McMahan Just Cause For War
McMahan Just Cause For War
McMahan Just Cause For War
Jeff McMahan*
erhaps it should be rather hearten- widely accepted as just, such as the pun-
1
RESORT TO WAR, CONTINUATION goal, such as collective self-defense, there is
OF WAR, AND TERMINATION OF no reason to suppose that a war may have
WAR only one just cause. Even if the requirement
of just cause applied only to the resort to
In the just war tradition, just cause is one of war, there could in principle be two or more
the requirements of jus ad bellumthat is, just causes. It is even possible that, if there
one of the conditions of justification for the were two or more just causes, no one on its
resort to war. Contemporary just war theo- own would be sufficiently important to
rists often assume, therefore, that the make the resort to war proportionate,
requirement of just cause applies only to the though all together would be. And assuming
initial resort to war, and that after war has that the requirement of just cause applies
begun all that matters is how the war is con- not only to the initial resort to war but also
ducted. But this cannot be right. It is possi- to the continuation of war, it is also possible
ble that a war can begin without a just cause for there to be different just causes for the
but become just when a just cause arises same war at different times. Consider, for
during the course of the fighting and takes example, a war that has self-defense against
over as the goal of the war. When this hap- unjust aggression as its initial just cause. It
pens, it would be absurd to say that an unjust might be justifiable to continue the war even
war has concluded and a new, just war has after the initial aggression had been defeated
begun. Rather, one and the same war may in order to protect people in a justly occu-
cease to be unjust and become justjust as pied area or to ensure the effective disarma-
a war that begins with a just cause may con- ment of the aggressor. These would be just
tinue after that cause has been achieved or causes that, while not part of the justifica-
has simply disappeared on its own.1 But if a tion for the recourse to war, may legitimately
war in progress can either acquire or cease to be pursued by the continuation of the war.
have a just cause, then the requirement of The idea that war may not be continued
just cause must apply not only to the resort in the absence of a just cause explains why it
to war but also to the continuation of war.2 cannot be permissible to demand that an
A just cause is, indeed, always required for adversary surrender unconditionally. For
engaging in war. Just cause specifies the ends the idea that it could be permissible to
for which it is permissible to engage in war, demand unconditional surrender presup-
or that it is permissible to pursue by means poses that the denial of any condition that
of war. the other side might set for surrender would
One important implication of the idea
that any engagement in war requires a just 1
Grotius observed that a war may be just in its origin,
cause is that when the just cause of a war has and yet the intentions of its authors may become unjust
been achieved, continuation of the war lacks in the course of its prosecution. See Hugo Grotius, The
justification and is therefore impermissible. Rights of War and Peace (1625), trans. A. C. Campbell
(London: M. Walter Dunne, 1901), p. 273. But a shift of
Just cause thus determines the conditions
intention does not entail the disappearance of the just
for the termination of war. cause. Thus, Grotius goes on to say that such motives,
There are, however, complexities here of though blamable, when even connected with a just war,
which it is important to be aware. Although do not render the war ITSELF unjust.
2
Here I am in agreement with David Mellow, A Critique
theorists in the just war tradition often write of Just War Theory (Ph.D. dissertation, University of
as if just cause were always a single, unitary Calgary, 2003), p. 201.
2 Jeff McMahan
itself be a just cause for the continuation of simply that war must have a just or worthy
war. And that cannot be the case. Suppose goal. Nor is it a requirement that there be a
the enemy insists on something perfectly worthy goal, the achievement of which
reasonable as a condition of surrenderfor would outweigh the bad effects of war. In the
example, that the victors pledge not to kill just war tradition, the task of assessing the
the prisoners of war they are holding. If it comparative importance of the goal or goals
were permissible for the victors to insist on of war is assigned to the independent jus ad
unconditional surrender and to continue bellum requirement of proportionality. Pro-
the war until they secured it, that would pre- portionality requires, roughly, that the rele-
suppose that it is permissible for them to vant bad effects attributable to the war must
assert by means of war their alleged right to not be excessive in relation to the relevant
withhold a pledge not to kill prisoners. good effects.3 According to the view I accept,
This of course leaves open the question of it might in principle be possible for consid-
what may be done when an adversary who erations of proportionality to be fully sub-
has fought without justification demands as sumed within the requirement of just cause.
