Solove - Conceptualizing Privacy
Solove - Conceptualizing Privacy
Solove - Conceptualizing Privacy
July 2002
Conceptualizing Privacy
Daniel J. Solove
Recommended Citation
Daniel J. Solove, Conceptualizing Privacy, 90 Cal. L. Rev. 1087 (2002).
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Conceptualizing Privacy
Daniel J. Solovet
TABLE OF CONTENTS
Introduction ................................................... 1088
I. A Critique of the Conceptions of Privacy ....................................... 1093
A. Methods of Conceptualizing ..................................................... 1095
1. The Traditional Method ..................................................... 1095
2. Wittgensteinian Family Resemblances ............................. 1096
B. Conceptions of Privacy ............................................................. 1099
1. The Right to Be Let Alone ................................................. 1099
2. Limited Access to the Self ................................................. 1102
3. Secrecy ............................................................................... 1105
4. Control Over Personal Information .................................... 1109
5. Personhood ......................................................................... 1116
a. Individuality, Dignity, and Autonomy ......................... 1116
b. Antitotalitarianism ....................................................... 1119
6. Intimacy .............................................................................. 1121
C. Toward a New Approach to Conceptualizing Privacy .............. 1124
II. Reconceptualizing Privacy: A Pragmatic Approach ...................... 1126
A. Privacy and Practices ................................................................ 1129
1. Social Practices .................................................................. 1129
2. Historical Development of Privacy Practices ..................... 1132
a. Family .......................................................................... 1132
b. Body ............................................................................. 1135
c. Home ............................................................................ 1137
3. Privacy and Technological and Social Change .................. 1141
B. The Value of Privacy ................................................................ 1143
C. Practical Applications ............................................................... 1146
Conclusion ............................................................................................. 1154
Copyright 2002 California Law Review, Inc. California Law Review, Inc. (CLR) is a California
nonprofit corporation. CLR and the authors are solely responsible for the content of their publications.
t Assistant Professor of Law, Seton Hall Law School. J.D., Yale Law School, 1997. Special
thanks to Michael Sullivan for his immensely helpful comments on several drafts of this Article. I
would also like to thank Michelle Adams, Jim Freeman, Timothy Glynn, Rachel Godsil, Raymond Ku,
Marc Poirier, Michael Risinger, Charles Sullivan, and Richard St. John for their very insightful
comments on the manuscript. Additionally, I would like to thank Richard Weisberg and lack Balkin for
illuminating discussions about the ideas in this Article.
1087
1088 CALIFORNIA LA WREVIEW [Vol. 90:1087
Conceptualizing Privacy
Daniel J. Solove
INTRODUCTION
1. See, e.g., Ruth Gavison, Privacy and the Limits of Law, 89 YALE L.J. 421, 422 (1980)
(lamenting the lack of a useful, distinct, and coherent concept of privacy).
2. ARTHUR R. MILLER, THE ASSAULT ON PRIVACY: COMPUTERS, DATA BANKS, AND DOSSIERS
25(1971).
3. JULIE C. INNESS, PRIVACY, INTIMACY, AND ISOLATION 3 (1992).
2002] CONCEPTUALIZING PRIVACY 1089
have been left so undefined in social theory .... ,,I William Beaney has
noted that "even the most strenuous advocate of a right to privacy must
confess that there are serious problems of defining the essence and scope of
' 6
this right."5 Privacy has "a protean capacity to be all things to all lawyers,
Tom Gerety has observed. According to Robert Post, "[p]rivacy is a value
so complex, so entangled in competing and contradictory dimensions, so
engorged with various and distinct meanings, that I sometimes despair
whether it can be usefully addressed at all."7 Several theorists have sur-
veyed the interests that the law protects under the rubric of privacy and
have concluded that they are distinct and unrelated.8 Judith Thompson has
even argued that privacy as a concept serves no useful function, for what
we call privacy really amounts to a set of other more primary interests.9
The widespread discontent over conceptualizing privacy persists even
though the concern over privacy has escalated into an essential issue for
freedom and democracy. To begin to solve some of the problems of pri-
vacy, we must develop an approach to conceptualizing privacy to guide
policymaldng and legal interpretation. Although the domain of law relating
to privacy has made significant strides in dealing with privacy problems, it
has thus far suffered numerous failures and difficulties in resolving them.
Why does such a diverse body of law seem so outmatched and unsuited for
the privacy problems we are currently experiencing? In a world constantly
10. The "reasonable expectation of privacy" test currently employed by the Court to determine
the applicability of the Fourth Amendment to a particular situation was first articulated in Justice
Harlan's concurring opinion in Katz v. United States, 389 U.S. 347 (1967). A person must demonstrate
an "actual (subjective) expectation of privacy" and "the expectation [must] be one that society is
prepared to recognize as 'reasonable."' Id. at 360-61 (Harlan, J., concurring).
11. RESTATEMENT (SECOND) OF TORTS 652D (1977).
12. Id. 652B.
13. 429 U.S. 589 (1977); see also Nixon v. Adm'r of Gen. Servs., 433 U.S. 425 (1977).
14. The constitutional right to information privacy is derived from the substantive due process
right to privacy originating in Grisivold v. Connecticut, 381 U.S. 479 (1965), and it protects "the
individual interest in avoiding disclosure of personal matters." Whalen, 429 U.S. at 599-600. A number
of circuit courts have recognized the constitutional right to information privacy. See, e.g., Barry v. City
of New York, 712 F.2d 1554, 1559 (2d Cir. 1983); United States v. Westinghouse Elec. Corp., 638
F.2d 570, 577-80 (3d Cir. 1980); Plante v. Gonzalez, 575 F.2d 1119, 1132 (5th Cir. 1978).
15. See, e.g., Family Educational Rights and Privacy Act of 1974, 20 U.S.C. 1232g (2002);
Video Privacy Protection Act of 1988, 18 U.S.C. 2701 (2002); Driver's Privacy Protection Act of
1994, 18 U.S.C. 2721-2725 (2002); Children's Online Privacy Protection Act of 1998, 15 U.S.C.
6501-6503 (2002); Privacy Act of 1974, 18 U.S.C. 2510-2522, 2701-2709 (2002); Electronic
Communications Privacy Act of 1986, 5 U.S.C. 552a (2002).
2002] CONCEPTUALIZING PRIVACY
What is privacy? We all have some intuitive sense that there are cer-
tain aspects of life that are "private" and view these aspects of life as re-
lated to each other. But what does it mean when we say that these aspects
of life are "private"?
This question is very important for making legal and policy decisions.
Many recognize the importance of privacy for freedom, democracy, social
welfare, individual well-being, and other ends. Many also assert it is worth
protecting at significant cost. Supreme Court Justice Louis Brandeis spoke
of the profound importance of establishing and safeguarding a right to pri-
vacy, describing such a right as "the most comprehensive of rights and the
right most valued by civilized men."21 Society's commitment to privacy
20. See JOHN DEWEy, LOGIC, THE THEORY OF INQUIRY 106-10 (Jo Ann Boydston ed., 1988).
21. Olmstead v. United States, 277 U.S. 438, 478 (1928) (Brandeis, J., dissenting).
1094 CALIFORNIA LA W RE VIEW [Vol. 90:1087
A. Methods of Conceptualizing
1. The TraditionalMethod
When we conceptualize privacy, what are we attempting to do? Under
what I will refer to as the "traditional method," conceptualizing privacy is
understood as an attempt to articulate what separates privacy from other
things, what makes it unique, and what identifies it in its various manifes-
tations.
Most attempts to conceptualize privacy thus far have followed the
traditional method of conceptualizing. The majority of theorists conceptu-
alize privacy by defining it per genus et differentiam. In other words, theo-
rists look for a common set of necessary and sufficient elements that single
out privacy as unique from other conceptions.2 2
A conception of privacy is different from the usage of the word
"privacy." The usage of the word "privacy" constitutes the ways in which
we employ the word in everyday life and the things we are referring to
when we speak of "privacy." The word "privacy" is currently used to de-
scribe a myriad of different things: freedom of thought, control over per-
sonal information, freedom from surveillance, protection of one's
reputation, protection from invasions into one's home, the ability to pre-
vent disclosure of facts about oneself, and an almost endless series of other
things.
According to the traditional method of conceptualizing, a conception
is a category, an abstract mental picture of what makes privacy distinct
from other things and the criteria for what makes things fall within the
category. People can use the word "privacy" improperly by referring to
things outside the category or by not referring to things within the
category. The purpose of conceptualizing is to define the unique
22. See, e.g., INNESS, supra note 3, at 56 (noting that intimacy is the "common denominator" of
privacy); MILLER, supranote 2, at 25 (stating that control is the "basic attribute" of privacy); DAVID M.
O'BRIEN, PRIVACY, LAW, AND PUBLIC POLICY 16 (1979) (conceptualizing privacy as "fundamentally
denoting an existential condition of limited access"); Edward J. Bloustein, Privacy as an Aspect of
Human Dignity: An Answer to Dean Prosser, 39 N.Y.U. L. REV. 962, 963 (1964) (proposing a
"general theory of individual privacy which will reconcile the divergent strands of legal development");
Charles Fried, Privacy, 77 YALE W. 475, 475 (1968) (seeking to "isolate from restrictions and
intrusions in general whatever is peculiar about invasions of privacy"); Gavison, supra note 1, at 423
(developing a "distinct and coherent" conception of privacy); Gerety, supra note 6, at 263 ("Intimacy is
the chief restricting concept in the definition of privacy."); Richard B. Parker, A Definition ofPrivacy,
27 RUTGERS L. REv. 275, 277 (1974) (seeking to articulate "some characteristic common to all or some
of [a list of invasions of 'different personal interests']"); see also infra Part I.B.
1096 CALIFORNIA LA W REVIEW [Vol. 90:1087
2. WittgensteinianFamily Resemblances
I draw on some of the ideas of philosopher Ludwig Wittgenstein to
demonstrate that the traditional method is not the only way to approach the
task of conceptualizing. Ludwig Wittgenstein (1889-1951) was an Austrian
philosopher who focused extensively on problems in language and logic. In
26. After publishing his highly influential Tractatus Logico-Philosophicusin 1921, Wittgenstein
disappeared from the philosophical scene for over a decade. See LUDWIG NVITrGENSTIIN, TRACrATUS
LOGIco-PILosoPHICUS (D.F. Pears & B.F. McGuiness trans., 1961). When he returned, he had
substantially altered his views, recognizing that he had made "grave mistakes" in Tractatus. See
WiITTOENSTEIN, supra note 16, at vi. Because Wittgenstein's thinking changed dramatically during his
career, Tractatus is often referred to as "early" Wittgenstein, and PhilosophicalInvestigations,along
with other works such as On Certainty,are referred to as "late" Wittgenstein.
27. WrrOENSTEIN, supra note 16, 91.
28. Id. 43 ("T]he meaning of a word is its use in the language.").
29. Wittgenstein uses the term "language-games" to describe the activities involving language.
Id. 7. Wittgenstein uses "games" as a metaphor to describe language as an active endeavor such as
playing chess, tennis, or a card game. Wittgenstein thus sees language not as an abstract system of signs
but as a functioning aspect of our daily lives, as something we do, as a "form of life." Id. 19. There
are a "multiplicity" of language-games, such as giving orders, describing appearances, reporting an
event, speculating, singing, telling ajoke, and so on. See id. 23.
