Sadulerios 2017
Sadulerios 2017
Sadulerios 2017
Major Article
D17X XClaire Kilpatrick D18X XMSc e, D19X XLoveday Penn-Kekana D20X XMA a, D21X XSandra Virgo D2X XPhD a, D23X XSusannah Woodd D24X XMSc a
a
London School of Hygiene and Tropical Medicine, Faculty of Epidemiology and Population Health, London, United Kingdom
b
University of Aberdeen, Institute of Applied Health Sciences, Aberdeen, United Kingdom
c
Brunel University London, Department of Life Sciences, Uxbridge, United Kingdom
d
Public Health Laboratory-Ivo de Carneri, Chake Chake, Pemba, Zanzibar, Tanzania
e
Consultant, World Health Organization IPC Global Unit, Service Delivery and Safety Department, Geneva, Switzerland
Key Words: Background: Our primary objective was to assess hand hygiene (HH) compliance before aseptic procedures
Maternal health among birth attendants in the 10 highest-volume facilities in Zanzibar. We also examined the extent to
Newborn health which recontamination contributes to poor HH. Recording exact recontamination occurrences is not possible
Behavioral medicine using the existing World Health Organization HH audit tool.
Labor ward
Methods: In this time-and-motion study, 3 trained coders used WOMBATv2 software to record the hand
Tanzania
actions of all birth attendants present in the study sites. The percentage compliance and 95% confidence
Hand hygiene
intervals (CIs) for individual behaviors (hand washing/rubbing, avoiding recontamination and glove use) and
for behavioral sequences during labor and delivery were calculated.
Results: We observed 104 birth attendants and 781 HH opportunities before aseptic procedures. Compliance
with hand rubbing/washing was 24.6% (95% CI, 21.6-27.8). Only 9.6% (95% CI, 7.6-11.9) of birth attendants
also donned gloves and avoided recontamination. Half of the time when rubbing/washing or glove donning
was performed, hands were recontaminated prior to the aseptic procedure.
Conclusions: In this study, HH compliance by birth attendants before aseptic procedures was poor. To our
knowledge, this is the first study in a low- to middle-income country to show the large contribution to poor
HH compliance from hand and glove recontamination before the procedure. Recontamination is an impor-
tant driver of infection risk from poor HH. It should be understood for the purposes of improvement and
therefore included in HH monitoring and interventions.
© 2018 Published by Elsevier Inc. on behalf of Association for Professionals in Infection Control and
Epidemiology, Inc.
https://doi.org/10.1016/j.ajic.2018.07.021
0196-6553/© 2018 Published by Elsevier Inc. on behalf of Association for Professionals in Infection Control and Epidemiology, Inc.
ARTICLE IN PRESS
2 G. Gon et al. / American Journal of Infection Control 00 (2018) 1−8
clean/aseptic tasks when there is potential contact with patient’s Epidemiology guidelines.11 All observers were trained midwives.
mucous membranes or nonintact skin—is considered the most signif- Birth attendants were all staff involved in assisting deliveries, irre-
icant for preventing bacterial transmission to patients, including the spective of cadre, including midwives and orderlies. Details of the
bloodstream, that could result in infection. During birth, this primar- tool, training, and data collection protocols can be requested from the
ily occurs before and during a vaginal examination or delivery and authors.
related procedures. To estimate an HH compliance of 10% with an absolute precision
Before these aseptic procedures, WHO guidelines require attendants of §3%, 768 HH opportunities were required. For the sample size cal-
to hand rub or wash, avoid recontaminating their hands, don gloves, culation, we used the formula for estimating a proportion from a
and avoid recontaminating those gloves before starting the procedure.7 cross-sectional survey, with a = 0.05 and a design effect of 2, based on
The current WHO HH audit tool does not distinguish whether the fail- a survey in Benin of facility quality indicators.12 Using the reported
ure to comply with the 5MHH stems from not hand rubbing/washing number of deliveries in the 10 study facilities overall, we calculated
or from, for example, subsequently touching potentially unclean surfa- the length of observation required to achieve this sample size.
