Conservatorium of

Music

Techniques in David Popper's

Hohe Schule des Violoncello-Spiels, op. 73

by

Felicity Allan-Eames

Submitted in partial fulfilment of the requirements for the Degree of

Bachelor of Music (Honours)

University of Tasmania (June, 2013)

 DECLARATION

I declare that all material in this exegesis is my own work except where

there is clear acknowledgement or reference to the work of others and

I have read the University statement on Academic misconduct (Plagia-

rism) on the University website at www.utas.edu.au/plagiarism or in the

Student Information Handbook. I further declare that no part of this pa-

per has been submitted for assessment in any other unit at this university

or any other institution.

I consent the authority of access to copying this exegesis. This authority

is subject to any agreement entered into by the University concerning

access to the exegesis.

Felicity Allan-Eames

6th June 2013

 ABSTRACT

Virtuoso cellist, pedagogue and composer, David Popper was an instru-

mental figure in the development of cello technique in the late nine-

teenth and early twentieth centuries. Popper's technical principles and

innovations are laid down in his monumental work the Hohe Schule des

Violoncello-Spiels. Certainly his greatest contribution, these forty im-

mensely challenging and musically-rewarding etudes are now studied all

over the world. A thorough understanding of the many techniques re-

quired in these etudes, as well as effective practice methods, are cru-

cial for a cellist's development of technical skills. These techniques and

practice methods have been somewhat overlooked in the available liter-

ature. Previous discussions focus on only one or two techniques for each

etude, however these etudes require many more techniques than have

been acknowledged. These techniques are common to all members of the

violin family and can be applied to any repertoire requiring these tech-

niques.

ii
 ACKNOWLEDGEMENTS

I wish to acknowledge all the staff members at the University of Tas-

mania who have offered support to me throughout my studies. Special

thanks to Dr. Arabella Teniswood-Harvey, my supervisor, for her guid-

ance and encouragement throughout the preparation of this exegesis.

Special thanks also to Sue-Ellen Paulsen, my cello teacher, who always

knows what to suggest, whether it be hours of 'brain' practice or a trip

to the cinema.

I also wish to thank all my family and friends, who have supported me

throughout my studies and always cheered me on at my recitals. Special

thanks to my parents for their love of Nick Cave and Jacqueline Du Pre

and to Jackie and Allan Witt for their constant support and encourage-

ment.

Finally, I would like to express my gratitude to my fiance Alistair Witt

for his endless kindness, generosity and support.

iii
 CONTENTS

LIST OF FIGURES vi

1 INTRODUCTION AND LITERATURE REVIEW 1

2 RIGHT-HAND TECHNIQUES IN DAVID POPPER'S

HOHE SCHULE DES VIOLONCELLO-SPIELS 8
2.1 String Crossings . 9
2.2 Detache . . . 11
2.3 Legato . . . . 15
2.4 Double Stops 16
2.5 Staccato . . . 18
2.6 Slurred Staccato . 20
2. 7 Spiccato . . . . . 22

3 LEFT-HAND TECHNIQUES IN DAVID POPPER'S HOHE

SCHULE DES VIOLONCELLO-SPIELS 25
3.1 Intonation . 26
3.2 Extensions . . . . 29
3.3 Shifting . . . . . 30
3.4 Thumb Position . 33
3.5 Vibrato .. 34
3.6 Harmonics .. 36
3.7 Mordents .. 38
3.8 Double stops 39
3.9 Double-Stopped Octaves 41
3.10 Left-Hand Pizzicato . 43

CONCLUSION 45

lV
 LIST OF FIGURES

2.1 Etude No. 19 in E flat Major, bars 69-72 10

2.2 Etude No. 8 inC Major, bar 12 . . . . . 11
2.3 Etude No. 6 in F Major, bars 35-36 .. . 14
2.4 Etude No. 6 in F Major, bars 35-36, 'articulation practice'
example one . . . . . . . . . . . . . . . . . . . . . . . . . 14
2.5 Etude No. 6 in F Major, bars 35-36, 'articulation practice'
example two . . . . . . . . . . . . . . . . . . . . . . . . . 14
2.6 Etude No. 6 in F Major, bars 35-36, 'articulation practice'
example three . . . . . . . . . . . . . . . 14
2.7 Etude No. 34 in F Major, bars 1-4 . . . 16
2.8 Etude No. 9 in E fiat Major, bars 47-49 17
2.9 Etude No. 15 in G Major, bars 62-65 . . 19
2.10 Etude No. 15 in G Major, bars 62-65, 'accent practice'
example one . . . . . . . . . . . . . . . . . . . . . . . . . 19
2.11 Etude No. 15 in G Major, bars 62-65, 'accent practice'
example two . . . . . . . . . . . . . . . . . . . . . . . . . 20
2.12 Etude No. 15 in G Major, bars 62-65, 'accent practice'
example three . . . . . . . . . . . . 20
2.13 Etude No. 14 in D Major, bars 1-2 22
2.14 Etude No. 27 inC Major, bars 1-2 24