30. Id. 65.
31. Id. 66.
32. Id.
33. Id.
34. Id.
1098 CALIFORNIA LA W REVIEW [Vol. 90:1087
35. Id. 67. For more background into Wittgenstein's notion of family resemblances, see P.M.S.
HACKER, INSIGHT AND ILLUSION: THEMES IN THE PHILOSOPHY OF WITrGENSTE1N 131-34 (1986);
HANNA FEINCHEL PITKIN, WITrGENSTEN AND JUSTICE: ON THE SIGNIFICANCE OF LUDIG
WiTTGENSTEIN FOR SOCIAL AND POLITICAL THOUGHT 63-65 (1972).
36. In his excellent recent book, Steven Winter develops a related view of conceptualization. He
argues: "On the standard view, categories are descriptive, definitional, and rigidly bounded. The
empirical evidence, in contrast, presents a picture of categorization as an imaginative and dynamic
process that is flexible in application and elastic in scope." STEVEN L. WINTER, A CLEARING IN THE
FoREsT: LAW, LIFE, AND MIND 69 (2001). Winter contends that categories are "radial"; they consist of
a "central model" or paradigm example and related extensions radiating outward. Id. at 71. These
related extensions, "though related to the central case in some fashion, nevertheless cannot be generated
by rule." Id.
37. WITTGENSTEIN, supra note 16, 68.
38. Wittgenstein uses the terms "blurred edges" and "indistinct picture." Id. 71.
39. See generally id. 69, 499; see also WINTER, supra note 36, at 100-01 (contending that
categories are not static entities but are tools created for particular purposes).
40. WITTGENSTEIN, supra note 16, 69.
2002] CONCEPTUALIZING PRIVACY 1099
variety of factors. The moral is: Look to the circumstances!"4 Shifting the
focus away from finding a common denominator may prove immensely
fruitful. The top-down approach of beginning with an overarching concep-
tion of privacy designed to apply in all contexts often results in a concep-
tion that does not fit well when applied to the multitude of situations and
problems involving privacy.
In contrast to the view of the traditional method, where the quest for a
common denominator or essence leads to greater clarity, Wittgenstein
shows us that such a quest can sometimes lead to confusion. I contend that
this explains the problems currently experienced in the discourse.
In the remainder of this Part, I will illustrate these rather abstract ideas
by examining the various attempts to conceptualize privacy, and will dem-
onstrate the difficulties of conceptions of privacy that seek to isolate its
core characteristics.
B. Conceptions of Privacy
As I have discussed before, the philosophical discourse about privacy
has proposed numerous conceptions that attempt to capture the common
denominator of privacy. Wittgenstein demonstrates that not all conceptions
have a "core" or "essence." Is privacy such a conception?
In this section, I explore the philosophical and legal discourse to as-
sess the conceptions that attempt to isolate a common denominator of pri-
vacy. Although I am critical of most conceptions of privacy, I do not intend
to imply that the discourse is devoid of merit. In fact, many of the concep-
tions capture profound insights about privacy. However, each of the con-
ceptions has significant limitations if it is to serve as a conceptual account
of privacy in general. Beyond the specific critiques of each general cate-
gory of conceptions, I aim to illustrate my overarching critique about the
predominant approach of the discourse toward conceptualizing privacy.42
44. See, e.g., Irwin P. Kramer, The Birth ofPrivacyLmv: A Century Since Warren andBrandeis,
39 CATH. U. L. REV. 703, 704 (1990). Harry Kalven has even hailed it as the "most influential law
review article of all." Harry Kalven, Jr., Privacy in Tort Lav--Were Warren and Brandeis Wrong?, 31
LAW & CONTEMP. PRoBs. 326, 327 (1966).
45. See, e.g., Richard C. Turkington, Legacy of the Warren and Brandeis Article: The Emerging
Unencumbered Constitutional Right to Informational Privacy, 10 N. ILL. U. L. REV. 479, 481-82
(1990). Turkington observed:
[Tihe article has acquired legendary status in the realm of legal scholarship. It is likely that
The Right to Privacy has had as much impact on the development of law as any single
publication in legal periodicals. It is certainly one of the most commented upon and cited
articles in the history of our legal system.
Id.
46. Warren & Brandeis, supra note 43, at 193.
47. THOMAS M. COOLEY, LAW OF TORTS (2d ed. 1888). Around the same time that Warren and
Brandeis published their article, the Supreme Court referred to the right to be let alone in holding that a
court could not require a plaintiff in a civil case to submit to a surgical examination: "As well said by
Judge Cooley: 'The right to one's person may be said to be a right of complete immunity; to be let
alone."' Union Pac. Ry. Co. v. Botsford, 141 U.S. 250,251 (1891).
48. ROBERT ELLIS SMITH, BEN FRANKLIN'S WEB SITE: PRIVACY AND CURIOSITY FROM
PLYMOUTH ROCK TO THE INTERNET 128 (2000).
49. Warren & Brandeis, supra note 43, at 205.
50. Id. at 200.
51. Id.at 196.
2002] CONCEPTUALIZINGPRIVACY
the private sphere, but this phrase is vague, and the authors failed to elabo-
rate. To the extent that being let alone refers to "noninterference by the
state," legal scholar Ruth Gavison argues, it often neglects to understand
that "the typical privacy claim is not a claim for noninterference by the
state at all. It is a claim for state interference in the form of legal protection
against other individuals."6
The right to be let alone views privacy as a type of immunity or seclu-
sion. As many commentators lament, defining privacy as the right to be let
alone is too broad.6' For example, legal scholar Anita Allen explains: "If
privacy simply meant 'being let alone,' any form of offensive or harmful
conduct directed toward another person could be characterized as a viola-
tion of personal privacy. A punch in the nose would be a privacy invasion
as much as a peep in the bedroom."6 2 According to philosopher Ferdinand
Schoeman, Warren and Brandeis "never define what privacy is."63 Edward
Bloustein, a noted legal theorist of privacy, observed that instead of devel-
oping a conception of privacy, Warren and Brandeis's article focused
mostly on the gaps in existing common-law torts.'
To its credit, the article was far ahead of its time, and it contained
flashes of insight into a more robust theory of privacy. And to be fair,
Warren and Brandeis's aim was not to provide a comprehensive conception
of privacy but instead to explore the roots of a right to privacy in the
common law and explain how such a right could develop. The article was
certainly a profound beginning toward developing a conception of privacy.
However, while the right to be let alone has often been invoked by judges
and commentators,65 it still remains a rather broad and vague conception of
privacy.
67. E.L. Godkin, Libel and Its Legal Remedy, 12 J. Soc. Sci. 69, 80 (1880).
68. E.L. Godkin, The Rights of the Citizen, IV-To His Own Reputation, SCRIBNER'S MAGAZINE,
July-Dec. 1890, at 65. For a discussion of this article's influence on Warren and Brandeis, see RICHARD
C. TURKINGTON & ANITA L. ALLEN, PRIVACY LAW: CASES AND MATERIALS 40-41 (1999).
69. SISSELA BOK, SECRETS: ON THE ETHICS OF CONCEALMENT AND REVELATION 10-11 (1983).
70. Gross, supranote 6, at 35-36 (emphasis removed).
71. Ernest Van Den Haag, On Privacy, in Nomfos XIII: PRIVACY 149, 149 (J. Ronald Pennock &
J.v. Chapman eds., 1971).
72. ALLEN, supra note 62, at 10. For an additional proponent of limited-access conceptions, see
Edward Shils, Privacy: Its Constitutionand Vicissitudes, 31 LAW & CONTEMIP. PROaS. 281,281 (1966)
(Privacy "is constituted by the absence of interaction or communication or perception within contexts
in which such interaction, communication, or perception is practicable .... ").
1104 CALIFORNIA LA W REVIEW [Vol. 90:1087
to the self. Others view limited access as a state of existence. Arguing for
the latter view, O'Brien claims that privacy "may be understood as
findamentally denoting an existential condition of limited access to an
individual's life experiences and engagements."73 "Privacy is not identical
with control over access to oneself, because not all privacy is chosen. Some
74
privacy is accidental, compulsory, or even involuntary.
For O'Brien, privacy boils down to the condition of being alone. This
suffers from two problems. First, O'Brien neglects to incorporate into his
conception an approach toward understanding the content of the private
sphere. Second, O'Brien's conception omits any notion of the individual's
power to make certain choices about revealing aspects of herself to others.
For example, O'Brien would claim that a person stranded on a deserted
island has complete privacy, but this is better described as a state of isola-
tion. Privacy involves one's relationship to society; in a world without oth-
ers, claiming that one has privacy does not make much sense. According to
sociologist Barrington Moore, "the need for privacy is a socially created
need. Without society there would be no need for privacy."75
Without a notion of what matters are private, limited-access concep-
tions do not tell us the substantive matters for which access would impli-
cate privacy. Certainly not all access to the self infringes upon privacy-
only access to specific dimensions of the self or to particular matters and
information. As a result, the theory provides no understanding of the de-
gree of access necessary to constitute a privacy violation. How much con-
trol we should have over access to the self? Proponents of the limited-
access conception could respond that privacy is a continuum between
absolutely no access to the self and total access. If privacy is such a contin-
uum, then the important question is where the lines should be drawn-that
is, what degree of access should we recognize as reasonable? This question
can only be answered with an understanding of what matters are private
and the value of privacy. Like the right-to-be-let-alone conception, the lim-
ited-access conception suffers from being too broad and too vague.
In Privacy and the Limits of Law, legal theorist Ruth Gavison, in an
attempt to address these shortcomings, develops the most compelling con-
ception of privacy as limited access. Her aim is to define "a neutral concept
of privacy" that is "distinct and coherent" because "the reasons for which
we claim privacy in different situations are similar."76 For Gavison, limited
access is the common denominator of privacy: "Our interest in
privacy... is related to our concern over our accessibility to others: the
extent to which we are known to others, the extent to which others have
physical access to us, and the extent to which we are the subject of others'
attention."" According to Gavison, privacy cannot be understood "as a
claim, a psychological state, or an area that should not be invaded... [or]
as a form of control."78 Unlike many limited access theorists who neglect
to elaborate on the value of privacy, Gavison argues that privacy as limited
access to the self is valuable in furthering liberty, autonomy, and free-
79
dom.
Further, Gavison explains what constitutes limited access, which con-
sists of "three independent and irreducible elements: secrecy, anonymity,
and solitude."8 However, the way that Gavison defines access restricts
privacy to matters of withdrawal (solitude) and concealment (secrecy, ano-
nymity). Excluded from this definition are invasions into one's private life
by harassment and nuisance and the government's involvement in deci-
sions regarding one's body, health, sexual conduct, and family life.8 Al-
though Gavison contends that "the collection, storage, and computerization
of information "' 8 falls within her conception, these activities often do not
reveal secrets, destroy anonymity, or thwart solitude. 83 Therefore, although
Gavison avoids the broadness and vagueness of most limited-access con-
ceptions, her attempt to define what "access" entails winds up being too
narrow.
3. Secrecy
One of the most common understandings of privacy is that it consti-
tutes the secrecy of certain matters. Under this view, privacy is violated by
the public disclosure of previously concealed information. According to
Judge Richard Posner:
[T]he word 'privacy' seems to embrace at least two distinct
interests. One is the interest in being left alone-the interest that is
invaded by the unwanted telephone solicitation, the noisy sound
truck, the music in elevators, being jostled in the street, or even an
obscene theater billboard or shouted obscenity.... The other
privacy interest, concealment of information, is invaded whenever
private information is obtained against the wishes of the person to
whom the information pertains. 4
77. Id.
78. Id. at 426.
79. See id.at 423.
80. Id.at 433.
81. Gavison openly recognizes that her theory excludes these things. See id at 436.
82. Id.
83. See Daniel J. Solove, Privacy and Power: Computer Databases and Metaphors for
IformationPrivacy,53 STAN. L. REv. 1393, 1422 (2001) ("The problem with databases emerges from
subjecting personal information to the bureaucratic process with little intelligent control or limitation,
resulting in a lack of meaningful participation in decisions about our information.").
