The University of Chicago Press Critical Inquiry
The University of Chicago Press Critical Inquiry
The University of Chicago Press Critical Inquiry
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Critical Inquiry
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between the traditional arts and media of any kind. Let it be stipulated that
older works of art can be transposed into later media, as Benjamin notes in
my epigraph, an operation that recent media theorists call remediation.2
The very fact of remediation, however, suggests that premodern arts are
also, in the fully modern sense, media but that for some reason they did not
need to be so called, at least not until the later nineteenth century. The
emergence of new technical media thus seemed to reposition the traditional arts as ambiguously both media and precursors to the mediathe
aggregation of forms indicated by use of the definite article.3
In the whole of their former history, poetry, painting, music, and other
so-called fine arts were not dominated by the concept of communication
but by imitation or mimesis, definedit would seem for all time by
Aristotle in his Poetics. In context a technical term, mimesis inaugurated an
inexhaustible inquiry into the anthropological motives of poiesis or making in general. In mapping the borders of his subject, Aristotle also refers
briefly to an aspect of mimesis his translators consistently render as me2. Nearly all works written before the sixteenth century, we should remember, are
transmitted in the remediated form of print, as well as (usually) translated into modern
languages, arguably a form of remediation as well. For the concept of remediation, see Jay
David Bolter and Richard Grusin, Remediation: Understanding New Media (Cambridge, Mass.,
1999). The notion derives ultimately from Marshall McLuhan, Understanding Media: The
Extensions of Man (1964; Corte Madera, Calif., 2003), p. 19: the content of any medium is
always another medium. For a shrewd analysis of the new-media concept as a floating marker
in relation to older media, see Lisa Gitelman, Always Already New: Media, History, and the Data
of Culture (Cambridge, Mass., 2006).
3. It will be evident that I write as a literary scholar whose primary concern is with
literature, understood as an instance of what was formerly called an art. As a discourse of
writing and of print, works of literature are also indisputably media. Yet literature seems to be
less conspicuously marked by medial identity than other media, such as film, and that fact has
tacitly supported the disciplinary division between literary and media studies (and by extension
between cultural studies and communication studies). The repression of the medial identity of
literature and other fine arts is rightly being questioned today. The aim of this questioning
should be to give a better account of the relation between literature and later technical media
without granting to literature the privilege of cultural seniority or to later media the palm of
victorious successor. Those of us who teach literature will recognize in this formulation a
cluster of problems touching upon everything from the use of media as a supplement to literary
pedagogy (as if literature were not itself a media form) to the claims of the digital humanities
to save literature from the consequences of its status as a low-tech medium.
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higher sense only if we assert with Condorcet that precisely the technology
of print makes the art of the orator unnecessary, presumably because writers who compose for the medium of print will be compelled to argue or
writedifferently. The medium of print publication, in part creating a new
public sphere for its productions, ensures that all proofs are developed
and all doubts discussed and hence that no tyrannical cause prevails
through the old techniques of verbal seduction. Or so goes the story Condorcet tells, a familiar story for the age: ceci tuera cela! The decline of formal
rhetoric that followed hard upon the triumph of print is an event to which
Condorcet is a witness and a prophet; the high-water mark of that dominant art of Western education was already visible to him.
It will be helpful to recall that rhetoric in antiquity assumed the primacy
of speech, as the substance upon which this art was first and longest practiced. Even though rhetoric early on incorporated writing into its practice,
the concept of speech retained preeminence in the definition of the art
until the demise of formal rhetoric in the curricular reformations of the
later nineteenth century.11 The disappearance of rhetoric from the schools
was the final result of an evolutionary change in norms of language-use
proceeding too slowly at first to be noticed for its epochal significance; this
change was nothing less than a reordering of the relations between speech
and writing, a reordering in which writingin the remediated form of
printwould come increasingly to dominate the most important social
venues of communication. This outcome was unquestionably influenced
by the pressure of the print medium on the conceptualization of writing.
But I do not argue in this paper for an outcome simply determined by the
new technology. Rather, I propose to chart the reorientation of language
toward the goal of communication by offering a series of philological annotations on a linked set of evolving terms: persuasion, communication,
means, medium, media, mediation, representation. The method of annotation is intended to bring out the fact that the documents in my suppositional prehistory of media theory employ a philosophical lexicon
inadequate to the development that presses on thought from its outside,
from a history of technical instruments. The citations I have chosen to
analyze are necessarily partial, but they are by no means arbitrary. They
constitute exemplary moments in the history of an absent conceptthe
concept of a medium of communication.12
11. I have given an account of classical rhetorics expulsion from the modern curriculum in
a work in progress, Literary Study in the Age of Professionalism.
12. On the methodology of the present essay, I suggest that my philological annotations are
analogous to what we like to call now data points, a series of exempla in lieu of a hypothetically
exhaustive history of media and mediation. My account aims rather for as much economy as
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The first term in the sequence I annotatepersuasion has an inaugural role to play by dropping out of the subsequent networks and their
permutations. We might suppose today that the concept of communication is implied by the concept of persuasion, just as conversely our neorhetoricians believe that the motive of persuasion is hidden in every act of
communication. But it would be more accurate to say with regard to the
first hypothesis that the communication concept exists in the art of persuasion only as a possibility. As to the latter hypothesis, I will assume
(without arguing this point further here) that rhetorical hermeneutics is
inadequate to support a history of communication, despite its credit in
much cultural studies.13 In fact the communication concept emerged
in early modernity as an explicit challenge to the system of rhetoric.14 In
antiquity language theory needed no concept of communication at all, and
speech was regarded principally as a means to the end of persuasion, what
Condorcet tendentiously named seduction. Rhetoric assumed that the
speaker occupied a forensic position, in which his own thoughts and feelings were best kept to himself. Communication by contrast posited the
transfer of the speakers thoughts and feelings accurately to the mind of the
auditor. The aim of communication could only be seen at all when reflected in the mirror of rhetorics detractors, for whom every rhetorical
utterance possibly concealed a lie. The contrary desire for a pure transfer of
thought was voiced early in the history of rhetoric, most famously in Platos
Gorgias and intermittently down to the recession of formal rhetoric in the
nineteenth century.15 But the beginning of that end must be located in the
seventeenth century, when discontent with rhetoric produced the first attempts to advance a different concept for the goal of speech, a concept we
now know as communication.
the subject permits, admitting always the possibility of other examples than the ones I have
chosen.