3.1 Etude No. 21 in A Minor, bars 49-51 26

3.2 Etude No. 6 in F Major, bars 11-13 . 27
3.3 Etude No. 1 inC Major, bars 63-65 . 28
3.4 Etude No. 11 in F Major, bars 5-6 . 30
3.5 Etude No. 11 in F Major, bars 5-6, 'rythm practice' ex-
ample one . . . . . . . . . . . . . . . . . . . . . . . . . . 30
3.6 Etude No. 11 in F Major, bars 5-6, 'rythm practice' ex-
ample two . . . . . . . . . . . . . . . . . . . . . . . . . . 30
3.7 Etude No. 34 in F Major, bars 1-3, 'isolation of lower line' 32
3.8 Etude No. 34 in F Major, bars 1-3, 'isolation of upper line' 32
3.9 Etude No. 1 inC Major, bars 26-32 . . . . . . . . . . . . 34

v
 3.10 Etude No. 22 in G Major, bars 1-2 .. . . 36
3.11 Etude No. 40 in D Major, bars 3-6 ... . . 38
11
3.12 Etude No. 37 in E Major, Study in Mordents," bars 24-25 39
3.13 Etude No. 17 inC Minor, bars 11-12 40
3.14 Etude No. 20 in G Minor, bars 23-24 42
3.15 Etude No. 39 in D flat Major, bars 9-10 42
3.16 Etude No. 34 in F Major, bars 22-25 44

All figures are taken from David Popper's Hohe Schule des Violoncell-
spiels, published in Leipzig by VEB Friedrich Hofmeister (1905).

Vl
 CHAPTER 1

INTRODUCTION AND LITERATURE REVIEW

Virtuoso cellist-composer David Popper (1843-1913) is considered one of

the greatest cellists of all time and his abilities for composing music for his

instrument are renowned. His most important contribution is certainly

the H ohe Schule des Violoncello-Spiels (High School of Cello Playing),

which was predominantly composed between 1895 and 1898. Franz Liszt

had appointed Popper Professor of Violoncello and Chamber Music at

the Royal Conservatoire in Budapest in 1886. 1 A set of forty musically-

pleasing etudes, this monumental work has played a significant role in

the development and implementation of cello techniques.

The emancipation of the cello from its role as purely an accompani-

ment instrument began in the eighteenth century. This was largely due

to a group of cellists who became known as the Dresden School, in-

eluding Bernhard Romberg (1767-1841), who later became known as the

father of the Dresden School, Friedrich Dotzauer (1783-1816), Friedrich

Kummer (1797-1879), Julius Goltermann (1825-1876) and David Popper.

Dresden was one of the most respected musical centres of the nineteenth

century. 2 The Dresden School sought to bring the cello into prominence
1
The New Grove Dictionary of Music and Musicians, 2nd ed., s.v. "Popper, David."
2
Lev Ginsburg, History of the Violoncello (Neptune City, NJ: Paganiniana Publi-
cations, 1983), 56.

1
and was instrumental in the development of cello technique. The main

way in which these cellists were able to revolutionise cello technique was

through the publication of etude books for cello such as Popper's Hohe

Schute. The etudes published by these cellist-composers are the founda-

tion for modern cello pedagogy and are still considered some of the most

advanced etudes for cello. In her master's thesis "The Dresden School of

Violoncello in the Nineteenth Century" (2007), Adriana Venturini states:

"(the Dresden School) led the crusade to bring the cello into the realr.n

of virtuosity." 3 Student and friend of David Popper, Stephen De'ak, also

discusses Popper's innovations in cello playing in his biography David

Popper (1980):

For many years preceding the publication of the Hohe Schule

des Violoncellspiels, the technique of the violoncello had been
passing through an evolution. Much of the fresh material
which expanded the scope of cello technique, and which can
be found in his most popular pieces, are also discovered in
broadly expanded form in the great etudes. His technical prin-
ciples, innovations, and practical applications of the modern
cello technique (of the late nineteenth century) were put down
in these forty etudes. 4

The etudes contained in Popper's Hohe Schute achieve an ideal synthe-

sis of pleasing music and technical challenges, which most other stud-

ies composed for cello lack. 5 The renowned cellist Paul Tortelier agrees,

writing that "the studies of Popper have different qualities from those of
3 Adriana Marie Luther Venturini, "The Dresden School of Violoncello in the Nine-
teenth Century" (master's thesis, University of Central Florida, 2007), 1.
4 Stephen De'ak, David Popper (Neptune City, NJ: Paganiniana Publications,

1980)' 260-261.
5
De'ak, 260.

2
Grutzmacher; they have charm." 6 Due to the musical depth and quality

of these etudes they are appropriate for professional performances and

auditions, as well as in the practice rooms of aspiring cellists.

Learning the etudes contained in the Hohe Schute represents a tremen-

dous undertaking. They are generally considered the most effective ped-

agogical works for cello. Cellist and Cello Professor Carter Enyeart dis-

cusses the importance of learning the Hohe Schute in his journal arti-

cle "Rediscovering the Popper Etudes: A :Fresh Look and a New Voice"

(2012):

Their mastery marks a new plateau in one's technical accom-

plishment, characterized by easy and confident access to the
entire fingerboard and accurate pitch in any position. 7

Cellist and composer Richard Slavich supports this point of view in his

article "A Player's Guide to the Popper Etudes" (2001):

Most cellists regard David Popper's High School of Cello

Playing, Op. 73 a sure path to a secure technique. [The Amer-
ican cellist] Frank Miller considered mastery of them, along
with fluency in four-octave scales and arpeggios, sufficient
technique for professional cellist status. 8

This exegesis provides a detailed discussion of seven right-hand tech-

niques and ten left-hand techniques that are explored in the Hohe Schute.

