Germany before fascism, for there the
majority of the proletariat was ideologically and structurally integrated into bourgeois democracy.) In posing the urgency of united
action on the basis of the first alternative, the PCE met with full agreement from the reformist minority of the Socialist Party, reticence if
not open rejection from the caballeristas and hostility from the anarchosyndicalists. The caballeristas and anarcho-syndicalists made a serious
error in failing to appreciate the extent of the fascist danger and not
taking the initiativelaying aside all differences in doctrine and
tacticsin resolute and concerted action against it. But their error in
substance was not to under-estimate the seriousness of this danger for
the bourgeois parliamentary republic, but rather to fail to understand
its seriousness for the proletarian revolution.
By not putting this aspect of the question to the fore, the PCE certainly
did not help the caballeristas and anarcho-syndicalists to understand
their error. On the contrary, it unwittingly contributed to their
persistence in error. So far did they confuse the question of nipping the
military conspiracy in the bud with the proletarian revolution in these
months, that for them the only real way of achieving the former would
have been to throw out the petty-bourgeois republican government
whose passivity if not cowardice had allowed the treason plot to be
wovenand establish a power which would allow the revolutionary
forces of the working class to take the bull by the horns. Between
February and July, the Spanish revolution had to confront a situation
increasingly similar to that of the Russian revolution on the eve of the
October days. Either the proletarian revolution took the initiative,
or it would be taken by the counter-revolution. Casares Quiroga was a
12
The July days plainly showed how ripe the proletarian revolution was
in Spain, and how favourable the relationship of forces was. The
counter-revolutionary coup had the advantages of being able to
choose its moment, of following a plan, being directed by a central
command, and relying on the main armed forces of the State. Yet it
was defeated in the best part of the countrythe decisive regions from
the economic and demographic point of viewby the resolute
counter-attack of the proletarian forces, despite their acting in a dispersed way, without any nationally co-ordinated plan or leadership,
and in most cases without even proper local leadership. The workers
organizations undoubtedly played a most important role, but the
spontaneous movement from the midst of the proletarian masses of
town and country was equally decisive. The republican State fell like a
pack of cards, and the passive, vacillating, if not frankly capitulationist
behaviour of the legal authorities and most of the petty bourgeois
republican party leaders was an important contribution to the few
successes of the counter-revolutionary forces. At the end of the first
few days of fighting the revolution had not won decisively, but the
relation of forces in the country as a whole was frankly favourable to it.
What would have been the course of events if legalism had been
superseded in the previous months? If instead of beginning by
attacking the barracks when the military had already taken the initiative, the working class had begun by attacking power-which had
been almost within its reach since 16 Februaryand used that power to
organize the attack on the barracks?
International Forces
If the civil war which was beginning had been fought only by the
Spanish antagonists, there would have been little doubt of the outcome.
But as the armed struggle was bound to be one between revolution and
counter-revolution in Spain, it automatically turned into an international problem.
Until this moment, the contradiction between the Cominterns
idea of the nature of the Spanish revolution and reality was not
directly determined by the requirements of Soviet foreign policy.
It undoubtedly had an indirect effect, in so far as the general line
adopted by the VIIth Congress of the Comintern, and in particular the
French version of the Popular Front policy, were, as we saw, heavily
conditioned by the European strategy of the Soviet leaders. But Spain
as such had not yet entered Stalins field of vision. The problem was
posed quite suddenly, and in difficult terms. The USSR could not
escape its duty of active solidarity with the armed struggle of the
Spanish people, at the risk of being discredited in the eyes of the
world proletariat. This duty coincided, on the one hand, with the antiHitler orientation of Soviet foreign policy at this period. But on the
other hand it came into conflict with the mechanisms, or should we say
tactics, of this orientation. At this level, the number one orientation of
Soviet policy was to consolidate the military alliance with France and
reach an understanding with England. But neither Blums bourgeois
France, nor Chamberlains conservative England, could countenance
the victory of proletarian revolution in Spain. For the Soviet govern14
ment, aiding its victory would mean breaking with both powers. The
only apparent possibility for reconciling aid to Spain with the
stated objectives of Soviet foreign policy, was for the Spanish proletariat to stop short at the maximum the French and English bourgeoisie could accept. And the most they could accept was that Spain
should have a democratic parliamentary republic, which could even be
anti-fascist and popular frontist, as far left as may be, as long as it was
bourgeois! It was even far from certain that the English Conservatives
would accept such a solution, but in any case it was the only way open
to Stalin to attempt to reconcile, as well as he could, the contradictory
demands history was again piling upon him, with his double historical
personality as the great, wise, trusted and tried leader of the Communist International (in Dimitrovs words to the VIIth Congress) and
the equally great and wise leader of the Soviet State.