13. For a discussion, see Alan G. Gross and William M. Keith, Rhetorical Hermeneutics:
Invention and Interpretation in the Age of Science (Albany, N.Y., 1996).
14. See the invaluable account of Wilbur Samuel Howell, Eighteenth-Century British Logic
and Rhetoric (Princeton, N.J., 1971). Writing of Adam Smiths Lectures on Rhetoric and Belles
Lettres, first delivered at Glasgow in 1762 63, Howell observes that Smiths system of rhetoric
takes the position that persuasive discourse is the species, and communicative discourse the
genus, in the classification of the functions of literature (ibid., p. 549). Smith inaugurates a
major shift in the conception of language-use toward the explicit acknowledgement of
communication.
15. For the antirhetorical tradition, the construction of rhetorical speech is irremediably
tainted by the possibility of lying. The field of semiotics can also be located in this eccentric
relation to rhetoric, as Umberto Eco affirms when he calls semiotics a theory of the lie in A
Theory of Semiotics (Bloomington, Ind., 1979), p. 6.
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crossing; it should properly be understood in Bacons sentence as an instrument or means (a hammer is an instrument or means for building, but
it is not, in the sense we are inquiring after, a medium). The antecedent
term image points away from our concept of medium to another semantic
complex, wherein the submerged conceptual cognate for image would be
imitation rather than communication (the sense here is also close to representation). The word medium circulates in Bacons day as a common
variant of means. But the context of transferring thoughts also hints at a
difference between means and medium. Medium hesitates at the threshold
of that other sense so familiar to us, this by virtue of Bacons assertion of a
common function shared by words and gestures, two different means of
expressing thoughts. This difference is analogous to the difference between
poetry and painting, two arts in Bacons time but not yet two media.
The further invocation of Chinese characters suggests that if Bacon is
moving toward a conceptualization of the communicative function, it is
precisely by moving away from speech in order to affirm the greater utility
of writing for transferring thoughts, writing as a means of communicationthe quotation marks here indicate anachronismthat seems to
transcend (spoken) words. The Characters Real break free of speech
while remaining a form of writing. Because these ideograms are intended
to connect directly with thoughts, transcending differences between languages, they suggest that the communicative function of writing is perhaps
best accomplished in nonalphabetic script. Because such writing does not
represent a natural language, it might be said to constitute a wholly different (and possibly more effective) medium for transferring thoughts. But
Bacon is not there yet; the concept of medium remains latent.
In Leviathan, Bacons disciple takes a very different approach to theorizing speech, arising from his intention to elaborate an a priori psychology of human passions. Hobbes does not, like Bacon, generalize the
purpose of speech on the basis of its practice in the art of rhetoric. Nor does
he, like Bacon, celebrate the technical medium of print. On the contrary,
he opens his discussion of speech in chapter 4 of Leviathan with an abrupt
demotion of printing, which, though ingenious, compared with the invention of Letters, is no great matter. Neither is Hobbes so impressed by
letters; he goes on to declare that it is rather speech that is the most noble
and profitable invention of all other. This double derogation of print and
letters sets up a remarkable repression of what Bacon so nearly uncovered:
The generall use of Speech, is to transferre our Mentall Discourse,
into Verbal; or the Trayne of our Thoughts, into a Trayne of Words;
and that for two commodities; whereof one is, the Registring of the
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not to things but to ideas; these ideas are plunged in books 1 and 2 into a
kind of acid bath of analysis, a thoroughgoing clarification. For words
there is no such hygienic recourse, and Lockes analysis of them is consequently oriented to explaining their irremediable defects and the historical
consequences of those defects: the greatest part of Disputes were more
about the signification of Words, than a real difference in the Conception
of Things (E, pp. 484 85). Notoriously, Locke concedes that he would
have preferred to omit consideration of words altogether from the Essay,
but such a demurral would have reduced his book to an idealizing fragment. In the same paragraph in which he offers this confession, Locke also
advances a conception of words that exposes the fundamental reason for
their imperfection and vulnerability to abuse:
I must confess then, that when I first began this Discourse of the Understanding, and a good while after, I had not the least Thought, that
any Consideration of Words was at all necessary to it. But when having passed over the Original and Composition of our Ideas, I began to
examine the Extent and Certainty of our Knowledge, I found it had so
near a connexion with Words, that unless their force and manner of
Signification were first well observed, there could be very little said
clearly and pertinently concerning Knowledge: which being conversant about Truth, had constantly to do with Propositions, And
though it terminated in Things, yet it was for the most part so much
by the intervention of Words, that they seemd scarce separable from
our general Knowledge. At least they interpose themselves so much
between our Understandings, and the Truth, which it would contemplate and apprehend, that like the Medium through which visible Objects pass, their Obscurity and Disorder does not seldom cast a mist
before our Eyes, and impose upon our Understandings. . . . But I am
apt to imagine, that were the imperfections of Language, as the Instrument of Knowledge, more thoroughly weighed, a great many of
are necessarily one or the other, so also with spoken sounds (ibid.). As usual in antiquity, the
interest is in the adequacy of language to the world, or the truth, rather than the success or
failure of communication. The one conspicuous exception (that proves the rule) is Augustine,
who, as Tzvetan Todorov notes, Theories of the Symbol, trans. Catherine Porter (Ithaca, N.Y.,
1977), p. 36, exhibits an insistence on the communicative dimension of language that is new
in late antiquity. Augustines conception of communication is stated most explicitly in On
Christian Doctrine, quoted by Todorov: Nor is there any other reason for signifying, or for
giving signs, except for bringing forth and transferring to another mind the action of the mind
in the person who makes the sign (ibid., p. 41). One has to jump forward to the eighteenth
century and the decline of rhetoric in order to see the development of this conception.
