Code of Hygienic Practice For Fresh Fruits and Vegetables.
Code of Hygienic Practice For Fresh Fruits and Vegetables.
Code of Hygienic Practice For Fresh Fruits and Vegetables.
CAC/RCP 53-2003
INTRODUCTION 1
1. OBJECTIVES OF THE CODE
2. SCOPE, USE AND DEFINITIONS
2.1 Scope
2.2 Use
2.3 Definitions 2
3. PRIMARY PRODUCTION
3.1 Environmental hygiene
3.2 Hygienic primary production of fresh fruits and vegetables 3
3.2.1 Agricultural input requirements
3.2.2 Indoor facilities associated with growing and harvesting
3.2.3 Personnel health, hygiene and sanitary facilities
3.2.4 Equipment associated with growing and harvesting
3.3 Handling, storage and transport 5
3.3.1 Prevention of cross-contamination
3.3.2 Storage and transport from the field to the packing facility
3.4 Cleaning, maintenance and sanitation 6
3.4.1 Cleaning programmes
3.4.2 Cleaning procedures and methods
3.4.3 Pest control systems
3.4.4 Waste management
4. PACKING ESTABLISHMENT: DESIGN AND FACILITIES
5. CONTROL OF OPERATION
5.1 Control of food hazards
5.2 Key aspects of hygiene control systems 7
5.2.1 Time and temperature control
5.2.2 Specific process steps
5.2.3 Microbiological and other specifications
5.2.4 Microbial cross-contamination
5.2.5 Physical and chemical contamination
5.3 Incoming material requirements
5.4 Packing
5.5 Water used in the packing establishment
5.6 Management and supervision 8
5.7 Documentation and records
5.8 Recall procedures
6. PACKING ESTABLISHMENT: MAINTENANCE AND SANITATION
7. PACKING ESTABLISHMENT: PERSONAL HYGIENE 9
8. TRANSPORTATION
9. PRODUCT INFORMATION AND CONSUMER AWARENESS
10. TRAINING
10.1 Awareness and responsibilities
10.2 Training programmes
ANNEX I
ANNEX FOR READY-TO-EAT FRESH PRE-CUT FRUITS AND VEGETABLES 10
INTRODUCTION
1. OBJECTIVE
2. SCOPE, USE AND DEFINITIONS
2.1 Scope
2.2 Use
2.3 Definitions 11
3. PRIMARY PRODUCTION
4. ESTABLISHMENT: DESIGN AND FACILITIES
4.4 Facilities
4.4.2 Drainage and waste disposal
Adopted 2003. Revision 2010 (new Annex III for Fresh Leafy Vegetables), 2012 (new Annex IV for Melons),
2013 (new Annex V for Berries).
ii CAC/RCP 53-2003
5. CONTROL OF OPERATIONS
5.1 Control of food hazards
5.2 Key aspects of control systems
5.2.2 Specific process steps
5.7 Documentation and records 12
5.8 Recall procedures
6. ESTABLISHMENT: MAINTENANCE AND SANITATION
7. ESTABLISHMENT: PERSONAL HYGIENE
8. TRANSPORTATION
9. PRODUCT INFORMATION AND CONSUMER AWARENESS
10. TRAINING
10.2 Training programmes
ANNEX II
ANNEX FOR SPROUT PRODUCTION 13
INTRODUCTION
1. OBJECTIVES
2. SCOPE, USE AND DEFINITIONS
2.1 Scope
2.2 Use
2.3 Definitions
3. PRIMARY PRODUCTION OF SEEDS
3.2 Hygienic production of seeds
3.2.4 Equipment associated with growing and harvesting
3.3 Handling, storage and transport 14
3.4 Analyses
3.5 Recall procedures
4. ESTABLISHMENT FOR SPROUT PRODUCTION
4.2.1 Design and layout
5. CONTROL OF OPERATION
5.2.2 Specific process steps in sprout production
5.2.3 Microbiological and other specifications
5.2.4 Microbiological cross-contamination
5.3 Incoming material requirements 16
5.3.1 Specifications for incoming seeds
5.3.2 Control of incoming seeds
5.3.3 Seed storage
5.7 Documentation and records
6. ESTABLISHMENT: MAINTENANCE AND SANITATION
7. ESTABLISHMENT: PERSONAL HYGIENE
8. TRANSPORTATION
9. PRODUCT INFORMATION AND CONSUMER AWARENESS 17
10. TRAINING
10.1 Awareness and responsibilities
ANNEX III
ANNEX ON FRESH LEAFY VEGETABLES 18
INTRODUCTION
1. OBJECTIVE
2. SCOPE, USE AND DEFINITIONS
2.1 Scope
2.2 Use
3. PRIMARY PRODUCTION OF FRESH LEAFY VEGETABLES
3.1 Environmental Hygiene
3.2 Hygienic Primary Production of Fresh Leafy Vegetables 19
3.3 Handling, Storage and Transport 23
3.4 Cleaning, Maintenance and Sanitation
4. PACKING ESTABLISHMENT: DESIGN AND FACILITIES 24
4.1.1 Establishments
4.4.2 Drainage and waste disposal
5. CONTROL OF OPERATION
5.1 Control of Food Hazards
iii CAC/RCP 53-2003
ANNEX IV
ANNEX FOR MELONS 28
INTRODUCTION
1. OBJECTIVES
2. SCOPE, USE AND DEFINITIONS
2.1 Scope
2.2 Use
2.3 Definitions
3. PRIMARY PRODUCTION 29
3.1 Environmental hygiene
3.1.1 Location of the production site
3.1.2 Wild and domestic animals and human activity
3.2 Hygienic primary production of melons
3.2.3 Personnel health, hygiene and sanitary facilities 31
3.2.4 Equipment associated with growing and harvesting
3.3 Handling, storage and transport 32
3.3.1 Prevention of cross-contamination
3.3.2 Storage and transport from the production site to the packing/processing facility
3.4 Cleaning, maintenance and sanitation 33
3.4.1 Cleaning programmes
3.4.2 Cleaning procedures and methods
4. ESTABLISHMENT: DESIGN AND FACILITIES
4.2 Premises and Rooms
4.2.1 Design and Layout
4.4 Facilities
4.4.2 Drainage and waste disposal
5. CONTROL OF OPERATION
5.1 Control of food hazards
5.2 Key aspects of hygiene control systems
5.2.2 Specific process steps
5.2.3 Microbiological and other specifications
5.2.4 Microbial cross-contamination
5.3 Incoming material requirements 35
5.7 Documentation and records
5.8 Recall procedures
6. ESTABLISHMENT: MAINTENANCE AND SANITATION
6.1 Maintenance and Cleaning
6.1.1 General
6.3 Pest control systems
8. TRANSPORTATION
9. PRODUCT INFORMATION AND CONSUMER AWARENESS 36
9.4 Consumer education
10. TRAINING
10.2 Training Programmes
ANNEX V
ANNEX FOR BERRIES 37
INTRODUCTION
1. OBJECTIVES
2. SCOPE, USE AND DEFINITIONS
2.1 Scope
2.2 Use
iv CAC/RCP 53-2003
2.3 Definitions
3. PRIMARY PRODUCTION 38
3.1 Environmental hygiene
3.1.1 Location of the production site
3.1.2 Wild and domestic animals and human activity
3.2 Hygienic primary production of berries
3.2.3 Personnel health, hygiene and sanitary facilities
3.2.4 Equipment associated with growing and harvesting
3.3 Handling, storage and transport 40
3.3.1 Prevention of cross-contamination
3.3.3 Field packing
4. PACKING ESTABLISHMENT: DESIGN AND FACILITIES 41
4.1 Location
4.1.2 Equipment
4.2 Premises and Rooms
4.2.1 Design and Layout
5. CONTROL OF OPERATION 42
5.1 Control of food hazards
5.2 Key aspects of hygiene control systems
5.2.2 Specific process steps
5.2.3 Microbiological and other specifications
5.2.4 Microbial cross-contamination
5.3 Incoming material requirements
5.7 Documentation and records 43
5.8 Recall procedures
6. ESTABLISHMENT: MAINTENANCE AND SANITATION
6.1 Maintenance and Cleaning
6.1.1 General
6.1.2 Cleaning procedures and methods
8. TRANSPORTATION
9. PRODUCT INFORMATION AND CONSUMER AWARENESS
9.4 Consumer education
10. TRAINING 44
10.2 Training Programmes
1 CAC/RCP 53-2003
CAC/RCP 53-2003
INTRODUCTION
Scientific research over the last decades has shown that a diet rich in fruits and vegetables is protective
against many cancers and lowers the occurrence of coronary heart disease. This recognition of the
importance of routine consumption of fresh fruits and vegetables, together with a marked increase in the year-
round availability of fresh fruits and vegetables from a global market, has contributed to the substantial
increase in consumption of fresh fruits and vegetables over the past two decades. However, the recent
increase in reports of food borne illness associated with fresh fruits and vegetables has raised concerns from
public health agencies and consumers about the safety of these products.
2.1 SCOPE
This code of practice covers general hygienic practices for the primary production and packing of fresh fruits
and vegetables cultivated for human consumption in order to produce a safe and wholesome product:
particularly for those intended to be consumed raw. Specifically, this code is applicable to fresh fruits and
vegetables grown in the field (with or without cover) or in protected facilities (hydroponic systems,
greenhouses). It concentrates on microbial hazards and addresses physical and chemical hazards only in so
far as these relate to GAPs and GMPs.
The Annexes for Ready-to-Eat Fresh Pre-cut Fruits and Vegetables (Annex I), Sprout Production (Annex
II), Fresh Leafy Vegetables (Annex III), Melons (Annex IV) and Berries (Annex V) are supplements to this code
and include additional recommendations to cover, respectively, the hygienic practices for the these
commodities.
The code does not provide recommendations for handling practices to maintain the safety of fresh fruits
and vegetables at wholesale, retail, food services or in the home. It excludes food products for which there is a
specific Codex Alimentarius Code of Hygienic Practices.
2.2 USE
This code follows the format of the General Principles of Food Hygiene CAC/RCP 1-1969 and should be
used in conjunction with it. This code focuses upon hygienic issues that are specific to the primary production
and packing of fresh fruits and vegetables. The major issues are covered in Section 3. In other sections, the
General Principles of Food Hygiene have been expanded where there are issues specific to primary
production and packing. The Annex for Ready-to-Eat Fresh Pre-Cut Fruits and Vegetables provides additional
recommendations specific for the processing of ready-to-eat fresh pre-cut fruits and vegetables, the Annex for
Sprout Production provides additional recommendations specific for the primary production of seeds for
sprouting and the production of sprouts for human consumption, the Annex for Fresh Leafy Vegetables
provides specific guidance related to the production, harvesting, packing, processing, storage, distribution,
marketing and consumer use of fresh leafy vegetables that are intended to be consumed without further
microbiocidal steps, the Annex for Melons provides specific guidance on how to minimize microbiological
hazards during primary production through packing and transport of fresh melons, including fresh melons
processed for the pre-cut market and consumer use and the Annex for Berries provides additional
recommendations for the production, packing and distribution of fresh berries, as well as fresh berries that are
processed without a microbiocidal step.
2 CAC/RCP 53-2003
2.3 DEFINITIONS
Definitions of general expressions are included in the General Principles of Food Hygiene. For the purpose of
this code, the following terms have the definition stated:
Agricultural inputs any incoming material (e.g. seeds, fertilizers, water, agricultural chemicals, plant
support, etc.) used for the primary production of fresh fruits and vegetables.
Agricultural worker any person that undertakes one or more of the following: cultivation, harvesting and
packing of fresh fruits and vegetables.
Antimicrobial agents any substance of natural, synthetic or semi-synthetic origin which at low
concentrations kills or inhibits the growth of micro-organisms but causes little or no host damage.
Biological control the use of competing biologicals (such as insects, micro-organisms and/or microbial
metabolites) for the control of mites, pests, plant pathogens and spoilage organisms.
Biosolids Sludge and other residue deposits obtained from sewage treatment plants and from treatment
applied to urban and industrial wastes (food industries or other types of industry).