Each technique is discussed in detail and the etudes from the Hohe Schule
6
Paul Tortelier and David Blum, Paul Tortelier: A Self-Portrait (London: Butler
and Tanner, 1984), 33.
7 Carter Enyeart, "Rediscovering the Popper Opus 73 Etudes: A Fresh Look and a

New Voice," American String Teacher 62, no.2 (May, 2012): 38.
8
Richard Slavich, "A Player's Guide to the Popper Etudes," The Internet Cello
Society, 2006, www.cello.org/newsletter/articles/popper.htrn (accessed March 22nd,
2013).

3
that employ the technique are listed. One etude from the Hohe Schule

that prominently features the technique is focused upon, including sug-

gestions of relevant practise methods. Additional techniques that are

found in this etude are also listed. Musical examples from the Hohe Schule

are presented to highlight Popper's employment of each technique.

It is extremely important to be working from an edition of the Hohe

Schule that presents all of the specific instructions Popper intended. VEB

Friedrich Hofmeister published these etudes in four volumes between 1901

and 1905. A first edition is the ideal score to work from as these contains

Popper's instructions in German and offers English and French trans-

lations for some of these instructions. Other editions, such as the one

published by the International Music Company (1982), have been edited

and do not contain all of the information specified by Popper.

In order to have an informed interpretation of Popper's Hohe Schule it

is important to listen to different recordings to compare the approaches

taken by cellists. Two recordings of these etudes have been released on

compact discs. The ideal performance requires a synthesis of these two

approaches. Russian virtuoso cellist Dmitri Yablonsky presents all of the

Hohe Schule over two compact discs (2009), in which the etudes are

played rapidly and with impressive virtuosic skill. However, in her dis-

sertation "Expression in Technical Exercises for the Cello: an Artistic

Approach to Teaching and Learning the Caprices of Piatti and Etudes

of Popper," Leah Hagel states:

4
 Though many of today's performers consider the most suc-
cessful versions of Popper's etudes to be the ones played with
the most speed, Popper tended to be much more cautious in
his suggestion of tempo. There is only one Presto (No. 38)
amongst all the studies and another Allegro vivace (No. 36).
Meanwhile, markings of sostenuto, moderato, and grazioso are
much more frequent." 9

In his review for the American Record Guide (2009), David W. Moore

argues that although Yablonsky plays the notes accurately he is not at-

tentive to some aspects of musicality presented in the score:

If you're going to play these pieces for an audience, you might

consider the dynamics, the spots where Popper suggests that
you stop for a fermata or the rests written in the music. As
it is, the notes are what you get here, played with virtuosity
but not much concern for Popper as a composer. 10

The recording by Martin Rummel (2004) more accurately follows aspects

of musicality, although Moore also states that Rummel's interpretations

do not present as much virtuosity as Yablonsky.

The Cambridge Companion to the Cello (2006) discusses nineteenth-

century virtuosi including David Popper in chapter five as well as tech-

nique, style and performing practice to c. 1900 in chapter eleven. This

authoritative source has been invaluable in informing my research.

In order to discuss Popper's approach to cello playing it is important to be

well informed of nineteenth-century cello technique. Historical treatises

9
Leah Hagel, "Expression in Technical Exercises for the Cello: An Artistic Ap-
proach to Teaching and Learning the Caprices of Piatti and Etudes of Popper" (PhD.
diss., University of Kentucky, 2012), 21-22.
10
David W. Moore, "Popper: High School of Cello Playing," American Record Guide
12, no. 3 (May/June, 2009): 134.

5
such as Hector Berlioz's Treatise on Instrumentation (1948) can be used

to inform understanding of cello playing in the nineteenth century. In

addition, books such as Elizabeth Cowling's The Cello (1975), Gerhard

Mantel's Cello Technique (1975), Valerie Walden's One Hundred Years

of Violoncello: A History of Technique and Performance Practice, 1740-

1840 (1998), Lev Ginsburg's History of Violoncello Art (1983), Louis

Potter's The Art of Cello Playing (1980) and Christopher Bunting's Es-

say on the Craft of 'Cello-Playing 1: The Right Hand and Essay on the

Craft of 'Cello-Playing 2: The Left Hand (1982) can be used to gain un-

derstanding of cello playing techniques in the twentieth century. Robin

Stowell's authorative source The Cambridge Companion to the Cello

(2006) discusses nineteenth-century virtuosi including David Popper, as

well as technique, style and performing practice to c. 1900. Simon Fis-

cher's Basics: 300 Practice Methods for the Violin (1997) and Practice:

250 Step-by-Step Practice Methods for the Violin (2004) contain thorough

explanations of violin techniques and practice suggestions, a number of

which are relevant to cello playing.

The above works discuss cello technique in general, however a number of

more recent articles and theses focus on David Popper's Hohe Schute. The

aforementioned articles by Slavich and Enyeart discuss the importance

and complexity of the Hohe Schute. Slavich offers brief suggestions on how

to begin tacking these difficult works while Enyeart provides a list of the

etudes in approximate order of difficulty. Theses that discuss pedagogical

6
aspects in Popper's works include Il-Hee Hwang's "A Synthesis of the Ad-

vanced Etudes by Dotzauer, Grutzmacher, and Popper" (2006), Eduardo

Carpinteyro's "Pedagogical Aspects in David Popper's Four Cello Con-

certos" (2007) and So Youn Park's "Effective Practice Methods for David

Popper's Virtuosic Pieces and the Relationship Between Selected Pieces

and Etudes" (2007). Adriana Venturini's "The Dresden School of the Vio-

loncello in the Nineteenth Century" (2009) discusses the Dresden School's

revolutionary approach to cello playing and provides brief biographies of

cellists from the Dresden School, including David Popper. Through con-

ducting a survey of cello teachers across America, Ozan Evrim Tunca's

"Most Commonly Used Etude Books by Cello Teachers in American Col-

leges and Universities" (2003) identifies Popper's Hohe Schule as the most

commonly used etude book in these institutions in America. Tunca dis-

cusses the importance of learning etudes, provides an introduction to the

pedagogical materials currently in use and an analysis of the criteria and

rationale used to choose etudes in which to study.