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dium. If spoken words can also be said to constitute such a medium, recognition of this fact does not have quite the same effect of foregrounding
the material. The visibility of writing and its technical paraphernalia account for the perception of its materiality, its translation of speech into
visible signs, ink, and paper. This difference is what we mean by technology. Writing is a technology, but speech is not. This difference is muddled,
as linguists tell us, by alphabetic script, which permits us sometimes to
forget that writing is a technology. But Wilkinss real character famously
bypasses alphabetic script; his ideographic writing was intended to free
writing from the purpose only of representing spoken words and so enable
the real character to establish an unambiguous and permanently fixed
relation between symbols and ideas, on the one side, and things, on the
other. Locke saw that this was an error, but it is worth specifying what kind
of error. Today we would say that Wilkins hoped to correct the communicative deficiency of language by means of a technological fix. This recourse, which has the same sort of charm as much science fiction, also has
something of that genres capacity to leap beyond conceptual safe ground
for something new and strange.
Granting Essay towards a Real Character its moment of fame and conceding also its philosophical failureits logical failings and inconsistencies are legionI pursue further the link between medium and technology
by annotating an earlier fabulation of Wilkins, entitled Mercury: Or the
Secret and Swift Messenger (1641). This work is even closer than Essay towards a Real Character to Bacon in its investment in technology and in its
science-fictional resonance. The subject of Mercury is announced in the
subtitle: Shewing, How a man may with Privacy and Speed communicate his
Thoughts to a Friend at any distance; the subject, in other words, is communications technology.26 Wilkins of course did not have this compound
term at hand; instead, he gives his subject the name of the messenger god,
Mercury, who will be remembered thereafter in just this connection, as a
logo of communications technology. The treatise purports to describe
current and possible means of secret and speedy communications at a
distance, with the first half of the book devoted to secrecy, the latter half to
speed. The question of the connection between secrecy and speed is puzzling, but partially illumined by the third term, distance. The purpose of
secret communication is to transmit a message that will be unreadable to a
third party in the event of interception along the way. The context here is
26. See Wilkins, Mercury: Or the Secret and Swift Messenger (1641; London, 1694); hereafter
abbreviated M.
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manifestly political, and the aims of espionage are invoked throughout the
treatise.
The requisite of speed also responds to the problem of communication
at a distance, which again can have urgent political contexts, but not exclusively. Wilkins remarks that the invention of Letters allows us to
discourse with them that are remote from us, not only by the distance of
many miles, but also of many Ages. He understands writing as a technology for overcoming distance, both spatial and temporal, but a technology
that might be improved in the former instance especially. It remains for us
to explain why such improvement is premised in all circumstances, political or otherwise, on the fusion of secrecy and speed, which Wilkins insists
throughout his treatise may be joyned together in the conveyance of any
message (M, pp. 4, 131).
Interest in the art of secret information or code among Renaissance
writers is commonBacon gave this subject an important moment in The
Advancement of Learning but Wilkins sees a much wider use for code in
the context of communication. Inasmuch as coded writing sets out to
frustrate legibility, it produces intentionally the very effect that for Locke
inheres in the cheat of words, their imperfection. Lockes theory reveals
a defect in language itself, whether spoken or written; but Wilkins is in a
way not interested in words at all. He is interested rather in what technical
devices exist or might be invented to frustrate immediate legibility without
failing ultimately to communicate to a select addressee. The strategy of his
technologism is to isolate the material medium itselfpen, ink, and paperfrom the message. The most basic coding effect is thus one in which
the words disappear and only the medium appears: A man may likewise
write secretly with a raw Egg, the letters of which being thoroughly dried,
let the whole paper be blacked over with Ink, that it may appear without
any inscription, and when this Ink is also well dried, if you do afterwards
gently scrape it over with a Knife, it will fall off from those places, where
before the words were written (M, p. 42). Now Locke is surely the more
sophisticated theorist in suggesting that all language is in a way blacked
over by reason of its inherent inadequacy to the minds ideas. But does
this more sophisticated conception of language as medium not gain its
insight by reducing the medium to a metaphor of communicative deficiency? Wilkins sees the medium rather as a material technology. The
difference between these two conceptions of medium persists, as we shall
see, well into our own time.
As with secrecy, the objective of speed brackets the content of the message and asks only that we consider the medium. In the chapters on speed,
Wilkins considers some improbable technologiesthe communication of
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sound through pipes, for example but settles on two more plausible
technical possibilities: the first is the transmission of very loud sounds over
long distances; the second is the transmission of messages by the use of
bright light. Unfortunately, in both cases the material means is ill-suited
for the transmission of natural language, as also for the transmission of
alphabetic script. Wilkins proposes, however, that the success of transmission can be ensured by the use of coding, which relies on the most minimal
differences between sounds or between flashes of light to produce the
effect of articulation; finally only two marks of difference are necessary to
send any message. Wilkins devises here something like a precursor to
Morse code or what we would call binarization: It is more convenient
indeed, that these differences should be of as great variety as the letters of
the Alphabet; but it is sufficient if they be but twofold, because two alone
may, with somewhat more labour and time, be well enough contrived to
express all the rest (M, p. 132). With two different sounds or light flashes,
every letter can be assigned a binary code, and communication at great
distance and speed can be accomplished.
The point to note here is not so much the anticipation of binary code
but that Wilkinss communication at a great distance is possible only by
recourse to the same device codethat is otherwise the means to frustrate communication. Putting Locke and Wilkins together, we see that
whether communication fails (Locke) or is deliberately frustrated
(Wilkins), the effect is to bring the medium into greater visibility. The
difference between Locke and Wilkins, however, is reinstated at another
theoretical level because it makes a difference precisely where one locates
the operation of the medium. For Locke, it would be correct to say that
words are the medium of thought, whereas for Wilkins, one must say that
writing is the medium of speech. Wilkins locates the operation of the medium in the technical means, making us see that we might even write with
sound or with light. The difference between language as medium (of
thought) and writing as medium (of speech) produces a certain philosophical confusion, an unstable or mutually blind relation between mediation as an abstract, even logical process and medium as material
technology. This confusion, as we shall see, recurs in the later history of
communication theory.