Beyond the Limits
The problem was that the Spanish proletariat had left these reasonable
limits far behind. In the weeks after 19 July, the capitalist order
practically ceased to exist in the republican area: the means of production and political power in effect passed into the hands of the
workers organizations. All historians of the Spanish civil war are in
agreement on this point, except for those who do not aim for historical
truth, but to justify the policy of Stalin and the Comintern. These
latter historians continue to proclaim that the content of the Spanish
revolution never went beyond the bourgeois democratic stage,
because to say otherwise would be a recognition that Stalinist policy in
Spain was to hold back the revolution. The Soviet historian referred to
above was subjected to severe criticism for daring to contradict the
official line on this and other delicate questions: As I see it, he wrote in
his book The Spanish proletariat in the national revolutionary war, the
events of 19 July were the beginning of a qualitatively new stage in the
Spanish revolution. The action of the mass of the proletariat, and their
subjective attitude, confirm this conclusion. In July-August 1936, the
basic problems of the revolution were in effect solved: the problems of
power and of the ownership of the means of production. Local power
in practice passed into the hands of the armed proletariat. They, and
to a lesser extent the peasantry, also gained control of all the instruments and means of production belonging to the capitalists and landowners. A large part of the bourgeoisie, together with their state
apparatus, were liquidated in the areas held by the Republic. None of
this fits into the framework of a bourgeois democratic revolution.7
It did not fit indeed. But it had to be made to fit, so that Soviet aid
to the Spanish republic could in turn fit into Soviet foreign policy.
The hard Comintern team established in Spain to supervise the activity
of the PCE, together with the equally hard team of military advisers and
Soviet politicians, zealously applied themselves to making a success of
this troublesome operation. It was in fact exceptionally troublesome,
because what it involved was nothing less than forcing the proletarian
revolution back into the bourgeois democratic framework it should
7
not have left. This was much more complicated than Thorezs being
able to call off a strike. For a start, it was necessary to deny the antibourgeois reality of the revolution, so that action aiming to restore
bourgeois reality could appear to be something other than what it was.
The Comintern, world party of the socialist revolution, could not take
the liberty of proclaiming the correction of the socialist contours of the
Spanish revolution as bare-facedly as the philosopher had proclaimed
the straightening out of the plebeian contours of the Azaa republic.
Certain forms had to be observed. For that it was necessary at the start
to proclaim urbi et orbi that the Spanish revolution was in essence a
popular, democratic, anti-fascist national movement, with the main aim
of defending the republic, freedom and sovereignty against fascist
rebellion and the brutal interference of Hitlers and Mussolinis
armies.8 Everything beyond this essence was an excess of caballerismo, anarcho-syndicalism, and of the masses who had not been adequately educated in Marxism-Leninism.
Togliatti wrote that one of the characteristics of the Spanish Popular
Front was that a series of extra difficulties was created for the struggle of
the Spanish people to defend the democratic republic by: the division of
the proletariat; the relatively slow taking up of the armed struggle by
the peasantry; the influence of petty-bourgeois anarchism and of
social democratic illusions, which have still not been totally overcome
and are today expressed in a tendency to miss out the stage of the bourgeois
democratic revolution.9
Saving the Legal Facades
16
only be carried out with the support and collaboration of the Spanish
revolutionary forces themselves, which was a real problem. But Stalin
and the Comintern had one decisive weapon, or more precisely they
had weapons.
