14657
14657
14657
The author introduces the reader to reasoning in law through the possibilities, boundaries
and traps of assuming personal responsibility and impersonal pattern adoption that have
arisen in the history of human thought and in the various legal cultures. He discloses actual
processes hidden by the veil of patterns followed in thinking, processes that we encounter
both in our conceptual-logical quests for certainties and in the undertaking of fertilising
CSABA VARGA
CSABA VARGA — <http://drcsabavarga.wordpress.com> — is Professor of the Pázmány Péter Catholic
University, Founding Director of its Institute for Legal Philosophy (H–1428 Budapest 8, POB 6 /
varga@jak.ppke.hu) and Scientific Adviser at the Institute for Legal Studies of the Hungarian Academy
of Sciences (H–1250 Budapest, POB 25 / varga@jog.mta.hu)
CSABA VARGA
The Paradigms
of Legal Thinking
Old001-008 11/12/19 12:56 Page 1
CSABA VARGA
THE PARADIGMS
OF LEGAL THINKING
Old001-008 11/12/19 12:56 Page 2
PHILOSOPHIAE IURIS
Edited by
Csaba Varga
Series Editor
Professor Csaba Varga
Director of the
Institute for Legal Philosophy,
Pázmány Péter Catholic University of Hungary
CSABA VARGA
THE PARADIGMS
OF LEGAL
THINKING
TABLE OF CONTENTS
1. Preliminary considerations 9
6 TABLE OF CONTENTS
TABLE OF CONTENTS 7
1. PRELIMINARY CONSIDERATIONS
The purpose of the reasoning below is to lead the reader Philosophy of science
methodologically to the understanding of the paradigms and philosophy
that have shaped our concept of law from the beginning and of language
which form the basis of our thinking in law.This presupposes
a journey to the fields of philosophy of science and philos-
ophy of language. However alien it may seem to our subject,
a certain distance is still needed in order to be able to raise
particular issues at all. Such issues are, for example: What
does language actually mean? What does it mean that we can
enter communication with others relying upon something
common in language? How can we decipher a text and how
is it expedient to do so? How can we unravel and disclose
messages inherent in a text? How do we reason in everyday
life? And how do we reason when conducting a scientific
inquiry? And, anyway, what choices has human thinking
faced throughout our known history?
This range of problems might appear to be an area remote Legal thinking /
from law, yet it proves to be of direct interest from the everyday thinking
perspective of law. For everything that has ever surfaced in
the evolution of human civilisation has appeared also in law
as well, as its own particular product. At the same time, this
realisation presumes the fact (and concomitantly gives it
particular emphasis) that the path to law, just as to any other
cultural manifestation, leads through fact, language and
logic, and that is cognition. I must venture a further state-
ment here. Namely, however shallow a truth may seem at
first and however strongly it may suggest that we are just
repeating evidences unquestioned at the level of everyday
experience: concerning the arch between historical evolu-
tion and cultural variety we are bound to realise that
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10 1. PRELIMINARY CONSIDERATIONS
pondering the above implies more than law and the paradig-
matic presuppositions of legal thinking. For the same tacit
considerations that have shaped our juristic world-view
throughout historical times have concomitantly altered our
general thinking within and on the world. Therefore, the
efforts at making them conscious not only contribute to their
historical explanation but also allow us to interpret our
present world as culturally colourful without abandoning
our commitment to values.1
Rationality of law This is why certain anthropological (more precisely: legal
anthropological) foundations are indispensable.We shall see
that another (apparent) detour of the kind will have direct
influence upon the notion and conceptual limits of law.
Since the fundamental question of how far and how much,
and especially in what respect is speaking of law possible
(worthwhile and necessary), can only be answered after its
anthropological presuppositions and potentialities have
been clarified. In more concrete terms: in the uninterrupted
process in which social self-organisation is accomplished,
exhibiting some orderliness at any given time, what features
are we expected to expose from the incredibly complex vari-
1
It is on the basis of such considerations that the demand for the
comparative study of legal cultures has emerged, including, as its distinct
field, the comparative analysis of the ways and forms of, as well as construc-
tions and reconstructions by, judicial thinking. Cf., Comparative Legal
Cultures ed. & introd. Csaba Varga (Aldershot, Hong Kong, Singapore,
Sydney: Dartmouth & NewYork:The NewYork University Press 1992) xxiv
+ 614 pp. [The International Library of Essays in Law & Legal Theory:
Legal Cultures 1]. Cf. also, by the author, ‘Comparative Legal Cultures:
Attempts at Conceptualization’ Acta Juridica Hungarica 38 (1997) 1–2, pp.
53–63 & in Changing Legal Cultures ed. Johannes Feest & Erhard Blanken-
burg (Oñati: International Institute for the Sociology of Law 1997), pp,
207–217 [Oñati Pre-publications–2].
As against culture as the root organising force which may erect tradi-
tion, cf. H. Patrick Glenn Legal Traditions of the World Sustainable Diversity
in Law (Oxford & New York: Oxford University Press 2000) xxiv + 371
pp. Cf. also, by the author, ‘Comparative Legal Cultures? Renewal by
Transforming into a Genuine Discipline’ Acta Juridica Hungarica 48
(2007) 2, pp. 95–113 & <http://akademiai.om.hu/content/gk485p7w8q56
52x3/fulltext.pdf>.
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1. PRELIMINARY CONSIDERATIONS 11
Let us summon some situations for the sake of example and easier (example: sanctioning
understanding. among Eskimos)
Is it law that exerts a coercive function up to the North on the eternal
snowlands, where those who commit the worst imaginable sin in the eye
of the locals (i.e., the theft of a canoe)—and especially when they are
cought to have thieved again (despite having been, from the first theft on,
called only by the nickname reminding them of their deed)—must leave
the community according to the traditional customary order of the
Eskimos, knowing full well that he who is expelled has very little chance
of surviving his solitude on his own? Does it truly mean execution of the
death penalty when the community unnoticeably performs the job at
night, leaving those who perhaps refuse to leave voluntarily and making
them suddenly realise that they have been left alone in the wilderness
without tools because their once protective community has abandoned
them during the night?3
Or, what might have been the suggestions of the investigation initi- (example:
ated, then hastily closed by the gendarmerie in the Tiszazug region and mass behaviour)
all over Eastern Hungary amidst the misery following the Great War,
when it turned out that once strong spouses who had been sent home
from the war as cripples and helpless old people, all supposed to be taken
care of by women left alone in a desperate struggle with the scanty family
farmstead and raise the children, had fallen victims to arsenic poisoning?
How did the series of cases, initially considered purely individual
murders (especially because some deceived husbands were also found
amongst those poisoned), turn into social pathology beyond legal
2
For a preliminary draft, see, by the author, ‘Anthropological Jurispru-
dence? Leopold Pospíπil and the Comparative Study of Legal Cultures’ in
Law in East and West On the Occasion of the 30th Anniversary of the Insti-
tute of Comparative Law, Waseda University, ed. Institute of Comparative
Law, Waseda University (Tokyo: Waseda University Press 1988), pp.
265–285, reprinted in his Law and Philosophy Selected Papers in Legal
Theory (Budapest: ELTE “Comparative Legal Cultures” Project 1994),
pp. 437–457 [Philosophiae Iuris].
3
Leopold Pospíšil Anthropology of Law A Comparative Theory [1971]
(New Haven: HRAF Press 1974) xiii + 385 pp. and particularly on p. 94.
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12 1. PRELIMINARY CONSIDERATIONS
4
See, e.g., Béla Bodó Tiszazug A Social History of a Murder Epidemic
(Boulder, Colorado: East European Monographs & New York: Columbia
University Press 2002) xxi + 320 pp. [East European Monographs 589].
5
Cf., in the light of short-stories by István Gáll, e.g., Vaskor [Iron age]
(Budapest: Szépirodalmi Könyvkiadó 1980) 317 pp.
6
For a monographic treatise, see, by the author, Theory of the Judicial
Process The Establishment of Facts (Budapest: Akadémiai Kiadó 1995) vii
+ 249 pp.
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1. PRELIMINARY CONSIDERATIONS 13
(Figure 1)
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14 1. PRELIMINARY CONSIDERATIONS
1. PRELIMINARY CONSIDERATIONS 15
[ce qui est construit],7 which also implies that what we have
erected will be given for others).Thus our lives evolve amidst
given things, and we already have preconceived judgements
about them, a formed—at an everyday level, to the extent
necessary for everyday life—knowledge confirmed by expe-
rience. It is simply excluded in practice to come across a
situation that requires philosophising about such issues.
Together with our everyday knowledge, an everyday prac-
tical routine is also established to avoid stones lying on the
pavement, and to guide our steps with the background
knowledge that we might meet rushing people or danger-
ously rule-breaking vehicles along our usual walking path.
In the same way are we aware that everything related to What makes ‘legal’
the normative organisation of our everyday life apparently legal? Where does
evolves without problems—inasmuch as we allow our lives the legal character
to advance with the automatism of everyday routine. On the of any phenomenon
other hand, legal philosophy takes a stand just opposite to come from?
pure spontaneity: it is destined for enabling us to provide
directions and achievable goals for legal processes by
steeling them with a consciousness characteristic to the legal
profession. For instance, by searching for preconditions we
might attempt to peek behind the scenes erected by law in
front of its own functioning and try to identify what actually
goes on when the law, so to say, ‘operates’, and the manner
in which this occurs. What does truly happen in the course
of functioning, and what do the law and its agents allow us
to see from it? What is added by the profession and legal
tradition that distinguishes the operations performed in the
name of the law from practical reasoning in everyday life? We
can immediately admit, of course, that once such a theoret-
ical reconstruction is started, something inconvenient will
follow.Well, the ostensibly p r o b l e m - f r e e and reliable
pavement, to which we do not need to pay much attention in
7
By François Gény, Méthode d’interprétation et sources en droit privé positif
I–II (Paris: Librairie Générale de Droit et de Jurisprudence 1899) xxv +
446 pp. and particularly on p. 422, as well as Science et Technique en droit privé
positif I–IV (Paris: Sirey 1914–1921).
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16 1. PRELIMINARY CONSIDERATIONS
Rebuilding the With regard to its distinct timeliness, not yet disappeared in
prestige of the law the mist of the past, it is worth mentioning to what degree
and of its proper the prestige of the legal profession and tradition have been
tradition eroded in Hungary in the past 50 years called “the existing
systems of Socialism”. In this half-century-long practice of
mercilessly consistent experimentation and overall social
8
Cf., based on Saul A. Kripke’s Wittgenstein on Rules and Private
Language An Elementary Exposition (Cambridge, Mass.: Harvard Univer-
sity Press 1982) x + 150 pp., Charles M.Yablon ‘Law and Metaphysics’ The
Yale Law Journal 96 (1987) 3, pp. 613–636 and especially at pp. 624–628.
9
For a general philosophical stand, see David K. Lewis Convention A
Philosophical Study (Cambridge, Mass.: Harvard University Press 1969)
xii + 213 pp.
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1. PRELIMINARY CONSIDERATIONS 17
10
See, e.g., Tibor Szamuely The Russian Tradition ed. Robert Conquest
(London: Secker & Warburg 1974) v + 443 pp., especially part I: »The
Russian State Tradition«, as well as André Siniavski La civilisation soviétique
(Paris: Albin Michel 1988) 345 pp., particularly chapters III–IV: »L’État des
savants: Lénine« and »L’État-église: Staline«. For a contemporary docu-
mentation of a genuine STALINist arrangement, cf. Merle Fainsod Smolensk
under Soviet Rule [1958] (New York: Vintage Russian Library 1963) xv +
484 pp.
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18 1. PRELIMINARY CONSIDERATIONS
11
Cf., by the author, ‘A bírósági joggyakorlat jogforrási alapjai: Eset-
tanulmány (Összefoglaló értékelés a pécsi járásbírósághoz 1962-ben
érkezett polgári ügyek jogforrástani problematikájú felmérésérôl)’ [Sources
of law of judicial practice: A case-study (Survey on referring to legal sources
in decisions of civil cases at the Pécs District Court in 1962)] Állam- és
Jogtudomány 34 (1992) 1–4, pp. 245–264.
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1. PRELIMINARY CONSIDERATIONS 19
12
For a contrast between past and present, cf., by the author, Transition
to Rule of Law On the Democratic Transformation in Hungary (Budapest:
ELTE “Comparative Legal Cultures” Project 1995) 190 pp. [Philosophiae
Iuris], in particular »Past and Present«, pp. 23–27 and ‘Law as Social Issue’
in his Law and Philosophy…, pp. 459–475.
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20
Measure gaining In the first place, we must discuss—at least through some
independence in examples—the major methodological directions that
setting standards characterised human thought throughout recorded history.
We will attempt to flash some expressive instances from the
immense treasury of possibilities and paths followed,
focusing on the evolution of legal, geometrical, and finally,
philosophical thought.
Diffuse practice In the following, we will lay particular stress on the develop-
as law ment of thinking relating to the ideal of law, throughout
which the measure gains full independence in its use as a
legal instrument. Therefore, we will not touch upon tech-
nical issues of the development of legal instrumentalities,
although in almost all cultures compromise-seeking and
even counter-running trends demanding their place also
prevailed, somewhat paralysing and compromising the there
and then main directions.
of the reasons for this may be that although ways and laws
[νοµοσ, nomos] were developed to a considerable extent,
there was no law proper with the Greeks in early classical
times, at least in the conceptualised sense of modernity.2
Instead, what we could find with them was some sort of a
diffuse practice, a dissipated and fragmented everyday use,
hardly measurable by the standards of discipline and defi-
niteness, distinction and internal closedness of modern
law—apart from the fact that at times it manifested itself in
the following of previous collective decisions.3 Greek anti-
quity might not have been able to develop the media refined
enough to contribute to the survival of the Greek culture of
x + 327 pp. and especially on pp. 1–36; Louis Gernet Droit et institutions en
Grèce antique [Paris: Maspero 1968] (Paris: Flammarion 1982) 330 pp.
[Champ historique 106] as well as Richard Garner Law and Society in Clas-
sical Athens (London & Sydney: Croom Helm 1987) viii + 161 pp.,
especially chs. I on »Justice, Traditional Values and Law« and IV on »Law
and Drama«.
2
It is a later outcome—of DRAKON’s and SOLON’s era—that the rules of [change in the
authority are named thesmos, with no regard of the fact as to whether public meaning of nomos]
agreement backed them or not; and nomos [nomoi] stands for every rule
accepted by the community independently of its origin. Change in the use
of words comes forth in the 5th and 4th centuries BC—as revealed by Martin
Ostwald in his Nomos and the Beginnings of the Athenian Democracy (Oxford:
Clarendon Press 1969) xiv + 228 pp., deriving its origin from the beginn-
ing of KLEISTHENES’ rule (507 BC)—when the thesmos implying a
dictatorial rule of law becomes outworn, and the expression nomos spreads
widely concomitant to the use of psēphisma initially having meant ‘voting’.
The laws of DRAKON and SOLON continue to prevail, however, they can
exclusively be called nomos, since there was actually no voting on them.
Thus, nomos is gradually regarded as more general, more fundamental and
more constant [nomos = law; nomothe tai = legislator, law-giver] as a norma-
tive pattern, as opposed to the rather individually shaped, concrete and
temporary decree [psephisma, psephismata]. Cf. Douglas M. MacDowell The
Law in Classical Athens (London: Thames and Hudson 1978) 280 pp.
[Aspects of Greek and Roman Life], pp. 44–45 and S. C.Todd The Shape of
Athenian Law (Oxford: Clarendon Press 1993) 433 pp. in particular at p.
18, who place this change of use in words to sometime after 403–402 BC.
3
As can be read in DEMOSTHENES’ speech against TIMOCRATES
[20.118, 23.96, 39.40, 57.63; Ais. 3.6]: “I will judge according to the laws
and decrees of Athens, and matters about which there are no laws I will
decide by the justest opinion.”
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“The puzzle arises because what is decent is just, but is not what is
legally just, but a rectification of it.The reason is that all law is universal,
but in some areas no universal rule can be correct; and so where a
universal rule has to be made, but cannot be correct, the law chooses the
[universal rule] that is usually [correct], well aware of the error being
made. And the law is no less correct on this account; for the source of the
error is not the law or the legislator, but the nature of the object itself,
since that is what the subject-matter of actions is bound to be like.
Hence whenever the law makes a universal rule, but in this particular
case what happens violates [the intended scope of] the universal rule,
here the legislator falls short, and has made an error by making an
uncodificational rule. Then it is correct to rectify the deficiency; this is
what the legislator would have said himself if he had been present there,
and what he would have prescribed, had he known, in the legislation.
4
Paul Vinogradoff Outlines of Historical Jurisprudence II: The Juris-
prudence of the Greek City (London: Oxford University Press 1922), p. 11.
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Hence what is decent is just, and better than a certain way of being
just—not better than what is unconditionally just, but better than the
error resulting from the omission of any condition [in the rule]. And this
is the reason why not everything is guided by law. For on some matters
legislation is impossible, and so a decree is needed. For the standard
applied to what is indefinite is itself indefinite, as the lead standard is in
Lesbian building, where it is not fixed, but adapts itself to the shape of
the stone; likewise, a decree is adapted to fit its objects.”5
5
Aristotle Nikomachean Ethics trans.Terence Irwin [1985] (Indianapo-
lis & Cambridge: Hackett Publishing n.y.), 1137b, pp. 144–145.
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18
[law-reciting] Cf., by the author, Codification as a Socio-historical Phenomenon
(Budapest: Akadémiai Kiadó 1991) viii + 391 pp. especially Part One, as
well as Sigur∂ur Líndal ‘Law and Legislaton in the Icelandic Common-
wealth’ Scandinavian Studies in Law 37 (Stockholm: Jurisförlaget 1993), pp.
55–92. The ‘law-chanter’ [nomodos] must presumably have been the fore-
runner of all this from the age of CHARONDAS, the most ancient Greek
legislator [Athenaios Deipnosophistai 619b], in such a widespread manner
that CICERO learnt as a child the Twelwe Tables as a compulsory song [De
Legibus 2.23, 59], and Martianus Capella in the 5th century recorded that
“many of the Greek cities used to recite laws and public decrees to the lyre”
[9.926]. Cf. L. Piccirilli ‘Nomoi cantati e nomoi scritti’ Civiltà classica e cris-
tiana 2 (1981), pp. 7–14 and Rosalind Thomas ‘Written in Stone? Liberty,
Equality, Orality, and the Codification of Law’ in Greek Law in its Political
Setting Justifications not Justice, ed. L. Foxhall & A. D. E. Lewis (Oxford:
Clarendon Press & New York: Oxford University Press 1996) 172 pp., in
particular on pp. 14–15. Several times a year being ordered to have read
publicly, Magna Carta also spread in a way that everyone should have heard
it. C. R. Cheney ‘The Eve of Magna Carta’ Bulletin of the John Rylands
Library XXXVIII (1955–56), p. 340, quoted by M. T. Clanchy From
Memory to Written Record England 1066–1307 (London: Edward Arnold
1979) xiii + 330 pp. at p. 213.
19
William Blackstone Commentaries on the Laws of England I (London
1765), p. 73. Cf. Károly Szladits, Jr., Az angol jog kútfôi [The sources of
English law] (Budapest: Grill 1937) 145 pp. [A Budapesti Kir. Magyar
Pázmány Péter Tudományegyetem Magánjogi Szemináriumának kiad-
ványai 10], §§ 3–4, pp. 8–10.
10
“Blackstone’s »general customs« or »customs of the realm« are those
[Common Law] fundamental principles in legal relationships which for the most part are not
to be found in any express formulation, but are assumed to be inherent in
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our social arrangements. They are, in short, the Common Law itself.” Sir
Carleton Kemp Allen Law in the Making [1927] 6th ed. (Oxford: Clarendon
Press 1958) 643 pp. at p. 70. Cf. also René David Les grands systèmes de droit
contemporains Droit comparé (Paris: Dalloz 1964) 630 pp. [Précis Dalloz],
especially at para. 350.
11
The classic English power of text-interpretation is symbolised by the [who says what
manner in which Bishop BENJAMIN HOADLY expressed—Sermon Preached the law is is truly
before the King (1717)—and JOHN CHIPMAN GRAY commented—The Nature
the law-giver]
and Sources of the Law (1909) 2nd ed. (New York: Macmillan 1948) xviii +
348 pp. on p. 102—on it: “Bishop Hoadly has said: »Whoever hath an
a b s o l u t e a u t h o r i t y to i n t e r p r e t any written or spoken laws,
it is he who is truly the Law-giver to all intents and purposes, and not the
person who first wrote or spoke them«; a fortiori, whoever hath an absolute
authority not only to interpret the Law, but to say what the Law is, is truly
the Law-giver.” Cf. Hans Kelsen General Theory of Law and State trans.
Anders Wedberg (Cambridge, Mass.: Harvard University Press 1946) xxxiii
+ 516 pp. [20th Century Legal Philosophy Series I], p. 154.
Old020-162 11/12/19 9:20 Page 28
12
Michel Villey ‘Essor et décadence du volontarisme juridique’ Archives
de Philosophie du Droit III: Le rôle de la volonté dans le droit (Paris: Sirey
1957), pp. 87–136.
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13
Cf. Michel Villey ‘Questions de logique dans l’histoire de la philoso-
phie du droit’ Logique et Analyse (1967), No. 37, pp. 3–22, reprinted in
Etudes de logique juridique IV, dir. Ch. Perelman (Bruxelles: Bruylant 1967),
pp. 3–22 [Travaux du Centre National de Recherches de Logique]; as well
as Michel Villey ‘La notion romaine classique de jus et le dikaion d’Aristote’
in La filosofia greca e il diritto romano I (Rome: Accademia Nazionale dei
Lincei 1976), pp. 71–80 [Problemi attuali di scienza e di cultura 221].
14
[the role of laws?] Todd describes particularly impressively (esp. on pp. 58–61) the
dilemmas of exploring a culture when posterity is left to nothing else than
disconnected fragments, belletristic texts and philosophical contemplations
to reconstruct the one-time meaning and function of words. Although it was
told in an address made before a court that “in cases where no nomoi exist,
you have sworn to judge according to what in your opinion is most just”
[gnomēi tēi dikaiotatēi] [Demosthenes 39.40]; yet it turns out from more
detailed investigation that it is only the parties who referred to the law at the
most and only if they felt it would support their cause. Because the dikastai
gave no reasons for their decisions which actually bound exclusively the
parties then and there; they knew no appeal (let’s consider: to whom could
have appeal been made against the polis?); and the judgements were not
collected (reported) officially and not referred to before the courts, either.
Law therefore did not make the impression of a rule to be simply applied,
nor did it request liable obedience. However, parties regarded reference to
it as their privilege, because for them it was a conclusive position informing
them about the desirable frameworks and units of the debate’s probable and
just resolution.
15
[or public morality?] “[T]he Greeks regarded law primarily as the embodiment of justice—
it is t’ dikaion as interpreted by the city.” “Greek law in its application was
meant to be a frame for public opinion. […] [J]ustice should be adminis-
tered to the members of a community in accordance with the standards of
morality and common sense prevailing in this community.” Vinogradoff,
pp. 19 and 11, similarly Ugo Enrico Paoli Studi sul processo attico (Padova:
Cedam 1933) xxvii + 219 pp. [Studi di diritto processuale 2], particularly
on p. 72, and Todd, para 6.b.iv, pp. 90–91.
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16
In its etymological contexture (e.g., based on Homer’s Iliad XVI,
541–542), the construction is confirmed by Sebastião Cruz in his Ius
Derectum (Directum) Dereito (Derecho, Diritto, Droit, Direito, Recht,
Right, etc.) 7th ed. [1971] (Coimbra [Gráfica de Coimbra] 1986) 74 pp.
and especially at pp. 34–35 as well as M[aria] Paola Mittica Il divenire
dell’ordine L’interazione normative nella società omerica (Milano: Giuffrè
1996) vii + 292 pp. [Seminario Giuridico della Università di Bologna
CLXV], in particular ch. VII, pp. 189ff. On the full complexity of its set of
concepts, cf. Henry George Liddell & Robert Scott A Greek-English Lexicon
[1843] rev. Sir Henry Stuart Jones (Oxford: Clarendon Press 1973), p. 429.
Garner (passim, especially ch. I, para. 2 on »Dike and Justice«) is extremely
critical of such an interpretation; his reconstruction of the concept (p. 4)
and Martin Ostwald ‘Ancient Greek Ideas of Law’ in Dictionary of the
History of Ideas Studies in Selected Pivotal Ideas, ed. Philip Paul Wiener
(New York: Scribner 1973), p. 678, are at the same time mostly reminding
of the world-view of the Chinese Tao. For the background, also see C. W.
Westrup ‘Sur la notion du droit et sur le mode primitif de formation du
droit positif, c’est-à-dire du droit coutumier’ Tijdschrift voor Rechtsgeschiede-
nis XI (1932), pp. 1–18.
17
F. M. Cornford—From Religion to Philosophy A Study in the Origins of [dika = natural order]
Western Speculation (New York & Evanston: Harper & Row 1957) xi + 275
pp. [Harper Torchbook], para. 97, pp. 172–177—deduces the word dika
from the concept of the c u s t o m and o r d e r of nature (cf. Homer
Odyssey XI, 218 and Plato Laws 904E), immediately relating it to the
Buddhist dharma, the Vedic Rta (cf. Hermann Oldenberg Die Religion des
Veda [Berlin 1894], p. 196), and to the concept of the Persian asha (cf. P. D.
Chantepie de la Paussaye Manuel d’histoire des réligions trans. I. Levy [Paris
1904], p. 467).
Old020-162 11/12/19 9:20 Page 32
Anyway, PAULUS declares clearly that “non ex regula ius sumatur, sed ex For rule was
iure quod est regula fiat”, what means—in FRANCIS BACON’s transcript— imagined
that “It is a sound precept not to take the law from the rules, but to make in thought at most
the rule from the existing law. […] The rule, like a magnetic needle, but not in law
points at the law but does not settle it.”19 As far as we know, the conflict
of LABEO and SABINUS begins here, because one of them would apply the
regula generalisingly as a strictly legal proposition to whatever case, while
the other regarded it only as a mirror of law with no normative strength
by its self. And even if we may be pleased to learn that QUINTUS MUCIUS
started to classify law according to genera, we have to learn also that
before the logical elaboration of the norm concept, these definitiones were
nothing else than sheer descriptions lacking any conceptual ideas behind
them. Therefore, regulae were not more than a summarising opinion
about the law at their time, and their misconceived overestimation—in a
way completely alien to the exclusively utilitarian empiricism of the
Romans—was only done by glossators at quite a distant age as “a mani-
festation of a general tendency to abstract and generalise the decisions
found in the Roman legal texts and to explore and make explicit their
relation with each other.”20 Thus it was to refer back to the leaden instru-
ment of measure rule of ARISTOTLE, as a practicable “signpost in the
labyrinths of the law”.21
(Figure 2)
20
Peter Stein Regulae iuris From Juristic Rules to Legal Maxims (Edin-
burgh: University Press 1966) x + 206 pp. on pp. 73., [Pomponius,
D.1.2.2.41] 48, 131 and 102. However, at times it is distinctly expounded
that “Regula est generalis et brevis definitio ac sententia, quando videl. plures
casus similes brevi traditione concluduntur, non per specialem casuum expres-
sionem sed ejusdem rationis assignationem.” [A regula is a general and brief
definition and statement, whereby, in a brief communicaton, many similar
cases are summarised, not to give expression to a special case, but to convey
the ratio of those cases.] Everardus Bronchorst Commentarius (1624), 4 as
quoted by Stein, pp. 294–295.
21
D. van der Merwe ‘Regulae iuris and the Axiomatisation of the Law in
the Sixteenth and Early Seventeenth Centuries’ Tydskrif vir die Suid-
Afrikaanse Reg (1987) 3, pp. 286–302 on p. 301.
Old020-162 11/12/19 9:20 Page 35
According to the underlying thought pattern, law built Open reasoning vs.
upon the ideal of δικαιον can be considered o p e n argu- closed reasoning
mentation. A reasoning is open if it allows any set of
solutions without previous determination. It is open if it may
refer to or rely on anything the parties involved recognise as
helpful in finding the individually just solution. A reasoning
is open when it sets the only goal to arrive at a decision
acceptable for the community.Well, to better understand the
issue, let us contrast open argumentation to what it negates,
c l o s e d reasoning. Let us imagine a hierarchical relation-
ship with rigid subordination schemes, for example, the one
established in the army. The service regulation in the army
provides a one-way commanding chain including the exclu-
sivity of closed argumentation.That is to say, whatever event
is to be faced, the subordinate can communicate only by
choosing and applying one from among the previously codi-
fied set of patterns, and the other way around, the superior
may respond by choosing any one from the patterns applic-
able in the responding channel. Be it the case that the enemy
breaks the lines and is shooting the target, or that the subor-
dinate wishes to use the restroom, the communication will
follow a homogenised pattern. This is perfect closedness
itself. In any possible situation that may occur, the party
entitled to determine the path of communication will choose
one of the previously established patterns and this pre-selec-
tion may decide the issue for good (Figure 3).22 This response
[delegation of cases
22
Referring a case to another forum—of experts, or to an investigating and subsidiarity of
commission or a preparatory committee for decision-making—is always a
decision]
double-edged instrument. In justified cases and especially ones requiring
additional knowledge, it is the only way of careful substantiation. However,
it is often used as a pretext for delaying and deadlocking resolution—seem-
ingly not refusing to face the case in merit but suggesting responsible
thoughtfulness. It is no mere chance that cases at fora of collective decision
making (parliaments, companies) often get lost exactly when being further
delegated to committees. The principle of s u b s i d i a r i t y (from the
term ‘subsidium’ = ‘assistance’) in the Catholic social teaching addresses
exactly this, i.e., the need and indispensability of responsible decisions to be
taken at proper levels, requiring acts and decisions made directly at the
levels most suited to their character, to prevent power concentration due to
Old020-162 11/12/19 9:20 Page 36
(Figure 3)
2.1.2.2. Praetorian law After a certain period of time the law Searching
as described above also had to be restricted and limited. for a closure
While according to the idea of δικαιον any reference could
be included in the reasoning—with the only restriction that
the arguments originate from law, or at least be retraceable
to legal tradition—because the exclusive target was the indi-
vidual justness of the individual case, in the republican era a
search started for closing the argumentation.
As is well known, there are two ways of setting limits to Procedural:
reasoning. On the one hand, we can determine p r o c e - no writ, no right
d u r a l l y who can participate in the given reasoning, in In merit: patterning
what way and sequence, and within what time frames. We substantive
can also define the form of procedure, for instance, the way arguments
an argument one of the parties intends to introduce to the
process ought to be presented.
23
On the history, practice and theory of writs, i.e., the Anglo-Saxon
formulas in comparison with the Roman actio, see, e.g., Hans Peter Actio
und Writ Eine vergleichende Darstellung römischer und englischer Rechts-
behelfe (Tübingen: Mohr 1957) x + 122 pp.
Old020-162 11/12/19 9:20 Page 38
On the other hand, one can select and delimit the sources
from which arguments can be taken. In such a case, inde-
pendent of the intention (be it that the actor in our previous
example asks for permission to open fire or to go to the
restroom), the arguments will be strictly codified both in
their merits and in the way they can be presented: they can
only be from the set of previously established patterns.This
is comparable to making pigeonholes for notions, defining
the number, sequence and order of the holes. Whatever
consideration we may hold, one can only choose from the
given arguments. One can choose either of them almost at
full discretion, feeling perhaps somewhat restricted in choice
by the rules of use attached to the set of arguments,
whichever best suits our interests at the given moment or our
strategies to serve given purposes. Either in the case that the
answer is delivered under the enormous burden of personal
responsibility or with a sheer routine concealing the lack of
genuine interest, from this point on one can proceed only by
fitting the opinion into the clothes of previously established
p a t t e r n s , the entire argumentation taking the shape of
some sort of repetition of the chosen patterns in the needed
versions, configurations, sequence (etc.).
At the praetor: In praetorian jurisdiction the unbound freedom of
delimiting the reasoning was surpassed by delimiting the procedures that
procedure + sources could be followed and then attaching the referable sources of
arguments to well-defined authorities.
Relevancy: One of the key instruments to implementing the above
changes was the institutionalisation of r e l e v a n c e and
raising awareness of it. Relevancy24 introduced a new prin-
ciple of selection, as, in opposition to open reasoning, it was
built on formal criteria. (For the sake of conceptual clarifi-
24
Or ‘pertinence’, that is, “something that is in a reasonable connection
with the issue in question”. André Lalande Vocabulaire technique et critique de
la philosophie [1926] (Paris: Presses Universitaires de France: 1991), [‘réle-
vance / pertinence’], p. 915. Regarding its philosophical foundation—on
the basis of LEIBNIZ’ saying: “Dic cur hic; respice finem” [Say, why are you
here; look to the end]—see F[erdinand] C[anning] S[cott] Schiller ‘Rele-
vance’ Mind (April 1912), No. 82 , pp. 153–166.
Old020-162 11/12/19 9:20 Page 39
”rabulistics” At the dawn of the Modern Age, especially by the social criticism the
Reformation and the entire Baroque period exerted, the law’s formalisa-
tion as confined to this pigeon-holing and especially the “nit-pick-
ing”—“Talmudistic” or “rabulistic”—abuses as sources of manipulation
uncontrollable by those uninitiated were represented in ironic or critical
tones (also as an early anticipation of the future’s dehumanisation and
alienation).
For instance, the encyclopedist and European educator, JOHANNES
AMOS COMENIUS, who also lectured at the Hungarian North-Eastern
town Sárospatak, summarised his contemplations about law as follows:
“Finis juris In the last place, they led me into still another very
spacious lecture room where I saw a greater number of distinguished
men than anywhere else.The walls around were painted with stone walls,
barriers, picket-fences, plank-fences, bars, rails, and gate staves, inter-
spersed at various intervals by gaps and holes, doors and gates, bolts and
locks, and along with it larger and smaller keys and hooks. All this they
pointed out to each other, measuring where and how one might or might
not pass through. »What are these people doing?« I inquired. I was told
that they were searching for means how every man in the world might
hold his own or might also peacefully obtain something from another’s
property without disturbing order and concord. »That is a fine thing!« I
remarked. But observing it a while, it grew disgusting to me.”
“Perplexitas juris Besides, I observed that all this science was founded
upon the mere whim of a few men to whom one or another thing seemed
worthy of being enjoined as a statute and which the others now observed.
Moreover (as I noticed here), some erected or demolished the bars or
gaps as the notion entered their heads. Consequently, there was much
outright contradiction in it all, the rectification of which caused a group
of them a great deal of curious and ingenious labor; I was amazed that
they sweated and toiled so much upon most insignificant minutiae,
amounting to very little, and occurring scarcely once in a millenium; and
all with not a little pride. For the more a man broke through some bar or
made an opening that he was able to wall up again, the better he thought
Old020-162 11/12/19 9:20 Page 41
of himself and the more was he envied by others. But some (in order to
show the keenness of their wit) rose up and opposed him, contending
that the bars should be set up or the gaps broken thus so. Hence arose
contentions and quarrels, until finally separating, they painted each his
case in his own way, at the same time attracting spectators to them-
selves.”25
We will see in another context that relevancy’s role is not Relevancy also in our
restricted to closed reasoning. Everyday thinking and elementary acts
common language use are both built upon relevancies.26 We
rely on relevance whenever we approach facts in either
everyday life or scientific reconstruction.To put this in a life-
like form of expression: we can perceive something only if it
is “reminding” of something previously perceived. More-
over, in the basic act of perception (that is, when using
organs of sense or engaging into some sort of perception) the
stimulus will be interpreted by the neural processes of the
organism only in relations to and through some expressly or
tacitly acknowledged relevances.27
25
Johannes Amos Comenius Labyrinth of the World [Jan Amos Ko-
menský: Labyrint sveta a ráj srdce (Amsterdam 1663)], ch. XV:The Pilgrim
Observes the Legal Profession, in <http://www.oldlandmarks.com/lab15.
htm>. For the issue of pigeon-holing as a taxonomy aiming at classifying the
objects, see also para. 2.3.1.4.
26
Cf. George H. Kendal Facts (Toronto: Butterworth 1980) x +106 pp.
and, in a wider context, see, by the author, Theory of the Judicial Process The
Establishment of Facts (Budapest: Akadémiai Kiadó 1995) vii + 249 pp.,
especially in ch. 3.
27
The so-called G e s t a l t p s y c h o l o g y had a revolutionary real- [Gestalt psychology]
isation, namely that in the process of perception, the conscious does not
build the whole from the parts; on the contrary, following the recognition of
the interpretable whole as reminiscent of something previously interpreted,
the individual components and their variations are identified afterwards.
On the classics, see Kurt Koffka Principles of Gestalt Psychology (London &
New York: Kegan Paul & Harcourt, Brace 1935) xi + 720 pp. [International
Library of Psychology, Philosophy and Scientific Method] and Max
Wertheimer Productive Thinking [1945] (London: Associated Book
Publishers & Tavistock 1966) xvii + 302 pp. [Social Science Paperbacks];
and, in a current elaboration, D. W. Hamlyn The Psychology of Perception A
Philosophical Examination of Gestalt Theory and Derivative Theories of
Perception (London: Routledge 1957) 120 pp. [Studies in Philosophical
Old020-162 11/12/19 9:20 Page 42
Psychology] and David Katz Gestalt Psychology Its Nature and Significance,
trans. Robert Tyson (London: Methuen 1951) x + 157 pp. [Methuen’s
Manuals of Modern Psychology 2]; for further analysis, see Hubert Paul
Grice Studies in the Way of Words (Cambridge, Mass. & London: Harvard
University Press 1989) viii + 394 pp. and Frank Jackson Perception A Re-
presentative Theory [1922] (Aldershot: Gregg Revivals 1993) 180 pp.
[Modern Revivals in Philosophy]; for a philosophical summary, Charles
Landesman The Eye and the Mind Reflections on Perception and the
Problem of Knowledge (Dordrecht & London: Kluwer 1993) x + 157 pp.
[Philosophical Studies 58].
[relevancy as the 28
The role of the legal advisor lies in revealing the relevant factual
pitfall in legislation circumstances. Legislation differs from other curing mechanisms in that its
and in virtue and possibility to fail is primarily not in the merit of its answers but
in finding adequate relevancies.We may have some good advice for how to
law-application]
ease tensions, but purposeful within law can only be the institutionalisation
Old020-162 11/12/19 9:20 Page 43
31
[prohibition of We know that the law is in the hand of the party who is entitled to give
interpretation] it the last interpretation as an authority. Thus, the prohibition of interpre-
tation used to serve the inviolability and unassailability of the will having
posited the law both in monarchic codifications (JUSTINIAN, FREDERICK
THE GREAT), and, for instance, in the protection of the French revolutionary
legislation against judicial sabotage. The inevitable failure, present in all
known periods of history, is described by, e.g., Hans-Jürgen Becker
‘Kommentier- und Auslegungsverbot’ in Handwörterbuch zur Deutschen
Rechtsgeschichte II (1978), pp. 963ff. For a related case study, see, by the
author, ‘A törvényhozó közbensô döntése és a hézagproblematika
megoldása a francia jogfejlôdés tükrében’ [The legislator’s intermediate
decision and the solution of issues of gap in the mirror of French legal devel-
opment] Jogtudományi Közlöny XXV (1971) 1, pp. 42–45.
Old020-162 11/12/19 9:20 Page 45
32
Cf., by the author, Codification..., in particular at p. 37, and notes 31
and 34 at pp. 44–45.
33
This becomes public conviction accompanying European legal devel- [“Lawyers make
opment all along from the Middle Ages on, culminating in the paradox of bad Christians”]
“Juristen, böse Christen”. For “the more learned such people are in the law,
the readier they are in practice to compromise it” [quoted by A. Migne
Patrologia Latina 211.667D in Alexander Murray Reason and Society in the
Middle Ages (Oxford: Clarendon Press 1978) xiv + 507 pp. on p. 223]. As a
modern presentation, we may find its most classic expression with MARTIN
LUTHER, especially in his Tischgespräche [or his Table Talk (London: Reli-
gious Tract. Soc. n.y.) 127 pp.].
Old020-162 11/12/19 9:20 Page 46
34
Alan Watson The Spirit of Roman Law (Athens & London:The Univer-
sity of Georgia Press 1995) xix + 241 pp., ch. 7: »Juristic Law: Reasoning
and Conceptualization«, pp. 82–97.
35
E.g., Michel Villey ‘Logique d’Aristote et droit romain’ Revue
Historique du Droit français 29 (1951), pp. 309ff; Alan Watson ‘Illogicality in
Roman Law’ Israel Law Review 7 (1972) 1, pp. 14–24; Franz Horak ‘Die
römischen Juristen und der »Glanz der Logik«’ in Festschrift für Max Kaser
zum 70. Geburtstag, hrsg. Dieter Medicus & Hanas Hermann Seiler
(München: Beck 1976), pp. 29–55.