Campbell, Mill, Mallarme. A version of the confusion is evident in the
two competing theories of communication circulating in the eighteenth
century and after. The Lockean versionwords as medium of thought
provides a philosophical basis for a new canon of language use, a stylistic
norm applicable indifferently to speech and writing. This is the familiar
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Mills attempt to define poetry in Thoughts on Poetry and Its Varieties, first published in the Monthly Repository of 1833, is famous for a
certain aphorism loosely identified with the period concept of romanticism. Mill sets out to define poetry initially by comparing it with oratory
on the basis of their common identity as forms of expression operating
through an impassioned medium, that is, language marked by a colouring of joy, or grief, or pity, or affection, or admiration, among other
strong emotions. But this assertion demands a more strenuous effort to
distinguish between poetry and eloquence:
Poetry and eloquence are both alike the expression or utterance of
feeling. But if we may be excused the antithesis, we should say that
eloquence is heard, poetry is overheard. Eloquence supposes an
audience; the peculiarity of poetry appears to us to lie in the poets
utter unconsciousness of a listener. Poetry is feeling confessing itself
to itself, in moments of solitude. . . . All poetry is of the nature of
soliloquy.29
These familiar words have since floated free of their context and circulate
as a topos of literary culture, a notion of poetry that can scarcely be found
much before Mills time but dominates criticism after it. The poet here is
granted the license to ignore the injunction to communicate, a freedom
that has major consequences for the stylistic norms governing the poetic
mode of discourse, and brings that mode into sharp distinction from the
philosophical and, later, scientific. If Mills statement has any cogency, the
rule of clarity is abrogated for poetry. We might regard the language of
poetry after Mill (or romanticism) as like a code, a technique of writing
that deliberately confounds the reader, that retards comprehension by
provoking a hermeneutic exercise of no small complexity or duration. But
it would be premature to impute anything more than this, if even this, to
Mill, who wants only to establish the principle that true poetry must be
written in a state of mind in which communication is disregarded.
Disregard for communication results in a thickening of the medium, a
darkening of its substance even as attention is drawn to it. This counterprinciple to Locke is familiar in many versionsincluding those of critical
hermeneutics and communications theoryand scarcely needs defense. It
has been canonized repeatedly, but I will cite here as a representative anecdote Mallarmes famous exchange with Degas on poetic composition.
The painter took up poetry late in life and complained to his friend that
29. John Stuart Mill, Thoughts on Poetry and Its Varieties, Dissertations and Discussions,
Political, Philosophical, and Historical, 2 vols. (1859; New York, 1973), 1:71.
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although he had many ideas for poems, he had difficulty putting these
ideas into words. To which Mallarme replied that you cant make a poem
with ideas . . . you make it with words.30 Taking the point of this remark,
which entails a modern conception of literary language instanced by
Mallarmes own poetry, we might still want to say that it is Locke who
establishes the philosophical basis of communication theory, upon which
the counterprinciple of medium depends asymmetrically. Lockes specification of the medium as a figure for the function or dysfunction of language (the use or abuse of words) posits as the ordinary condition of
communication the possibility of its failure, that is, of having to try again
with other words. It would be difficult to imagine speaking without being
able to revise ones speech, to try to put ones thoughts into more accurate
or better language. The difference between what one means and what one
says defines the mediation of words and sustains the enabling fiction that
ideas exist. Or, to put this another way, the statement no, that is not what
I meant is the necessary warrant for credibility in communication, even
allowing that once spoken or once written, words acquire the darkness of
the medium, which properly draws attention to its opacity.31
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atic way until the later nineteenth century, with the work of Charles Sanders Peirce, and then only intermittently thereafter. Communications
theory is eager now to extrapolate a general process of mediation from the
operation of technical media, but the philosophical tradition put the term
for process in every way first; if the medium of communication appears at
all in this tradition, it appears as one instance of a more universal process
of mediation supposed to govern relations among different terms of
thought or domains of reality. This formulation would describe the use of
mediation in Hegel.
The English word mediation has a near equivalent in the German Vermittlung, a key term for Hegel. In his corpus, mediation belongs to a dialectic of relations, by which concepts such as subject and object, or mind
and world, are assigned roles in a system. In the most general sense, the
principle of mediation denies the possibility of an immediate (unmittelbar) relation between subject and object, or the immediacy of any knowledge whatsoever.34 Within the limits of this essay, it will be possible to
improve only slightly upon this description by acknowledging that Hegels
use of Vermittlung is subtly inclusive of the other senses noted above,
theological and disputational, belonging both to the English term and its
German cousin. Hegels insistence on mediated relations thus points toward reconciliatory moments along the trajectory of his peculiar selfgenerating dialectic.35 At this point we may set aside the larger agenda of
Hegels idealist system in order to aim at another target. The concept of
mediation expresses an evolving understanding of the world (or human
society) as too complex to be grasped or perceived whole (that is immediately), even if such a totality is theoretically conceivable. It becomes possible then to present mediatory agencies as necessarily characteristic of
societya generative thought that enables later social theory to develop
the idea of mediated relations by contrast to simpler notions of causality.
The question of totality troubles Raymond Williamss discussion of
mediation in Keywords and in Marxism and Literature, to date the most
synthetic accounts available (if also very brief). I will return to his reservations about the concept of mediation at the end of my essay, but for the
34. See the famous assertion in G. W. F. Hegel, Science of Logic, trans. A. V. Miller (1812;
New York, 1969), p. 68: There is nothing, nothing in heaven or in nature or mind or anywhere
else which does not equally contain both immediacy and mediation. The universal scope of
mediation in Hegels theory ensures the importance of the notion of mediation in later versions
of Hegelianism, however diluted the dialectic becomes. Hegels insistence on mediation is
perhaps equaled only in Rene Girards theory of mimetic desire, which grounds a notion of
desire in a scenario of mediation.
35. Hegels dialectic of mediation is of course distinguished by the fact that it does not start
with two terms but only one, as in his unfolding of being in the terms nothing and becoming.
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berto Eco observes in his discussion of Peirce that this formulation inaugurates an endless series or unlimited semiosis.38 The infinite replication
of the sign permits the model to incorporate virtually all other discourses
of knowledge by way of translation into semiotic terms: All this universe
is perfused with signs, if it is not composed exclusively of signs.39 Peirces
ambitious claim for a concept with formerly so narrow a role to play in
philosophical reflection interrupts the conversation in philosophy by violently displacing traditional philosophical questions into the domain of
the semiotic (a displacement that is without precursor but is perhaps paralleled in the work of Gottlob Frege). Peirces implicit reduction of philosophical system or notions of totalitythe world or human societyto
the instance of symbolic exchange is a strategic gambit of considerable
symptomatic importance and quite outweighs the actual influence of
Peirce in the twentieth century.40 The desire to generalize social theory
from the instance of communication, language, or writing is recurrently a
feature of twentieth-century thought, propelling the development of
structuralism (Jakobson, Claude Levi-Strauss, and others), poststructuralism (Derrida), systems theory (Gregory Bateson, Niklas Luhmann, and
Jurgen Habermas), communication studies (Harold Innis, Marshall
McLuhan, Walter Ong), and information theory (Norbert Weiner, Dietmar Wolfram, and others).