ces,7 thus negating the initial hand washing/rubbing action. Although Data were collected via tablets, precoded using WOMBATv2 soft-
successful multimodal interventions exist to improve HH, they require ware (Centre for Health Systems and Safety Research, Macquarie Uni-
in-depth understanding of the context and achieve only variable long- versity, Sydney, New South Wales).13,14 An observation session began
term success.5,7-9 Determining whether birth attendants comply with when an attendant started assisting a woman in labor. All observed
any of the steps in the prescribed behavioral sequence and, more spe- hand actions were recorded as they occurred, and the time of each
cifically, within the workflow in our context—Zanzibar, a region was automatically logged. A set of mutually exclusive actions was
of Tanzania—is important to inform successful improvement precoded and used specifically in this study. One attendant was
interventions. observed per observation session, but multiple patients or procedures
Therefore, our study aimed to examine the complex workflow in could be included. Multiple observation sessions were usually cap-
relation to hand hygiene and glove use undertaken by birth attend- tured in 1 shift. To minimize the Hawthorne effect, attendants in all
ants in multiple high-volume labor wards in Zanzibar. Our specific facilities but the one where the pilot occurred were told that the
research questions were: observation was about overall quality of care, not specifically HH.15
We trained on and piloted the observation tool over 2 weeks, follow-
1. What is the compliance with hand rubbing/washing (and then ing WHO guidelines.7,16 During the first month of data collection, we
avoiding hand recontamination) and donning gloves (and then also assessed interobserver agreement between pairs of data collectors
avoiding glove recontamination)? (on 49 or 50 behaviors for each pair) and calculated kappa statistics. We
2. Is variability of these behaviors primarily greater between birth provided tailored feedback to the data collectors based on these results.
attendants or within birth attendants across different HH
opportunities? Ethics
3. To what extent does failure to avoid recontamination (as opposed
to not hand rubbing/washing before a procedure) contribute to This project was approved by the Zanzibar Medical Research and
poor HH? Ethics Committee and the London School of Hygiene and Tropical Medi-
4. What behavior sequences do birth attendants undertake most cine Research Ethics Committee. Consent was obtained from women
often before aseptic procedures compared with the behavior (patients) either in writing in the antenatal ward prior to observation
sequence prescribed by WHO guidelines? or verbally in the labor ward, with written consent obtained before dis-
charge. Women were informed that the person being observed was the
birth attendant and that no information would be collected on them.
Consent to observe the birth attendants was granted by the Ministry of
METHODS Health Zanzibar and obtained verbally from the birth attendants when
the data collectors first visited the facility. All observed health care
Context worker information was anonymized.
RESULTS most commonly touched surfaces were the patient outside the
defined patient zone and unclean delivery surfaces.
Dataset
Between-person and within-person variability
We observed a total of 7,893 hand actions (including procedures,
touches, and HH). After cleaning, the final results present the actions The 65 individuals with ≥ 5 HH opportunities contributed to the
of 104 birth attendants across 10 facilities, with 4-18 attendants per individual-level analyses of hand rubbing/washing (Behavior 1) and
facility. These data were collected during 336 observation sessions glove donning (Behavior 3) (Fig 1). However, recontamination could
ranging from 13 minutes to 6 hours, 45 minutes, with a median time only be examined among 11 individuals who rubbed/washed and 44
of 1 hour, 41 minutes. Each attendant was observed 1-9 times (obser- individuals who donned gloves ≥ 5 times.
vation sessions). The kappa statistic calculated for pairs of data collec- Fifteen attendants never rubbed/washed, 1 had 100% compli-
tors was good for 2 of 3 pairs at .93 and .90, but it was below the ance, and the rest ranged between 5% and 85.7% compliance. The
optimal level of .85 for 1 of the pairs, at .73.14 Tailored feedback was ICC indicates that most of the variation was within individuals
provided to data collectors based on these results. (72%; 95% CI, 0.57-0.84) rather than between individuals (28%; 95%
CI, 0.16-0.43). One attendant always avoided hand recontamina-
tion. The rest ranged between 28.6% and 83.3%. Most of the varia-
HH opportunities tion was within individuals rather than between individuals (10%;
95% CI, 0.01%-0.59%).