36
[graduality of logical Alan Watson ‘The Importance of »Nutshells«’ The American Journal of
Comparative Law 42 (1994) 1, pp. 1–24 on p. 3. There was “one, and only
development]
one, exception” from this, the Institutiones attributed to GAIUS in an inter-
polation by JUSTINIAN (otherwise unknown from other sources). It is
JUSTINIAN’s Institutiones that first appears in print (Mainz: Peter Schoeffer
1468) as a work exclusive for centuries which might at all suggest Europe
the idea of both concept and structure, until HUGO GROTIUS Inleidinge tot
de hollandsche Rechtsgeleerdheid (1631), Lord STAIR Institutions of the Law of
Scotland (1681) and—finally—Sir GEORGE MACKENZIE Institutions of the
Law of Scotland (1684) attempted at attaining some systematisation of local
laws.
Old020-162 11/12/19 9:20 Page 47
37
In a most telling form of expression, see Thomas Babington Macaulay
‘Frederick the Great’ [1842] in Lord Macaulay’s Essays and Lays of Ancient
Rome [popular ed.] (London: Longmans 1895), pp. 795–834 and in partic-
ular on pp. 808 and 815, as well as Thomas Mann ‘Frederick the Great and
the Grand Coalition: An Abstract for the Day and the Hour’ [Friedrich und
die große Koalition: Ein Abriß für den Tag und die Stunde, 1914] trans. H.
T. Lowe-Porter, in his Three Essays (London: Secker 1932), pp. 156–157.
38
GEORGE LUKÁCS—‘Solzhenitsyn’s Novels’ in his Solzhenitsyn trans.
W. D. Graf (London: Merlin 1969), pp. 52–55—criticises STALIN for the
same reason, namely that by this he deprives society of its driving forces and
subjects it to degeneration, into a sheer tool of an external will.
Old020-162 11/12/19 9:20 Page 48
39
“[T]he national judges are no more than the mouth that pronounces
the words of the law [la bouche qui prononce les paroles de la loi], mere passive
beings, incapable of moderating either its force or rigour.” Montesquieu De
l’esprit des lois [1748], book XI, ch. VI, in his Oeuvres complètes I (Paris:
Lefèvre 1839), p. 196; The Spirit of Laws trans Thomas Nugent (London:
G. Bell & Sons, Ltd. 1914) in <www.constitution.org/cm/sol_11/htm#
006> & <http://www.constitution.org/cm/sol.txt>.
40
On the separation of the types of codification as targeting either the
q u a n t i t a t i v e accumulation or the q u a l i t a t i v e reformulation of
the law, see, by the author, Codification..., ch. XI, para. 2.
Old020-162 11/12/19 9:20 Page 49
41
Voltaire Dictionnaire philosophique in his Oeuvres complètes VII (Paris:
Firmin-Didot 1876). See also, by the author, Codification..., especially at
pp. 95–97, and notes 16–18 at pp. 127–128.
Old020-162 11/12/19 9:20 Page 51
reforming the customary law) did not prove enough for the
new job of processing, systematising, and also compiling
such an enormous quantity of norms.
Monarchs and jurisprudents went back to an instance as by reviving JUSTINIAN’s
old as the one of classical Roman empire, almost forgotten pattern
in Europe: JUSTINIAN’s legislation. (Later on we may realise
how different a perception of the Roman-Byzantine arche-
type they had, depending on what formed the basis of their
experience: the dismembered variety of customary laws on
the European Continent, or the uniform royal administra-
tion of justice on the British Isles. For divergent experience
could see different traditions in the same historical roots,
thus giving birth to differing traditions.42)
The solution was to design legiferation in the spirit of the Axiomatism: drafted
a x i o m a t i c ideal of s y s t e m so that the aggregate of and applied as a
all individual norm-enactments could be organised into, and system
applied as relevant parts of, a system. The idea of such a
system proved to be rather specific from a systemic point of
view as well, since it could qualify as a system at all only for
the reason that its individual provisions were promulgated
together as parts of one consolidated act. The above codifi-
catory idea suggests that what in legislation was enacted as a
total sum of rules was simply considered a system. Or, both
the process and its outcome proved to bear an ideological
character, staying independent of actual contents. In the
ultimate analysis, such a product is a system because it
claims to be, and it operates as a system because the legal
profession recognises it by operating it as such. All in all, it
qualifies as a system since the legal profession actually
42
Referring to the compilation undertaken by JUSTINIAN as the
synonym for objectifying the law by committing it into writing, see, e.g.,
Bede [the Venerable] in Historica Ecclesiastica gentis Angolorum II, 5 [Bede A
History of the English Church and People trans. L. Sherley-Price (Harmonds-
worth: Penguin 1968) 364 pp. on p. 108], who mentions exempla
Romanorum when speaking of the barbarian Laws of Aethelberht (around
731 AD)—while it is known that he did not see (and might not have seen)
anything like that: he heard about it at the most, distantly in space and time
as about a one-time experience, through several intermediaries, practically
as about a legend.
Old020-162 11/12/19 9:20 Page 52
(Figure 4)
The regulation at any According to its official understanding, in this new culture
time is a function of of thought the legislator did everything he meant to do.The
the legislatory work is perfectly done on his part.Therefore, from this point
intention: the rest is on, it is exclusively the judge’s job to draw all the conclusions
the job of the judge that can be drawn at all from the legislatory enactment and
to apply them to the case to be decided. (In the reverse sense,
the judge may also reconstruct the situation as follows:
although the legislator did whatever he wished to do, the
work is still deficient, full of gaps. It is the judge’s job to
complete it by continuing the legislator’s work.The question
of deciding what path to choose for intellectual reconstruc-
tion concerns the judge alone. Thus, he may substantiate
ideologically added claims at please alongside the above
path of reconstruction, yet this will not affect the complete-
ness in principle accomplished by legislation.)
With this, even a Historically, it is a striking observation that in every legal
regulation by some culture, where the demand for and the ideology of a
instances can also be complete regulation were formulated, there was also a
regarded as complete second consideration asserted, namely that the law—not
against its generality but as a consequence of it—not only
“ c a n be applied”, but “ m u s t be applied” to individual
situations. So, the initial presumption characteristic of the
underlying legal culture manifests itself again: on the level of
the entire law and order, the completeness in principle of the
positive regulation is ideologically presumed, accompanied
by the further assumption that new laws (entering and also
shaping the regulation) are issued as additional components
to the aggregate of norms organised into a system.
Gaplessness of law: From this concept of system an entirely new choice is
denial of justice is derived as well, creating some sort of basis for further ideo-
prohibited logical options in application. It concerns the practical
consequences of the declaration that there are no gaps in
law. For the law in its given wording has already provided a
f u l l response and this is what to rely on when making a
decision, perhaps building on the exception to the rule, or,
as the case may be, on the rule itself. Whenever there is no
rule directly applicable, one may argue starting from
assessing previously established general principles. Based on
that assumption, we shall also accept it as a response by the
Old020-162 11/12/19 9:20 Page 57
system that the system does not provide any answer to the
issue to be decided now in law. It complements the formal
prohibition of “denial of justice” as sanctioned by the
French Code civil. As known, the Code did not prescribe at
all that decisions of merit shall be made and legal actions
admitted in every case, but it provided that the judge who
rejects to administer justice by the allegation of the law’s
silence, obscurity or insufficiency is to be found guilty in the
offence of “denial of justice”.45
This is the age of e x e g e s i s , a true mirror (refusing Firstly, an age of
any compromise) of the proper spirit of continental law, with exegesis
overwhelming mistrust towards any social spontaneity,
which only believes in what is fixed and in its rigid, mechan-
ical operation, in what is logified but knows no excuse, no
difference, no consideration of additional circumstances,
i.e., in formal necessity and predetermination only.46 For
that what matters is the letter of the code, the implementa-
tion into practice of what has been posited as a behavioural
pattern, and the jurist is only aware of his task in so far as he
45
“Le juge qui refusera de juger, sous prétexte du silence, de l’obscurité [with filling of gaps
et de l’insuffisance de la loi, pourra être poursuivi comme coupable de déni unrestricted]
de justice.” Code civil § 4. The conclusion is evident: “this empowers the
judge to fill the gaps in law, so to say permitting the usurpation of legislative
power”—Chaïm Perelman writes in his Droit, morale et philosophie (Paris:
Librairie Générale de Droit et de Jurisprudence 1968) vii + 147 pp. on p.
125 [Bibliothèque de Philosophie du Droit]—, while, in compensation, this
new scheme obliges him to justify his decisions. In its posited contexts, see
Louis Favoreu Du déni de justice en droit public français (Paris: Librairie
Générale de Droit et de Jurisprudence 1964) 582 pp. [Bibliothèque du
Droit Public 61]), and cf. also Máté Paksy ‘Quelques réflexions sur la
jurisprudence relative à l’article 4 du Code civil français’ in La notion de
justice aujourd’hui [Séminaire international] coord. Petre Mares & Jean-
Pierre Clero (Târgovişte:Valahia University Press 2005), pp. 75–85.
46
A contemporary author describes expressively that “The text offers
safe principles; however, as soon as we move away from it, everything be-
comes necessarily uncertain”. Laurent, p. 109, quoted by Paul Dubouchet
La pensée juridique avant et après le Code Civil 4e éd. (Paris: L’Hermes 1998)
492 pp. on p. 176.
Old020-162 11/12/19 9:20 Page 58
= law-application
= law-making
(Figure 5)
Old020-162 11/12/19 9:20 Page 60
48
For the whole range of issues, see David R. Lachterman The Ethics of
Geometry A Genealogy of Modernity (New York, etc.: Routledge 1989) xiv
+ 255 pp.; for a full overview, Jeremy Gray Ideas of Space Euclidean, Non-
Euclidean, and Relativistic, 2nd ed. (Oxford: Clarendon Press 1989) xi +
242 pp. [Oxford Science], on EUCLID ch. 2, on BOLYAI and LOBACHEVSKY
ch. 10, for the EINSTEINian turn, part 3; for an overview of non-EUCLIDean
developments, Roberto Bonola Non-Euclidean Geometry A Critical and
Historical Study of Its Developments, trans. H. S. Carlslaw (New York:
Dover 1955) xii + 268 pp.; for the professional treatment of all these issues,
Evert W. Beth The Foundations of Mathematics A Study in the Philosophy of
Science, 2nd rev. ed. (Amsterdam: North-Holland Publishing Company
1968) xxvi + 741 pp. [Studies in Logic and the Foundations of Mathe-
matics], particularly at pp. 150–154; and for the background, Hermann
Schuling Die Geschichte der axiomatischen Methode im 16. und beginnenden
17.JahrhundertWandlung der Wissenschaftsauffassung (Hildesheim & New
York: Olms 1969) 199 pp. [Studien und Materialen zur Philosophie]. In a
Old020-162 11/12/19 9:20 Page 62
classical presentation, cf. also Blaise Pascal ‘De l’esprit géométrique’ in his
Oeuvres complètes III par Jean Mernard (Paris: Desclée de Brouwer 1991),
pp. 360–437 [Bibliothèque Européenne].
49
[axiom + theorem] According to its classical definition, on the one hand: axiwna =
“Telles sont des choses qu’on appelle axiomes, que tout le monde considère
comme indémontrables pour autant que tous regardent comme se compor-
tant de cette manière, et à l’égard desquels nul n’élève des doutes; car on
appelle souvent simplement axiomes aussi des propositions quelconques
ayant une autorité immédiate ou besoin de quelque rappel.” [Proclus (F)
193, 15–17] „Dies sind die von allen als unbeweisbar erklärten Axiome,
insofern ihre Richtigkeit von allen anerkannt und von niemand in Zweifel
gezogen wird.”. Proklus Diadochus [410–485 AD] Kommentar zum Ersten
Buch von Euklids »Elementen« übertragen P. Leander Schönberger, hrsg.
Max Steck (Halle: Deutsche Akademie der Naturforscher 1945), pp. 219
and 171 [302], and Proclus de Lycie Les commentaires sur le premier livre des
Éléments d’Euclide trad. Paul Ver Eecke (Bruges: Desclée de Brouwer 1948),
pp. 171 and 68, respectively; on the other hand: = ‘das Geforderte, die
Forderung’ [Proclus (F) 76, 17–19]: „Wo es sich also um ein allgemeines
Akzidens handelt, das der gesamten Materie eigen ist, da ist von Theoremen
zu sprechen.” Ibid., p. 221. Cf. Árpád Szabó ‘Anfänge des euklidischen
Axiomensystems’ Archive for History of Exact Sciences I (1960–1962), pp.
37–106, especially at pp. 65 and 67. Its first English occurrence defines as
follows “The Theoremes, (whiche maye be called approued truthes)
seruing for the due knowledge and sure proofe of all conclusions […] in
Geometrye.” Robert Recorde The Pathwaie to Knowledge (1551), quoted in
<http://mail.mcjh.kl.edu.tw/~chenkwn/mathword/t>.
50
[axiomatic definition “An axiomatic system is defined when we select some of the sentences
of a system] of a formal language as a x i o m s , and then take the set of all those
remaining sentences which follow from the axioms by some concept of
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With the EUCLIDean system of geometry, a new and previ- By proposing axioms,
ously unknown way of thinking appears, in which the basis the system is
of our knowledge on what human methodical cognition may accomplished as
rely later on, that is, the principle accepted as a starting point perfect and complete
unprovenly, is separated from the theses derived from it.51 In
its terms, one proposes a f i n i t e number of theses and
thereby creates a c l o s e d system of thought, concomi-
tantly declaring all the ultimate and incontestable truths
valid within the system. Nothing further is needed, nor is
anything left in need of explanation. It is entirely enough to
state the axioms. Once this statement is made everything
else will derive from the axioms—out of the aforementioned
logical necessity, that is, without further active human inter-
vention.This also means that stating the axioms is enough to
be able to control the entire system. Within deductive logic
the proposition of axioms defines the whole system. The
axiomatic system is p e r f e c t and c o m p l e t e in and
of itself.
The set of axioms and theorems adds up to a construction unchangeable,
of thought that is not only unchanged, but u n c h a n g e - because the axiom is
a b l e . Since if we state that the theorems derive from the the ultimate
axioms, we thereby also state that the axioms are ultimate truth-proposition
propositions not themselves derived from anything, but
allowing derivation. An axiom cannot be reduced to any
proposition whatsoever, at least within the system. In other
words, axioms are the ultimate truth-propositions of a
system. The system is unchangeable because regardless of
whether we enumerate all the theorems or not, they are still
logically inherent in the axioms.We have seen, however, that
the axioms are irreplaceably given in the system, insofar as if
either of them could be deducible from another, this would
52
ERNÔ SARLÓSKA speaks of the confessionality of scientific metho-
dology—“In infinite time nature itself is infinite, and so is the book of life:
mathesis is the candle, and we cannot read without it being lit.”—in his
‘Bolyai Farkas eszmevilága’ [Farkas Bolyai and his world of ideas] Tiszatáj
29 (1975) 2, pp. 42–44.
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53
“He attempted to prove the axiom indirectly, i.e., to assume that the [BOLYAI’s recognition
statement of the axiom is not true, and to derive some contradiction from in geometry]
this. […] JÁNOS BOLYAI […] came to the conviction already in 1823 that
these strange geometrical theses add up to a geometrical theory free of
contradiction, to a novel geometry. […] According to this the axiom of
parallelism is independent from the other EUCLIDean axioms: by accepting
it, the EUCLIDEan geometry will emerge in negation of the novel non-
EUCLIDEan geometry; by ignoring it, the absolute geometry will emerge
involving the common elements of the two geometries.” Ákos Császár
‘Magyar származású matematikusok hozzájárulása a matematika fejlô-
déséhez’ [Contribution of mathematicians of Hungarian origin to the
development of mathematics] Természet Világa (1998), special issue III, pp.
3–10.
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54
[its novelty] “What was damaged is not the truth or validity of a geometrical
axiom; not even a claim of such an axiom for evidence, eternity, or absolute
certainty. It is something much more sacred that collapsed: the
non-EUCLIDean revolution invalidated the law of the freedom from contra-
diction.” Imre Tóth Bécstôl Temesvárig Bolyai János útja a nemeuklideszi
forradalom felé [From Vienna to Temesvár:The way of János Bolyai towards
the non-Euclidean revolution] (Budapest: Typotext Elektronikus Kiadó
2002) 123 pp.
55
From JÁNOS BOLYAI’s letter to his father, FARKAS BOLYAI: “now I must
not tell anything but that I have created a new, different world out of
nothing; all that I had sent [to you] until now is like a house of cards
compared to a tower. I am convinced that it will be not less to my credit than
if I had invented something”. Tibor Toró ‘Habent sua fata: Bolyai János
1823. november 3-i temesvári levelének sorstörténete’ [History of János
Bolyai’s letter from Temesvár on November 3, 1823] TermészetVilága (2003),
special issue I [devoted to Bolyai] in <www.chemonet.hu/TermVil>.
56
[description of reality “Until JÁNOS BOLYAI, geometry used to describe the surrounding
leading to reality, inseparably from it. It was points, straight lines, planes what our
an abstract theory] views inflict on us powerfully. We should not forget that it was only for
reasons of order that EUCLID’s axioms were born; in order that we can
orientate ourselves in the chaos of concepts and statements by clarifying
what is obvious and what needs to be proven. […] It was BOLYAI to transfer
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(1) First and foremost we ought to realise that the world can The world’s
be d e s c r i b e d , at least in principle, i n m o r e t h a n description is neither
o n e w a y . Thus an “objective” or “in-and-of-itself suffi- objective and final nor
ciently true” description is by definition excluded. For the there are several
same reason this description is neither a definite entity that competing ways for it:
would put brains to rest and end science. On the contrary,
there are many competing ways to describe the world.
Descriptions (and alternatives to them) that do not allow us
to judge other ones are also imaginable. In such cases it is up
to the history of science to respond a posteriori sometime in
the future to the reasons why scholars and scholarship have
preferred certain descriptions to the others. Why was
COPERNICUS’ helio-centric world-view not accepted earlier,
surpassing the geo-centric one? And when the change-over
came about, what were its underlying reasons?57
geometry into the realm of abstract theories. He has shown that logically
more than one geometry is possible.” András Prékopa ‘Bolyai János
forradalma’ [The revolution by János Bolyai] TermészetVilága (July, August,
September 2002).
57
In case studies, see, e.g., Arthur Koestler The Sleepwalkers A History
of Man’s Changing Vision of the Universe (London: Hutchinson 1959)
624 pp.
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(duality of the KANTian KANTian conceptualisation can also be mentioned here, as being a
Is / Ought, tradition that explaining social complexity in terms of a scientific world-
facts / norms) view is built upon the duality of ‘Is’ and ‘Ought’, or ‘facts’ and ‘norms’,
respectively. Up to the post-modern period, this represented the funda-
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58
As he wrote to his pupil, ERNST STRAUSS, he was interested in the [internal necessity of
issue of whether God could have created a different world, as well as in the world?]
responding to whether the requirement of logical simplicity could allow any
sort of variety in the world. Albert Einstein ‘Autobiographical Notes’ in
Albert Einstein Philosopher-Scientist, ed. Paul A. Schilp (New York: Tudor
1951), p. 63.
59
All of this grants environmental and, moreover, personal emphasis to
human manifestations due to the position taken. EINSTEIN therefore warns
us, by referring to rationalism, providing the common background, that we
cannot draw any conclusions whatsoever without falling from the grace of
rationality. Albert Einstein Lettres à Maurice Solovine (Paris: Gauthier-
Villars 1956) xiii + 139 pp. and in particular at p. 129.
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60
The KANTian concept distinguishes exclusively between control by
own law and the law of others [auto/hetero-nomo] (e.g., John Hittinger
Modern Philosophy XI.B.1.3.: »Kennington on Kant’s The Foundations of the
Metaphysics of Morals« <www.icu.catholicity.com/c02111.htm>), while the
distinction suggested above applies this as restricted to the ways in which a
given text may be intended to confer us normative meaning.
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2.3.1. Autonomy
2.3.1.1. New Testament argumentation The first historical New Testament:
example of this for us to treat here is the New Testament,61 discourse with the
which narrates the life and teachings of JESUS CHRIST. As we necessary
know, he was only thirty-three when he died, after having conclusions drawn
taught in a rabbinical environment with rabbinical socialisa-
tion. To put it in lay terms, what we find in the New
Testament is that JESUS CHRIST gets involved in different
debates in various situations, and at the end draws some
conclusions for Himself and his audience, which usually
point out the absurdity, or even the untenability, of the given
conditions.
From the perspective that interests us, the New Testament as a collection of
is an illustration of selected situations, and the moral choices parables
and decisions shaping the world-view underlying them.
Doing something in given situations is generally followed by
drawing (mostly normative) conclusions of a moral char-
acter. Sometimes JESUS CHRIST talks about hypothetical
situations that might have occurred or actually did occur
with others, which also serve as a basis for moral lessons. He
speaks about these as if he were a rhetor, a teacher of his age,
a rabbi among his fellows, that is, with the means of impres-
sivity.62 Put simply, from this perspective the New Testament
can be best taken as a collection of p a r a b l e s .
61
For a first summary of the trends in linguistic and sociological criti-
cism of the New Testament, see Text and Interpretation New Approaches in
the Criticism of the New Testament, ed. P. J. Hartin & H. Petzer (Leiden,
etc.: Brill 1991) viii + 326 p. [New Testament Tools and Studies XV]. For a
general philological background, Benjamin Kedar Biblische Semantik Eine
Einführung (Stuttgart, etc.: Kohlhammer 1981) 214 pp. writes on p. 189
that “Here we have a book with a lot of words, yet, if we think further, »there
is a whole book behind every single word« (RÜCKERT).” [“Von uns liegt ein
Buch mit vielen Wörtern, aber auch »in jedem Wort, wenn wir’s erwägen,
liegt ein ganzes Buch« (Rückert).”]
62
According to, e.g., István Kosztolányi ‘Jézus saját szavainak kérdése’
[The question of Jesus’ own words] Vigilia XL (1975) 8 on p. 513, “JESUS’
method of teaching might have been similar to that of the rabbies. JESUS
formulated what he told first of all to be easily remembered, therefore he
used rhythm, opposition, play of words and witty formulation.”
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Parables of Our Lord, 2nd ed. (London: Hodder and Stoughton 1887) xii +
515 p.,William Oscar Emil Osterley The Gospel Parables in the Light of their
Jewish Background (London: SPCK 1936) viii + 245 pp. and Joachim Jere-
mias Parables of Jesus [Gleichnisse Jesu] rev. ed. & trans. S. H. Hooke
(London: SPCK 1963), 248 pp. as well as Kálmán Tóth A parabolázó Jézus
nyomdokain Jézus példabeszédeinek gyakorlati magyarázata homiliákban
[On the footsteps of Jesus speaking in parables:The practical explanation of
the parables of Jesus in homilies] (Esztergom: Laiszky János Könyvnyomda
1927) 298 pp.; as well as, in a hermeneutical context, N. Perrin ‘The Para-
bles of Jesus as Parables, as Metaphors and as Aesthetic Objects: A Review
Article’ The Journal of Religion 47 (1967), pp. 340–347, Heikki Raisanen Die
Parabeltheorie im Markusevangelium (Helsinki 1973) 137 p. [Schriften der
Finnischen Exegetischen Gesellschaft 26],Warren S. Kissinger The Parables
of Jesus A History of Interpretation and Bibliography (London: Metuchen
1979) xxiv + 439 pp. [American Theological Association Monograph Series
4], Robert Walter Funk Parables and Presence Forms of the New Testament
Tradition (Philadelphia: Forress Press 1982) xi + 206 pp., Herman
Hendrickx Parables of Jesus Then and Now [Manila: Society of St. Paul
1983] (London: Chapman 1986) 304 pp. [Studies in the Synoptic
Gospels], Les parables évangéliques dir. Jean Delorme (Paris: Cerf 1989) 452
pp. [Lectio divina 135], BradYonry Jesus and his Jewish Parables Rediscovery
of the Roots of Jesus’Teachings (NewYork: Paulist Press 1989) xv + 365 pp.
[Theological Inquiries], and Claus Westermann The Parables of Jesus in the
Light of the Old Testament trans. Friedemann W. Golka & Arastair H. B.
Logan (Edinburgh:T&T Clark 1990) 211 pp.
65
Their enumeration is given in Paul Ricoeur ‘Biblical Hermeneutics’
Semeia 4 (1975), pp. 27–145.
66
PAUL RICOEUR writes in his paper above that meaning cannot be [interpretation as
exhausted by any explanation, not even by »historical« interpretation. Our projection onto given
interpretation can only relate to our own life-situation, as the original inter-
situations of life]
pretation too relates to the initial situation.Therefore the original meaning
with the historical interpretation has a controlling function over re-inter-
pretation in this a n a l o g o u s form. Cf. also R. W. Funk Language,
Hermeneutic, and Word of God (New York: Harper & Row 1966) xvi + 317
pp., especially at pp. 150–151.
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67
We do not intend here or later to participate in any anarchistic [not unlimitedness,
nihilism disguised under the veil of deconstructionism, which currently but personal
permeates (under the label of ‘being methodical’) most English–American
self-determination]
academic circles, including a considerable number of non-denominational
theological faculties. See, regarding a few alarming excesses from the circle
of only the latter, John Dominic Crossan’s Cliffs of Fall Paradox and Poly-
valence in the Parables of Jesus (New York: Seabury Press 1980) viii + 120
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human manifestation So, JESUS CHRIST spoke—to His disciples, to us, to all of
→ textual corpus us. He spoke in a living human language, accompanied by
→ doctrine secondary sign-systems as well as gestures of indirect human
→ scholarship speech. His immediate disciples may have handed this on in
the same way. As the sequence of directness was replaced,
after generations, by a textual form, the revelation laid down
in the corpus of the New Testament as the message of JESUS
CHRIST was from now on carried by written language. The
searching mind found parables in this as the quintessence of
the narration of various events.68 In order to grasp and inte-
riorise the message of JESUS CHRIST for himself and to be
able to transmit it to future generations as well, he attempted
to uncover the doctrine supposed behind its exemplarity.
The disciples of disciples all took care of this. And when all
this took a systematic shape as a conceptualised set of pro-
positions logically arranged and mutually related, it
transformed into theology as a human scholarly reconstruc-
tion of the transcendent teaching of JESUS CHRIST. And this
is a sacred field as it does not aim at formulating variable
human experiences but conceptualising the Divine revela-
tion. Yet, as an academic conceptualisation it may scarcely
strive for more than a kind of expression attainable through
human cognition. And since then it is performing its task as
a specific field of scholarship it mediates, influences,
guides—by elevating us above our direct perception and
contemplations.
(example: the English As to the methodological characteristics of learning, legal
law of precedents equivalents to such context-bound situational lessons as the
taken as a store of
cultural patterns) pp. and In ParablesThe Challenge of the Historical Jesus (New York: Harper
& Row 1973), xvi + 141 pp. and, for a background,Tibor Fabiny Szóra bírni
az írást Irodalomkritikai irányok lehetôségei a Biblia értelmezésében
[Getting the text to speak: Potential trends in literary criticism of Biblical
interpretation] (Budapest: Hermeneutikai Kutatóközpont 1994) 102 pp.
[Hermeneutikai füzetek 3], especially point 6, at pp. 53–62.
68
“Parable: from the Greek word ‘parabole’ which translates the
Hebrew ‘mashal’ which means »to be similar, to be comparable«. A parable
is an extended metaphor, or simile, frequently becoming a brief narrative,
generally used in Biblical times for didactic purposes. (Not to be confused
with an allegory.)” The Interpreter’s Dictionary of the Bible in <http://www.
crossmarks.com/parables1/paris1.htm>.
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69
“What is truth?” John 18:38.
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70
This is one of the reasons—also in the law’s formal cultures—for the
almost necessary emergence of schisms and conceptual polarisations in an
apparent mutual negation (because by raising additional aspects, leading to
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opposite directions)—as in the case of, e.g., schools in Jewish, Roman, and
modern law, rites in Islamic law, in brief: isms—and their battle for tempo-
rary exclusivity, sometimes ending in their reconciliation of mutually
complementing one another. For their assessment in the perspective of the
law’s ultimate end, see, by the author, ‘Goals and Means in Law’ in <http://
www.thomasinternational.org/projects/step/conferences/20050712budape
st/varga1.htm> & ‘Buts et moyens en droit’ in Giovanni Paolo II Le vie della
giustizia: Itinerari per il terzo millennio (Omaggio dei giuristi a Sua Santità
nel XXV anno di pontificato) a cura di Aldo Loiodice & Massimo Vari
(Roma: Bardi Editore & Libreria Editrice Vaticana 2003), pp. 71–75.
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(A scandal generated Let me refer to a major debate at the end of the 19th and the beginning
by RENAN’s of the 20th century. For in the middle of the 19th century ERNEST RENAN
reconstruction of the published his book on the life of JESUS, which he meant to be the first in
Bible) a series dedicated to New Testament topics, aimed at charming a mass
audience.71 In France, in the upheaval caused by the agitation for the
separation of State and Church, he became a leading figure in the anti-
ecclesiastic movement, and this caused understandable indignation.
This happened concomitant to the period of Faith, Reason, and
Unreason,72 when the Catholic Church issued the doctrine of papal
infallibility (1870) and a series of further dogmas. In an anticipated
response, by allegedly returning to undamaged CHRISTian roots revealed
from original sources and inspirations, RENAN was actually contesting
two thousand years of continuity since the Church’s foundation.
71
Ernest Renan Vie de Jésus [1863] (Paris: Nelson & Calmann-Lévy
n.y.) 282 p. [Les collections Nelson]. For want of a more specialised work,
cf., for the evaluation of his work, Richard McClain Chadbourne Ernest
Renan as an Essayist (Ithaca, N.Y.: Cornell University Press 1957) xxii +
264 p.
72
An expression by Paul Johnson A History of Christianity [1976]
(Harmondsworth: Penguin 1980) [Pelikan Books], part VI.
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73
Similarly Hans Weder Metaphor, Parable, HermeneuticsThree Lectures
delivered in Budapest (Budapest: Centre for Hermeneutical Research
[1997]) 60 pp. [Zürich–Budapest Hermeneutical Project 1]: “the transfor-
mation of a parable into theological theory is to be avoided” and in
particular p. 40.
74
Lajos Szimonidesz A világ vallásai [Religions of the world] [Budapest: [inductivity offers
Dante 1928] (Budapest: Könyvértékesítô 1988) 723 pp., especially in para. secure path whilst
II.A.1 at pp. 442–447, concludes (on p. 446) that “The rock on which Jesus deductivity
builds and on which He wants his listeners to build is this inductive method
can only promise
of thinking, deriving directly non-available truths from well observed and
circumspectly gathered data. God has never been seen by anyone. Anyone apparent security]
who does not intend to learn about Him by relying on uncontrollable tradi-
tions, but wants to approach Him through His own thoughts, must follow
the only secure path of deriving them from the facts of how the world is
governed. Jesus followed this path.This method brought Him the recogni-
tion that, as a participant in the new godly revelation, He could present God
from His most true side, presenting God to mankind through getting close
to His heart.The deductive method provides considerably weaker founda-
tions, for as Jewish scribes have also noted in their more sincere moments,
it sometimes hangs mountains on a hair, piling explanations and customs
on a few laws. For everything depends on the point of reference, and
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doubting this will cause the whole construction built upon it to collapse. If
the premise is not true, the truths derived from it cannot be true either; if
the godly revelation is not reality, the laws relying on and sanctioned by its
authority are meaningless, too. Deduction, like sand, flows out from under
man’s feet, but the elements of induction are pieces of rock, which properly
put together, stand more securely in and of themselves, than the illusory
rocks of deduction.” Similarly in Lajos Szimonidesz Zsidóság és kereszténység
[Judaism and Christianity] (Budapest: Dante n.y.) 318+ pp. at pp. 86–89.
[nature is solid whilst It should be noticed for the sake of conceptual similarity that in one of
systemicity equals to the revolutionary preliminaries to the French Code civil, CAMBACÉRÈS
(1793) wrote with a similar mistrust towards theoretical constructions:
mere sand]
“After having marched long enough on the ruins, we have to raise the
grand edifice of civil legislation; an edifice simple in its structure yet
majestic in its proportions; simple in its structure yet solid to the extent
that it is based—instead of the sand of systems—on the firm soil of the
laws of nature and on the unbroken soil of the republic.” [„Après avoir
longtemps marché sur des ruines il faut élever le grand édifice de la légis-
lation civile: édifice simple dans sa structure, mais majestueux par ses pro-
portions; grand par sa simplicité même, et d’autant plus solide, que n’é-
tant point bâti sur le sable mouvant des systèmes, il s’élevera sur la terre
ferme des lois de la nature, et sur le sol vierge de la république.”] Cf., P.
A. Fenet Recueil complet des travaux préparatoires au Code civil I (Paris:
Videcoq 1827), p. 2.
75
Cf., e.g., László Boda Inkulturáció, Egyház, Európa Az Evangélium és
a kultúrák átültetése [Inculturation, Church, Europe: Adapting the Gospel,
adapting cultures] (Budapest: Mundecon 1994) 192 pp.
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76
C. H. Dodd The Parables of Kingdom (London: Nisbet & Co. 1935), p.
5 & <http://www.crossmarks.com/parables1/paris2.htm>.
77
Cserháti Márta ‘The Good Samaritan: Parable or Example?’ in The
Bible in Literature and Literature in Bible Proceedings of the Conference
“Teaching »Bible and Literature« at Universities”, ed.Tibor Fabiny (Buda-
pest Centre for Hermeneutical Research & Zürich: Pano Verlag [1995]) 223
pp. on p. 173.
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Convincing through 2.3.1.2. CICERO’s testimony CICERO himself and the rhetoric
being convinced elaborated by him is of standard value for human thought.78
He was both a lawyer and an eloquent orator. His oeuvre is
imbued by the elementary experience of convincing and
being convinced. We are always deeply affected when
listening to the reproductions of his performances or reading
his writings albeit they were meant just not to offer alterna-
tives to thinking. For CICERO’s rhetoric starts in some
direction and convinces his audience by proving its rightness
despite the fact that he actually does nothing but exclude all
other choices or alternative paths by the convincing force of
his rhetoric.When we finally reach the shared conclusion we
feel fully convinced that the conclusion is cogently derived
from his arguments.
with rhetorics and A closer logical analysis reveals however that CICERO’s
repetitions, calling to writings and art of speech are completely void of strict
shared attitudes to life logical conclusion. That is, his manner of construction is
other than that of starting from principles and premises orig-
inated in logical presumptions that would allow further
propositions to be derived therefrom.What he does is rather
reminiscent of the painting-style characteristic of modern
impressionism. He identifies himself with some prevalent
values and builds an atmosphere pertaining to the given
(rhetorical) situation. He articulates certain convictions,
experiences and traditions, a l r e a d y present in the given
78
For CICERO’s ideas, see Neal Wood Cicero’s Social and Political Thought
(Berkeley: University of California Press 1988) xiii + 288 pp., for his
linguistic means, Charles Causeret Études sur la langue de la rhétorique et de
la critique littéraire dans Cicéron (Paris: Hachette 1886) 245 pp.; Louis
Laurand Etudes sur le style des Discours de Cicéron (Paris: Hachette 1907)
xxxix + 388 pp; Marin O. Liscu Etude sur la langue de la philosophie morale
chez Cicéron (Paris: Les Belles Lettres 1930) 308 pp. [Collection d’études
anciennes];V. Paladini ‘-cuceribe retire e iratire’ Ciceroniana II (1960) 1–2,
pp. 15ff; Walter Ralph Johnson Luxuriarace and Economy Cicero and the
Alien Style (Berkeley & London: University of California Press 1971) 72
pp. [University of California: Classical Studies 6]; Harold C. Gotoff Cicero’s
Elegant Style An Analysis of the Pro Archia (Urbana: University of Illinois
Press 1979) xiii + 255 pp.; Carl Joachim Classen Recht, Rhetorik, Politik
Untersuchungen zu Ciceros rhetorischer Strategie (Darmstadt: Wissen-
schaftliche Buchgesellschaft 1985) 390 pp.
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2.3.1.3. Saint AUGUSTINE Our next example is Saint AUGUS- Making his train of
TINE (and we will realise when advancing in the thought accepted
chronological order that, methodologically speaking, he is through the
the representative of the pole opposite to that of Saint authenticity of his
THOMAS AQUINAS). It is not by mere chance that his best internal experience:
known work is the Confessiones, a combination of essay,
poetry, and personal confession. Saint AUGUSTINE presents
his ideas in a manner that we classically owe to JEAN-
JACQUES ROUSSEAU, and undertakes to let everything out of
himself by describing, naming and even conceptualising
what is inherent in him (maybe just as a whirl of unidentified
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79
On the AUGUSTINian range of ideas and manner of expression, see
Robert Honstetter Exemplum zwischen Rhetorik und Literatur Zur gattungs-
geschichtlichem Sonderaustellung von Valerius Maximus und Augustinus
(Konstanz 1977) 238 pp. [Univ. Diss.] and Tilman Borsche Was etwas ist
Fragen nach der Wahrheit der Bedeutung bei Platon, Augustin, Nikolaus
von Kues und Nietzsche (München: Fink 1990) 336 pp., especially part III;
on his social philosophy, Robert Austin Markus Saeculum History and
Society in the Theology of St. Augustine [1970] (Cambridge: Cambridge
University Press 1988), especially at pp. 154–186; on his conception of
language, Karl Kuypers Der Zeichen und Wortbegriff im Denken Augustins
(Amsterdam: Swets & Zeitlinger 1934) 99 pp. and U. Wienbruch
‘»Signum«, »significatio« und »illuminatio« bei Augustin’ in Der Begriff der
Representatio im Mittelalter Stellvertretung, Symbol, Zeichen, Bild, hrsg.
Albert Zimmermann (Berlin & New York: De Gruyter 1971), pp. 76–93;
and on his style, Constantin I. Balmus Étude sur le style de saint Augustin dans
les Confessions et la Cité de Dieu (Paris: Les Belles Lettres 1930) 327 pp. and
Robert J. O’Connell Soundings in St. Augustine’s Imagination (New York:
Fordham University Press 1994) x + 309 pp.
80
[with personal “[A] homogeneous presentation […], whose authenticity is
authenticity] supported by the narrator’s authority, the religious fervour and the minute
accuracy of details”; “its strength lies in the unbroken dramatic vivacity
with pauses increasing the tension and with the artistic combination of
biographical and contemplative elements which sustain the unique
dynamism of the presentation; with being seemingly undivided making the
perspective harmonious.” József Balogh ‘Bevezetés’ [Introduction] in Szent
Ágoston Vallomásai [Confessions] I [reprint of the ed. 1943] (Budapest:
Akadémiai Kiadó & Windsor 1995), pp. xxxv and xxxvii.
81
[by expressing William E. Connelly The Augustinian Imperative A Reflection on the
ontological existence] Politics of Morality (Newbury Park, Ca.: Sage 1993) xxiv + 168 pp.
[Modernity and Political Thought 1] examines the ideas of Saint AUGUS-
TINE in comparison with NIETZSCHE’s views; Luigi Alici Il linguaggio come
Old020-162 11/12/19 9:20 Page 89
Tradition is something 2.3.1.4.The Talmudic lesson Following our chosen path we can
more than mere arrive at tradition. Searching for original and trustworthy
irrationality embodiments primarily among religions, the Jewish his-
torical tradition and the eastern Byzantine orthodoxy is
84
[As godly creature, MAGDA SZABÓ—‘Az idô doktora: Szent Ágoston’ [The doctor of time:
natural and simple] Saint Augustine] Nagyvilág XXV (1980) 4, pp. 577–590—writes as a
personal confession: “Here stands man, dust in AUGUSTINE’s magic circle,
naked, with God leaning on a more plain, transparent and natural canopy
of heaven than ever, and looks down at him, so self-evidently as the sun
shines and the birds sing; and the dust man just stands there, and everything
he starts, reaches his hand after or actually reaches is just dust, foolishness,
vanity, and hardly any of his steps are firm or sound; but he knows that God
created him to be just like this, He accepted him and loves him just as he is,
and maybe He loves him only because of being like this, because He can love
him like this; well, he still dares to look up at Him to these plain and natural
and heady heights from the magic circle.”
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Of course, it might also occur that the persistent want for rationalism
would lead to the narrowing down of thinking and emotional capacities
to such an extent that anything which does not fit into the patterns of
conceptual language built upon abstractly defined meanings could be
perceived as the breeding ground of irrationalism. GEORGE LUKÁCS85
also stuffed everything he did not understand, or the involvement with
what he rejected, into the pool of irrationalism, thereby bequeathing a
noble example to those later labellers who were to come out of his
school.