The use of the term representamen for the manifestation of the sign
confirms that Peirce is thinking of the sign primarily as a certain kind of
representation. But it is not sufficient merely to say that an object is represented by the representamen. Peirce speaks of the object in two senses. In
a formulation that sounds reminiscent of Locke, he posits first an immediate object as what is given in the sign, in much the same way that ideas are
immediately present to the mind in Lockes system. In the second place,
however, when he speaks of the object as a thing in the world, he describes
it as mediate (we would say mediated).41 To say that representation is a
means by which objects in the world are mediated indicates that the con38. Eco, A Theory of Semiotics, p. 68.
39. Peirce, Pragmatism and Pragmaticism, in Collected Papers, 5:302.
40. For a discussion of Peirces theory in its more global implications, see Richard J.
Parmentier, Signs Place in Medias Res: Peirces Concept of Semiotic Mediation, in Semiotic
Mediation: Sociocultural and Psychological Perspectives, ed. Elizabeth Mertz and Parmentier
(Orlando, Fla., 1985), pp. 23 48. Parmentier notes that Peirce was relatively uninterested in the
physical medium of communication, a point of significant difference with most twentiethcentury communications theory; see ibid., p. 33.
41. See Peirce, letter to Victoria Lady Welby, 23 Dec. 1908, Semiotic and Significs: The
Correspondence between Charles S. Peirce and Victoria Lady Welby, ed. C. S. Hardwick and James
Cook (Bloomington, Ind., 1977), p. 73.
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346
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liferation of remediation by the later nineteenth century demanded nothing less than a new philosophical framework for understanding media as
such in contradistinction to the work of art conceived within the dominant
frame of mimesis. This new framework was provided by the idea of communication, which encloses all forms of media now, whether defined as art
(painting) or nonart (informational genres, newspapers, and so on) or
something in between (photography).43 The system of the fine arts yielded
to a new system, the media.
The proliferation of new media stimulated the rapid development of
communication theory, a subject too large to address here except in summary fashion by means of another set of philological annotations. On the
evidence of the word medium itself, we can conclude that its new visibility
confirmed its utility in connection with new occasions and instruments of
communication. The OED is rich in new citations of medium in the later
nineteenth century. Of these I will isolate three significant new uses, taking
the first two together: (1) Any of the varieties of painting or drawing as
determined by the material or technique used; and (2) A channel of mass
communication, as newspapers, radio, television etc. In the first definition, the term medium is used to produce a finer discrimination of the
material properties of particular arts, such as the distinction between oil
and watercolor. In the second definition, new information or communication media are identified that never acquire the status of arts. Media then
names a domain of cultural production that assimilates the traditional fine
arts to the larger category of what later comes to be known as mass communication. Some of these popular forms are fated to be derogated for
their false resemblance to art. This problematic is of course entirely familiar in the discourse of modernism and in part constitutes that discourse,
with consequences too familiar to rehearse and too complex to adjudicate.
The most surprising common use of the word medium in the period,
however, is (3) a person believed to be in contact with the spirits of the
dead and to communicate between the living and the dead. The puzzle of
nineteenth-century spiritualism, which we need only acknowledge briefly
here, has been greatly illuminated by historians of technology, who have
shown convincingly that such spiritualism is a shadow cast by communi43. Benjamin, The Work of Art in the Age of Mechanical Reproduction, Illuminations:
Essays and Reflections, trans. Harry Zohn, ed. Hannah Arendt (New York, 1968), p. 227, reminds
us that much futile thought had been devoted to the question of whether photography is an
art. Benjamins conceptualization of the auratic distinction that formerly supported the cultic
reception of art gives us the first great theorization of technical media, now illuminated by the
flickering light of film, photographys medial successor. The resolution of photographys status
as an art (along with film) helped to propel the reorganization of the arts around the media
concept: print, visual, plastic arts, and so on.
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cation. The drive to produce such a theory was in part the result of the
immanent development of linguistics as a discipline; but that discipline
also gestured toward a possible new sciencesemiologywhose scope
was greater than that of linguistics and included the study of all forms of
communication. Still, Saussure and most twentieth-century linguists continued to insist that communication is best understood with reference to
the scenario of one person speaking to another. Predictably, the exclusion
of writing and of new, mediated forms of speechtelegraphic, phonographic, and so on undermined the model over the long term, with
perhaps fatal results for structuralist and other versions of the language
paradigm. The clamor of mass communications was already too great by
the beginning of the century to be shut out by linguistic theory. Two brief
annotations of Saussure and Jakobson will confirm the failure of much
theory to address technically mediated communication even in the process
of conceptualizing language.
It has not escaped anyones notice that linguistics turned increasingly in
the twentieth century to the scene of communication and to the task of
modeling this scene. Saussures inaugural Course in General Linguistics
depicts communication in its starkest form, as two talking heads whose
mouths, ears, and brains are linked together by lines composed of dots and
dashes. However firmly this picture insists on the speech scenario, its
slackly suspended lines hint at the telegraph or the telephone, a visual pun
that Saussure probably did not intend. Does this picture acknowledge, if
only unwittingly, the fact of new mediums? Saussure is expressly worried
rather about that old medium, writing, which he firmly grasps and just as
firmly excludes under the category of representation: The sole reason for
the existence of the latter [writing] is to represent the former [speech].46
This entirely conventional derogation spells trouble of the sort with which
we are all too familiar from the later critique of Derrida; but that is not the
problem to which I am pointing.47 The question raised by Saussures ex-
46. Ferdinand de Saussure, Course in General Linguistics, trans. Roy Harris, ed. Charles
Bally, Albert Sechehaye, and Albert Riedlinger (1972; Chicago, 1986), p. 24; hereafter abbreviated
CGL. In context, Saussure is arguing for a distinction between value and meaning in order to
discount the nomenclature view of language. I am ignoring most of Saussures programmatic
agenda in order to isolate the pressure of emergent technical media on the language of his text.