There were 914 HH opportunities, of which 127 (13.9%) were cen- Two individuals never added new gloves before an aseptic proce-
sored because they occurred too close to the start of the observation dure, and 5 individuals always did. The rest ranged between 10.5%
period. Six HH opportunities were dropped because they had incon- and 88.2%. Almost all of the variation was within individuals (96%;
sistent information on HH. Our final dataset contained 781 HH 95% CI, 0.86-0.99) rather than between individuals (4%; 95% CI, 0.01-
opportunities. 0.14). After glove donning, 2 individuals always avoided recontami-
nation. The rest ranged between 14.3% and 88.2%. Only 8% (95% CI,
0.03-0.22) of the variation was between individuals, and most of the
Compliance levels variation was within individuals (92%; 95% CI, 0.78-0.97). All ICC anal-
yses were also carried out with all 104 individuals and yielded
Birth attendants hand rubbed/washed in 24.6% (95% CI, 21.6-27.8; remarkably similar results.
192/781) of opportunities, and 6.3% (12/192) of these instances were
hand rubbing. Compliance with hand rubbing/washing did not vary Behavior sequences
much by observer or by shift—the CIs overlapped (Appendix D, avail-
able from https://doi.org/10.17037/DATA.00000778). Hand rubbing/ Figure 2 presents the specific behavior sequences of birth
washing was performed with adequate technique 30.7% (59/192) of the attendants. Sequence 1, the WHO recommendation, was followed
time, and 14.6% (160/192) of the time lasted ≥ 10 seconds (Appendix E, in only 9.6% (95% CI, 7.6-11.9) of opportunities. The most common
available from https://doi.org/10.17037/DATA.00000778). Birth attend- practice, Sequence 9, was to perform none of the 4 behaviors
ants avoided hand recontamination after rubbing/washing in 68.8% (35.8%; 95% CI, 32.5-39.3), followed by donning gloves without
(95% CI, 61.7-75.2; 28/192) of opportunities. hand rubbing/washing and avoiding glove recontamination (24.8%;
In 63.0% (95% CI, 59.5-66.4; 492/781) of opportunities, attendants 95% CI, 21.9-28.0) or not avoiding recontamination (14.7%; 95% CI,
added at least 1 glove before the procedure (with or without prior hand 12.3-17.4) (Appendix F, available from https://doi.org/10.17037/
washing/rubbing). Of these, 61.8% (95% CI, 57.3-66.1; 304/492) avoided DATA.00000778).
glove recontamination. Overall, birth attendants risked recontaminat- In most opportunities in Sequence 9 (55.0%; 95% CI, 49.0-61.0;
ing their hands or gloves in 45.3% (95% CI, 40.9-49.8; 227/501) of the 154/280), attendants wore gloves used in a previous delivery flow.
opportunities when rubbing/washing or glove donning occurred. Other patterns are described in Appendix G, available from https://
Consider now the actions that led to failures in avoiding glove or doi.org/10.17037/DATA.00000778.
hand recontamination (Table 3). On average, 1.3 unclean touches
occurred after hand washing/rubbing (standard deviation [SD] = 0.7; DISCUSSION
range, 1-4), and the most commonly touched surfaces were the glove
packs and unclean hand-drying material. On average, 1.5 unclean In this time-and-motion study of 104 birth attendants across the 10
touches occurred after adding gloves (SD = 0.5; range, 1-7), and the highest-volume labor wards in Zanzibar, we observed 781 HH
Table 3
Surfaces touched risking recontamination after hand rubbing/washing or glove use
Fig. 1. Distribution of individuals' compliance with hand rubbing/washing, glove use, and recontamination.
