A34198 PDF
A34198 PDF
A34198 PDF
DOI:10.1068/a34198
Wolfgang Zierhofer
Department of Human Geography, University of Nijmegen, PO Box 9108,
NL ^ 6500 HK Nijmegen, The Netherlands; e-mail: w.zierhofer@nsm.kun.nl
Received 24 September 2001; in revised form 28 March 2002
1 Introduction
If ideas were able to travel as easily as people from Western countries, this text might
have reached its audience earlier. Because it originates from a German-speaking
context, but addresses Anglo-American readers, it needs to be explicitly situated. My
main purpose in this paper is to introduce a perspective which has been developed
within a long-standing debate on action theory in German, Austrian, and Swiss human
geography, a perspective which nevertheless conforms in many ways with postmod-
ernist and poststructuralist positions that have gained attention in the Anglo-American
context. In what follows I will present a language-pragmatic version of action theory
by discussing how it copes with several of the most basic problems of the social
sciences. Furthermore, I will explore the specific geographical problem of how to
conceive of space and its significance for the self-conception of geography.
In general, sociological and philosophical theories of `action' and `speech acts'
imply an assumption of agency or free will. As a consequence, the Cartesian dilemma
between a deterministic realm of matter, on the one side, and an indeterministic realm
of mind, on the other, hangs like the sword of Damocles over these approaches. I will
first elaborate a proposal about how to escape this dilemma. As a result, a preliminary
understanding of a language-pragmatic and nonessentialist position will be gained. In
the following section this perspective will be contextualized in relation to developments
in epistemology. These developments are themselves decisive for successive versions of
action theory and for the way they deal with another major problem of the social
sciences and of the humanities, namely the conception of the social.
Language-pragmatic action theories take speech acts as their central analytical
concept. I will demonstrate in what way the notions of speech acts and of validity
claims are not only a key to understanding sociality, but are also important in
analyzing social structures and their reproduction. As speech acts imply expectations
of re-actions, they provide a kind of `binding force' between actions and, as a con-
sequence, they are the basis for the intentional integration of activities. It is argued,
subsequently, that the concept of speech acts, by incorporating the connectivity of
actions, thus representing action and interaction at the same time, overcomes the
1356 W Zierhofer
practices, because only those categories which in some way make sense in respect of a
tradition, and which successfully inform actions, will enjoy widespread acceptance.
Accordingly, the validity of concepts and theories is limited to their particular
contexts. I will call those perspectives that are not based on transcendental a priori
or other universalistic claims `nonessentialistic'. Although it is largely synonymous with
Nigel Thrift's (1999) notion of `nonrepresentational theory', I prefer this term in order
to avoid any implication that language does not have any representational function.
The point is, rather, that epistemologies which reject the transcendental a priori
which is the key issue herecannot conceive of the correctness of knowledge being
measured by the way in which statements represent an objective reality because (for
them) there is no external guarantee of truth. Instead, the acceptance of knowledge as
valid and the corresponding criteria of validity are both discursively achieved. There is
no fixed point, no transcendental anchor, no independent distinction, no need for
metaphysicsand, ultimately, no way to reduce such perspectives to a single attribute.
Language does not represent the one and only reality: `to represent' means to constitute
discursively one of many possible realities.
Within the Anglo-American geographical communities such lines of thought have
mainly been inspired by feminism, French postmodernist philosophies, and science
studies. Taken together, these nonessentialist perspectives are often referred to as
`poststructuralism' (Gibson-Graham, 2000; Hasse and Malecek, 2000). More impor-
tant than the label about which there has been much lively debate is the way in
which these various approaches resonate with the broad critique of universal struc-
tures supposedly lying behind or beneath the observable, which were stipulated by
transcendental realism, historical materialism, psychoanalytic theory, linguistic
structuralism, structural anthropology, and, within geography, by spatial science.
Following the fundamental postulate of Max Weber (1985, page 1), who claimed that
social structures should be explained by referring to the intentions of the actors, the
sociological `action theories' in this tradition like the works of Peter Berger
and Thomas Luckmann (1966), Anthony Giddens (1976), Jurgen Habermas (1981), and
Alfred Schutz (1967)are deliberately nonstructuralistic.