Clearly, a significant number of resources have informed my study, how-

ever there is still plenty of scope for further targeted research. The avail-

able literature discusses David Popper's legacy as performer, composer

and pedagogue as well as the importance of learning the Hohe Schule.

Discussions of the Hohe Schule argue that each etude focuses on only

one or two techniques, and often only present these techniques in lists or

tables. This exegesis argues that there is plenty of capacity for further

discussion of the techniques required in each etude, of which there are

many more than have been acknowledged.

7
 CHAPTER 2

RIGHT-HAND TECHNIQUES IN DAVID POPPER'S

HOHE SCHULE DES VIOLONCELLO-SPIELS

This chapter examines seven right-hand techniques found in Popper's

Hohe Schule des Violoncello-Spiels: string crossings, detacM, legato, dou-

ble stops, staccato, slurred staccato and spiccato. Each technique is dis-

cussed in detail and the etudes from the Hohe Schule that employ the

technique are listed. One etude from the Hohe Schule that prominently

features the technique is considered, along with suggestions of relevant

practice methods. Additional techniques that are found in this etude are

also listed. Musical examples from the Hohe Schule are presented to high-

light Popper's employment of each technique. These techniques belong

to all members of the violin family and can be applied to any repertoire

requiring these techniques.

A number of advancements in right-hand techniques occurred during

the eighteenth and nineteenth centuries and are laid down in Popper's

Hohe Schule . Walden states: "As playing techniques increased in so-

phistication, bow strokes additionally developed as a means to display

virtuosity." 1 A number of these techniques were standard to all cellists,

1
Valerie Walden, One Hundred Years of Violoncello (Cambridge: Cambridge Uni-
versity Press, 1998), 146.

8
while others were developed by particular schools and eventually dissem-

inated.

String Crossings

Etude Nos. 1, 5, 11, 19 and 25 contain many string crossings with sep-
arate bow strokes while Etude Nos. 2, 3, 4, 7, 8, 12, 31 and 36 contain

many string crossings within slurs. These string crossings are often rapid

and are required alongside additional challenging right-hand techniques

as well as difficult left-hand techniques.

Anticipation and preparation of the correct arm elevation and angle of

the bow are of primary importance during string crossings. The right

arm, elbow, wrist and hand must all be involved, and it is important

that the wrist remains relaxed and flexible. Evenness of execution de-

spite the string crossings is crucial; for string crossings to be smooth

the bow should be as close as possible to the string that is about to be

played. It is also important that not too much bow is used during string

crossings.

Marked Allegro, Etude No. 19 ("Lohengrin" Study) in E flat Major is

entirely composed of triplets bowed separately and which, given the pre-

scribed tempo, requires particularly rapid string crossings. Composed

when Popper was principal cellist of the Vienna Opera (1868-1873), the

first bar of this etude is taken from a cello passage in Act III, Scene iii

9
of Wagner's opera Lohengrin. Popper states that cellists find this "some-

what difficult, especially in the tempo prescribed." 2 At this point in the

opera the orchestral cellists have to repeat a difficult figure for 111 bars.

This figure is explored throughout Ebtde No. 19, through the use of chro-

maticism, changes in register, sequences and repetition. The challenging

spiccato bow-stroke is required throughout as well as difficult left-hand

techniques such as extensions, shifts and thumb position. Particularly

frequent and large string crossings are required between bars sixty-nine

and seventy-two (figure 2.1). An effective way of practising these string

crossings is to play this section using only the relevant open strings. Iso-

lating the right hand in this way allows the correct bow angle and arm

elevation to be learnt without the additional challenges required by the

left hand.

~ ?' r, v ztj i f if Pt r PP't ffi •f [J Q1 J~ ~~ 1

f

UJ ~ f
II I

n;:u
3

"? ft #(- ~ t ~r ~r t ~ I t ijr r cr ~.r M

f II I

Figure 2.1: Etude No. 19 in E flat Major, bars 69-72

2
David Popper, Hohe Schule des Violoncellspiels, Vierzig Etuden, op '73, Heft I
(Leipzig: VEB Friedrich Hofmeister, 1901), 42.

10
Marked Andante, Etude No. 8 inC Major is entirely composed of legato

semiquavers and contains many string crossings. Dynamics and accents

are also required as well as difficult left-hand techniques including thumb

position and shifts. Throughout bar twelve (figure 2.2), a single note on

the D string is followed by three notes on the A string. Here, the bow

should remain predominantly on the A string, while keeping the bow as

close as possible to the D string. This can easily be practised by looking

at the hair of the bow and keeping it so close to the upcoming string

that it almost touches it. 3 This bar also contains a crescendo, accents,

sequences, an extension and shifts.