Taken all the above surveyed, we should notice how the Moral force of
way of thinking characteristic of the New Testament debates born from
becomes step by step organised into a system. Well, as is meditation
known, the people portrayed in the New Testament were
doomed to dispersion, launching the Diaspora-epoch in the
life of the Jewish community. Needless to say, their religious
life continued along the path familiar from various parts of
the Bible, thus from the narrations in the Gospels as well.
This meant discussions held inside and outside the temples,
and with time, the wisdom reflected by debates becomes
synthesised into the rabbinical traditions. As we know, the
Jewish community did not have its own independent state or
a central organisation for over two millennia; therefore, the
local rabbis became—nolens volens—the actual leaders and
cementing moral forces of their respective community, and
even the representatives thereof. Interestingly enough, the
role they actually filled in the community was after all not so
much of a priest’s—i.e., of a consecrated personality—, but
rather of the sage’s. They were the scribes and rhetors who
could prove the strongest in debates due to their learned
skills and to their life dedicated to meditation.
85
Georg Lukács Die Zerstörung der Vernunft [The Destruction of
Reason] (Berlin: Aufbau-Verlag 1954) 692 pp. & (Neuwied am Rhein &
Berlin-Spandau: Luchterhand 1962) 757 pp. [Werke 9].
Old020-162 11/12/19 9:20 Page 92
86
[the will of God “The source of the Law and of its authority is the will of God as
contrasted to a expressed in Scripture. From the standpoint of rabbinism there is no code,
and none can exist, which can supersede the Torah.” Louis Ginzberg ‘The
liveable life]
Codification of Jewish Law’ in his On Jewish Law and Lore Essays (Phila-
delphia: The Jewish Publication Society of America 1955) 262 pp. on p.
183.The dilemma of law is exactly how to still arrive from such a fixed and
unchanged manifestation of will at a practical solution that in addition to
implementing the divine intention, would also allow a liveable life. Cf., e.g.,
D[avid] Daube ‘Texts and Interpretation in Roman and Jewish Law’ Jewish
Journal of Sociology 3 (1961) 1, pp. 3–28. As to the practical modification of
the unchangeable commandment, see Haim H. Cohn ‘The Lesson of
Jewish Law for Legal Change’ and Norman Solomon ‘Extensive and
Restrictive Interpretation’ in Jewish Law and Current Legal Problems ed.
Nahum Rakover (Jerusalem: The Library of Jewish Law 1984), pp. 15–28,
resp. 37–45.
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A text such as the above may support and guide our Availability of some
thinking inasmuch as it helps us clarify that if we give this or choice among values,
that evaluation of a given situation, which arguments with pondering
c o u l d be wielded for and against it. And we can also arguments
observe the faint outlines of a value-choice in the back- for/against it
ground. By this we unavoidably come closer to the
realisation that, after all, we should rather make a decision in
a certain initially given direction, and if we eventually make
this decision, what arguments could support our choice.
Looking for any kind of systemicity in the textual embod- As tradition and life
iments or summary of such and similar traditions would be lived through, alien to
in vain. In terms of any logical standard, neither of the ‘cases’ any systemicity
refer to others; and neither of the ‘situations’ compare to
others. The components are not even as organised as—
bringing a distant example—the various types of Hungarian
folk tales,87 or as BÉLA BARTÓK and ZOLTÁN KODÁLY could
be in possession of an established thesaurus of Hungarian
folk songs to be able to start their systematisation. Returning
to the Talmudic example, in such textual environment it is
simply not conceivable for anybody to start a reasonable
systematisation, if any kind of systematisation is imaginable
at all. For the idea of systematisation itself would amount to
denaturalising the underlying tradition. Even the mere fact
of formulating the idea of system in relation to this tradition
is alien to its underlying nature.88 As soon as systematisation
is started, tradition would immediately be deprived of
precisely its most distinct character and bloom. By denatu-
ralising it we would peel off everything that makes it
traditional, thus the way situations follow one another in
real life.
87
Cf. János Berze Nagy Magyar népmesetípusok [Hungarian folk tale
types] I–II (Pécs: Baranya Megye Tanácsa 1957).
88
“It is precisely the wealth of contradictions, of differing views, which
is encompassed and unqualifiedly affirmed by tradition.” Gershom
Scholem ‘Revelation and Tradition as Religious Categories in Judaism’ in
his Messianic Idea in Judaism & Other Essays in Jewish Spirituality (London:
Allen & Unwin 1971), pp. 282ff.
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Talmud as A scribe may be right when noting that in its practice of interpretation
rabbinical tradition: there are numerous Talmuds—their number supposedly corresponds to
the number of rabbinical communities displaying historically indepen-
dent features. Over the centuries, these communities could have
organised into a loose hierarchy at the most in lack of a central organisa-
tion. Behind the loose network of the Jewish community in the Diaspora
often stood the bare fact that where there was a rabbi with a stronger
personality, his life, fame and professing power induced a spontaneous
hierarchisation.Whereas, according to their corpus, we can distinguish as
many Talmudic traditions as we inherited. Among these a number stand
out by their value radiating a universal example, and this is most natu-
rally so.We just ought to remember that rabbis often conferred with each
other, and for most of their lives they did nothing but read, contemplate
and debate. They were also able to learn from one another, and their
most outstanding teachings grew to be known.
There was a political power very influential up to the nearest past (and
we ought to understand that it still may have a lot of surprises for the
future in the actual role it fills), which provided political support through
its own force for the desire of the historical community of orthodox Jews:
the law of the State of Israel (or at least some of its layers) to become the
embodiment, and to survive as a branch-off, of this classical tradition.89
It is an open question, however, whether the law of a modern state—with
its relevant aspects secularised—could be organised from a deeply reli-
gious tradition crystallised in various historical eras and under different
conditions. This was questionable already several decades ago and it
remained to be so.The arguments may have changed with time, but the
dilemma is mostly still the same.90
89
This has already occurred in some areas of family law, in matrimonial
law, and, moreover, in their judicial assessment as well. Chaim I. Goldwater
‘Religious Tribunals with a Dual Capacity’ Israel Law Review 12 (1977) 1,
pp. 114–119. Cf. also Guido Tedeschi ‘On the Choice between Religious
and Secular Law in the Legal System of Israel’ in his Studies in Israel Law
(Jerusalem:The Hebrew University Students’ Press 1960), pp. 238–288.
90
Cf., by the author, Codification..., p. 202, note 64 as well as Jogi
elméletek, jogi kultúrák Kritikák, ismertetések a jogfilozófia és az összehason-
lító jog körébôl [Theories of law, legal cultures: critical essays and reviews
in legal philosophy and comparative law] (Budapest: ELTE “Comparative
Legal Cultures” Project 1994), pp. 448–450 [Jogfilozófiák].
Old020-162 11/12/19 9:20 Page 95
At the same time, the Jewish people recognise the can it be codified?
rabbinical legal tradition truly as their own. So far, they have
firmly resisted even the mere idea of its systematisation.
They know that the sacred t r a d i t i o n lies exactly in
such apparently chaotic and incidental juxtaposition:
namely, tradition itself stands behind the way and into what
all of this has evolved.Thus, the question justifiably arises (as
it has arisen in English law as well): is it conceivable and
feasible at all to credibly codify this tradition into a law
(book)—as it happened with the English and American
laws? Should we just recall that in the continental legal
development of Europe the recording, compilation and
finally the re-enactment (as new and independent laws)
served for the basic systematisation of the normative legal
material, whereas in case of the Anglo–American legal devel-
opment this job was performed by textbook-writing, that is,
an attempt to systematically expound the legal material in
the form of a ‘textbook’.91
Again, the source and medium of Jewish law is the tradi- It can only remain a
tion within which it has ever developed. Each of the tradition until it is not
components is part of this tradition in its very given form given a new message
and no other, even if appearing to be c h a o t i c , and can through
remain the original part of tradition only as long as it keeps systematisation
its originally given form.Why is this so? Well, because in the
moment when it ceases to be the same as it has originally
been—that is, in the moment when its historically evolved
random casuality is transcended by some re-enacted
systemicity resulting in a new quality92—, then e x t r a
message would necessarily be added to the corpus (and,
thereby, also to tradition): something that has never been an
inherent part of it. For we know that nothing can be sys-
tematised in one single and exclusive way. In terms of logic,
91
Cf., by the author, Codification..., ch. III, para. 3–4, on the one hand,
and pp. 164 and 325, on the other.
92
Maimonides Mishneh Torah. Cf., e.g., The Jewish Law Annual I (1978),
pp. 1–176.
Old020-162 11/12/19 9:20 Page 96
93
However objective it may seem, t a x o n o m y —the systematisation [taxonomy
of either real entities (e.g., elements, minerals, flora and fauna) or does not find but
traditions, human behavioural forms and ideas—always means a creative creates its subjects]
systematisation. Actually, it does not “find” its subjects but “creates”
them—according to interests, conventions and cognitive traditions,
external to the subject itself. Cf., e.g., John Dean ‘Controversy over
Classification: A Case Study from the History of Botany’ in Natural Order
Historical Studies of Scientific Culture, ed. Barry Barnes & Steven Shapin
(Beverly Hills, Ca. & London: Sage 1979), pp. 211–230 [Sage Focus] espe-
cially at pp. 212 and 226, and, by the author, ‘Theatrum legale mundi avagy
a jogrendszerek osztályozása [On the classification of legal systems]’ in Ius
unum, lex multiplex Liber Amicorum: Studia Z. Péteri dedicata (Studies in
Comparative Law, Theory of State and Legal Philosophy) ed. István H.
Szilágyi & Máté Paksy (Budapest: Szent István Társulat 2005), pp. 219–244
[Jogfilozófiák / Philosophiae Iuris // Bibliotheca Iuridica: Libri amicorum
13]. It is to be noted that at the beginning the projection of statuses defined
by social dependence and life conditions served for the formulation of
logical relations, especially of hierarchy and various sub- and co-ordinative
relations. Cf. Emile Durkheim & Marcel Mauss Primitive Classification
[1903] trans. Rodney Needham (London: Cohen & West 1963) xlviii + 96
pp. and in particular at pp. 82–84.
94
For a sensitive treatment from our perspective, see George Steiner
Tolstoy or Dostoevsky An Essay in Contrast (London: Faber and Faber 1959)
355 + xiv pp. and especially Lev Shestov Dostoevsky, Tolstoy and Nietzsche
introd. Bernard Martin, trans. S. Roberts (Athens, Ga.: Ohio University
Press 1969) xxx + 322 pp.
95
On DOSTOEVSKY’s underlying social philosophy, see Jean Dronilly La
pensée politique et réligieuse de F. M. Dostoievski (Paris: Librairie des cinq
continents 1971) 501 pp. [Etudes russes 2] and Stephen K. Carter The
Political and Social Thought of F. M. Dostoevsky (New York, etc.: Garland
1991) 300 pp. [Political Theory and Political Philosophy]; for his circle of
ideas, ?hbq Uhbujhtdbx Relhzdwtd [Yuri G. Kud’ravtsev] Nhb Rheuf
Ljcnjtdcrjuj Cj,snbqyjt> Cjwbfkmyjt> Abkjcjacrjt [Dostoevsky’s three
circles: Mental, social, and philosophical] (Vjcrdf% Bpl-dj VUE 1979) 342
pp.; on his criticism of the Western life-ideal and on his detachment from
the Western way of thinking, Bruce K.Ward Dostoyevsky’s Critique of theWest
The Quest for the Earthly Paradise (Waterloo, Ont.: Laurier University
Old020-162 11/12/19 9:20 Page 98
Press 1986) xiv + 202 pp., Barbara Wett »Neuer Mensch« und »Goldene
Mittelmässigkeit« F. M. Dostoevskijs Kritik am rationalische-utopistischen
Menschenbild (München: Sagner 1986) 238 pp. [Slavistische Beiträge
194], Ina Fuchs »Homo apostate«, die Entfremdung des Menschen Philosophi-
sche Analysen zur Geistmetaphysik F. M. Dostoevskijs (München 1987)
800 pp. [Hochschule für Philosophie Diss.], Wayne Dowler Dostoevsky,
Grigor’ev, and the Native Soil Conservatism (Toronto & London: University
of Toronto Press 1982) 235 pp.; on his two excluding but still complemen-
tary ways of elaborating contradictory reality, Geoffrey C. Kabat Ideology
and Imagination The Image of Society in Dostoevsky (New York Guildford:
Columbia University Press 1978) xiii + 201 pp.
96
On TOLSTOY, see Richard F. Gustafson Leo Tolstoy Resident and
Stranger: A Study in Fiction and Theology (Princeton, N. J.: Princeton
University Press 1986) xvi + 480 pp. [Sources and Translations Series of the
Harriman Institute, Columbia University], especially ch. V: »The Ways to
Know«, pp. 217ff; Jörg Thaeter Die Beziehung des Individuums Zur Un-
begrenztheit und zur Gemeinschaft: L. N. Tolstoj als »Seher des Geistes«”
(Kiel 1988) 244 pp. [Univ. Diss.], as well as Laura Jepsen From Achilles to
Christ The Myth of the Hero in Tolstoy’s War and Peace (Tallahasse, Florida
1978) xii + 179 pp.
97
For example, “Every statement made is not only in anticipation of
another’s reply, but of self-contradiction, all of which leads to a highly
ambiguous sentence structure and a peculiar style and tone.” Irina Kirk
Dostojevskij and Camus The Themes of Consciousness, Isolation, Freedom
and Love (München: Fink 1974), p. iii. On his command of language, see
Malcolm V. Jones Dostoyevsky after Bakhtin Reading in Dostoyevsky’s
Fantastic Realism (Cambridge, etc.: Cambridge University Press 1990)
Old020-162 11/12/19 9:20 Page 99
xvii + 221 pp., especially at pp. 145 [on »Catharsis«] and 193–199 [on
»Authority, Mystery and Miracle in Human Discourse«].
98
ISTVÁN BENEDEK—‘Dosztojevszkij lelkivilága’ [Dostoevsky’s inner
world] ValóságVII (1964) 4, pp. 32–46—explains (on p. 40) the self-closure
of the situation as a paranoid self-description: “the autistic ideal of freedom,
which Raskolnikov attempts to fulfil, the pathologic freedom-ideal charac-
teristic of the schizophrenic […], is a distorted and false freedom as it relies
on the rejection of community.”
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199
For a survey of NIETZSCHE’s social world-view, see Keith Ansell-
Pearson Nietzsche contra Rousseau A Study of Nietzsche’s Moral and
Political Thought (Cambridge: Cambridge University Press 1991) xvii +
284 pp.
100
[cult of formlessness] According to József Révay’s sensitive formulation—‘Immoralizmus
(Nietzsche születésének 100. évfordulójára)’ [Immoralism (To the 100th
anniversary of Nietzsche’s birth)] Athenaeum [Budapest] XXXI–XXXII
(1946), p. 21—, “NIETZSCHE always felt repugnant to closed, definite,
complete or rounded ideals [...]; openness, incompleteness and »not-yet-
fulfilledness«, we might say formlessness, have a primary role in
experiencing the »Sollen«.This formlessness, openness or restlessness, as the
potentiality and command of development, is the most conspicuous aspect
of »Sollen«, that is, of morals.This causes morals to drive us eternally, urging
without momentary rest, and responds to why morals is a constant state of
alert and tension. This tension cannot be resolved durably by any kind of
performance or achievement […]; the realisation or »resolution« of morals
would eliminate the Sollen itself, thereby putting an end to morals.”
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leads from the concept into the essence of the things”.101 Or,
from another approach, our tradition, life experiences and
prejudices are the exclusive ones to give meanings—but only
for what they so intend.102 As is known, the nature of tradi-
tion lies in that each generation selects what it will adopt for
itself from the legacy of past generations, that is, what it
intends to use from the past in the interest of achieving its
goals, and how will it do so. It is the mask of our human
i n t e n t i o n s and practical commitments that after all
hides behind the appearance provided by the conceptually
neutral mediation achieved through language103—similarly
to how the mere projections of our emotions, realisations or
intentions may lurk behind our thought patterns, often
following scientific ideals.104
101
„Aus dem Begriff führt kein Weg in das Wesen der Dinge.” Nietzsches
Werke IX, hrsg. Elisabeth Förster-Nietzsche & al., 2. Auflage (Leipzig: C. G.
Naumann 1901–1913), p. 264.
102
„Das Kriterium der Wahrheit liegt in der Steigerung des M a c h t - [the futility of
g e f ü h l s.” Friedrich Nietzsche Werke in drei Bänden, hrsg. Karl concepts]
Schlechta, III (München: Hanser 1956), p. 919. Cf. also Gisela Lück Niet- [truth in function of
zsches Kritik der Erkenntnis als Verfestigung Untersuchung zu Nietzsches
the feeling of power]
Analyse von Philosophie, Sprache und Historie (Köln 1985) iii + 232 pp.
[Univ. Diss.], especially ch. I/5, p. 108: “die vollstandige Destruktion der
überkommenen Wahrheitbegriffs, die den Platz und Perspektivismus
räumt, den gerade NIETZSCHE vertritt, wenn es das subjektive Machtgefühl
als Wahrheitskriterium einführt.”
103
According to NIETZSCHE, notions have only one role to fulfil in [use of concepts
language. That is the mediation between other fictions and metaphors. equals to act]
Since no correspondence theories of truth had any convincing force to him,
he did not ascribe any descriptive or reflective role to language. “NIETZSCHE
[…] attempts to provide us with a means, a tool, with which we may take an
a c t i v e and creative part in structuring that reality which is of concern to
us. To do this he must maximize the plasticity, fluidity, and, of course, the
ambiguity of his own language and use his termini not as concepts […] but
as s i g n s and m e t a p h o r s , which can have a multitude of meanings.”
Ruediger Hermann Grimm Nietzsche’s Theory of Knowledge (Berlin & New
York: de Gruyter 1977) xii + 206 pp. [Monographien und Texte zur Niet-
zsche-Forschung 4], quote on p. 123. For the additional philosophical
evaluation of metaphors, cf. Philosophical Perspectives on Metaphor ed. Mark
Johnson (Minneapolis: University of Minnesota Press 1981) xiii + 361 pp.
104
Cf. also Josef Simon ‘Language and the Critique of Language in
Nietzsche’ and James C. O’Flaherty ‘The Intuitive Mode of Reason in
Old020-162 11/12/19 9:20 Page 102
(nihil, but not At this point we may confess that all this stands for the undertaking of
irrationalism) some sort of nihilism—yet, by far not of the kind that was once accused
to be. It is especially bizarre to recall the spectacular way GEORGE
LUKÁCS turned away from NIETZSCHE, crying heresy. This was a little
man’s fear from irrationalism, a man’s whose identity was shaken, and
who later sought refuge in Bolshevism. As to the after-effects of
LUKÁCS’s response, it could not only result in declaring irrationalism the
source of all evil and in trying to eliminate it from his own world with
some professorial exorcism, but it could also take shape in that when he
was unable to interpret something rationally (because of being panicky,
or perhaps due to his hysterical escape, magnified by an internal alien-
ation, he might have seen the only touchpoints in the rational), he
immediately qualified it irrational—deceiving even himself, since acting
as if he was able thereby to characterise genuinely the complex and
contradictory feel for world shared by many of his contemporaries.
(not a conceptual As we may know from the literature on GEORGE LUKÁCS, but from his
expression) own manifestations as well, due to his aggressively constructed intellec-
tualism and self-confident conceptualism, he never gained enough
modesty, self-knowledge and self-control to realise (or at least to learn
from the few friends he may have kept from his youth) that his sense for
quality was a rather limited phenomenon; his responsiveness towards
modern art was next to negligible; he remained almost insensitive to the
natural limits of cognition; and moreover, he did not have the ear for
non-conceptual expressions in general and for the domains of the senso-
rial, emotional and subconscious, in particular.
(not according to the It is even less justifiable or defensible that LUKÁCS, in his panic-
ideal of science stricken run from the brown barbarianism (Nazism), not only ran into
either) the arms of the red barbarianism (Bolshevism) but he was not capable of
retiring in this other extreme either, maybe learn silence and calm down
within Moscow’s special Bolshevik imperial HEGELianism to resist the
temptation calling him to renew his own messianic expectations and
ventures and try out the role of a magician’s in the philosophy of history,
the role of the great teacher and explainer. Returning to the debate of the
turn of the century, we seem to grow more confident in our conviction
that it was by no means NIETZSCHE’s thoughts that were irrational, but
rather certain kinds of interpretation of them, namely, the half-blind
intellectual behaviour which attempted to push the thought back into
non-existence and damnation just because it deviated from the usual,
with the childish gesture of crying out Este procul Satanas!, as common
with MANIcheans. LUKÁCS neglected the fact (and in his The Destruction
of Reason he seemed to try to construe some peculiar substitute for virtue
from his one-sided approach) that science is one of the ways of
processing human cognition—namely, the way eventually characterised
by the logical ideal of axiomatism. Being unreceptive to anything
different from his own approach, he was simply unable to even consider
the kind of thinking inherent in NIETZSCHE’s work.
It may be relevant here to recall that LUKÁCS fought with the same (LUKÁCS’ realism:
problem throughout his entire life, and he constructed his theory of the literary prose taken
so-called greater realism in the spirit of it. For LUKÁCS it was still theory as the reflection of
which filled the role of pattern and measure, and he constructed his ideas reality)
on the intellectual appropriation of the world (called cognition)107 to the
analogy of science, rigidly staying within the boundaries of paradigms
and criteria set by scholarship. LUKÁCS had no other options but to iden-
107
E.g., Georg Lukács Die Eigenart des Ästethischen I. Halbband
(Neuwied am Rhein & Berlin-Spandau: Luchterhand 1963), ch. II.
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108
Cf. <http://en.wikipedia.org/wiki/Georgi_Dimitrov>.
Old020-162 11/12/19 9:20 Page 107
109
Susanne Langer Philosophy in a New Key A Study in the Symbolism
of Reason, Rite and Art, 3rd ed. (Cambridge, Mass.: Harvard University
Press 1942) xx + 313 pp. For an essayistic overview of her oeuvre, cf. also
Susanne K. Langer Philosophical Sketches (London: Oxford University Press
1962) 190 pp. For a critical survey, cf. Norah Alison Martin Hegel and
Langer Investigating the Becoming of Mind (Edinburgh: University of
Edinburgh 1989) [Theses].
110
Jerome Frank Law and the Modern Mind [1939] (Garden City:
Doubleday 1963) xxxv + 405 pp.
111
Jerome Frank ‘Say It With Music’ Harvard Law Review LXI (1948)
6, pp. 921–955.
Old020-162 11/12/19 9:20 Page 108
(Figure 6)
112
As just one exemplification for the fact that floating understanding of
the time may render also its linguistic expression timeless, which, by the
same stroke, causes polysemantics in both lexica and syntactics, cf., Pál
Miklós ‘Idô – kínaiul’ [Time – in Chinese] Liget IV (1991) 3, pp. 17–30.
Old020-162 11/12/19 9:20 Page 111
113
See, above all, James Boyd White Heracles’s Bow Essays on the
Rhetoric and Poetics of the Law (Madison: University of Wisconsin Press
1985) xviii + 251 pp. [Rhetoric of Human Sciences].
Old020-162 11/12/19 9:20 Page 112
114
For an observation from a methodological perspective, see Eliezer
Segal ‘Law as Allegory: An Unnoticed Literary Device in Talmudic Narra-
tives’ Prooftexts 8 (1988), pp. 245ff.
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KANT’s There are cultures in which the freedom of choice and the
morality / legality: idea of moral autonomy are so deeply rooted that they
duality of inner cannot allow anything different (especially, external and
self / external enforceable regulation of behaviour) to develop. From such
accountability a perspective, it is but a natural consequence that what we
usually (as lead by own cultural presuppositions) call law
proves to be the exact opposite and negation of any
autonomous, responsible personal choice, as it is based on
h e t e r o n o m y and the b r e a k i n g of the own will
(and thereby also on the exclusion of whatever relevance of
any own evaluation of situations).We may be aware of it, but
are nevertheless deeply socialised to it (not even noticing it
by the time we go from the infants’ nursery to the kinder-
garten).Well, in cultures where such external law supported
by force forms the basis of social co-existence, we, as its
addressees, can have only one thing to do: follow its orders.
Moral considerations with own dilemmas in evaluating situ-
ations will not matter any longer. Law conceived like this, as
KANT makes clear in a classical way,115 is built upon a duality
in which external and internal— m o r a l and l e g a l —are
separated.The former is related to matters of conscience, to
what derives from our personality, from our internal
substance. Society is not concerned with this directly. What
mainly concerns the outside world in Western modernity is
that we should not hurt our fellow-men, not take their
things, take advantage of the community’s property, and so
on. It is with our exterior that we participate in social
commerce: this is what we can help or damage society with.
In this perspective, the nature of our interior is by no means
a criterion for judgement. Of course, it was clear to KANT
that there is a relation between interior and exterior.
However, he differentiated between the spheres of morality
and legality, knowing that their interaction (its direction
or character) is not at all shortcut, immediate or unam-
biguous. Their co-relation rather reveals a c o m m o n
115
Immanuel Kant Die Methaphysik der Sitten in his Werke hrsg. Ernst
Cassirer,VII (Berlin: B. Cassirer 1916), p. 14.
Old020-162 11/12/19 9:20 Page 115
116
According to Derk Bodde & Clarence Morris Law in Imperial China [the natural character
(Cambridge, Mass.: Harvard University Press 1967) xiii + 615 pp. of li]
[Harvard Studies in East Asian Law 1] on p. 21, the li draws its universal
validity from its age-old harmony with human nature and cosmic order. At
the same time—as R. P. Peerenboom Law and Morality in Ancient ChinaThe
Silk Manuscripts of Huang-Lao (State University of New York Press 1993)
xvi + 380 pp., [SUNY Series in Chinese Philosophy and Culture] especially
at p. 126 adds to the above—it is an order in constant forming through
varying interpretations under changing conditions.
For the basic notions of Chinese law, see Gray L. Dorsey ‘Two
Objective Bases for a World-wide Legal Order’ in Ideological Differences and
World Order Studies in the Philosophy and Science of the World’s Cultures,
ed. F. S. C. Northrop (New Haven, etc.: Yale University Press 1949), pp.
442–474 and Hyung I. Kim Fundamental Legal Concepts of China and the
West A Comparative Study (Port Washington, New York & London:
Kennikat Press [National University Publications] 1981) xiii + 175 p. For
its complexity, see L.T. Lee & W.W. Lai ‘The Chinese Conceptions of
Law: Confucian, Legalist and Buddhist’ Hastings Law Journal 29 (1978)
6, pp. 1307–1329 as well as Bjarne Melkevik ‘Un regard sur la culture
juridique chinoise: l’École des légistes, le confucianisme et la philosophie
du droit’ Les Cahiers de Droit 37 (1996) 3, pp. 603–627.
Old020-162 11/12/19 9:20 Page 116
Fa, and the Sometime in the 3rd century BC, only for a short and tran-
disintegration of rule sitional period, one of the thought trends, legalism [fajia]
and of legism prevailed over the others, supported by one of the reigning
groups.117 It focused on enforcing, as the basis of law, one of
the components of the indivisible tradition of Chinese law,
the layer of fa. The dynasty concerned was soon abolished,
and the former viewpoints of CONFUCIUS became prevailing
again.Thus, China could organise social co-existence undis-
turbed—all the more, as the next falter could lead China into
temptation only two and a half thousand years later under
the Communist rule of MAO TSE-TUNG. In the so-called
Great Leap Forward period (also called the “Cultural Revo-
lution”) China gave up its modern culture of formal law,
adopted by the end of 19th century under European
(German and French) imperialist pressure for modernisa-
tion, later refurbished through Moscow mediation in order
to meet the requirements of power centralisation. Thus,
instead of any rule of formal law, in a re-modernisation
attempt by MAO, announcing “permanent revolution”,
China again allowed a non-formal patriarchal agent to
prevail which gave free scope for political-social influences
(with agitative pressure and direct, “spontaneous” violence)
at any given time and which—at least according to Western
evaluation—resulted in anarchy, unforeseeability and unre-
liability, and, for so many, also humiliation, destruction and
annihilation. Comparative historico-philosophical analyses
have proven that through loosening the framework of formal
117
E.g., A. F. P. Hulsewé ‘The Legalists and the Laws of Ch’in’ in Leyden
Studies in Sinology ed. W. L. Idema (Leiden: Brill 1981), pp. 1–22 and
Thought and Law in Quin and Han China Studies Dedicated to Anthony
Hulsewé on the Occasion of His Eightieth Birthday, ed. W. L. Idema & E.
Zürcher (Leiden, New York, København, Köln: Brill 1990) ix + 224 p.
[Sinica Leidensia XXIV] as well as A. C. Graham Disputes of the Tao Philo-
sophical Arguments in Ancient China [1989] (La Salle, Ill.: Open Court
1991), para. 3: »Legalism: An Amoral Science of Statecraft«, pp. 267–292
and Wang Zhiyong ‘Le positivisme juridique dans la Chine ancienne’ in
Legal Systems and Legal Science Proceedings of the 17th World Congress of
IVR, VI, ed. Marijan Pavčnik & Gianfrancesco Zanetti (Stuttgart: Steiner
1997), pp. 58–70 [Archiv für Rechts- und Sozialphilosophie, Beiheft 70].
Old020-162 11/12/19 9:20 Page 117
While the dilemma, without being resolved, is still haunting in new (the dilemma of ordo)
forms. From both historical-philosophical and cultural-anthropological
points of view, the question is unanswered of what a human being
(honest, morally authentic and serious) and a human community is
expected to recognise as law in society. Perhaps the increase in the West
of comparative philosophical and cultural-anthropological investiga-
tions into old and different solutions can also be attributed to such a
troubling uncertainty.119
118
Cf., by the author, Codification…, pp. 239–242, especially at note 73.
Also cf. James P. Brady Justice and Politics in People’s China Legal Order or
Continuing Revolution? (London, etc.: Academic Press 1982) xiii + 268
pp. [Law, State & Society 8]. For a comparative background—promising
much but remaining scarce in theory—see also Werner F. Menski Compar-
ative Law in a Global Context The Legal Systems of Africa and Asia 2nd ed.
(Cambridge: Cambridge University Press 2006) xx + 674 pp.
119
Cf., from the literature of the last decades, especially Philippe Nonet
& Philip Selznick Law and Society in Transition Toward Responsive Law
(New York, etc.: Harper & Row 1978) vi + 122 p. {discussed by the present
author in his ‘Átalakulóban a jog?’ [Is the law in transformation?] [1980] in
Varga Jogi elméletek..., pp. 226–236}, as well as Eugene Kamenka & Alice
Erh-Soon Tay ‘The Traditions of Justice’ Law and Philosophy 5 (1986) 3, pp.
281–313.
Old020-162 11/12/19 9:20 Page 118
120
To use the almost practical explanation by CONFUCIUS: “[The
Master said] »If you govern them with decrees and regulate them with
punishments, the people will evade them but will have no sense of shame.
If you govern them with virtue and regulate them with the rituals, they will
have a sense of shame and flock to you.«” <http://www.island-of-freedom.
com/CONFUCIUS.HTM>.
Old020-162 11/12/19 9:20 Page 119
121
As is known, the rigid followance of the principle Fiat iustitia, pereat
mundus!, and the obsessed community-deteriorating chase of justice, may
equally produce victims. For the classic interpretation of the relentless
desire of truth, based on the work of HEINRICH VON KLEIST, see Heinrich
Christian Caro Heinrich von Kleist und das Recht Zum 100jährigen
Todestage Kleist’s (Berlin: Puttkammer & Mührbrecht 1911) 51 pp., Adolf
Fink ‘Michael Kohlhaas – ein noch anhängiger Prozeß: Geschichte und
Kritik der bisher ergangenen Urteile’ in Rechtsgeschichte als Kulturgeschichte
Old020-162 11/12/19 9:20 Page 120
Let us continue the intellectual journey through the so- its failure can lead
called primitive tribal practice of Papua New Guinea.When to a feud
an injury occurs and cannot be solved by those involved, it
will become a case of the community. If not solved promptly,
it will affect a widening group among the tribe in question.
If no solution is presented by the tribe, ultimately the tribes
(communities) concerned will drift into conflict. Under so-
called primitive conditions, without institutionalised courts
and formal fora of decision-making available, this can lead to
a feud. One of the sides, not tolerating the unresolvedness
any longer, openly announces breaking off, a process that
will irrevocably generate violence and cause damage.123
What is broken in such a case is called shalom.124 It means this is why shalom is
p e a c e , the maintenance of which is the cardinal issue in a the supreme value
123
E.g., Law and Warfare Studies in the Anthropology of Conflict, ed.
Paul Bohannan (Garden City, New York:The Natural History Press 1967)
xiv + 441 pp. [American Museum Sourcebooks in Anthropology] and, by
Leopold Pospísil, The Anthropology of Law A Comparative Theory (New
Haven HRAF 1974) xiii + 385 pp. and in particular at p. 2 as well as
Kapauku Papuans and Their Law (New Haven:Yale University Department
of Anthropology 1958) 296 pp. [Publications in Anthropology 54].
124
For the sources of Jewish law, see Elliott N. Dorff & Arthur Rosett
A Living TreeThe Roots and Growth of Jewish Law (Albany, NewYork: State
University of NewYork Press 1988) xv + 602 p., George Horowitz The Spirit
of Jewish Law (New York: Central Book Co. 1963) xl + 812 o., titles I–III:
»Torah« / »Talmud« / »Codes«, pp. 8–67 and Harry C. Schimmel The Oral
Law A Study of the Rabbinic Contribution to Torah She-be-al-peh
(Jerusalem & New York: Feldheim 1971) 170 pp.; for its cultural (religious
and philosophical) environment, Ze’ev W. Falk Law and ReligionThe Jewish
Experience (Jerusalem: Mesharim 1981) 238 pp. and Bernard S. Jackson
‘Ideas of Law and Legal Administration: A Semiotic Approach’ in TheWorld
of Israel Sociological, Anthropological and Political Perspectives, ed. R. E.
Clements (Cambridge: Cambridge University Press 1989), pp. 185–202;
for its moral determination, Moshe Silberg ‘Law and Morals in Jewish
Jurisprudence’ Harvard Law Review 75 (1961) 2, pp. 306–331; for the
traditions of making it liveable in a state environment, see Moshe Silberg
Talmudic Law and the Modern State [1961] trans. Ben Zion Bokser (New
York:The Burning Bush Press 1973) xiii + 224 pp, ch.VIII: »At the Cross-
roads«, pp. 131–153, as well as—in connection with the conflict between
modern secular town-planning and the continued need for a so-called
“Jewish telegraph” {once “the poles crossing the roads on the outskirts of
villages with their wires leading from nowhere to nowhere which made a
courtyard out of the whole village to practically release the prohibition of
Old020-162 11/12/19 9:20 Page 122
126
It is remarkable that the “law of the jungle”, formulated in Rudyard [even
Kipling’s poem The Second Jungle Book, is built upon the “judicious mixture “law of the jungle”
of individualism and collectivism” within social co-operation, and not on
is balanced
the unlimited and merciless pursuit of individual concerns. See J. L. Mackie
‘The Law of the Jungle: Moral Alternatives and Principles of Evolution’ in favour of the
Philosophy 53 (October 1978), No. 206, pp. 455–464. collectivity]
Old020-162 11/12/19 9:20 Page 124
127
E.g., Simon Roberts Order and Dispute An Introduction to Legal
Anthropology (Harmondsworth: Penguin 1979), pp. 117ff [Pelican Books].
Old020-162 11/12/19 9:20 Page 125
128
E.g., Karl Bünger ‘Entstehen und Wandel des Rechts in China’ in
Entstehung und Wandel rechtlicher Traditionen ed. Wolfgang Fikentscher,
Herbert Franke & Oskar Köhler (Freiburg & München: Alber 1980), pp.
465ff [Veröffentlichungen des Instituts für historische Anthropologie E.V.,
Band 2].
129
Cf., e.g., as a monographic summary, Carl Wellman A Theory of
Rights Persons under Laws, Institutions and Morals (Totowa, New Jersey:
Rowman and Allanheld 1985) 225 pp., and in the mirror of studies covering
the field, Rights ed. Carlos Nino (Aldershot etc.: Dartmouth 1992) xxxiv +
466 pp. [The International Library of Essays in Law & Legal Theory:
Schools 8].
Old020-162 11/12/19 9:20 Page 126
In Japan there exists the giri morality,131 which in relation Giri in Japan: only
to law is the equivalent of the Chinese li.132 It is omnipresent, signalling moods in
indestructible and resistant. Japanese culture and language language & achieving
are embedded in its idea so much that moral dilemmas in catharsis in want of
limiting conditions, characteristic to the western push for schematism
notionalisation and systematisation, cannot even be formu-
lated in them.133 For instance, moral schematism with
axiomatic pretensions would be unimaginable in Japan,
131
E.g.,Yosiyuki Noda Introduction au droit japonais (Paris: Dalloz 1966)
287 pp. [Les systèmes de droit contemporains XIX], title IV, chapter III, pp.
191–200.
132
E.g., Guntram Rahn ‘Recht und Rechtsverständnis in Japan’ in Ent-
stehung undWandel rechtlicher Traditionen, pp. 486–487 as well as Karl Bünger
‘Entstehen und Wandel des Rechts in China’ in ibidem., p. 460. Cf. also John
O. Haley ‘Sheating the Sword of Justice in Japan: An Essay on Law Without
Sanctions’ in Journal of Japanese Studies 8 (1980) 2, pp. 265–281. For a
summary, see Joy Hendry Understanding Japanese Society (London, New
York & Sydney: Croom Helm 1987) 218 pp. [The Nissan Institute / Croom
Helm Japanese Studies Series], especially ch. 12 on »The Legal System and
Social Control«, pp. 185–201 and Ezra F. Vogel Japan as Number One
Lessons for America (Cambridge, Mass. & London: Harvard University
Press 1979) xiii + 272 pp., especially ch. 9 on »Crime Control: Enforcement
and Public Control«, pp. 204–222.
133
“In the English manner of writing, the meaning becomes clear, but [Japanese culture is
at the same time it becomes limited and shallow. […] We do not make such founded on
useless effort, but use those words which allow sufficient leeway to suggest
imagination; and
various things, and supplement the rest with sensible elements such as
tones, appearance of letters, rhythms, etc. […] of the sentence […], whereas Western culture, on
the sentence of the Westerners tries to restrict its meaning as narrowly and conceptual
detailedly as possible and does not allow the smallest shadow, so that there thematisation]
is no room at all for the imagination of the reader.” The novelist TANIZAKI
JUNICHIRO as quoted by Kawashima Takeyoshi in his ‘The Status of the
Individual in the Notion of Law, Right, and Social Order in Japan’ in The
Japanese Mind Essentials of Japanese Philosophy and Culture [1967] ed.
Charles A. Moore (Honolulu: University of Hawaii Press 1987) x + 357 pp.
on p. 263. About the notion of change resulting from thought cycles and not
from logical evolution, see Lily Abegg The Mind of East Asia (London &
New York: Thames and Hudson n.y.) vii + 344 pp., especially ch. II [on
»Thought without Logic«], pp. 23–68. In a strong critical approach, cf. Peter
N. Dale The Myth of Japanese Uniqueness (London & Sydney: Croom Helm
& Oxford: University of Oxford Nissan Institute for Japanese Studies 1986)
233 pp. [The Nissan Institute / Croom Helm Japanese Studies], ch. 7 on
»Silence and Elusion«, pp. 100–115.
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We might remember that GEORGE LUKÁCS, in his youthly yearn to be (longing for
somewhere else—in Florence—wanted to become a FRANCIScan monk. unmediatedness
He longed for the completeness of human realisation. He looked for the in the West)
dogma-free practicality, the pureness not suffering from the distorting
mediation of society, and, last but not least, the naturality of their belief,
just as Saint FRANCIS and the other order-founding fathers could talk to
birds, and live the life of nature. He longed for frames not shaped artifi-
cially by man, and free of alienation—paradoxically, only a few years
before he joined the Communist party, being lead by the hatred for his
own society, which ensured him a life like a lord’s, and maybe even
created the possibility of wishing to get away from his man-of-the-world
medium.
134
For a cultural comparative-historical approach, see, e.g., Reinhard
May Law & Society East and West Dharma, Li, and Nomos: Their Contri-
bution to Thought and to Life (Wiesbaden: Steiner 1985) 251 pp. [Beiträge
zur Südasienforschung {Südasien-Institut, Universität Heidelberg} 105],
especially at pp. 118–200.
135
Newly, under a liberal disguise, see Francis Fukuyama The End of
History and the Last Man (London: Penguin 1992) xxiii + 418 pp.