One thing was in fact obvious, independently of whether the course of
the revolution affirmed its already-established proletarian character, or
returned to its liberal bourgeois nature in the way the Azaas and
Prietos were hoping. If the military forces of the rebellious generals
and their Italian and German allies were not defeated, then every
possible course was doomed to run into disaster. To win militarily
the revolution urgently needed arms and the technicians to operate them.
It was immediately clear that these could only come from the USSR:
and equally clear that they would not come from the USSR if the
Spanish leaders did not adjust to the policy the Soviet leaders considered necessary if they were to harmonize aid to the Spanish republic
with Stalins general strategy. In the early months of the civil war all
the Spanish leaders, from Azaa to Nin, understood this condition
and tried to adapt to it, if in very different ways.
A Workers Government
17
revolution. This was more certain in the case of Spain than in any
other, as the proletariat had hegemonic positions within the alliance.
Once the war was won they could go on to the next stage, and finally
to the dictatorship of the proletariat. But to win the war the decisive
thing was to maintain the anti-fascist alliance, nationally as well as
internationally. This meant that socialist objectives should not for the
moment be posed in Spain, the excesses of the revolution should be
corrected, and concessions to the bourgeois republicans and reformist
socialists even increasedto see if Blum could then be induced to help
the Spanish republic. The model was at first sight very coherent, but the
condition was that all those involved should be prepared to carry out
faithfully the role assigned to them. This was far from what actually
happened.
Azaas Strategy
The Azaa-type liberals and the Prieto-type reformist socialists were the
most willing, because this line of development closely corresponded
to their basic preoccupations: the restoration of the republican State,
the liquidation of extremism, a drawing near to the western democracies, etc. It was no accident that in the month and a half of the
Giral government (20 July4 September), consisting exclusively
of the bourgeois republican parties, the unifying, constructive
policy of the Communist Party, which subjected everything to the
needs of war, gained in influence over government measures; nor
that Azaa said to foreign journalists: If you want to get a real understanding of the situation, and know men who are certain what they
want, read Mundo Obrero.12 But Azaa was also very certain what he
wanted, and it was not to win the war in such conditions that the
Communist Party would gain hegemony and the way forward to the
dictatorship of the proletariat would be laid clear. As his Memoirs
show quite clearly, his aim was the restoration of the 14 April Republic, and his tactics were to use the Communist party in the first
phase as a barrier to caballerismo and anarcho-syndicalism and then, in a
second phase, to reduce the Communist Party to impotence (taking
advantage of the fact that the first phase would have brought it into
conflict with the main groupings of the revolutionary proletariat).
Prietos line, and even Negrins, was similar, and Azaas Memoirs
reveal the close collaboration of the Azaa-Prieto-Negrin troika
in the second stage of the war, which opened with the dissolution of
the Largo Caballero government in May 1937.
The Cuaderno de la Pobleta (1937) and the Pedralbes journal
(1938, 1939) in the Azaa Memoirs give extremely useful information
for the historic reconstruction of the Spanish civil war. They make it
clear that Azaa had a more important role than has generally been
attributed to him until now in the historiography of the period, above
all after the formation of the Negrin government. His basic orientation,
shared by Prieto and Negrin, hinged on two closely related aims:
take the restoration of the bourgeois republican State as far as possible,
and reach a compromise with the rebellious generals, with the blessing
12
18
of the great powers. On 31 August 1937, there is a note of the conversation he had that day with Negrin and Giral, after another with
Prieto, in which he writes: I went over my former points of view:
Peace, Republic, and a Pact to guarantee that there will be neither
Bolshevism nor dictatorship in Spain. If the essential of republican
institutions is preserved, many concessions are possible. It is necessary in
these conversations to assume the role of collaborators for peace, in
Spain as in Europe, and slip the word to the French government, on
the basis of the general convenience of peace. I think we ended in
agreement. Azaa is here referring to conversations Negrin was to have
in Geneva with representatives of various powers, mainly the French
and English, taking advantage of a League of Nations meeting. On 30
September he had a meeting with the cabinet. The diary reads: I
told them to go to the Cortes in the knowledge that this government,
and the policy it represents, has the support of the President of the
Republic. This government means for me that the anarchy is over,
and that the whole world can be made to come to reason, firstly by
argument and if that is not enough by the force of law. The only
weakness I see in the general policy of the government is that it is not
advancing as quickly as would be desirable. I stressed the need for
untiring pursuit of compensation for possessions, services, etc, expropriated by the State, and I repeated to the government my decision
not to sign anything tending to confirm these expropriations.13
The Communist Response
Manuel Azaa, Obras, Ediciones Oasis, Mexico 1968 (the Memoirs were unpublished until their inclusion in this series), Vol. IV, pp. 761, 808.