D_ -

Figure 2.2: Etude No. 8 inC Major, bar 12

Detache

Popper employs the detache bow-stroke in Etude Nos. 6, 11, 16, 30 and

37. Although these etudes all require the detache stroke they have a range

of tempo indications, from Andante to Allegro.

The most fundamental stroke across all string instruments, detache is

played with separate strokes and with the bow remaining on the string

at all times. The main arm movement for this stroke comes from the
3
Simon Fischer, Practice: 250 Step-by-Step Practice Methods for the Violin (Lon-
don: Peters Edition, 2006), 101.

11
forearm and it is important that the right shoulder, upper arm and elbow

remain relaxed. 4 The bow must change direction smoothly and without

any interruption in the sound. Cellist Paul Bazelaire states in his book

Scientific Instruction in the Violoncello (1960): "the bow pressure of the

detache must be the same before, after, and during the stroke." 5 The

detache stroke can be played in any part of the bow and different bow

lengths can be used depending on the tempo, bow speed, note values and

dynamics. 6 A good detache stroke is the foundation for bow strokes that

require faster speed such as spiccato and sautille. 7

Detache has not always been a fundamental technique in cello playing.

In fact Romberg, who played an instrumental role in the development of

cello technique in the late eighteenth and early nineteenth centuries, said

of this stroke:

Introduced in light, easy passages, and is particularly suited

to those pieces which are written in a playful style such as
rondos, or chamber solos. For music of a higher order it is
not so well adapted and should never be used except in quick
movements. 8

Appreciation of the detache stroke as an important technique in cello

playing increased gradually; when Popper began composing the Hohe

Schule this stroke was as familiar and fundamental as it is today.

4
Fischer, 101.
5
Paul Bazelaire, Scientific Instruction in Playing the Violoncello, trans. Hentiette
de Constant (Paris: Durand, 1960), 32.
6 Louis Potter, The Art of Cello Playing (Miami: Summy-Birchard, 1980), 54.
7
Ibid.
8 Robin Stowell, Performing Beethoven (Great Britain: Cambridge University

Press, 1994), 143.

12
Popper's Etude No. 6 in F Major is entirely composed of semiquavers

and requires a detache stroke throughout. String crossings, accents and

dynamics are required in this etude, as well as challenging left-hand tech-

niques including extensions, shifts and thumb position. Concentration on

the detache stroke is particularly important between bars thirty-four and

thirty-seven (figure 2.3) due to the challenging left-hand techniques that

are required, including shifting and thumb position. Practising with a

metronome can help achieve consistent use of the bow while practising

in front of a mirror can help cellists maintain a bow angle that is paral-

lel with the bridge. It is also important to play with the bow near the

bridge in this section as the notes are in the higher register of the cello

and a crescendo leads to a forte in bar thirty-six. As it is marked Allegro

this etude can also be used to improve the agility and coordination of

both hands. 9 As always, the left hand should lead the right. Poor coor-

dination indicates that the fingers of the left hand are fractionally late,

stopping the string only after the bow has moved. The 'overlapping' prac-

tice method can be used to dramatically improve coordination, in which

the fingers of the left hand stop the string too early, before the bow has

finished playing the previous note. The aforementioned practice method

of isolating the right hand by playing the relevant open strings is also

an effective practice method for this etude. Altering the articulation is

another practice method that can be effectively applied throughout this

etude. In this method, concentration on the bow-stroke is required, which

can dramatically increase the difficulty of the passage. This makes the
9
0zan Evrim Tunca, "Most Commonly Used Etude Books by Cello Teachers in
American Colleges and Universities" (PhD diss., Florida State University, 2003), 32.

13
passage seem easier once the regular bow-stroke is used again. This etude

can be practised using different combinations of legato strokes through-

out (figures 2.4, 2.5 and 2.6).

Figure 2.3: Etude No. 6 in F Major, bars 35-36

Figure 2.4: Etude No. 6 in F Major, bars 35-36, 'articulation practice'

example one

Figure 2.5: Etude No. 6 in F Major, bars 35-36, 'articulation practice'

example two

3 2

,~~ ~~~rm~r~
ill ill

Figure 2.6: Etude No. 6 in F Major, bars 35-36, 'articulation practice'

example three

14
Legato

Legato playing is required in thirty-three of the etudes from the Hohe

Schule. Etudes that require legato playing alongside additional bow strokes

include: Etude Nos. 15, 16, 11, 20, 28, 30, 32, 36 and 40 while etudes

requiring legato playing throughout include: Etude Nos. 2, 3, 4, 1, 8, 9,

10, 12, 13, 20, 21, 22, 23, 24, 26, 28, 29, 31, 33, 34, 35, 36, 38 and

39.

One of the most significant techniques in string playing, the legato bow

stroke should seamlessly create a clean and beautiful sound. To achieve

this sound quality smooth bow changes are critical, in which the bow

remains on the string at all times and does not stop between bow changes.

In legato playing it is especially important that the right shoulder remain

relaxed throughout and that the thumb, first and second fingers do not

exert pressure on the bow. 10

Marked Andante espressivo, Etude No. 34 in F Major requires legato

playing throughout. The legato stroke is particularly difficult to execute

in this etude as it is employed alongside a number of additional demand-

ing techniques. Dynamics, double stops and string crossings are required

as well as the challenging left-hand techniques thumb position, shifts and

left-hand pizzicato. When practising, it is important to isolate these po-

tential difficulties and work on them individually before combining these

10
So Youn Park, "Effective Practice Methods for David Popper's Virtuosic Pieces
and the Relationship Between Selected Pieces and Etudes" (PhD diss., Florida State
University, 2007), 16.