136
As an influential stimulation, cf. René David ‘Deux conceptions de
l’ordre social’ in Ius Privatum Gentium Festschrift für Max Rheinstein, I
(Tübingen: Mohr 1969), pp. 53–66 and René Dekkers ‘Justice bantu’ in
Revue roumaine des Sciences sociales: Série de Sciences juridiques XII (1968) 1,
pp. 56ff. Recent literature seems to reassure reasonable doubt and openness
towards different cultures. See, first of all, Peter Sack ‘Bobotoi and Sulu—
Melanesian Law: Normative Order or Way of Life?’ Journal de la Société des
Old020-162 11/12/19 9:20 Page 131
2.3.2. Heteronomy
2.3.2.1. Saint THOMAS AQUINAS A new approach with a previ- Change of epochs
ously unknown consequentiality appears in the work of the between AUGUSTINUS
first, and maybe the most prominent, representative of the and AQUINAS
alternate major way of thinking, and this is Saint THOMAS
AQUINAS.137 We know what an important achievement it was
on his part to revive Greek traditions, especially ARISTOTLE’s
ideas.We also know how AQUINAS re-formulated the concept
of God, and into what order he arranged his proofs for it.Yet,
only one point of view will be of interest from the perspective
of our present analysis, namely the startling methodological
turn which the European thought took during the centuries
between Saint AUGUSTINE and Saint THOMAS AQUINAS. It
prepared the ground for an exceptionally important para-
digmatic change,138 and, at the same time, it appeared as
completed in its full armour.
Océanistes XLI (Juin 1985), No. 80, pp. 15–23 and ‘Melanesian Jurispru-
dence: A »Southern« Alternative’ Archiv für Rechts- und Sozialphilosophie
Supplementa II (1988), pp. 91–101.
137
On the way of thinking of Saint THOMAS AQUINAS, see Johannes A.
Aersten Nature and Creature Thomas Aquinas’ Way of Thought (Leiden:
Brill 1988) ix + 413 pp. [Studien und Texte zur Geistesgeschichte des
Mittelalters 21]; Norbert Bathen Thomistische Ontologie und Sprachanalyse
(Freiburg, etc.: Alber 1988) 236 pp. [Symposion 85]; Rudolf Teuwsen
Familieähnlichkeit und Analogie Zur Semantik generellen Termini bei
Wittgenstein und Thomas von Aquin (Freiburg, etc.: Alber 1988) 234 pp.
[Symposion 84]; Gudrun Schulz Veritas est adaequatio intellectus et rei Unter-
suchung zur Wahrheitslehre des Thomas von Aquin und zur Kritik Kants an
einem überlieferten Wahrheitsbegriff (Leiden: Brill 1993) vi + 192 pp.
[Studien und Texte zur Geistesgeschichte des Mittelalters 36].
138
“In [Saint AUGUSTINE] one does not encounter the same antitheses [separation of
between knowledge and faith that was to characterize much of later Western knowledge and faith]
Christian thought. […] These syntheses [of Saint BONAVENTURE, Saint
THOMAS, and DUNS SCOTUS], especially the THOMIStic one, tended to
become overrationalistic in imprisoning intuitions of a metaphysical order
in syllogistic categories which were to hide, more than reveal, their properly
speaking intellectual rather than purely rational character. […] These
theologies, therefore, although belonging in a certain sense to the sapiential
dimension of the CHRISTian tradition, characterize the crucial intermediate
stages of the process whereby knowledge became desacralized and philos-
ophy gradually divorced from wisdom”. Seyyed Hossein Nasr Knowledge
and the Sacred The Gifford Lectures, 1981 (Edinburgh: Edinburgh Univer-
sity Press 1981), pp. 19 and 22–23.
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Since, from the very moment one faces the THOMIStic God-
proofs, one must unavoidably confront with his certainty in
God’s existence, because these proofs themselves, as
elements of a closed system of thought, already anticipate
the final result. Therefore, on the grounds of AQUINAS’
system of proofs, stating the result will not say anything new,
since as a consequence this will be nothing more or else than
a pure logical regularity and necessity. (It is another ques-
tion, of course, that his firm conviction of being sensible and
reasonable enough to build up a logified conceptual system
on the existence of God is based on his personal belief on
adequatio rei et intellectus.)
Hence, God must exist. Everything we can assert as a therefore its logic
thesis in the system of axioms will derive directly from the takes a firm stand
existence of the axioms and their interrelation. Our personal on its own,
relationship to the theses will not be relevant here, nor will independently of
anyone be interested in whether we can or want to believe personal faith
them. Our participation in the entire process is incidental
anyway, and our personal beliefs, convictions and under-
lying motives will make a difference strictly from a personal
perspective. For instance, maybe some day one can be proud
of having been at the well of such noble thoughts. Similarly,
the question of what THOMAS AQUINAS believed in when he
sank into himself can only be a contribution to his biography
because his God-proofs stand by themselves: they neither
require nor tolerate any addition. Consequently, due to the
fact that the existence of God is no longer a function of
xii + 172 pp. “Is there a single word or phrase that might indicate the kind
of person AQUINAS was, as our sources reveal him? I suggest »a Christian
seer« as perhaps the least inadequate, provided the adjective be given
enough force to include sanctity. »Saint« alone is too general a term, »sage«
is too secular, »prophet« too ambiguous, »theologian« too narrow. »Contem-
plative« might do, except that this term hardly conveys the immense
e f f o r t towards vision that marked the vocation of St. THOMAS, and
except that this was an effort also to render i n t e l l i g i b l e , in terms of
human rational discourse, all such vision as could be gained; and so to
communicate it to others, according to the ideal of the Order of Preachers,
contemplata aliis tradere.” (p. 23).
Old020-162 11/12/19 9:20 Page 134
140
Thomas Aquinas Summa Theologica I 52, 3 [“Can several angels be
in the same place?”].
141
As Scholasticism has been mocked since VOLTAIRE as one dealing
with issues in a finicky manner, for instance, contemplating about the
number of angels that are able to dance on the point of a needle. However,
as Charles Ess remarks in his ‘Notes on David Peat, Einstein’s Moon: Bell’s
Theorem and the Curious Quest for Quantum Reality’ History and Philosophy
of Science (Fall 1997) in <www.drury.edu/ess/philsci/bell.html>, “there is
apparently no record of any medieval discussion of how many angels could
sit/dance on the head of a pin/needle. This is apparently modernist
propoganda intended to denigrate the ways of knowing of an earlier time in
the effort to demonstrate the superiority of »modern« ways of knowing, i.e.,
natural science.” Nevertheless, as to the question proper, “[t]his is at least
as important issue from a scientific perspective as, for instance: what
happens when two beams of light collide.”
Old020-162 11/12/19 9:20 Page 135
142
It is exactly this that becomes worth reconsidering in our days’ moral
theological reconstruction. For this thousand-year-old systemic thought
used to axiomatise (i.e., posit and derive), yet it thereby also transformed
everything into rules as a set of obligations and prohibitions, shifting the
emphasis from its overall foundation, resisting logification yet of cardinal
importance, i.e., the active—CHRISTian—love permeating everything. For
by having become an issue of commandments and prohibitions first of all,
the nominalism emphasised the notions of law and obligation in moral as
against inner spontaneity and impulse, which are the concepts character-
istic of love. Pinckaers, chs.VII and IX.
143
Firstly in Baruch Spinoza’s Ethica ordine geometrico demonstrata
[around 1670–1674] ed. J. van Vloten & J.P.N. Land in Benedicti di Spino-
za Opera quotquot reperta suntTom. I, Ed. 2, 3rd ed. (Den Haag: Nijhoff 1890).
Old020-162 11/12/19 9:20 Page 136
GROTIUS is only to 2.3.2.2. GROTIUS HUGO GROTIUS was not only a natural
represent what lawyer but a committed adherent to the geometrical idea as
natural law is, well.145 His magisterial work De iure belli ac pacis is regarded
axiomatically today as the aggregate of the tenets of natural law broken
broken down down and applied more geometrico to a given field. From the
perspective of our methodological inquiry this means that if
we recognise some theses and fundamental ideas as axioms
of natural law, then the whole system—including its applica-
tion to war and peace—derives from it out of logical
necessity.This intellectual venture suggests self-referentially
that it is entirely irrelevant who has actually created it. The
novelty in this respect is only that it is the system itself to
144
As a reconstruction of the history of ideas in the field of law, cf., e.g.,
Gerhard Otte ‘Der sogenannte mos geometricus in der Jurisprudenz’ Quader-
ni fiorentini per la storia del pensioero giuridico moderno 8 (1979), pp. 179–196
and, in the context of its feasibility and essential inaccessibility, Eike von
Savigny ‘Zur Rolle der deduktiv-axiomatischen Methode in der Rechtswis-
senschaft’ in Rechtstheorie Beiträge zur Grundlagendiskussion, ed. Günther
Jahr & Werner Maihofer (Frankfurt am Main: Klostermann 1971), pp.
315–351. As a background, see also Dieter von Stephanitz Exakte Wissen-
schaft und Recht Der Einfluß von Naturwissenschaft und Mathematik
auf Rechtsdenken und Rechtswissenschaft in zweieinhalb Jahrtausenden
(Ein historischer Grundbegriff) (Berlin: De Gruyter 1970) xii + 273 pp.
[Münsterische Beiträge zur Rechts- und Staatswissenschaft 15] especially
at pp. 72ff. See also, by the author, as a summation of researches carried on
as early as in 1972, ‘Heuristic Value of the Axiomatic Model in Law’ in Auf
dem Weg zur Idee der Gerechtigkeit Gedenkschrift für Ilmar Tammelo, hrsg.
Raimund Jakob, Lothar Philipps, Erich Schweighofer & Csaba Varga
(Münster, etc.: Lit Verlag 2009), pp. 127–134 and ‘The Quest for
Formalism in Law: Ideals of Systemicity and Axiomatisability between
Utopianism and Heuristic Assertion’ Acta Juridica Hungarica 50 (2009) 1,
pp. 1–30 & <http://www.akademiai.com/content/k7264206g254078j/>.
145
For the intellectual environment, see The World of Hugo Grotius
(1583–1645) Proceedings of the International Colloque organized by the
Grotius Committee of the Royal Netherlands Academy of Arts and
Sciences (Amsterdam, etc.: Holland University Press 1984) vii + 214 pp.
Old020-162 11/12/19 9:20 Page 137
146
Hugo Grotius De jure belli ac pacis Prolegomena, sect. xi.
147
See, e.g., Ernst Cassirer The Philosophy of the Enlightenment [1932]
(Princeton, N. J.: Princeton University Press 1968) xiii + 366 pp., pp. 239ff.
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148
On LEIBNIZ’s way of thinking, see Benson Mates The Philosophy of
Leibniz Metaphysics and Language (New York, etc.: Oxford University
Press 1986) xi + 271 pp.; Marcelo Dascal Leibniz Language, Signs and
Thought: A Collection of Essays (Amsterdam & Philadelphia: John
Benjamins Publishing Company 1987) xi + 203 pp. [Foundations of
Semiotics 10]; Olga Pombo Leibniz and the Problem of Universal Language
(Münster: Nodus 1987) 321 pp. [Materialien zur Geschichte der Sprach-
wissenschaft und der Semiotik 3].
149
[finding the truth is “For our intellect, in view of its weakness, must be directed by a
nothing else than certain mechanical thread; in this connection, recall that, with regard to
operation with thoughts which represent things that do not fall under the imagination, only
the characters are available. Furthermore, all the demonstrative sciences
characters]
deal with nothing but equivalences or substitutions of thoughts, and show,
in fact, that in some necessary propositions the predicate may safely replace
the subject, and that in any convertible proposition the subject may also
replace the predicate and that in demonstrations a proposition formerly
called a ‘conclusion’ may safely replace any of the truths now called
‘premises’. Hence, it is evident that truths themselves would appear succes-
sively on paper through the mere analysis of c h a r a c t e r s , that is,
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151
[we surely have truth The inference of modern philosophy of science is built upon a similar
but we cannot know paradox realisation: “The truth is an end we can attain but we cannot know
in what and when] when we have attained it.” Ilkka Niiniluoto ‘Fallibilismista’ Sosiologia
Journal of the Westermarck Society XI (1974), Nos. 5–6, pp. 274–286 on
pp. 275f [summarised on p. 316].
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152
For a wider overview, see, for example, José Ortega y Gasset L’évolu-
tion de la théorie déductive L’idée de principe chez Leibniz (Paris: Gallimard
1970) 342 pp. [Bibliothèque des Idées]. Concerning the foundations in
principles, cf., from the classics, Blaise Pascal ‘De l’esprit géométrique’ in
his Oeuvres complètes III, ed. Jean Mernard (Paris: Desclée de Brouwer
1991), pp. 360–437 [Bibliothèque Européenne].
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153
[clock as a metaphor] From the perspective of the history of science, see Anneliese Maier
‘Die Mechanisierung des Weltbilds im 17. Jahrhundert’ [1938] in her Zwei
Untersuchungen zur nachscholastischen Philosophie 2. Auflage (Roma: Edizio-
ni di Storia e Letteratura 1968), pp. 13–67 [Storia e Letteratura 112], Marie
Boas [Hall] ‘The Establishment of the Mechanical Philosophy’ Osiris 10
(1952), pp. 412–541 {as synthetised, see his The Mechanical Philosophy
(New York: Arno Press 1981) 541 pp. [The Development of Science]} and
E[duard] J[an] Dijksterhuis The Mechanization of the World Picture [1950]
trans. C. Dikshoorn (Oxford: Clarendon 1961) viii + 539 pp.; for the role
of mathematicians, J. A. Bennett ‘The Mechanics’ Philosophy and the
Mechanical Philosophy’ History of Science 24 (1986), pp. 1–28; and finally,
on the role played by the capitalist stimulation in the “mathematical-
mechanical world-view”, Richard W. Hadden On the Shoulders of Merchants
Exchange and the Mathematical Conception of Nature in Early Modern
Europe (Albany: State University of New York Press 1994) xviii + 191 pp
[SUNY Series in Chinese Philosophy and Culture]. In a historico-socio-
logical interpretation, see also Steven Shapin The Scientific Revolution
(Chicago & London:The University of Chicago Press 1996) xiv + 218 pp.
154
European thought originates the image of the universe as a clock—
in which the Creator God appears as the Clock-Creator—from The
Wisdom of SOLOMON: “[God] has disposed all things by measure and
number and weight.” TheWisdom of Solomon (11:20) in The Holy Bible. “For
if someone should construct a material clock would he not make all the
motions and wheels as nearly commensurable as possible? How much more
[then] ought we to think [in this way] about that architect who, it is said, has
made all things in number, weight, and measure?” Nicole Oresme Tractatus
de commensurabilitate vel incommensurabilitate mutuum celi [around 1350] ed.
Edward Grant (Madison, Wisconsin 1971), pp. 292–295. “[T]he situation
is much like that of a man making a clock and letting it run and continue its
own motion by itself. In this manner did God allow the heavens to be moved
continually according to the proportions of the motive powers to the resis-
tances and according to the established order [of regularity].” Nicole
Oresme Le Livre du ciel et du monde [1377] ed. A. D. Menut & A. K. Deverny,
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156
Richard J. Bernstein Beyond Objectivism and Relativism Science, Her-
meneutics, and Praxis (Oxford: Blackwell 1983) xix + 284 pp. calls, on pp.
16–20, this limitedness ‘CARTESian anxiety’ which concludes, with objec-
tivism shattered or becoming unprovable, only to chaos and nihilism.
157
On deductive presentation and system-construction, see Deduktion-
ssysteme Automatisierung des logischen Denkens, 2. überarb. Aufl., ed. K.
H. Bläsin & al. (München: Oldenbourg 1992) viii + 291 pp.
158
To some extent—and especially in its underlying methodological
motive—the situation is the same with the trust in numbers, where quan-
tification (depersonalised, by a form apparently objective) takes the
sharpness of a decision. Cf. Theodore M. Porter Trust in Numbers The
Pursuit of Objectivity in Science and Public Life, (Princeton: Princeton
University Press 1995) xv + 310 pp. and especially at p. 8.
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159
Lukács Die Eigenart des Ästethischen I, ch. II and György Lukács
A társadalmi lét ontológiájáról [Zur Ontologie des gesellschaftlichen Seins]
I–III (Budapest: Magvetô 1976), particularly I: »Die wichtigste Prob-
lemkomplexe«, passim.
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161
For another crucial period of European history, this is the endeavour
of JOHN LUKÁCS, solving the enigma in his The Duel Hitler vs. Churchill, 10
May–31 July, 1940 (London: Bodley Head 1990) 276 pp.
162
[CALVIN’s Cf., e.g., Euan Cameron The European Reformation (Oxford:
merciless logic] Clarendon Press 1991) xv + 564 pp. According to GEORG HUNSTON
WILLIAMS’ summary—The Radical Reformation 3rd ed. (Kirksville, Miss.:
Sixteenth Century Journal Publishers 1992) xlvi + 1513 pp. [Sixteenth
Century Essays and Studies]—, CALVIN excelled especially in his icono-
clastic violence, dogmatism, self-centred rigourism and in the unnecessary
generation of martyrdoms (p. 1187), “who in several ways was closer to the
radicals than LUTHER in his resolution to cleanse both doctrine and polity
of all traditional elements that were not expressly mandated by Scripture
and in his great interest in sanctification and church discipline, was with
respect to the state much closer to the papal Church in seeking to ground
political authority and competence in revelation, desirous wherever
possible to work for a regenerate magistracy under the tutelage of the
reformed Church.” (p. 1282) Or, such is “CALVIN with the pitiless logic so
characteristic of the French temper, so unassainable in his conclusions
when his premises are granted.” R. H. Murray The Political Consequences of
the Reformation Studies in Sixteenth-century Political Thought (London:
Benn 1926) 301 pp. [The Library of European Political Thought] on p. 81.
– In practice this corresponded to a system of interlocking control, infil-
trating even in private life, to the drive to denouncement, the mutual
generation of fear, hatred and enmity, as well as to the intensification of the
psychological stress, through the internalisation of guilt, a harsh regime of
child-rearing and through the merciless suppression of rituals to regulate
Old020-162 11/12/19 9:20 Page 149
emotions. “[O]ne central aim of the reformers was to bring popular piety
under professional clerical control, for they claimed alone to know the
difference between true religion and false superstitions. After the Reforma-
tion, the confessionalization of society thus implied competition by
contending elite groups to control and restrict the expression of sanctity in
social life. Moreover, the very fact of confessional competition itself
hastened desacralization.” R. Po-Chia Hsia Social Discipline in the Reforma-
tion Central Europe, 1550–1750 (London & New York: Routledge 1989) vi
+ 218 pp. [Christianity and Society in the Modern World], quote on p. 193,
and especially at pp. 35, 136–137 and 164–183. For the CALVINian notion
of “social disciplining”, see Gerhard Oestreich Neostoicism and the Early
Modern State (Cambridge 1982) viii + 280 pp. [Cambridge Studies in Early
Modern History]. Cf. also I. John Hesselink Calvin’s Concept of Law
(Allison Park, Pa.: Pickwick 1992) xii + 311 pp. [Princeton Theological
Monograph Series 30].
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Heteronomy Autonomy
directed by ready-made patterns, man himself shapes his own world
therefore without being subjected to any kind
the thinking process is of automatism, therefore
reconstructive and restitutive; thus
individual human beings are relieved he himself makes the choices
of creative choices; all in all, by his acts at any given moment,
consequently
being free of responsibility, he is responsible
the given outcome by contributing to the creation of
simply happens to them the successive states of the process
Rigid Flexible
changes only through freely shapable
change of systems (by means of e v o l u t i o n :
(by means of r e v o l u t i o n : any new initiative being
abolishing the old and re-launchable in any direction)
institutionalising the new);
inflexible: responsive:
offers answer only the answers it provides shape
within the system, its framework,
while undertaking undertakes every kind of renewal,
any new approach; increasing its ability to provide
perspective and evaluation are more adequate answers
defined exclusively from any given perspective
from within
its own established system
(Figure 7)
163
Jean-Paul Sartre L’existentialisme est un humanisme (Paris: Nagel
1946) 141 pp. [Collection Pensées]. For the entire range of problems, see
George C. Kerner Three Philosophical Moralists Mill, Kant, and Sartre: An
Introduction to Ethics (Oxford: Clarendon Press 1990) xii + 204 pp.
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164
“[T]he starry heavens above me and the moral law within me”.
Immanuel Kant Critique of Practical Reason 3rd ed., trans. Lewis White Back
(New York: Macmillan 1993), p. 169.
165
Sándor Márai—Egy polgár vallomásai II [Confessions of a citizen] 3rd [systems will not
ed. (Budapest: Révai n.y.), p. 103—characterises one of his one-time friends generate order in
by describing that “His life, his oeuvre was one single effort at realising his real life]
great clear ideal, the longing for order. But wherever he went all he found
was only system and not order. His mind was preoccupied all the time with
the most sublime ideals: monumental systems, perfect forms of life. He
used to glorify everything that was »great«, he used to live in the spell of
quantity. But in small things where decisions have to be made at once, on
the surface where the whole man still reveals himself with all its conse-
quences, he was just problematising and hesitant. He wanted a »form« for
everything and was desperate to realise that life does not tolerate forms: it
overflows everything as one single formless chaos, enframed by some indef-
inite mourning border, only by death.”
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Henceforth: We may even add that due to our founded doubts, the
the promise of a refuge provided by axiomatic construction is merely a fata
synoptic unity morgana as it only seeks points of reference projected merely
by us, extrapolated out of us, to conceal our uncertainty.
This ambiguity appears already in the earliest applications of
axiomatism. Just to present one or another thought-
provoking (but affecting) example: the oeuvre of SAINT
THOMAS AQUINAS—who lived his entire life in a special state
of grace, continuously polishing and building his oeuvre—
ends with the visions subsiding him into silence.166 Also the
reading of SPINOZA’s Ethica becomes ambiguous due exactly
to being geometrically expounded.167 Therefore, we can only
conclude that theoretical construction based on the ideal of
geometry—as the most methodical way of organisation and
expression i n a b s e n c e o f a n y t h i n g b e t t e r —
bears its initial ambiguity in itself. For this very reason, it is
not by mere chance that the major cultures of mankind, both
in the East and in the West, in their myths and under the spell
of some synoptic visions, all have formulated with some
similarity the desire of integrating the Great Resolution, that
166
[THOMAS AQUINAS’ “[W]hile brother THOMAS was saying his Mass one morning, in the
envisioned chapel of St. Nicholas at Naples, something happened which profoundly
sudden silence] affected and altered him. After Mass he refused to write or dictate; indeed
he put away his writing materials. He was in the third part of the Summa
theologiae.”To the repeated questioning by brother REGINALD, his secretary,
he finally responded: “All that I have written seems to me like a straw
compared with what has now been revealed to me.” First Canonisation
Inquiry [Naples, 1319], para. LXXIX. “Reginald, my son, I will tell you a
secret which you must not repeat to anyone while I remain alive. All my
writing is now at an end; for such things have been revealed to me that all I
have taught and written seems quite trivial to me now.The only thing I want
now is that as God has put an end to my writing, He may quickly end my
life also.” Bernard Gui Life of St. Thomas Aquinas [1318–1330], para. 27.
Both quotes by Foster, pp. 46 and 109–110, as well as note 63 on p. 73.
167
[SPINOZA’s thoughts For instance, according to the definitive opinion of Edwin M. Curley
concealed by his Behind the Geometrical Method A Reading of Spinoza’s Ethics (Princeton,
systematism] N.J.: Princeton University Press 1988) xii + 175 pp., p. xi, as well as pp.
51–52, all that is about “a dialog the geometric presentation [of which]
served to conceal, and was, perhaps, partly designed to conceal.”
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168
After the death of Saint THOMAS AQUINAS, ALBERT OF BRESCIA had [a vision that
a vision—according to the testimony of the Dominican brother ANTHONY represented
from Brescia—and he saw SS. THOMAS and AUGUSTINE together in glory,
AUGUSTINE and
and the appearing person told him the following: “I am AUGUSTINE, Doctor
of the Church; I am sent to declare to you the doctrine and glory of THOMAS THOMAS AQUINAS to be
OF AQUINO, here at my side. For he is my son indeed, who faithfully followed complementary]
the apostolic teaching and my own, and so illuminated the Church […]. He
is my equal in glory, except that in the splendour of virginity he is greater
than I.” First Canonisation Inquiry, para. LXVI, in Foster, p. 104, as well as
note 95 on p. 79. Moral theology shares this conviction in as much as it
considers the two great fundamental oeuvres to be the two great expressions
of CHRIST’s inexhaustibly rich mystery. Pinckaers, ch. ix.
169
“Rabbi ABBA stated in the name of SAMUEL: For three years there was [“liveable” law as the
a dispute between BETH SHAMMAI and BETH HILLEL, the former asserting: unified truth of a
»The halachah is in agreement with our views« and the latter contending:
dispute between
»The halachah is in agreement with our views«. Then a bath kol [(Lit.
‘daughter of a voice’) a voice descending from heaven to offer guidance in SHAMMAI and HILLEL]
human affairs, and regarded as a lower grade of prophecy] issues
announcing: »[The utterance of] both are the words of the living God, but
the halachah is in agreement with the rulings of BETH HILLEL«. Since,
however, »both are the words of the living God« what was it that entitles
BETH HILLEL to have the halachah fixed in agreement with their rulings.
Because they were kindly and modest, they studied their own rulings and
those of BETH SHAMMAI, and were even so [humble] as to mention the
actions of BETH SHAMMAI before theirs. […] This teaches you that him who
humbles himself the Holy One, blessed be He, raises up, and him who exalts
himself the Holy One, blessed be He, humbles; from him who seeks great-
ness, greatness flees but him who flees from greatness greatness follows; he
who forces time is forced back by time but he who yields to time finds time
standing at his side.” The Babylonian Talmud Seder Mo’ed III: ’Erubin,
trans. Israel W. Slotki (London: The Soncino Press 1938), 13b, pp. 85–86,
the explanation of bath kol from the glossary of the appendix, p. 737.
HILLEL, also called the Elder, ‘Zaken’, was a leading authority among
the scribes and Pharisees during the reign of King HEROD (38–34 BC). He
was the head of Sanhedrin with a sound sense of the practical. “HILLEL’s
greatest contribution to the Halakah, however, was his formulation of
broad general rules of interpretation by means of which new halakot could
be developed and deduced logically out of Scripture. These rules put into
the hands of the Rabbis the ‘organon’, the tool by means of which
Scripture might be made to yield new rules and new truths, and by means
of which its commands could be harmonized with the ever changing con-
ditions of Jewish life.” George Horowitz The Spirit of Jewish Law A Brief
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171
See especially, by Niklas Luhmann, ‘The Unity of the Legal System’
and ‘Closure and Openness: On Reality in the World of Law’ in Autopoietic
Law A New Approach to Law and Society, ed. Gunther Teubner (Berlin
& New York: de Gruyter 1988), pp. 12–35 and 335–348 [European
University Institute, Series A, 8] and ‘The Self-reproduction of Law and Its
Limits’ in Dilemmas of Law in the Welfare State ed. Gunther Teubner (Berlin
& New York: de Gruyter 1986), pp. 110–127 [European University Insti-
tute, Series A, 3]. For a specified context, cf., from the present author, ‘On
Judicial Ascertainment of Facts’ Ratio Juris 4 (1991) 1, pp. 61–71.
172
In a similar sense, the US Chief Justice has once recalled that we
usually build our safety on static blocks of identity—“as an illusion of safety
in a Maginot Line”—whereas security can only be achieved through
constant change and in flexibility that is ready to adapt. Justice William O.
Douglas ‘Foreword’ in Essays on Jurisprudence from the Columbia Law
Review (New York & London 1963), p. 18.
173
By Aulis Aarnio, On Legal Reasoning (Turku:Turkun Yliopisto 1977)
xiii + 355 pp. [Turun Yliopiston Julkaisuja, Sarja B, Osa 144] and The
Rational As Reasonable A Treatise on Legal Justification (Dordrecht, etc.:
Reidel 1987) xix + 276 pp. [Law and Philosophy] as well as Robert Alexy
A Theory of Legal Argumentation The Theory of Rational Discourse as
Theory of Legal Justification [Theorie der justischen Argumentation Die
Theorie des rationalen Diskurses als Theorie der juristischen Begründung
(Frankfurt am Main: Suhrkamp 1978) 397 pp.] trans. Ruth Adler & Neil
MacCormick (Oxford: Clarendon Press 1989) xv + 323 pp. and Aleksander
Peczenik Grundlagen der juristischen Argumentation (Wien & New York:
Springer 1983) xiii + 266 pp. [Forschungen aus Staat und Recht 64].
Old020-162 11/12/19 9:20 Page 158
174
Ronald Dworkin Taking Rights Seriously New Impression with a
Reply to Critics (London: Duckworth 1978) xv + 371 pp. as well as ‘Inter-
pretation Symposium’ in Southwestern California Law Review 58 (January
1985) 1, ii + 725 pp.
175
See, by James Boyd White, The Legal Imagination Studies in the
Nature of Legal Thought and Expression (Boston & Toronto: Little, Brown
& Co. 1973) xxv + 986 pp., When Words Lose their Meaning Constitutions
and Reconstitutions of Language, Character, and Community (Chicago &
London:The University of Chicago Press 1984) xv + 377 pp. and Heracles’
Bow Essays on the Rhetoric and Poetics of the Law (Madison:The Univer-
sity of Wisconsin Press 1985) xviii + 251 pp. [Rhetoric of the Human
Sciences]; by Stanley Fish, Is There a Text in This Class? The Authority of
Interpretive Communities (Cambridge, Mass. & London: Harvard Univer-
sity Press 1980) viii + 394 pp. and DoingWhat Comes Naturally Change and
Rhetoric of Theory in Literary and Legal Studies (Durham & London:
Duke University Press 1989) x + 613 pp. For a critical treatise, cf. also ‘Law
and Literature Issue’ in Texas Law Review 60 (1982) 3, pp. 371–586 as well
as Robert Weisberg ‘The Law-Literature Enterprise’ and Robin West
‘Communities, Texts, and Law: Reflections on the Law and Literature
Movement’ Yale Journal of Law & the Humanities 1 (1988) 1, pp. 1–77 and
129–156.
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176
This dilemma was already formulated at the dawn of human philo- [resolution vs.
sophising by EPICURUS warning his friend that it is better to follow the subjection to fate]
myths on gods than to fall prisoners to the fate preached by natural philoso-
phers, since the former leaves the hope that gods can be mollified by
manifestations of nature, but the latter declares unquestionable necessity.
‘Epicurus to Menoeceus, greeting’ in Diogenes Laërtius De vitis dogmatibus,
et apophtegmatibus eorum qui in philosophia claruerunt in http://en.wikisource.
org/wiki/Lives_of_the_Eminent_Philosophers/Book_X, book X, 133–134.
177
The example once served for mocking the Parisian philosopher JEAN
BURIDAN (first half of the 14th century).
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Behavioural patterns So far we have considered two major blocks of the types of
prescribed from the thinking in the evolution of human thought. They corre-
outside / arising from spond to two styles of decision-making, autonomous and
the inside heteronomous, in a sense developed from the one usual in
moral philosophy . In one of them, patterns of behaviour are
prescribed by an external agent and merely applied exter-
nally for the addressee acknowledging this passively. In the
other, patterns are shaped from within, by a mediation on
and insight into which ways and following what patterns one
should act.
In axiomatism, human THOMAS AQUINAS was the greatest in Europe to promote
participation is the axiomatic ideal for society. In his philosophy he devel-
random and oped a system of thought valid in and by itself. With him,
negligible axiomatism as a self-validating mental creation reached its
178
Cf., e.g., Adolf Schwarz Die Controversen der Schammaiten und
Hilleliten I: Die Erleichterungen der Schammaiten und die Erschwerungen
der Hilleliten: Ein Beitrag zur Entwicklungsgeschichte der Halachah (Karl-
sruhe 1893) 109 pp.
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179
It is no mere chance that a neurologist may remind us that even what [complex
is mere empirical generalisation based on vague foundations (perhaps also interconnections
coloured by independent motives) may nowadays appear under the cover of
simplified]
scholarship, and disciples are mostly offered the vision of causal deduction
Old020-162 11/12/19 9:20 Page 162
even where they could learn the reasoning resulting in diagnosis and
therapy, optimal for the patient, by following the way of thinking of a master
scarcely delimited by rules, i.e., by recognising some correlations among
unknown variables of an endless number. Imre Szirmai Valami ideg [Some-
thing of a nerve] (N. p.: Lift Coeur n.y.) 192 pp.
180
[while rendering The recently deceased Russian science-philosopher warns us: “A
the world itself single minor fact, unimportant to the statistical conception of reality,
incidental] macroscopically indetectable and therefore apparently lacking physical
existence, alters the world like of the whole; it becomes definable by virtue
of the alteration, and therefore appears as real and essential for the whole.”
Boris Kuznetsov Einstein and Dostoyevsky trans. Vladimir Talmy (London:
Hutchinson Educational 1972), p. 97.
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163
1
For a general overview of the topic of the philosophy of history, see
Georg G. Iggers The German Conception of History The National Tradition
of Historical Thought from Herder to the Present (Middletown, Conn.:
Wesleyan University Press 1968) xvi + 388 pp.; Deutsche Geschichtsphiloso-
phie in dem kurzen 20. Jahrhundert Ausgewählte Abhandlungen hrsg. Zoltán
Kalmár (Veszprém: Veszprémi Egyetem Társadalomtudományi Tanszéke
1996) 604 pp.; Philosophy of History and Action ed. Yirmiahu Yovel
(Dordrecht: Reidel & Jerusalem: The Magness Press [of the] Hebrew
University 1978) xi + 243 pp. [Philosophical Studies Series in Philosophy
11], especially part II dedicated to the philosophy of history and part IV
dedicated to the debate launched by Raymond Polin’s ‘Farewell to the
Philosophy of History?’; as well as—for a partial treatise—Robert Vincent
Daniels ‘Fate and Will in the Marxian Philosophy of History’ Journal of the
History of Ideas XX (1960), pp. 538–552 and Bernard Moss ‘Marx and
Engels on French Social Democracy: Historians or Revolutionaries?’
Journal of the History of Ideas XLVI (1985) 4, pp. 539–557.
2
Quoting HEGEL on that “Necessity is blind only in so far as it is not
understood.” (Encyclopedia of Philosophical Sciences, para. 147, addendum),
he concluded by stating that “Freedom therefore consists in the control of
ourselves and over external nature, a control founded on knowledge of
natural necessity; it is therefore necessarily a product of historical develop-
ment.” (Engels Anti-Dühring, pp. 140–141.) Cf. Andrzej Walicki Marxism
and the Leap to the Kingdom of Freedom The Rise and Fall of the Communist
Utopia (Stanford: Stanford University Press 1995) xii + 641 pp., para. 2.5.
»Freedom as ‘Necessity Understood’«, pp. 167–179, quotes on p. 172.
Old163-174 11/12/19 9:21 Page 164
(historical It is a similar atavism and intellectual retard that may explain why
periodisation) western scholarship simply cannot react to numerous presuppositions to
which MARXism in Central and Eastern Europe has got used to living
with intellectually.Thus, ‘slavery’, for instance, does not say much for the
West, or says something basically different. They may sound to it as
familiar from literature, from the history of society and economy, and
from MARXism itself, of course, but such and similar categories are not
applied for basic periodisation in historical sciences—all the more since
Western humanities hold a devastating opinion of the MARXist concept
on socio-economic formations, considering it more as an activist’s inven-
tion, a simplifying thought-jacket projected back onto the past, than a
descriptive tool, helping cognition. The same stands for ‘feudalism’ as
Old163-174 11/12/19 9:21 Page 169
well. It is either not used, or used in plural, not pondering about the
desire to use it for periodisation. SPINOZA already knew that definition—
and periodisation is a kind of generalising definition—is dangerous from
the beginning [definitio periculosa est]. And we must see the survival of
axiomatism in how MARXism has formulated the need to firstly peri-
odise, then afterwards to take its own p e r i o d i s a t i o n seriously so
much as—just as if it were the fate of history to manifest itself by leaving
further abstract speculations to us concluded therefrom in legacy—to
actually adapt its investigations in practice to predefined schemes of such
a periodisation by breaking the results into them subsequently.
5
[neoliberalism as a Mainly in the United States, but also spreading quickly on the Euro-
historico-philosophical pean continent, the universalisation and expansion of the neoliberal credo
Utopia] as a trans-historically valid idea may have originally aimed at some gener-
ally conceived historico-philosophical negation but arrived ultimately at a
particular restoration of the philosophy of history. For a juristic and legal
philosophical perspective, see, by the author, ‘Radical Change and Unbal-
ance in Law in a Central Europe under the Rule of Myths, not of Law’ in
his Transition? To Rule of Law? Constitutionalism and Transitional Justice
Challenged in Central & Eastern Europe (Pomáz: Kráter 2008), pp. 9–25
[PoLíSz Series 7] & ‘Post-modernity in Politico-legal Transitions:Tempted
for Radical Changes with Tradition Left Behind’ Central European Political
Science Review 9 (2008), No. 33, pp. 87–103 and ‘Legal Scholarship at the
Threshold of a New Millennium (For Transition to Rule of Law in the
Central and Eastern European Region)’ Acta Juridica Hungarica 42 (2001)
3–4, pp. 181–201 & <http://www.ingentaconnect.com/content/klu/ajuh/
2001/00000042/F0020003/00400027> & in On Different Legal Cultures,
Pre-Modern and Modern States, and the Transition to the Rule of Law inWestern
and Eastern Europe ed.Werner Krawietz & Csaba Varga (Berlin: Duncker &
Humblot) = Rechtstheorie 33 (2002) 2–4: II. Sonderheft Ungarn, pp.
515–531.
Old163-174 11/12/19 9:21 Page 171
It is still extremely difficult to draw conclusions at this point.We may with a missionary
know from various faulty explanations of history that conceptual recon- obsession
structions or social distinctions built upon the moral dichotomy of indulging itself
“good” and “bad” are seldom sufficient. As one conclusion from this in some alien subject
panorama of the philosophy of history, we may realise that communist
existence still has one meaning—making it pathologic, non-viable and
not only depressing but also embittering others’ lives—what THOMAS
MANN already described when characterising FREDERICK THE GREAT’s
6
May I mention my discussions in 1987, somewhere around the Arctic [self-organisation
Circle, on the way to Japan through Alaska. On grounds of old friendship, being suspicious in
I took the liberty of talking to one of the country’s eminent men, an influ- both JACOBinism and
ential representative of science-policy, as though to one sharing the same socialism]
tasks, since we were rowing in the same boat. I desperately tried to convince
him that the then reformist government in Hungary lacked not so much
good will, as the admission that all of them were communists in mentality.
It may be true that beginning with the modern ages, parts of Europe fell
behind the development of the Western hemisphere and therefore wanted
to find and use ways to pick up the pace. KÁLMÁN KULCSÁR, Deputy Secre-
tary General of the Hungarian Academy of Sciences at the time, responded
by sketching a dramatic picture of how the reforms have slowed down and
how many obstacles the curing intentions have to face, including the chance
of having everything turn backwards. As to my reaction, I attacked the ethos
of socialist reformism, trying to convince my partner of this never-ending
night that had we a moral court for indicting human deviances and destruc-
tive behaviours, the communist approach would occupy a distinguished
place among them. Of course, not because it eventually does evil or too little
good—in short, not because of evil deeds—but because of its Weltan-
schauung. As it assumes visions on the meaning and necessary progress of
human existence, it constantly drives to recurrently and authoritatively
foreseeing the future of mankind, and in order to direct ‘progress’—i.e., the
lives of others—towards the “right” path, it suggests the recourse to inter-
vention. For its enthusiasm makes it so blindly self-confident that as soon
as a communist discovers any force in society capable of self-organisation
(i.e., success without external—ideological—help), he interferes with it
suddenly, as if getting the wind. Since for a communist anything on earth
not taken from or through the ideas and ultimate goal-projections of
MARXism can only be suspicious from the beginning. This is why the
communist movement is by definition of a JACOBine nature. Therefore it is
historically doomed to fail, unless behaviours more patient, dignified, and
trusting in the self-regulation of social processes can replace it.
Old163-174 11/12/19 9:21 Page 172
pp. [Quellen und Studien zur Philosophie 22], as well as David L. Hull
Science as a Process An Evolutionary Account of the Social and Conceptual
Development of Science (Chicago: University of Chicago Press 1991) xiii
+ 586 pp. [Science and Its Conceptual Foundations]. Cf. also Georges
Sorel Les illusions du progrès 4th ed. (Paris: Rivière 1927) 390 pp. [Etudes sur
le devenir social I] and André Lalande Les illusions évolutionnistes (Paris:
Alcan 1930) xi + 464 pp. [Bibliothèque de philosophie contemporaine].