a condition of surrender something to Many just war theorists would resist this
which they are not entitled, yet the demand suggestion, however, because they believe
is also of a type that it would not be permis- that the goods that count in the proportion-
sible to resist by means of war. Suppose, for ality calculation are not restricted to those
example, that an adversary who has been specified by the just cause. But unless just
largely defeated militarily demands as a con- cause fully accounts for considerations of
dition of surrender that they be allowed to proportionality, it ought not to say anything
continue certain unjust domestic practices, about the scale, magnitude, or comparative
such as certain forms of religious discrimi- importance of the goods to be achieved by
nation (for example, providing state fund- war. For it would be uneconomical and
ing for schools that promulgate the state indeed pointless to divide the work of
religion, but not for others). Just as it may be weighing and measuring values between
necessary for an individual not to resist cer- two requirementsfor example, by having
tain forms of wrongdoing when the only just cause stipulate that the goal of a war
effective response would be inappropriate or must be to achieve some very great good,
excessive in relation to the offense, so it may while proportionality would require that the
be necessary in war to grant certain unde-
served concessions when the only alterna-
tive is to continue to fight without sufficient
3
justification. This is not, as some have supposed, a requirement that
the bad effects, or expected bad effects, not exceed the
good. A war might kill more people than it saves and
THE MORAL PRIORITY OF JUST still be proportionate if, for example, the majority of
CAUSE IN JUS AD BELLUM those killed are combatants who fight without a just
cause, so that the war achieves a net saving of the lives
of those who are fully innocent in the relevant sense. I
It is not only unjust aims that cannot per- will not pursue these complexities here. For discussion,
missibly be pursued by means of war. There see Thomas Hurka, Proportionality in the Morality of
are also many good or legitimate aims that War, Philosophy & Public Affairs 33 (2005), pp. 3466;
and Jeff McMahan and Robert McKim, The Just War
cannot permissibly be pursued by means of and the Gulf War, Canadian Journal of Philosophy 23,
war. The requirement of just cause is not no. 4 (1993), pp. 50618.
4 Jeff McMahan
sary in order for the resort to war to be jus- cates the range of goods that may permissi-
tified. And in that sense all the requirements bly be pursued by war, then no goods that
are of equal importance. But I believe that fail to come within the scope of the just
just cause has priority over the other valid cause, or are instrumental to achieving it,
requirements in this sense: the others can- can count in the proportionality calculation.
not be satisfied, even in principle, unless just If they did, that would imply that a war is
cause is satisfied. justified, at least in part, by the fact that it
Admittedly, this is not true of the tradi- would achieve certain goods that cannot
tional requirement of competent authority, permissibly be achieved by means of war.
but I reject that component of the tradi- (For those who are unconvinced by this sim-
tional theory for reasons I will not present ple argument, I will say more on this point
here.5 I also think that the plausible ele- in a later section on just cause and propor-
ment in the requirement of reasonable tionality.)
hope of success is subsumed by the pro-
portionality requirement. JUST CAUSE AND JUS IN BELLO
That leaves right intention, necessity, and
proportionality. Although it is not obvious I have argued that none of the valid require-
to me that right intention is a valid require- ments of jus ad bellum can be satisfied in the
ment, suppose for the sake of argument that absence of a just cause. I also believe some-
it is. It requires that war be pursued for the thing even more controversial, which is that
reasons that actually justify the war. It insists the requirements of jus in bello also can-
that those reasons not simply serve as a notexcept in rare instancesbe satisfied
cover for the pursuit of other aims. What in the absence of a just cause. This is a highly
this means is that right intention is the unorthodox claim. It is an axiom of con-
requirement that war be pursued in order to temporary just war theory that whether
achieve the just cause. Without a just cause, action in war is permissible or impermissi-
therefore, there are no reasons that can ble does not depend on whether there is a
properly motivate the resort to war. just cause. Just cause, on this view, governs
There is, it might be argued, one way in only the resort to war. It is an ad bellum
which right intention could be satisfied even requirement, and as such has no role in the
in the absence of a just cause: if people falsely account of jus in bello. For the requirements
believed that there was a just cause and of jus in bello and those of jus ad bellum are,
fought with the intention of achieving it. Yet as Michael Walzer puts it, logically inde-
it seems to me that this would clearly not be pendent; hence, just as a war that one is jus-
the right intention in the circumstances, tified in fighting may be fought in an unjust
though it might well be a good intention. manner, so a war that is itself unjustified
Consider next the requirement of neces-
sity. This requirement demands that war be 5
Although I reject competent authority as a necessary
a necessary means of achieving the just
condition of a just war, I concede that it is of practical
cause. The claim that war is necessary for importance to restrict the authority to take certain actions
something other than the achievement of a to certain individuals or bodies when we seek to give insti-
just cause has no justificatory force. tutional expression or embodiment to the requirements
of a just war. It may be that, once certain institutions are
In the case of proportionality, there is an established, some just causes for war can permissibly be
equally simple argument. If just cause indi- pursued only by those with proper authority.