Composting a managed process in which organic materials are digested aerobically or anaerobically by
microbial action.
Cultivation any agricultural action or practise used by growers to allow and improve the growing conditions
of fresh fruits or vegetables grown in the field (with of without cover) or in protected facilities (hydroponic
systems, greenhouses).
Farm any premise or establishment in which fresh fruits and/or vegetables are grown and harvested and the
surroundings under the control of the same management.
Grower the person responsible for the management of the primary production of fresh fruits and vegetables.
Harvester the person responsible for the management of the harvesting of fresh fruits and vegetables.
Hazard a biological, chemical or physical agent in, or condition of, food with the potential to cause an
adverse health effect.
Hazardous material any compound which, at specific levels, has the potential to cause adverse health
effects.
Hydroponics a general term for the production of plants without soil in a water medium.
Manure Animal excrement which may be mixed with litter or other material, and which may be fermented or
otherwise treated.
Micro-organisms include yeasts, moulds, bacteria, viruses and parasites. When used as an adjective, the
term microbial is used.
Packer the person responsible for the management of post-harvest processing and packing of fresh fruits
and vegetables.
Packing the action of putting fresh fruits and vegetables in a package. This may take place in a field or in an
establishment.
Packing establishment any indoor establishment in which fresh fruits and vegetables receive post-harvest
treatment and are packaged.
Primary production those steps involved in the growing and harvesting of fresh fruits and vegetables such
as planting, irrigation, application of fertilizers, application of agricultural chemicals, etc.
Types of water:
Clean water water that does not compromise food safety in the circumstances of its use.
Potable water water which meets the quality standards of drinking water such as described in the WHO
Guidelines for Drinking Water Quality.
3. PRIMARY PRODUCTION
Fresh fruits and vegetables are grown and harvested under a wide range of climatic and diverse geographical
conditions, using various agricultural inputs and technologies, and on farms of varying sizes. Biological,
chemical and physical hazards may therefore vary significantly from one type of production to another. In each
primary production area, it is necessary to consider the particular agricultural practices that promote the
production of safe fresh fruits and vegetables, taking into account the conditions specific to the primary
production area, type of products, and methods used. Procedures associated with primary production should
be conducted under good hygienic conditions and should minimize potential hazards to health due to the
contamination of fresh fruits and vegetables.
Where possible, growers should evaluate the previous uses of the sites (indoor and outdoor) as well as
adjoining sites in order to identify potential microbial, chemical and physical hazards. The potential for other
types of contamination (e.g., from agricultural chemicals, hazardous wastes, etc.) should also be considered.
The evaluation process should include the following:
Previous and present usage of the primary production area and the adjoining sites (e.g. crop grown, feed
lot, animal production, hazardous waste site, sewage treatment site, mining extraction site) to identify
3 CAC/RCP 53-2003
potential microbial hazards including faecal contamination and contamination by organic waste and
potential environmental hazards that could be carried to the growing site.
The access of farm and wild animals to the site and to water sources used in primary production to
identify potential faecal contamination of the soils and water and the likelihood of contaminating crop.
Existing practices should be reviewed to assess the prevalence and likelihood of uncontrolled deposits of
animal faeces coming into contact with crops. Considering this potential source of contamination, efforts
should be made to protect fresh produce growing areas from animals. As far as possible, domestic and
wild animal should be excluded from the area.
Potential for contaminating produce fields from leaking, leaching or overflowing manure storage sites and
flooding from polluted surface waters.
If previous uses cannot be identified, or the examination of the growing or adjoining sites leads to the
conclusion that potential hazards exist, the sites should be analysed for contaminants of concern. If the
contaminants are at excessive levels and corrective or preventative actions have not been taken to minimize
potential hazards, the sites should not be used until correction/control measures are applied.
Manure, biosolids and other natural fertilizers which are untreated or partially treated may be used only if
appropriate corrective actions are being adopted to reduce microbial contaminants such as maximizing
the time between application and harvest of fresh fruits and vegetables.
Growers who are purchasing manure, biosolids and other natural fertilizers that have been treated to
reduce microbial or chemical contaminants, should, where possible, obtain documentation from the
supplier that identifies the origin, treatment used, tests performed and the results thereof.
Minimize direct or indirect contact between manure, biosolids and other natural fertilizers, and fresh fruits
and vegetables, especially close to harvest.
Minimize contamination by manure, biosolids and other natural fertilizers from adjoining fields. If the
potential for contamination from the adjoining fields is identified, preventative actions (e.g. care during
application and run-off controls) should be implemented to minimize the risk.
Avoid locating treatment or storage sites in proximity to fresh fruit and vegetable production areas.
Prevent cross-contamination from runoff or leaching by securing areas where manure, biosolids and other
natural fertilizers are treated and stored.
3.2.1.3 Soil
Soils should be evaluated for hazards. If the evaluation concludes that such hazards are at levels that may
compromise the safety of crops, control measures should be implemented to reduce hazards to acceptable
levels. If this cannot be achieved by available control measures, growers should not use these soils for
primary production.
3.2.1.4 Agricultural chemicals
Growers should use only agricultural chemicals which are authorized for the cultivation of the specific fruit
or vegetable and should use them according to the manufacturers instructions for the intended purpose.
Residues should not exceed levels as established by the Codex Alimentarius Commission.
In order to minimize and contain the emergence of microbial resistance:
the use of antimicrobial agents significant to human and animal therapy should be avoided.
Antimicrobial agents not significant to human and animal therapy should be used only when unavoidable
and in accordance with good agricultural practices and in a manner that achieves this objective.
Agricultural workers who apply agricultural chemicals should be trained in proper application procedures.
Growers should keep records of agricultural chemical applications. Records should include information on
the date of application, the chemical used, the crop sprayed, the pest or disease against which it was
used, the concentration, method and frequency of application, and records on harvesting to verify that the
time between application and harvesting is appropriate.
Agricultural chemical sprayers should be calibrated, as necessary, to control the accuracy of the rate of
application.
The mixing of agricultural chemicals should be carried out in such a way as to avoid contamination of
water and land in the surrounding areas and to protect employees involved in this activity from potential
hazards.
Sprayers and mixing containers should be thoroughly washed after use, especially when used with
different agricultural chemicals on different crops, to avoid contaminating fruits and vegetables.
Agricultural chemicals should be kept in their original containers, labelled with the name of the chemical
and the instructions for application. Agricultural chemicals should be stored in a safe, well ventilated
place, away from production areas, living areas and harvested fruits or vegetables, and disposed of in a
manner that does not pose a risk of contaminating crops, the inhabitants of the area, or the environment
of the primary production.
Empty containers should be disposed of as indicated by the manufacturer. They should not be used for
other food-related purposes.
3.2.1.5 Biological control
Environmental and consumer safety should be considered when using competing biological organisms and/or
their metabolites applied for the control of pests, mites, plant pathogens and spoilage organisms in fresh fruits
and vegetables.
Growers should use only biological controls which are authorized for the cultivation of the specific fruit or
vegetable and should use them according to the manufacturers instructions for the intended purpose.
3.2.2 Indoor facilities associated with growing and harvesting
For operations where fresh fruits and vegetables are grown indoors (greenhouses, hydroponic culture, etc.)
suitable premises should be used.
3.2.2.1 Location, design and layout
Premises and structures should be located, designed and constructed to avoid contaminating fresh fruits
and vegetables and harbouring pests such as insects, rodents and birds.
Where appropriate, the internal design and layout should permit compliance with good hygienic practices
for the primary production of fresh fruits and vegetables indoors, including protection against cross-
contamination between and during operations. Each establishment should be evaluated individually in
order to identify specific hygienic requirements for each product.
3.2.2.2 Water supply
Where appropriate an adequate supply of potable or clean water with appropriate facilities for its storage and
distribution should be available in indoor primary production facilities. Non-potable water should have a
separate system. Non-potable water systems should be identified and should not connect with, or allow reflux
into, potable water systems.
5 CAC/RCP 53-2003
Avoid contaminating potable and clean water supplies by exposure to agricultural inputs used for growing
fresh produce.
Clean and disinfect potable and clean water storage facilities on a regular basis.
Control the quality of the water supply.
3.2.2.3 Drainage and waste disposal
Adequate drainage and waste disposal systems and facilities should be provided. These systems should be
designed and constructed so that the potential for contamination of fresh fruits and vegetables, agricultural
inputs or the potable water supply is avoided.
3.2.3 Personnel health, hygiene and sanitary facilities
Hygiene and health requirements should be followed to ensure that personnel who come directly into contact
with fresh fruits and vegetables during or after harvesting are not likely to contaminate them. Visitors should,
where appropriate, wear protective clothing and adhere to the other personal hygiene provisions in this
section.
3.2.3.1 Personnel hygiene and sanitary facilities
Hygienic and sanitary facilities should be available to ensure that an appropriate degree of personal hygiene
can be maintained. As far as possible, such facilities should:
Be located in close proximity to the fields and indoor premises, and in sufficient number to accommodate
personnel.
Be of appropriate design to ensure hygienic removal of wastes and avoid contamination of growing sites,
fresh fruits and vegetables or agricultural inputs.
Have adequate means of hygienically washing and drying hands.
Be maintained under sanitary conditions and good repair.
3.2.3.2 Health status
People known, or suspected, to be suffering from, or to be a carrier of a disease or illness likely to be
transmitted through fresh fruits and vegetables, should not be allowed to enter any food handling area if there
is a likelihood of their contaminating fresh fruits and vegetables. Any person so affected should immediately
report illness or symptoms of illness to the management.
3.2.3.3 Personal cleanliness
Agricultural workers who have direct contact with fresh fruits and vegetables should maintain a high degree of
personal cleanliness and, where appropriate, wear suitable protective clothing and footwear. Cuts and wounds
should be covered by suitable waterproof dressings when personnel are permitted to continue working.
Personnel should wash their hands when handling fresh fruits and vegetables or other material that
comes in contact with them. Personnel should wash their hands before starting work involving the handling of
fruits and vegetables, each time they return to handling areas after a break, immediately after using the toilet
or after handling any contaminated material where this could result in contamination of fresh fruits and
vegetables.
3.2.3.4 Personal behaviour
Agricultural workers should refrain from behaviour which could result in the contamination of food, for
example: smoking, spitting, chewing gum or eating, or sneezing or coughing over unprotected fresh fruits and
vegetables.
Personal effects such as jewellery, watches, or other items should not be worn or brought into fresh fruit
and vegetable production areas if they pose a threat to the safety and suitability of the food.
3.2.4 Equipment associated with growing and harvesting
As required, growers and harvesters should follow the technical specifications recommended by the
equipment manufacturers for their proper usage and maintenance. Growers and harvesters should adopt the
following sanitary practices:
Equipment and containers coming into contact with fresh fruits and vegetables should be made of
materials that are non-toxic. They should be designed and constructed to ensure that, when necessary,
they can be cleaned, disinfected and maintained to avoid the contamination of fresh fruit and vegetables.
Specific hygienic and maintenance requirements should be identified for each piece of equipment that is
used and the type of fruit or vegetable associated with it.
Containers for waste, by-products and inedible or dangerous substances, should be specifically
identifiable, suitably constructed and, where appropriate, made of impervious material. Where
appropriate, such containers should be lockable to prevent malicious or accidental contamination of fresh
fruits and vegetables or agricultural inputs. Such containers should be segregated or otherwise identified
to prevent their use as harvesting containers.
Containers that can no longer be kept in a hygienic condition should be discarded.
Equipment and tools should function according to the use for which they are designed without damaging
the produce. Such equipment should be maintained in good order.
At the time of harvest, consideration should be given to the need for additional management action where
any local factor, for example adverse weather conditions, may increase the opportunity for contamination
of the crop.
Fresh fruits and vegetables unfit for human consumption should be segregated during harvesting. Those
which cannot be made safe by further processing should be disposed of properly to avoid contamination
of fresh fruits and vegetables or agricultural inputs.