84. RICHARD A. POSNER, THE ECONOICS OF JUSTICE 272-73 (1981).
1106 CALIFORNIA LA W REVIEW [Vol. 90:1087
93. See, e.g., United States v. Westinghouse Elec. Corp., 638 F.2d 570 (3d Cir. 1980) (finding
that agency's request for medical records to investigate work-related health hazards justified a minimal
intrusion into the privacy of employees' medical records; agency had to notify the workers and give
them a chance to opt out); Doe v. Borough of Barrington, 729 F. Supp. 376 (D.N.J. 1990) (finding
violation of constitutional right to privacy by police disclosing that person had AIDS); Woods v. White,
689 F. Supp. 874, 876 (W.D. Wis. 1988) (finding that a prisoner has a constitutional right to privacy in
his medical records); Carter v. Broadlawns Med. Ctr., 667 F. Supp. 1269 (S.D. Iowa 1987) (finding that
hospital's allowing chaplains access to medical records violated constitutional privacy).
94. Paul P. v. Vemiero, 170 F.3d 396, 404 (3d Cir. 1998) (finding that a community notification
law for sex offenders (known as Megan's Law) does not violate constitutional privacy because
government's interest in preventing sex offenses is compelling); Russell v. Gregoire, 124 F.3d 1079,
1094 (9th Cir. 1997) (finding that Washington State's version of Megan's Law does not violate
constitutional privacy because the "information collected and disseminated by the Washington statute is
already fully available to the public and is not constitutionally protected"); Cline v. Rogers, 87 F.3d
176, 179 (6th Cir. 1996) (holding that there is no constitutional privacy right in criminal records
because "arrest and conviction information are matters of public record"); Scheetz v. The Morning
Call, Inc., 946 F.2d 202, 207 (3d Cir. 1991) (finding no right to privacy for disclosure of information in
police reports).
95. William J. Stuntz, Privacy's Problem and the Law of CriminalProcedure,93 MICH. L. REv.
1016, 1022 (1995).
96. Katz v. United States, 389 U.S. 347, 351 (1967).
97. 486 U.S. 35 (1988).
98. Id. at40.
99. 488 U.S. 445 (1989).
1108 CALIFORNIA LA W REVIEW [Vol. 90:1087
100. See id. at 450-51; see also California v. Ciraolo, 476 U.S. 207 (1986) (holding that Fourth
Amendment did not apply to surveillance of property from airplane flying at 1000 feet); Dow Chem.
Co. v. United States, 476 U.S. 227 (1986) (holding that Fourth Amendment did not apply to aerial
surveillance of property with high-tech camera which could enlarge objects so that objects half an inch
in diameter could be seen).
101. See, e.g., Arnold Simmel, PrivacyIs Not an IsolatedFreedom, in NoMos XIII, supra note 71,
at 71, 81. Simmel observed:
We become what we are not only by establishing boundaries around ourselves but also by a
periodic opening of these boundaries to nourishment, to learning, and to intimacy. But the
opening of a boundary of the self may require a boundary farther out, a boundary around the
group to which we are opening ourselves.
Id. For a theoretical discussion of group privacy, see EDWARD J. BLOUSTEIN, INDIVIDUAL AND GROUP
PRIVACY 123-86 (1978).
102. See Shils, supranote 72, at 305.
103. Kenneth L. Karst, "The Files": Legal Controls Over the Accuracy and Accessibility of
StoredPersonalData, 31 LAW & CONTEMP. PROBS. 342, 344 (1966).
104. AMITAI ETZIONI, THE LIMITS OF PRIVACY 196 (1999).
105. See Solove, supranote 83, at 1439.
20021 CONCEPTUALIZINGPRIVACY 1109
the Court held that the release of FBI rap sheets (containing personal in-
formation from law enforcement records about millions of people) was an
invasion of privacy within the privacy exemption of FOIA. Although the
information in the rap sheet had previously been publicly disclosed, the
Court held that "there are few facts that are not at one time or another
divulged to another," and that there was an important distinction "between
scattered disclosure of the bits of information contained in a rap sheet and
revelation of the rap sheet as a whole."'1 In other words, the Court recog-
nized that the accessibility of information, not the mere secrecy of it, was
important to protecting privacy. However, the Court has failed to recognize
this insight in other contexts.
Therefore, while most theorists would recognize the disclosure of cer-
tain secrets to be a violation of privacy, many commonly recognized pri-
vacy invasions do not involve the loss of secrecy. Secrecy as the common
denominator of privacy makes the conception of privacy too narrow.
106. JUDITH WAGNER DECEW, IN PURSUIT OF PRIVACY: LAW, ETHICS, AND THE RISE OF
TECHNOLOGY 48 (1997).
107. INNESS, supra note 3, at 6.
108. Stanley I. Benn, Privacy, Freedom, and Respect for Persons,in Nomos XIII, supranote 71, at
2.
109. 489 U.S. 749 (1989).
110. Id. at 763-64.
1110 CALIFORNIA LAWREVIEW [Vol. 90:1087
not deem as private. For example, the fact that a person is a well-known
politician is identifiable to her, but is not private. Murphy's definition thus
provides no reasonable limitation in scope.
In addition to failing to adequately define the scope of information,
the conceptions of privacy as control over information fail to define what is
meant by "control" over information. Theorists provide little elaboration as
to what control really entails, and it is often understood too narrowly or too
broadly. Frequently, control is understood as a form of ownership in in-
formation. For example, Westin concludes that "personal information,
thought of as the right of decision over one's private personality, should be
defined as a property right."' This notion is partially embodied in the tort
of commercial appropriation, which protects people against others' using
their image or likeness for commercial gain.'24
The notion that individuals have a property right in information about
themselves can be traced to John Locke, who asserted that individuals have
property rights in their person and the fruits of their labor. According to
Locke, privacy flows naturally from selfhood: "[E]very man has a
property in his own person."'25 From this principle, Locke deduced that
property extends to the products of one's labor: "Whatsoever then he
removes out of the state that nature hath provided, and left it in, he hath
mixed his labor with, and joined it to something that is his own, and
26
thereby makes it his property."'
Locke's conception of property as the fruit of labor and as an exten-
sion of self have formed the backbone of intellectual property law, which,
as James Boyle has observed, has developed around the notion of the
"romantic author," the individual who mixes her unique personality with
ideas, who most displays originality and novelty in her creations.2 7 Unlike
physical property, intellectual property protects the expression of ideas,
"original works of authorship fixed in any tangible medium of
expression."' 28 The "romantic author" notion of intellectual property
embodies Locke's idea that one gains a property right in something when it
emanates from one's self.
Personal information as property is justified by viewing it as an exten-
sion of personality. As the authors of our own lives, we generate informa-
tion as we develop our personalities. The growth of individualism spawned
the "belief that one's actions and their history 'belonged' to the self which
generated them and were to be shared only with those with whom one
wished to share them."'2 9 "One's self-for other people-is one's
expression of one's self," observes Madame Merle in Henry James's
Portraitof a Lady, "and one's house, one's furniture, one's garments, the
books one 0reads, the company one keeps-these things are all
13
expressive.
Given the unique nature of information, the extension of these con-
cepts to personal information does not come without some difficulties. In-
formation can be easily transmitted, and once known by others, cannot be
eradicated from their minds. Unlike physical objects, information can be
possessed simultaneously within the minds of millions. This is why intel-
lectual property law protects particular tangible expressions of ideas rather
than the underlying ideas themselves. The complexity of personal informa-
tion is that it is both an expression of the self as well as a set of facts, a his-
torical record of one's behavior.
Further, there are problems with viewing personal information as
equivalent to any other commodity. Personal information is often formed
in relationships with others, with all parties to that relationship having
some claim to that information. For example, individuals are not the lone
creators of their web-browsing information, for most of that information is
created from the interaction between the user and websites.'3 ' Often, the
market value of information is not created exclusively by the labor of the
individual to whom it relates but in part by the third party that compiles the
information.132 For example, the value of personal information for advertis-
ers and marketers emerges in part from their consolidation and categoriza-
tion of that information.
An example of the difficulty in assigning ownership to information is
illustrated by Haynes v. Alfred A. Knopf, Inc.'33 This case involved
Nicholas Lemann's highly praised book about the social and political his-
tory of African Americans who migrated from the South to northern cities.
The book chronicled the life of Ruby Lee Daniels, who suffered greatly
from her former husband Luther Haynes's alcoholism, selfishness, and ir-
responsible conduct. Haynes sued the author and the publisher under the
public disclosure of private facts tort, claiming that he had long since
turned his life around and that the disclosure of his past destroyed the new
life he had worked so hard to construct. Judge Posner, writing for the
panel, concluded that there could be no liability for invasion of privacy
because "[a] person does not have a legally protected right to a reputation
based on the concealment of the truth"' 3 4 and because the book narrated "a
35
story not only of legitimate but of transcendent public interest."'
Although it did not hinge on the shared nature of the information, this
case illustrates that personal information rarely belongs to just one individ-
ual; it is often formed in relationships with others. Ruby Daniels's story
was deeply interwoven with Haynes's story. Daniels had a right to speak
about her own past, to have her story told. This was her life story, not just
Luther Haynes's. In sum, understanding control as ownership presents dif-
ficulties in grappling with the unique shared nature of much private infor-
mation. A claim of privacy is not the same as a claim of ownership.
Not only does defining control prove difficult, control over informa-
tion is too broad a conception. Gerety claims that Westin's definition "on
its face includes all control over all information about oneself, one's group,
one's institutions. Surely privacy should come, in law as in life, to much
less than this."'136 According to Inness, not all personal information is pri-
vate; she contends that "it is the intimacy of this information that identifies
a loss of privacy."'3 7 Thus one possibility is that the control-over-
information conception could be limited in scope by including only inti-
mate information.
Even if narrowed to include only intimate information, however, the
conception is still too broad. According to DeCew, we often lose control
over information in ways that do not involve an invasion of our privacy.'38
To illustrate this point, Daniel Farber invokes the example of the flasher. A
flasher is controlling the visual access to his body by allowing it, yet
preventing flashing is not a violation of the flasher's privacy; rather, flash-
ing is seen as a violation of the privacy of others. " 9
David O'Brien also criticizes the conception of privacy as the control
of information for being too narrow. 14 Many privacy interests involve an
individual's "freedom to engage in private activities" rather than the dis-
closure or nondisclosure of information.' 4' O'Brien correctly recognizes
that privacy is invaded not just by intrusions into information but also by
nuisances such as noises, smells, and other noxious disruptions of one's
peace of mind. 42 As DeCew points out, the conception of privacy as con-
trol over information is too narrow because privacy is not reducible to
5. Personhood
Another theory of privacy views it as a form of protecting person-
hood. Building upon Warren and Brandeis's notion of "inviolate
personality," Paul Freund coined the term "personhood" to refer 1 49
to "those
attributes of an individual which are irreducible in his selfhood.'