6 Jeff McMahan
lation and are unconnected with the larger what types of aim can be just causes for war
aims of the unjust war of which they are a that is also heretical, given the consensus that
part. The permissibility of pursuing a dis- has developed between international law and
crete just aim by means of war is doubly contemporary just war theory that defense
conditional: it may be pursued if war is against aggression is the sole just cause for
already in progress and if the wrong to be war (with the possible exception of the pre-
prevented cannot be avoided by surrender- vention of large-scale violations of human
ing on morally acceptable terms. rights, such as genocide). The view about
In general, however, a just cause is neces- what may be a just cause for war that I will
sary for an act of war to be justified. It is for defend does, however, have roots in the writ-
this reason that war must cease once the just ings of earlier just war theorists and earlier
cause has been achieved. Soldiers may not theorists of international law.
continue to fight once the aims that justified Thomas Aquinas, for example, was close
their fighting have been achieved. And if this to the truth when he wrote that a just cause
is true, it should also be true that they may is required, viz. that those who are to be
not fight at all if there are not and never were warred upon should deserve to be warred
any aims that justify their being at war. Just upon because of some fault.10 This claim is,
cause is necessary not only for it to be per- however, in one respect too narrow and in
missible for political leaders to resort to war; another too broad. It is too narrow in its
it is also necessary for it to be permissible to insistence that it is necessary for just cause
participate in war. that those attacked should deserve to be
This is not to say that those who partici- attacked. I take the claim that a person
pate in war without a just cause are neces- deserves to be harmed to imply that there is a
sarily culpable or deserving of punishment. moral reason to harm him even when harm-
Just as in the law a person may be fully excul- ing him is unnecessary for the achievement
pated for action that is objectively in breach of any other aimfor example, when harm-
of a statute, so most soldiers who fight with- ing him would not prevent, deter, or rectify
out a just cause may have a variety of excuses any other harm or wrong. In this sense, peo-
that partially or even fully exculpate them. ple seldom if ever deserve to be warred upon.
And even if the excuses that soldiers have for The notion I would substitute for desert is
fighting in an unjust war never fully excul- liability. To say that a person is liable to be
pate them, it is possible, and almost certainly attacked is not to say that there is a reason to
highly desirable, not to treat mere participa- attack him no matter what; it is only to say
tion in an unjust war as punishable under that he would not be wronged by being
international law. attacked, given certain conditions, though
perhaps only in a particular way or by a par-
THE CONNECTION BETWEEN JUST ticular agent. This notion is broader than
CAUSE AND MORAL LIABILITY TO
ATTACK 10
Thomas Aquinas, Summa Theologiae, IIaIIae, q. 40,
art. 1, resp., quoted in Jonathan Barnes, The Just War,
These claims about the dependence of jus in in Norman Kretzmann, Anthony Kenny, and Jan Pin-
bello on just cause deviate substantially from borg, eds., The Cambridge History of Later Medieval
Philosophy (Cambridge: Cambridge University Press,
the currently orthodox understanding of the 1982), p. 777. Since the only citation is to the Latin text,
just war. I will now advance a view about I assume that the translation is Barness own.