Agricultural workers should not use harvesting containers for carrying materials (e.g. lunches, tools, fuel,
etc.) other than harvested fruits and vegetables.
Equipment and containers previously used for potentially hazardous materials (e.g. garbage, manure,
etc.) should not be used for holding fresh fruits or vegetables or have contact with packaging material that
is used for fresh fruits and vegetables without adequate cleaning and disinfecting.
Care must be taken when packing fresh fruits and vegetables in the field to avoid contaminating containers
or bins by exposure to, manure or animal/human faeces.
3.3.2 Storage and transport from the field to the packing facility
Fresh fruits and vegetables should be stored and transported under conditions which will minimize the
potential for microbial, chemical or physical contamination. The following practices should be adopted:
Storage facilities and vehicles for transporting the harvested crops should be built in a manner to minimize
damage to fresh fruits and vegetables and to avoid access by pests. They should be made of non-toxic
materials that permit easy and thorough cleaning. They should be constructed in a manner to reduce the
opportunity for potential contamination from physical objects such as glass, wood, plastic, etc.
Fresh fruits and vegetables unfit for human consumption should be segregated before storage or
transport. Those which cannot be made safe by further processing should be disposed of properly to
avoid contamination of fresh fruits and vegetables or agricultural inputs.
Agricultural workers should remove as much soil as possible from fresh fruits and vegetables before they
are stored or transported. Care should be taken to minimize physical damage to crop during this process.
Transport vehicles should not be used for the transport of hazardous substances unless they are
adequately cleaned, and where necessary disinfected, to avoid cross-contamination.
5. CONTROL OF OPERATION
Post-harvest systems that use water should be designed in a manner to minimize places where product
lodges and dirt builds up.
Antimicrobial agents should only be used where absolutely necessary to minimize cross-contamination
during post-harvest and where their use is in line with good hygienic practices. The antimicrobial agents
levels should be monitored and controlled to ensure that they are maintained at effective concentrations.
Application of antimicrobial agents, followed by a wash as necessary, should be done to ensure that
chemical residues do not exceed levels as recommended by the Codex Alimentarius Commission.
Where appropriate, the temperature of the post-harvest water should be controlled and monitored.
Recycled water should be treated and maintained in conditions that do not constitute a risk to the safety of
fresh fruits and vegetables. The treatment process should be effectively monitored and controlled.
Recycled water may be used with no further treatment provided its use does not constitute a risk to the
safety of fresh fruits and vegetables (e.g. use of water recovered from the final wash for the first wash).
Ice should be made from potable water. Ice should be produced, handled and stored to protect it from
contamination.
5.2.2.2 Chemical treatments
Packers should only use chemicals for post-harvest treatments (e.g. waxes, fungicides) in accordance
with the General Standard on Food Additives or with the Codex Pesticide Guidelines. These treatments
should be carried out in accordance with the manufacturers instructions for the intended purpose.
Sprayers for post-harvest treatments should be calibrated regularly to control the accuracy of the rate of
application. They should be thoroughly washed in safe areas when used with different chemicals and on
different fruits or vegetables to avoid contaminating the produce.
5.2.2.3 Cooling of fresh fruits and vegetables
Condensate and defrost water from evaporator type cooling systems (e.g. vacuum cooling, cold rooms)
should not drip onto fresh fruits and vegetables. The inside of the cooling systems should be maintained
clean.
Potable water should be used in cooling systems where water or ice is in direct contact with fresh fruits
and vegetables (e.g. hydro cooling, ice cooling). The water quality in these systems should be controlled
and maintained.
Forced-air cooling is the use of rapid movement of refrigerated air over fresh fruits and vegetables in cold
rooms. Air cooling systems should be appropriately designed and maintained to avoid contaminating fresh
produce.
5.4 PACKING
Refer to the General Principles of Food Hygiene.
8. TRANSPORTATION
Refer to the General Principles of Food Hygiene and to the Code of Hygienic Practice for the Transport of
Food in Bulk and Semi-Packed Food.
10. TRAINING
Refer to the General Principles of Food Hygiene except for section 10.1 and 10.2.
The task the employee is likely to perform and the hazards and controls associated with those tasks.
The manner in which fresh fruits and vegetables are processed and packaged including the probability of
contamination or microbial growth.
The conditions under which fresh fruits and vegetables will be stored.
The extent and nature of processing or further preparation by the consumer before final consumption.
Topics to be considered for training programmes include, but are not limited to, the following:
The importance of good health and hygiene for personal health and food safety.
The importance of hand washing for food safety and the importance of proper hand washing techniques.
The importance of using sanitary facilities to reduce the potential for contaminating fields, produce, other
workers, and water supplies.
Techniques for hygienic handling and storage of fresh fruits and vegetables by transporters, distributors,
storage handlers and consumer.
10 CAC/RCP 53-2003
ANNEX I
ANNEX I
Some of the microbiological pathogens associated with fresh fruits and vegetables include Salmonella spp.,
Shigella spp., pathogenic strains of Escherichia coli, Listeria monocytogenes, Norwalk-like virus and hepatitis
A virus and parasites such as Cyclospora. Some of these pathogens are associated with the agricultural
environment, whereas others are associated with infected workers or contaminated water. Because of the
ability for pathogens to survive and grow on fresh produce, it is important for the pre-cut industry to follow
good hygienic practices to ensure the microbiological safety of its products.
1. OBJECTIVE
Hygienic recommendations for the primary production of fresh fruits and vegetables are covered under the
Code of Practice for Fresh Fruits and Vegetables. This Annex recommends the application of Good
Manufacturing Practices (GMPs) for all stages involved in the production of ready-to-eat fresh pre-cut fruits
and vegetables, from receipt of raw materials to distribution of finished products.
The primary objective of this Annex is to identify GMPs that will help control microbiological, physical, and
chemical hazards associated with the processing of fresh pre-cut fruits and vegetables. Particular attention is
given to minimizing microbiological hazards. This Annex provides elements that should be taken into account
in the production, processing and distribution of these foods.
2.1 SCOPE
This Annex specifically applies to ready-to-eat fresh fruit and vegetables that have been peeled, cut or
otherwise physically altered from their original form but remain in the fresh state and particularly those that are
intended to be consumed raw. This Annex applies irrespective of where the operations take place (e.g. in the
field, at the farm, at the retailer, at the wholesaler, at the processing establishment, etc.).
For some establishments that process fresh pre-cut fruit and vegetables, this Annex will cover all
operations from receipt of raw material to the distribution of the final product. For other establishments, (e.g.
those that use ready-to-eat pre-cut fresh fruit and vegetables in combination with other products, such as
sauces, meat, cheese, etc.) only the specific sections that relate to the processing of the fresh pre-cut fruit and
vegetable components will apply.
This Annex does not directly apply to fresh fruit and vegetables that have been trimmed leaving the food
intact. Nor does it apply to other fresh fruit and vegetables that are pre-cut but are destined for further
processing that would be expected to eliminate any pathogen that may be present (e.g. cooking, juice
processing, fermentation) nor to fresh fruit or vegetable juices. However, some of the basic principles of the
Annex could still be applicable to such products.
Packaging includes single serving containers (e.g. sealed pouches or plastic trays), larger consumer or
institutional size packages and bulk containers. This Annex concentrates on microbial hazards and addresses
physical and chemical hazards only in so far as these relate to GMPs.
2.2 USE
This document follows the format of the General Principles of Food Hygiene CAC/RCP 1-1969 and should be
used in conjunction with the General Principles of Food Hygiene and the Code of Hygienic Practice for Fresh
Fruits and Vegetables.
11 CAC/RCP 53-2003
2.3 DEFINITIONS
Processor the person responsible for the management of the activities associated with the production of
ready-to-eat fresh pre-cut fruits and vegetables.
3. PRIMARY PRODUCTION
Refer to the Code of Hygienic Practice for Fresh Fruits and Vegetables.
4.4 FACILITIES
4.4.2 Drainage and waste disposal
The processing of products covered by this Annex generates a large quantity of waste that can serve as food
and shelter for pests. It is therefore very important to plan an effective waste disposal system. This system
should always be maintained in good condition so it does not become a source of product contamination.
5. CONTROL OF OPERATIONS
Refer to the Code of Hygienic Practice for Fresh Fruits and Vegetables. In addition:
8. TRANSPORTATION
Refer to the General Principles of Food Hygiene and the Code of Hygienic Practice for Fresh Fruits and
Vegetables.
10. TRAINING
Refer to the General Principles of Food Hygiene and the Code of Hygienic Practice for Fresh Fruits and
Vegetables. In addition:
ANNEX II
ANNEX II
1. OBJECTIVES
This annex recommends control measures to occur in two areas: during seed production and during sprout
production. During seed production, conditioning and storage, the application of Good Agricultural Practices
(GAPs) and Good Hygienic Practices (GHPs) are aimed at preventing microbial pathogen contamination of
seeds. During sprout production, the microbiological decontamination of seeds step is aimed at reducing
potential contaminants and the good hygienic practices at preventing the introduction of microbial pathogens
and minimizing their potential growth. The degree of control in these two areas has a significant impact on the
safety of sprouts.
2.1 SCOPE
This annex covers the hygienic practices that are specific for the primary production of seeds for sprouting and
the production of sprouts for human consumption in order to produce a safe and wholesome product.
2.2 USE
This annex follows the format of the General Principles of Food Hygiene CAC/RCP 1-1969 and should be
used in conjunction with the General Principles of Food Hygiene and the Code of Hygienic Practice for Fresh
Fruit and Vegetables.
2.3 DEFINITIONS
Seed producer any person responsible for the management of activities associated with the primary
production of seeds including post-harvest practices.
Seed distributor any person responsible for the distribution of seeds (handling, storage and transportation)
to sprout producers. Seed distributors may deal with single or multiple seed producers and can be
producers themselves.
Sprout producer any person responsible for the management of the activities associated with the
production of sprouted seeds.
Spent irrigation water water that has been in contact with sprouts during the sprouting process.
It is particularly important to prevent microbial contamination during the production of seeds which will be used
to produce sprouts for human consumption because of the potential for pathogens to grow during the
sprouting process. Consequently, manure, biosolids and other natural fertilizers should only be used when
they have undergone treatments which achieve a high level of pathogen reduction.
3.2.1.4 Agricultural chemicals
Seed producers should only use chemicals (e.g., pesticides, desiccants) which are acceptable for seeds
intended for the production of sprouts for human consumption.
3.2.4 Equipment associated with growing and harvesting
Prior to harvest, harvesting equipment should be adjusted to minimize soil intake and seed damage and
should be cleaned from any debris or earth. Diseased or damaged seeds, which could be susceptible to
microbial contamination, should not be used for the production of sprouts for human consumption.
3.4 ANALYSES
Seed producers, distributors, and sprout producers should test lots of seeds for microbial pathogens using
internationally accepted analytical methods. Sprouting seeds before testing increases the possibility of finding
pathogens that may be present. If lots of seeds are found to be contaminated, they should not be sold or used
for the production of sprouts for human consumption. Because of the limitations associated with sampling
methods and analytical tests, failure to find contamination does not guarantee that the seeds are pathogen
free. However, if contamination is found at this stage, it allows seeds to be diverted or destroyed before
entering sprout production for human consumption. Seed producers, distributors and sprout producers should
refer to the Principles and Guidelines for the Establishment and Application of Microbiological Criteria related
to Foods, CAC/GL 21-1997, for guidance on establishing a sampling plan.
5. CONTROL OF OPERATION
Refer to the General Principles of Food Hygiene. In addition:
5.2.2 Specific process steps in sprout production
5.2.2.1 Water use during sprout production
Water quality management will vary throughout all operations. Sprout producers should follow GMPs to
minimize the potential for the introduction or spread of pathogens in processing water. The quality of water
used should be dependent on the stage of the operation. Because of the potential for pathogen proliferation
15 CAC/RCP 53-2003
during the sprouting process, clean water could be used for initial washing stages, whereas water used later in
the sprout production process (i.e. for the rinse following the microbiological decontamination of seed, and
subsequent operations) should be preferably of potable quality or at least clean water.