The theory of privacy as personhood differs from the theories dis-
cussed earlier because it is constructed around a normative end of privacy,
namely the protection of the integrity of the personality. This theory is not
independent of the other theories, and it often is used in conjunction with
the other theories to explain why privacy is important, what aspects of the
self should be limited, or what information we should have control over.
a. Individuality,Dignity, andAutonomy
What is personhood? What aspects of the self does privacy protect?
According to Edward Bloustein, privacy protects individuality. 50 Privacy
is a unified and coherent concept protecting against conduct that is
"demeaning to individuality,"15 ' "an affront to personal dignity,"'52 or an
"assault on human personality."' 53 Jeffrey Reiman also recognizes a
personhood component to privacy: "The right to privacy.., protects the
1 54
individual's interest in becoming, being, and remaining a person."
Philosopher Stanley Benn also develops a personhood conception of
privacy, noting that privacy amounts to respect for individuals as choos-
ers: "[R]espect for someone as a person, as a chooser, implie[s] respect for
him as one engaged on a kind of self-creative enterprise, which could be
disrupted, distorted, or frustrated even by so limited an intrusion as
watching.' 55 Drawing from Jean Paul Sartre's Being and Nothingness,
Benn explains that being "an object of scrutiny, as the focus of another's
attention, brings one to a new consciousness of oneself, as something seen
through another's eyes."' 56 The observed "becomes aware of himself as an
object, knowable, having a determinate character."' 57 According to Benn,
149. Paul Freund, AMERICAN LAW INSTITUTE, 52ND ANNUAL MEETING 42-43 (1975); see also
Craven, supra note 65, at 702 n.15 (citing Freund's formulation of personhood).
150. Bloustein, supra note 22, at 971. Bloustein's article was in response to William Prosser's
1960 article, Privacy, which examined over 300 privacy cases in the seventy years since Warren and
Brandeis's 1890 article and concluded that "[t]he law of privacy comprises four distinct kinds of
invasion of four different interests of the plaintiff, which are tied together by the common name, but
otherwise have almost nothing in common." Prosser, supra note 8, at 107.
151. Bloustein, supranote 22, at 973.
152. Id.
153. Id. at 974.
154. Jeffrey H. Reiman, Privacy, Intimacy, and Personhood, inPHILOSOPHICAL DIMENSIONS OF
PRIVACY, supranote 6, at 300, 314.
155. Benn, supra note 108, at 26.
156. Id.at7.
157. Id.
2002] CONCEPTUALIZING PRIVACY 1117
the result is that the observed person "is fixed as something-with limited
probabilities rather than infinite, indeterminate possibilities." ' In other
words, Benn contends that surveillance restricts an individual's range of
choices and thus limits her freedom. Accordingly, privacy is about respect
for personhood, with personhood defined in terms of the individual's ca-
pacity to choose.
The Supreme Court has espoused a personhood theory of privacy in
its substantive due process decisions such as Griswold v. Connecticut,'59
Eisenstadt v. Baird,6 ' Roe v. Wade,'6' and others. As early as 1891, the
Court articulated this conception in Union Pacific Railway Co. v.
Botsford.62 There, in holding that a court could not compel a plaintiff in a
civil action to submit to a surgical examination, the Court declared the
sanctity of "the right of every individual to the possession and control of
his own person, free from all restraint or interference of others, unless by
clear and unquestionable authority of law."'63 Later cases characterized
privacy as an "interest in independence in making certain kinds of
important decisions."'' Specifically, these cases involved decisions relat-
ing to marriage, procreation, contraception, family relationships, and child
rearing. 6 In PlannedParenthoodv. Casey,'66 the Supreme Court provided
its most elaborate explanation of what the "privacy" protected by the con-
stitutional right to privacy encompasses:
These matters, involving the most intimate and personal choices a
person may make in a lifetime, choices central to personal dignity
and autonomy, are central to the liberty protected by the Fourteenth
Amendment. At the heart of liberty is the right to define one's own
concept of existence, of meaning, of the universe, and of the
mystery of human life. Beliefs about these matters could not define
the attributes of personhood were they formed under compulsion of
the State. 167
In other words, the Court has conceptualized the protection of privacy as
the state's noninterference in certain decisions that are essential to defining
personhood.
158. Id.
159. 381 U.S. 479 (1965) (holding unconstitutional a statute criminalizing contraceptives for
married couples because it invaded the "zone of privacy" created by the "penumbras" of the First,
Third, Fourth, Fifth, and Ninth Amendments).
160. 405 U.S. 438 (1972) (extending Griswold to the use of contraceptives by nonmarried
individuals).
161. 410 U.S. 113 (1973) (finding that the constitutional right to privacy encompasses the decision
to procure an abortion).
162. 141 U.S. 250 (1891).
163. Id. at 251.
164. Whalen v. Roe, 429 U.S. 589, 599-600 (1977).
165. See, e.g., Roe v. Wade, 410 U.S. 113, 152-53 (1973).
166. 505 U.S. 833 (1992).
167. Id. at 851.
1118 CALIFORNIA LA W REVIEW [Vol. 90:1087
Some critics complain that personhood theories, and the Court's pri-
vacy cases, are really about liberty and autonomy, not about privacy. In
Democracy's Discontent, Michael Sandel argues that the Court's privacy
cases conflate privacy and autonomy.'68 Louis Henkin contends that
Griswold, Roe, and Baird establish "not a right to freedom from official
intrusion, but to freedom from official regulation."' ' 9 But as DeCew count-
ers, there is an "intuitive notion of privacy invoked in the constitutional
privacy cases."' 7 She argues that there is no need to view privacy as totally
exclusive from autonomy and liberty, for conceptions can overlap.'71
Theories of privacy as personhood, however, fail to elucidate what
privacy is because the theories often do not articulate an adequate defini-
tion of personhood. Freund's notion of attributes irreducible in one's self-
hood is far too vague, and merely substitutes "selfhood" for "personhood."
Bloustein's discussion of personhood as "individuality" fails to define the
scope or nature of individuality. Other commentators define personhood as
a type of autonomy, 72 but as Jed Rubenfeld observes, "to call an individual
'autonomous' is simply another way of saying that he is morally free, and
to say that the right to privacy protects freedom adds little to our
73
understanding of the doctrine."'
Personhood theories are also too broad. Our personalities are not
purely private; indeed, there is much that is unique to the self that we
readily display and express in public. An artistic work is often an expres-
sion of the deepest recesses of an artist's existence; yet art is rarely exclu-
sively a private affair. Gavison, for example, criticizes Bloustein's dignity
conception because "there are ways to offend dignity and personality that
have nothing to do with privacy.' 74 She elaborates: "Having to beg or sell
one's body in order to survive are serious affronts to dignity, but do not
75
appear to involve loss of privacy."'
Further, theories of privacy as personhood tell us why we value pri-
vacy (to protect individuality, dignity, and autonomy), but their usual focus
on limiting state intervention in our decisions often gives too little attention
to the private sector. Merely restricting state interference is not always suf-
ficient to protect privacy. Therefore, beyond an account of where the state
ought to leave individuals alone, personhood theories frequently fail to ex-
plain how personhood is to be protected. This is essentially what Gross and
O'Brien are claiming when they criticize Bloustein for telling us only why
176
we value privacy rather than what privacy is.
b. Antitotalitarianism
In his influential article, The Right of Privacy, Jed Rubenfeld has pro-
vided a sophisticated account of the problems of the personhood theory of
privacy.'7 7 According to Rubenfeld, "[tihe personhood thesis is this: where
our identity or self-definition is at stake, there the state may not
interfere." ' As Rubenfeld correctly observes, the law cannot protect all
forms of self-definition, for some forms conflict with others, and very few
meaningful acts of self-definition have no effects on others."7 "Personhood
cannot exclude 'intolerant' identities without abandoning its
value-neutrality as between identities." 8 This fact leads Rubenfeld to con-
clude that personhood's "final defense" rests on a view of what is funda-
181
mentally important to individual identity.
However, Rubenfeld argues, "[b]y conceiving of the conduct that it
purports to protect as 'essential to the individual's identity,' personhood
inadvertently reintroduces into privacy analysis the very premise of the
invidious uses of state power it seeks to overcome."'8 2 When the state en-
deavors to protect personhood, it must adopt and enforce its own
conception of individual identity, impinging upon the freedom of individu-
als to define what is central to their identities for themselves.
Rubenfeld offers an alternative conception, defining the right to pri-
vacy as "the fundamental freedom not to have one's life too totally
determined by a progressively more normalizing state."' 83 Rubenfeld
claims that privacy protects against a "creeping totalitarianism, an unarmed
occupation of individuals' lives."'8 4 Privacy "is to be invoked only where
the government threatens to take over or occupy our lives-to exert its
power in some way over the totality of our lives." ' As Rubenfeld elabo-
rates, "[t]he anti-totalitarian right to privacy.., prevents the state from
imposing on individuals a defined identity."' 86
6. Intimacy
An increasingly popular theory understands privacy as a form of inti-
macy. This theory appropriately recognizes that privacy is not just essential
to individual self-creation, but also to human relationships. As Daniel
Farber correctly notes, one virtue of privacy as intimacy is that it
"expand[s] moral personhood beyond simple rational autonomy."' 90 The
theory views privacy as consisting of some form of limited access or con-
trol, and it locates the value of privacy in the development of personal rela-
tionships.
We form relationships with differing degrees of intimacy and self-
revelation, and we value privacy so that we can maintain the desired levels
of intimacy for each of our varied relationships. For example, political sci-
entist Robert Gerstein claims that "intimate relationships simply could not
exist if we did not continue to insist on privacy for them."19 ' As Jeffrey
Rosen observes: "In order to flourish, the intimate relationships on which
true knowledge of another person depends need space as well as
time: sanctuaries from the gaze of the crowd in which slow mutual
self-disclosure is possible."192 By focusing on the relationship-oriented
value of privacy, the theory of privacy as intimacy attempts to define what
aspects of life we should be able to restrict access to, or what information
we should be able to control or keep secret.
In Privacy, Intimacy, andIsolation, philosopher Julie Inness advances
an intimacy conception of privacy:
[T]he content of privacy cannot be captured if we focus exclusively
on either information, access, or intimate decisions because privacy
involves all three areas.... I suggest that these apparently
disparate areas are linked by the common denominator of
intimacy-privacy's content covers intimate information, access,
and decisions."193
In contrast to many proponents of privacy as intimacy, Inness recognizes
the need to define intimacy. She notes that there are two ways to do so: by
looking at behavior or by looking at motivations. She rejects an empirical
examination of particular instances of human behavior as inadequate to
define intimacy. This is because these behaviors "lack an intimate essence"
and a theory that looks to behaviors could not account for the fact that in-
timacy "is not static across time or culture."194 ' According to Inness,
access to our bodies does not define sexual intimacy. If this were the case,
a doctor's examination of our genitals would be intimate. 2 4 Thus Reiman
criticizes Fried and Rachels for focusing too heavily on the notion of con-
trol and limited access rather than on the attributes of intimate relation-
ships.
Tom Gerety also bases his formulation of privacy on intimacy. Begin-
ning with the criticism that existing theories of privacy are far too broad
because they lack any meaningful limitation in scope, he goes on to claim
that "[i]ntimacy is the chief restricting concept in the definition of
privacy."2 5 Intimacy is "the consciousness of the mind in its access to its
own and other bodies and minds, insofar, at least, as these are generally or
specifically secluded from the access of the uninvited."2 6 In other words,
his definition of intimacy is a form of limited access to the self. However,
this definition fails for the same reasons the limited-access conceptions
fail: it does not adequately provide us with a scope and content to privacy.