8 Jeff McMahan
circumstances. . . . It follows from this that cance: combatants pose a threat to others;
we may not use the sword [that is, resort to noncombatants do not. Thus, because all
war] against those who have not harmed us;
to kill the innocent is prohibited by natural
14
law.14 It is an implication of this view that Francisco de Vitoria,On the Law of War, in Political Writ-
ings, Anthony Pagden and Jeremy Lawrance, eds. (Cam-
those who fight by permissible means in a bridge: Cambridge University Press, 1991), pp. 303304.
just cause are innocent and may not permis- 15
Ibid., p. 307. Vitoria seems to accept a subjective
sibly be attacked. account of justification, according to which it is wrong
for a person to fight in a war that he believes to be
To kill the innocent, Vitoria says, is imper-
unjust, even if his belief is mistaken (p. 308). This
missible. And the innocent are those who account of justification may not be fully subjective,
have done no wrong; they are those who however, because elsewhere Vitoria suggests that only
have done nothing to make themselves reasonable belief is sufficient for justification (p. 306).
But this means that he accepts that a person can be jus-
morally liable to be killed. This, as Vitoria tified in fighting in an unjust war, provided that he rea-
recognizes, supports the view for which I sonably believes that it is just; and Vitoria suggests that
argued abovethat the requirement of dis- whenever there is uncertainty about whether a war is
just, it is reasonable for a citizen to accept the assurance
crimination cannot be satisfied in the of his government that it is just (pp. 31213).
absence of a just cause. For a war that lacks 16
Francisco Surez, On War (Disputation XIII, De
a just cause is a war fought against those who Triplici Virtute Theologica: Charitate) (c. 1610), in Selec-
tions from Three Works, trans. Gladys L. Williams,
have not made themselves liable to attack. It
Ammi Brown, and John Waldron (Oxford: Clarendon
is a war fought against the innocent. Vitoria Press, 1944), pp. 84546.
17
therefore concludes that if a person is cer- See, e.g., Thomas Nagel, War and Massacre, in
tain that a war is unjust, he must not fight in Charles R. Beitz, Marshall Cohen, Thomas Scanlon, and
A. John Simmons, eds., International Ethics (Princeton:
it, even if he is commanded to do so by a Princeton University Press, 1985), p. 69; Anthony Kenny,
legitimate authority. For one may not law- The Logic of Deterrence (London: Firethorn Press, 1985),
fully kill an innocent man on any authority, p. 10; and Michael Walzer, Just and Unjust Wars, p. 145.
Elizabeth Anscombe, another influential contributor to
and in the case we are speaking of the enemy the literature on the just war, is inconsistent on this
must be innocent. Therefore it is unlawful to point. In her justly celebrated pamphlet opposing
kill them.15 This viewthat only those who Oxfords award of an honorary degree to President Tru-
man (on the ground, in effect, that mass murderers
fight in an unjust war are liable to attackis
ought not to be awarded honorary degrees), she wrote
shared by Francisco Surez, who asserts that that innocent . . . is not a term referring to personal
no one may be deprived of his life save for responsibility at all. It means rather not harming. But
reason of his own guilt; thus, the innocent the people fighting are harming, so they can be
attacked. (Anscombe, Mr. Trumans Degree, in
include all those who have not shared in the Ethics, Religion, and Politics: Collected Philosophical
crime nor in the unjust war.16 Papers, vol. 3 [Minneapolis: University of Minnesota
Contemporary just war theorists think Press, 1981], p. 67.) But in a later paper she wrote that
what is required, for the people attacked to be non-
that this is a crude mistake. Innocent, they innocent in the relevant sense, is that they should them-
point out, contrasts in this case with threat- selves be engaged in an objectively unjust proceeding
ening, not with guilty or culpable. Any- which the attacker has the right to make his concern;
orthe commonest caseshould be unjustly attack-
one who poses a threat is noninnocent, and
ing him. (War and Murder, in the same volume, p.
therefore soldiers on both sides are nonin- 53.) In this quotation, non-innocent means neither
nocent in the sense that is relevant for deter- harming or threatening nor guilty, but engaged in
mining liability to attack.17 This, after all, is objectively wrongful action. So when she wrote the
second essay, she had reverted to a position more in
what gives the distinction between combat- keeping with the older just war tradition but inconsis-
ants and noncombatants its moral signifi- tent with the contemporary orthodoxy.