Even so, most of them do not qualify as postructuralist perspectives and
deliberately so in several cases because they are partially based on modern, tran-
scendental categories which nonessentialist philosophies put into question. This also
holds for Habermas's action theory, which I discuss in more detail below. On the one
hand, Habermas's social scientific perspective is based upon modern transcendental
notions of culture, nature, and humanness. From an ethical political point of view, of
course, Habermas's notion of modernity as an unfinished project (1990) represents a
classical modernist stance. On the other hand, his language pragmatics offers a very
sophisticated account of the discursive constitution of entities, and in this sense
constitutes (as he says himself) a profoundly ``nonmetaphysical model of thinking''
(1992). In what follows I seek to strengthen this latter, postmodernistic side of
Habermas's work against the residues of modernism that are retained in some of his
basic concepts.
Such an attempt seems worthwhile because it makes it possible to adopt a non-
essentialist position while continuing to draw upon the terminological and conceptual
richness of those action theories that have been developed in the social sciences and
philosophy since at least the work of Weber. Nonessentialist perspectives cannot
simply declare these established categories as a priori `wrong' and do away with them
completely. This would be contradictory because it invokes precisely the sort of
absolute claim that nonessentialism sets itself against. If structures of meaning are to
be conceived as instruments that have a specific validity in specific contexts, as
1358 W Zierhofer
(1992 [1967]) initially coined the term `the linguistic turn' was doomed to fail. But
its difficulties provoked the shift from a philosophy of consciousness to a philosophy
of language. Paradoxically enough, it was actually the failure of the linguistic turn (in
the narrow and positivistic sense of `linguistic') which formed the basis of later language
philosophy. The arguments that were advanced against the possibility of philosophy
as a linguistic science and as an ideal language supported the conception both of
ordinary languages and of philosophy as a communicative practice. One of the most
important consequences of this shift was that philosophy and science were no longer
to be understood as activities of cognition and representation (albeit structured by
language)observing, reflecting, or gaining evidencebut rather as practical activ-
ities: talking, writing, describing, and other intrinsically communicative activities.
Within this paradigm, all central problems of philosophysuch as how to conceive
of experience, knowledge, truth, norms were to be discussed by analyzing communi-
cation. To put this at its simplest, `language' replaced `thought' as the primary and
dominating medium of meaning.
Another way of saying this is that, outside of language, there is no `clear' thought
possible. This is, as I understand it, the essence of Ludwig Wittgenstein's argument
against the possibility of private languages. I will loosely follow Anthony Kenny's
(1973, page 178f ) account of Wittgenstein's argument. The debate hinges on the premise
that statements (or assertions) are only possible if they can be judged by reference to
an independent content that can be expressed by another statement. Something has
to serve as a criterion in order to check claims. The human mind, however, is unable to
provide an independent source because it works exclusively in the present. In our minds,
statements are thoughts. In order to evaluate if they are true or right, we should be able
to compare them with independent statements. But there is neither a possibility to store
statements in our memory without touching them, nor a possibility to exclude an
influence of former thoughts on following thoughts. All that our memory is able to
do is to compare present thoughts with the present memory of former thoughts. And
these two things are by no means independent. Although the human mind is capable
of forming thoughts that bear the structure of statements or assertions, it is never-
theless unable to work with them in a reliable way. Within the mind, statements are
meaningless forms.
If, however, an external medium is invoked, such as the memory of another person
or the trace of a written text, statements can achieve a certain independence from one's
own memory. Only under those conditions, which are achieved by spoken or written
language, are statements a useful form of meaning. Because sentences that state
something are the main form of language, we may come to several conclusions: it
is language that creates the forms of language, and the mind borrows these forms.
Although experiences are also a form of meaning, propositional meaning is primarily
created within communication, and the mind behaves in this respect like a parasite.
Wittgenstein's thesis implies that the meaning of communication cannot be reduced to
the meaning of thought. Propositional meaning certainly has to be thought in order
to come into existence, but it is produced by communication: thus, through interaction.
It follows, therefore, that Wittgenstein's argument against private languages is at the
same time an argument for a specific structural autonomy of the social sphere. Though
mental and corporeal processes are still necessary preconditions for communication,
they cannot determine the structuration of meaning in communication.
This insight is of more than philosophical consequence. For the social sciences it
parallels Emile Durkheim's notion of social facts as a reality which is independent of
its individual manifestations (1964, pages 1 ^ 13). But understanding communication as
a self-(re)producing process of speech acts has the distinct advantage over Durkheim of
Speech acts and space(s) 1361
not stipulating a social `reality' sui generis, that is to say, on its own. Through his
definition of the social, Durkheim made it a hermetically closed or categorically
separated world of its own. This would necessarily evoke the same kind of problem
that we encountered with Descartes's strategy to cope with indeterminism. As a
consequence, the acceptance of a specific social reality behind the accessible phenom-
ena of interaction leads to structuralistic and hence representational theories. On the
contrary, from the perspectives of language pragmatics and Rorty's epistemology, there
is no social world a priori to the activities of actors.