Gerety attempts to develop his definition of intimacy a bit further, discuss-
ing it later in his essay in terms of its expressiveness of individual identity
and autonomy. He thus claims that abortion is a private decision because it
is "an intimate one, expressive of both [a woman's] identity and her
autonomy. 207
But Gerety's intimacy theory of privacy, like the theories he critiques,
is too broad. Gerety attempts to limit privacy with the terms "identity" and
"autonomy," but these are very broad terms that could apply to almost
every action or decision an individual undertakes. While Gerety complains
about overbroad conceptions of privacy that have no meaningful limitation,
his conception suffers from the same defect. Without limitations in scope,
the word "intimacy" is merely a different word for "privacy," and is cer-
tainly not sufficient as a way to determine which matters are private.
On the other hand, privacy-as-intimacy theories are too narrow be-
cause they focus too exclusively on interpersonal relationships and the par-
ticular feelings engendered by them. Although trust, love, and intimacy are
facilitated by privacy, these are not the sole ends of privacy. As DeCew
points out, information about our finances is private yet not intimate.20 8
Trust, love, and caring are not broad enough to comprise a conception of
privacy; although privacy helps us achieve these ends, these ends do not
comprise a complete conception of privacy. As Farber notes, there are
many sexual relationships devoid of love, liking, or caring as there are
many acts expressive of love, liking, or caring (such as buying gifts) that
are not considered intimate.2" 9
Furthermore, privacy's value does not lie exclusively in the develop-
ment of intimate human relationships. Intimacy captures the dimension of
the private life that consists of close relationships with others; but it does
not capture the dimension of private life that is devoted to the self alone.
As Weinstein observes:
[T]here is a wide range of instances where to speak of something as
private is not to imply intimacy. Individuals not intimately related
may nevertheless assert that their relation or activity is a private
one in the sense that it is not the proper concern of the community
or some institution, such as the state, a church, or a business
2 10
firm.
For example, as political scientist Priscilla Regan notes, computer data-
bases pose a significant threat to privacy but "do not primarily
affect.., relationships of friendship, love, and trust. Instead, these threats
come from private and governmental organizations-the police, welfare
21
agencies, credit agencies, banks, and employers."
In sum, privacy-as-intimacy conceptions can be too broad if they do
not adequately define the scope of "intimacy." Most often, however, such
conceptions are too narrow because they exclude many matters that do not
involve loving and caring relationships.
to"2 14-- rights which she claims "are analogous to fights we have over our
215
property.
However, reductionists assume without sufficient justification that
privacy derives from other more primary conceptions rather than vice
versa. 21 6 They attempt to carve up the conceptual landscape as colonists
divide conquered territory on a map. Although privacy overlaps with other
conceptions, it does seem to reveal certain dimensions of experience that
are not displayed in the same way by other conceptions. Wittgenstein
speaks of conceptions as ways of seeing things, 217 and a difference in per-
spective and focus is not irrelevant.
Other scholars also recognize that privacy cannot be consolidated into
a single conception, and instead they cluster together certain of the concep-
tions.21 ' For example, Jerry Kang defines privacy as a union of three over-
lapping clusters of ideas: (1) physical space---"the extent to which an
individual's territorial solitude is shielded from invasion by unwanted
objects or signals"; (2) choice--"an individual's ability to make certain
significant decisions without interference"; (3) flow of personal informa-
tion--"an individual's control over the processing-i.e., the acquisition,
disclosure, and use-of personal information."219
According to DeCew, there are three overlapping "clusters of privacy
claims": informational privacy, accessibility privacy, and expressive
privacy.220 Informational privacy involves "control over information about
oneself. '221 Accessibility privacy is the limited-access concep-
tion: "accessibility privacy focuses not merely on information or
knowledge but more centrally on observations and physical proximity. 2 22
Expressive privacy "protects a realm for expressing one's self-identity or
personhood through speech or activity. 223 Thus, DeCew combines three
theories of privacy: (1) control over information; (2) limited access;
and (3) personhood.
II
RECONCEPTUALIZING PRIVACY: A PRAGMATIC APPROACH
224. Although there are many interesting affinities in the thought of Wittgenstein and the
pragmatists, there are many differences as well, and a complete account of the similarities and
differences is beyond the scope of this Article. For some interesting examinations of the relationship
between pragmatic and Wittgensteinian thought, see HILARY PUTNAM, PRAGMATISM 27-56 (1995);
RORTY, supranote 18, at 19-36; SHUSTERMAN, supra note 18, at 17-64.
225. Stanley Cavell, Excursus on Wittgenstein's Vision ofLanguage, in THE NEW WITTGENsTaIN
35 (Alice Crary & Rupert Read eds., 2000).
226. Id.
227. WITTGENSTEIN, supra note 16, 67.
2002] CONCEPTUALIZING PRIVACY 1127
fixed entities, and must be created from within concrete situations and con-
stantly tested and shaped through an interaction with concrete situations. 45
Therefore, this Article advances an "approach" to understanding pri-
vacy rather than a definition or formula for privacy. It is an approach be-
cause it does not describe the sum and substance of privacy but provides
guidance in identifying, analyzing, and ascribing value to a set of related
dimensions of practices. An approach to conceptualizing privacy should
aid in solving problems, assessing costs and benefits, and structuring social
relationships. My approach is from the bottom up rather than the top down
because it conceptualizes privacy within particular contexts rather than in
the abstract.
A. PrivacyandPractices
1. Social Practices
With its emphasis on the concrete, the factual, and the experienced
situations, pragmatism locates the starting point for theorizing in specific
contexts. Conceptualizing privacy is about understanding and attempting to
solve certain problems. I contend that privacy problems involve disruptions
to certain practices. By "practices," I am referring broadly to various ac-
tivities, customs, norms, and traditions. Examples of practices include writ-
ing letters, talking to one's psychotherapist, engaging in sexual intercourse,
making certain decisions, and so on. Privacy is a dimension of these prac-
tices, and under my approach, privacy should be understood as part of
these practices rather than as a separate abstract conception. As Robert Post
aptly notes, privacy "cannot be reduced to objective facts like spatial
distance or information or observability; it can only be understood by
reference to norms of behavior."246'
245. See JoHN DEWEY, Essays on Pragmatism and Truth, in 4 THE MIDDLE W'/oRKS OF JOHN
DEWEY 100 (Jo Ann Boydston ed., 1977).
246. Robert C. Post, The Social Foundationsof Privacy: Community and Self in the Common Law
Tort, 77 CALF. L. REv. 957, 969 (1989).
1130 CALIFORNIA LA W REVIEW [Vol. 90:1087
247. See, e.g., DAVID H. FLAHERTY, PROTECTING PRIVACY IN SURVEILLANCE SOCIETIES 9 (1989)
(explaining how surveillance can lead to conformity); Kang, supra note 131, at 1260 (describing how
surveillance can lead to self-censorship); Paul M. Schwartz, Privacy and Participation:Personal
Information and Public Sector Regulation in the United States, 80 IOWA L. REV. 553, 560 (1995)
(articulating how surveillance can inhibit free choice). For an extensive discussion of the effects of
surveillance, see DAVID LYON, SURVEILLANCE SOCIETY: MONITORING EVERYDAY LIFE (2001); Gary
T. Marx, Electric Eye in the Sky: Some Reflections on the New Surveillance and PopularCulture, in
COMPUTERS, SURVEILLANCE, AND PRIVACY 193 (David Lyon & Elia Zureik eds., 1996).
2002] CONCEPTUALIZINGPRIVACY 1131
structure society in a particular way (by restricting the power of the gov-
ernment or employers).
Turning our focus from disruptions to the practices they disrupt, we
often refer to aspects of these practices as "private matters." In other
words, we say that certain things, places, and affairs are "private." For a
long time, philosophers have discussed what has become known as the
public and the private spheres.248 Boundaries between the public and pri-
vate spheres create the conditions for developing or expressing various as-
pects of selfhood, forming certain kinds of interpersonal relationships, as
well as engaging in certain forms of political activity.
The notion of public and private spheres understands privacy by way
of a spatial metaphor. Often, theorists speak of privacy as a spatial realm, a
sort of bubble zone that surrounds a person. According to legal theorist
Milton Konvitz, privacy "is the claim that there is a sphere of space that
has not been dedicated to public use or control."'24 9 According to Arnold
Simmel, a sociologist, we establish:
[a] territory.., that is peculiarly our own. Its boundaries may be
crossed by others only when we expressly invite them. Within
these boundaries our own interests are sovereign, all initiative is
ours, we are free to do our thing, insulated against outside
influence and observation. This condition of insulation is what we
call privacy.25
The Supreme Court has often spoken of "zones" of privacy, understanding
2 1l
privacy by way of the spatial metaphor.
Although it is difficult to talk about privacy without invoking some
notion of space, the metaphor of space has significant limitations. As Lloyd
Weinreb explains, reference to privacy as a "space" is metaphorical only
and this metaphor is not very helpful because it "does not specify at all the
shape or dimensions of the space or what it contains. 252 Privacy is not
simply a form of space. An important dimension of privacy is informa-
tional control, which does not readily translate into spatial terms. Further,
Katrin Byford aptly points out that this conception of privacy has difficulty
grappling with the problems of privacy in cyberspace since cyberspace is
not a physical space: "A territorial view of privacy, which associates the
248. See, e.g., HANNAH ARENDT, THE HUmAN CONDITION (1958); JORoEN HABERMAS, THE
STRUCTURAL TRANSFORMATION OF THE PUBLIC SPHERE (Thomas Burger trans., 1991); JOHN STUART
MILL, ON LIBERTY 11-13,75-77 (Norton ed. 1975).
249. Milton R. Konvitz, Privacy and the Law: A PhilosophicalPrelude,31 LAW & CONTEMP.
PROBS. 272, 279-80 (1966); see also Jourard, supra note 88, at 318 ("In short, privacy is experienced as
'room to grow in,' as freedom from interference, and as freedom to explore, to pursue experimental
projects in science, art, work, play, and living.").
250. Simmel, supra note 101, at 71, 72.
251. See, e.g., Roev. Wade, 410 U.S. 113 (1973).
252. Lloyd L. Weinrib, The Right to Privacy, in THE RIOHT TO PRIVACY 25, 34 (Ellen Frankel
Paul et al. eds., 2000).
1132 CALIFORNIA LAW REVIEW [Vol. 90:1087
2. HistoricalDevelopment of PrivacyPractices
It is reductive to carve the world of social practices into two spheres,
public and private, and then attempt to determine what matters belong in
each sphere. First, the matters we consider private change over time. While
some form of dichotomy between public and private has been maintained
throughout the history of Western civilization,254 the matters that have been
considered public and private have metamorphosed throughout history due
to changing attitudes, institutions, living conditions, and technology. The
matters we consider to be private are shaped by culture and history, and
have differed across cultures and historical epochs.
Second, although certain matters have moved from being public to
being private and vice versa, the change often has been more subtle than a
complete transformation from public to private. Particular matters have
long remained private but in different ways; they have been understood as
private but because of different attributes; or they have been regarded as
private for some people or groups but not for others. In other words, to say
simply that something is public or private is to make a rather general claim;
what it means for something to be private is the central question. We con-
sider our Social Security number, our sexual behavior, our diary, and our
home private, but we do not consider them private in the same way. A
number of aspects of life have commonly been viewed as private: the
family, body, and home to name a few. To say simply that these things are
private is imprecise because what it means for them to be private is differ-
ent today than it was in the past. I will demonstrate my point by tracing a
brief genealogy of the privacy of the family, body, and home.
a. Family
The family, viewed as the heart of the private sphere, was not always
a sanctuary for privacy. Today, we often view the family as an institution
253. Katrin Schatz Byford, Privacy in Cyberspace: Constructing a Model of Privacyfor the
Electronic CommunicationsEnvironment, 24 RUTGERS COMPUTER & TECH. L.J. 1, 40 (1998).