For the beginnings of the evolutionist idea, see Eric R[obertson] Dodds The
Ancient Concept of Progress And Other Essays in Greek Literature and Belief
(Oxford: Clarendon Press 1973) vi + 218 pp., especially at pp. 1–25.
18
Primarily for the various off-springs of LAMARCKism, see Peter J.
Bowler Evolution The History of an Idea (Berkeley, etc.: University of Cali-
fornia Press 1989) xvi + 432 pp., passim, and focusing upon the idea of
“planning” and “education controlled by the state”, on pp. 222–228.
19
On DARWIN and DARWINism from a historical approach, cf. Founda-
tions of Scientific Method The Nineteenth Century, ed. Ronald D. Giere &
Richards S. Westfall (Bloomington & London: Indiana University Press
1973) ix + 306 pp., especially para. 5, pp. 115–132; in a contemporary
context, Darwin, Marx, and Freud Their Influence on Moral Theory, ed.
Arthur L. Caplan & Bruce Jennings (New York & London: Plenum Press
1984) xxvii + 230 pp. [The Hastings Center Series in Ethics], particularly
part I, as well as John C. Green Science, Ideology, andWorldView Essays in the
History of Evolutionary Ideal (Berkeley: University of California Press
1981) x + 202 pp., primarily chs. 5–6.
10
Involving HAECKEL as well, cf. Jürgen Sandmann Das Bruch mit der
humanitären Tradition Die Biologisierung der Ethik bei Ernst Haeckel und
anderen Darwinisten seiner Zeit (Stuttgart: Fischer 1990) 218 pp.
11
For the DARWINist roots of MARXism, see Ralph Colp [Jr.] ‘The
Contacts between Karl Marx and Charles Darwin’ Journal of the History of
Ideas XXXV (1974) 2, pp. 329–338 and Margaret A. Jay ‘Did Marx Offer
to Dedicate Capital to Darwin? A Reassessment’ Journal of the History of
Ideas XXXIX (1978) 1, pp. 133–146.
Old163-174 11/12/19 9:21 Page 174
175
4. PARADIGMS OF THINKING
4.1.1. Conventionality
What do we consider a convention? To put it simply, we can Convention
approach social matters in two ways. We either take every-
thing that surrounds us in our social existence as naturally
given and perfect, or start searching for explanatory prin-
ciples which allow us to expound what (and how it)
composes social existence. C o n v e n t i o n is one to offer
a resolution—perhaps most appropriate at the present level
of the development of science—to this issue.
All of this is reminiscent of how contractual theories have (example:
explained the origins of the state and constitutional arrange- social contract /
ments. Assuming the factuality of social contracts is obvi- JESUS CHRIST,
ously an ahistorical approach, since it lacks any realistic as basic to our
foundations whatsoever.Yet, the circumstance that we only socialisation)
presume their past conclusion—without identifying, for
example, the historical fact to which JEAN-JACQUES ROUS-
1
SEAU’s contrat social may have referred —is just as irrelevant
1
Franz Oppenheimer, for example, argues in the supplementary [historical certainty as
comments to his classical work Der Staat (1908) of 1929—The State (New achieveable
York: Free Life Editions 1957), Introduction, para. a: »Theories of the exclusively through
State«, p. 8—that “As there is no method of obtaining historical proof to the
some conceivable
contrary, since the beginnings of human history are unknown, we should
arrive at a verdict of »not proven,« were it not that, deductively, there is the hypothesis]
absolute certainty that the State, as history shows it […], could not have
come about except through […].”
Old175-236 11/12/19 9:21 Page 176
2
This is the reason why in theology, for example, biblical archaeology is
treated as an auxiliary discipline.
Old175-236 11/12/19 9:21 Page 177
3
See, e.g., Eerik Lagerspetz A Conventionalist Theory of Institutions
(Helsinki: Societas Philosophica Fennica 1989) 166 pp. [Acta Philosophica
Fennica 44].
Old175-236 11/12/19 9:21 Page 178
(transfer of For this reason, it would be extremely hard to answer the question of
law / rejection how much we should rely on the transfer of laws in programmes and
if inorganic) processes of social modernisation by means of law—i.e., social reform
through the enactment of laws. Although reception (or octroi, when
constraint is involved) promises radical change free of compromises, but
it still builds on previous practices, skills and traditions without ever
becoming an organic component of them.Their organicity can be hoped
for at most, but the potential risks of failure cannot fully be eliminated.
For example, where foreign institutions are forced to recourse to the
transplantation of laws, its effects cannot reach any farther than the force
4
Chaïm Perelman ‘Cinq leçons sur la justice’ [1966] in his Droit, morale
et philosophie (Paris: Librairie Générale de Droit et de Jurisprudence 1968),
vii + 147 pp. [Bibliothèque de Philosophie du Droit VIII], especially at pp.
52–57. I am to note self-critically that I missed indeed the point when in my
contemporary review—Állam- és Jogtudomány XIII (1970) 3, pp. 621–
622—I saw nothing but sheerly “utopianistic false objectivity” in it.
Old175-236 11/12/19 9:21 Page 181
5
See, e.g., as the most evident example, the long-run failures of the [American export of
American attempts at legal transplantation after WWII in Germany and laws after WWII]
Japan. Cf., for a less succesful part, Armin Höland ‘Évolution du droit en
Europe Centrale et Orientale: Assiste-t-on à une renaissance du »Law and
Development«?’ Droit et Société (1993), No. 25, pp. 467–488.
6
For a complex yet convincing example, see the successful establish- [Turkey / Ethiopia]
ment, primarily in urban grounds, of the reception of the Swiss codes of law
in Turkey. Cf. June Starr Dispute and Settlement in Rural Turkey An Ethnog-
raphy of Law (Leiden: Brill 1978) xvi + 304 pp. [Social, Economic and
Political Studies of the Middle East XXIII]. Islam still remained dominant
in the rural areas, especially concerning the family status: half of the
marriages are still not contracted according to formal law [H.Timur ‘Civil
Marriage in Turkey: Difficulties, Causes and Remedies’ International Social
Science Bulletin IX (1957), pp. 34–36], and the exceptional divorce cases
undoubtedly reveal the unaltered binding force of tradition [Paul Stirling
TurkishVillage (London:Weidenfeld and Nicolson 1965) 316 pp. and partic-
ularly at pp. 210–220 {Nature of Human Societies}]. In other regions
where the determination was rather one-sided, that is, taken politically but
unprepared socially—for instance, in Ethiopia or Iran—, the outrage of the
society may even render the attempt at introducing foreign or invented law
impossible. Cf. Jacques Vanderlinden Introduction au droit de l’Éthiopie
moderne (Paris: Librairie Générale de Droit et de Jurisprudence 1971) 386
pp. [Bibliothèque africaine et malgache 10], especially on pp. 212ff; Hein-
rich Scholler & Paul Brietzke Ethiopia Revolution, Law and Politics
(München:Weltforum-Verlag 1976) 216 pp. [Afrika-Studien 92], especially
on pp. 80ff; Transplants Innovation and Legal Tradition in the Horn of Africa
Modelli autoctoni e modelli d’importazione nei sistemi giuridici del Corno
d’Africa, ed. Elisabetta Grande (Torino: L’Harmattan Italia 1995) 403 pp.
[Non Solo Occidente – Studies on Legal Pluralism 1].
Old175-236 11/12/19 9:21 Page 182
7
[Egypt] It is an open question what deeper explanation there may be to the
terroristic rebellion against aliens in Egypt which arose after the allegedly
successful French-type modernisation of local law, and which does not
decrease despite strong repercussions. For the background, cf., e.g., Marc
David Turetzky ‘Egypt, Mubarak, and the Rise of Islamic Fundamentalist
Terrorism, 1981–1994: An Empirical Analysis of the Mubarak Regime’s
Punitive Counter-terrorist Policy’ Michigan Journal of Policial Science
(2002), Nr. 24 in <www.umich.edu/~mjps/archives/issue24/turetzky24.
html>.
8
As a summary, see, by the author, ‘The Law and its Limits’ Acta
Juridica Academiae Scientiarum Hungaricae 34 (1992) 1–2, pp. 49–56 & in
Csaba Varga Law and Philosophy Selected Papers in Legal Theory
(Budapest: ELTE Project on “Comparative Legal Cultures” 1994), pp.
91–96 [Philosophiae Iuris].
9
[paradigm] Thomas Samuel Kuhn The Structure of Scientific Revolutions (Chicago:
University of Chicago Press 1962) xv + 172 pp. [International Encyclo-
pedia of Unified Science II:2] “divides scientific history into periods of
steady development within one set of accepted concepts, called a paradigm,
and periods of revolutionary change when the reigning paradigm is
replaced by another in a way that he likens to a gestalt switch. In these
periods the paradigms compete with each other […]. KUHN denies that
Old175-236 11/12/19 9:21 Page 183
11
For an overall assessment based on its Hungarian implementation
following its Muscovite imposition, cf., by the author, ‘Liberty, Equality,
and the Conceptual Minimum of Legal Mediation’ in Enlightenment, Rights
and Revolution Essays in Legal and Social Philosophy, ed. Neil MacCormick
& Zenon Bankowski (Aberdeen: Aberdeen University Press 1989), pp.
229–251.
12
On the civilisational divides known as millenium-old historical
regions of Europe—Western, Eastern and, in-between, Central—, cf. István
Bibó Democracy, Revolution, Self-determination Selected Writings, ed. Károly
Nagy, trans. András Boros-Kazai (Highland Lakes: Atlantic Research and
Old175-236 11/12/19 9:21 Page 185
13
Cf., by the author, ‘Önmagát felemelô ember? Korunk racionaliz-
musának dilemmái’ [Man elevating himself? Dilemmas of rationalism in
our age] in Sodródó emberiség Tanulmányok Várkonyi Nándor: Az ötödik
ember címû mûvérôl [Mankind adrift: on the work of Nándor Várkonyi
»The Fifth Man«], ed. Katalin Mezey (Budapest: Széphalom Könyvmûhely
2000), pp. 61–93.
14
For perceiving the loss of balance and roots, and also isolation, as
pathologic symptoms of our age, see Robert A. Nisbet The Quest for Commu-
nity A Study in the Ethics of Order and Freedom (New York: Oxford
University Press 1953) 303 pp.
Old175-236 11/12/19 9:21 Page 187
15
For the ideology-led aversion to police race-profiling making a
prosecutor declare all results notwithstanding that “If I could push a button
and make this technology disappear, I would.”, see Melba Newsome
‘A New DNA Test can ID a Suspect’s Race, but Police won’t touch it’
[12.20.07] Wired Magazine in <http://www.wired.com/politics/law/maga
zine/16-01/ps_dna>.
Old175-236 11/12/19 9:21 Page 189
(the results of The drama of Central European destiny was coloured also by the fact
the turn of that the expansionist military power with imperial ambitions which set
the 19th to 20th itself up in the region brought in MARXism—a scholarly movement of
centuries) primarily methodological-critical interests, born and rigidified already
in its primitive German form as a kind of naive realism—as its official
philosophy at a time when the various disciplines, crucial from the
perspective of our new methodological world-view (theory of science,
philosophy of language and methodology of sciences), were in the
making yet. In the debate between politicians and scientists, figures like
FRIEDRICH ENGELS16 and VLADIMIR ILYICH LENIN17 could become giants
of MARXism, while the epoch-making scholarly endeavours of EUGEN
DÜHRING18, ERNST MACH19 and RICHARD AVENARIUS20 were noticed only
16
Friedrich Engels Herrn Eugen Dührings Umwälzung der Wissenschaft
(Anti-Dühring) [1878].
17
V. I. Lenin Materialism and Empiriocriticism [1909].
18
Cf., e.g., John Passmore A Hundred Years of Philosophy (Harmonds-
worth: Penguin 1968) 639 pp., especially at p. 45.
19
[MACH] See, e.g., Robert S. Cohen ‘Ernst Mach: Physics, Perception, and
Philosophy of Science’ Synthèse XVIII (1968) 2–3, pp. 132–170 and Gerald
Holton ‘Mach, Einstein, and the Search for Reality’ Daedalus XCVII
(1968), pp. 636–673. “Seldom has a scientist exerted such an influence
upon his culture as had ERNST MACH. […] In the twenties, the prominent
Austrian social scientist OTTO NEURATH founded the Ernst Mach Verein, a
forerunner of the Vienna Circle. From poetry to philosophy of law, from
physics to social theory, MACH’s influence was all-pervasive in Austria and
elsewhere. […] Above all, ERNST MACH was to be the godfather of logical
positivism, if not its chief progenitor”. Allan Janik & Stephen Toulmin
Wittgenstein’s Vienna (New York: Simon and Schuster 1973) 314 pp.
[Touchstone: Philosophy – History], quotes on pp. 133 & 212. In the light
of an evaluation given in a necrologue, see, e.g., Hugó Szántó ‘Ernst Mach’
Huszadik Század [Twentieth century] XVII [33] (1916) 4, pp. 289–294.
20
See, for example, Friedrich Carstanjen ‘Richard Avenarius and his
General Theory of Knowledge: Empiriocriticism’ Mind VI (1897), pp.
449–475 and Norman Smith ‘Avenarius’ Philosophy of Pure Experience’
Mind XV (1906), pp. 13–31 and 149–160.
Old175-236 11/12/19 9:21 Page 191
21
Anthony, Lord Quinton in The Fontana Dictionary of Modern Thinkers, [LENIN’S detachment
p. 469. “As philosophy it is crude an amateurish, based on vulgar »common- from scholarship
sense« arguments eked by quotations from ENGELS (only two sentences by proper]
MARX are quoted in the whole book) and unbridled abuse of LENIN’s oppo-
nents. It shows complete failure to understand their point of view, and
reluctance to make the efforts to do so. It adds hardly anything to what is
contained in the passages quoted from ENGELS and PLEKHANOV, the main
difference being that ENGELS has a sense of humour and LENIN none. He
makes up for it with cheap mockery and invective, decrying his adversaries
as reactionary madmen and lackeys of the clergy. ENGELS’ arguments are
vulgarized and sterned into cut-and-dried cathechetical forms: sensations
are ‘copies’ or ‘mirror-reflections’ of things, philosophical schools become
‘parties’, etc. The exasperation which pervades the book is typical of the
primitive thinker who cannot understand how anyone of sound mind can
seriously maintain (as LENIN supposes) that by the power of his own imag-
ination he has created the earth, the stars, and the whole physical universe,
or that the objects he is looking at are in his head when any child can see
that they are not.” Leszek Kolakowski Main Currents of Marxism II: The
Golden Age (Oxford: Clarendon Press 1978), p. 457. Cf. also Kevin
Anderson Lenin, Hegel, and Western Marxism A Critical Study (Urbana:
University of Illionis Press 1995) xvii + 311 pp.
Old175-236 11/12/19 9:21 Page 192
22
E.g., introduction by Vilmos Csányi to Arthur Koestler Alvajárók
[The Sleepwalkers (London: Hutchinson 1959)] (Budapest: Európa 1996),
p. 15.
23
Since DAVID HUME, it has occurred several times in the 20th century
that again and again, the concept of regularity turned out to be insecure to
the credit of the concept of necessity. E.g., Norman Swartz The Concept
of Physical Law (Cambridge, etc.: Cambridge University Press 1985) xi +
220 pp.
24
According to Nancy Cartwright How the Laws of Physics Lie (Oxford:
Clarendon Press & New York: Oxford University Press 1983) 221 pp. at p.
18, a number of connections (etc.), conceptualised as regularity, merely
play contextualising roles among the laws expressed necessarily imper-
fectly, in the way as, for instance, “many abstract concepts in physics play
merely an organizing role and do not seem to represent genuine properties.”
25
For example, French grand theories are even nowadays expressed in
mathematical formulas of a great depth with a narrow but all-comprehen-
sive elegance, as against the minute English practice of theory formulation
of a meagre demand for abstraction, although formulated broadly. Cf., e.g.,
Pierre Duham The Aim and Structure of Physical Theory trans. Philip P.
Wiener (New York: Atheneum 1962) xxii + 344 pp. [Athenaum Paperbacks
13] on p. 19.
Old175-236 11/12/19 9:21 Page 193
not even in special collections, until the regime as such came to collapse.
Collections of fundamental texts, mandatory for the freshman students,
including hundred-year-old ones born and published in the region, here
in Hungary or some hundred kilometres away in Austria or Moravia,
were nevertheless not available—and not even monographically
treated—in their home-region.26
For a spicy counterpoint, in our region we can come across—espe- (in contrast to
cially in the mind of teachers, from village schools to universities—those western development)
texts in local languages (from ENGELS’ Anti-Dühring to LENIN’s Materi-
alism and Empiriocriticism) which were conceived only to eliminate these
revolutionary achievements even from the professional cultures. It marks
the absurdity of the intellectual conditions in the once Sovietised Central
Europe that EUGEN DÜHRING is usually remembered as one who
provoked ENGELS to write his ingenious treatise full of angry fits. In
Western Europe, on the other hand, at most apostles of the left may have
heard of ENGELS, yet DÜHRING is read by each New England liberal
college freshman, because he made a genuine contribution to the philos-
ophy of science, thought-provoking even today. LENIN’s main philo-
sophical work—Materialism and Empiriocriticism—builds upon MACH’s
theses, elaborated in the Austro-Hungarian Monarchy, but still valid to
this day, and upon the oeuvre of AVENARIUS. Well, the late Hungarian
could learn only in a New England library that these two scholars were
the first among methodical thinkers—at a time when in the wave of re-
axiomatisation, mathematics found its own limits and thereby neces-
sarily arrived at paradoxes—who attempted to take the same route in the
field of physics.
All in all, at the beginning of the 20th century the creation Science re-considers
of systems with strict consistency and axiomatic rigour was its subject:
launched also in exact sciences. AVENARIUS was concerned
with what consequence it may have if our suspicion comes
true, namely that in our modern age we reach such a subtlety
of measuring when one can no longer perform an obser-
vation with known devices without interfering with the
26
E.g., Philosophy of Science ed. Arthur Danto & Sidney Morgenbesser
(New York: The New American Library 1960) 477 pp. [Meridian: Philo-
sophy, Science].
Old175-236 11/12/19 9:21 Page 194
27
For example, Allen Newell Unified Theories of Cognition (Cambridge,
Mass. & London: Harvard University Press 1990) xvii + 549 pp. [The
William James Lectures 1987].
28
See, e.g., George Lakoff Cognitive Science and the Law [manuscript]
[(New Haven, Conn.): Yale Law School Legal Theory Workshop 1989
(April 27)] 49 pp.
Old175-236 11/12/19 9:21 Page 196
(Figure 8)
Old175-236 11/12/19 9:21 Page 197
The elements and various interconnections of all these We can only choose
approaches can be caught in action in case of almost any either of them as an
intellectual endeavour. For instance, if we tried to periodise explanatory principle
human history, we would realise that however we tried to do
it, finally we would still need to opt for a pattern. And we
ought to know, at least in regard to law, that whatever our
choice it will involve direct and definite consequences for all
consecutive operations and for the entire functioning of the
legal profession.
29
Cf., by the author, Theory of the Judicial Process The Establishment of
Facts (Budapest: Akadémiai Kiadó 1995) vii + 249 pp., especially ch. 2, pp.
25–55.
Old175-236 11/12/19 9:21 Page 199
like “it has been established as a fact that […]” we can defi-
nitely learn that (1) there is something with which we have
entered a cognitive relationship, and (2) we have posited it as
an element of cognition. For instance, we can establish it as
a fact that “atoms exist”; “Jack the Ripper has murdered his
victim”, and so on. In the meantime we must also notice that
the facts here are not that atoms exist, or Jack has committed
a murder.The mere fact in it is that we make (or made) state-
ments about them. More precisely, the fact lies exclusively in
the way and by the force of which we establish this.
What is ‘fact’ So, the factuality of a fact does not lie in the reality of the
in all this at all? thing stated as existent, or in the actual accomplishment of
an event stated to have been accomplished. Obviously, we
must also add that neither is it us who are the facts, when
establishing the existence of a thing or the accomplishment
of an event as a fact. Facts are a r e s u l t by the force of
which we can establish that we have entered into a (e.g.,
cognitive) relationship with the existence of a thing, or with
the accomplishment of an event—that is, with something the
accomplishment of which is not in the least necessary. For
the thing or an event in question still exists, occurs, prevails
or had happened without regard to whether such a (or other)
relationship has ever been established. In our case, this has
eventually been established. Furthermore, it was done in a
way that as a consequence we can establish its existence or
occurrence as a fact. We may realise that the case here
involves something more than the usual communication-
chain, according to which: someone has heard something; I
have heard that he has heard; others have heard that I have
heard; and so on. In the situation concerned here we have
entered a relationship with an otherwise prevailing thing or
event having taken place, owing to which we can declare
about its prevalence or its having taken place to be a “fact”.
This is c o g n i t i v e r e l a t i o n s h i p proper. It is so
much present in our social commerce, and our awareness of
its occurrence is so reliable, that we can start communicating
about it by claiming that “its prevalence (having taken place)
is a fact”.
Old175-236 11/12/19 9:21 Page 201
31
Stendhal De l’amour (Paris: Calman-Lévy 1887) xxiii + 371 pp.
Old175-236 11/12/19 9:21 Page 202
33
Cf., by the author,Theory of the Judicial Process…, pp. 93, 113 and 152.
Old175-236 11/12/19 9:21 Page 204
In the vacuum of morality and normative guidance left behind the [anomy]
34
35
Still staying with the example of medicine, under the conditions of the
standardisation of health procedures globalised, the feasibility of a culture-
specific interpretation has as well to appear as a scientific problem. E.g., see,
as preliminary questions, Cornel West Race Matters (Boston: Beacon Books
1993) xi + 105 pp. and J. J. Scheurich & M. D.Young, M.D. ‘Coloring Epis-
temologies: Are our Research Epistemologies Racially Biased?’ Educational
Researcher 26 (1997) 4, pp. 4–16, and, in a medical application, Culture,
Disease, and Healing Studies in Medical Anthropology, ed. David Landy
(New York: Macmillan 1977) xv + 559 pp., Disease, Medicine, and Empire
Perspectives on Western Medicine and the Experience of Colonial Expan-
sion, ed. Roy MacLeod & Lewis Milton (London: Routledge 1988) xii +
339 pp., Jennifer Green Death with Dignity Meeting the Needs of Patients
in a Multi-Cultural Society (London: Nursing Times 1993) vii + 15 pp. as
well as ‘The Socially Constructed Nature of Race, Culture, and Disability’
Research Exchange [National Center for the Dissemination of Disability
Research] 4 (1999) 1 in <http://www.ncddr.org/du/researchexchange/v04
n01/concepts.html>.
Old175-236 11/12/19 9:21 Page 208
(deliverance from an During World War Two, an Italian soldier of the occupying forces in
evil spirit) Abyssinia wrote down his peculiar memories on his travels through the
desert. He was driving through the dunes of sand, occasionally meeting
one or two other vehicles that drove by. He noticed from the distance that
somebody was standing motionless at the side of the road. He began
watching more attentively, but the only thing he could see was that the
other person was also watching, without wanting anything more. Thus,
he would have driven peacefully by when the native, who just stood there
before, all of the sudden jumped across the road in front of the moving
vehicle. Our driver stopped tremblingly: what could the native want
anyway? To die? Well, as he could later find out, the case was the exact
opposite: he wanted to stay alive. As he later reconstructed it, the story
went the following way: the native was tortured by an evil spirit. He felt
that death got hopelessly closer and closer, and it would have come forth
unless he found a way to get rid of his torturer. So, he thought he would
take the risk, and, by gathering all his strength, jump in the last second,
and the evil spirit torturing him will surely be run down by the car.
39
Cf., e.g., Marshall H. Segall, Gonald T. Campbell & Melville J.
Herskovits The Influence of Culture on Visual Perception (Indianapolis & New
York: Bobbs-Merrill 1966) xvii + 268 pp.; moreover, as applicable for
expressly scientific fields (in our case: clinical epidemiology), too, e.g.,
Warren Newton ‘Rationalism and Empiricism in Modern Medicine’ and,
mainly, William M. O’Barr ‘Culture and Causality: Non-Western Systems
of Explanation’ Law & Contemporary Problems 64 (2001) 4, pp. 299–316 as
well as pp. 317–323.
40
Cf., by the author, ‘Leibniz und die Frage der rechtlichen Systembil-
dung’ in Materialismus und Idealismus im Rechtsdenken Geschichte und
Gegenwart, hrsg. Karl A. Mollnau (Stuttgart: Franz Steiner Verlag Wies-
baden 1987), pp. 114–127 [Archiv für Rechts- und Sozialphilosophie,
Beiheft 31] & in Varga Law and Philosophy…, pp. 219–232.
Old175-236 11/12/19 9:21 Page 211
41
“According to purpose, features showing differences and similarities
between discrete items will be selected and typified by a process of general-
ization […]. In typifying things, an ideation of the actual takes place and
description oscillates between these poles of experience. To describe
ideations, metaphors are needed.These link the particularities of a percept
to a taxonomy of types.” “In observing something, our glance focuses on it.
[…] [I]t detaches itself from its background. […] [C]asting light on some-
thing involves obscuring something else.” “Finding the relevant is the first
step in linking the problematic to the familiar.” “The Greek expression
denotes the uncovering of a thing which is veiled or otherwise hidden from
view. ‘Relevance’ in its original meaning denotes the lifting up of a thing, to
bring it to prominence, so that it can be seen better. As it is frequently the
case, the translation of tâlethes as ‘the truth’ fails to exhibit all the semantic
implications of the original. What is obscured is the problem solving char-
acter of a behaviour designed to gain information on a range of probabili-
ties.” George H. Kendal Facts (Toronto: Butterworths 1980) x + 106 pp.
with quotes on pp. 2, 3, 12 and 21–22. Cf., from the author, Theory of the
Judicial Process…, pp. 34 and 101.
Old175-236 11/12/19 9:21 Page 212
42
[weak normativity] On the language games revealed in relation to the paradigmatic social
presupposition of language use—“social scientific theories […] are based
on pretheoretical suppositions. […] They are normative assumptions about
the nature of man, the nature of society, and the relationship between man
and society.” Joachim Israel ‘Remarks Concerning Epistemological Prob-
lems of Objectivity in the Social Sciences’ in Research in Sociology of Knowl-
edge, Sciences and Art I, ed. Robert Allen Jones (Greenwich, Conn.: Jai Press
1978), pp. 63–80—, see, by Joachim Israel, ‘Stipulations and Construction
in the Social Sciences Chapter’ in The Context of Social Psychology A Critical
Assessment, ed. J. Israel & H. Tajfel (London: Academic Press 1972), pp.
123–211; ‘Is a Non-normative Social Science Possible?’ Acta Sociologica 15
(1972) 1, pp. 69–87; The Language of Dialectics and the Dialectics of Language
(Copenhagen: Munksgaard 1978) xvi + 262 [+4] pp.; ‘Relativisme culturel
et logique du langage’ Diogène (Janvier–Mars 1981), No. 113, pp. 121–143.
Old175-236 11/12/19 9:21 Page 213
45
George Lakoff & Mark Johnson Metaphors We Live By (Chicago:
University of Chicago Press 1980) xii + 242 pp. On the characteristics of
metaphoric expression, also see Sergio Cotta ‘Remarques sur le symbol-
isme politique’ Archivio di Filosofia II (1980), 157–168 and Giuseppa
Saccaro-Battisti ‘Changing Metaphors of Political Structures’ Journal of the
History of Ideas XLIV (1983) 1, pp. 31–54. On metaphors in general, see
Metaphor and Symbol ed. L. C. Knights & Basil Cottle (London: Butter-
worths 1960) xi + 150 pp. [Colston Papers 12], especially D. G. James
‘Metaphor and Symbol’, pp. 95–103; Ehud Rahat Metaphor Through an
Evolutionary Perspective on Meaning [Thesis] (Edinburgh: University of
Edinburgh 1990); Metaphor and Thought ed. Andrew Ortony (Cambridge:
Cambridge University Press 1993) xvi + 678 pp.; as well as Conceptual
Structure, Discourse and Language ed. Adele E. Goldberg (Stanford, Ca.:
Center for the Study of Language and Information Publications 1996) xi +
503 pp.
46
Hans Vaihinger Die Philosophie des Als-Ob System der theoretischen,
praktischen und religiösen Fiktionen der Menschheit auf Grund eines
idealistischen Positivismus (Berlin: Reuther & Reichard 1911) xxxv + 804
pp. {The Philosophy of »as if« A System of the Theoretical, Practical and Reli-
gious Fictions of Mankind, trans. C. K. Ogden (London: K. Paul, Trench,
Trubner & New York: Barcourt, Brace 1925) xlviii + 370 pp. [International
Library of Psychology, Philosophy, and Scientific Method]}.
Old175-236 11/12/19 9:21 Page 219
49
[nature-concept / This is exclusively the need of scientific notions. “The ‘reality’ which
culture-concept] we apprehend in perception and direct intuition presents itself to us as a
whole in which there are no abrupt separations.” Ernst Cassirer The Logic
of the Humanities [Logik der Kulturwissenschaften] trans. Clarence Smith
Howe (New Haven:Yale University Press 1961) 217 pp. on p. 141. In rela-
tion to HEINRICH WÖLFFLIN’s classic work— Kunstgeschichtliche Grundbe-
griffe Das Problem der Stilentwicklung in der Neueren Kunst (München:
Hugo Bruckmann Verlag 1915) xv + 255 pp.—, he separates c u l t u r e -
Old175-236 11/12/19 9:21 Page 221
50
Cf., by the author, ‘Önmagát felemelô ember?’ [note 13], pp. 61–93.
Old175-236 11/12/19 9:21 Page 223
51
Alan Watson Legal Transplants An Approach to Comparative Law
(Edinburgh: Scottish Academic Press 1974) xiv + 106 pp.
Old175-236 11/12/19 9:21 Page 225
52
Cf., e.g., Albrecht Goetze ‘Mesopotamian Laws and the Historian’
Journal of the American Oriental Society 69 (1949), pp. 115–119, reprinted
in Folk Law Essays in the Theory and Practice of Lex Non Scripta, ed. Alison
Dundes Renteln & Alan Dundes (New York & London: Garland 1994), pp.
485–494; A. Van Selms ‘The Goring Ox in Babylonian and Biblical Law’
Archiv Orientální [Prague] 18 (1950), pp. 321–330; Reuven Yaron ‘The
Goring Ox in Near Eastern Laws’ Israel Law Review 1 (1966) 3, pp.
396–406; J. J. Finkelstein ‘The Goring Ox’ Temple Law Review 46 (1973) 2,
pp. 169–290 {also reprinted in Transactions of the American Philosophical
Society 71 (1981) 2]; Bernard S. Jackson ‘The Goring Ox again’ Journal of
Juristic Papyrology 18 (1974) 1, pp. 55–93.
Old175-236 11/12/19 9:21 Page 226
After the turn of the 19th to the 20th century, parallel to the
birth of modern cognitive sciences and inspired by a neo-
KANTian renewal in the methodology of sciences, new real-
isations were formulated concerning norms.
Language philosophy was the first to face the challenge of SAUSSURE:
defining its own subject.53 Following the conceptualisation ‘construction’ /
introduced by FERDINAND DE SAUSSURE in his lectures,54 the ‘functioning’
conclusion gradually took shape—finally breaking with both RYLE: ‘body’ / ‘soul
the trap of naive realism and the false duality of objectivism Existence:
and subjectivism—, according to which language does not ontologically prevails
have separate ‘ c o n s t r u c t i o n ’ and ‘ f u n c t i o n - and exists but does
i n g ’ which could be interpreted, defined or assessed in not “function”
and of themselves. These are purely correlative concepts
mutually supporting one another that can only be inter-
preted in their relative opposition within a unity. Conse-
quently, both of them can only be treated analytically:
presuming one of them is the precondition to positing the
53
On the problems of linguistic norms, see Oswald Hanfling ‘Does
Language Need Rules?’ The Philosophical Quarterly 30 (July 1980), No. 120,
pp. 193–205, as well as Renate Bartsch Sprachnormen Theorie und Praxis
(Tübingen: Niemeyer 1985) ix + 341 pp., especially ch. III, pp. 84–140,
which—mainly based on H. L. A. HART’s és JOSEPH RAZ’ arguments—
attempts to apply the lessons of legal philosophy to linguistics as well. As a
pioneering venture, see Ildikó Villó ‘A nyelvi norma meghatározásáról’ [On
the definition of the linguistic norm] in Normatudat – nyelvi norma [Norm
consciousness – linguistic norms] ed. Gábor Kemény (Budapest: MTA
Nyelvtudományi Intézete 1992), pp. 7–22 [Linguistica, Series A, Studia et
dissertationes 8], and, for a practical case-study, Ilona Kassai ‘Nyelvi norma
és nyelvhasználat viszonyáról az -e kérdôszó mondatbeli helye(i) kapcsán’
[On the relationship between linguistic norms and language use in relation
to the place(s) taken by the interrogative particle ‘-e’] Magyar Nyelv 90
(1994) 1, pp. 42–48.
54
SAUSSURE’s importance is analysed in a wider context by Roy Harris
Reading Saussure A Critical Commentary on the Course de linguistique
générale (London: Duckworth 1987) xvii + 248 pp.; David Holdcroft Saus-
sure Signs, System, and Arbitrariness (Cambridge: Cambridge University
Press 1991) x + 180 pp. [Modern European Philosophy]; Roy Harris
Language, Saussure and Wittgenstein How to Play Games with Words
(London: Routledge 1988) xv + 136 pp. [Routledge History of Linguistic
Thought].
Old175-236 11/12/19 9:21 Page 230
55
This term originates from its use by Philip Selznick ‘The Sociology of
Law’ in International Encyclopedia of the Social Sciences 9, ed. David L. Sills
(New York, etc.: MacMillan & The Free Press 1968), pp. 51 et seq.
Old175-236 11/12/19 9:21 Page 232
➜➜➜➜➜➜➜➜➜
subordination
deductive “statics”
hierarchical
lending/borrowing of validity
➜➜➜➜➜➜➜➜➜➜➜➜➜➜➜➜➜
➜➜➜
inductive “dynamics”
Figure 9.
56
For the most recent summary, see Edna Ullmann-Largalit The Emer-
gence of Norms (Oxford: Clarendon Press 1977) xiii + 206 pp. [Clarendon
Library of Logic and Philosophy].
57
For the lagsaga [or lögsögumad-ur], cf., e.g., Sigur∂ur Líndal ‘Law and
Legislation in the Icelandic Commonwealth’ Scandinavian Studies in Law
37 (Stockholm: Jurisförlaget 1993), pp. 55–92 as well as, as a note, in
<http://www.icelandreview.com/icelandrevies/search/news/Default.asp?ew
_0_a_id=302657>.
Old175-236 11/12/19 9:21 Page 233
[order is impossible 58
“Jurisprudence regards a legal norm as valid only if it belongs to a
without practical legal order that is by and large efficacious; that is, if the individuals whose
feedback] conduct is regulated by the legal order in the main actually do conduct
themselves as they should according to the legal order.” Hans Kelsen ‘The
Pure Theory of Law and Analytical Jurisprudence’ [Harvard Law Review
LV (1941) 1, pp. 44–70] in his What is Justice? Justice, Law, and Politics in
the Mirror of Science: Collected Essays (Berkeley & Los Angeles: Univer-
sity of California Press 1960), p. 268.
Old237-309 11/12/19 9:21 Page 237
237
5. DILEMMAS OF MEANING
The question we will raise repeatedly all along the reasoning Do symbols of
below will be about what meaning is. Our previous reflec- language bear
tions were, of course, also on language, on how we think with a meaning?
the help of the instrumentality of language. Now we intend In what way?
to make this question more specific, and investigate how the
symbols of language (or any other sign the textual sequence
of which can transmit a message) bear the meaning that we
can sense and decypher. How do the symbols of language
address us in a way that—according to our perception—the
texts themselves seem to start addressing us?
These are just small fractions from the immense store of problems an issue
ever raised by linguistic theories. First and foremost because there is the of linguistics &
science of signs (semiotics) and numerous other specialised fields of
investigation from phonology to phraseology, syntax and praxeology, all
which deal with one problem, naturally, each in its own way. Namely,
how can we construct reasonable (i.e., meaningful) units from symbols,
organise the various sets of signs into sentences, or build a particular
style with additional messages from individual sentences, and so on?
In the following we will survey the main trends of semantics Theories of meaning
in a language-philosophical sense by raising a question building upon
fundamental from the perspective of understanding law and one another
Old237-309 11/12/19 9:21 Page 238
5.1.1. Lexicality
Sign → meaning The lexical approach is the last in semantics to display direct
→ designated connections to classical language theory, so also to FERDI-
2
NAND DE SAUSSURE’s linguistic theory. According to the
lexical theory of meaning, a sign is a s i g n once we
assign a m e a n i n g to it. And signs are those physically
perceivable things (or whatever else, like, for instance, the
human voice perceivable as oscillation of air, or radio waves
receivable by receiving sets) that are accessible to others.
Obviously, something else is needed, too: what is being
signalled, what is thereby d e s i g n a t e d . Physical
phenomena and mental constructs can both be designated.
The connection between the signs and the designated is
established by meaning. From the infinite variety of our
natural environment and artificial world, only that will
become a sign to which a meaning is attached (Figure 10).
According to the lexical theory of meaning, the sign and taken as a predefined
the designated will be connected lastingly and unambigu- and unchangeable
ously only by the definition of meaning. Thereby it tacitly relation
acknowledges that the thus created link is predefined, that is,
both d e t e r m i n e d and u n c h a n g e a b l e . Taking a
mathematical or logical definition as an example: when we
state that ‘A’ means this or that, we must know (even when
we are not certain about our knowledge) that our knowledge
is limited, since the definition, in the particular setting it was
worded, is to be taken as complete—per definitionem, i.e., by
force of definition. For ‘A’ becomes a mathematical or
logical proposition precisely because a quantitative or logical
domain has been ascribed to it. The lexical definition of
meaning is also unchangeable.This particular characteristic
is presumably also an indirect legacy of the axiomatic way of
thinking, for we can speak of a mathematical system—i.e.,
‘A’ can remain ‘A’—exclusively as long as the meaning in
question is ascribed to it. Once somebody stands up and
claims: “I have my own ‘A’ because I have ascribed some-
thing different to it”, he will have thereby announced that he
has created a different system by defining ‘A’ in a different
way. At this point, it is already an issue of linguistic conven-
tions and professional tradition whether the community will
consider it an abuse that the new meaning bears the ‘A’ sign
unmarkedly as if it were the old one.
One distinctive feature of the lexical theory of meaning is Change of meaning
that it conceives of the predetermined and immutable presupposes a
nature of meaning as an axiom, that is, with unquestionable new sign
rigour. In addition, it does so with a fervour reminiscent of
the mechanical world-view, and this will sooner or later lead
to a paradox. Even when the original meaning is abandoned
(as, for example, KARL MARX degraded the notion of
‘religion’ into one of a pejorative meaning, regarding it as
“the opium of the masses”,3 thereby making ‘religion’ a
3
“Die Religion [...] ist das Opium des Volkes.” Karl Marx ‘Draft Intro-
duction to a Contribution to the Critique of Hegel’s Philosophy of Right’
[in Deutsch–Französiche Jahrbücher (February 1844)] <www.marxists.org/
archive/marx/works/1843/critique=hpr/intro.htm>.
Old237-309 11/12/19 9:21 Page 240
4
Georg Lukács Die Eigenart des Ästhetischen I (Berlin & Weimar: Auf-
bau-Verlag 1981), ch. 9, para. 11: »Die unbestimmte Gegenständlichkeit«,
pp. 683–704.
Old237-309 11/12/19 9:21 Page 241
5
See, by László Antal, ‘Sign, Meaning, Context’ Lingua X (1961) 2, pp.
211–219; Questions of Meaning (The Hague: Mouton 1963) 95 pp.; Content,
Meaning and Understanding (The Hague: Mouton 1964) 63 pp. [Janua
lingarum, Series minor 31]; ‘Jegyzetek az igazságról, a jelentésrôl és a szino-
nímiáról’ [Notes on truth, meaning and synomyms] in Általános nyelvészeti
tanulmányok [Studies in general linguistics] III (Budapest: Akadémiai
Kiadó 1965), pp. 9–19; A jelentés világa [The world of meaning] (Budapest:
Magvetô 1978) 173 pp. [Gyorsuló idô]. For a contemporary discussion,
see, e.g., Herman József in Általános nyelvészeti tanulmányok III (Budapest:
Akadémiai Kiadó), pp. 242–258.
6
On the false separation of ‘construction’ and ‘functioning’, cf., by the
author, Theory of the Judicial Process The Establishment of Facts (Budapest:
Akadémiai Kiadó 1995) vii + 149 pp. and especially at p. 113.
Old237-309 11/12/19 9:21 Page 242
construction functioning
Figure 11.