15
techniques by playing a short passage of the etude through slowly. Then,

both the speed and the length of the passage practised can be increased

gradually. The opening four bars (figure 2.7) require dynamics, string

crossings, thumb position, frequent shifts and double stops, all alongside

a legato bow-stroke. The legato bow-stroke can be cultivated by isolating

the right hand; playing only on the relevant open strings. This will give

the cellist a chance to focus on smooth bow changes and the creation of

a seamless sound quality.

Figure 2.7: Etude No. 34 in F Major, bars 1-4

Double Stops

A large number of etudes from the Hohe Schule contain double stops.

Etude Nos. 10, 12, 15, 20, 23, 24, 27, 28, 29, 81, 86 and 39 employ

frequent double stops, while Etude Nos. 13, 17 and 84 employ double

stops extensively. Etude No. 9 is the only etude in the Hohe Schule that

contains double stops throughout.

When sounding two strings simultaneously correct elevation of both the

right arm and the bow must be maintained to create a uniform sound. 11

A strong bass line will help centre the intonation, although it is important
11
Potter, 90.

16
that enough weight is placed on the string playing the melody.

Etude No. 9 in E Flat Major is entirely composed of double stops and

presents many additional challenges for both the left and right hands in-

eluding dynamics, string crossings, legato playing, shifts, thumb position

and double stops. In two short passages different rhythms are simulta-

neously presented across two strings, such as between bars forty-seven

and forty-nine (figure 2.8). In addition, this passage requires all of the

techniques mentioned above. Due to its complicated nature, such as the

use of tenor and treble clefs, isolating the right-hand by playing only on

the relevant open strings is a particularly effective practice method for

this passage.

D A D A D

11s ~~~~ ~ ~~r lbi 3

~~
Q 3 Q 3

J~
~r
47

2J I f f rl r F f r f &1

Figure 2.8: Etude No. 9 in E flat Major, bars 47-49

17
Staccato

The staccato bow-stroke is required in Etude Nos. 11, 15, 16, 19 and 40

from the Hohe Schule. In each of these etudes, the staccato stroke is em-

ployed alongside additional strokes including detache, legato and slurred

staccato. This requires the ability to move between different strokes with

ease and control.

Italian for 'detached,' staccato is indicated by a dot over the note indicat-

ing that it is to be held for less than its full value and is thus 'detached'

from the following note. 12 In string playing, staccato indicates that each

note should be played with separate bow strokes with much of the control

coming from the fingers of the right hand. So Youn Park advises in her

"Effective Practice Methods for David Popper's Virtuosic Pieces and the

Relationship Between Selected Pieces and Etudes" (2007):

The firm pressure applied to the bow by the first finger and
thumb should immediately be released. . . In addition, the
wrist should be flexible and the arm relaxed. 13

Etude No. 15 in G Major contains staccato as well as detache, legato

and slurred staccato. There are also string crossings, double stops, a

number of accents and a wide range of dynamics in this etude. Left-hand

techniques required include shifts, thumb position, harmonics, left-hand

pizzicato, double stops and ornamentation. This etude should first be

practised using one stroke throughout, such as detache or legato. This

will help cement the left-hand techniques before additional challenges are
12
Oxford Concise Dictionary of Music, 5th ed., s.v. "Staccato."
13
Park, 10.

18
required in the right hand. Also, isolating the right hand by playing the

relevant open strings throughout is an effective practice method for this

etude. This can be done using a simple stroke throughout followed by

the variety of strokes required. Once this has been practised using open

strings, the left and right hands can be combined once again. 'Accent

practice' can be successfully employed throughout this etude, which is

one of the most efficient ways to improve a difficult passage. 'Accent

practice' can begin at a slow tempo, which should gradually increase

until it is played fast as possible. Basic accent patterns are generally

considered efficient for most practice purposes, such as an accent played

on the first quaver of each beat, accents on the first two quavers, the

second two quavers and on alternative quavers (figures 2.10, 2.11 and

2.12). 14

Figure 2.9: Etude No. 15 in G Major, bars 62-65

Figure 2.10: Etude No. 15 in G Major, bars 62-65, 'accent practice' ex-
ample one
14
Fischer, 43.

19
Figure 2.11: Etude No. 15 in G Major, bars 62-65, 'accent practice' ex-
ample two

Figure 2.12: Etude No. 1.5 in G Major, bars 62-65, 'accent practice' ex-
ample three

Slurred Staccato

Slurred staccato is required extensively in both Etude No. 14 in D Major

and Etude No. 32 inC Minor.