19
by way of a little friendly advice. Part of the advice was: to bring the
small and medium urban bourgeoisie over to the side of the government, not to reject the leaders of the republican parties but to draw
them in and involve them in the common struggle of the government;
in particular ensuring that Azaa and his group support the government, doing everything possible to help allay their doubts. This is the
more necessary, Stalin added, to prevent the enemies of Spain from
seeing it as a communist republic, and so forestall any open intervention, which is the most serious danger facing republican Spain.
Another suggestion was that it is very possible that the parliamentary
road is a better way of carrrying out revolution in Spain than it was in
Russia.14 Caballero in effect replied that he was already carrying out
this advice, which in Spanish meant that the advice was unnecessary.
He took the liberty of making one objection: In reply to your allusion
to the subject, I should point out that whatever fate may have in store
for parliamentary institutions, they have few enthusiastic supporters,
even among the republicans let alone in our ranks.
Stalin stepped up the pressure. In late February 1937, he sent more
advice to Caballero, and this time it was urgent: the communist and
socialist parties must be unified immediately. Caballero refused.15
As Caballero stubbornly refused to act as a good secretary of a section
of the Comintern should, he had to be thrown out, which is what
happened to bad secretaries of sections of the Comintern. The operation was carried out, as recorded above, in late May.
The CNT and the POUM adapted to the international conditions, especially those imposed by the USSR, with reservations similar to those of the
caballeristas. But they were stronger by virtue of having hardened to
political positions less easily reconciled with the restoration of the
republican state. The libertarian revolution which the anarchosyndicalists had begun putting into practice in Catalonia and Aragon,
and were trying to extend elsewhere in republican territory, was
absolutely incompatible with the restoration of the bourgeois democratic republican state; but it was also incompatible with the most
elementary military and economic requirements of war.
Cleaning up Trotskyists and Anarchists
For the POUM the socialist nature of the Spanish revolution was evident,
and they were for establishing the power of the proletariat. Their forces,
though, were very small and virtually confined to Catalonia, where the
influence of anarcho-syndicalism was overwhelming in the main proletarian centres. At the same time they were harassed by the Communist
Partys implacable hostility. During the early part of the Spanish
civil war the physical extermination of the opposition was going on
in the USSR, and Stalin and the Comintern came to look on the POUM
as an agent of fascism to be exterminated, like Trotskyism. By denouncing Stalins crimes against the Old Guard of the Bolsheviks, the
14
Guerra y Revolucin en Espaa, Vol. 11, p. 1013, prints the full texts of Stalins
letter and Caballeros reply.
15
See Araquistains revelation of this in Peirats, op. cit., Vol. 11, p. 3756, n. 138.
21
22
Andres Nin, is the blackest page in the history of the Spanish Communist Party, which was an accomplice in the crime committed by
Stalins secret service. The PCE has still not made a self-criticism.
The Negrin Phase
unions, not to mention those of the CNT: that is, within the organized working class. Many petty-bourgeois elements came into the ranks
of the PCE, attracted by the partys fame as the defender of order,
legality and small property. Above all, the PCE received an influx
much of it through the JSUof youth with no formation in the unions
and traditional workers organizations, attracted by the partys
military virtues, and by a simplified ideology in which revolution was
identified with a mixture of anti-fascism and patriotism.