254. Georges Duby, Foreword to A HISTORY OF PRIVATE LIFE I: FROM PAGAN ROME TO
BYZANTIUM, at viii (Paul Veyne ed. & Arthur Goldhammer trans., 1987).
2002] CONCEPTUALIZING PRIVACY 1133
of intimacy, where a nuclear family lives together in the home, and has (or
strives toward) a loving relationship. Further, the family is seen as gener-
ally enhancing individual self-realization.
However, for much of Western history (and still today in some cul-
tures), entry into marriage was not considered to be an individual autono-
mous choice based on selfhood-enhancing criteria. For many, marriages
occurred not out of love or free choice, but were primarily controlled by
parents and governed by economic and strategic concerns. 5 Marriage was
not an institution to develop the self through an intimate relationship with
one's family, but a set of social responsibilities and impediments to indi-
vidual self-development. In the world of the family, the individual was not
free but regulated by different forms of authority," 6 particularly for
women, for whom marriage was often a life of submission. Indeed, the
family was viewed as the locus of social control, a miniature monarchy
ruled by the patriarch.25 7 For the expanding bourgeois, family life was inex-
tricably linked to professional life.25 8 The family was a business asset used
in public commerce, a network of connections and interdependent reputa-
tions built upon conformity to social norms. 259 The family existed for
"sociability rather than privacy. 260
Of course, I am making broad generalizations, as certainly numerous
families were not devoid of love, many marriages were initiated through
individual choice, and many women were not completely subservient to the
men in the household. My point is that in earlier times, certain attitudes and
practices regarding the nature of the family were more prevalent and
widely accepted than they are today.
Beginning in the nineteenth century, the family increasingly became
more conducive to the private life of the individual,26' gradually shifting
from an economic institution to a place of intimacy and self-fulfillment.262
263. Lawrence Stone, The Public and the Private in Stately Homes of England, 1500-1990, 58
Soc. RES. 227, 233 (1991).
264. Perrot, Roles and Characters,supranote 262, at 181.
265. Hareven, supra note 260, at 257.
266. ALLEN, supra note 62, at 69; see generally HENRIK HARTOG, MAN AND WIFE IN
AMERICA: A HISTORY (2000).
267. Reva B. Siegel, "The Rule of Love": Wife Beating as Prerogativeand Privacy, 105 YALE
L.J. 2117, 2122 (1996).
268. Seeid, at2118.
269. Seeid. at2152.
270. State v. Hussey, 44 N.C. 123, 126-27 (1852).
271. Siegel, supra note 267, at 2158.
272. The most prominent of these theorists is Catharine MacKinnon, who argues:
For women the measure of the intimacy has been the measure of the oppression.... This is
why feminism has seen the personal as the political. The private is public for those for whom
the personal is political. In this sense, for women there is no private, either normatively or
empirically. Feminism confronts the fact that women have no privacy to lose or to guarantee.
CATHARINE MACKINNON, TOWARD A FEMINIST THEORY OF THE STATE 191 (1989). For an overview of
the feminist critique of privacy, see PATRICIA BOLING, PRIVACY AND THE POLITICS OF INTIMATE LIFE
(1996); DECEW, supranote 106, at 81-94. For a critique of MacKirmon, see ALLEN, supra note 62; Ruth
Gavison, Feminism and the Public/PrivateDistinction,45 STAN. L. REV. 21 (1992).
2002] CONCEPTUALIZINGPRIVACY 1135
That privacy of the family once meant the noninterference of the state
in domestic affairs does not mean that this is inherently what privacy of the
family means today. In contemporary American society, we accept greater
government intervention in spousal relationships as well as in child rearing.
To argue that there is less privacy of the family today because of this de-
velopment is too broad a claim. To the extent that family privacy consists
of attributes such as independence, freedom of thought, freedom from co-
ercion, self-development, and pursuing activities of personal interest, gov-
ernment intervention actually can enhance privacy.
b. Body
The evolution of attitudes toward the body is also instructive. For
quite some time, theorists have viewed the body as at the core of privacy." 3
As the Supreme Court declared: "No right is held more sacred, or is more
carefully guarded by the common law, than the right of every individual to
the possession and control of his own person."'74 The claim that the body is
"private" is really a claim about certain practices regarding the body, such
as concealment of certain bodily parts, secrecy about certain diseases and
physical conditions, norms of touching and interpersonal contact, and indi-
vidual control and dominion over decisions regarding one's body. As
Radhika Rao explains, the constitutional right to privacy is often character-
ized by the notion of self-ownership of the body, the notion that a person
belongs to herself.2 5 These attributes were certainly not always associated
with the body. Although we currently associate the body with concealment
(we hide the nude body from others under layers of clothes), the naked
body was far from private in ancient Greece and Rome.276 Richard Sennett
observes that in ancient Athens, the public display of the naked body
"marked the presence of a strong rather than vulnerable person-and more,
someone who was civilized." '77 Public nudity "affirmed one's dignity as a
citizen." ' In the Middle Ages, it was not uncommon for people to bathe in
273. Gerety claims that any concept of privacy "must take the body as its first and most basic
reference for control over personal identity." Gerety, supra note 6, at 266 & n. 119.
274. Union Pac. Ry. Co. v. Botsford, 141 U.S. 250,251 (1891).
275. Radhika Rao, Property,Privacy, and the Human Body, 80 B.U. L. Rav. 359 (2000). Rao
critiques the tendency to reduce one's control over one's body to a simple property right. "[P]rivacy
theory entitled the body to protection as the physical embodiment of a person, the subject of a privacy
interest, whereas property theory reduces the body to a mere object of ownership." Id. at 445.
276. Peter Brown, Late Antiquity, in A ISTORY OF PRIVATE LIE I, supra note 254, at 245-46.
277. RIcHARD SENNETT, FLESH AND STONE: THE BODY AND THE CITY IN WESTERN
CIVILIzATIoN 33 (1994). "Athenian democracy placed great emphasis on its citizens exposing their
thoughts to others, just as men exposed their bodies. These mutual acts of disclosure were meant to
draw the knot between citizens ever tighter." Id. Public nudity was limited to men. Women did not
display their naked bodies in public. See id. at 34.
278. Id.; see also Marie A. Failinger, Five Modern Notions in Search of an Author: The Ideology
ofIntimateSociety in ConstitutionalSpeech Law, 30 U. TOL. L. REV. 251 (1999).
1136 CALIFORNIA LA WREVIEW [Vol. 90:1087
front of others,27 9 and bathing was often part of celebrations and social
congregation. 8 0
Norms of interpersonal contact and nudity gradually shifted toward
more concealment and distancing from others. In the Renaissance, among
the wealthy (and spreading to the middle class), people tried to distance
themselves from their body and other's bodies: "men and women become
more secretive and modest about bodily functions; they ceased to share
beds with strangers at home, at school, or in inns. They ceased to eat and
drink out of communal dishes and cups, which might contain traces of
saliva of others. ' 28 ' After the sixteenth century, people became quite
guarded about their bodies and reserved about their touching of others. 82
Another contemporary association is between the body and conceal-
ment of certain bodily functions such as urination, defecation, and copula-
tion. In the seventeenth century, it was not anomalous for people to chat
with friends while sitting above a chamber pot.283 Before the late nineteenth
century, poor families (close to half of the population of England) lived in
one room and had to urinate, defecate, and copulate in view of others.2"4
This practice varied depending upon the wealth of families and where they
lived. Families in urban areas often did not have a privy in the rear of their
homes. As Lawrence Stone observes, "Up to the end of the eighteenth
century, close-stools and chamber pots had been scattered randomly about
the house in the public rooms, a system which afforded little or no
'
privacy.
We also currently associate the body with individual control and do-
minion. Although many subscribe to John Stuart Mill's observation that the
individual is "sovereign" over her body,286 for a long time, people viewed
their body (in particular, their blood) as belonging in part to the family and
their ancestors.287 As attitudes toward the family changed and with new
conceptions of individual identity, people began to view the body as their
own possession. 288
c. Home
A final example best illustrates the points I am attempting to
make: the home, often viewed as the quintessential place of privacy. To
say the home is a "private" place is imprecise, because although it has long
been viewed as a private space, it was so in a different way than it is now.
For a long time, the home has been regarded as one's "castle,"28' 9
where the individual enjoyed a freedom from government intrusion. As
early as 1886, in Boyd v. United States,"'0 the Court strictly protected "the
sanctity of a man's home.""29 The Court's worship of the home has not wa-
vered, and almost a century later, the Court reiterated its staunch protection
of the home: "In none is the zone of privacy more clearly defined than
when bounded by the unambiguous physical dimensions of an individual's
home.""9 2 This association has existed for a significant time and is embod-
ied in the Third Amendment's prohibition of the quartering of troops in
homes during peacetime, 93 and the Fourth Amendment's prohibition of
unreasonable searches and seizures.294 As the Court declared: "The Fourth
Amendment, and the personal rights which it secures, have a long history.
At the very core stands the right of a man to retreat into his own home and
there be free from unreasonable governmental intrusion.2 9 5
Although the home was long associated as being a haven from the
government, it still was not a place of solitude or individual
self-development that it is today. Currently, the home is a place where the
public is physically locked out. 296 According to Justice Douglas, "[t]he
home of course is the essence of privacy, in no way dedicated to public
use, in no way extending an invitation to the public." 97 The home is under-
stood as a place where individuals retreat to find peace of mind and to
289. See RICHARD F. HIXSON, PRIVACY IN A PUBLIC SOCIETY: HUmAN RIGHTS IN CONFLICT 13
(1987). The maxim that the home is one's castle appeared as early as 1499. See Note, The Right to
Privacy in Nineteenth Century America, 94 HARv. L. REv. 1892, 1894 (1981). The first recorded case
in which this notion was mentioned was Semayne's Case, 77 Eng. Rep. 194, 195 (K.B. 1604) ("[T]he
house of every one is to him as his castle and fortress."). In the eighteenth century, William Blackstone
declared that the law has "so particular and tender a regard to the immunity of a man's house that it
stiles it his castle, and will never suffer it to be violated with impunity." 4 WILLIAM BLACKSTONE,
COMMENTARIES ON THE LAws OF ENGLAND 223 (1769). The maxim that the home is one's castle
became widely used in the United States during the nineteenth century. See id. at 1894 n.18.
290. 116 U.S. 616 (1886).
291. Id. at 630.
292. Payton v. New York, 445 U.S. 573, 589 (1980).
293. U.S. CONST. amend. III.
294. U.S. CONST. amend. IV.
295. Silverman v. United States, 365 U.S. 505, 511 (1961).
296. Minnesota v. Carter, 525 U.S. 83, 107 (1998) (Ginsburg, J., dissenting) ("Our decisions
indicate that people have a reasonable expectation of privacy in their homes in part because they have
the prerogative to exclude others.").
297. Bell v. Maryland, 378 U.S. 226,253 (1964) (Douglas, J., concurring).
1138 CALIFORNIA LAW REVIEW [Vol. 90:1087
298. As William Pitt once remarked: "The poorest man may in his cottage bid defiance to the
Crown. It may be frail-its roof may shake-the wind may enter-the rain may enter-but the King of
England cannot enter-all his force dares not cross the threshold of the rined tenement!" CHARLES J.