5.2.2.2 Initial rinse
The seeds should be rinsed thoroughly before the microbiological decontamination treatment to remove dirt
and increase the efficiency of this treatment.
Seeds should be rinsed and thoroughly agitated in large volumes of clean water, in such a way to
maximize surface contact. The process should be repeated until most of the dirt is removed and rinse
water remains clear.
5.2.2.3 Microbiological decontamination of seeds
Due to the difficulty of obtaining seeds which can be guaranteed as pathogen free, it is recommended that
seeds be treated prior to the sprouting process. Although there are other options like the use of lactic acid
bacteria, liquid microbiological decontamination treatment is generally used. During this treatment sprout
producers should adhere to the following:
All containers used for microbiological decontamination of seeds should be cleaned and disinfected prior
to use.
Seeds should be well agitated in large volumes of antimicrobial agent to maximize surface contact.
The duration of treatment and the concentration of antimicrobial agent used should be accurately
measured and recorded.
Strict measures should be in place to prevent re-contamination of seeds after the microbiological
decontamination treatment.
Antimicrobial agent should be used according to manufacturers instructions for their intended use.
5.2.2.4 Rinse after seed treatment
As appropriate, seeds should be thoroughly rinsed after the microbiological decontamination treatment with
potable water or at least clean water. Rinsing should be repeated sufficiently to eliminate antimicrobial agent.
5.2.2.5 Pre-germination soak
Soaking is often necessary to improve germination. When soaking, the sprout producer should adhere to the
following:
All containers used for soaking should be cleaned and disinfected prior to use.
Seeds should be soaked in cleaned water for the shortest possible time to minimize microbial growth.
This step may also employ antimicrobial agents.
After soaking, seeds should be rinsed thoroughly with potable water or at least clean water.
5.2.2.6 Germination
During germination, keep the environment and equipment clean to avoid potential contamination. All
equipment should be cleaned and disinfected before each new batch.
Only potable water should be used.
Where necessary and when used, soils or other matrices should be treated (e.g., pasteurized) to achieve
a high degree of microbial reduction.
5.2.2.7 Harvesting
All equipment should be cleaned and disinfected before each new batch. Harvesting should be done with
cleaned and disinfected tools dedicated for this use.
5.2.2.8 Final rinse and cooling
A final water rinse will remove hulls, cool product, and may reduce microbial contamination on sprouts. The
following should be adopted:
As appropriate, sprouts should be rinsed in cold potable water to lower sprout temperature and slow down
microbial growth.
Water should be changed, as needed (e.g. between batches), to prevent cross-contamination.
Sprouts should be drained using appropriate equipment (e.g. food grade centrifugal dryer) that is clean
and disinfected prior to use.
If additional cooling time is necessary, steps should be taken to facilitate rapid cooling (e.g. placed in
smaller containers with adequate air flow between containers).
8. TRANSPORTATION
Refer to the General Principles of Food Hygiene.
17 CAC/RCP 53-2003
10. TRAINING
Refer to the General Principles of Food Hygiene. In addition:
ANNEX III
ANNEX ON FRESH LEAFY VEGETABLES
INTRODUCTION
Fresh leafy vegetables are grown, processed and consumed in multiple ways and in diverse conditions
throughout the world. They are grown on farms that vary from very large to very small. Fresh leafy
vegetables are marketed both locally and globally to provide year round availability to consumers and are sold
as fresh, fresh-cut, pre-cut or ready-to-eat products such as pre-packaged salads.
International and national concerns have grown in response to recent outbreaks and reported illnesses linked
to fresh leafy vegetables. A broad array of microbial pathogens have been associated with fresh leafy
vegetables as reported in international outbreak data, including Enterohemorrhagic Escherichia coli,
Salmonella enterica, Campylobacter spp, Shigella spp, Hepatitis A virus, Norovirus, Cyclospora cayetanensis,
Cryptosporidium parvum, Guardia lamblia Yersinia pseudotuberculosis and Listeria monocytogenes.
Epidemiological evidence, outbreak investigations and risk assessments have identified areas of risk for
pathogen contamination of leafy vegetables including key risks from water, animals, workers and manure
based soil amendments. Fresh leafy vegetables are grown and harvested in large volume, often for export and
increasingly in places that are new to harvesting and distributing fresh leafy vegetables therefore the potential
for human pathogens to spread has also grown. Fresh leafy vegetables are marketed as diverse products
including whole, unprocessed heads, loose leaves, mixed cut leaves and fresh herbs, and pre-cut packaged
products. Fresh leafy vegetables are packed in diverse ways including field packed direct for market, in
packing houses and processed for pre-cut products in sophisticated processing plants. As fresh, fresh-cut,
pre-cut or ready to eat leafy vegetables move through the supply chain, there is also the potential for the
introduction and growth of pathogens. There is no further processing treatment that would eliminate or
inactivate the target microorganisms. Examples of control measures are illustrative only and their use and
approval may vary between member countries.
1. OBJECTIVE
The objective of this Annex is to provide specific guidance to reduce the microbial food safety risks associated
with fresh leafy vegetables that are intended to be consumed without cooking during their production,
harvesting, packing, processing, storage, distribution, marketing and consumer use. This includes fresh, fresh-
cut, pre-cut or ready-to-eat products such as pre-packaged salads. Because of the diversity of leafy
vegetables and practices and conditions used throughout the supply chain, recommendations to minimize
microbial contamination will be most effective when adapted to specific operations.
2.1 SCOPE
This Annex covers specific guidance related to the production, harvesting, packing, processing, storage,
distribution, marketing, and consumer use of fresh leafy vegetables that are intended to be consumed without
further microbiocidal steps.
Fresh leafy vegetables for purposes of this Annex include all vegetables of a leafy nature where the leaf is
intended for consumption. Thus, leafy vegetables include but are not limited to all varieties of lettuce, spinach,
cabbage, chicory, endive and radicchio and fresh herbs such as coriander/cilantro, basil, and parsley).
2.2 USE
This Annex follows the format of the General Principles of Food Hygiene (CAC/RCP 1-1969) and should be
used in conjunction with the General Principles of Food Hygiene and the Code of Hygienic Practices for Fresh
Fruits and Vegetables (CAC/RCP 53-2003) including the Annex for Ready-To-Eat Fresh Pre-Cut Fruits and
Vegetables. This Annex provides additional guidance to the documents above.
Particular attention should be given to potential sources of faecal contamination in the production area, on
near-by sites and to vectors which may introduce faecal contamination to the production and handling areas.
These vectors include, but are not limited, to humans, domestic and wild animals, or indirectly via
contaminated water, insects, workers, or fomites such as dust, tools and equipment.
3.1.1 Location of the Production Site
Production sites (indoor and outdoor) should be located to minimize the probability of microbial contamination
to the growing sites from the nearby sites. Consideration of land location should include evaluating the slope,
topographical, flood risk, and hydrological features of nearby sites in relationship to the production site.
Assessing environmental hygiene is particularly important in evaluating risks that arise from use of land nearby
the production sites, for example feed lots, other animal production operations, hazardous waste sites,
municipal and industrial waste treatment facilities, The presence of such sites should be evaluated for their
potential to contaminate the production site with microbial or other environmental hazards via, for example,
run-off, faecal material, aerosols or organic waste.
Where the environment presents a risk to the production site, measures should be implemented to minimize
the contamination of the fresh leafy vegetable production sites. Landscape changes, such as the construction
of a shallow ditch, to prevent runoff from entering the field or in the case of aerosols, construction of an
effective wind-break (natural such as trees or constructed) or use of a covering are examples of measures that
can be used to reduce pathogen contamination of the production site.
3.1.2 Previous and current use of the site
If the evaluation of previous and present usage of the primary production area and the nearby sites identifies
potential microbial hazards that are at levels that pose a risk to humans, including faecal and other organic
waste contamination and potential environmental hazards, fresh leafy vegetables should not be grown on the
land until the risks have been reduced to acceptable levels.
3.1.3 Wild and domestic animals and human activity
Domestic and wild animals and human activity can present a risk both from direct contamination of the crop
and soil as well as from contamination of surface water sources and other inputs.
Domestic and wild animals should be excluded from production and handling areas, to the extent feasible,
using appropriate biological, cultural, physical and chemical pest control methods. Methods selected should
comply with local, regional, and national environmental and animal protection regulations.
Production and handling areas should be properly maintained (e.g. minimizing standing water and/or access to
water sources, keeping areas free of clutter and waste) to reduce the likelihood of vector attraction.
Existing practices should be reviewed to assess the prevalence and likelihood of deposits of animal faeces
coming into contact with crops. Considering this potential source of contamination, efforts should be made to
protect fresh leafy vegetable growing areas from animals. When appropriate, this may require the use of
physical barriers (e.g. fences), active deterrents (e.g. noise makers, scarecrows, images of owls, foil strips)
and/or cultural methods (e.g. crop rotation).
Wild animals represent a particularly difficult risk to manage because their presence is intermittent and harder
to track. Fields should be monitored for human and animal activity (e.g. presence of tracks, faeces, crop
damage from grazing, etc.), particularly near harvesting. If present, consideration should be given to the
risks and whether affected crop areas should be harvested.
Before using reclaimed or wastewater for crop irrigation, consult with an expert to assess the relative risk and
determine the suitability of the water source. Reclaimed wastewater subjected to different levels of treatment
should be in compliance with WHO guidelines for safe use of wastewater, excreta and grey water, wastewater
use in agriculture, in agricultural production specifically on irrigating vegetables marketed to consumers as
fresh, fresh-cut, pre-cut or ready-to-eat.
Growers and harvesters should identify the sources of water used on the farm (municipality, re-used irrigation
water, reclaimed wastewater, discharge water from aquaculture, well, open canal, reservoir, rivers, lakes, farm
ponds, etc.). Growers should assess and manage the risk posed by these waters as follows:
Assess the potential for microbial contamination (e.g., from livestock, human habitation, sewage treatment,
manure and composting operations) and the waters suitability for its intended use and re-assess the
potential for microbial contamination if events, environmental conditions or other conditions indicate that
water quality may have changed.
Identify corrective actions to prevent or minimize contamination. Possible corrective actions may include
fencing to prevent large animal contact, appropriate well casing and head maintenance and placement of
wells, filtering water, not stirring the sediment when drawing water, building settling or holding ponds, and
water treatment facilities. Settling or holding ponds that are used for subsequent irrigation may be
microbiologically safe but may attract animals or in other ways increase the microbial risks associated with
water for irrigating crops. If water treatment is needed, consult with water safety authorities.
Determine if analytical testing should be done to evaluate the suitability of water for each intended use.
Analytical testing may be necessary after a change in irrigation water source, flooding or a heavy rainfall
when water is at a higher risk of contamination. If testing, determine and document what tests need to be
performed, how often tests should be conducted, what the test outcomes indicate, and how tests will be
used to define corrective actions. The frequency of testing will partially depend on the water source (less
for adequately maintained deep wells, more for surface water) and the risks of environmental
contamination including intermittent or temporary contamination (e.g. heavy rain, flooding, etc.). If testing
is limited to non-pathogenic indicators, frequent water tests may be useful to establish the baseline water
quality so that changes in the levels of contamination can be identified. Obtain municipal water test results
when available. If the water source is found to have unacceptable levels of indicator organisms or is
known to be contaminated, corrective actions should be taken to ensure that the water is suitable for its
intended use. Testing frequency should be increased until consecutive results are within the acceptable
range.
3.2.1.1.1 Water for irrigation
Water used for irrigation purposes should be of suitable quality for its intended use. The type of irrigation or
application method affects the risk of contamination. The timing, the quality of water used, and whether the
water has direct contact with the edible portion of the plant should all be considered when selecting the type of
irrigation or application method to use.
Growers should:
Evaluate the water distribution system to determine if a contamination source is evident and can be
eliminated.
Establish no-harvest zones if irrigation source water is known to or likely to contain human pathogens and
where failure at connections results in overspray of plants or localized flooding.
Overhead irrigation presents the highest risk of contamination because it wets the edible portion of the crop.