In moving from Descartes to Wittgenstein we have arrived at a tripartition of
`reality': a physical, a subjective, and a social world. As Werlen (1987, page 88; 1993,
page 79) has shown, a similar tripartite conception underlies Schutz's phenomenology.
Indeed, most social theories implicitly adopt certain prestructurations of the world (or
quasi-ontologies). But although language-pragmatic action theory explicitly works with
such categories too, they are not understood as transcendental a priori. As in Schutz's
approach, they are instead regarded as contingent distinctions which are applied by an
observer in order to constitute a reality. From a language pragmatics point of view,
such categories are instruments which are used to solve certain problems that emerge
in certain contexts. Accordingly, this tripartition provides a first and fundamental
differentiation of phenomena or classes of facts. By this means, a contingent world
of varying kinds of autonomy and agency is constituted. Entities are now differentiated
without either postulating the body/mind dualism (Descartes), or conceiving of social
facts as constituting a completely independent reality (Durkheim).
institutions of modern society, such as economy, law, politics, and science, exist
primarily as chains of more or less systematically linked speech acts. Of course, the
production of goods for a market needs more than speech acts. Nevertheless, speech
acts determine what it is that bodies, animals, plants, and machines in the end have to
do. Whenever we do something with words, or even with signs or utterances, we try
to influence a subsequent action by executing a speech act. Language is thus not only
a means of representation, as earlier epistemologies would have it: it isindeed,
primarilyan instrument to coordinate actions and to regulate everything that people do.
John Searle (1996, page 59f ) emphasizes that all institutions are built up and
reproduced by speech acts. To be sure, not all of social life is structured by speech
acts, and society is certainly not built up by speech acts alone. Speech acts may
structure the metabolism of society, but the biophysical work cannot be done by words.
As geographers, we deal with a sphere that is composed of both meaning and matter,
as Martin Gren (1994) has put it, and so action theory has to incorporate both
ordinary acts and speech acts. Note, however, that, although every communication
depends on physical mediators, communication provides the potential to organize or
structure physical conditions, but not vice versa. Precisely because language is an
instrument that allows us to represent everything (which is not saying that meaning
is based on representation!), argumentation has the potential to explain, criticize, plan,
or regulate all related and relevant activities. It is for this reason that Karl-Otto Apel
(1990, page 36) calls argumentation the ``meta-institution'' of all social institutions.
Accordingly, we may regard language as a metalevel (or a reflexive sphere) of social
reality, and we may take speech acts as the key to the structuration of society.
Classes of validity claims truth and/or efficiency all sorts of validity claims
Coordination of actions systematic integration social integration
Kind of binding functional agreement
Rationality instrumental rationality communicative rationality
Form of relation the system the lifeworld
1366 W Zierhofer
lifeworld do not refer to an aggregate level of actions, rather, they are classes of
interactions, distinguished by qualities of interactions. Habermas has replaced a semantic
of different levels of aggregation by a terminology that differentiates coordinations of
actions.
In order to elaborate a normative basis for the critique of functionalist rationalities,
which dominate modern society, Habermas chose to differentiate the coordination of
actions according to the possibility of articulating certain classes of validity claims, as
indicated in table 1. Other purposes might require other criteria. Following Searle
(1996) we might regard all institutions as networks of specific classes of speech acts.
This involves, for instance, analyzing markets as coordinations of offers, demands, and
payments. Unlike, for example, Giddens (1979, page 80), who, by bracketing either
institutional analysis or the analysis of strategic conduct, creates two mutually exclusive
methodological perspectives (Gregson, 1986, page 197f ), Habermas manages without a
methodological schism by addressing the `glue' of interactions and therefore institution-
alized structures directly. From a theoretical point of view, however, we are not at all
restricted to following his specific way of differentiating the coordination of actions.
Rather, we could instead generalize Habermas's approach: by paying attention to the
way that action provokes a specific re-action by intention, or as an unintended con-
sequence, we gain analytical access to those qualities of actions which in the end build
the social and its order. The duality of action and structure is approached within one
single perspective.
Put somewhat differently, language-pragmatic action theory provides the concep-
tual basis to analyze society in terms of discursive practices. The twin concepts of
speech acts and validity claims provide the key to the analysis of all kinds of
interactions and social structures. But, as language-pragmatic action theory offers a
terminology that highlights the discursive reproduction of power, many geographers
might raise an obvious objection to such a formulation. Within conventional social
theory, this scheme has been confined to the level of meaning and the communicative
reproduction of intersubjectivity. Physical conditions have not been taken into account.