UGT
The PCE therefore made an exceptional contribution to the organization of the republican army, the Comintern created the International
Brigades and the Soviet Union was the main supplier of arms to the
Republic, as well as helping with the best military specialists. If war
was only a technical and military undertaking, it would be difficult
to fault the contribution of the PCE, Comintern and USSR to the struggle
of the Spanish people against fascism (if we lay aside for the moment
the question of the amount of arms supplied to the Republic by the
Soviet government). But it has been well known since the time of
Clausewitz that war is not merely a political act, but also a real
political instrument, a continuation of political commerce, a carrying
out of the same by other means.22 Particularly, it might be added, a
civil war. The PCEs position that if the war is not won, no revolution
is possible testifies to that; but the phrase that always went with the
first, when the war is won the revolution is made, was ambiguity itself. As we have already seen, each of the political and trade union
organizations in the republican camp had its own idea of the revolution, and fought for it, in continuity with its previous policy, from the
first day of the civil war.
War was not an autonomous part of the total struggle, which could
set aside the confrontation between the three main variations of
revolution: proletarian, bourgeois democratic and bourgeois liberal
revolution. The struggle at the front, and the directly military apparatus, were closely connected with particular types of social and political
organization. The whole future of the Republic would be strongly
conditioned by the type of social and political regime prevailing during
the civil war. The armed forces established by the PCE, the Comintern
and Soviet aid were basically serving two political objectives: military
resistance to the rebels, and ensuring that the bourgeois democratic
type of republic acceptable to the bourgeois republicans, and supposedly
acceptable to the western democracies too, would prevail. But as the
instrument of the second objective, the armed forces of the PCE,
Comintern and USSR came into conflict with the reality of the revolution and with the majority of the proletariat, who saw this reality as
their greatest gain. Such a conflict was bound to have a definite effect of
weakening the military power of the republic. The two political objectives of the armed forces were not complementary but contradictory.
The second outweighed the positive effects of the former. Events were
to demonstrate this very quickly.
22
24
The May crisis (1937) was the result of this whole process, caballerismo
and anarcho-syndicalism were excluded from the government, and
power was left in the hands of the reformist socialists, the bourgeois
republicans and the PCE. Police repression against the POUM began at
once, followed by a political offensive against Largo Caballero and his
party. While the PCE denounced them as accomplices of the POUM,
the Prieto group was manoeuvring to oust the caballeristas from their
positions in the PSOE and the UGT. At the same time, the most moderate
and reformist elements were strengthening their positions in the CNT.
A decisive step forward was therefore made in the difficult task entrusted to the Comintern by Stalin, that of integrating the Spanish
revolution back into the bourgeois democratic framework which it
should not have left.
The main beneficiary of the operation, however, was not the PCE
which had carried it out, but he bloc of bourgeois republicans and
25
reformist socialists who occupied the key posts in the government, and
in the administration, the army, foreign policy and the economy.
Of course the PCE controlled a major part of the army, but given that
the supreme principle of its policyStalins policywas to maintain
the alliance with the reformist bourgeois bloc, it was absolutely out of
the question for the PCE to use its military strength against its confirmed
allies. Prieto, in charge of the Ministry of Defence, could anyway
set about methodically reducing the specific weight of the communists
in the command of the armed forces and the Commissariat. Meanwhile
the governments general policy was rapidly moving to the right on the
domestic front, and orienting towards a negotiated settlement of the
war. It was definitely Azaas policy which was gaining ground.