The duration for wetting can be several hours, and the physical force of water droplet impact may drive
contamination into protected sites on the leaf. Therefore, only the clean water should be used for this type of
irrigation.
Subsurface or drip irrigation that results in no wetting of the plant is the irrigation method with the least risk of
contamination, although these methods can still experience localized problems. For drip-irrigation, care should
be taken to avoid creating pools of water on the soil surface or in furrows that may come into contact with the
edible portion of the crop.
Irrigation of fresh leafy vegetables that have physical characteristics such as rough surfaces where water may
accumulate, a vase-like growth characteristic, or high density seeding or transplant rates should be irrigated
with only clean water. Irrigation of these products should be applied in a way to minimize wetting of the edible
portion because the plant characteristics can provide niches for microbial attachment and survival.
3.2.1.1.2 Water for fertilizers, pest control and other agricultural chemicals
Clean water should be used in the application of aqueous fertilizers, pesticides, and other agricultural
chemicals that are directly applied to edible portions of the fresh leafy vegetables, especially close to harvest.
Human pathogens can survive and grow in many agrichemicals including pesticides. The application of
pesticide solutions contaminated with human pathogens to the surface of leafy vegetables is known to
constitute a risk, particularly near harvest time.
3.2.1.1.3 Hydroponic water
Microbial risks of water used in growing fresh leafy vegetables hydroponically may differ from the microbial
risks of water used to irrigate leafy vegetables in soil because the water in hydroponic production is used for
both irrigation and as the growth medium and presents therefore a higher risk of microbiological contamination.
The growth medium may enhance the survival of pathogens. It is especially critical in hydroponic operations to
maintain the water quality to reduce the risk of contamination and survival of pathogens.
21 CAC/RCP 53-2003
1
Ultraviolet Index (UVI): a measure of the solar ultraviolet intensity at the earths surface that indicates the days exposure to ultraviolet
rays. The UV Index is measured around noon for a one-hour period and rated on a scale of 0 to 15 based on international guidelines for UVI
reporting established by the World Health Organization.
22 CAC/RCP 53-2003
Waste disposal systems and facilities should be provided. All refuse should be disposed of in containers with
lids and stored away from the facility to prevent harbourage of pests.
Refuse containers should be emptied regularly.
3.2.2.5 Cleaning, maintenance and sanitation
Workers and visitors should take effective measures (e.g. wash hands) before entering greenhouses.
Plant debris and cull piles should be removed promptly from inside the structure. There should be no plant
refuse around the outside of the structure or nearby to attract or harbour pests.
3.2.3 Personnel health, hygiene and sanitary facilities
The following should be considered:
Each businesses operating primary production should have written Standard Operating Procedures (SOPs)
that relate to health, hygiene and sanitary facilities. The SOPs should address worker training, facilities and
supplies to enable workers to practice proper hygiene, and company policies relating to expectations for worker
hygiene as well as illness reporting.
All workers should properly wash their hands using soap and clean, running water before handling leafy
vegetables, particularly during harvesting and post harvest handling. Workers should be trained in proper
technique for hand washing and drying.
If gloves are used, a procedure for glove use in the field should be documented and followed. If the gloves are
reusable, they should be made of materials that are readily cleaned and sanitized, should be cleaned as
needed and stored appropriately. If disposable gloves are used, they should be discarded when they become
torn, soiled, or otherwise contaminated.
Non-essential persons and casual visitors, particularly children, should not be allowed in the harvest area as
they may present an increased risk of contamination.
3.2.3.1 Personnel hygiene and sanitary facilities
The following should be considered
Growers should provide areas away from the field and packing lines for workers to take breaks and eat. For
worker convenience, these areas should contain toilet and hand washing facilities so workers can practice
proper hygiene.
All workers should be trained in proper use of hygienic facilities. Training should include toilet use, proper
disposal of toilet paper or equivalent, and proper hand washing and drying procedures.
As far as possible, such facilities should be located close to the field and readily accessible to the work area:
Sanitary facilities should be located in a manner to encourage their use and reduce the likelihood that workers
will relieve themselves in the field. Facilities should be in sufficient number to accommodate personnel (e.g. 1
per 10 people) and be appropriate for both genders if workforce contains males and females.
Portable facilities should not be located or cleaned in cultivation areas or near irrigation water sources or
conveyance systems. Growers should have a standard plan that identifies the areas where it is safe to put
portable facilities and to prevent traffic in case of a spill.
Facilities should include clean running water, soap, toilet paper or equivalent, and single use paper towels or
equivalent.
3.2.3.2 Health status
The following should be considered:
Farm and packinghouse managers should be encouraged to observe symptoms of diarrhoeal or food
transmissible communicable diseases and reassign workers as appropriate.
Employees should be encouraged to notice and report symptoms of diarrhoeal or food transmissible
communicable diseases.
Medical examination of food handlers should be carried out if clinically or epidemiologically indicated.
3.2.3.3 Personal cleanliness
When personnel are permitted to continue working with cuts and wounds covered by water proof dressings,
they should wear gloves to cover the bandages thereby providing a secondary barrier between them and the
fresh leafy vegetables they handle.
Workers should wear clean clothes and bathe daily.
3.2.3.4 Personal behaviour
Personal items (e.g. purses, backpacks, clothes, etc.) should be stored away from production areas.
3.2.4 Equipment associated with growing and harvesting
Growers and harvesters should adopt the following sanitary practices:
Employees should be trained to follow SOPs for the maintenance requirements of equipment used for growing
and harvesting.
All safety guards should be used and maintained according to manufacturers instructions. Such equipment
should be maintained in good order.
23 CAC/RCP 53-2003
Equipment used to harvest leafy vegetables by cutting or mowing should be thoroughly cleaned and sanitized
before use and cutting edges should be kept smooth and sharp.
Policies should be established for the control of equipment when it is not in use, including policies for the
removal of equipment from the work area or site and for the use of scabbards, sheathes or other storage
equipment.
Harvesting equipment, including hand harvesting implements (knives, pruners, corers, machetes) that come in
direct contact with fresh leafy vegetables, should be cleaned and sanitized at least daily or as the situation
warrants.
Clean water should be used to clean all equipment directly contacting fresh leafy vegetables, including farm
machinery, harvesting and transportation equipment, containers and implements.
3.4.2 Cleaning procedures and methods
The following should be considered:
Cleaning and disinfection programmes should not be carried out in a location where the rinse might
contaminate fresh leafy vegetables.
Where appropriate or necessary, cleaning and sanitizing procedures should be tested to ensure their
effectiveness.
5. CONTROL OF OPERATION
Where appropriate, the pH, hardness, temperature of the post-harvest water should be controlled and
monitored, e.g., where these impact the efficacy of the antimicrobial treatments.
Water recirculated for reuse in the establishment should be treated and maintained in conditions that do not
constitute a risk to the safety of fresh leafy vegetables. For example the following may be used to maintain the
suitability of the water: primary screening, secondary filtration, and antimicrobial treatment process.
5.2.2.3 Chemical treatments
Certain post harvest treatments, i.e. paraffin and fungicides, should not be used for fresh leafy green
vegetables.
5.2.2.4 Cooling of fresh leafy vegetables
The following should be considered:
Fresh leafy vegetables can be cooled immediately after harvest by either, using ice (parsley), forced-air cooling,
vacuum cooling (iceberg lettuce), hydrocooling, or spray-vacuum (hydrovac) cooling. Water used in post-
harvest operations may contaminate fresh leafy vegetables if there is direct contact of water containing human
pathogens with edible portions of the plant.
For fresh leafy vegetables and the control of inputs such as water used for cooling, particular attention should
be paid to:
Water used to cool fresh leafy vegetables should be free from human pathogens.
Water that is used in hydrovacs should be clean or preferably potable. Water that is used only once and is not
recirculated is preferable. If recirculated water is used, water disinfectant at sufficient levels to reduce the
potential risk of cross-contamination should be used and monitored.
Cooling equipment should be cleaned and sanitized on a regular basis according to written procedures to
ensure that the potential for cross contamination is minimized.
5.2.2.6 Cutting, slicing, shredding and similar pre-cut processes
The following should be considered:
Maintain sharpness and condition of knives and cutting edges to maintain product quality and safety.
Cutting equipment should be cleaned and sanitized on a regular basis according to written procedures to
ensure that the potential for cross contamination is minimized
5.2.3 Microbiological and other specifications
The following should be considered:
Microbiological testing can be a useful tool to evaluate and verify the effectiveness of safety and sanitation
practices, provide information about an environment, a process, and even a specific product lot, when sampling
plans and methodology are properly designed and performed. The intended use of information obtained (e.g.
evaluating the effectiveness of a sanitation practice, evaluating the risk posed by a particular hazard, etc.) can
aid in determining what microorganisms are most appropriate to test for. Test methods should be selected that
are validated for the intended use. Consideration should be given to ensure proper design of a microbiological
testing programme. Trend analysis of testing data should be undertaken to evaluate the effectiveness of food
safety control systems.
8. TRANSPORTATION
Refer to the Code of Hygienic Practice for the Transport of Food in Bulk and Semi-Packed Food (CAC/RCP 47-
2001).
9.3 LABELLING
Refer to the General Standard for the Labelling of Pre-packaged Foods (CODEX STAN 1-1985) and In
addition, the following should be considered:
Consumers handling information should provide specific directions for product storage and use, including
regarding the use-by date or other shelf-life indicators when provided. Consumers need clear guidance on
keeping washed RTE bagged fresh leafy vegetables refrigerated until used.
10. TRAINING
ANNEX IV
ANNEX FOR MELONS
INTRODUCTION
Melons, such as cantaloupe, watermelon, and honeydew, are often consumed alone, mixed with other foods
in salads and other dishes and as garnishes. They are popular in meals and as snacks, and in some countries
melons are a regular part of the diet. The popularity of melons has remained high as they are readily available
in many countries all year round. In recent years there has been a focus on marketing not only whole melons,
but pre-cut products, convenience products in packages, or in salad bars to appeal to consumers. Adding to
consumer appeal for melons is the availability of new varieties that are seedless and the introduction of
sweeter hybrid varieties.
Like other fresh fruits and vegetables that are eaten raw, the safety of melon products depends on maintaining
good hygienic practices along the food chain during primary production, packing, processing, retail, and at the
point of consumption. International outbreak data and reported illnesses raise concerns regarding the safety of
melon products. There have been a number of outbreaks associated with melon consumption with a large
number being caused by Salmonella spp2. Additionally other pathogens, such as Listeria monocytogenes have
been associated with foodborne outbreaks from melons. The major risk factors that have been identified as
contributing to melon outbreaks include: poor temperature control (including extended holding at ambient
temperature and poor cold storage), infected food handlers and poor personal hygiene. As fresh and pre-cut
melon products move through the food chain, there is also the potential for the introduction, growth and
survival of foodborne pathogens due to cross contamination (arising from poor hygiene practices for
personnel, transport, retail outlets, utensils or consumers). Moreover, morphological characteristics of certain
types of melons, for instance netted rind, will be prone to attachments by microbial pathogens. Fresh melons
are consumed without further processing treatment that would eliminate or inactivate pathogens, if present .
SECTION 1 - OBJECTIVES
Hygienic recommendations for the primary production of fresh fruits are covered in general under the Code of
Hygienic Practice for Fresh Fruits and Vegetables (CAC/RCP 53-2003). The primary purpose of this Annex is
to provide specific guidance on how to minimize microbiological hazards during primary production through
packing and transport of fresh melons, including fresh melons processed for the pre-cut market and consumer
use.
2.1 SCOPE
This annex covers specific guidance related to all areas, from primary production to consumption, of fresh
melons that are intended to be consumed without further microbiocidal steps.
2.2 USE
This Annex follows the format of the General Principles of Food Hygiene (CAC/RCP 1-1969) and should be
used in conjunction with it and other applicable codes such as the Code of Hygienic Practice for Fresh Fruits
and Vegetables (CAC/RCP 53-2003) and Annex I, the Annex for Ready-to-Eat Fresh Pre-cut Fruits and
Vegetables, and the Code of Practice for Packaging and Transport of Fresh Fruits and Vegetables (CAC/RCP
44-1995).