47. Derridas critique of Saussure in Of Grammatology, trans. Gayatri Chakravorty Spivak
(Baltimore, 1976), pp. 29 55, retains its primal deconstructive force, subordinated to a
philosophical agenda that is only tangentially relevant, however, to the concern of this essay. In
making the case for writing, Derrida wants to claim that all language is, in the special sense of
his argument, writing, whereas I would like to hold on to the specificity of writing as a medium,
different from other media and possessing a peculiar set of effects by virtue of that difference.
For a vigorous argument on behalf of writing (or vulgar writing, in theorys sense) as a mode
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of communication superior to speech itself, see Harris, Rethinking Writing (Bloomington, Ind.,
2000).
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heads. The proliferation of communication media in the social environment suggests that communication can no longer be modeled as the representation of silent thought by spoken word.
The more rigorous the analysis of communication, the more likely it is
that a process of mediation will come to the fore. Jakobsons later model is
exemplary in this respect. In his well-known and influential essay Linguistics and Poetics, Jakobson analyzes the scene of communication into
six constituents, the two poles of addresser and addressee and four intermediate terms: context, message, contact, and code. Of these, the contact
isolates the medium as such, probably with some indebtedness to the new
information theory of Claude Shannon, who introduced the notion of the
channel that Jakobson invokes in his definition of contact: a physical
channel and psychological connection between the addresser and the addressee, enabling both of them to enter and stay in communication.48
Although this physical channel includes the medium of speech in face-toface exchange, the physicality of the channel is best evinced by technological devices of communication, which are prone to obvious physical
(mechanical or electronic) failure. When Jakobson describes the communication function specific to contacthe calls this the phatic function he evokes the vicissitudes of telephonic communication: Hello, do
you hear me? The phatic utterance supposedly has no other content than
a query about the success or failure of the channel, but behind the apparent
semantic poverty of the phatic utterance looms the entire problematic of
mediation as the extrapolation of a communicative process from the physical medium.
The purpose of Jakobsons elaborate model is to give an account of the
poetic function, which he defines as a set toward the MESSAGE as such.
The message does not name a content but rather the sounds and words
of which the message is composed; the set toward the MESSAGE is a use
48. Roman Jakobson, Linguistics and Poetics, Selected Writings, ed. Stephen Rudy, 6 vols.
(The Hague, 1981), 3:2122. The essay was first delivered as a lecture in 1958. Claude E. Shannon
published The Mathematical Theory of Communication in 1948. It was republished as Claude
E. Shannon and Warren Weaver, The Mathematical Theory of Communication (Urbana, Ill.,
1963). Most of our current notions about the mechanics of communication can be found in
Shannons work, including the analysis of the channel. For an important comment on the
relation between Shannon and Jakobson, see Lydia H. Liu, iSpace: Printed English after Joyce,
Shannon, and Derrida, Critical Inquiry 32 (Spring 2006): 517. Liu also reminds us of Shannons
use of Printed English as the basis for his mathematical analysis of the concepts such as
redundancy in communication. Shannon reduces the twenty-six letters of the alphabet (plus
one space) to bits of information, in which the semantic content is subordinated to the analysis
of transmission, in effect recasting Printed English as a code (like many of his peers, Shannon
worked on code breaking during the war). Jakobsons absorption of Shannons terms
introduces elements of information theory into the formative statements of structuralism.
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352
of language promoting the palpability of signs, deepen[ing] the fundamental dichotomy of signs and objects.49 By directing attention to the
words of the message, as opposed to its meaning, poetic function asserts
the special quality of poetic language; however, this quality is not restricted
to poetry. Jakobson immediately names as poetic many other uses of language, most famously the campaign slogan, I Like Ike.50 The slide here
from poetry to advertising suggests that a concern with media is more than
just implicit in the structure of Jakobsons model. The poetic function
introduces a kind of melodious noise into the channel of communication,
heightening consciousness of the channel as such and so distancing the
message from the object or referent. In the case of the slogan cited, the
pleasant concatenation of syllables allows us to admire the words without
endorsing the candidate.
It would be hard to deny that the set toward the MESSAGE confuses
contact and message; the same string of sounds constitutes both the channel and the reflexivity of the message. In proposing his formula Jakobson
comes interestingly close to the nearly contemporary, and more famous,
formula of McLuhan, the medium is the message. The latency of the
media concept in Jakobson throws McLuhan into high contrast as the
popularizer of that concept; but perhaps this contrast is best understood as
a repetition of the difference between Locke and Wilkins (this time to the
advantage of the technophile). If McLuhan seems less theoretically sophisticated alongside Jakobson, his famous slogan nonetheless has the effect of
pointing up the limits of Jakobsons obsession with the phonemic manifestation of reflexivity. Jakobsons preference for sound pattern oddly deemphasizes the mediation of poetic speech by writinga channel of
communication overlaying (or remediating) the medium of speech.
Whatever Jakobson asserts about the possibility of making the speech
channel palpable must also be true of writing; much poetry depends on
that fact.51 Despite the emphasis on sound, Jakobsons model of communication does not theoretically exclude other vectors of mediation, such as
the mediation of speech by writing, or the mediation of writing by print,
and so on. In any of these contexts the medium can be disturbed or manipulated in such a way as to heighten its reflexivity, resulting either in
noise or poetry. The semantic poverty of the phatic utterance is thus the
verso of the semantic fullness we find in the poetic.
In other scenes of theory, the archaistic term poetic can be replaced by
49. Jakobson, Linguistics and Poetics, p. 25.
50. See ibid., p. 26.
51. It seems doubtful, for example, that the example of I Like Ike would work as well in the
phonemically identical case of I Like Eyck.
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literariness or writing. Whatever name is invoked for this function, its purpose is to interrupt the referential or representational function. Theory
likes to say that this interruption belongs inherently to language, but the
concept of channel commands a far larger domain. The language paradigm, to which Jakobson made so crucial a contribution and which still
dominates the cultural disciplines, fails to grasp communication as its
underlying problematic and so misses the chance to gather the poetic, the
literary, and writing itself within the larger theoretical enclosure of the
media concept. This thesis, unfortunately, can only be offered as an assertion, awaiting fuller demonstration in some other context. It remains for
us to consider in this essay some implications of the challenge posed to the
dominant notion of representation by the media conceptif it is indeed
the case that what was set aside by Aristotle millennia ago has now thrust
itself into the foreground of culture.