SYKES, THE END OF PRIVACY 83 (1999).
299. Michelle Adams, Knowing Your Place: Theorizing Sexual Harassmentat Home, 40 Aiz. L.
REv. 17, 23-24 (1998).
300. 394 U.S. 557 (1969).
301. Id. at 565.
302. Hareven, supra note 260, at 254.
303. Id. at 255.
304. Id. at 256.
305. Id.
306. Willaim H. Gass, Making Ourselves Comfortable,N.Y. TIMES, Aug. 3, 1986, 7 at I.
307. RYBCZYNSKI, supra note 279, at 25.
2002] CONCEPTUALIZING PRIVACY 1139
more large families. 3" Dwelling places were noisy, built of creaky wood
with cracks and peepholes, equipped with no soundproofing to stop noise
from echoing throughout the home.3 9 Beds were large, scarce, and
crammed with multiple people. 30 Not only would a couple sleep with their
children, but even guests would share the bed.3" Even among the Puritans
of colonial New England, a couple would think nothing of sleeping in the
same bed with another adult.3 2 Before the development of specialized
rooms, beds were placed in public areas and "family members slept behind
curtains while social activities including outsiders were going on in other
313
parts of the same room.
Beginning in the seventeenth century, homes began to be partitioned
into rooms, each assigned a distinct purpose and some even becoming per-
sonalized according to their occupants.31 4 As specialized rooms became
more prevalent, "bedrooms were no longer mixed up with public rooms,
and began to be concentrated upstairs."3 5 Even with rooms, solitude would
often be disrupted because there were no corridors, and people would shuf-
fle through rooms to move about the house.316
Although solitude within the home developed first among the
wealthy,31 7 there were special impediments to making the home a place of
308. FLAHERTY, supra note 257, at 45. In eighteenth century New England, for example, families
were twice as large on average as they are today, and a significant number of homes housed more than
one family. See id. at 47.
309. As one historian observes about living quarters in Renaissance Europe: "An apartment
building was a public theater. Some held forth, others squabbled, but no one had any privacy. Marital
disputes, illicit love affairs, noisy tenants, restless children-nothing could be concealed and everything
could be heard." Arlette Farge, Community, State, and Family: Trajectoriesand Tensions: The Honor
and Secrecy of Families, in A HISTORY OF PRIVATE LIFE III, supra note 261, at 575-76. In colonial
New England, most houses were built entirely of wood. Spying on others was easy, and sound carried
readily throughout the house. See FLAHERTY, supranote 257, at 43-44.
310. See, e.g., RYBCZYNSKI, supranote 279, at 28.
311. FLAHERTY, supra note 257, at 76. Crowded beds were due to the scarcity of beds and the
need for warmth. See id. at 78. At inns, strangers would sometimes share the same bed. See Go-rrLaB,
supranote 261, at 41.
312. Id. at 76.
313. Hareven, supranote 260, at 257.
314. RYBCZYNSKI, supra note 279, at 18; see also FLAHERTY, supra note 257, at 34 (describing
crowded one-room homes of sixteenth and seventeenth century England). Even in the sixteenth
century, most homes lacked separate rooms. RYBCYNSKI, supra note 279, at 18. When rooms were
assigned purposes, the house became divided into distinct areas for women and men. See Hall, supra
note 262, at 91. Houses in America followed this same pattern of development. FLAHERTY, supranote
257, at 33-44.
315. Stone, supranote 263, at 237.
316. FLAHERTY, supra note 257, at 40; see also RYBCZYNSKI, supra note 279, at 41 ("There were
no corridors in these houses-each room was connected directly to its neighbor-and architects prided
themselves on aligning all the doors enfilade, so that there was an unobstructed view from one end of
the house to the other.").
317. Only the aristocracy could afford to purchase the space necessary to maintain privacy. "The
wealthy naturally increased the amount of private space available to them, but for the rest of the
population, the vast majority, the idea of privacy did not extend beyond the bedroom, and perhaps not
1140 CALIFORNIA LA W REVIEW [Vol. 90:1087
beyond the bed curtains." Orest Ranum, Forms of Privatization: The Refuges of Intimacy, in A
HISTORY OF PRIVATE LIFE III, supra note 261, at 225. The rise of the bourgeoisie made solitude more
widely available. See JOSEPH BENSMAN & ROBERT LILIENFELD, BETWEEN PUBLIC AND PRIVATE: THE
LOST BOUNDARIES OF THE SELF 31 (1979).
318. Stone, supranote 263, at 227.
319. Id.at 232-33; see also GOTTLIEB, supra note 261, at 39-40.
320. Stone, supranote 263, at 234.
321. Id.at 243; Georges Duby, Preface,in A HISTORY OF PRIVATE LIFE 1I,supra note 256, at xii.
322. GINI GRAHAM SCOTT, MIND YOUR OWN BUSINESS: THE BATTLE FOR PERSONAL PRIVACY
32 (1995); FLAHERTY, supra note 257, at 40.
323. Roger Chartier, Figures of Modernity: The PracticalImpact of Writing, in A HISTORY OF
PRIVATE LIFE Il, supra note 261, at 134. The study was a private place for the master of the house
only; women had no comparable private room of their own. See Philippe Braunstein, Toward
Intimacy: The Fourteenthand Fifteenth Centuries, in A HISTORY OF THE PRIVATE LIFE I, supra note
256, at 538. The study became so private that it was used to store the master's secret letters of
extramarital affairs. See Ranum, supranote 317, at 226-27.
324. Shils, supra note 72, at 289.
325. Aris, supranote 282, at 1-2.
326. Hareven, supra note 260, at 259.
2002] CONCEPTUALIZING PRIVACY 1141
Even though certain matters and activities were not private in the way
we understand them today, one could claim that we always desired them to
be so, that such desire stems from biological need, and that this explains
why they became private when technology or other practices enabled this
to occur. Perhaps the interaction of biological desire and social practices
creates the desire for privacy in certain contexts. Further sociological study
is necessary to understand the origin of the desire for privacy in particular
situations. This question, however, should not detract our focus from prac-
tices. Even if the privacy of certain matters stems in part from biological
desire, we control our desires through practices, and a mere desire for
privacy for a certain activity does not necessarily make such an activity
private.
329. See Smith v. Maryland, 442 U.S. 735, 740 n.5 (1979) ("[W]here an individual's subjective
expectations had been 'conditioned' by influences alien to well-recognized Fourth Amendment
freedoms, those subjective expectations obviously could play no meaningful role in ascertaining what
the scope of Fourth Amendment protection was.").
330. SMITH, supra note 48, at 23-25.
331. Id. at 50-51. For an extensive discussion of the privacy of letters in colonial America, see
FLAHERTY, supranote 257, at 115-27.
2002] CONCEPTUALIZING PRIVACY 1143
protected only by a seal, should travel safety from one end of the world to
the other, without anyone whose hands it had passed through having
meddled with it."332' Despite these realities, and people's expectation that
letters would not be confidential, the law evolved to provide strong protec-
tion of the privacy of letters. Benjamin Franklin, who was in charge of the
333
colonial mails, required his employees to swear an oath not to open mail.
In the late eighteenth and early nineteenth centuries, Congress passed sev-
eral laws prohibiting the improper opening of mail.334 And the Supreme
Court held in 1877 that despite the fact that people turned letters over to
the government for delivery in the postal system, sealed parcels were pro-
tected from inspection by the Fourth Amendment. 335 This example illus-
trates that privacy is not just found but constructed. By erecting a legal
structure to protect the privacy of letters, our society shaped the practices
of letter writing and using the postal system. It occurred because of the de-
sire to make privacy an integral part of these practices rather than to pre-
serve the status quo.
Therefore, determining what the law should protect as private depends
upon a normative analysis, which requires us to examine the value of pri-
vacy in particular contexts. To do this, we must focus on our practices-
specifically, the nature of privacy in these practices, the role that privacy
plays in these practices, and the ends that these practices further. Thus, the
value of privacy is an important dimension of conceptualizing privacy, and
I now turn to this issue.
the privacy practices of the home. One such purpose is one's ability in the
home to escape from the hustle and bustle of the everyday world. Often,
conflicting values clash with our desire to protect this purpose, such as the
free speech rights of people to protest outside a person's home or to broad-
cast into the home certain potentially offensive television and radio mes-
33 7
sages.
Given the value of a particular practice, we must ask to what extent
privacy is a dimension of that practice and, if so, how it impacts that prac-
tice. If privacy impacts the practice in a negative way, then less privacy
would be desirable. If privacy furthers a desirable practice (or is so consti-
tutive of the practice that the practice would be impossible without it), then
privacy should be recommended.
The way we shape practices depends upon our vision of the good,
which informs how we wish to structure power in society and how we want
to empower the self. The approach I advocate does not look to history to
locate certain matters that always have been private; rather it looks to his-
tory to understand the development of certain practices and the manner in
which power is exercised in society.
Of course, the current practices of society have significant weight in
what we should protect as private. We may think that privacy is an unde-
sirable dimension of a certain practice or that a practice involving privacy
is undesirable in its totality, but we must also recognize the costs of dis-
rupting these practices. One such cost is that unsettling existing practices
can thwart people's ability to exercise control over their lives. Although we
might think that society would be better off if all medical information were
public, the fact that most people take great pains to keep this information
secret cannot be ignored. A law that runs counter to this practice could
create profound psychological distress as well as changes in behavior that
result in restricting personal freedom. Of course, I am not suggesting that
we must avoid interfering with existing practices; however, our policy de-
cisions must account for the effects of such interference on people's
psychological well-being. Disruptions to certain practices affect other
practices, and in many cases, affect the welfare, psyche, and freedom of
individuals.
How, then, is privacy to be valued? First, I contend that privacy
should be valued instrumentally. Second, in contrast to the discourse's
337. See Frisby v. Schultz, 487 U.S. 474 (1988) (finding constitutional an ordinance prohibiting
picketing on public streets in front of a specific residence because privacy interests are of the highest
order and people are captive audiences in their homes); FCC v. Pacifica Found., 438 U.S. 726 (1978)
(holding that broadcast of George Carlin's seven dirty words on the radio could be restricted to certain
times of the day because people who unwittingly heard the monologue were a captive audience until
they had time to switch to a new station); Martin v. City of Struthers, 319 U.S. 141 (1943) (holding that
ordinance prohibiting door-to-door solicitation to prevent annoyance and crime was unconstitutional
because less restrictive alternatives were available).
2002] CONCEPTUALIZINGPRIVACY 1145
tendency to value privacy in a general and abstract way, I argue that pri-
vacy must be valued contextually.