When a slur accompanies staccato notes, the notes are to be played in

the same bow direction, which can be quite challenging. Mantel states:

"the virtuoso staccato on one bow is more difficult." 15 In slurred staccato

sufficient bow must be available, which is dependent on the length of the

slur and the tempo prescribed. Bow distribution is therefore crucial when

playing this stroke. Most string players find slurred staccato easier on an

up-bow. There are two approaches for this stroke depending upon the

tempo prescribed. Potter states:

15
Gerhard Mantel, Cello Technique (Bloomington: Indiana University Press, 1975),
215.

20
 Unless the speed of the notes is quite fast, the impulse is a
lateral movement from the wrist, aided by the fingers, partic-
ularly the first (index) finger. The bow is firmly pressed into
the string, by the first finger especially, and as the bow-stroke
is initiated the pressure is suddenly released. . . The need for
flexible wrist and fingers for an adequate execution of this
bowing style is obvious, while the arm travels along with the
bow-strokes without stopping. 16

When a fast tempo is required, rendering the execution described as

impossible, Potter advises:

Here the impulse for each note comes from the forearm, by
actually tightening the muscles and pushing (or pulling) the
bow by a series of short, rapid "nervous" jerks. 17

The French School began to employ slurred staccato from the turn of

the eighteenth century. In particular, Martin Berteau (c. 1700-1771) was

renowned for his refined bow style and favoured this stroke when teaching

his students. Austro-German performers rarely employed slurred staccato

until the nineteenth century. Despite its frequent use, players considered

it a difficult stroke to execute.

When learning Etudes Nos. 14 and 32 a relatively simple stroke such as

detache or legato should be used until the hand positions and intonation

are centred. They can also be practised with the more basic staccato

bowing in which the bow moves back and forth. Finally, the extensive

slurs can be broken into smaller ones, before gradually decreasing them

until only the slurs specified by Popper remain. As the slurs are extensive

bow distribution and control is essential. Coordination between the bow

16
Potter, 121.
17 Ibid.

21
and the left-hand is particularly important in these etudes. As always,

the bow should follow the left-hand. The aforementioned 'overlapping'

practice method can be effectively used when practising these etudes.

Additional requirements in both of these etudes include string crossings,

double stops, shifts and thumb position while Etude No. 14 also requires

artificial harmonics. The opening bars of this etude (figure 2.13) require

a legato stroke on a down-bow followed by a slurred staccato stroke on an

up-bow. Dynamics, string crossings, shifts and thumb position are also

required.

Figure 2.13: Etude No. 14 in D Major, bars 1-2

Spiccato

The spiccato bow-stroke is employed in Popper's Etude No. 19 in E flat

Major ( "Lohengrin" Study), and Etude No. 27 inC Major.

Spiccato is Italian for 'separated' and is a form of 'off-the string' bowing

in which the bow is allowed to bounce on the string. 18 There are essen-

tially two types of spiccato, the slower spiccato and the rapid spiccato,

which is also known as sautille. With regard to the slower spiccato Potter

states:
18
Oxford Concise Dictionary of Music, 5th ed., s.v. "Spiccato."

22
 ... each bounce of the bow is individually controlled and timed
by the counter-balancing effect of the little (fourth) and ring
(third) fingers against the frog of the bow. 19

Generally, the most advantageous part of the bow for this stroke is at

the balance point, which is about one third of the bow's length away

from the frog. To execute this stroke, drop the bow down onto the string

with the wrist whilst moving the forearm for the changes in direction.

The bow itself naturally makes the rebound due to its spring-like shape

and the tension of the bow hair. Therefore, ensure that the right-hand

does not lift the bow off the string. 20 A slower and louder spiccato will

result in playing closer to the frog, in which the bow will need to be held

higher from the strings and correspondingly longer bow-strokes will be

required.

In the early nineteenth century, bowings in which the hair leaves the

string began appearing in the French School of Violoncello. By the late

nineteenth century familiarity with these bowings was expected of ev-

ery player. The slower spiccato stroke is necessary for the performance

of a considerable amount of repertoire, particularly in chamber and or-

chestral music such as in the Allegro movements of works by Haydn and

Mozart.

The spiccato bow-stroke is required for every note in Etude No. 21, with

the exception of the final two bars. Popper offers the performance direc-
19
Potter, 145.
20
Ibid.

23
tion "to be played throughout with springing bow." 21 Additional require-

ments in this etude include dynamics, accents, rapid string crossings and,

in the final two bars, legato double stops. All this is required alongside

challenging techniques for the left-hand, including extensive use of chro-

maticism, shifts, thumb position and chromatic scales requiring double-

stopped octaves. As well as open string practice, the spiccato stroke can

be practised during familiar scales. When learning this etude a relatively

simple stroke such as detache or legato should first be used to centre the

hand positions and intonation.

Allegro
1

re e e ertf er ft#t 1 t:~tt:rtt~t t~t t#t#t~t~tttn

!j,

•'#"~'1·~·
1
1 ·~·~~· 1
~·(< 1 321
:>: o
mf
To be played throughout with springing bow.

Figure 2.14: Etude No. 21 inC Major, bars 1-2

Although numerous right-hand techniques are explored throughout Popper's

Hohe Schute des Violoncello-Spiels, it is generally acknowledged that

these forty etudes focus predominantly on left-hand techniques, which

are discussed in the following chapter.

21
Popper, 18.

24
 CHAPTER 3

LEFT-HAND TECHNIQUES IN DAVID POPPER'S

HOHE SCHULE DES VIOLONCELLO-SPIELS

This chapter exammes ten left-hand techniques required in Popper's

Hohe Schute des Violoncello-Spiels: intonation, extension, shifting, thumb

position, vibrato, natural and artificial harmonics, mordents, double-

stopped thirds and sixths, double-stopped octaves and left-hand pizzi-

cato. Each technique is discussed in detail and the etudes from the Hohe

Schute that employ the technique are listed. One etude from the Hohe

Schute that prominently features the technique is considered, including

suggestions of relevant practice methods. Additional techniques that are

found in this etude are also listed. Musical examples from the Hohe Schute

are presented to highlight Popper's employment of each technique.