7
E.g., <http://de.wikipedia.org/wiki/Auslegung_%28Recht%29>. Cf.
also, by the author,‘What is to Come after Legal Positivisms are Over?
Debates Revolving around the Topic of »The Judicial Establishment of
Facts«’ in Theorie des Rechts und der Gesellschaft Festschrift für Werner Kraw-
ietz zum 70. Geburtstag, hrsg. Manuel Atienza, Enrico Pattaro, Martin
Schulte, Boris Topornin & Dieter Wyduckel (Berlin: Duncker & Humblot
2003), pp. 657–676.
Old237-309 11/12/19 9:21 Page 248
8
Imre Szabó A jogszabályok értelmezése [The interpretation of statutory
rules] (Budapest: Közgazdasági és Jogi Könyvkiadó 1960) 618 pp. in ch. II,
especially at pp. 104ff. Cf., for his summary in his Die theoretische Fragen der
Auslegung der Rechtsnormen (Berlin 1963) 20 pp. [Sitzungsberichte der
Deutschen Akademie der Wissenschaften zu Berlin: Klasse für Philosophie,
Geschichte, Staats-, Rechts- und Wirtschaftswissenschaften, 2].
Old237-309 11/12/19 9:21 Page 249
9
Szabó, p. 290. It is to be noted that while this theoretical formulation
relied on paradigms unjustifiable from the perspective of philosophy, it
could still be beneficial from the one of legal policy. Since, in case of
“socialist legality”, it emphasised the formal restrictions deriving from
statutory settlement, while accusing the “bourgeois” practice with the
loosening of meaning—thereby tacitly confirming that Soviet-type arrange-
ments belong to the culture of modern formal law, with the only difference
that it unbrokenly preserves its traditions as adapted it to its own (socio-
political) needs, without becoming captive of the processes of the
“increasing slackening and crisis of legality” (as usually formulated at the
time) which took place in Western Europe in the age of “imperialism” (from
the last third of the 19th century).
Old237-309 11/12/19 9:21 Page 250
11
Paul Magnaud [1848–1926]: Les jugements du président Magnaud,
réunis et commentés par Henry Leyret (Paris: V. Stock 1900) xlviii + 346 pp.
[Recherches sociales 4]. Cf. Roland Weyl & Monique Picard Weyl ‘Social-
isme et justice dans la France de 1896: Le »Bon juge« Magnaud” in
Quaderni fiorentini per la storia del pensiero guiridico moderno I (1974–1975)
3–4, pp. 367–382 et Jacques Foucart-Borville Le Bon juge de Château-
Thierry (Amiens: Bibliothèque municipale 2000) 286 pp. [Eklitra 84].
Old237-309 11/12/19 9:21 Page 252
5.1.2. Contextuality
Origination of the Born as a reaction to the lexical conception, the contextual
contextual from the approach attempted to surpass some obvious deficiencies
lexical and limits of the former. The truly paradigmatic nature of
the lexical doctrine is proven by the fact that this new trend,
born to replace it, eventually could not detach from it, and,
as a final result, it provided a less rigid, improved version,
more open to compromise solutions. This is the contextual
conception.
HART: core HERBERT LIONEL ADOLPHUS HART was the first to intro-
+ penumbra duce and formulate, in the middle of the 20th century, the
contextual approach in his treatise, a classic by now, on The
Concept of Law. HART simply thought that both statutes and
judicial precedents are carriers of meaning having two
layers: the c o r e and its p e n u m b r a .12 For example, let
us suppose that we light up a field with a reflector. We will
12
For the first formulation of the ‘core’ and ‘penumbra’, see H. L. A.
Hart ‘Positivism and the Separation of Law and Morals’ Harvard Law
Review 71 (February 1958) 4, pp. 593–629 [in his Essays in Jurisprudence
and Philosophy (Oxford: Clarendon 1983), pp. 63–72]. Cf. also Ronald
Dworkin Law’s Empire (London: Fontana & Cambridge, Mass.: Belknap
Press of Harvard University Press 1986) xiii + 470 pp. and especially at pp.
39–42.
Old237-309 11/12/19 9:21 Page 253
find that there are strongly lighted areas with clear lines, but
we also notice bordering zones on the periphery which
despite their not being in the beam of light are still not dark.
They can be noticed and seen, but they still do not have such
unambiguous outlines; they are rather dominated by some
sort of an all-merging greyness.Well, HART suggested that in
most cases legal practice in the hands of judges is nothing
other than a simple and problem-free, easily and routinishly
decidable e a s y c a s e . Accordingly, no dilemmas can
arise when the normative text of legal provisions is applied,
since no one questions its meaning.This is why they are easy
cases.13
“Dogs are not allowed into the park.” We may easily easy case / hard case
comment on this prohibition and claim that the ‘dog’ is a dog
and the ‘park’ a park; we may even point at both. So there is
no doubt about how we can and must apply this prohibition
in any given case. Still, the novelty of HART’s conception, as
opposed to all previous paradigms, started at the point
where he admitted the bare chance of the existence of a
penumbra of meaning. He admitted it by making a distinc-
tion between the easy cases and, as opposed to their average,
the hard cases. H a r d c a s e s are those problematic—
therefore mostly exceptional—issues in relation to which it
is not clear what text to apply in practice, or whether the text
itself (the application of which seems to be relevant in the
easy cases, since in these the rule is held unambiguous, and
appears as not requiring interpretation) applies or not for
the situation in question. According to HART, in a hard case
normative texts—regardless of how strictly they are formu-
lated—can transmit meaning only in a penumbra-like way.
This is why contextuality comes into sight: to allow us to still
choose meanings from the aggregate of uncertainties
(partially uncertain at least in this or that sense).
13
On the dilemma of easy case and hard case, see Dworkin Law’s
Empire, passim, especially at pp. 265–266 and 353–354, as well as David
Lyons Ethics and the Rule of Law (Cambridge, etc.: Cambridge University
Press 1984) x + 229 pp. and especially at pp. 87ff.
Old237-309 11/12/19 9:21 Page 254
Border situations are Our question is the following: if meaning is defined only
inevitable in a certain sense and just as an indication—and not
unambiguously—and it can be detected exclusively in the
penumbra, what could help us make it more precise? As to
the response furnished by the theory here: it is exclusively
contextuality that can do it.We may start contemplating the
characteristics of ‘dog’, or the issue that if we eventually had
a cat, then, what would its similarities be to a dog, if any, and
to what extent would these apply. Accordingly, when leaving
the core of meaning and entering the penumbra, it is only the
context that can be of help. That is, primarily the textual
environment and context of the norm.Whereas the question
of what will qualify as relevant from this environment and
context will be defined exclusively by the given case’s actual
environment and context, calling for regulation in the given
situation.
but can be responded Various contexts can inform us on such and similar condi-
in practical cases tions: What was the intention of the rule-maker when he
launched and drafted the regulation? Of what relevance is it
that the rule-maker has already made a rule under some past
conditions which provided for the prohibition of taking dogs
into the park? Well, the only thing we know is that “ ‘Dogs’
‘are’ ‘not’ ‘allowed’ ‘into’ ‘the’ ‘park’.” We may ponder
various conditions such as, for instance, whether a city-
decree applies to railway-parks, military training grounds or
episcopal gardens. If this prohibition applies to areas of
restricted access, then would it be allowed—in lack of
specific regulation—to take dogs into public places, for
example, on city buses, tramways or trains? Does the prohi-
bition apply to cats and other pets as well?
Are hard cases These questions are justified. However, we must be aware
exceptional indeed? of the fact that not even proven contextual correlation or
similarity can be of help in reaching an unambiguous
decision—for the rule specifically names the dog and the
park after all, yet we are to decide about different things. All
of this notwithstanding, contextuality still has something to
suggest. For we know that the dilemmas of whether a cat can
be considered a dog, or an episcopal garden a park arose in
a somewhat similar context and textual environment.
Old237-309 11/12/19 9:21 Page 255
14
It is worthwhile to recall that at the beginning of scholarly thinking,
the relations within the cosmos, the acts of gods and the connection
between health and illness were equally conceived of as derived from the
pattern of legal order—cf., e.g., G. Vlastos ‘Equality and Justice in Early
Greek Cosmologies’ Classical Philosophy XLII (1947), pp. 156–178—as “a
balanced relationship, even a contract, between equal opposed forces”. G.
E. R. Lloyd Magic, Reason and Experience Studies in the Origins and Devel-
opment of Greek Science (Cambridge, etc.: Cambridge University Press
1979) xii + 335 pp. at p. 248.
15
From his oeuvre concerning the relative nature of “normality”,
primarily see Thomas S. Szasz The Myth of Pschychotherapy Mental Healing
as Religion, Rhetoric, and Repression (Oxford: Oxford University Press
1979) xviii + 238 pp., for the background, his Psychiatric Slavery (NewYork:
The Free Press 1977) xiv + 159 pp. and Schizophrenia The Sacred Symbol
of Psychiatry (Oxford: Oxford University Press 1979) xiv + 237 pp.; and for
a comprehensive evaluation, Richard E. Vatz & Lee S. Weinberg Thomas
Szasz Primary Values and Major Contentions (Buttaly, N.Y.: Prometheus
Berks 1983) 253 pp.
16
By Michel Foucault, see, first and foremost, Folie et déraison Histoire
de la folie (Paris 1961) [Madness and Civilization A History of Insanity in
the Age of Reason, trans. Richard Howard (New York: Pantheon Books
Random House 1965 & London:Tavistock 1967) xiii + 299 pp.]; Les Mots
et les choses (Paris 1966) [The Order of Things An Archeology of the Human
Science, trans. A. Sheridan (New York: Pantheon Books & London: Tavis-
tock 1971) xxiv + 387 pp.]; L’Archéologie du Savoir (Paris: Gallimard 1969)
[The Archeology of Knowledge (New York, Hagerstown, San Francisco,
London: Harper & Row 1972) 245 pp. {Harper Torchbooks}].
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Today’s scientific opinion rejects that we are able to properly define, (example: death /
for instance, what life is, what death is, and what the intermediate phases blood pressure)
are. It is a well-known fact that death has legal, biological, physiological,
cerebral and other definitions—all of which may, in addition, depend on
the given culture. All of them differ in their criteria, even if this difference
can only be measured perhaps in microseconds with regard to the course
Old237-309 11/12/19 9:21 Page 262
and sequence of events of the concrete state.17 All we know for sure is that
no difference can be ascertained between normal and pathologic func-
tioning in itself as regards its contents, because no norm can be set up
scientifically to serve as a basis of comparison. For we cannot actually
find out anything from examining several entities simultaneously, only
perhaps from examining one single entity at various times.18 Similarly, we
do not hold any solid, unitary concept on health either. For instance, in
recent years, medical researchers have proposed and accepted dozens of
definitions for hypertension, all of them significantly differing from the
others. Their complexity is characterised by the fact that all of them
somehow refer to certain conceptions of life, by offering explanations
17
Cf., e.g., The Definition of Death Contemporary Controversies, ed.
Stuart J. Youngner, Robert M. Arnold & Renie Schapiro (Johns Hopkins
University Press J45) 368 pp.; Robert Streiffer ‘Definition of Death’
(March 9, 2000) <www.philosophy.wisc.edu/streiffer/HOM558S00Folder
/000309/Definition_of_Death>; David Hershenov ‘The Problematic Role
of »Irreversibility« in the Definition of Death’ Bioethics 17 (2003) 1, pp. 89
et seq. & in <www.blackwell-synergy.com/links/doi/10.1111/1467-8519.00
323>. Its cultural religious contextures are directly shown by The Medical
Definition of Death A Symposium Held in Kuwait (17–19 December 1996)
<www.islamset.com/bioethics/death/state.html>. For one contrasting
example—as Masahiro Morioka writes in his ‘Bioethics and Japanese
Culture: Brain Death, Patients’ Rights, and Cultural Factors’ Eubios Journal
of Asian and International Bioethics 5 (1995), pp. 87–90 & in <www.lifes
tudies.org/japanese.html>—, “Americans think of organs as replaceable
parts, and [...] this way of thinking is based on traditional Western notions
of mind–body dualism. The idea of brain death and transplantation thus
matches the Western way of thinking. Contrasting with this, YONEMOTO
noted that Japanese tend to find in every part of a deceased person’s body a
fragment of the deceased’s mind and spirit.” S. Yonemoto Baioeshikkusu
[Bioethics] (Tokyo: Kodan Sha, Gendai Shinsho 1985) on p. 200. Accord-
ing to the Prime Minister’s counsellor—Takeshi Umehara ‘Opposition to
the Idea of Brain Death: A Philosopher’s Point of View’ in his ed. Brain
Death and Transplantation (Tokyo: Asahi Shimbun Sha 1992), pp. 207–236
{for an English translation, cf. <www.npq.org/issues/v111/p25.html>}—
life lasts as long as blood circulates in the warm body, and animism
(attributing souls to animals, trees and even mountains) is in contrast with
the notions of mere brain death, based on the separation of spirit and body
rooted in the tradition of CARTESIanism and free transplantability.
18
Georges Canguilhem ‘Essai sur quelques problèmes concernant le
normal et le pathologique’ [1943] in his Le normal et le pathologique (Paris:
Presses Universitaires de France 1966) 224 pp. [Quadrige], quote on pp.
118–119 and 156.
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and proposing certain conventions within the given concept of life. All of
them can surely be useful from a pragmatic point of view, alternating
with each other and being actually accepted in the hope of a greater and
more predictable social profit (explanation, prevention and curing) than
their antecedents. At the same time we can be sure of not having such
problems of distinction in everyday life: health and unhealth are clearly
separated on the plane of everyday evidences.
19
“une simple variation quantitative des phénomènes physiologiques
qui définissent l’état normal de la fonction correspondante” Ibid., p. 155.
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[example: cylinder in Isn’t this process reminiscent of a situation when the cylinder breaks
the steam-engine] down, or we take it out of the steam-engine and the boiler soon blows up?
Yet, we all know well that steam-engines are mechanisms operating
according to the laws of physics, therefore the fact that the boiler of a
steam-engine blows up sooner or later if its cylinder is taken out is a
natural outcome. Well, from this perspective, what can no longer be
natural is to have a steam-engine which operates without a cylinder.
The easy case too is Returning to our initial question, is it conceivable that in
just an instance of the principle there is no difference whatsoever between the easy
hard case case and the hard case? Is it feasible that only some
secondary practical consideration enlarged into a selecting
criterion makes us state a difference at all? Well, even if this
is true it can mean at most that there is something with the
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5.1.3. Hermeneutics
A third tradition, called hermeneutics, may take us closer to SCHLEIERMACHER: the
a solution. FRIEDRICH SCHELEIERMACHER launched this Holy Scripture taken
trend of thinking two centuries ago as an interpretational as the exclusive
approach necessary for investigation into Old Testament source to draw from
Old237-309 11/12/19 9:22 Page 266
20
„Das Geschäft der Hermeneutik darf nicht erst da anfangen, wo das
Verständniß unsicher wird, sondern vom ersten Anfang des Unternehmens
an, eine Rede verstehen zu wollen. Denn das Verständniß wird gewöhnlich
erst unsicher, weil es schon früher vernachlässigt worden.” Friedrich
Schleiermacher Allgemeine Hermeneutik von 1809/10, p. 1272, quoted from
<http://de.wikipedia.org/wiki/Hermeneutik>, note 32.
21
For an overview, see, e.g., Manfred Frank Das individuelle Allgemeine
Textstrukturierung und Textinterpretation nach Schleiermacher (Frank-
furt am Main: Suhrkamp 1977) 382 pp.; Paul Ricoeur Essays on Biblical
Interpretation ed. Lewis S. Mudge (Philadelphia: Fortress Press 1980) ix +
182 pp.; for a comprehensive summary, see Werner Jeanrond Theological
Hermeneutics Development and Significance (London & New York:
Macmillan & Crossroad 1991) xv + 220 pp.
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Let us suppose that the student of the Bible, SCHLEIERMACHER, truth × falsity? or a
surpasses the results achieved by another Old Testament scholar.Well, is result of the age?
he entitled for this reason to tell his predecessor: “Sir, you were wrong”?
And what if SCHLEIERMACHER is really in the position to prove the
sustainability of his opinion? Will this necessarily imply that the previous
opinions were wrong? The question is thought-provoking indeed. Inas-
much as the earlier opinion proves to be wrong, this will tacitly imply that
also our own relationship to the text cannot be other than an error based
on a previous error. However, we may propose an alternative path of
argumentation as well, which differs in direction, yet is nonetheless chal-
lenging from a methodological point of view. Hence we may ask: is it
feasible that the meaning is not solely and exclusively drawn from the
text? Is it conceivable that the relationship between the text and i t s
meaning is by far not as absolute and exclusive as it was expected to have
been before? Are there maybe rules of use of the signs not hidden and
22
Cf., e.g., Shakespeare in a Changing World Essays, ed. Arnold Kettle
(London & New York: International Publishers 1964) 269 pp.
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The text gets its The hermeneutical tradition is essentially the way of
interpretation in the thinking relying on the a n a l y s i s o f t e x t s of the
tradition biblical heritage and, in general, of testimonies of the
cultural past in a classical philological sense.The recognition
at its basis is the following: even our apparently most
abstract abstractions cannot be interpreted in and of them-
selves. Regardless of how one intends to act, he will still
follow paths and move within the boundaries of his own
traditions (or, we might hazard to say: of paradigms). For
whatever one does, he will perceive, sense and interpret
mainly these traditions, will depart from and arrive at them,
pursuing only the endless f o l l o w i n g o f h i s o w n
t r a d i t i o n s . Thus, tradition is a key concept for
hermeneutics.23 It is a generic term for what bridges and
links the text to the human being who decyphers the text.
Meaning, what we, so to say, unravel from the text, is at all
times gained from the interpretation of a text within the
context established by the underlying tradition. Therefore
23
For the relationship of tradition to culture, cf., by the author, ‘Legal
Traditions? In Search for Families and Cultures of Law’ in Legal Theory /
Teoría del derecho Legal Positivism and Conceptual Analysis / Postivismo
jurídico y análisis conceptual: Proceedings of the 22nd IVR World Congress
Granada 2005, I, ed. José Juan Moreso (Stuttgart: Steiner 2007), pp.
181–193 [ARSP Beiheft 106] & [as a national report presented at the World
Congress of the Académie internationale de Droit comparé] in <http://
www2.law.uu.nl/priv/AIDC/PDF%20files/IA/IA%20-%20Hungary.pdf>
& Acta Juridica Hungarica 46 (2005) 3–4, pp. 177–197 & <http://www.
akademiai.com/content/f4q29175h0174r11/fulltext.pdf>.
Old237-309 11/12/19 9:22 Page 269
24
According to its original formulation, “In this model, the missionary, [Missionaries
the trader, the labor recruiter or the government official arrives with the in the Boat]
bible, the mumu, tobacco, steel axes or other items of Western domination
on an island whose society and culture are rocking along the never never
land of structural-functionalism, and with the onslaught of the new, the
social structure, values and life-way of the »happy« natives crumble. The
anthropologist follows in the wake of the impacts caused by the Western
agents of change, and then tries to recover what might have been.” Bernard
S. Cohn ‘Anthropology and History: The State of the Play’ Comparative
Studies in Society and History 22 (1980) 2, pp. 198–221 on p. 199. Cf. also
Hans Medick ‘Missionaries in the Rowboat? Ethnological Ways of Knowing
as a Challenge to Social History’ Comparative Studies in Society and History
29 (1987) 1, pp. 76–98 & in The History of Everyday Life Reconstructing
Historical Experiences and Ways of Life, ed. Alf Ludtke (Princeton, New
Jersey: Princeton University Press 1995), pp. 41–71 [Princeton Studies in
Culture/Power/History].
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25
See also, e.g., Karl Brinkman ‘Physikalischer und juristischer Posi-
tivismus: Ein Versuch über Einstein und Kelsen’ Philosophia Naturalis 23
(1986) 4, pp. 511–546.
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26
Cf., by the author, e.g., Codification as a Socio-historical Phenomenon
(Budapest: Akadémiai Kiadó 1991), part one, especially ch. 5, para. 4, as
well as ‘Jogátültetés, avagy a kölcsönzés mint egyetemes jogfejlesztô
tényezô’ [Legal transplantation or borrowing as a universal factor of legal
development] Állam- és Jogtudomány XXIII (1980) 2, pp. 286–298.
Old237-309 11/12/19 9:22 Page 273
27
Cf., above all, Antony Allott The Limits of Law (London: Butterworths
1980) xx + 322 pp. and especially at pp. 5–16 as well as, by the author, ‘The
Law and its Limits’ Acta Juridica Academiae Scientiarum Hungaricae 34
(1992) 1–2, pp. 49–56 & in Csaba Varga Law and Philosophy Selected Papers
in Legal Theory (Budapest: ELTE Project on “Comparative Legal
Cultures” 1994), pp. 91–96 [Philosophiae Iuris], reprinted in Indian Socio-
Legal Journal An International Journal of Legal Philosophy, Law and
Society [Jaipur: Indian Institute of Comparative Law] 25 (1999) 1–2, pp.
129–134.
Old237-309 11/12/19 9:22 Page 275
28
Those “facts that constitute a case in law” is the conceptual product
of abstraction, an issue of late 19th century German criminal law doctrine
[Tatbestand]. It presumes the qualifiability of any behaviour (etc.) through
criteria defined by describing normatively what facts do constitute a case in
law.
Old237-309 11/12/19 9:22 Page 276
and reflection by, the culture. The same holds for law. Law
has only one possibility of action, and that is to operate with
texts, for it does not dispose of other means to alter tradition.
(example: breaking Further consequences may derive from this. It might
tradition may fail occur that the normative requirement is entirely fulfilled but
despite successful we still cannot exert direct influence upon tradition. So, it
law-enforcement) may occur that the state enforces the law all through, but the
underlying purpose that initially made the legislator perform
the legislative act will remain out of the reach of law, and the
tradition of the initial sphere of addresses will remain
socially inaccessible. Shortly, the law was enforced inspite of
all the efforts that led to its drafting and enforcement having
proved unsuccessful.29
Lexicality According to the lexical conception, something becomes
may render anything a sign by attaching a meaning to it. Anything perceptible—
a sign or meaning oscillation of air or electric impulse—becomes a sign if it
designates something, that is, a meaning is attached to the
designator (that is, by the normative definition of designa-
tion) leading to the designated (for instance, by pointing at
the designated object), re-asserting the convention: this is a
sign inasmuch as it designates that. Well, this is what makes
the sign a sign, and it cannot be a sign without it. In conse-
quence, this is what makes the text become a text. A piece of
paper bears a text because there are signs on it, and not just
some meaningless scribble (generated by, e.g., chance).
May artistic If we blow on dust and the specks of dust arrange them-
production also selves into a given configuration: can we take this as a
become random generator of message at all? Should we consider a sound
expression? uttered by a new-born child a text? As is well-known,30 in the
wave of prevailing deconstructionism, it is a serious issue in
art today whether the random outcome of the random oper-
ation of a paint-sprayer, or the setting of a computer to
schematically programmed probabilities can or cannot
result in art. After all, the question may also arise whether it
is art if someone doodles on a piece of paper in his boredom.
We may regard certain tacitly accepted or apparently
conventional limits as established. Accordingly, for instance,
whenever the artist does not have any personal influence
upon the outcome then the product (coming out from his
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Thus we may arrive at the analysis of what variants and layers of (example: STALIN’s
meaning STALIN’s 1936 Constitution had, for instance.Today it is but an Constitution of1936)
addition to GEORGE LUKÁCS’ communist intellectual career to realise
how far he went (from a philosopher’s pedestal and with inerrancy of
31
See, e.g., the dishonestly irresponsible political manipulation with the
concept of “civil disobedience” as well as the subsequent attempts at justi-
fying the disturbances when a ‘taxi-drivers’ blockade’ was generated in
Hungary in autumn 1991. Cf., by the author, ‘Civil Disobedience: Pattern
with no Standard?’ in his Transition to Rule of Law On the Democratic Trans-
formation in Hungary (Budapest: ELTE “Comparative Legal Cultures”
Project 1995), pp. 111–118 [Philosophiae Iuris] and ‘At the Crossroads of
Civil Obedience and Disobedience’ in his Transition? To Rule of Law?
Constitutionalism and Transitional Justice Challenged in Central &
Eastern Europe (Pomáz: Kráter 2008), pp. 262–271 [PoLíSz series 7] & ‘At
the Crossroads of Civil Obedience and Disobedience (A Case Study of a
Moment of Constitutional Impotence in Hungary)’ Central European Polit-
ical Science Review 9 (2008), No. 31, pp. 68–77.
Old237-309 11/12/19 9:22 Page 278
principle) with his euphonic praise of the greatness of the work accom-
plished by the Soviet leader.32 And, initiating the rest of the world into his
professional enthusiasm, he publicly admired the extent of human
freedom and the completion of this new type of democracy STALIN
ensured. We may undoubtedly accept it as a fact, on the one hand, that
the text—in German translation—might have messaged exactly this for
him. On the other hand, however, there must have been something else
as well (for instance, a deep personal identification, or a fear-driven intel-
lectual search for physical survival) which made him able to profess this
in the given form, being aware of the conditions in Soviet Russia in which
he himself opted to live. How should the text proper and its meaning be
assessed? What does it actually mean? For it could have meant something
for GEORGE LUKÁCS as the satisfaction gained from his almost religious
belief in the eschatological perspective taught him by his Bolshevik
understanding of the philosophy of history, and could have meant some-
thing else to commoners with less intellectually driven traditions: it
could have meant, for example, the ideology covering the harsh reality
which the Soviet practice had actually brought for the hundreds of
millions of miserables at its mercy, dehumanising both victims and
butchers.
32
Georg Lukács ‘Zum Verfassungsentwurf der U.S.S.R.: Die neue
Verfassung der U.S.S.R. und das Problem der Persönlichkeit’ Internationale
Literatur [Moscow] (1936) 9, pp. 50–53.
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(alternative strategies “[I]f law as a working system is composed of formal enactment and
for changing the law its social contexts making it interpretable and setting it in function a n d
itself or for provoking if a change of any of its components may cause a change of the law as a
legal change) working whole, there is offered a perspective for an a l t e r n a t i v e
s t r a t e g y . I mean thereby that a struggle for the law can be fought
through a struggle for confirming / reforming / revoking its formal enact-
ment and through a struggle for strengthening / reshaping / loosening its
social contexts as well, and that any of these alternatives can eventually
lead to the same goal as set.”34
33
For the background, cf., from the author, ‘Law as History?’ in his
Law and Philosophy Selected Papers in Legal Theory (Budapest: ELTE
“Comparative Legal Cultures” Project 1994), pp. 475–484 [Philosophiae
Iuris].
34
Csaba Varga ‘Is Law a System of Enactments?’ [1984] in his Law and
Philosophy..., para 4.3, pp. 396–397. “It is also their existence as a
continuum that makes it possible to understand why their historical nature
is so important from the point of view of practical action as well. For their
being a continuum in constant motion and change is also a function of their
environment, in the interaction with which they are shaped. Or, the way
they transcend themselves and by which their reproduction through their
continued reinterpretation is achieved is not only a function of them but of
the general culture and (political, legal, etc.) cultures of specialised fields as
Old237-309 11/12/19 9:22 Page 281
well. It is so to such an extent that even the fight for them may have alter-
native actions to take. Namely, an action directed at them may aim at their
shaping in a direct way (as, in the case of law, directed at its enacted text),
as well as in an indirect way, through the cultural context in the interaction
with which they are shaped (as, in the case of law, with the mediation of legal
policies and legal culture, made to be strong enough to be able to have a
genuine role to play).” Csaba Varga ‘Institutions As Systems: An Essay on
the Closed Nature, Open Vistas of Development, as well as the Trans-
parency of the Institutions and their Conceptual Representations’ [1988] in
Law and Philosophy…, para. 18, pp. 422–423.
Old237-309 11/12/19 9:22 Page 282
35
“Courts of Justice ought not to be puzzled by such old scholastic [after all, the judge‘s
questions as to where the horse’s tail begins and where it ceases. You are task is to make
obliged to say, ‘This is a horse’s tail’, at some time.” Justice Chitty in Lavery
decision]
v. Pursell 39 Ch. D. (1888) 508, p. 517, quoted by Glainville Williams
‘Language and the Law: II’ Law Quarterly Review 61 (1945) 2, pp. 179ff on
p. 184.
36
Cf., by the author, Theory of the Judicial Process..., pp. 116–117.
37
Friedrich Waismann ‘Verifiability’ [Proceedings of the Aristotelian
Society 19 (1949)] in Essays on Logic and Language ed. Antony Flew
(Oxford: Blackwell 1951), pp. 117–144.
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(example: book & car) Once the open texture of linguistic meaning is accepted in
principle,38 various (actual or imaginary) questions may be
raised, moreover, they can even be answered within the
limits of practicality. For instance, what does the notion of
‘book’ mean? We could set various conceptual criteria refer-
ring, for example, to its production through printing, to the
minimum number of pages it must bear, or even to the
applied binding procedure. Such definitions may prove
useful in average cases or as library standards, nevertheless,
questions to be decided in practical situations will still not be
eliminated. Let us take some examples. From what extent of
largeness (or smallness) is it still (and already) worthwhile to
speak about books at all? Can a simple colligation of printed
documents or posters, (re)paginated posteriorly, qualify as a
book? Or, can newspapers or prints originally published at
various places and times bound under a single cover be
38
[WITTGENSTEIN: the “We introduce a concept and limit it in s o m e directions […].This
use of words is suffices for our present needs […]. We tend to o v e r l o o k the fact that
defined by situations, there are always other directions in which the concept has not been
defined.”Waismann, p. 120. It is HART—H. L. A. Hart ‘Jhering’s Heaven of
not by mere rules]
Concepts and Modern Analytical Jurisprudence’ {in Jherings Erbe
Göttinger Symposium zur 150. Wiederkehr des Geburtstags von Rudolph
von Jhering, ed. F. Wieacker & Chr. Wollschläger (Berlin: Vandenhoeck &
Ruprecht 1970)} in his Essays in Jurisprudence and Philosphy (Oxford:
Clarendon Press 1953), pp. 274–275—who calls our attention upon the
close relationship between WAISMANN’s idea and the conceptual recon-
struction by his contemporary, LUDWIG WITTGENSTEIN, who exposes in
one of his late writings—Ludwig Wittgenstein Philosophische Untersuchungen
/ Philosophical Investigations trans. G. E. M. Anscombe (Oxford: Blackwell
1953), para. 68, 80 and 84]—that “[D]er Umfang des Begriffs nicht durch
eine Grenze abgeschlossen ist. […] Es ist nicht überall von Regeln begrenzt.
/ [T]he extension of the concept is not closed by a frontier. […] It is not
everywhere circumscribed by rules.” “[W]ir nicht für alle Möglichkeiten
seiner Anwendung mit Regeln ausgerüstet sind? / [W]e are not equipped
with rules for every possible application of it?” “Ich sagte von der Anwen-
dung eines Wortes: sie sei nich überall von Regeln begrenzt. / I said that the
application of a word is not everywhere bounded by rules.”
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5.1.5. Deconstructionism
Deconstructionism was able to form a uniform doctrine A movement with
from all theories of meaning surveyed above—from their relentless
prospective core problems, methodological considerations, consequentiality
theoretical message, generalisations and over-generalisa-
tions. The deconstructionist theory soon transformed into
one of the leading movements in the humanities, posing as a
general theory of cognition with some properties usually
typical of ontological theories, while—despite its proposi-
tions being of syntactically affirmative forms—it has actually
never been more than a loosely arranged compilation of
relentlessly bold and logically outstanding criticisms and
refutations. Its novelty was provided by its almost limitless
doctrinairism: pushing rigorously and consistently through
all the merely theoretically positable statements, which—
precisely due to their polarising inclinations, moreover,
to their ultimate connotations leading to the absurd—the
traditional conceptions of science (still preserving some
Old237-309 11/12/19 9:22 Page 286
39
With the logical refutation of statements serving as explanation in
debates, with the gesture of contradiction, that is, by declaring unprov-
ability and non-consequence, deconstructionisms may serve as the
indispensable means of scientific self-control, the fact notwithstanding that
they do provide no explanations by themselves and particularly not exclu-
sive ones. It was at the Yale Law School in 1988 after a scholarly debate that
I enthused to one of the living classics of legal realism about the animating
force of a fashionable trend, mainstream there and then. Having listened all
along, he finally turned to me, in the silent serenity of settled wisdom, with
a couple of questions. Have I ever thought of all this being anything more
than parasitism, because its message has a meaning only together with what
it tries to negate? That is, a negation can have a meaning only in function of
a previous statement? And that no theory proper ever was born out of sheer
negation? And what our world became if there were no constructive sugges-
tions on solutions but doubts and criticisms exclusively?
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40
Hans Kelsen Hauptprobleme der Staatsrechtslehre entwickelt aus der
Lehre vom Rechtssatze (Tübingen: Mohr 1911) xxvii + 709 pp.
41
Ruth Erne ‘Eine letzte authentische Revision der Reinen Rechtslehre’
in Rechtssystem und gesellschaftliche Basis bei Hans Kelsen ed. Werner Kraw-
ietz & Helmut Schelsky (Berlin: Duncker & Humblot 1984), pp. 35–62
[Rechtstheorie, Beiheft 5].
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42
See, e.g., Letizia Gianformaggio ‘Hans Kelsen sulla deduzione della
validità’ in Da Democrito a Collingwood Studi di storia della filosofia, ed.
Alfonso Ingegno (Firenze: Olschki 1991), pp. 117–147.
43
Cf., e.g., Robert Walter ‘Die Lehre vom Stufenbau der Rechtsord-
nung’ Archivum Iuridicum Cracoviense XIII (1980), pp. 5–16. For a critical
reconstruction, also see Werner Krawietz ‘Die Lehre vom Stufenbau des
Rechts – eine säkularisierte politische Theologie?’ in Rechtssystem und
gesellschaftliche Basis, pp. 255–272.
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44
The directly deductive inference and local diversity of validity is
moderated by its foundation in practice, when equally feasible but not
exclusive solutions are generalised at one level to lean on one another, and
also by its vertical building in the opposite direction, when the underlying
sources of the law are re-interpreted at a higher level to make the practice
thusly established a pattern. Cf. Torstein Eckhoff ‘Feedback in Legal
Reasoning and Rule Systems’ in Scandinavian Studies in Law 22 [1976]
(Stockholm: Almqvist & Wiksell 1978), pp. 39–51.
The variety of legality may get distorted sometimes to a comic level. For
example, when the public order regulation of prostitution on roads varies
from county to county today, reminiscent of the complaint once having led
to the Revolution in France, whereas “There are, it is said, one hundred and
forty-four customs in France which possess the force of law.These laws are
almost all different in different places. A man that travels in this country
changes his law almost as often as he changes his horses.” <http://oll.liberty
fund.org/ToC/0370.php> [„Il y a, dit-on, cent quarante-quatre coutumes
en France qui ont force de loi; ces lois sont presque toutes différentes. Un
homme qui voyage dans ce pays change de loi presque autant de fois qu’il
change de chevaux de poste.” Voltaire ‘Coutume’ in his Dictionnaire
philosophique, vol. VII of his Oeuvres complètes (Paris: Firmin-Didot 1876),
p. 384 & <http://www.voltaire-integral.com/Html/18/coutumes.htm>.
45
In details, see, by the author, ‘Kelsen’s Theory of Law-application:
Evolution, Ambiguities, Open Questions’ Acta Juridica Hungarica 36
(1994) 1–2, pp. 3–27 {& in his Theory of the Judicial Process..., pp. 165–201}
or ‘Hans Kelsens Rechtsanwendungslehre: Entwicklung, Mehrdeutigkei-
ten, offene Probleme, Perspektiven’ Archiv für Rechts- und Sozialphilosophie
LXXVI (1990) 3, pp. 348–366.
Old237-309 11/12/19 9:22 Page 290
48
[building a theory on We have to see the Western world’s self-conceit in both its quasi-reli-
sheer convention] gious belief in having become complete, perfect and universal (as shown by
FRANCIS FUKUYAMA’s End of History utopia on the final victory of liber-
alism) and the way RONALD DWORKIN’s ideas were received as an
established philosophy—despite resembling more an exposition of legal
argumentation with universalising abstract and doctrinaire liberalism in the
background, shared by some metropolitan audiences in the U.S.A. so
restrictively that in another environment it could easily prove to be deprived
from genuine relevancy.
49
Stanley Fish DoingWhat Comes Naturally Change and the Rhetoric of
Theory in Literary and Legal Studies (Durham & London: Duke Univer-
sity Press 1989) x + 613 pp. [Post-contemporary interventions] especially
at pp. 87–119.
Old237-309 11/12/19 9:22 Page 293
50
Charles M. Yablon ‘Law and Metaphysics’ The Yale Law Journal 96
(1987) 3, pp. 613–636 and especially at pp. 625–635.
Old237-309 11/12/19 9:22 Page 294
5.2.1. Speech-acts
The so-called theory of speech-acts emerged some decades Linguistic
ago, especially in the Anglo–American literature on the communication:
analysis of language. Following the path set by LUDWIG self-reproduction
WITTGENSTEIN’s scepticism, his relentless inquiries and through active social
analytical reductions to elementary situations, the theory of self-regulation
speech-acts has torn linguistic communication (as part of
social communication) from its traditional epistemological
framework, elevating it to an act of social ontological impor-
tance, to an active and creative agent of social action. The
previous absolutism of the logical approach and explanation
was also challenged, having been replaced by a concept of
a c t i v e s o c i a l s e l f - r e g u l a t i o n , which, on its
turn, is a part and an aspect of the p r o c e s s o f s o c i a l
self-reproduction.
In JOHN AUSTIN’s perspective51—who realised that Speech → acting
through language we can achieve more than the sheer re- through speech →
productive reflection of either facts or interrelations of performation →
the external world; moreover, we can only act through institutionalisation
construing our own world (that is, when speaking about the (example: how much
“world”, we necessarily construct our own)—the important is my “weight”?]
thing was the distinction between s p e e c h and a c t i n g
51
By John L. Austin, How to Do Things with Words [1955] 2nd ed. J. O.
Urmson & Mariana Sbisá (London, Oxford & New York: Oxford Univer-
sity Press 1976) x + 169 pp. and ‘Performative Utterances’ in his
Philosophical Papers (Oxford: Clarendon Press 1961), pp. 220–239.
Old237-309 11/12/19 9:22 Page 296
52
Cf., e.g., Austin ‘Performative Utterances’ and Alexander Sesonske
‘Performatives’ The Journal of Philosophy 62 (1965), pp. 459–468. From the
rich literature concerning its legal aspects, cf., e.g., Dennis Kurzon It Is
Hereby Performed... Explorations in Legal Speech Acts (Amsterdam &
Philadelphia: John Benjamis Publishing Co. 1986) 81 pp. [Pragmatics &
Beyond: An Interdisciplinary Series of Language Studies VII:6].
53
Cf., e.g., G. E. M. Anscombe ‘On Brute Facts’ Analysis 18 (1958) 4,
pp. 69–72 and John R. Searle Speech Acts An Essay in the Philosophy of
Language (London: Cambridge University Press 1970) vi + 203 pp.
54
“Brute facts, such as, e.g., the fact that I weigh 160 pounds, of course
require certain conventions of measuring weight and also require certain
linguistic institutions in order to be stated on a language, but the fact stated
is nonetheless a brute fact, as opposed to the fact that it was stated, which
is an institutional fact.’ Searle, p. 51, note 1.
Old237-309 11/12/19 9:22 Page 297
· we have to proceed i n a c c o r d a n c e w i t h
p r e v i o u s l y e s t a b l i s h e d r u l e s (and must
carry the rule-framed procedure through) for the
concrete institutionalisation (constitutable according to
the constitutive rules) to incur, for that the institution
will ‘materialise’ and ‘come into being’.55
55
[terminological games This may also assert itself the other way round. As, for example, in the
may ensue in function United States a ‘war’ can set in exclusive result of a Congress declaration,
the military actions in Korea in the 1950s were, in want of such declaration,
of constitutivity]
referred to as ‘Korean conflict’ or ‘UN Police Action’ only. And the expla-
nation is simple: “Since the phenomenon did not satisfy the X term for
imposing the status-function, the Y term »war« was not applied”. John R.
Searle The Construction of Social Reality (London: Penguin 1996) 256 pp.
[Penguin Philosophy] on p. 89.
56
György Lukács A társadalmi lét ontológiájáról I–III [Zur Ontologie des
gesellschaftlichen Seins] (Budapest: Magvetô 1976). Cf., by the author, The
Place of Law in Lukács’World Concept (Budapest: Akadémiai Kiadó 1985
[reprint 1998]), passim, especially at para. 5.1.2.
Old237-309 11/12/19 9:22 Page 299
analysis, there will hardly be more left from ‘brute’ facts than
what we declare to be such by abstraction.