10 Jeff McMahan
A SUBSTANTIVE ACCOUNT OF THE Contrary to what I wrote earlier, this gives
REQUIREMENT OF JUST CAUSE considerations of scale a role in the concept
of just cause.20 Only aims that are suffi-
Thus far I have offered only a formal ciently serious and significant to justify
account of the requirement of just cause, killing can be just causes. Beyond this, how-
claiming that there is a just cause for war ever, considerations of scale are irrelevant to
only when those attacked are liable to be just cause.
warred upon. A substantive account of just Let us assume that people can make
cause has to go further by providing a crite- themselves liable to be killed (for example,
rion for determining what sorts of action in self-defense or as punishment) only by
engender liability to military attack. virtue of seriously wronging or threatening
The classical jurists to whom I have to wrong others. On this assumption, the
referred typically offer a short list of just just causes for war are limited to the preven-
causes for war. The jurists tend to agree that tion or correction of wrongs that are serious
the just causes for war are basically these: enough to make the perpetrators liable to be
defense against unjust threats; recovery of or killed or maimed.
indemnity for what has been wrongfully If this is right, it does not automatically
taken, or compensation for the violation of generate a list of just causes, but it does pro-
rights; and punishment of wrongdoing, not vide some much-needed guidance in identi-
solely for the purpose of retribution but to fying what may be a just cause for war. We
prevent or deter further wrongful action by can, in particular, consult our beliefs
the culprit or by others.19 These suggested which are quite robust and stableabout
just causes for war are all consistent with the which kinds of wrong are sufficiently serious
insistence that, for war to be just, those that the killing or maiming of the perpetra-
attacked must be morally liable to attack. tor could be justified if it were necessary to
But a unified account of the morality of war prevent or correct the wrong. Most people
ought also to explain why certain forms of agree, for example, that one person may per-
action give rise to liability to attack while missibly kill another if that is necessary to
others do not. In this section I will offer a prevent the other person from wrongfully
preliminary sketch of a method for deter- killing, torturing, mutilating, raping, kid-
mining whether a certain goal can be a just napping, enslaving or, perhaps, imprisoning
cause for war. her. Many people would also accept that it
War involves killing and maiming; or, can be permissible to kill in defense against
rather, war that involves killing and maim- unjust and permanent expulsion from ones
ing is what requires a just cause. In principle home or homeland, and even, perhaps, in
and even in law, there might be a wholly defense against theftthough here ques-
nonviolent warfor example, one declared tions of scale are obviously relevant to pro-
by opposing belligerent powers but termi-
nated by agreement before their forces 19
See, e.g., Grotius, The Rights of War and Peace, pp.
engage. That is not my topic. War, as I 7576; Vitoria,On the Law of War, pp. 302306; Vattel,
understand it here, necessarily involves The Law of Nations, pp. 30114; and Samuel Pufendorf,
killing and maiming, typically on a large De Jure Naturae et Gentium, Libri Octo (Oxford:
Clarendon Press, 1934), p. 1294.
scale. A just cause, then, has to be a goal of a 20
I am grateful to Rachel Cohon for calling this to my
type that can justify killing and maiming. attention.
12 Jeff McMahan
new generations who are entirely innocent for example, either be requested, or there
of the initial aggression establish their own must at least be compelling evidence that
lives there. This is why Israeli settlements the intended beneficiaries would welcome
outside the borders Israel was assigned by rather than oppose intervention by the par-
the UN are properly regarded as instru- ticular intervening agent or agents. (One
ments of insidious territorial aggression. reason why the American invasion of Iraq in
The longer the settlers stay, the more they 2003 was not a justifiable instance of
build, and the more children they have, the humanitarian intervention is that there was
stronger their moral claim to the land no evidence that ordinary Iraqis wanted to
becomes. Consequently, Israelis who move be freed from the Baathist dictatorship by
to the settlements voluntarily are morally the United Statesa country that a little
responsible participants in unjust aggres- more than a decade earlier, and under the
sion, and as such are morally liable to defen- leadership of the current presidents father,
sive attackthough their young children had bombed their capital, decimated their
are not. Even when they do not themselves civilian infrastructure, and successfully
bear arms, which they usually do, their pres- pressed for the institution and perpetuation
ence in the occupied territories is possible of sanctions that subsequently resulted in
only because of a background threat of mil- many thousands of deaths among civilians.)