The great social revolutions, the Spanish revolution among them,
either advance decisively to their ultimate conclusion, or they retreat
equally decisively, and lead to counter-revolution. Long before the
fascist troops broke into Barcelona and Madrid, counter-revolution was
silently being established in republican territory. The longer the civil
war dragged on, with its wake of deprivation and sacrifice, the more
the military relationship of forces changed in the enemys favour
(for they were receiving much more aid from Germany and Italy
than the Republic was receiving from the USSR), the more defeatism
and despair spread among the petty-bourgeois layers of town and
country, infecting groups of the proletariat too. Azaas and Prietos
capitulationist policy gained a broader and broader social base, while
the last ditch resistance advocated by the communists met an increasingly sceptical response. The PCE desperately tried to interrupt
this deterioration of the situation, but neither propaganda, nor its
attempts to strengthen the army or increase arms production, could
fill the void left by the evaporation of what had in the early months
been the decisive reservoir of the peoples combativity: its enthusiasm
for revolution. The most radical section of the proletariat felt rejected
and deceived, and within the Communist Party itself, doubt and
vacillation appeared behind an optimistic facade. Critical voices were
raised against the policy of alliance with the bourgeois republican
leaders and the PSOE reformists, and the idea was raised that the only
way out of the situation was for the party to take the conduct of the
war completely into its own hands. These tendencies were associated
with a conviction rapidly gaining ground among the communists that
the hopes placed in aid from the western democracies had proved
totally illusory. Why such reverence for the Spanish personification of
the Anglo-French democratic bourgeoisie and the social democracy
which were betraying the Spanish people? Why, for the sake of an
alliance with the capitulationists, should they sacrifice the remaining
possibilities for a revolutionary war policy, which could revive the
strength and combativity of the proletariat, impose iron discipline
and use existing resources to the full?
We want these states to help us
Such ideas were even echoed in one of the central organs of the PCE,
Mundo Obrero, which was published in Madrid and was therefore not
directly controlled by the party leadership (their centre was in Barcelona,
26
24
27
sented to world opinion the image of a regime whose aims and methods
were similar to those of the Western democracies. It was a supreme
effort to convince the Western governments of their own stake in the
survival of the Republic.25
Unlike the Comintern, the Western governments applied classical
criteria and found the best representative of Spanish capitalism to be
not the Negrin government but the Franco government. Democratic
capitalism would be content only when the Spanish proletariat was
totally defeated, and that meant the overthrow of a republic which for
the best part of a decade had been proving that it could not play the
historical role of a bourgeois democratic republic. The Western
governments might even be impressed by the unreal picture of the
situation in the Spanish republic which Negrin and the PCE tried to
present, but they were organically incompatible with the reality behind
the picturethe reality of a revolutionary proletariat, which would
rise up at the first opportunity. The dnouement of the drama came
about in the way class struggle and the classes involved (not the Cominterns dogma of the inevitability of a bourgeois democratic stage) had
posed the question in 1936: fascism or communism was the issue (taking
communism to mean what the whole world meant when it referred to
Spain: the particular form of proletarian revolution, with all its unique,
Spanish characteristics, which had swept the country like a hurricane in
the second half of 1936).
Demoralization and Capitulation
The only function of the reduction of the 13 points to 3, and the political and ideological concessions Negrin and the PCE made in the last
months of the war to ease the national unification of Spanish
patriots of both sides, was to convince the most optimistic that the
republic was on the brink of disaster. The capitulationist party
became the strongest on republican territory. Hence the catastrophic
downfall of Catalonia, and the success of the Casado plot, leading to
the final defeat. The PCE attempted to react at the last moment, putting
aside all respect for its bourgeois and reformist allies and all concern
for democratic capitalism, but it was too late. All the heroism and
sacrifice of the past three years came to nothing, together with a
policy which from the first day of the civil war had turned its back on
the essential dictates of the reality of the Spanish revolution, in order to
fit the dictates of Stalins international strategy.
The PCEs subjection to this strategy was an obstacle to the full development of the fighting forces, creative initiatives and ability to
perform miracles which every great social revolution has within it.
Within the limits imposed by this condition, the party, as I described,
acted in exemplary fashion in the organization of the army, in maintaining a fighting spirit, and exalting the struggle as one against
fascism and for national liberation. This was absolutely essential. But
the full development of the potential of the forces overwhelmingly
25
28
G. Jackson, The Spanish Republic and the Civil War 19311939, 1965, p. 454.
of the Moscow government should it refuse aid to the Spanish revolution. It is not unlikely that in the light of such a risk, Moscow would
have had to supply arms, perhaps at a more reasonable price26, as
Trotsky put it. But viewing the problem in the light of subsequent
events, in particular the German-Soviet pact and the condemantion
and abandonment of the Yugoslavian revolution in 1948, it is equally
likely that Stalin would have reacted by denouncing the alliance of our
hypothetical heretic Spanish communists with the anarcho-syndicalists,
Caballero and the POUM, as a sinister plot, organized by the Gestapo
under Trotskys direction, against the USSR and the Western democracies, to prevent them from coming to the aid of a legal, constitutional,
parliamentary Spanish republic.