Yet, the institution is also a product of constitutive rules. it is abstraction
Therefore, it is by no means independent of norms and of produced by
meeting the criteria set by them. So, the very fact of speaking constitutive rules &
of ‘institutions’ is itself a pure abstraction. Since, as we have realised in fluctuation
seen, an institution requires for its being brought about a
rule defining that institution, an act complying with the
criteria set by the rule, as well as the institution-creating
(actualising) intention of at least one of the parties to the
institution according to the rule in question—in so far as this
can, under the rule, be activated also one-sidedly (e.g.,
‘providing food’ for an inert old person); or of the joint
declaration of will by the parties—in case the institution is
built not only to some external behaviour to be manifested
(e.g., uttering the ‘yes’ consenting to ‘marriage’) but to a
consensus involved as well (distinguishing the contracting of
a marriage both from the learning of how to contract a
marriage and from its being acted out on the stage). At the
same time, what we usually think to be an institution (e.g.,
‘practice of parental right’ in the natural connection with the
child, or natural human communication within the field of
the ‘practice of the freedom of speech’ but without entering
the field of ‘defamation’) can only exist in form of an infinite
number of individual ‘embodiments’, that is, in the form of
the most varied kinds of attempts at materialisation and, of
course, its accomplishments as well. In consequence, its
existence can be nothing other than continuous f l u c t u -
a t i o n (passive and active) by, in the course and as a result
of, which a given institution is s t r e n g t h e n e d , l e f t
u n t o u c h e d , or eventually w e a k e n e d in its quality
of an institution. The majority of acts we can isolate for
further analysis (by tearing them out of social practice) are
barely of an intermediate nature. For however much a given
institution is strengthened, left untouched or weakened by
such acts, the same act will still necessarily refer, affect and
exert a determining influence on other institutional
networks—approaching them, distancing from them, or
simply coming to a reflectable relationship with them.
Old237-309 11/12/19 9:22 Page 300
· the i n s t i t u t i o n a l p r a c t i c e established by a
large mass of communicational acts, which may show
constant fluctuation when viewed from a given (institu-
tional) level, but on a higher selective (institutional)
level it is already defined—by us, participants at social
communication—as a (given) institutional materialisa-
tion, that is, as the case of an institution taken as known
and received as given.59
We have thus arrived back to the relative identity and Σ: institutional
mutual interdependence of linguistic communication and character is referred
institutional existence. From the perspective of philosophy, to linguistic
we are back at the statement that language and institutional reconventionalisation
character are merely the mutually projected aspects of one
another. For institutional existence can only be charac-
terised as one that
· can be construed exclusively as performed (by language
or by proper, indicative behaviour), and
· can be actualised exclusively as a process similarly to the
way in which the re-conventionalisation of (linguistic)
meaning is obtained.
Two natural scientists from Chile, FRANCISCO J.VARELA and “Black box”: a process
HUMBERTO R. MATURANA, after long years of research transforming in-put
conducted in cellular reproduction, discovered a method- into out-put
ological idea prevalent within molecular cytobiology. They
sought to comprehend what happens inside a cell during its
reproduction. Since from a mass of data at their disposal
they could clearly conclude that the process behaves like a
system already at the level of individual cells. The answer
59
When acting in everyday civil or professional life, we usually “make
the promise” instead of just contemplating the conceptual contents and
extension of a ‘promise’. On the level of analysis, however, if our action
requires closer control or even external (moral, professional or legal) eval-
uation for whatever reason, the promise will then be classified as the
realisation of the conceptual class of ‘promise’.
Old237-309 11/12/19 9:22 Page 302
”black box”
cell 1 cell 2
Figure 12.
60
For a classical summary, see Humberto R. Maturana & Francisco J.
Varela Autopoiesis and Cognition The Realization of the Living [De
Máquinas y Seres Vivos (Santiago de Chile: Editorial Universitaria 1972)]
(Dordrecht, Boston & London: Reidel 1980) xxx + 141 pp. [Boston Studies
in the Philosophy of Science 42]; Francisco J. Varela Principles of Biological
Autonomy (New York: North Holland Elsevier 1979) xx + 306 pp. [The
North Holland Series in General Systems Research 2]; and Humberto R.
Maturana ‘Autopoiesis’ in Autopoiesis A Theory of Living Organization, ed.
Milan Zeleny (New York & Oxford: North Holland 1981) xviii + 314 pp.
[The North Holland Series in General Systems Research 3].
61
For a philosophical summary, see Humberto R. Maturana ‘Man and
Society’ in Autopoiesis, Communication, and Society The Theory of Auto-
poietic Systems in the Social Sciences, ed. Frank Benseler, Peter M. Hejl &
Wolfram K. Köck (Frankfurt am Main & New York: Campus 1980) 229 pp.
and especially at p. 29, admitting that all of this is just a late reformulation
of the original realisation by CLAUDE BERNARD, father of experimental
medicine, which he outlined in his Introduction à l’étude de la médicine expéri-
mentale (Paris & New York: Baillière 1864) 400 pp.
Old237-309 11/12/19 9:22 Page 304
62
For the best collection of papers before the movement had come to
exhaustion, see Autopoietic Law A New Approach to Law and Society, ed.
Gunther Teubner (Berlin & New York: de Gruyter 1988) viii + 380 pp.
[European University Institute, Series A, 8]. For an early professional
stand, cf. Agostino Carrino ‘Autopoiesi dell’ordinamento dinamico diritto
e sociologia in Kelsen’ Sociologia del diritto XVII (1991) 2, pp. 13–42.
63
For the term, see Ch[aïm] Perelman ‘Avoir un sens et donner un sens’
Logique et Analyse (1962), No. 5, pp. 235–250.
64
Cf., by Niklas Luhmann, Die Wissenschaft der Gesellschaft (Frankfurt
am Main: Suhrkamp 1990) 732 pp., ‘Legal Argumentation: An Analysis of
Its Form’ The Modern Law Review 59 (1995) 3, pp. 285–298, Das Recht der
Gesellschaft (Frankfurt am Main: Suhrkamp 1997) 598 pp. [Suhrkamp
Taschenbuch Wissenschaft 1183] as well as, in a synthesis, Essays on Self-
reference (New York: Columbia University Press 1990) 245 pp.
Old237-309 11/12/19 9:22 Page 305
65
Cf. para. 4.2.
Old237-309 11/12/19 9:22 Page 306
66
Cf., para. 2.3.1.8.
Old237-309 11/12/19 9:22 Page 308
67
In greater detail, see para. 6.2.
Old237-309 11/12/19 9:22 Page 309
68
Cf., from the author, ‘Judicial Reproduction of the Law in an Auto-
poietical System?’ in Technischer Imperativ und Legitimationskrise des Rechts
ed.Werner Krawietz & Antonio A. Martino & Kenneth I.Winston (Berlin:
Duncker & Humblot 1991), pp. 305–313 [Rechtstheorie, Beiheft 11] &
Acta Juridica Academiae Scientiarum Hungaricae XXXII (1990) 1–2, pp.
144–151; ‘European Integration and the Uniqueness of National Legal
Cultures’ [1992] in The Common Law of Europe and the Future of Legal
Education / Le droit commun de l’Europe et l’avenir de l’enseignement juridique
ed. Bruno De Witte & Caroline Forder (Deventer: Kluwer Law and Taxa-
tion Publishers 1992), pp. 721–733 [METRO], reprinted in his Law and
Philosophy Selected Papers in Legal Theory (Budapest: ELTE “Compara-
tive Legal Cultures” Project 1994), pp. 399–411, as well as—and especially
—Theory of the Judicial Process The Establishment of Facts (Budapest:
Akadémiai Kiadó 1995), para. 5.4, pp. 157–164.
Old310-332 11/12/19 9:22 Page 310
310
“On the basis of the comparative study of legal cultures and allowing Law: global
for purely social considerations, I propose concluding: phenomenon
(1) Law is a g l o b a l p h e n o m e n o n embracing s o c i e t y embracing society as
a s a w h o l e . Accordingly, criminal gangs (mafia, Cosa Nostra), a whole
economic associations (guilds), secret societies (religious and/or political
as early CHRISTians, GARIBALDIsts), as well as other club- and party-like
organisations fall outside the domain of law in so far as society is
t e r r i t o r i a l l y organised and those groups are closed, involving
only so-called members. If social organisation is still p e r s o n a l , the
ground of separation between law and non-law is whether the given
organisation is exclusive and, if so, it theoretically involves all in compli-
ance with its personal categories.The next consideration I propose is:
(2) Law is a phenomenon able to settle c o n f l i c t s o f i n t e r - to settle fundamental
e s t s that emerge in social practice as f u n d a m e n t a l . In society conflicts of interests
law is supposed to be the prime check and control performing this func-
tion. Law is to regulate relations sufficiently fundamental so that it can
create society (by drawing structure of and boundaries to it). In Euro-
pean urban development, some guilds settled conflicts of interests
fundamental to society as a whole. If conflict-settlement is restricted to
partial relations (e.g., life within the guild, order of external relationship
relevant to guild activity), it can at the most be regarded as a set of rules
integrated into the law or parallel with it, but in any case as one of a
Old310-332 11/12/19 9:22 Page 312
From the former Soviet Union, the Baltic states and the larger part of (example: military
the Ukraine were the first in World War II to fall under German occupa- occupation)
tion in the East. Firstly a partisan movement of nationalist drive was
formed, wanting to be freed by any means from Soviet occupation,
followed by a pro-Soviet movement, especially in the hardly controllable
swampy areas. The prevalence of local administration erected by the
German occupants (undisturbed sometimes only in daylight) was soon
challenged by the rising influence of (national and/or Soviet) partisans
(whose wishes and demands grew stronger and stronger with their ability
to get enforced during the nights). At the same time, other occupant
military administrations (the Hungarian one, among others), balancing
between the former two, tried to impose a counter-balance; insuring
itself, despite being in alliance with the Germans, by helping the local
population to survive and at times simply to live, and concomitantly
maintaining a reasonable relationship with the partisans, acknowledging
4
Exemplary of the biass of local feeling, either Ukrainian or Hungarian,
no published report is available on its details to date.
Old310-332 11/12/19 9:22 Page 315
5
Cf., by the author, ‘Varieties of Law and the Rule of Law’ Archiv für
Rechts- und Sozialphilosophie 82 (1996) 1, pp. 61–72 and ‘Rule and/or
Norm, or the Conceptualisibility and Logifiability of Law’ in Effizienz von
e-Lösungen in Staat und Gesellschaft Aktuelle Fragen der Rechtsinformatik
(Tagungsband der 8. Internationalen Rechtsinformatik Symposions, IRIS
2005) hrsg. Erich Schweighofer, Doris Liebwald, Silvia Angeneder &
Thomas Menzel (Stuttgart, München, Hannover, Berlin, Weimar &
Dresden: Richard Boorberg Verlag 2005), pp. 58–65 & ‘Differing Mentali-
ties of Civil Law and Common Law? The Issue of Logic in Law’ Acta
Juridica Hungarica 48 (2007) 4, pp. 401–410 & <http://akademiai.om.
hu/content/b0m8x67227572219/fulltext.pdf>.
Old310-332 11/12/19 9:22 Page 316
6
For the positivist and sociological concept-formation in and on law, in
the perspective of their feasible synthesis, cf., by the author, ‘Quelques
questions méthodologiques de la formation des concepts en sciences
juridique’ Archives de Philosophie du Droit XVIII (Paris: Sirey 1973), pp.
215–241 & Algunas cuestiones metodológicas de la formación de los conceptos en
ciencias jurídicas trad. Hortensia Adrianza de Casas (Maracaibo: Instituto
de Filosofia del Derecho LUZ 1982) 38 pp. [Cuaderno de trabajo 32].
Old310-332 11/12/19 9:22 Page 317
7
On the specific nature of Canon Law (with regard to both the organi-
sation of the Church as a special subject and the congregation as a
particular circle of addressees), see, e.g., Péter Erdô Teología del derecho
canónico Una aproximación histórico-institucional (Torino: Giappichelli
1996) xiii + 215 pp. [Collana di studi di diritto canonico ed ecclesiastico:
Sezione canonistica 17].
Old310-332 11/12/19 9:22 Page 319
8
Varga ‘Anthropological Jurisprudence?’, pp. 443–445.
Old310-332 11/12/19 9:22 Page 320
Figure 13.
Figure 14.
9
As to early forms of exemplifying the division of law into “droit
régulièrement émis, ne se réalisant pas / droit se réalisant sans être régulière-
ment émis / et droit régulièrement émis et se réalisant”, and, in
consequence, the distinction between “pratique de la création du droit
comme objet de l’approche dogmatique” and “pratique de l’application du
droit comme objet de l’approche sociologique”, cf., by the author, ‘Quel-
ques questions méthodologiques...’, in particular pp. 226–229.
Old310-332 11/12/19 9:22 Page 322
in circularity Let us repeat that this holds for all components: the
and horizontality recognition and enforcement as “legal” (i.e., as the imple-
mentation of “ t h e l a w ” ) of (a) the c u s t o m a r y
social practice, (b) the acts ‘ c r e a t i n g ’ norms, as well
as (c) the acts ‘ a p p l y i n g ’ norms. All these take place
through a double justification: through their origination by
hierarchical b r e a k i n g d o w n of legal validity
according to the theory of gradation, on the one hand, and
through the s e l f - q u a l i f i c a t i o n by and within
given institutional procedures, on the other. During such a
process, the self-assertion of (a) customary social practice,
as well as the official (b) law-making and (c) law-application
may equally present themselves as distinctively legal, while
other procedures claiming to be also legal themselves may
not refute this claim. In case of no counter-running motion
encountered or in case of a judicial decision gaining legal
force [res iudicata], this will build itself into the given legal
order. According to this picture, the actual driving force
of any one-way f o r m a l origination of
v a l i d i t y as a theoretical basis for reference is afforded in
such mutual supports by c i r c u l a r l e n d i n g /
b o r r o w i n g o f v a l i d i t y and h o r i z o n t a l
c o n f i r m a t i o n o f v a l i d i t y as well.10
with internal self- This statement involves an important recognition
description of the law: concerning the very nature and understanding of law,
its actual paths can namely that (1) it treats both the i d e o l o g y and the
be varying / through deontology of the legal profession
competing / with (thus, e.g., doctrines of law-positivism and rule-positivism
simultaneous in Civil and Common Law systems)11 merely as the
parallelity / in mutual
10
influence Werner Krawietz ‘Die Lehre vom Stufenbau des Rechts – eine säku-
larisierte politische Theologie?’ in Rechtssystem und gesellschaftliche Basis bei
Hans Kelsen ed. Werner Krawietz & Helmut Schelsky (Berlin: Duncker &
Humblot 1984), pp. 255–272 [Rechtstheorie, Beiheft 5].
11
(An ideological “In my opinion, in the case of communities identifying law with rules,
concept of law) an i d e o l o g i c a l concept of law can be put forward which conceives
of the boundaries of law as those covered by legal regulation, and of the
areas covered by actual behaviours and authority decisions in »realisation«
of the law as domains within itself. As it is a matter of the ideology of an
institutional system as well as of a profession called to its functioning, an
ideal is reflected in it.Theoretically, the realisation of that ideal is not impos-
Old310-332 11/12/19 9:22 Page 323
i n t e r n a l s e l f - d e s c r i p t i o n of law. This it
does independently of whether it sets criteria for the so-
called official and recognised ways and chances of the
generation of law as well as whether it is open to whatever
form and manifestation of law, including ones that can only
be enforced through long-term practices even if they are not
accepted by the officially recognised prevailing ones. It is
another important step to realise that (2) breaking with the
narrowly unifactoral and reified view of law, as well as with
the definitions afforded by normative conventionalisations
of the acceptable ways of generating the law, eventually it
recognises that the catalogue of acceptable ways of generat-
ing law cannot be previously codified as withstanding the
dynamism inherent in socio-legal schemes for once and all,
for example, as against the practices solidified in law
enforcement. Therefore, the opportunity to re-activate (re-
test by the prospect of re-conventionalisation) it,
geographically and historically v a r y i n g paths are
equally feasible and welcome to competition in principle.
Taken all these, in theory (3) it refuses to absolutise any
pattern rigidified as the exclusively sole, primary or distin-
guished way(s) of the formation of law. Instead, it leaves it up
to history, that is, to the self-assertive practice of society to
select and decide which of the c o m p e t i n g ways of
generating and forming phenomena to be accepted as legal
(and how and how much persistently) will come out as the
exclusive, primary, distinguished, recognised, or simply
tolerated one(s). In consequence, (4) it takes cognisance of
the fact that a v a r i e t y of ways of generating and
forming law may concomitantly prevail and assert them-
selves in the practice of society—of course, with varying
impact, effectiveness and persistence. On the final analysis,
it is a function of social self-regulation and feedback whether
one or more of these can become selected as dominant or
sible but in practice, due to the complex definitions prevailing in life, mostly
its approximations are to materialise.Thus, in communities identifying law
with rules, norms established and fixed in a given way are the preponderate
media and mediators of legal normativity.” Varga ‘Anthropological
Jurisprudence?’, pp. 442–443.
Old310-332 11/12/19 9:22 Page 324
On the basis of the scientific pattern of thinking and of the All the ways of
legal profession’s thought patterns, it is extremely difficult— human thinking are
if not almost impossible—to draw conclusions utilisable in also found in law:
form of generalisable statements.The particular and distinc-
tive features of law almost get lost in the cavalcade of various
attemptable ways of mental operations in law, for everything
that human kind has developed over more than six thousand
years of recorded history—from induction to deduction,
from the temptation to mediation resolving conceptuality to
rigorous axiomatism, from fictions, metaphors, symbols and
various sorts of substitutions to narrations through
proverbs, precepts, allegories and parables—can also be
encountered within the domain of law.13 What is typical of
13
As also known in mathematics, it is the entire personality at all times
that takes part (by utilising all its psychical abilities and human facultases)
in most of actual problem-solving, irrespective of the specific form and
homogenisation that will be required by subsequent justification. Cf.
Jacques Hadamard The Mathematician’s Mind The Psychology of Invention
in the Mathematical Field [1945] (Princeton: Princeton University Press
1973) xix + 143 pp. [Princeton Science Library]. The philosophical
thought is from the outset also a matter of temperament—Thomas Nagel
The View from Nowhere (New York: Oxford University Press 1986) xi + 244
Old310-332 11/12/19 9:22 Page 328
17
NIKLAS LUHMANN’s expression. Cf. also, by the author, ‘On Judicial
Ascertainment of Facts’ Ratio Juris 4 (1991) 1, pp. 61–71.
Old310-332 11/12/19 9:22 Page 330
18
(qualification is “Qualification necessarily amounts to alternative exclusivity and to
not dialectical) the declaration of certain duality, since the subsumption of facts under
some defined notion(s) and the more or less automatic drawing of more or
less narrowly defined legal consequences therefrom can only be performed
unconditionally in exclusive totality, without any inclusion of the idea of
alternativity, division, decomposition, or reservation in regard of some
further potential qualification(s), of the qualification and the drawn legal
consequences. Therefore, providing that given facts have been duly quali-
fied, all provisions of the law relevant to the qualification of the facts in
question and the consequences issuing therefrom are to be cogently and
properly applied, while, on the other hand, the relevancy of any other provi-
sion is automatically excluded by the bare fact that the given qualification
in question is made—at least in the same respect: within the same system
and branch of the law and at the same point in time.” Csaba Varga ‘Legal
Logic and the Internal Contradiction of Law’ in Informationstechnik in der
juristischen Realität Aktuelle Fragen zur Rechtsinformatik 2004, hrsg. Erich
Schweighofer, Doris Liebwald, Günther Kreuzbauer & Thomas Menzel
(Wien: Verlag Österreich 2004), pp. 49–56 [Schriftenreihe Rechtsinfor-
matik 9].
19
(subsumption is a “Subsumption will get a particular shape owing to the fact that some
mere phenomenal teleological project (the law) is destined to produce another teleological
project (its application), and thus the already mentioned dialectic, the
form)
conflict of class interests that springs from this becomes the ultimate deter-
mining factor, and the logical subsumption is based on this only as a
phenomenal form.” György Lukács A társadalmi lét ontológiájáról II [Zur
Ontologie des gesellschaftlichen Seins: Die wichtigsten Problemkomplexe]
(Budapest: Magvetô 1976), p. 220 [for the manuscript in German, see
Lukács Archives and Library (Budapest) M/120, p. 124]. Cf. also, by the
author, The Place of Law in Lukács’World Concept trans. Judit Petrányi &
Sándor Eszenyi (Budapest: Akadémiai Kiadó 1985 [reprint 1998]) 198 pp.
on p. 145, note 300.
Old310-332 11/12/19 9:22 Page 331
What can still be said at this point for a generalisable Conflicts of interest
conclusion? Well, there is at least one common characteristic → conflicts within the
of the various legal ideologies, namely, the requirement that law → legal response
law should contribute to the resolution of social conflicts by
transforming (through refining and stylising) real conflicts process of
of interest firstly into a p p a r e n t c o n f l i c t s transformation /
w i t h i n t h e l a w , just for those actually administering through tensions
justice to be able to formulate—on basis of values, princi-
ples, considerations, references and perspectives recognised
as referable objects in law, that is, as based on the law and on
the conclusions drawn therefrom—their own response i n
t h e n a m e o f t h e l a w . Such responses will in turn
be presented as the sole and exclusive responses of the law,
strictly derived from the very propositions of the law.This is
a p r o c e s s o f t r a n s f o r m a t i o n which formal
analyses have for long attempted to formulate as the partic-
ular (yet theoretically and also formally inexplicable) casual
resolution of irresolvable conflicts (as gaps of “non conse-
quitur”) between law and logic, on the one hand, and fact
and norm, on the other.20 This duality stretches between two
20
“As far as law-application is concerned, those conflicts require judi- (with manipulation)
cial decision which themselves are socially real together with their
economic, political and moral implications. But in order to formulate
conflicts in his reasoning, the judge first has to convert them into conflicts
w i t h i n the law. Then, in the first phase of manipulation, the selection
and clarification of the facts of the case take place in conformity with the
choice and interpretation of the corresponding (‘relevant’) norms of the
legal system. The phenomenon which neo-KANTian legal philosophy used
to call the conflict between the abstract wording of the law and the concrete
facts constituting a case, takes place in this phase. It may also be revealed at
this time that there is a gap in the law or even a ‘critical gap’ (when a ‘legally
relevant’ norm is available but one that would have a socially undesirable
result), which the Anglo–American literature usually describes simply as
‘hard cases’. In the second phase of manipulation, the conflict thus
converted into a conflict within the law is dissolved, i.e., reduced to a false
conflict in legal reasoning. This is when the facts ‘constituting the case’,
already qualified from a juristic point of view, and the correspondingly
interpreted ‘provisions of the law’ are formulated, i.e., manipulated, so that
they make possible the presentation of the desirable decision as also a
l o g i c a l r e s u l t deriving from the ‘facts constituting the case’ as well
as from the law based on »legal reasoning«.” Varga The Place of Law, pp.
Old310-332 11/12/19 9:22 Page 332
146–147. Cf. also, by the author [with József Szájer], ‘Legal Technique’ in
Rechtskultur – Denkkultur Ergebnisse des ungarisch–österreichischen
Symposiums der Internationale Vereinigung für Rechts- und Sozialphiloso-
phie 1987, hrsg. Erhard Mock & Csaba Varga (Stuttgart: Franz Steiner
Verlag Wiesbaden 1989), pp. 136–147 [Archiv für Rechts- und Sozial-
philosophie, Beiheft 35] as well as ‘Doctrine and Technique in Law’ in
<www.univie.ac.at/RI/IRIS2004/Arbeitspapierln/Publikationsfreigabe/Csa
ba_Phil/Csaba_Phil.doc> & Iustum Aequum Salutare IV (2008) 1, pp. 23–37
& <http://www.jak.ppke.hu/hir/ias/2008sz/02.pdf>.
21
(hermeneutics) It is precisely the hermeneutics of our explanation on the concept of
God that provides such characterisation of law (considered a parallel field,
therefore worthy of examination): “It is a task of understanding that derives
from the relationship between the sources of law and the tasks of jurisdic-
tion, in a way that traditionalised sources of the law can set the path leading
to present-time jurisdiction by becoming the source of understanding,
throwing light on problems of the present case in law […]. It is expected that
in encountering the present-day concrete case, the traditionalised text can
serve as enlightening, explanatory and guiding word, becoming the source
of legal interpretation and thereby also the source of jurisdiction.” Gerhard
Ebeling ‘Wort Gottes und Hermeneutik’ Zeitschrift für Theologie und Kirche
56 (1959) 2, pp. 224–251.
22
(with pressure As we have already characterised it before, “[t]his is FIKENTSCHER’s
& turning point) theory of the case norm, in which the hermeneutic pressure »pushes the
hermeneutic process to turning point«, which, at a time when »with the
given yardsticks of the object and the justice, neither the further specifi-
cation of the norm nor the further breaking down of the notions of the
facts that constitute a legal case is not possible any longer«—Wolfgang
Fikentscher Methoden des Rechts IV: Dogmatischer Teil (Tübingen: Mohr
1977) on pp. 100 & 198—will be reached.” Csaba Varga Theory of the Judi-
cial Process The Establishment of Facts (Budapest: Akadémiai Kiadó 1995)
vii + 249 pp on p. 115.
Old333-334 11/12/19 9:23 Page 333
333
7. CONCLUDING THOUGHTS
We followed a path that led to law from the paradigms of (Reliance upon
legal thinking, and from the self-assertion of legal formalism continuity of social
to its overall cultural determination.Yet, our human yearn- practice)
ings peeked out from behind the illusory reference of our
security and we could discover reliable, solid grounds only in
the elusive continuity of our social practice. In the meantime
it proved to be a process which we had thought to have been
present as a material entity and what we had believed to be
fully built up proved to build continuously from acts in an
uninterrupted series.
What we have discovered about law is that it has always Law being
been inside of us, although we thought it to have been out- inside of us,
side. We bear it in our culture despite our repeated and in our culture
hasty attempts at linking it to materialities.
We have identified ancient dilemmas as existent in our in ever-green current
current debates as well. We have found long abandoned dilemmas
patterns again. We have discovered the realisations of com-
mon recognitions in those potentialities and directions in
law which we believed to have been conceptually marked
off once and for all.
However, we have found an invitation for elaboration of with all us as actors
what has revealed itself as ready-to-take. Behind the mask, with responsibility
and in the backstage, the demand for our own initiation, to be borne
play, role-undertaking and human responsibility has pre-
sented itself. We have become subjects from objects, indis-
pensable actors from mere addressees. And, we can be con-
vinced that despite having a variety of civilisational over-
coats, the culture of law is still exclusively inherent in us
who experience it day by day. We bear it and shape it.
Everything conventional in it is conventionalised by us. It
Old333-334 11/12/19 9:23 Page 334
335
APPENDIX I.
* Chapters 2 and 3 of the paper under the same title, first published in Acta Juridica Acade-
miae Scientiarum Hungaricae XX (1979) 3–4, pp. 295–319 & [re-print] Informatica e Diritto
[Firenze] VII (1981) 2–3, pp. 177–199.
1
By Max Weber, Wirtschaft und Gesellschaft (Tübingen: Mohr 1922), passim, in particular
at pp. 44ff and 467ff, and Staatssoziologie 2nd ed. (Berlin: Duncker & Humblot 1966), pp. 99ff.
2
Georg Lukács ‘Die Verdinglichung und das Bewusstsein des Proletariats’ in his Geschichte
und Klassenbewusstsein (Berlin: Malik 1923), pp. 99ff.
Old335-345 11/12/19 9:23 Page 336
336 APPENDIX I.
3
Assembled in a monograph by the author, Codification as a Socio-historical Phenomenon
(Budapest: Akadémiai Kiadó 1991) viii + 391 pp., passim.
Old335-345 11/12/19 9:23 Page 337
338 APPENDIX I.
340 APPENDIX I.
4
Joseph A. Schumpeter Capitalism, Socialism, and Democracy (London: Allen & Unwin
1943), p. 122.
5
Cf. Ernst Cassirer Die Philosophie der Aufklärung (Tübingen: Mohr 1932) and Wolfgang
Röd Geometrischer Geist und Naturrecht Methodengeschichtliche Untersuchungen zur Staats-
philosophie im 17. und 18. Jahrhundert (München: Bayerische Akademie der Wissenschaften
Old335-345 11/12/19 9:23 Page 341
342 APPENDIX I.
The Code could not, however, escape its fate: in the course of its practical
implementation it passed through a variety of its most extreme potentiali-
ties. As regards the first phase, the Code seemed to be the perfect expression
of the needs of a liberal economy to the extent that, reinforced by the psychic
components of the French gloire, it was before long conceived of as an almost
sacred text, the sole and exclusive expression of the French civil law. Its
appraisal as definitive and completed went together with the quite natural
claim to have its provisions applied in their immediateness in judicial prac-
tice. In this manner at the beginning of the l9th century its exceptionally high
adequacy with prevailing social conditions and the socially defined (yet epis-
temologically false) consciousness of its exaggerated valuation provided the
social-economic foundations of its e x e g e t i c application which, though
in a different manner and under different conditions, still structurally
similar to the Prussian solution, aimed at confining the judge to a deductive
machine within the system of administration of justice. Although the
exegetic method corresponded most directly to the axiomatic ideal and
coincided with the demands of philosophical positivism becoming the
dominant world-concept of the age, it could obviously only satisfy social
development temporarily, up to the limits of its inner adequacy. That is to
say, the exegetic trend of code-application seemed to embody a possible
alternative which in the fight against arbitrariness implied by feudal partic-
ularism and feudal privileges, formulated the bourgeois claim for security
and a genuine law and order in the field of administration of justice. As a
matter of fact it served as an optimum pattern of law-application adequate
for liberal capitalism, gaining admission throughout Europe.6 However, it
was unable to meet the exigencies of the inevitable development to monop-
olisation.
To meet the imperatives of the monopolistic transformation of the
economy it presupposed a far-reaching loosening of the whole—fixed—
framework of law.This was the period of internal crisis characterised by the
startling realisation that “la légalité nous tue!”, the period of the torturing
dilemma offering the alternative of either preserving revolutionary achieve-
ments or undertaking their jettison in order to go on in the name of further
progress. As a matter of course, it was economic interest that succeeded by
6
See, e.g., Zdenek Krystufek Historické základy právniho pozitivismu [Historical Founda-
tions of Lega1 Positivism] (Prague: Academia 1967).
Old335-345 11/12/19 9:23 Page 343
344 APPENDIX I.
“(1) Any concrete legal decision can only be the ‘application’ of some abstract provision
of the law to a concrete factual issue. (2) From the abstract provisions of the law in force,
a decision has to be derived for each concrete factual issue with the means of legal logic.
(3) The positive law in force has to be a ‘gapless’ system of legal provisions, overtly it has to
incorporate such a system or, at least for its application, it has to be considered as doing so.
(4) Anything that cannot be ‘constructed’ legally and rationally cannot be legally relevant.
And, generally, (5) man’s social activity has to be conceived of as either the ‘application’ and
‘enforcement’ or, alternatively, as a ‘violation’, of the provisions of the law”.7
7
Max Weber Rechtssoziologie (Neuwied: Luchterhand 1960) [Soziologische Texte], p. 103:
„(1) daß jede konkrete Rechtsentscheidung ‘Anwendung’ eines abstrakten Rechtssatzes auf
einen konkreten ‘Tatbestand’ sei, – (2) daß für jeden konkreten Tatbestand mit den Mitteln der
Rechtslogik eine Entscheidung aus den geltenden abstrakten Rechtssätzen zu gewinnen sein
müsse, – (3) daß also das geltende objektive Recht ein ‘lückenloses’ System von Rechtssätzen
darstellen oder latent in sich enthalten oder doch als ein solches für die Zwecke der Rechtsan-
wendung behandelt werden müsse, – (4) daß das, was sich juristisch nicht rational
‘konstruieren’ lasse, auch rechtlich nicht relevant sei, – (5) daß das Gemeinschaftshandeln der
Menschen durchweg als ‘Anwendung’ oder ‘Ausführung’ von Rechtssätzen oder umgekehrt
‘Verstoß’ gegen Rechtssätzen gedeutet werden müsse.” English translation is taken from Varga
Codification…, p. 294.
Old335-345 11/12/19 9:23 Page 345
complexes (language and law) can discharge their functions the better the
more independently they develop their specific particularity within the total
complex. If such complexes of mediation are formations adequate to their
social and economic conditions, even their possible fictitiousness will accu-
rately correspond to the just-so-being of the society where they are to
function.8 Or, it is exactly their total social determination that in their
apparent self-definition may find an eventually and tendentially adequate
expression.
8
György Lukács A társadalmi lét ontológiájáról [Zur Ontologie des gesellschaftlichen Seins]
II: Szisztematikus fejezetek [Systematic Chapters] (Budapest: Magvetõ 1976), ch. 11. As to its
jurisprudential interpretation, cf., by the author, The Place of Law in Lukács’World Concept
(Budapest: Akadémiai Kiadó 1988 [reprint 1998]) 193 pp., passim.
Old346-352 11/12/19 9:23 Page 346
346
APPENDIX II.
Law follows two models: one being ideological and the other actual. The
former represents the professional ideology, characteristic of modern formal
law. Nevertheless, according to the latter, formal enactment can gain social
meaning only through its social context in a semantic sense (when the total
law is termed as s y s t e m o f l a w ), and social existence through its
social context in a socio-ontological sense (termed as l e g a l s y s t e m ).
Theoretical field is characterised by a jurisprudential approach. The socio-
ontological approach promises, however, deeper theoretical perspectives.
Notably, the latter suggests that law is (1) a historical continuum, (2) an
open system, (3) a complex phenomenon that can be shaped either by its
actual interpretation or by its differing contexts alternatively, and (4) an irre-
versible process. All in all, law is more than a set of rules and even more than
a set of enactments: by its very definition it is exactly at the borderline where
legal research and social science are expected to meet.
* First published in Theory of Legal Science ed. Aleksander Peczenik, Lars Lindahl & Bert van
Roermund (Dordrecht, Boston, Lancaster: Reidel 1984), pp. 175–182 [Synthese Library 176]
and Acta Juridica Academiae Scientiarum Hungaricae XXXIX (1984) 9, pp. 483–486.
Old346-352 11/12/19 9:23 Page 347
itself or, in other words, that the definition of the preconditions to the exis-
tence of any law is offered by its own self-qualification. Secondly, this model
has in view solely the law in books, without having any regard to its conceiv-
able or completed action.1 Thirdly, this model is not an image of reality. It is
the outcome of a definite type of wishful thinking, that is, the projection of
normative requirements. Nevertheless, in the legal cultures of the western
world in general and in professional practice in particular,2 the ideologically
working model has a primary role in identifying what ought to be regarded
in theory and treated in practice as distinctively legal.3 The model as such
holds as reasserted even if it proves to be imbued with clearly utopianistic
elements.
According to the a c t u a l m o d e l of law, the meeting of these norma-
tive requirements results, in practice, in an outcome which will necessarily
be more or less what the ideological model has suggested, and which will
differ in one or another feature from it. As outlined elsewhere,4 the self-
qualification of law as law seems in any case to remain the final criterion
even if a rigid distinction between the spheres “within the law” and “outside
the law” is no longer accepted; even if law is taken and treated as a
continuum in an unbroken motion; and/or even if the self-qualification of
law will only be understood within the boundaries of its actual social accep-
tance. Consequently, it is f o r m a l e n a c t m e n t (FE) that will serve as
a touchstone and also as a series of cornerstones in delimiting what is
considered and what is to be considered law. In the same way, it is again
1
For the distinction between “law in books” and “law in action”, see Roscoe Pound ‘Law
in Books and Law in Action’ American Law Review 44 (1910) l.
2
For the theoretical analysis of some common characteristics from a historico-comparative
point of view, cf., by the author, ‘Moderne Staatlichkeit und modernes formales Recht’ Acta
Juridica Academiae Scientiarum Hungaricae XXIV (1982) 3–4, pp. 413–417 and ‘Logic of Law
and Judicial Activity: A Gap between Ideals, Reality, and Future Perspectives’ in Legal Develop-
ment and Comparative Law Évolution du droit et droit comparé, ed. Zoltán Péteri & Vanda
Lamm (Budapest: Akadémiai Kiadó 1981), pp. 45–76.
3
For the first use of the term, see Philipp Selznick ‘The Sociology of Law’ in International
Encyclopedia of the Social Sciences ed. D.L. Sills (New York, etc.: MacMillan & The Free Press
1968), pp. 51ff.
4
Cf., by the author, ‘Macrosociological Theories of Law: From the »Lawyer’s World
Concept« to a Social Science Conception of Law’ in Soziologische Jurisprudenz und realistische
Thesien des Rechts ed Eugene Kamenka, Robert S. Summers & William Twining (Berlin:
Duncker & Humblot 1986), pp. 197–215 [Rechtstheorie, Beiheft 9], in particular ch. l, or, in
more details, his ‘Domaine »externe« et domaine »interne« en droit’ Revue Interdisciplinaire
d’Etudes Juridiques (1985), No. 14, pp. 25–43.
Old346-352 11/12/19 9:24 Page 348
formal enactment that offers itself to be used and commands its own solely
decisive use as a starting point and also as a series of turning points in any
argumentation within a genuinely legal process. However, formal enact-
ment is not sufficient in itself at all for delimiting the realm of the law or for
channelling the process of legal argumentation. In other words, formal
enactment is not in a position to circumscribe the province of what is
considered and what is to be considered distinctively legal or to characterise
the law’s general trend, goal-orientation, value-commitment, etc., i.e., to
define in an operative manner—sharply and unambiguously—the formal
and doctrinal qualities (e.g. conceptual system, logical coherence) of the law
or its social potentialities and realities without taking into account its social
context as well.
5
For the differentiation between “system of law” and “legal system”, see Kálmán Kulcsár
‘Historical Development of the Law-applying Functions: Social Conditions and Legal Evolu-
tion’ in Droit hongrois — Droit comparé ed. Zoltán Péteri (Budapest: Akadémiai Kiadó 1970).
Old346-352 11/12/19 9:24 Page 349
law are backed by coercion, by the potentiality of making use of force, by the
guaranteed alternative to resort to “men with peaked helmets”, as MAX
WEBER specified it symbolically.6 However, it is neither the factual presence
nor the concrete actuality of coercion that is needed in ordinary cases. It is
rather the continuously renewed threat of coercion that matters. It is the
immanent possibility of resorting to it (a possibility which is imminent at any
time as backed by a whole normative, institutional and ideological appa-
ratus) that will be good enough to achieve a general compliance with law in
average cases. Or, returning to law: the question of whether or not there is
any legal possibility to turn anything ideal into real is a function of the
system of law concerned, i.e., of the socially accepted meaning of the law’s
formal enactments. Yet, the question of what and how much of this possi-
bility is to be and becomes eventually transformed into (as implemented in)
social reality (with the issue, with what result and by-effect and in what
manner will all this be done) is a function of the law’s s o c i a l c o n t e x t
(SC2), turning the system of law into a socially functioning complex, medi-
ating among social complexes. By social context in a socio-ontological sense
I mean here all those social considerations, political forces, power condi-
tions, etc. which have a major influence in a given society and, consequently,
are instrumental in making the expediency (inevitability of the practical
implementation of socially evident formal enactments) tolerated. These
then act as the driving force of and the responsible agent for the actual func-
tioning of the system of law in question. It is this actual functioning that is
termed l e g a l s y s t e m (LS) and conceived of as the sum of activities
carried out in the name (and which are socially accepted/tolerated as being
within the boundaries) of what is called distinctively legal. Hence,
LS = SL + SC2
ating effect to western legal thought in general, and how much it has become
one of the most challenging and promising theoretical reformulations of our
time. Though the assertion it has formulated seems to be a simple one: law
must be more than a set of rules (with other linguistic expressions of norma-
tive contents considered, too) in order to fill the gap between the rules
enacted and the judicial decisions reached. My question is not a reconsid-
eration of DWORKIN’s which, in the wave of repeated discussions, seems to
gain more and more strength and a reassertion of its foundations. I think
that my question is rather a continuation but with a change in underlying
assumptions. For DWORKIN’s question is fairly a jurisprudential one
conforming to the basic assumptions of the ideal type of modern formal law
as shaped in various ways by Common Law and Continental Law develop-
ment. By j u r i s p r u d e n t i a l a p p r o a c h I mean here the one which
starts from and arrives at the following assumptions: (1) law is something
identical with itself, consequently it is something defined and/or definable
in and by itself; hence (2) it has some definite boundaries making a clear-cut
distinction between the spheres “within the law” and “outside the law”;
therefore (3) the only question to be answered is how to enlarge the very
concept and/or texts of the law in order to be able to bridge the gap between
the officially fed in-put and the practically realised out-put of a legal process.