2.3 DEFINITIONS
Refer to definitions in the General Principles of Food Hygiene and the Code of Hygienic Practice for Fresh
Fruits and Vegetables. In addition, the following expressions have the meaning stated:
Cull means to remove any product that shows signs of physical damage (such as skin breaks or decay).
Ground spot means the point of direct contact where melons sit directly on the soil or on top of thin plastic
mulch.
Melons in this document refers to whole and/or pre-cut cantaloupe (also known as muskmelons and
rockmelons), honeydew, watermelon and other varieties of melons.
2
Report of the FAO to the Codex Committee on Food Hygiene Working Group on the development of an Annex on melons for the Code
of Hygienic Practice for Fresh Fruits and Vegetables (CAC/RPC 53-2003)
29 CAC/RCP 53-2003
Fresh melons are grown in production sites indoors (e.g. greenhouses) and outdoors, harvested, and either
field-packed or transported to a packing establishment.
3.1 ENVIRONMENTAL HYGIENE
Potential sources of environmental contamination should be identified prior to production activities. This is
important because contamination that occurs during production may not be removed during subsequent steps.
In addition, melons grown in warm, humid conditions may favour growth and survival of foodborne pathogens.
Growers should take steps to minimize the potential for contamination from any sources identified.
Particular attention should be given to potential sources of faecal contamination in the melon production area
and to vectors which may introduce faecal contamination to the production and handling areas. These vectors
include, but are not limited to, humans, domestic and wild animals, or indirectly from contaminated water,
insects, or fomites such as dust, tools and equipment.
3.1.1 Location of the production site
Consideration of production site location should include an evaluation of the slope and the potential for runoff
from nearby fields, the flood risk as well as hydrological features of nearby sites in relation to the production
site.
The proximity of high risk production sites, such as animal production facilities, hazardous waste sites and
waste treatment facilities, should be evaluated for the potential to contaminate melon production fields or the
water sources used with microbial or other environmental hazards via, for example, run-off, faecal material,
aerosols or organic waste. When the risks are serious these production sites should not be used for melon
production.
When the environmental assessment identifies a potential food safety risk, measures should be implemented to
minimize contamination of melons at the production site. Consideration should be given to changing the
landscape surrounding melon production fields, such as the construction of a shallow ditch to prevent runoff
from entering the fields, to reduce the potential for pathogen contamination of melons in the production site.
The effects of some environmental events, such as heavy rains, cannot be controlled. For example, heavy rains
may increase melons' exposure to pathogens if soil contaminated with pathogens splashes onto melon
surfaces. Consideration could be given to harvesting earlier if the weather forecasts heavy rain or to delaying
harvest and performing extra washing when heavy rains have recently occurred.
3.1.2 Wild and domestic animals and human activity
Many animal species (e.g. insects, birds, amphibians, chickens, feral pigs, livestock and domestic or wild dogs)
and humans that may be present in the production environment are known to be potential carriers of foodborne
pathogens. Animals are a common source of contamination of surface water that may be used for irrigation.
The following should be considered:
Domestic and wild animals should be excluded from production and handling areas, to the extent possible,
using appropriate biological, cultural, physical and chemical pest control methods. Methods selected should
comply with local, regional, and national environmental and animal protection regulations.
Melon production and handling areas should be properly maintained to reduce the likelihood of vector
attraction. Activities to consider include efforts to minimize standing water in fields, restrict access by animals to
water sources (may be based on local ordinances for public irrigation systems), and keep production sites and
handling areas free of waste and clutter.
Melon production sites and handling areas should be evaluated for evidence of the presence of wildlife or
domestic animal activity (e.g. presence of animal faeces, hairs/furs, large areas of animal tracks, burrowing, or
decomposing remains). Where such evidence exists, growers should evaluate the risks and whether the
affected sections of the melon production sites should be harvested.
3.2 HYGIENIC PRIMARY PRODUCTION OF MELONS
Special consideration should be given to production practices specific to melon production because of the
unique characteristics of the melons and the rind of some melons and because melons frequently contact soil
directly during growth and development. Melons may have smooth or netted rind surfaces. Netted rind
surfaces, in contrast to smooth rind surfaces, provide an environment where microbial pathogens may more
easily adhere to, survive on, and become more difficult to eliminate during post-harvest practices. It is
recommended that growers use production practices that prevent or minimize contact of melons, particularly
those with netted rinds, with soil, soil amendments (including natural fertilizers) or irrigation water.
Some growers place melons on cups (i.e. small plastic pads) or plastic mulch-covered beds (wider and more
elevated during the wet season), or halved bamboo segments to minimize direct melon-to-soil contact and
thereby reduce ground spot development. Melons also may be hand-turned multiple times by agricultural
workers during the growing season to prevent sunburn or ground spot development or covered with
biodegradable materials such as rice straw to prevent sunburn. Melon rind ground spots have been
demonstrated to have significantly greater microbial populations than non-ground spot areas and, therefore,
may be more susceptible to microbial contamination. If cups or biodegradable materials are used underneath
melons, the following are recommended:
Use plastic mulch under cups to minimize cup and melon contact with the soil.
Ensure cups are clean and sanitary before setting them under the melons.
30 CAC/RCP 53-2003
Ensure that employees follow good hygienic practices when turning melons on the cups or during harvesting
operations.
Assess the potential for microbial contamination (e.g. from animals, human habitation, sewage treatment,
manure and composting operations) and the waters suitability for its intended use. Reassess the potential for
microbial contamination if events, environmental conditions (e.g. temperature fluctuations, heavy rainfall, etc.)
or other conditions indicate that water quality may have changed.
Identify and implement corrective actions to prevent or minimize contamination. Possible corrective actions may
include fencing to prevent large animal contact, proper maintenance of wells, filtering water, not stirring the
sediment when drawing water, building settling or holding ponds, and water treatment facilities. Settling or
holding ponds that are used for subsequent irrigation may attract animals or in other ways increase the
microbial risks associated with water for irrigating melons. If water treatment is needed, consult with water
safety experts.
Determine if microbial and chemical testing should be done to evaluate the suitability of water for each intended
use. Analytical testing may be necessary after a change in irrigation water source, flooding or a heavy rainfall
when water is at a higher risk of contamination. If testing, determine and document.
o What tests need to be performed, (e.g. which pathogens and/or sanitary indicators)
o Which parameters should be noted (e.g. temperature of water sample, water source
location, and/or weather description),
o How often tests should be conducted,
o What the test outcomes indicate, and
o How tests will be used to define corrective actions.
Frequency of testing should depend on the source of the irrigation water (less for adequately maintained deep
wells, more for surface waters) and the risks of environmental contamination, including intermittent or
temporary contamination (e.g. heavy rain, flooding, etc.).
If water testing is limited to non-pathogenic indicators, frequent water tests may be useful to establish the
baseline water quality so that subsequent changes in the levels of contamination can be identified.
If the water source is found to have unacceptable levels of indicator organisms or is contaminated with
foodborne pathogens, corrective actions should be taken to ensure that the water is suitable for its intended
use. Testing frequency should be increased until consecutive results are within the acceptable range.
3.2.1.1.1 Water for irrigation
Netted melon rind surfaces, in contrast to smooth rind surfaces, may foster greater attachment and survival of
foodborne pathogens. For this reason, the quality of irrigation water and type of irrigation method used is an
important consideration. Growers should consider the following:
Avoid overhead irrigation methods, particularly with netted rind melons, because wetting the outer rind of
melons increases the risk of pathogen contamination. Overhead irrigation also enhances downy mildew
infection in melons.
Subsurface or drip irrigation presents the least risk of contaminating melon surfaces. For drip irrigation, care
should be taken to avoid creating pools of water on the soil surface or in furrows that may come into contact
with melon rinds.
3.2.1.1.2 Water for fertilizers, pest control and other agricultural chemicals
Clean water, should be used in the application of aqueous fertilizers, pesticides and other agricultural
chemicals that are directly applied to the surface of melons, especially close to harvest. Foodborne pathogens
can survive and grow in many agrichemical solutions, including pesticides.
3.2.1.1.4 Water for harvesting and other agricultural uses
Clean water should be used for other agricultural purposes, such as dust abatement, hydration, use as a
lubricant, and to maintain roads, yards, and parking lots in areas where melons are grown. This would include
water used to minimize dust on dirt roads within or near melon production sites.
3.2.1.2 Manure, biosolids and other natural fertilizers
Manure, biosolids and other natural fertilizers may contain human or animal waste, animal parts or products, or
be composed primarily of plant materials. Because of this, foodborne pathogens may be present and may
persist for weeks or even months, particularly if treatment of these materials is inadequate.
Growers should consider the following when using any of these materials:
31 CAC/RCP 53-2003
Use proper treatment by physical, chemical or biological methods to reduce the risk of potential human
pathogen survival.
Composting, if done properly, can be a practical and efficient method to inactivate foodborne pathogens in
manure. In general, only fully decomposed animal waste or plant material should be applied to melon fields.
When using aerobic composting methods, regularly and thoroughly turn compost heaps to ensure that all of the
material will be exposed to elevated temperatures because pathogens can survive for months on the heap
surface.
When using anaerobic methods, special consideration should be given to determine the length of time needed
to inactivate pathogens that may be present.
Use of untreated and/or partially treated manure, biosolids, and other natural fertilizers should not be used after
plant emergence or after a transplant is put into the soil, unless it can be demonstrated that product
contamination will not occur.
3.2.3 Personnel health, hygiene and sanitary facilities
The following should be considered:
Where appropriate, each business operating primary production operations should have written Standard
Operating Procedures (SOPs) that relate to health, hygiene and sanitary facilities. The SOPs should address
worker training, facilities and supplies to enable agricultural workers to practice proper hygiene, and company
policies relating to expectations for worker hygiene as well as illness reporting.
All agricultural workers should properly wash their hands using soap and clean running water before handling
melons, particularly during harvesting and post-harvest handling. Agricultural workers should be trained in
proper techniques for hand washing and drying.
If gloves are used, a procedure for glove use in the field should be documented and followed. If the gloves are
reusable, they should be made of materials that are easily cleaned and disinfected, and they should be cleaned
regularly and stored in a clean area. If disposable gloves are used, they should be discarded when they
become torn, soiled, or otherwise contaminated.
Non-essential persons, casual visitors and, to the extent possible, children, should not be allowed in the harvest
area as they may present an increased risk of contamination.
3.2.3.1 Personnel hygiene and sanitary facilities
Growers should consider providing areas away from the field and packing lines for agricultural workers to take
breaks and eat. For worker convenience, these areas should provide access to toilet and hand-washing
facilities so that agricultural workers can practice proper hygiene.
As far as possible, sanitary facilities should be located close to the field and readily accessible to the work area.
Sanitary facilities should be located in a manner to encourage their use and reduce the likelihood that
agricultural workers will relieve themselves in the field. Facilities should be present in sufficient number to
accommodate all personnel.
Portable facilities should not be located or cleaned in cultivation areas or near irrigation water sources or
conveyance systems. Growers should identify the areas where it is safe to put portable facilities.
Facilities should include clean running water, soap, toilet paper or equivalent, and single use paper towels or
equivalent. Multiple use cloth drying towels should not be used. Hand sanitizers should not replace hand
washing and should be used only after hands have been washed.
If clean running water is not available, an acceptable alternative hand washing method should be
recommended by the relevant competent authority.
3.2.3.2 Health status
` The following should be considered:
Agricultural workers should be encouraged and, where feasible, be motivated with appropriate incentives to
report symptoms of diarrhoeal or food-transmissible, communicable diseases.
Medical examination of agricultural workers should be carried out if clinically or epidemiologically indicated.
3.2.3.3 Personal cleanliness
When personnel are permitted to continue working with cuts and wounds covered by water proof dressings,
they should wear gloves to cover the bandages thereby providing a secondary barrier between them and the
melons they handle.