My first contention concerns the general method of valuation. Accord-
ing to many theorists, privacy has an intrinsic value, an inherently positive
value.338 Ronald Dworkin, one of the principal proponents of intrinsic
value, argues that certain things "are valuable in themselves and not just
for their utility or for the pleasure or satisfaction they bring us."33 9 Several
privacy scholars who claim that privacy is valuable in itself locate the
source of the value in a form of respect that must be provided to all rational
beings. According to Stanley Benn: "[R]espect for someone as a person, as
a chooser, implie[s] respect for him as one engaged on a kind of
self-creative enterprise, which could be disrupted, distorted, or fiustrated
even by so limited an intrusion as watching. 340 "[P]rivacy is valuable,"
Julie Inness claims, "because it acknowledges our respect for persons as
autonomous beings with the capacity to love, care and like-in other
words, persons with the potential to freely develop close relationships. ' '341
However, along with other scholars, 342 I contend that privacy has an
instrumental value-namely, that it is valued as a means for achieving cer-
tain other ends that are valuable. As John Dewey observed, ends are not
fixed, but are evolving targets, constantly subject to revision and change as
the individual strives toward them. 343 "Ends are foreseen consequences
which arise in the course of activity and which are employed to give
activity added meaning and to direct its further course. ' 3 4
In contrast to many conceptions of privacy, which describe the value
of privacy in the abstract, I contend that there is no overarching value of
privacy. For example, theories of privacy have viewed the value of privacy
in terms of furthering a number of different ends. Fried claims that privacy
fosters love and friendship. Bloustein argues that privacy protects dignity
and individuality. Boling and Inness claim that privacy is necessary for
intimate human relationships. According to Gavison, privacy is essential
for autonomy and freedom. Indeed, there are a number of candidates for
the value of privacy, as privacy fosters self-creation, independence,
338. Byford, supra note 253, at 6 (contending that privacy has an "inherently positive value").
339. RONALD DWORKIN, LIFE's DOMINION: AN ARGUMENT ABOUT ABORTION, EUTHANASIA,
AND INDIVIDUAL FREEDOM 69-70 (1993).
340. Benn, supra note 108, at 26.
341. INNESS, supranote 3, at 95.
342. See, e.g., WESTIN, supra note 4, at 39 ("[P]rivacy is neither a self-sufficient state nor an end
in itself, even for the hermit and the recluse. It is basically an instrument for achieving individual goals
of self-realization."); Gavison, supra note 1, at 442 (arguing that "we cannot avoid a functional
analysis" of the value of privacy).
343. JOHN DEWEY, Human Nature and Conduct, in 14 THE MIDDLE WORKS OF JOHN DEWEY 155
(Jo Ann Boydston ed., 1988).
344. Id.
1146 CALIFORNIA LA W REVIEW [Vol. 90:1087
C. PracticalApplications
Why should scholars and judges adopt my approach to conceptualiz-
ing privacy? To deal with the myriad of problems involving privacy, schol-
ars and judges will have to adopt multiple conceptions of privacy, or else
the old conceptions will lead them astray in finding solutions. The Court's
1928 decision in Olmstead v. United States345 epitomizes the need for
flexibility in conceptualizing privacy. The Court held that the wiretapping
of a person's home telephone (done outside a person's house) did not run
afoul of the Fourth Amendment because it did not involve a trespass inside
a person's home.346 Justice Louis Brandeis vigorously dissented, chastising
the Court for failing to adapt the Constitution to new problems: "[I]n the
application of a Constitution, our contemplation cannot be only of what has
been, but of what may be.,, 347 The Olmstead Court had clung to the
outmoded view that the privacy protected by the Fourth Amendment was
merely freedom from physical incursions. As a result, for nearly forty
years, the Fourth Amendment failed to apply to wiretapping, one of the
most significant threats to privacy in the twentieth century. 34' Finally, in
1967, the Court swept away this view in Katz v. United States,349 holding
that the Fourth Amendment did apply to wiretapping. These events
underscore the wisdom of Brandeis's observations in Olmstead-the land-
scape of privacy is constantly changing, for it is shaped by the rapid pace
of technological invention, and therefore, the law must maintain great
flexibility in conceptualizing privacy problems.
This flexibility is impeded by the use of an overarching conception of
privacy. Trying to solve all privacy problems with a uniform and
privacy which the law protects."355 ' For example, in Penwell v. Taft
Broadcasting Co., the court dismissed a public disclosure action for the
filming and broadcast of the wrongful arrest of a married couple because
the arrest was filmed in a place "left open to the public eye."356
'
355. Cefalu v. Globe Newspaper Co., 391 N.E.2d 935, 939 (Mass. App. 1979).
356. Penwell v. Taft Broad. Co., 469 N.E.2d 1025, 1028 (Ohio App. 1984).
357. See supra Part II.A.
358. This conception of privacy would more appropriately account for the recent controversy over
the autopsy photographs of Dale Earnhardt, a famous race car driver who died while racing in 2001.
Over thirty photographs were taken of Eamhardt's cadaver. Earnhardt's wife sought to keep the
autopsy photographs of Eamhardt from the public. Under Florida's public records law, autopsy
photographs are public documents, and the owner of a website that specialized in posting gruesome
autopsy photographs (along with a number of newspapers and media entities) were interested in
obtaining the photographs. In response, the Florida legislature passed a law restricting the disclosure of
autopsy photographs unless the party seeking disclosure obtained a court order by showing good cause
for disclosure. A Florida court upheld the law, stating that the "publication of a person's autopsy
photographs constitutes a unique, serious, and extraordinarily intrusive invasion of the personal privacy
of that person's surviving family members." Eamhardt v. Volusia County Office of the Med. Exam'r,
No. 2001-30373-CICI, slip op. at 7 (7th Cir. July 9, 2001). The court further stated that "[tihere is a
2002] CONCEPTUALIZINGPRIVACY 1149
substantial injury to families when strangers are permitted carte blanche to go through their loved ones'
autopsy photographs. In a decent society that should be recognized perse." Id. at 9.
359. These techniques were among those employed by the Nazis during the Holocaust.
360. See, e.g., WILLIAM IAN MILLER, THE ANATOMY OF DISGUsT 147 (1997) ("Clearly defecation
is degrading and contaminating. It is hedged in with rules about appropriateness as to place. And to
violate those rules is a cause for disgrace and shame.").
361. 255 N.E.2d 765 (N.Y. 1970).
362. See id. at 767.
363. Id. at 770.
364. Id.
365. Id.
366. Id. at 771.
1150 CALIFORNIA LA W REVIEW [Vol. 90:1087
withdrawing."367' Thus, the court held that this issue depended "on the
nature of the proof."368 Based on its example, however, surveillance in pub-
lic would constitute an invasion of privacy only if it revealed certain facts
or information commonly deemed "private" such as financial information.
In a well-reasoned concurring opinion, Judge Brietel contended that
although the common-law privacy torts are "subdivided... into separate
classifications," these classifications are neither "frozen or exhausted." '69
According to Brietel, "it is premature to hold that the attempted entrapment
of plaintiff in a public place by seemingly promiscuous ladies is no
invasion of any of the categories of the right to privacy."37 Further, Brietel
reasoned, "while allegations treated singly may not constitute a cause of
action, they may do so in combination, or serve to enhance other violations
of the right to privacy."37'
As Brietel's concurrence correctly noted, the majority lost sight of the
forest for the trees. The purpose of General Motors' plan was to employ its
considerable power in a campaign to disrupt Nader's personal affairs. The
court should have focused on the way in which the company's actions
aimed to disrupt Nader's life, and the paramount social importance of
avoiding such exercises of power designed to deter, harass, and discredit
individuals, especially ones who are attempting to raise important social
and political issues. General Motors focused its assault on personal aspects
of Nader's life: his friends, his sexual behavior, his conversations, and his
daily activities. These are aspects of life we commonly consider to be pri-
vate, and with regard to Nader, these aspects of his life were irrelevant to
the consumer advocacy issues he was raising against General Motors. The
disruption involved in this case was not a loss of secrecy, as nothing in this
case indicates that any of Nader's secrets were uncovered or disclosed.
Much of the information gleaned by General Motors was not intimate.
There was no evidence that General Motors discovered any embarrassing
facts or that Nader's reputation was harmed. Nor was there a loss of control
over information. Rather, the facts of this case suggest a different type of
disruption, one that should be conceptualized from the bottom up by focus-
ing on the situation at hand. General Motors' campaign of harassment, sur-
veillance, and investigation created a form of systemic oppressiveness, an
exercise of power that is profoundly suffocating and threatening to a per-
son's private life. This type of power has a significant potential to render
people vulnerable and helpless, as if they are hunted prey or prisoners un-
der constant guard.
367. Id.
368. Id.
369. Id. at 772 (Brietel, J., concurring).
370. Id. at 771.
371. Id.
2002] CONCEPTUALIZINGPRIVACY
Instead of dissecting the situation and placing each invasion into preex-
isting categories of privacy, the court should have assessed the whole situa-
tion. By slicing off parts of the case and compartmentalizing them into
categories, the court impeded a jury's ability to consider the full situation.
Certain disruptions, such as the one in Nader, are created cumulatively by
the aggregation of isolated acts which together can be oppressive. In short,
rather than look for isolated privacy harms based on existing categories, the
court should have focused on social practices and their disruption. This
focus would have enabled the court to better assess the nature and effects
of the power that General Motors exercised. Indeed, one of the most impor-
tant reasons for protecting privacy is to prevent stifling exercises of power
employed to destroy or injure individuals.
A third application of the pragmatic approach to conceptualizing pri-
vacy demonstrates the profound problems with clinging to a particular con-
ception of privacy that is not well-suited for grappling with the privacy
problems of the Information Age. In a series of decisions, the Court, viewing
privacy as secrecy, held that there is no reasonable expectation of privacy for
information known by or exposed to third parties. In United States v.
Miller,372 the Court concluded that a person does not have a reasonable ex-
pectation of privacy in her financial records kept by her bank.373 Analogiz-
ing to a series of cases in which a person's friend betrays their secret or a
person divulges information to a police informant or undercover officer, 7 4
the Court concluded that "the Fourth Amendment does not prohibit the
obtaining of information revealed to a third party and conveyed by him to
Government authorities."375 ' Similarly, in Smith v. Maryland,76 the Court
held that there was no reasonable expectation of privacy in pen registers (a
listing of the phone numbers a person dials) because they were turned over
to third persons (phone companies).377 Since people "know that they must
convey numerical information to the phone company" and that the phone
company can and does record this information, people cannot "harbor any
general expectation that the numbers they dial will remain secret."378'
privacy created to solve other privacy problems, judges and legal scholars
have not yet been able to adequately grapple with the privacy problems
created by the collection and use of personal information. For example, in
U.S. West, Inc. v. FederalCommunications Commission,382 a telecommuni-
cations carrier challenged on First Amendment grounds the privacy
regulations of the Federal Communications Commission ("FCC"), which
restricted the use and disclosure of customers' personal information unless
the customers gave their consent. The court, which determined that the
regulations involved a restriction on commercial speech, analyzed the
regulations under the CentralHudson intermediate scrutiny test.383 In con-
cluding that the regulations failed the Central Hudson test, the court rea-
soned that the FCC's asserted state interest in protecting consumer privacy
was not "substantial."38' 4 Noting that privacy was a very broad concept, the
379. See, e.g., Jaffee v. Redmond, 518 U.S. 1 (1996) (psychotherapist-patient privilege); Upjohn
Co. v. United States, 449 U.S. 383 (1981) (attorney-client privilege); Hammonds v. Aetna Cas. & Sur.
Co., 243 F. Supp. 793 (D. Ohio 1965) (finding third parties liable for inducing breach of patient-
physician confidentiality).
380. See Daniel J. Solove, Access and Aggregation: Privacy, Public Records, and the
Constitution,86 MINN. L. REv. (forthcoming 2002).
381. Solove, supra note 83, at 1398.
382. 182 F.3d 1224 (10th Cir. 1999).
383. Id. at 1233.
384. Id. at 1234-35.
2002] CONCEPTUALIZINGPRIVACY 1153
court held that the FCC did not "specify the particular notion of privacy
and the interest served."385' The court, however, harbored its own implicit
CONCLUSION