NOTE. Only individuals with >5 opportunities were included in each of these graphs.
opportunities before aseptic procedures. Compliance with hand rub- potentially recontaminating their hands and contributing substantially
bing/washing occurred in a quarter of opportunities, but only 9.6% of to poor HH compliance. The variation in behavior was much larger
attendants also donned gloves and avoided hand and glove recontami- within individuals than between individuals, suggesting that these
nation before the procedure, in accordance with WHO guidelines.16 behaviors are not habitual.
Half the time, attendants either rubbed/washed hands or donned Our findings of poor compliance are similar to those of other stud-
gloves that they subsequently touched unclean surfaces with, thus ies from LMICs. Low HH compliance (21%) before aseptic procedures
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6 G. Gon et al. / American Journal of Infection Control 00 (2018) 1−8
Fig. 2. Behavior sequences for 781 hand hygiene opportunities. NOTE. This figure describes the 781 opportunities available in the dataset. For each opportunity, it outlines whether
each of the 4 behaviors was performed. Percentages refer to the number of opportunities in the last column (eg, in the first sequence, 9.6% refers to 75/781). Recont., recontamina-
tion.
was recently reported in a Nigerian hospital.20 In Indian labor wards, despite high levels of self-reported HH compliance, indicating the rel-
compliance before delivery was only 10.6%.21 A study from Iran evance of recontamination in infection transmission. Recontamina-
reported similar levels during the second stage of labor.22 A study of tion may be an indication that there is a lack of understanding of the
a labor ward in Ghana reported that compliance ranged between 21% definition of the WHO 5MHH in its attempt to direct an approach to
and 27% before aseptic procedures.23 In Zimbabwe, a study found HH action at times when recontamination risk within or between
that 62% of midwives never washed their hands before procedures.24 patients has been established. Future versions of the WHO HH audit
HH definitions vary in these studies, making direct comparison with tool could add a recontamination option for the “missed” HH oppor-
our results challenging. However, all studies highlight extremely tunities (when compliance was not met), which would allow for
poor HH behavior. recontamination to be monitored for both implementation and
Although for most opportunities birth attendants did not rub/ research purposes.
wash hands, in two-thirds of opportunities they did wear at least 1 The contribution of avoiding recontamination to overall HH
new glove for the procedure. In the remaining third, birth attendants compliance in our study calls for further research, to investigate
adopted suboptimal glove-use behaviors that are not recommended7 its importance in other contexts, its drivers, and its direct contri-
but may imply an attempt at placing a barrier between the birth bution to HAIs.7 Acknowledging the avoidance of recontamination
attendant’s hands and the patient. The most common was to attend as a distinct behavior and incorporating its measurement into
different patients and procedures using the same gloves, consistent existing tools for observing compliance, such as the WHO HH
with other studies on the misuse of gloves.15,25 audit tool, would help quantify this problem and inform interven-
Although delineation between patient zones to address recontam- tions to tackle it.
ination was studied in Vietnam,26 to our knowledge, ours is the first Our analyses revealed that variation in behavior was much larger
study that sought to quantify the contribution of avoiding recontami- within individuals than between individuals, suggesting that varying
nation to HH compliance. Our findings are supported by studies in factors, such as availability of materials and workload, may be more
the United Kingdom and Australia where health care workers were important drivers than individual psychological determinants and
observed to touch privacy curtains between HH or glove donning and that behavior-change strategies need to be tailored to actual practices
patient care.15,27 In a study based in Ghana, Cronin et al. describe and contexts.30,31 It is important to note that these findings were gen-
qualitatively how birth attendants' gloved hands were observed erated in settings with limited resources; hence, in settings with
touching the patient bed before the delivery.28 Loftus et al29 demon- more stable resources, HH practices may be more habitual. Future
strated microbiological recontamination of hands at the point of care studies could further investigate this.
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G. Gon et al. / American Journal of Infection Control 00 (2018) 1−8 7
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tal. Antimicrob Resist Infect Control 2017;6(Suppl 3):57. departments. Antimicrob Resist Infect Control 2017;6(Suppl 3):52.
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