itary protection. There is, therefore, a case Many people have thought that consider-
for regarding them as having combatant sta- ations of national self-determination mili-
tus and thus as being liable, even according tate against humanitarian intervention.
to the orthodox theory of the just war. If This objection is often specious, however,
there are those who refuse to bear arms, they when the intervention is desired by the vic-
are morally like civilians who make them- tims of governmental persecution. For in
selves liable by voluntarily acting as shields such cases the gulf between victims and per-
for combatants engaged in territorial petrators is typically so wide that there is no
aggression, and who thereby facilitate longer (if there ever was) a single collective
aggression by forcing the other side to have self whose autonomy is threatened, but
to kill civilians in order to resist. rather two or more distinct collective selves,
one of which is engaged in wrongful action
Humanitarian Intervention that is not protected by its right of self-
Governments sometimes gravely wrong determination.22 There are various other
their own citizens, particularly members of objections to humanitarian intervention,
ethnic or other minorities or political dissi- but the most serious are of a pragmatic
dents. These wrongs may make their perpe- nature, having to do with such considera-
trators liable to attack for purposes of tions as the likelihood of self-interested
defense or correction. Just as resistance to abuse of any norm recognizing the legiti-
these wrongs may in rare instances lead to macy of war for altruistic reasons. But no
justified civil war by the victims against the such objections show that certain aims of
perpetrators, so military intervention by
third parties may also be justified on behalf
of the victims. There are, of course, various 22
For detailed discussion, see Jeff McMahan, Inter-
conditions that must be met if humanitar- vention and Collective Self-Determination, Ethics
ian intervention is to be permissible. It must, International Affairs 10 (1996), pp. 124.
14 Jeff McMahan
defensive and preventive attack. In these that, all things considered, it is nonetheless
cases, a single wrongful act makes the justifiable for A to avoid an otherwise
offending country liable to attack for more inevitable defeat at the hands of B by going
than one reason. But all that is necessary for to war against C in order to be able to deploy
prevention of future aggression to be a just troops there, provided that it will withdraw
cause is that a country should have done immediately after fighting off the invading
something to make itself liable to be forces from A. (One historical case that
attacked as a means of preventing it from approximates this scenario is Russias war
committing a wrong in the future. And the against Finland in 193940. The Russian
kind of action that engenders this form of government believed that control of Finnish
liability need not engender liability to attack territory within artillery range of Leningrad
for any other reason. In other words, the was necessary to protect the city from Nazi
prevention of future aggression may, in bombardment. It offered the Finns an
some cases, be the sole just cause for war. In exchange of territory, but the offer was
these cases, the country that is liable to pre- refused, and the Russians then went to war
ventive attack may be guilty of no wrong to capture the territory they thought was
other than the kind recognized in the area of necessary as a buffer against the Nazis. One
criminal law concerned with conspiracy: the reason this is only an approximation of my
kind of wrong that involves collaborators hypothetical example is that the Finns had
manifestly intending and actively preparing good reason not to trust Stalins assurances
to commit a crime. In order for this kind of that Russias aims were limited, since, among
activity to constitute a just cause for war, the other things, Russia had only a short time
intended wrong must be grave enough that earlier collaborated with the Germans in
its prevention could justify killing and carving up Poland.)
maiming.26 Given that C is not morally required to
sacrifice its territory for the sake of A, it
Just War as One Type of Morally seems that C does nothing to make itself
Justified War liable to attack by A. On the account I have
Consider now a different kind of case. Sup- offered, therefore, A does not have a just
pose that country A is about to be unjustly cause for war against C. Yet if A is neverthe-
invaded by a ruthless and more powerful less morally justified in going to war against
country, B. As only hope of successful C, it must be possible for there to be wars
defense is to station forces in the territory of that are morally justified yet unjust. A war is
a smaller, weaker, neighboring country, C, in just when there is a just cause and all other
order to be able to attack Bs forces from pre- relevant conditions of justification are also
pared positions as they approach A along the
border between B and C. As government
26
requests permission from the government For a more detailed discussion of these issues, see Jeff
McMahan,Preventive War and the Killing of the Inno-
of C to deploy its forces on Cs territory for
cent, in David Rodin and Richard Sorabji, eds., The
this purpose, but Cs government, foreseeing Ethics of War: Shared Problems in Different Traditions
that allowing A to use its territory in this way (Aldershot, U.K.: Ashgate, 2005), pp. 16990. See also
would result in considerable destruction, Allen Buchanan and Robert O. Keohane, Governing
the Preventive Use of Force: A Cosmopolitan Institu-
denies the request. Suppose that C is within tional Proposal, Ethics International Affairs 18, no. 1
its rights to deny A the use of its territory but (2004), pp. 122.