In addition to this but also confronted (at another level) with it, I argue for
a socio-ontological approach which reveals the purely postulated nature of
the basic assumptions of the ideal type of modern formal law and, while
treating them as components of the juristic professional ideology with a real
function in the law’s proper (ontological) existence, tries at the same time to
reconstruct the whole societal context they are embedded in and which
makes them function. Should some issues and tendencies of my earlier
investigations8 be confirmed, a socio-ontological approach concludes to the
following: (1) law is but a historical continuum defined through its actual
social practice; hence (2) in want of a priori given demarcation lines only an
a posteriori description of interactions (e.g. “differentiation” and “unifi-
cation”, “core” and “marginalia”) among the diverse homogeneous and
8
Cf., by the author, The Place of Law in Lukács’World Concept (Budapest: Akadémiai Kiadó
1985 [reprint 1998]) 193 pp., part 11, and, for the first concise formulations, ‘The Concept of
Law in Lukács’ Ontology’ Rechtstheorie 10 (1979) 2, pp. 321–337, ‘Towards a Sociological
Concept of Law: An Analysis of Lukács’ Ontology’ International Journal of the Sociology of Law
9 (1981) 2, pp. 157–176 and ‘Towards the Ontological Foundation of Law (Some Theses on
the Basis of Lukács’ Ontology)’ Rivista Internazionale di Filosofia del Diritto LX (1983) 1, pp.
127–142.
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4. CONCLUSIONS
In the final analysis, from all the above at least four conclusions can be
drawn.
353
APPENDIX III.
INSTITUTIONS AS SYSTEMS*
Notes on the closed sets, open vistas of development, and
transcendence of institutions and their conceptual representations†
1. A LOGIC OF SYSTEMS
which is a unit that functions as it has been (e.g., the constitutional system
of liberalism as practised in a given area at a given period, e.g., in the United
States since the time it developed) (type 2); t h i r d , the generalisation of
the historically concrete systems as developed in our civilisation (e.g., the
constitutional system of liberalism as known and practised in our civilisa-
tion) (type 3); and f o u r t h , the core idea of the functioning underlying
all kinds of generalisation (e.g., the abstract universal formulation of the
ultimate principles of operation, of which the constitutional system of liber-
alism is but one of the theoretically possible forms of realisation) (type 4). As
to the origins of such an abstract-universal formulation, it may be either
gained by theoretical reconstruction or formulated as a preconceived idea,
in order to offer a basis for deducing justification of the historical realisa-
tion(s) from them.
As it can be seen, types 3 and 4 are not units functioning as they are or
have been. Type 4 is an idea(l) in which “laws” (i.e., effects, interconnec-
tions) of functioning may be observed in abstract generality on ideal
conditions. Type 3 is one of the former’s applications to, or materialisation
under, historically particular conditions.
IDEAL TYPE
ideal of functioning
[type 4]
HISTORICAL TYPES
historically particular formulation
of the ideal of functioning
[type 3]
Old353-367 11/12/19 9:28 Page 356
EMPIRICAL TYPES
historically particular
generalisation of the
developmentally defined sets of
concrete actual functioning
[type 2]
real
concreteness contingency
10. Systems may be used as normative patterns in three situations: (l) in case
of conflict with the systems’ idea in question, to m o d i f y the underlying
system in the given direction; (2) in case of an internal contradiction within
the underlying system, to r e s o l v e it in the given direction; and (3) with
no external or internal conflict provided, to p r e s c r i b e it the change as
needed or to d e f i n e the direction and substance of its further develop-
ment when and in the way it is needed.
11. One of the fields for normative ideologies to provoke change by defining
who is to act—and when, on what, and why and how—is the so-called
f i l l i n g o f g a p s . In such a sense and use, “gap” is a normative
concept, being the function of a normative framework (a) to qualify any
establishment within the system as a gap; in order to be able (b) to fill it (c)
in a given way, (d) with a substance taken from within the system to the
effect that (e) at least ideologically, the filling of such gaps will not imple-
ment any genuine modification in/of the system, although it strengthens its
individual position within and as a member of the system, as made to be
more conforming to the system.
Old353-367 11/12/19 9:28 Page 361
Filling the gaps is one of the most important factors to enhance the prac-
ticability of the systems, as it makes it possible to them to preserve their
identity while making them keep in pace with timely changing needs. Or,
there have always been two basic means of sublated innovation in institu-
tions: t r a n s p l a n t a t i o n (i.e., injecting something not previously
known in the system which is said to have already been implied by, as one of
the potentials of, the underlying system) and f i c t i o n (i.e., claiming that
what is in point of fact new in the system is nothing else but an implicit
extension as made in and to the system).
(In the field of law, it seems to be a commonplace that in addition to fiction proper, as the
earliest and most common and lasting instrument to provoke and, at the same time, veil
change, almost ninety-five percent of the four thousands years of recorded legal history was
dominated by innovative legislation, ideologically embellished as bare restitution of what the
“good old custom” of the country had been, in usage already in HAMMURABI’s Prologue to
his Law Book and surviving till the enacting clauses used as a formula up to the last French
king.)
And the reason for its success is easy to see: it has been a conveniently flex-
ible means, suited to meet two basic requirements contradicting one
another, that is, to e f f e c t u a t e c h a n g e as needed (i.e., to function
as re-adapted to the changing needs) while preserving t h e s y s t e m ’ s
i d e n t i t y (i.e., to reproduce its basic continuity over all the series of
actual discontinuities) within an apparent intellectual and conceptual
harmony.
12. In principle, each and every one of types l to 4 can be used as normative
ideology if reflected onto all the other ones of the same types. Even the
conceptual representation of the concrete actual functioning (type 1) can be
made a normative ideology by reflecting it on the conceptual representation
of its posterior functioning.
(Taking into consideration the open texture of concepts and the inherent fuzziness of argu-
mentation, we have to realise that there is a large room for transcendence both among the
undifferentiated concepts we use and among the undifferentiated systems we refer to. To
avoid transcendence is a question of the formulation of premises, an operation that has
nothing to do with reflection of one concept onto another in their normative usage.)
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15. In the light of an ontological description, the search for a practical solu-
tion is nolens volens a model-patterned reaction to a given situation—
independently of the agent’s subjective intention. At the same time and also
independently of any intention, that which is to come objectively out of this
will be something m o r e o r l e s s , or, in any case, o t h e r , than what
the original intention was. It will necessarily be a practical answer to a prac-
tical challenge as it was sensed and interpreted by the acting agent.Thus, it
will necessarily be an imprint of all the moments that have been present in
the situation, contingent from the point of view of the social totality.
There is a particular dialectic at play here. For the reaction—no matter to
what extent and how intentionally it is model-patterned—will be the issue
of practical considerations in a practical context. Even what is manifested as
non-practical is made so by practical consideration. And this applies to
everything. Anything claimed to be eternal is a function of practical interest
to project it as a fetishised issue. It is ideology that is at work in such and
other cases of overgeneralised interests.
To qualify a statement as i d e o l o g y is an ontological statement upon
actual use, and not a judgement upon foundation or value. As is known,
ideology is a form of consciousness called into being to influence practical
human (re)action. In contrast, t h e o r y is a form of consciousness called
into being to reconstruct the interconnections of any process, including its
ideology.
l9.The question of what properties, features and traits a system may develop
or take over by transplantation from another system is quite open an issue,
having no restriction from the point of view of social totality. It is not even
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20. Is there any precondition to the point that systems are identifiable as
such just because they have some definite elements organised into a system?
The question is directed at their own determination from within. Or, is there
any limit set by the systems, defining their own identity by minimum
contents as necessary and sufficient conditions for their existence? Or, is
there any self-imposing limit of the system which might of course be
ignored, but only with the consequence of placing itself out of the system?
This is a topical issue, with enriching debates in the western hemisphere
focusing upon them. Only to mention but few: expropriation versus privati-
sation; planning versus invisible hand; leftism versus rightism in the same
system, etc. This is a key issue of the contemporary crises of currently
existing Socialisms as well. Only to name but few: economic reform and
rigidified STALINist superstructure; bankruptcies of sham liberalisation; the
one-party’s crave for legitimacy without offering anything in return for legit-
imation, etc. The case of (now past) allegedly Socialist Hungary is a novel
proof for the hard bonds of a system. For economists claimed in the final
decades of the regime that partial reform, softened and extended over time
with no breakthrough in the political field, meant planning failure taken for
granted; and again, they were right. Later on, the same dilemma became
hardened: was the tabooing of party-rule by one party simply setting frame-
work for a reform, or was it a touchstone of the left for attempting to reform
from within, too much well-deserved?
21. To learn that, defying human imagination, the systems mankind has
established are only storehouses of contradictions yet they still function
well—well, this realisation is a shocking experience for the human mind to
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368
APPENDIX IV.
LEGAL TECHNIQUE*
1. LEGAL TECHNIQUE
„l’idée de practicabilité […] n’est nullement pour suggérer que le souci de cette practica-
bilité devrait paralyser tout effort vers l’idéal théorique, qui est la rêgle conforme au bien
public selon les possibilités du milieu.”9
4
Léon Duguit Traité de droit constitutionnel 1: La règle de droit – le problème de l’Etat, 3e
éd. (Paris: E. de Boccard 1927), p. 105.
5
Alexandre Angelesco La technique législative en matière de codification civile (Paris: E. de
Boccard 1930), p. 5.
6
SavignyVom Beruf…, p. 12.
7
SAVIGNY, cf.Walther Hug ‘Gesetzesflut und Rechtssetzungslehre’ in Gesetzgebungstheorie,
juristische Logik, Zivil- und Prozeßrecht Gedächtnisschrift für Jürgen Rödig, hrsg. U. Klug, Th.
Ramm et al. (Berlin, Heidelberg & New York: Springer 1978), p. 8.
8
„Die gesamte Tätigkeit der juristischen Technik läßt sich auf zwei Hauptrichtungen oder
Hauptzwecke zurückführen […] 1. die möglichste Erleichterung der subjektiven Beherrschung
des Rechts — das Mittel dazu ist die quantitative und qualitative Vereinfachung des Rechts —
2. die mögliche Erleichterung der Operation der Anwendung desselben (Praktikabilität des
Rechts).” Rudolf von Jhering Geist des römischen Rechts auf den verschiedenen Stufen seiner
Entwicklung, 2.Teil (Leipzig: Breitkopf und Härtel 1858), p. 340.
9
Dabin Theorie générale…, p. 233.
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The operations that are characteristic of legal technique are the following:
‘juristische Analyse’, ‘logische Konzentration’, and ‘juristische Konstruktion’.10
All three are necessary to serve the optimum practicability of law.
GÉNY’s concept of legal technique sought to cover the whole field of law.
Its philosophical foundations are provided by postulating a distinction
between ‘le donné’ and ‘le construit’, the subject of legal technique being ‘la
construction légale’.11 The substance of the former, “the given”, is at any given
time expected to be adequate for the previously given ‘donné de l’ordre
juridique’. Consequently, „un ensemble de procédés ou de moyens pratiques
apparaît nécessaire, qui représente la part spécifique de l’art ou du métier
dans le Droit et qu’on peut appeller sa technique”.12 The elementary mech-
anisms of this technique are formalism and publicity, legal categories and
legal construction, fiction, presumption, and legal language.
DABIN reconsidered some of the propositions GÉNY formulated. His
concept is socially more sensitive, and it covers both the t e c h n i q u e o f
p o s i t i v e l a w and l a w c o n c e i v e d o f a s a s o c i a l
t e c h n i q u e , by realising that „en même temps, que le droit a une tech-
nique il est une technique”.13 For him, technique and law were to be
considered in a wider socio-philosophical context. He considered it too
narrow if appreciation of differing kinds of activities is reduced to their prac-
ticability. He proposed a distinction between two types of techniques
instead: on the one hand, the s o c i a l o r p o l i t i c a l t e c h n i q u e
„qui fournit la matière des règles” and, on the other hand, the l e g a l
t e c h n i q u e proper which is „proprement réglementaire mettant la
matière en forme de règle positive”.14 For, while the former item is
10
Jhering Geist des römischen Rechts…, pp. 358–384.
11
„[L]a technique représente, dans ensemble du droit positif, la ferme opposée à la matière,
et cette forme reste essentiellement une construction largement artificielle du donné.” François
Gény Science et technique en droit privé positif Nouvelle contribution à la critique de la méthode
juridique, III (Paris: Sirey 1923–1930), p. 23.
12
François Gény, ’La technique législative dans la Codification civile moderne: A propos
du Centenaire du Code Civil’ in Le Code Civil 1804-1904, Livre du Centenaire, 2 (Paris: A.
Rousseau 1904), p. 991.
13
Dabin La technique…, p. 7.
14
Ibid., p. 36.
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„de nature sociale et politique, – de nature s o c i a l e , parce que le droit a pour matière
et vise à ordonner les rapports sociaux entre les Etats; de nature p o l i t i q u e , parce que
cette ordonnance doit avoir lieu sous l’inspiration et dans le cadre de la politique, interne et
internationale,”15
the latter, „la technique juridique proprement dite […] ne concerne que la
mise en forme praticable”.16
RUSSO also found it „indispensible de distinguer deux sens du mot tech-
nique: l’un qualifiant le caractère du moyen employé”.17 During the same
period, DABIN enlarged the concept. According to him, „tout, dans la règle
juridique, quelle qu’en soit la source, y compris la coutume, est construc-
tion et en ce sens oeuvre de technique”.18
For contemporary authors, legal technique is an expression of social
experiences as well. According to a Hungarian definition, for instance, “the
technical elements of law represent definite social contents crystallised into
methods of technical solutions”.19
15
Ibid., p. 234.
16
Ibid., p. 235.
17
François Russo Réalité juridique et réalité sociale Étude sur les rapports entre le droit et la
sociologie et sur le rle du droit dans la vie sociale (Paris: Sirey 1942), p. 61.
18
Dabin La technique…, p. 234.
19
Kálmán Kulcsár Politikai és jogszociológia [Political and Legal Sociology] (Budapest:
Közgazdasági és Jogi Kiadó 1981), p. 186.
20
Eugen Ehrlich Freie Rechtsfindung und freie Rechtswissenschaft (Leipzig: Rotschild 1903),
p. 19.
21
„Die Rechtstechnik hat wie jede Technik auch der Unvollkommenheit und Unvoll-
ständigkeit des Materials abzuhelfen.” Josef Kohler Lehrbuch der Rechtsphilosophie 2. Aufl.
(Berlin & Leipzig: Breitkopf und Härtel 1917), p. 89.
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„Die Beziehungen zwischen einzelnen Sätzen und dem Leben durchaus nicht durch feste
Logik gegeben sind […]. Die Rechtstechnik hat sich also nach der Richtung des Inter-
essenschutzes in der Interessenabwägung zu gestalten.”22
Or, in another formulation, „(m)it der wirklichen Logik hat die juristische
Logik nichts gemein als den Namen. Sie ist überhaupt keine Logik, sondern
eine Technik”.23
This is to say that legal technique is to be defined as „l’art de concilier les
intérèts avec des mesures plus exactement adaptées au but”, its task being
„d’adapter le droit aux circonstances imprévues de la vie”.24 It involves a
function to
„agrandir la sphère d’application des règles édictées par le législateur pour un cas particulier
[…] puis en utilisant les principes ainsi découverts pour la solution des cas nouveaux que
fait naître la pratique.”25
Or, it may also be said that its function is simply „la plus complète réali-
sation du droit”.26
22
Ibid.
23
Eugen Ehrlich Die juristische Logik (Tübingen: Mohr 1918), p. 299.
24
R. Demogue Les notions fondamentales du droit (Paris: A. Roussseau 1911), p. 39.
25
Edouard Cuq Les institutions juridiques des Romains Envisagées dans leur rapports avec
l’état social et avec les progrès de la jurisprudence: L’ancien Droit (Paris: Plon 1891), p. 717.
26
Istrate Micesco La personnalité morale et l’indivision, comme constructions juridiques Thèse
(Paris: Impr. de Bonvalot-Joure 1907), cf. Angelesco La technique législative…, p. 3.
27
„Das Recht […] ist einer selbständigen wissenschaftlichen Bearbeitung fähig. Die
Vollführung dieser Aufgabe ist Sache der technischen Jurisprudenz.” Rudolf Stammler
Wirtschaft und Recht nach der materialistischen Geschichtsauffassung Eine sozialphilosophische
Untersuchung, 3. Aufl. (Leipzig:Veit 1914), p. 155.
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des Rechts’, the latter being destined for the systematic elaboration of the
notions of law.28 For „die Begrifflichkeit des Systems und das logische Ideal
des rechtswissenschaftlichen Positivismus” had a primary role to play in 19th
century German jurisprudence; without it not even the doctrinal prepara-
tion for codifying the Bürgerliches Gesetzbuch would have been conceivable.29
For STAMMLER, legal technique is a skill useful to shape law as a formal
expression: it is „die Art und Weise, in der rechtliches Wollen nach Außen
hin auftritt”.30 On the other hand, it is used to give the law a shape is made
by and for, and through, definite social considerations. It is “the creation of
logical structure that will enable the rules of the law to be so interrelated and
so effectively and concisely stated that they may be more easily grasped,
applied, and developed”.31 As all this implies that law is expected to serve
social interests through the systematic elaboration of the positive law. Its
effects are to be realised
28
Franz von Holtzendorff Enzyklopädie der Rechtswissenschaft in sysematischer Bearbeitung
1, 7. Aufl., hrsg. Josef Kohler (München, Leipzig & Berlin: Duncker & Humblot 1913), p. 16.
29
Hug ‘Gesetzesflut…’, p. 10.
30
Rudolf Stammler Theorie der Rechtswissenschaft (Halle:Waisenhaus 1911), p. 563.
31
George Whitecross Paton A Text-book of Jurisprudence 3rd ed. D. P. Perham (Oxford:
Clarendon Press 1964), p. 235.
32
Dabin La technique…, p. 231.
33
“The specific technique of the law […] consists in the very fact that it attaches certain
measures as consequences to certain conditions.” Hans Kelsen ‘The Law as Specific Social
Technique’ in his What is Justice? Justice, Law, and Politics in the Mirror of Science, Collected
Essays (Berkeley, Los Angeles & London: University of California Press 1971), p. 244.
Old368-383 11/12/19 9:29 Page 374
“The penal technique makes conduct the condition of sanctions to the delinquent. The
administrative technique stipulates that coercive measures should be taken […] without any
particular conduct by the person against whom the measures are applied being laid down as
a condition. The civil technique stipulates as the conditions of coercive measures both the
conduct of delinquent and the decision of some party to sue.”35
2. ON LEGAL TECHNIQUE
34
Ibid., p. 235.
35
James William Harris Legal Philosophies (London: Butterworths 1980), p. 61.
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nique of making and operating, in a conceptual way, the texts that make up
the law.
One can even make a generalisation by stating that at each stage of devel-
opment, law is a product of legal technique. Or, formulated in another way,
legal technique is also a factor of, and a medium for, the law’s dynamics. For
legal technique is the medium for filtering all impetuses, theoretical or prac-
tical, cognitive, evaluational or volitive, that may exert an influence on the
law’s development. As a consequence, legal technique is the prime factor of
the law’s practical existence (that is, of its implementation, formation and
transformation) in the short run as well as in the long run. Retrospectively,
legal technique and law cannot be separated from one another as the contri-
bution of the former is continuously built into the latter as its product.
Prospectively, however, the game is open with alternatives to compete. At
each stage, new filtering media can be added externally to the process of
interaction. If we consider all factors, favourable traditions in, and opera-
tions with, the means of legal technique can ‘improve’ even ‘bad’ laws,
transubstantiating them into reliably inspiring sources, whilst even ‘good’
laws can be kept from touching upon actual practice sensitively, if treated
and processed through by unfavourable ones. In sum, legal technique is the
medium of processing legal norms, both in practice and in doctrine.
Although its end-product at any given time can only be justified in terms of
logic, by using logic as the theoretically exclusive relevant standard to assess
it, both practical operation with, and doctrinal processing of, legal norms are
practice-bound. Hence, the problem of contradictions between the strict
observance of the law’s own provisions and the optimum fulfilment of social
expectations does emerge.
This is so because
„la technique juridique elle-même peut constituer une aide ou un obstacle au développe-
ment. Cette technique juridique exerce son influence sur tous les aspects de la vie sociale;
les modalités de l’organisation judiciaire, les formes de la procédure, la nature des institu-
tions juridiques agissent sur l’organisation des entreprises, facilitent ou entravent les
échanges, immobilisent les structures sociales ou en accélèrent les transformations.”36
36
Edouard Lambert ‘Introduction’ in his La fonction du droit civil comparé I (Paris:V. Giard
& E. Brière 1903), p. 179.
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“law is not a logical corollary of the law but something being made repeatedly at all times
from, and through the instrumentality of, the law. […] The law has a social existence exclu-
sively due to its meaning which, in its turn, can manifest itself in a linguistic, as well as social,
context.”37
37
By the author, ‘Logic of Law and Judicial Activity: A Gap between Ideals, Reality, and
Future Perspectives’ in Legal Development and Comparative Law ed. Zoltán Péteri & Vanda
Lamm (Budapest: Akadémiai Kiadó 1982) pp. 45–76 on p. 63.
38
Max Weber Rechtssoziologie hrsg. Johannes Winckelmann (Neuwied: Luchterhand 1960),
p. 101 [Soziologische Texte].
39
It is to be noted that ‘mediation’, ‘system of fulfilment’ as well as ‘manipulation’ are terms
used in the ontological characterisation of law by George Lukács’ Zur Ontologie des gesellschaft-
lichen Seins, cf. note 44, passim.
40
Lambert ‘Introduction’, p. 179.
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41
Niklas Luhmann Rechtssoziologie 2. Aufl. (Opladen: Westdeutscher Verlag 1983), p. 179.
Old368-383 11/12/19 9:29 Page 378
“to arrange, define, systematise, etc., the socially vital conflicts in a system which can
guarantee the relative optimum for the solution of the conflicts in question in line with the
current level of development of the given formation.”44
And, again,
„[c]’est parce que le droit romain a découvert et merveilleusement appliqué ces instruments
de précision, ou plutôt de transposition, juridique, cette façon par conséquent de transposer
les faits dans le domain du droit.”45
46
Tony Honoré Gaius (Oxford: Clarendon Press 1962), p. 39.
47
Chaïm Perelman ‘Désaccord et rationalité des décisions’ in his Droit, morale et philosophie
(Paris: Libraire Générale de Droit et de Jurisprudence 1968), pp. 105–106.
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48
Leszek Nowak ‘De la rationalité du législateur comme élément de l’interprétation
juridique’ in Etudes de logique juridique III: Contributions polonaises à la théorie du droit et
de l’interpretation juridique, publ. Chaïm Perelman (Brussels: Bruylant 1969), pp. 65ff.
Old368-383 11/12/19 9:29 Page 382
only operate them by treating them as if they were relatively complete and
closed systems; both interpretation of the norms and establishment of gaps
among the norms are functions of such an artificially made presumption. At
the same time, there is quite a pragmatic need for formal rationalisation.
For, an unambiguous, manageable and predictable operation with, and
indeed the very administration of, the law is only conceivable when the prin-
ciple of coherence prevails, no matter how much it suffers from the
compromise solutions in fact needed. And the jurist can undertake a prac-
tical elaboration and processing of the large amount of legal texts,
accumulated in time and confused in sense again, only provided that the
system of positive law is gradually and continually organised into a system
of interrelated concepts and norm-propositions.
technique and the law can equally prove to have been poorly adapted to
meeting actually felt social needs. If this is the case, either fulfilment will be
blocked or timely needs will force their way through, even by overriding the
law. The most frequent response to such a challenge is that compromise
solutions will make use of legal technique so as to pretend to be legitimised
by the law—while they actually misuse such legitimation without any strict
observance of the law. In practice, half-way compromises happen more
frequently than desirable or justifiable on principle. In case of such practical
misuses, legal technique has the primary role of integrating all components
into one still functioning unity in the most consequential, coherent, concep-
tually economic and non-redundant way available. However, we must also
take into consideration the fact that legal technique can isolate partial
damage on these principles, but repeated substantial damage may eventu-
ally disorganise the established aggregate of legal technique and, thereby,
undermine the quality of the entire legal culture that has so far prevailed.
49
Cf. also, by the author, ‘Moderne Staatlichkeit und modernes formales Recht’ Acta
Juridica Academiae Scientiarum Hungaricae 26 (1984) 1–2, pp. 235–241 and [with József
Szájer] ‘Presumption and Fiction: Means of Legal Technique’ Archiv für Rechts- und Sozial-
philosophie LXXIV (1988) 2, pp. 168–184 {reprint of both in his Law and Philosophy Selected
Papers in Legal Theory (Budapest: ELTE “Comparative Legal Cultures” Project 1994), pp.
201–207 and 169–185 [Philosophiae Iuris]}.
Old384-390 11/12/19 9:29 Page 384
384
APPENDIX V.
1
Cf., e.g., by the author, Lectures on the Paradigms of Legal Thinking (Budapest: Akadémiai
Kiadó 1999) vii + 279 pp. [Philosophiae Iuris].
2
‘Erfüllungssysem’ in George Lukács Zur Ontologie des gesellschaftlichen Seins. Cf., by the
author, The Place of Law in Lukács’World Concept (Budapest: Akadémiai Kiadó 1985) 193 pp.
3
See the general tone in which the lawyerly activity was appreciated by, e.g., Martin Luther
The Table-Talk [Tischgespräche, 1546], paras. DCCLXXXV–CCCLXXXVIII in <http://www
.reformed.org/master/index.html?mainframe=/documents/Table_talk/table_talk.html>.
4
It is enough to refer just to the cult of simplicity and unmediatedness, targeted again by
both Bolshevist and National-Socialist ideologies in the past century. Cf., among others, by the
author, ‘Utopias of Rationality in the Development of the Idea of Codification’ Rivista Inter-
nazionale di Filosofia del Diritto LV (1978) l, pp. 21–38 {& in Law and the Future of Society ed. F.
C. Hutley, Eugene Kamenka & Alice Erh–Soon Tay (Wiesbaden: Franz Steiner Verlag 1979),
pp. 27–41 [Archiv für Rechts- und Sozialphilosophie, Beiheft 11]}.
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386 APPENDIX V.
tive resolution into the system itself (e.g., through clauses in terms of which
the application of relevant provisions is preconditioned by the previous
weighing of underlying principles).
As a result of our progress in revealing the basic structure of thinking by
way of theoretical reconstruction, all that we could hitherto believe to be the
specific homogeneity of an alienated sphere has slowly changed into a
capital order, which has resulted in revealing the p r e c o n d i t i o n e d
n a t u r e o f t h o u g h t p r o c e s s e s themselves.
Is it otherwise possible to appreciate the recent turn in cognitive sciences
at all? Half a century ago, when general systems theory was drafted,5 all this
was considered a mere hypothesis. A quarter of a century ago, when closed
and open systems were differentiated in the sweeping methodological
advance generated by the birth of cybernetics in systems theory, all this still
stood for a conceptual game in reconstructive hypostatisation. An actual
breakthrough became imminent later on, when a viable form of systemicity
was recognised in both the structure of the world and the way in which we
humans do function, with simultaneously open and closed features. After
the framework and built-in regularities of cell operation (in the self-repro-
duction of living organisms) had been described,6 researchers realised that
more was indeed at stake here: the tentative formulation of a methodolog-
ical pattern, potentially of a path-breaking significance. What is the new
realisation here? It is of a system, self-organising and self-reproducing at the
same time.This is an operation called a u t o p o i e s i s , which defines its
own regularities in the course of its actual operation. Extended to the social
sciences, this system has been used to characterise the law’s operation as
5
Ludwig von Bertalanffy General System Theory Foundations, Developments, Applications
(New York: Braziller 1968) xxiv + 295 pp.
6
Humberto R. Maturana & Francisco J.Varela Autopoiesis and Cognition The Realization of
the Living (Dordrecht, Boston, London: Reidel 1972) xxx + 141 pp. [Boston Studies in the
Philosophy of Science 42] and Humberto R. Maturana ‘Autopoiesis’ in Autopoiesis A Theory of
Living Organization, ed. Milan Zeleny (New York & Oxfort: North Holland 1981), pp. 21–33
[General Systems Research 3], especially on p. 21.
7
By Niklas Luhmann, ‘The Self-reproduction of Law and its Limits’ in Dilemmas of Law in
the Welfare State ed. Gunther Teubner (Berlin & New York: de Gruyter 1986), pp. 110–127
[European University Institute A3] and ‘The Unity of the Legal System’ in Autopoietic Law A
New Approach to Law and Society, ed. Gunther Teubner (Berlin & New York: de Gruyter
1988), pp. 12–35 [European University Institute A8]; and by Gunther Teubner, Recht als
autopoietisches System (Frankfurt am Main: Suhrkamp 1989) 227 pp.
Old384-390 11/12/19 9:29 Page 387
8
Niklas Luhmann Das Recht der Gesellschaft (Frankfurt am Main: Suhrkamp 1995) 597
pp. [Suhrkamp Taschenbuch Wissenschaft 1183].
9
Hans Vaihinger Die Philosophie des als ob System der theoretischen, praktischen und
religiösen Fiktionen der Menschheit auf Grund eines idealistichen Positivismus (Berlin:
Reuther & Reichard 1911) xxxv + 804 pp.
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388 APPENDIX V.
have been socialised within a given culture. Accordingly, the basic co-ordi-
nates of human thinking are similar (at a certain level and to a certain depth,
of course) in that they follow some common basic trends.These express the
order lived by humankind, in both their generic nature [Gattungswesen] and
individual development.They all can be traced back to the basic experience
that lays the foundations for our individual development, gained from the
time during when we grew from helpless babies to adults, who are already
able to control themselves as well as their environment. In short, conceptu-
alisation is, through its basic units, built upon the co-ordinates lived through
elementarily in the childhood experience of how to orient ourselves in the
world.10
Or, the p e r s o n a l e x p e r i e n c e o f h o w t o o r i e n t
o u r s e l v e s i n t h e w o r l d is based on the gradually extended
awareness of our biological setup and the co-ordinates of our bodily avail-
able elementary moves, while embracing step by step acceptance of our
environment, including other humans as well. In this sense, life is just an
unbroken process in which humans learn the modalities of how to co-exist
with the given social environment. As a consequence, properly speaking it is
neither brute facts nor the hypostatisation of some freely fillable tabula rasa
that our language and conceptual world are being built on. Instead, we are
becoming “socialised” in the course of Sozialisierung, as an irreversibly
progressive process.11 Consequently, our thinking can only develop in our
social existence and within its total context. It is based on social presuppo-
sitions. Rephrased in terms of today’s science-methodological
reconstruction, we may claim that even at an elemental level, the acts and
mental products of human thought cannot qualify as merely descriptive:
they are weakly normative.12
10
Joachim Israel ‘Stipulations and Construction in the Social Sciences’ in The Context of
Social Psychology A Critical Assessment, ed. J[oachim] Israel & H[enri] Tajfel (London & New
York: Academic Press 1972), pp. 123–211 [European Monographs in Social Psychology 2]
and George Lakoff Cognitive Sciences and the Law [a paper presented at the Yale Law School
Legal Theory Workshop on April 27, 1989] [ms] 49 pp.
11
Cf. note 2.
12
See, by Joachim Israel, ‘Is a Non-normative Social Science Possible?’ Acta Sociologica
[Copenhagen] 15 (1972) 1, pp. 69–87 and ‘Remarks Concerning Epistemological Problems of
Objectivity in the Social Sciences’ in Research in Sociology of Knowledge, Sciences and Art I, ed.
Robert Allen Jones (Greenwich, Conn.:The Jai Press 1978), pp. 63–80.
Old384-390 11/12/19 9:29 Page 389
13
Peter L. Berger & Thomas Luckman The Social Construction of Reality A Treatise in the
Sociology of Knowledge (New York: Irvington 1966) vii + 203 pp.
14
John Austin How to Do Things with Words 2nd ed. J. O. Urmson & Marina Sbisá (London,
Oxford, New York: Oxford University Press 1976) x + 169 pp. as well as, by John R. Searle,
Speech Acts An Essay in the Philosophy of Language (London: Cambridge University Press
1969) vi + 203 pp. and The Constructon of Social Reality (London: Penguin Books 1996) xiii +
241 pp.
15
Joachim Israel The Language of Dialectics and the Dialectis of Language (Copenhagen:
Munksgaard 1979) xii + 263 pp.
Old384-390 11/12/19 9:29 Page 390
390 APPENDIX V.
391
INDEX
392 INDEX
INDEX 393
394 INDEX
INDEX 395
396 INDEX
INDEX 397
398 INDEX
INDEX 399
400 INDEX
INDEX 401
402 INDEX
403
404
INDEX OF NAMES
415
PHILOSOPHIAE IURIS
redigit
CSABA VARGA
Csaba VARGA Law and Philosophy Selected Papers in Legal Theory (Bu-
dapest: ELTE “Comparative Legal Cultures” Project 1994) xv + 530 &
<http://drcsabavarga.wordpress.com/2010/10/25/varga-law-and-philoso
phy-%E2%80%93-papers-in-legal-theory-1994/>
Csaba VARGA Études en philosophie du droit / Estudios de filosofia del derecho
(Budapest: ELTE “Comparative Legal Cultures” Project 1994) xii +
332 & <http://drcsabavarga.wordpress.com/2010/10/24/varga-etudes-
en-philosophie-du-droit-estudios-en-filosofia-del-derecho-1994/>
Csaba VARGA Rechtsphilosophische Aufsätze (Budapest: ELTE “Comparative
Legal Cultures” Project 1994) x + 292 & <http://drcsabavarga.word
press.com/2010/10/24/varga-rechtsphilosophische-aufsaetze-1994/>
Csaba VARGA Ghfdj Ntjhbz b abkjcjabz [Law: theory and philosophy]
(Budapest: ELTE “Comparative Legal Cultures” Project 1994) xv +281
& <http://drcsabavarga.wordpress.com/2010/10/24/varga-pravo-teoriya-
i-filosofiya-1994/>
Csaba VARGA Transition to Rule of Law On the Democratic Transfor-
mation in Hungary (Budapest: ELTE “Comparative Legal Cultures”
Project 1995) 190 & <http://drcsabavarga.wordpress.com/2010/10/24/
transition-to-ruleof-law-on-the-democratic-transformation-in-hungary-
1995>
Csaba VARGA Lectures on the Paradigms of Legal Thinking (Budapest:
Akadémiai Kiadó 1999) vii + 279; The Paradigms of Legal Thinking 2nd
enlarged ed. (Budapest: Szent István Társulat 2011) {forthcoming}
Ferenc HÖRCHER Prudentia iuris Towards a Pragmatic Theory of Natural
Law (Budapest: Akadémiai Kiadó 2000) 176
Historical Jurisprudence / Történeti jogtudomány ed. József SZABADFALVI (Bu-
dapest: [Osiris] 2000) 303
Scandinavian Legal Realism / Skandináv jogi realizmus ed. Antal VISEGRÁDY
(Budapest: [Szent István Társulat] 2003) xxxviii + 159
Ius unum, lex multiplex Liber amicorum: Studia Z. Péteri dedicata (Studies
in Comparative Law, Theory of State and Legal Philosophy) ed. István
H. SZILÁGYI – Máté PAKSY (Budapest: Szent István Társulat 2005) 585
Old414-418 11/12/19 10:02 Page 416
416
Theatrvm legale mvndi Symbola Cs. Varga oblata, ed. Péter CSERNE et al.
(Budapest: Societas Sancta Stephani 2007) xv + 674 [also in: Biblio-
theca Ivridica: Libri amicorvm 24]
Csaba VARGA Comparative Legal Cultures On Traditions Classified, their
Rapprochement & Transfer, and the Anarchy of Hyper-rationalism
(Budapest: Szent István Társulat 2011) {forthcoming}
Csaba VARGA Theory of Law Norm, Logic, System, Doctrine & Technique
in Legal Processes, or Codifying versus Jurisprudentialising Law, with
Appendix on European Law (Budapest: Szent István Társulat 2011)
{forthcoming}
Contemporary Legal Philosophising Schmitt, Kelsen, Hart, & Law and
Literature, with Marxism’s Dark Legacy in Central Europe (Budapest:
Szent István Társulat 2011) {forthcoming}
[EXCERPTA HISTORICA
PHILOSOPHIAE HUNGARICAE IURIS]
Aus dem Nachlass von Julius MOÓR Gyula hagyatékából hrsg. Csaba Varga
(Budapest: ELTE “Comparative Legal Cultures” Project 1995) xvi +
158 & <http://philosophyoflaw.wordpress.com/>
Felix SOMLÓ Schriften zur Rechtsphilosophie hrsg. Csaba Varga (Budapest:
Akadémiai Kiadó 1999) xx + 114
István LOSONCZY Abriß eines realistischen rechtsphilosophischen Systems
hrsg. Csaba Varga (Budapest: Szent István Társulat 2002) 144
Die Schule von Szeged Rechtsphilosophische Aufsätze von István BIBÓ,
József SZABÓ und Tibor VAS, hrsg. Csaba Varga (Budapest: Szent Ist-
ván Társulat 2006) 246
Barna HORVÁTH The Bases of Law / A jog alapjai [1948] ed. Csaba Varga
(Budapest: Szent István Társulat 2006) liii + 94
Julius MOÓR Schriften zur Rechtsphilosophie hrsg. Csaba Varga (Budapest:
Szent István Társulat 2006) xxii + 485 [also in: Bibliotheca Iuridica:
Opera Classica 3] & <http://philosophyoflaw.wordpress.com/>
Barna HORVÁTH Schriften zur Rechtsphilosophie I 1926–1948: Prozes-
suelle Rechtslehre; II 1926–1948: Gerechtigkeitslehre; III 1949–1971:
Papers in Emigration, hrsg. Csaba Varga (Budapest: Szent István Társu-
lat 2012) {forthcoming}
Old414-418 11/12/19 10:02 Page 417
417
Also
by
CSABA VARGA
Authored
The Place of Law in Lukács’ World Concept (Budapest: Akadémiai Kiadó
1985, reprint 1998) 193 & <http://drcsabavarga.wordpress.com/2010/
10/25/varga-the-place-of-law-in-lukacs%E2%80%99-world-concept-
1985/>; 2nd reprint with a postscript (Budapest: Szent István Társulat
2011) {forthcoming}
Codification as a Socio-historical Phenomenon (Budapest: Akadémiai Kiadó
1991) viii + 391 & <http://drcsabavarga.wordpress.com/2010/10/25/var
ga-codification-as-a-socio-historical-phenomenon-1991/>; reprint with
an annex & postscript (Budapest: Szent István Társulat 2011) {forth-
coming}
A Theory of the Judicial Process The Establishment of Facts (Budapest: Aka-
démiai Kiadó 1995) vii + 249 & <http://drcsabavarga.wordpress.com/
2010/10/24/theory-of-the-judicial-process-the-establishment-of-facts-
1995/>; reprint with a postscript (Budapest: Szent István Társulat 2011)
{forthcoming}
Transition? To Rule of Law? Constitutionalism and Transitional Justice
Challenged in Central & Eastern Europe (Pomáz: Kráter 2008) 292
[PoLíSz Series 7] & <http://drcsabavarga.wordpress.com/2010/10/25/
varga-transition-to-rule-of-law-%E2%80%93-constitutionalism-and-tra
nsitional-justice-challenged-in-central-and-eastern-europe-2008/>
Edited
Tradition and Progress in Modern Legal Cultures / Tradition und Forschritt in
der modernen Rechtskulturen Proceedings of the 11th World Congress in
Philosophy of Law and Social Philosophy in Helsinki, 1983 [hrsg. mit
Stig Jörgensen & Yuha Pöyhönen] (Stuttgart: Franz Steiner Verlag Wies-
baden 1985) 258 [Archiv für Rechts- und Sozialphilosophie, Beiheft 23]
Rechtsgeltung Ergebnisse des Ungarisch–österreichischen Symposiums der
Internationalen Vereinigung für Rechts- und Sozialphilosophie 1985
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418
The author introduces the reader to reasoning in law through the possibilities, boundaries
and traps of assuming personal responsibility and impersonal pattern adoption that have
arisen in the history of human thought and in the various legal cultures. He discloses actual
processes hidden by the veil of patterns followed in thinking, processes that we encounter
both in our conceptual-logical quests for certainties and in the undertaking of fertilising
CSABA VARGA
CSABA VARGA — <http://drcsabavarga.wordpress.com> — is Professor of the Pázmány Péter Catholic
University, Founding Director of its Institute for Legal Philosophy (H–1428 Budapest 8, POB 6 /
varga@jak.ppke.hu) and Scientific Adviser at the Institute for Legal Studies of the Hungarian Academy
of Sciences (H–1250 Budapest, POB 25 / varga@jog.mta.hu)
CSABA VARGA
The Paradigms
of Legal Thinking