New Soviet Historians
The only aim of this a-historic speculation, which I shall not continue,
is to emphasize essential aspects of what even some Soviet historians
describe as Stalins betrayal of the Spanish republic.27 These historians
agree with some from the West that Stalins military aid to the republic
was inadequate. My foray into hypothesis is an attempt to point out
the possibilities this betrayal forestalled, by preventing the creation of
a revolutionary power in the republican area, which would have
greatly increased the ability of the Spanish people to struggle. Stalins
policy, as applied by the Comintern and the PCE, gave hegemony of the
republic over to bourgeois and reformist forces which were moving
towards compromise with the enemy. It did not even respect the legal
order and sovereignty on which the respectability of the Republican
State in the eyes of the Western democracies was supposedly based.
Stalins secret service in fact operated in the republic as if it were the
Republic of Outer Mongolia.
The most scandalous, but not the only case involving them, was the
assassination of Nin after the failure of the attempt to use the POUM
leader to stage a Spanish version of the Moscow trials. The historian
G. Jackson has written: The Nin case was a terrible moral blow to the
credit of the Negrin government. Two months after taking office with
strong pledges for the restoration of personal security and justice, the
Prime Minister had been forced to tolerate the Communist outrage or
to fight back, at the risk of being destroyed as Largo Caballero had been
destroyed.28 His view is correct, with the exception that it was not a
Communist outrage but an outrage against communism, more than
against Negrins prestige.
These Soviet historians also single out very clearly the main aspect of
Stalins betrayal: the strangling of the revolution and the dependence
the republic was forced into were not even compensated by as much
aid as Francos generals received from Germany and Italy, despite the
26
31
fact that Soviet arms were well known to be paid for in advance and in
gold through the Banco de Espaa. The question of inadequate supplies
cannot be finally clarified until the relevant Soviet archives are opened.
Only then can we know how far this inadequacy was due to the
technical difficulties the aid encountered (because of the distance, the
blockade, etc.), and how far to planned inadequacy, following the
dictates of foreign policy. What seems certain is that this last aspect
did exist. Stalin could not, without radically changing his international
strategy, help the Spanish republic more than was compatible with his
policy of alliance with the Western democracies. And they could by
no means accept that this aid should go so far as to give a decisive
military advantage to the republic. This was well understood by Azaa
and by the republics ambassador in Moscow (Marcelino Pascua, a
member of the Socialist Party). Azaa wrote in his note book after a
conversation with Pascua on 13 August 1937: I saidIt seems to me
that contrary to the general belief here, there is a restriction on Russian
co-operation, and it is not the possibility of a blockade, but the official
friendship with England. I do not think the USSR will do anything for us
that would jeopardize their relations with England, or compromise
their position in the policy of the Western allies. Pascua repliedthat is
undoubtedly the case. For the USSR the Spanish question is a pawn.29
Stalin helped the Spanish republic, not so that it would win, but so that
it could resist long enough to reach a compromise solution acceptable
to the Western democracies within the framework of a system of
alliances against Hitler.
This conclusion, drawn from the facts and from an analysis of Stalins
foreign policy, at the time seemed to be the most monstrous slander of
all time to the communists, and to many anti-fascist Spaniards who
were not communists. But subsequent events have clearly shown that
Stalin would not hesitate to sacrifice to reasons of State not just the
possibility but the actual reality of a victorious revolution, even when
it was close to the Soviet frontier and there were no technical difficulties in the way of providing the necessary aid against imperialist intervention. The case of the Greek resistance at the end of the Second
World War is evidence enough. Between the two world wars, Stalins
Spanish policy, as applied by the Comintern and the PCE, was the most
obvious case of the subjugation of a revolution actually taking place to
the reasons of state of the Soviet Union.
29
32