16 Jeff McMahan
seems that a country can make itself liable to self-government from suppression by a
attack as a means of deterring others from tyrannical regime, this suggests the need for
engaging in aggression only by itself engag- a further category of interventionnamely,
ing in aggression, in which case defense intervention that is necessary for the defense
against that aggression will also be a just of the rights of a people against violation by
cause. And the same seems true for other others within their own state, particularly by
wrongs that may make a country liable to be their own government. But note that what
attacked for the purpose of deterrence. is really at issue here is not the concept of
humanitarian intervention or the right to
Democratization democracy, but the permissibility of mili-
The Bush administration has contended tary intervention to defend a peoples right
that war can be justified as a means of bring- to collective self-determination. Such inter-
ing democracy to people who lack itthat vention might be justified even if what peo-
is, that democratization can be a just cause. ple want is not democracy but rule by what
But one does not even need a substantive they perceive to be the law of god, while their
account of just cause to rule this out; it is government insists on subjecting them to
ruled out by the formal claim that just cause some different form of rule instead. One
is always correlated with liability to attack important question here is whether inter-
on the part of those targeted for attack. For ventionary war could be justified even when
people cannot be liable to killing and maim- a peoples aspirations for self-determination
ing simply for failing to organize their inter- were being suppressed not by force but
nal affairs in a democratic manner, even if merely by a threat of force. If what I have
democracy would be better for them and for claimed earlier is right, the way to think
their relations with others. about this is to ask whether those who are
There might be a just cause for war if a responsible for the suppression thereby
people were being forcibly prevented by a make themselves liable to be killed if that is
tyrannical government from organizing necessary in order to end it. A useful test is
themselves democratically, for then the gov- to consider whether the people whose rights
ernment itself might be liable to attack for are being violated would be justified in
wronging its citizens. A war to stop the sup- resorting to armed rebellion in defense of
pression of a peoples democratic aspira- those rights. If they would be, that suggests
tions would not be a war for the promotion that external military intervention on their
of democracy, but would instead come behalf would be justified as well, other
within the category of humanitarian inter- things being equal.
vention, as its fundamental aim would be to
stop a government from violating the rights JUST CAUSE AND
of its citizens. PROPORTIONALITY
This admittedly presupposes a concep-
tion of humanitarian intervention that is I claimed in the earlier section on the moral
rather more expansive than the prevailing priority of just cause that only the achieve-
conception. If the concept of humanitarian ment of aims that are specified by a just
intervention is insufficiently elastic to cause can contribute to the satisfaction of
include interventions that are necessary to the ad bellum proportionality requirement.
defend the right of a people to democratic No other goods that might be realized by
18 Jeff McMahan
against the bad effects of war in the propor- CAN MORE THAN ONE
tionality calculation are those specified by BELLIGERENT HAVE A JUST CAUSE?
the just cause or causes for war.
There is, however, a forceful challenge to I noted in the introduction that the received
this argument. Not all of the bad effects of view in international law and contemporary
war involve killing or maiming. There are just war theory is that the only just cause for
many lesser types of bad effect. Even if the war is defense against aggression. This is
relief or mitigation of minor religious pleasing to orthodox theorists because it
oppression cannot justify killing or maim- coheres well with the traditional view that at
ing, perhaps it can weigh against, and there- most one side in a war can have a just
fore justify, the infliction of some of the cause.28 But if, as I have argued, there are
lesser bad effects of war. If that is so, per- more just causes than defense against
haps certain expected good effects that do aggression, and if, as seems obvious, a coun-
not rise to the level of just cause can count try can pursue both just and unjust causes in
in the proportionality calculation, provided the same war, then it is clearly possible for
that they are weighed only against lesser both sides in a war to have a just cause.