32 CAC/RCP 53-2003
Cutting equipment used to harvest melons should be thoroughly cleaned and disinfected before use and cutting
edges should be kept smooth and sharp.
3.3 HANDLING, STORAGE AND TRANSPORT
Melons such as cantaloupe are harvested based on the melons stage of maturity as judged by the formation of
an abscission zone between the vine and the melon. After the vine is separated from the melon, a stem scar is
left on the fruit. Melon stem scars may provide a potential route for entry of foodborne pathogens, if present, to
the edible portion of the melons. It is recommended that post-harvest handling practices be implemented to
minimize stem scar and rind infiltration, such as during washing operations, of foodborne pathogens into the
edible portions of melon flesh. Where appropriate, written SOPs should be developed and implemented for safe
handling, storage and transport of melons. It should be considered that the length of storage for melons at a
recommended temperature depends on the stage of maturity when melons are harvested.
3.3.1 Prevention of cross-contamination
Specific control methods should be implemented to minimize the risk of cross-contamination from micro-
organisms associated with manual harvesting methods. The following should be considered:
The field should be evaluated for the presence of hazards or contamination prior to harvest to determine if the
field should be harvested.
Particularly with manual harvesting, as well as field packing operations, good personal hygiene should be
implemented to prevent surface contamination of melons.
Proper cleaning and disinfection of equipment should be done since knives, if improperly used, can wound
melon rinds and provide a point of entry for contaminants that may be in soil and water.
Avoid setting melons directly on soil after removal from the vine and before loading into transport vehicle to
avoid contaminating the melon with contaminants in the soil.
Harvest containers that come into contact with melons should not be used for purposes other than holding
product (e.g. should not hold personal items, waste, etc.).
Melons are susceptible to damage during harvest and post-harvest handling operations. The following should
be considered:
When padding is used with post-harvest handling equipment to prevent damage to melons, it should be
constructed of material that can be cleaned and disinfected. Ensure that padding is cleaned and disinfected
before and during use.
Minimize mechanical damage such as rind punctures, cracks, and bruising, as these wounds may provide entry
points for pathogens and sites for microbial survival and multiplication.
Dispose of culled melons in a way that melon culls will not attract animal and insect pests. This will reduce the
potential for contaminating melons still on the vine.
3.3.2 Storage and Transport from the production site to the packing/processing facility
Refer to the Code of Hygienic Practice for the Transport of Food in Bulk and Semi-Packed Food (CAC/RCP 47-
2001)
Transportation of fresh melons should be managed to reduce or control the risk of contamination. Each
transporter should have its own SOP for shipping containers/trailers to confirm that they are clean, sanitary and
in good structural condition.
Fresh melons should not be transported in vehicles used previously to carry animals, animal manure or
biosolids and pesticides unless they are adequately cleaned and disinfected. Receptacles and vehicles and/or
containers, when being used to transport melons, are not to be used for transporting anything which may result
in contamination of melons.
Where conveyances and/or containers are used for transporting anything in addition to foodstuffs or for
transporting different foodstuffs at the same time, there should, where necessary, be effective separation of
products.
When not in use, cleaned harvest containers and transport trailers should be covered and kept in a location and
in a manner to prevent possible contamination (e.g., such as from pests, birds, rodents, dust, water, etc.).
Harvesting equipment, including knives, pruners, machetes, that come into direct contact with melons should
be cleaned and disinfected at least daily or as the situation warrants.
Clean water should be used to clean all equipment directly contacting melons, including farm machinery,
harvesting and transportation equipment, containers and knives.
3.4.2 Cleaning procedures and methods
Cleaning and disinfection programmes should not be carried out in a location where the rinse water might
contaminate melons.
Where appropriate or necessary, cleaning and disinfecting procedures should be validated to ensure their effectiveness.
Refer to the Guidelines on the Application of General Principles of Food Hygiene to the Control of Listeria
monocytogenes in Ready-to-eat Foods (CAC/GL 61-2007).
The provisions below apply to packing and processing establishments of melons.
4.2 PREMISES AND ROOMS
4.2.1 Design and layout
It is important to consider the sanitary design and layout for packing/processing equipment and the
establishment because of the seasonal nature of the melon harvest. Packing/processing establishment
operations may be used only a few months of the year and thus be dormant for many months, leaving them
susceptible to pest infestations. When dormant, packing/processing establishment should be appropriately
protected from pest infestations. Their design should allow thorough cleaning and disinfection of food contact
surfaces to ensure microbial pathogens do not become established in the facility or on the equipment.
4.4 FACILITIES
4.4.2 Drainage and waste disposal
Adequate drainage is critical to packing, cooling and processing facilities to avoid the risk of contaminating
melons. To ensure adequate drainage of standing water, consider the following:
Drainage in the facility should be designed with sloped floors to effectively drain standing water.
Drains should be cleaned periodically to prevent build-up of biofilms that may contain organisms of concern
(e.g. Listeria monocytogenes).
Areas for garbage recyclables and compostable waste should be identified and all waste should be stored and
disposed of in a manner to minimize contamination.
Waste should be disposed of on a frequent basis to avoid attracting pests (e.g. flies, rodents).
Clean water should be used in dump tanks. Disinfectants may reduce, but will not eliminate microbial
pathogens if present, as they are primarily used to disinfect the water.
34 CAC/RCP 53-2003
It is recommended that the time melons remain in dump tank water be minimized.
Minimize or avoid fully submerging melons in colder dump tank water. When submerged, water is more likely to
infiltrate into the melons.
Where appropriate, the pH, soil (including organic) load, turbidity, water hardness, product through-put capacity
should be controlled and monitored to ensure the efficacy of the antimicrobial treatment.
Water temperatures should be higher than the internal temperatures of melons, so as to minimize the risk of
water infiltration.
5.2.2.2 Chemical treatments
Fungicides may be applied to melons by use of an aqueous spray or immersion to extend the post-harvest life
of the fruit. The following are recommended:
Clean or preferably potable water should be used in water-based chemical treatments to ensure that the water
used is of sufficient microbial quality for the intended use and does not contaminate the melons with foodborne
pathogens.
If hot water treatments are used as an alternative to post-harvest chemical fungicide treatments, it is
recommended that the water temperature and time be evaluated and monitored to ensure that the water
temperature and time is maintained and that antimicrobial agents are present in the water at sufficient levels for
the temperature used.
5.2.2.3 Cooling melons
Forced air cooling operations can avoid the risk of melon infiltration with cooling water, but also may spread
product contamination if forced-air cooling equipment is not cleaned and disinfected regularly.
Water that is used in hydro-coolers should be potable. Water that is used only once and not recirculated is
preferable.
If water is used for cooling and is recirculated, it should be evaluated and monitored to ensure that disinfectant
levels are sufficient to reduce the potential risk of cross-contaminating melons.
Cooling and cold storing melons as soon as possible after harvest is recommended to prevent multiplication of
foodborne pathogens, if present, on or from the rind surface of melons.
Cooling equipment should be cleaned and disinfected on a regular basis according to written procedures to
ensure that the potential for cross-contamination is minimized.
5.2.2.5 Cutting, slicing and peeling melons
Before cutting or other processing, a further reduction in microbial contamination may be achieved by scrubbing
in the presence of a sanitizer or application of an alternative surface decontamination process such as hot
water, steam or other treatments.
Cutting or peeling knife blades should be cleaned and disinfected on a regular basis according to written
procedures to reduce the potential for cross-contaminating melons during the cutting or peeling process.
Knife blade disinfecting solutions should be monitored to ensure that the disinfectant is present at sufficient
levels to achieve its intended purpose and does not promote the potential for cross-contamination.
It is recommended that pre-cut melons should be wrapped/packaged and refrigerated as soon as possible and
distributed under refrigeration temperatures (i.e. 4 C or less).
5.2.3 Microbiological and other specifications
Microbiological testing can be a useful tool to evaluate and verify the effectiveness of safety and sanitation
practices, provide information about an environment, a process, and even a specific product lot, when sampling
plans and methodology are properly designed and performed. The intended use of information obtained (e.g.,
evaluating the effectiveness of a sanitation practice, evaluating the risk posed by a particular hazard, etc.) can
aid in determining what micro-organisms are most appropriate to test for. Test methods should be selected that
are validated for the intended use. Consideration should be given to ensure proper design of a microbiological
testing programme. Trend analysis of testing data should be undertaken to evaluate the effectiveness of food
safety control systems.
5.2.4 Microbiological cross-contamination
Where dry dump stations are used for unloading field containers (e.g. bins, gondolas, trailers, or wagons),
melon contact surfaces (including padding materials to protect melons from physical damage) should be
constructed of material that can be cleaned and disinfected.
35 CAC/RCP 53-2003
Where wet dump stations are used for unloading field containers, the containers should not be directly
immersed into dump tanks, where they have been in direct contact with the soil, to reduce the potential for
product cross-contamination with field or road debris.
5.3 INCOMING MATERIAL REQUIREMENTS
Avoid using whole melons that have visible signs of decay or damaged rinds (e.g. mechanical damage or
cracking) due to the increased risk for microbial contamination in melons.
Damaged or decayed melons should be discarded in a manner that does not serve to attract pests.
5.7 DOCUMENTATION AND RECORDS
Where practicable, a written food safety control plan that includes a written description of each of the hazards
identified in assessing environmental hygiene, as well as the steps that will be implemented to address each
hazard, should be prepared by the business operating the primary production. The description should include,
but is not limited to, the following: an evaluation of the production site, water and distribution system, manure
use and composting procedures, personnel illness reporting policy, sanitation procedures and training
programmes.
The following are examples of the types of records that should be retained:
Inspection/audit records
5.8 RECALL PROCEDURES
In the event of a foodborne illness outbreak associated with melons, maintaining appropriate records of
production, processing, packaging and distribution may help to identify the source of contamination in the
melon food chain and facilitate product recalls. Growers/packers/processors/distributors should consider
developing and maintaining a traceability/product tracing system. The traceability/product tracing system should
be designed and implemented according to the principles for Traceability/Products Tracing as a Tool within a
Food Inspection and Certification System (CAC/GL 60-2006), especially to enable the withdrawal of the
products, where necessary.
Detailed records should be kept that link each supplier of the product with the immediate subsequent recipient
of the melons throughout the food chain. The information needed to link each supplier should include, if
available, the packer name, address, and phone number, date packed, date released, type of melon (e.g.
cantaloupe, watermelon, etc.) including brand name, lot identification and number of lots, and transporter.
SECTION 8 TRANSPORTATION
Refer to the Code of Practice for the Packaging and Transport of Fresh Fruits and Vegetables (CAC/RCP 44-
1995)
36 CAC/RCP 53-2003
All stakeholders government, industry, consumer organizations and the media should work together to
communicate clear consistent messages on handling melons safely to avoid giving contradictory advice and
causing confusion.
Consumer information on handling melons safely should cover:
Transporting to home. Increase in product temperature during transportation can be considerable. Time in
transit for pre-cut melons between retail/market and the home should be kept as short as possible.
Storage/ refrigeration of whole and pre-cut melons. Whole melons should preferably be stored in a cool
environment. All prepackaged and pre-cut melons should be refrigerated as soon as possible.
Once removed from the refrigerator, pre-cut fruit should be consumed as soon as possible.
Washing and/or scrubbing whole melons, particularly the netted varieties, (i.e. cantaloupes) using potable
running water and where appropriate, disinfectant solutions. Pre-cut products should not be rewashed.
Correct hand washing methods4.
Cross-contamination. Consumers need to handle, prepare, and store melons safely to avoid cross-
contamination with pathogens from various sources (e.g., hands, sinks, cutting boards, utensils, raw meats).
SECTION 10 TRAINING
10.2 Training programmes
Personnel involved in primary production, packing, processing or transport operations of melons should receive
training appropriate to their tasks and should be periodically assessed while performing their duties to ensure
tasks are being completed correctly. Training should be delivered in a language and manner to facilitate
understanding of what is expected of them and why, and should emphasize the importance of using hygienic
practices. A well-designed training programme considers the barriers to learning of the trainees and develops
training methods and materials to overcome those barriers.