And yet, plainly, the discursive constitution of society is not equal to its material
reproduction. This makes it necessary to elaborate complementary forms of action
coordination for the material sphere, and it is to this task that I now turn.
differently. An action which is undertaken with the intention to change conditions for
other actions, establishes a claim for success, which is confirmed or rejected by those
subsequent actions. The analogy with a speech act is not accidental, for the proposi-
tional speech act is only a specific subclass of those actions. There is even a remarkable
analogy with Weber's (1985, page 11) classical definition of social action, which is to
say, an action that intentionally refers to the expected behavior of other actors. And,
indeed, applying the concept of validity claim to actions in general provides us also
with an understanding of the coordination of actions which, besides merging action
and structure, also links meaning and matter within one concept. Both distinctions
are still in play, but, contrary to classical action theory, they are taken neither as a
transcendental a priori, nor as constitutive of the social sphere.
So far, our concept of action coordination refers to the match or mismatch of the
intentions of two actors, or at least to the erroneous ascription of intentions by a user
of certain physical conditions. But what if an actor just uses a physical setting, whether
it is artificial or not? What kinds of `coordination' of action may then be involved?
What are the consequences for the concept of sociality?
Suppose, we walk in the wilderness and find a tree lying across a river, which
provides a bridge. It might be a human construction or the effect of a storm many
years ago, but, in any case, we and many other hikers know how to use it. Although we
cannot decide if there is a coordination between a producer and users, that is, whether
its location was intended, the hikers coordinate their actions by using the tree. Observ-
ers note a regular pattern of behavior. We certainly can speak of a coordination of
action through the use value of physical settings in respect of similar purposes. Actors
interpret the range of possibilities that the material environment seems to provide them
with. Consequently, insofar as they pursue similar intentions they will also perform
similar actions. This is actually a very common and basic case, first, because routinized
uses of physical conditions do not necessarily involve a reflection of possible intended
forms of usage, and, second, because there is no pure or absolute artifact, the qualities
of which could be traced back to a mundane producer and to her or his intentions.
Technology, in the sense of using natural laws and qualities of materials, turns
out to be a major factor of action coordination. Walking a trail, eating wild berries,
using fire, sailing on the sea, `reading' the stars these are only a few examples of
action coordinated by physical conditions. Some of them are almost global, others
are restricted to certain types of locations or situations, and again others are in a
certain sense unique. Insofar as these conditions and qualities are propositional or
discursive knowledge, we may detect systematic or social integration, in the sense
used by Habermas. Usually, actors interpret their situation according to socialized
frames of reference. They learn to classify entities, to use them, and to deal with the
expectations that other actors direct towards their activities. This is still the sphere of
the negotiation of validity claims. Insofar, however, as the world is known by non-
communicated knowledge or by tacit knowledge, a quasi-natural integration of actors
takes place. As we are speaking of actions, this nondiscursive realm is still easily
accessible to discursive reflection, and therefore we can grant it only a marginal
significance for the analysis of social order.
By applying the concept of validity claims not only to speech acts but to actions in
general, we end up with a conception of a discursive constitution of society, but a
society which is not at all confined to purely human interactions, intersubjectivity, or
communication. Rather, language-pragmatic action theory comes to conceive of
society as a complement of intersubjectivity andto borrow from Bruno Latour
(1996b)`interobjectivity'. Although depending on certain physical preconditions,
communication is regarded as a metalevel which provides the possibility to reflect
1368 W Zierhofer
upon physical conditions, and to guide their transformation within the limits of
available technologies. However, besides human beings and their activities, all other
entities of the world participate in society. Plants, animals, landscapes, machines,
viruses are not excluded from the social but are acknowledged as its necessary con-
stituents. There is no way to exclude any entity from the coordination of human
activities. So, although actions are the center of the focus, society is no longer regarded
as a kind of container, but as the structure of that particular section of the world on
which an observer happens to focus.
8 Relocating `space'
Within a nonessentialist perspective, space is to be treated as a contingent category, not
as a transcendental a priori. We are, of course, free to give the term a meaning, but
not an arbitrary one: the significance of space is to be evaluated according to the
intentions which determine its use in particular contexts. What concept of space is
consistent with a language-pragmatic action theory? I want to argue that, in order to
be consistent with such an approach, concepts of space can refer neither to the
absolute, nor to the relative location of things and activities, nor to extensions and
forms of physicocorporeal structures, but only to the schemes of interpretation that are
used to ascribe attributes of any kind to entities of any kind. Some attributes may serve
the purpose of locating entities by establishing a frame of reference for distance and
direction. Several authors within German-speaking geography (Kluter, 1986; Reichert,
1996; Weichhart, 1999; Werlen, 1995, page 222f ) have elaborated concepts of spaces as
frames of reference for physical facts or for simultaneously existing entities. In taking
space as a scheme of interpretation, they represent similar positions. In contrast to
them, however, I will argue that space cannot be regarded a priori as a locational
framework: this is simply because the distinction between `physical' and `nonphysical'
attributes is itself contingent.