expected harms and not against the Here is what I take to be a clear case in
inevitable killing and maiming. Only those which two opposing belligerents both have a
goods specified by a just cause can be just cause. A and B both plot to conquer ter-
weighed against the killing and maiming. ritory belonging to the other. A seizes a piece
If good effects beneath the threshold of of Bs territory and B seizes a piece of As ter-
just cause can weigh only against the lesser ritorynot as a reprisal but in accordance
bad effects of war, it follows that in certain with plans formulated in advance. Both are
cases some such effects cannot count at all. pursuing unjust causes, but each sides
If, for example, a war would have twice as unjust cause gives the other a just cause:
many good effects beneath the level of just namely, self-defense or the recovery of cap-
cause as it would have lesser bad effects, half tured territory. But neither is simultane-
the good effects would count in canceling ously fighting two wars, one of aggression
out the bad, but the other half would have and another of defense; rather, each is fight-
no justificatory role at all. ing one war on two fronts. Each has the aim
This understanding of the proportional- of defeating the other militarily, thereby
ity calculation may, however, require com-
parisons of expected effects that are too
28
fine-grained to be possible. It seems unreal- In answering the question whether war can be just
istic to suppose that we could separate both on both sides, Vitoria writes that except in ignorance,
it is clear that this cannot happen. The exception he
the good and bad expected effects of war makes for ignorance is a mistake. After correctly noting
into two categories and compare the that invincible error is a valid excuse, he then con-
expected effects in one category only with cludes that those who fight in good faith, erroneously
believing their cause to be just, are justified in fighting.
the expected effects in the corresponding
But excuse excludes rather than entails justification.
category. So assuming that this challenge to (Vitoria, On the Law of War, pp. 31213.) Vattel too
the claim that only goods specified by a just asserts that war cannot be just on both sides, but says,
cause can count in the proportionality cal- more plausibly, of a party fighting an unjust war, that if
he acts in consequence of invincible ignorance or error,
culation is correct, its practical significance the injustice of his arms is not imputable to him. (Vat-
may be negligible. tel, The Law of Nations, p. 306.)
20 Jeff McMahan
causes sufficient to justify its being at war, soldiers on one side have a just cause while all
but that this country also and simultane- those on the other side do not.
ously pursues other aimseither aims that One thing we can say is that those who
are laudable but inappropriate for pursuit by fight in a war that is unjust overall might be
means of war or aims that are positively morally liable to attack even at a time when
unjust. These cases, which may even consti- they are pursuing a just cause, because they
tute the great majority of cases in which we will soon revert to the pursuit of the larger
have been inclined to judge that a war was unjust cause or causes that give the war its
just overall, pose a number of problems. I overall status as unjust. When they are pur-
will close by mentioning just one of the suing a just cause they are nevertheless at the
problems that I think is particularly impor- time engaged in fighting an unjust warjust
tant. Recall that I argued earlier that a sol- as they are while they are asleep.
diers moral status and what he may There is a great deal more to be said about
permissibly dohis immunities and this vexed set of issues, but here is not the place
rightsboth depend on whether he has a to try to say it. I hope, however, to have
just cause. The problem is that one and the advanced and defended a conception of just
same soldier may at one time act to serve a cause for war that ties it closely to an adver-
just cause but at another act to serve an sarys liability to attack as a result of a wrong
unjust cause, and may not himself even for which that adversary is or, in the absence of
know which is which. Or it may well be that defensive action, would be responsible. I have
a single act by this one soldier will serve both tried to show that this conception, which has
a just and an unjust cause. deep roots in the work of classical theorists in
In these cases, what is that soldiers status? the just war tradition but is in many ways anti-
Is he liable to attack when his action serves an thetical to contemporary just war theory, has
unjust cause but not when it advances a just radical implications for our thinking about the
cause? And what presumptions are soldiers morality of war. I hope to explore these impli-
on the other side entitled to act on, given that cations further in future work.31
in practice they cannot have knowledge
about whether a particular adversarys action 31
Most comprehensively in a book called The Ethics of
supports a just or unjust cause? Matters Killing: Self-Defense, War, and Punishment (New York:
would be clearer if we could assume that all Oxford University Press, forthcoming).