All agricultural workers should be trained in proper use of hygiene facilities. Training could include, for example,
toilet use, proper disposal of toilet paper or equivalent, and proper hand washing and drying procedures.
The following training considerations should be addressed:
Transient nature of workforce with no prior training in food safety and hygiene
Concerns about children/infants who may accompany parents working in the production site with the potential
for transfer of pathogens with a human reservoir
Need to make food safety practices realistic and easy to implement (identify enabling factors, motivators and
incentives)
Raising awareness among trainees of the symptoms and signs of disease and encourage them to act upon it
(taking personal responsibility for health)
Training programmes should be repeated periodically, and updated whenever there is a change in the product,
process or staff and monitored for effectiveness and modified when necessary.
Increased emphasis on training in cold chain logistics and management is recommended, in line with
advancing knowledge and technologies for both refrigeration and temperature monitoring and expanding
international trade.
3
The WHO Five Keys to Safer Food message and its supporting materials offer simple and clear guidance for food handlers including
consumers on safe food handling (http://www.who.int/foodsafety/publications/consumer/en/5keys_en.pdf ).
4
WHO Guidelines on Hand Hygiene in Health Care.
37 CAC/RCP 53-2003
ANNEX I
ANNEX V
ANNEX ON BERRIES
INTRODUCTION
Berry crops are geographically diverse and represent a wide range of phenotypically unique fruits. Not only
are they diverse in the size, shape and colours of their fruits, they are also diverse horticulturally, from low
growing berries (e.g. strawberries), to small bushes (e.g. blackberries, blueberries, raspberries) and tall shrubs
(e.g. blackcurrant and gooseberry). All are perennial but some are cultivated as annuals (e.g. strawberry);
most are cultivated while others are collected from the wild (e.g. wild blueberries).
These fruits are relevant to international trade due to increasing consumption of fresh produce and
globalization as a result of changes and/or optimization in production and distribution. There is increasing
awareness on the risk factors associated with berry consumption on the part of public health officials. Berries
have been associated with several foodborne illness outbreaks caused by a broad range of etiological agents,
from viruses (Hepatitis A, Norovirus)5, to bacteria (E. coli O26, O157:H7)6,7 and protozoa (Cyclospora
cayetanensis, Cryptosporidium parvum)1.
Most berries are conveniently marketed as ready to eat fruits. The handling of berries during production and
harvesting and the broad range of etiological agents that have been associated with berry consumption
suggest that the safety of those fruits that are consumed raw is highly dependent on maintaining good
hygienic practices along the food chain, including up to the point of consumption.
SECTION 1 - OBJECTIVES
Hygienic recommendations for the primary production of fresh fruits are covered in general under the Code of
Hygienic Practice for Fresh Fruits and Vegetables (CAC/RCP 53-2003). The primary purpose of this Annex is
to provide specific guidance to minimize microbiological hazards during primary production through packing
and distribution of fresh berries, as well as fresh berries that are processed without a microbiocidal step (e.g.
frozen berries eaten raw and ready-to-eat berries) and consumer use.
2.1 SCOPE
This Annex covers specific guidance related to all areas, from primary production to consumption, of berries
that are intended to be consumed raw (e.g., fresh berries) and/or are processed without a microbiocidal step.
This Annex encompasses all edible varieties of strawberries (i.e. Fragaria L), raspberries (i.e. Rubus idaeus
L.), blackberries (i.e. Rubus spp.), mulberries (i.e. Morus L.), blueberries (i.e. Vaccinium spp.), currants and
gooseberries (i.e. Ribes L.) and groundcherries (i.e. Physalis peruviana L.).
For wild berries only the measures for handling and post harvest activities (i.e. from Section 3.3.3 onwards)
apply.
2.2 USE
This Annex follows the format of the General Principles of Food Hygiene (CAC/RCP 1-1969) and should be
used in conjunction with it and other applicable codes such as the Code of Hygienic Practice for Fresh Fruits
and Vegetables (CAC/RCP 53-2003), Annex I, the Annex for Ready-to-Eat Fresh Pre-cut Fruits and
Vegetables, Annex II of the Guidelines on the Application of General Principles of Food Hygiene to the Control
of Viruses in Food (CAC/GL 79-2012), the Code of Practice for Packaging and Transport of Fresh Fruits and
Vegetables (CAC/RCP 44-1995) and the Code of Practice for the Processing and Handling of Quick Frozen
Foods (CAC/RCP 8-1976).
2.3 DEFINITIONS
Refer to definitions in the General Principles of Food Hygiene and the Code of Hygienic Practice for Fresh
Fruits and Vegetables.
5
Report - Microbiological hazards in fresh fruits and vegetables of reference for an FAO/WHO Expert Consultation to support the development
of commodity-specific annexes for the Codex Alimentarius.
6
Non-O157 Shiga toxin-producing E. coli (STEC) outbreaks, United States. CDC Foodborne Outbreak Online Database (2006)
7
Fresh Strawberries From Washington County Farm Implicated In E. coli O157 Outbreak In NW Oregon. At
http://oregon.gov/ODA/FSD/strawberries.shtml (2011)
38 CAC/RCP 53-2003
Berries are grown in production sites indoors (e.g. greenhouses) and outdoors, harvested, and may be field
packed or transported to a packing establishment.
Where appropriate, each business operating primary production should have written Standard Operating
Procedures (SOPs) that relate to health, hygiene and sanitary facilities. The SOPs should address worker
training, facilities and supplies to enable agricultural workers to practice proper hygiene, and company policies
relating to expectations for worker hygiene as well as illness reporting.
Non-essential persons, casual visitors and, to the extent possible, children, should not be allowed in the
harvest area as they may present an increased risk of contamination.
3.2.3.1 Personnel hygiene and sanitary facilities
Growers should consider providing areas away from the field and packing lines for agricultural workers to take
breaks and eat. For worker convenience, these areas should provide access to toilet and hand-washing
facilities so that agricultural workers can practice proper hygiene.
As far as possible, sanitary facilities should be located close to the field and readily accessible to the work
area.
Sanitary facilities should be located in a manner to encourage their use and reduce the likelihood that
agricultural workers will relieve themselves in the field. Facilities should be present in sufficient
number to accommodate all personnel.
Portable facilities should not be located or cleaned in cultivation areas or near irrigation water sources
or conveyance systems. Growers should identify the areas where it is safe to put portable facilities.
Facilities should include clean running water, soap, toilet paper or equivalent, and single use paper
towels or equivalent. Multiple use cloth drying towels should not be used. Hand sanitizers should not
replace hand washing and should be used only after hands have been washed.
If clean running water is not available, an acceptable alternative hand washing method should be
recommended by the relevant competent authority.
3.2.3.2 Health Status
The following should be considered:
Growers should be encouraged to recognise symptoms of diarrhoeal or food-transmissible
communicable diseases, and reassign agricultural workers as appropriate.
Agricultural workers should be encouraged and, where feasible, be motivated with appropriate
incentives to report symptoms of diarrhoeal or food-transmissible communicable diseases.
Medical examination of agricultural workers should be carried out if clinically or epidemiologically
indicated.
3.2.3.3 Personal cleanliness
When personnel are permitted to continue working with cuts and wounds covered by waterproof dressings,
they should wear gloves to cover the bandages thereby providing a secondary barrier between them and the
berries they handle or, otherwise they should be reassigned to another working area where they do not handle
berries directly.
3.2.4 Equipment associated with growing and harvesting
Standard operating practices should be developed for the maintenance, cleaning and disinfecting operations
of growing and harvesting equipment, which include the following:
Containers used repeatedly during harvest should be cleaned after each load.
Containers (including liners of containers made from biodegradable materials) that are no longer
cleanable should be disposed of since they may increase the risk of microbial contamination of
berries.
Harvesting containers should not be placed directly on the ground.
If the containers are stored outside, they should be cleaned and disinfected before being used to
transport berries.
harvesting in hot and/or humid weather also decreases quality and may affect food safety due to fruit
damage and juice leakage, which may spread contamination over healthy fruits.
o Growers should have a responsible person to supervise harvesting at all times to assure harvesters
use proper hand washing and follow procedures not to harvest wet, bruised and/or damaged fruits.
Additionally, berries that have fallen on the ground should be discarded unless they are processed
with a microbiocidal step.
o Growers should take measures to train agricultural workers on safe handling, transport and storage
practices to ensure that berries are immediately cooled after harvesting.
Mechanical harvest considerations:
o Mechanical harvest is a common practice for some berries and may create food safety hazards if the
equipment breaks down during the harvest, if it has received poor maintenance and cleaning or if it
damages the fruit.
o Growers should avoid moving harvesting equipment across fields where manure or compost was
applied.
o Before and after harvesting growers should perform proper cleaning and disinfection of all surfaces of
equipments that have been in contact with berries. Moreover harvesting equipment should be cleaned
and disinfected seasonally or as needed (e.g. if the equipment runs over an area with heavy animal
intrusion and faecal deposits).
3.3.1 Prevention of cross-contamination
Specific control methods should be implemented to minimize the risk of cross-contamination from
microorganisms associated with harvesting methods. The following should be considered:
The extent of soil and extraneous matter debris on the fruit during and after harvesting may pose a
risk of foodborne contamination. Growers should take measures to improve sorting and selection of
berries.
Harvest workers should not handle culled fruit in the field in order to prevent cross-contaminating
healthy berries during harvest. It is recommended that culls be removed from the field by a worker
who is not harvesting healthy fruit.
Poor hygienic practices of agricultural workers in the field can significantly increase the risk of
contaminating berries. In order to prevent microbial cross-contamination of berries, growers should
continually reinforce the importance of good hygienic practices during pre-harvest, harvest and post-
harvest activities.
3.3.3 Field packing
Preference should be given to the field packing into consumer ready containers of berries that will not be
washed after harvest (e.g. strawberries), to minimize the possibility of microbial contamination through
additional handling steps.
Growers should ensure that clean pallets and containers (disinfected where necessary) are used and take
measures to ensure that the containers do not come into contact with soil and manure during field packing
operations.
Refer to the General Principles of Food Hygiene (CAC/RCP 1-1969) in conjunction with the Guidelines on the
Application of General Principles of Food Hygiene to the Control of Listeria monocytogenes in Ready-to-Eat
Foods (CAC/GL 61-2007).
4.1 LOCATION
4.1.2 Equipment
Whenever possible, equipment should be designed and placed to facilitate cleaning and disinfection, and to
prevent build-up of biofilms that may contain foodborne pathogens of concern.
Berry packing and/or processing establishments may be seasonal, and used for only a few months per year.
The facilities may be dormant for many months, leaving them susceptible to pest infestations. Measures to
minimize pest infestations should be put in place. The design should allow thorough cleaning and disinfection
of food contact surfaces.
Refer to the General Principles of Food Hygiene (CAC/RCP 1-1969) in conjunction with the Guidelines on the
Application of General Principles of Food Hygiene to the Control of Viruses in Food (CAC/GL 79-2012) and
the Code of Practice for the Processing and Handling of Quick Frozen Foods (CAC/RCP 8-1976).
SECTION 8 TRANSPORTATION
Refer to the Code of Practice for the Packaging and Transport of Fresh Fruits and Vegetables (CAC/RCP 44-
1995).
8 The WHO Five Keys to Safer Food message and its supporting materials offer simple and clear guidance for food handlers including
consumers on safe food handling (http://www.who.int/foodsafety/publications/consumer/en/5keys_en.pdf ).
44 CAC/RCP 53-2003
Once removed from the refrigerator, berries should be consumed as soon as possible.
Correct hand washing methods9.
Cross-contamination. Consumers need to handle, prepare, and store berries safely to avoid cross-
contamination with foodborne pathogens from various sources (e.g. hands, sinks, cutting boards,
utensils, raw meats).
The need to wash berries with potable water before consuming.
SECTION 10 TRAINING
9 WHO Guidelines on Hand Hygiene in Health Care (WHO, 2009), Part II.2. Hand hygiene technique:
http://whqlibdoc.who.int/publications/2009/9789241597906_eng.pdf