Werlen (1995, pages 141 ^ 243) has provided a careful evaluation of philosophical
conceptions of space from classical antiquity to modernity. In discussing the epistemo-
logical difficulties of successive conceptions of space, he concludes that the only
conception of space that is consistent with action theory is one that conceives of it
as a scheme of interpretation deployed in order to locate physical entities. In outline,
his argument is as follows. Western philosophy has conceived of space either as a part
of matter, the extension of matter, a container of matter, the distance relations or
relative locations of material items, or as the interpretative scheme which is used to
distinguish between locations of material items. These two sets of possibilities are
incompatible: to regard space as a thing or as a physical quality confounds the
possibility of using space to talk about the locations of things because, in effect, space
would then have to be located within space. If space is taken as a container for physical
entities or as the relative location of physical entities, but not as a scheme of inter-
pretation, some kind of metaphysics is necessarily involved: in other words, space has
to exist outside of meaning and matter. Such difficulties can be overcome if space is
regarded as a frame of reference, which observers use to locate physical entities. This
was in fact Immanuel Kant's solution. But Werlen (pages 229, 234f ) argues that
there is no need to attribute a transcendental status to this frame of reference.
Instead, we can regard it as a set of empirical possibilities made available for an actor
to experience his or her environment in a structured way.
If Werlen's position is extended into a strictly nonessentialist realm, then two
other restrictions need to be dropped. First, instead of a human actor, we may speak
of an observer: this could be any kind of organism or even a machine. Second, we
may regard the distinction between `meaning' and `matter' as contingent. Outside the
Speech acts and space(s) 1369
9 Conclusion
In the closing decades of the 20th century, action theory entered the corpus of human
geography in the twin forms of structuration theory (in Anglo-American geography) and
of the social geography of everyday regionalizations (in German-speaking geography).
By the turn of the century, however, a variety of postmodern and poststructuralist
perspectives had attracted critical attention. From these later points of view, action
theory is compromised by its foundation in thoroughly modern premises and con-
ceptions. Instead of rejecting action theory out of hand, however, I have tried to
show in this paper how a language-pragmatic version of action theory can provide a
nonessentialist and nonmodern approach. Although it has much in common with
poststructuralist approaches, language-pragmatic action theory is a complementary
alternative to them.
Starting from the central notion of a speech act, the discussion revolved around the
possibilities of coordination of actions. This provided a theoretical vocabulary that
focused on the discursive constitution of the social sphere without excluding non-
human entities and material conditions from it. By transgressing a purified human
sphere, and by complementing `intersubjectivity' with `interobjectivity', language-
pragmatic action theory corresponds with actor-network theory. Such approaches
are particularly valuable for human geography because they do not separate human
interactions a priori from those nonhuman entities that were traditionally constitutive
for geography, such as landscapes, resources, material infrastructure, settlements,
means of transport, and so on.
Taking nonessentialist or nonrepresentationalist positions, however, is not without
costs. The way space is most often conceived in contemporary human geography seems
to be incompatible with the position I have advanced here. What are the consequences
for the discipline of human geography? First, space cannot serve as a general point of
reference for geographical inquiry: geography cannot present itself as a discipline
which investigates `space', `spatial structures', `spatial processes', or the `spatiality' of
social life. Only a modern geography that essentializes space could accept such a self-
definition. As, on my reading, there is no object of space a priori, it cannot legitimize
a distinction between geography and other disciplines. Rather, like other disciplines,
geography has to find its identity through its analytical competence its critical
Speech acts and space(s) 1371
power in relation to problems that are defined in the first instance outside the
academic context of the discipline. Second, the terminologies which are used in human
geography are methodologically equivalent to those of other social sciences and the
humanities, and are therefore developed out of notions of activity, meaning, and
communication: but emphatically not from `space'. Spaces, in consequence, are seen
as phenomena which are constituted and applied by agents pursuing particular projects
by using their specific semantic competences.
Acknowledgements. Many thanks to Trevor Barnes, Henrik Bruun, Derek Gregory, Olivier Kramsch,
and Anssi Paasi for their critical and inspiring comments on earlier versions of this paper!
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