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354
what questions to ask of technical mediation. There is no question, however, that changes in the modes of social mediation can be inferred from
the operation of technical media and that reflection on this fact has deepened the theory of mediation and of society. The work of John B. Thompson can be cited in this context, especially his mapping of the types of
mediated interaction in modernity.54 This work dovetails a higher level of
abstraction with that of Anthony Giddens, Manuel Castells, Luhmann,
Habermas, and others working in the fields of systems, media, and information theory. Given the importance of this workit is nothing less than
a new instauration of sociologyit is a puzzling fact that the concept of
mediation remains undertheorized in the study of culture and only tenuously integrated into the study of media. In retrospect it would seem that
the disciplinary division between media and communication studies, on
the one hand, and the cultural disciplines, on the other, has had the unfortunate effect of inhibiting the development of a general sociology of
culture on the basis of communication and the correlative processes of
mediation.55
54. See John B. Thompson, The Media and Modernity: A Social Theory of the Media
(Stanford, Calif., 1995). Thompson gives an account of three types of interaction: (1) face-toface; (2) mediated interaction; and (3) mediated quasi-interaction. The second refers to
interactions such as telephonic, mail, email, and so on. The third refers to more one-sided
seeming interactions initiated by media forms that require no direct response to the maker of
the content. These would include novels, most television and film, and many other forms of
entertainment, high or low.
55. Habermass theory of communicative action is promising for its attempt to coordinate
a theory of the media with the mediating function of social phenomena such as money and
power, which Habermas calls steering media (Steuerungsmedien) (Habermas, The Theory of
Communicative Action, trans. Thomas McCarthy, 2 vols. [Boston, 1987], 2:390). Habermass
theory builds on Parsonss generalization of money as the medium of exchange, a theory that
already incorporated a cybernetic framework for understanding social systems and is echoed
precisely in Habermass use of the term steering. Habermass attempt to integrate the work of
art, however, into the theory of communicative action under the category of the expressive
seems to me less successful, and this problem has unfortunately impeded recognition of the
theorys potential to shift the emphasis of social theory generally to mediation. If the
conceptualization of art in Habermass work seems unequal in gravity to the argumentative
motive of communicative action, perhaps this reflects more a bias of his intellectual formation
than a necessary implication of his theory. For an exemplary struggle with this problem, see
Habermas, On the Distinction between Poetic and Communicative Uses of Language, On the
Pragmatics of Communication, trans. Frederick G. Lawrence, ed. Maeve Cook (Cambridge,
1998), pp. 383 402. This brief consideration of Habermas can be supplemented with an equally
brief recognition of the importance of Luhmanns theory of art as a special system of social
communication, in Art as a Social System, trans. Eva M. Knodt (Stanford, Calif., 2000), p. 128.
Luhmanns otherwise extraordinary work advances an idiosyncratic conception of medium,
grounded usually in the domain of perception (the visual or aural), or sometimes in language
as a medium of fixation for intuition (ibid., p. 116). What we call a technical medium is closer
to what he calls form, although his examples here are sculpture, painting, poetry, musicthe
traditional fine arts. The emphasis on the phenomenal or intuitional medium on the one hand
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is joined to an exclusive focus on the fine arts on the other. Caught somewhere in between, the
materiality of media (our question of the medium as such) is relegated to the environment of
the art system. Luhmanns focus on the artwork as such presupposes the scheme of the fine arts
and postpones, at least theoretically, examination of the system of media. We find that
discussion in The Reality of the Mass Media, trans. Kathleen Cross (Stanford, Calif., 2000),
where the concept of media is dissociated from the system of the arts.
56. Fredric Jameson, Reification and Utopia in Mass Culture, Signatures of the Visible
(New York, 1992), p. 29. The full sentence from Jameson possibly reassimilates mediation to
representation: If we follow Debords argument about the omnipresence and the omnipotence
of the image in consumer capitalism today, then if anything the priorities of the real become
reversed, and everything is mediated by culture, to the point where even the political and the
ideological levels have initially to be disentangled from their primary mode of representation
which is cultural. But compare the less ambiguous statement of Max Horkheimer and
Theodor Adorno, The Culture Industry: Enlightenment as Mass Deception, in Dialectic of
Enlightenment: Philosophical Fragments, trans. Jephcott, ed. Gunzelin Schmid Noerr (Stanford,
Calif., 2002), p. 99: The whole world is passed through the filter of the culture industry.
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the mediation concept. Failure to acknowledge mediation in cultural analysis precipitates a theoretical regression into positivism, made all the worse
by the implication of a magical causality in the social domainas
though the wine duty really somehow explained Baudelaires wine poems.
Adornos statement adumbrates a very useful critique avant la lettre of
much contemporary cultural criticism, which proceeds by just such an
appeal to fact, often overlaid with political claims for interpretation exceeding the scope of the evidence. This is a problem endemic to criticism of
the present day, for which Adornos words might serve as a warning and
corrective. And yet we might raise a question in reading this critique about
whether it is really fair to Benjamins work. In his reply to Adorno, Benjamin contends that the wide-eyed presentation of mere facts is nothing
but the philological attitude and that his discussion of the wine tax was
merely an attempt to establish a context for further interpretation of
Baudelaires poems, just as we would also have to do in interpreting an
ancient classical author.63 Benjamin perhaps rightly senses that mediation through the total social processfor Adorno this means that interpretation must be based ultimately on an analysis of the commodity form
would short-circuit his project, which does not really assert the equation of a
contextual fact such as the wine tax with the meaning of the wine poems.64 On
the contrary, Benjamin is intensely interested in the poetic form itself, a generic type of the medium of writing, and he positions this generic mediation between the philological gloss on the wine tax and the thematic of
intoxication in Baudelaires poems. Whatever a critic today may think of
Benjamins reading of these poems, this reading is not without a careful
consideration of mediation.
What, then, is the point at issue between Adorno and Benjamin?
Adorno gives us a theory of mediation that is proof against positivism, but
seems to be lacking in consideration of the multiple levels and forms of
media operating in the process of mediation. His principle of mediation
seems regardless (at least here) of media. The theoretical problem emerging from this exchange, then, is how to relate the theory of mediation to the
fact of media. The possible integration of technical media into the larger
chain of multiple and diverse types of mediation can be represented in
diagrammatic terms very roughly as follows, moving out from the individual cultural work through its successive mediations to the social totality:
63. Benjamin, letter to Adorno, 9 Dec. 1938, in Adorno and Benjamin, The Complete
Correspondence, p. 292; hereafter abbreviated L.
64. For an analogous struggle with the temptation of totalizing too quickly, see Jean-Paul
Sartre, Search for a Method, trans. Hazel E. Barnes (New York, 1963), p. 45.
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No doubt much more needs to be said about how the intermediate categories operate as mediations of the individual work and, conversely, how
the work itself functions to mediate social relations in the course of its
dissemination.65 In any case it will not do to read the wine poems as representing, in however distorted a mirror, the event of the wine tax or even
a set of socioeconomic conditions of which the wine tax is the symptom.
What is involved is mediation.
If Aristotle identified the medium as an aspect of representation, Benjamin (and differently, Adorno) implicitly subordinate representation as a
strategy of mediation, a gesture that was forward-looking, though lacking
the full theoretical elaboration needed to ground the cultural disciplines
today. Even absent that elaboration, the rule of representation over cultural theory might finally be abrogated in favor of the more inclusive principle of mediation. The subject Aristotle set aside two millennia ago has
returned as the name of a new phase of culture and as the annunciator of
new disciplines. This analysis enables us to state clearly the dilemma of the
cultural disciplines founded on the older scheme of the fine arts; these
disciplines manifest a falsely residual character because they remain theoretically unintegrated into the system of the media.66 If a new instauration
65. In the diagram (for the moment, no more than a back-of-the-envelope sketch), the
terms poetry and literature name discourses, writing and print name media; but this distinction
is offered only to demarcate the technical aspect of media, as poetry and literature cannot
appear except embodied in technical media or remediated. Although remediation is not limited
to new media, it is a conspicuous resource of twentieth-century media, as instanced by the
translation of novel into film and many other examples. The larger point of my argument,
however, is that mediation is not confined to new or technical media at all and that this process
must be conceived flexibly enough to include genres and discourses as well as modes such as
representation and narration, which are transmedial with respect to technical media. Readers
will also note that I have eschewed the concept of new media as defined by special relation to
the visual. In my account, the genesis of the media concept is the result of the visibility of the
media and not of visual media. Hence I have a reservation about the definition of new media
offered by Manovich, for whom new media is the union of computational technology with
imaging technology. For a critique of Manovich, see Mark B. N. Hansen, New Philosophy for
New Media (Cambridge, Mass., 2004), pp. 32 46.
66. The relative exhaustion of the dominant paradigm of representationits fixation as a
late version of ideology critique has been evident in the cultural disciplines for some time and
possibly accounts for their longing glance toward media studies as a way of moving beyond the
usual order of business. The extent of this discontent was attested in the proceedings of the
Critical Inquiry symposium of 2003 on the state of the cultural disciplines and foregrounded in
W. J. T. Mitchells introduction, Medium Theory: Preface to the 2003 Critical Inquiry
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Symposium, Critical Inquiry 30 (Winter 2004): 324 35. See also Miriam Hansens contribution
to the symposium, Why Media Aesthetics? pp. 39195. In practical, institutional terms my
argument suggests that the exclusion of literature from the disciplinary formation of media
studies was a mistake, damaging both to media studies and literary studies. The same point can
be made concerning the relation between the cultural disciplines and communication studies.
Undoing this institutional segregation in fact as well as theory will likely prove difficult, but the
vitality of both sets of disciplines depends on it.
67. Elsewhere in the correspondence, Benjamin is an amused observer of the vicissitudes of
technically mediated communication: I took the liberty to recommend you [Adorno] to the
Brooklyn Institute, without finding out first whether you cared to lecture. By some odd
confusion, the letter was first sent to the Rhode Island Museum, because the people at the NY
Museum of Modern Art mistook your name for that of A. Dorner (over the telephone! you see
what machine reception does to sound and especially to nuances in names) (Benjamin, letter
to Adorno, 10 Aug. 1938, in Adorno and Benjamin, The Complete Correspondence, p. 269). The
light tone of the anecdote in this letter is not unrelated to a serious theoretical point, explicated
in Benjamin, The Storyteller, Illuminations, p. 87: What distinguishes the novel from the
story (and from the epic in the narrower sense) is its essential dependence on the book. The
dissemination of the novel became possible only with the invention of printing.
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ment from his work, something that is of incomparable value. And then, if
it appeared in printed form, the text could become a subject of discussion,
and no matter how inadequate the discussion partners may be over here,
this would compensate me somewhat for the isolation in which I am working (L, p. 293). Benjamin is reminding Adorno that he is writing for
print and that Adornos decision to reject the publication of the manuscript is in some sense a failure to acknowledge the medium of his communication. Just for a moment Benjamin sounds rather like Condorcet on
the superiority of print, but he has the misfortune to be addressing the
future coauthor of the Dialectic of Enlightenment. In this plangent exchange, the question of mediation and its relation to media emerges but fails
to be resolved, which has been more or less the story of this relation since. In an
essay written years after the exchange on the Baudelaire monograph Adorno
reflected on the difficult reception history of his friends work. One sentence
from that essay might serve as a postscript for Adornos own struggle with
Benjamins insight into the media concept: Misunderstandings are the medium in which the noncommunicable is communicated.68
68. Adorno, Prisms, trans. Samuel and Shierry Weber (Cambridge. Mass. 1967), p. 232. In
annotating the exchange between Adorno and Benjamin I have, no doubt unfairly, cast them in
the allegorical roles of standing in for mediation and media respectively. A more conscientious
reading would complicate this allegory, which I leave standing for the sake of economy.
Adornos attention to the minute particulars of media is easy to retrieve from his oeuvre; I cite
here one example, the essay on Punctuation Marks, an exquisite meditation on the material
form of writing, in Notes to Literature, trans. Shierry Weber Nicholsen, ed. Rolf Tiedemann, 2
vols. (New York, 1991), 1:9197.
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