The etudes in the Hohe Schule begin with a relatively simple presentation

of the main theme or focus, which is then developed throughout the etude

in a variety of ways, such as modulation and sequencing. In each of the

etudes from the Hohe Schute Popper challenges cellist's to be prepared

in every register and position by presenting the main theme or focus at

various points on the fingerboard. 1

1
Enyeart, 38.

25
Intonation

Each of the etudes from Popper's Hohe Schule are challenging for accu-

rate intonation, largely due to their highly chromatic nature and the chal-

lenging left-hand techniques they require. Popper's use of chromaticism,

focus on position establishment and idiomatic use of the cello throughout

the Hohe Schule make these etudes a tremendously effective resource for

securing intonation. Three etudes from the Hohe Schule are discussed to

highlight Popper's employment of chromaticism, focus on position estab-

lishment and idiomatic cello composition.

Marked Allegro malta moderato, Etude No. 21 in A Minor contains con-

siderable chromaticism and requires challenging left-hand techniques in-

eluding extensions, thumb position, shifts, double stops, ornamentation

and vibrato. A particularly chromatic and challenging section occurs be-

tween bars forty-nine and fifty-one (figure 3.1). These three bars require

extensions, shifts and thumb position alongside a legato bow stroke, in-

eluding an extensive slur encompassing twenty-two notes.

Figure 3.1: Etude No. 21 in A Minor, bars 49-51

Popper's fingerings throughout the Hohe Schule are based around virtu-

oso cellist, composer and teacher Jean Louis Duport's system of fingering

that was laid down in his monumental work Essai sur le Doigte du Vi-

26
oloncelle (1849). 2 An in-depth knowledge of the fingering possibilities

within every left-hand position is of primary importance for accurate

intonation. Cellist, teacher and writer Claude Kenneson discusses the

importance of position establishment in his book A Cellist's Guide to

the New Appmach (1974):

A thorough knowledge of the fingering possibilities is indis-

pensable and will lead to an involuntary physical movement
that serves the player's musical intention to great advantage.
This knowledge can be gained through a careful study of the
intervals that exist in the various positions, and a complete
investigation of the methods of combining intervals through
in-position playing, extension and shifting. 3

Popper's focus on position establishment throughout the Hohe Schute is

more systematic than etude books for cello by other cellist-composers

such as Dotzauer and Grutzmacher. His extensive use of sequences effec-

tively teach the student to feel and hear the notes in any given position

accurately, as the emphasis is on moving from one position to another

while playing many, if not all, the notes in each position. Etude No. 6

in F Major focuses on position establishment throughout and contains

many sequences. The sequences between bars eleven and thirteen (figure

3.2), explore five left-hand positions and the notes contained within each

position.

b>
7

f):~
1

E r f F ~b F r ..
:::::1
0

~r r r r t r
>

Figure 3.2: Etude No. 6 in F Major, bars 11-13

2
Duport.
3
Kenneson, 38-39.

27
The keys used in many of the etudes from the H ohe Schule reflect Popper's

idiomatic approach to cello composition. For example, the key that is

most frequently employed is C Major, highlighting the lowest note on

the cello, the open C string. Accurate intonation increases the cello's res-

onance as the open strings vibrate sympathetically when a stopped C,

G, D or A is played. The open strings can therefore be used as a refer-

ence for tuning stopped notes, either by making the relevant open string

vibrate or by playing the relevant open string to check if the stopped

note is accurately placed. This practice method is easily applied to all

the etudes from the Hohe Schule, particularly throughout Etude No. 1

in C Major, which consistently employs the keynote, such as during the

last three bars (figure 3.3).

Figure 3.3: Etude No. 1 inC Major, bars 63-65

Kenneson states: "The ability of Popper's etudes to so efficiently train the

ear and the hands has given them their esteemed status in cello pedagogy

for over a century." 4

4
Kenneson, 38-39.

28
Extensions

Extensions are common throughout the Hohe Schule due to the highly

chromatic nature of these etudes, however Etude Nos. 11, 19 and 24

often require this technique particularly often.

An extension involves stretching individual fingers forwards or backwards

whilst maintaining an otherwise standard hand position. Implementation

of this technique began during the mid eighteenth century. 5 Milly Stan-

field discusses how students can practise the extension technique in The

Intermediate Cellist (1973):

When practising extensions the hand and arm must remain

basically relaxed so that the arm-weight and the intensity of
the player can still pass freely on to the string through the
fingers. At first this will need a conscious effort, but eventually
it should become an almost automatic reaction, resembling
that of a rubber band released after having been held taught. 6

Etude No. 11 contains many extensions, and its use of consistent left-

hand positions and rhythmic patterns make it easier to focus on this

technique. 7 Three extensions are required in bars five and six (figure

3.4). 'Rhythm practice,' one of the simplest and most efficient practice

methods, can be applied to this section (figures 3.5 and 3.6). Often sim-

ple rhythmic patterns are all that are necessary for most purposes. The

speed should be slow at first and gradually built up to the fastest tempo

possible. Fischer advises:

5
Walden, 121.
6
Milly B. Stanfield, The Intermediate Cellist (London: Oxford University Press,
1973)' 23.
7
Il-Hee Hwang, "A Synthesis of the Advanced Etudes by Dotzauer, Grutzmacher,
and Popper" (University of Cincinatti, 2006): 25.

29
 Rhythm practice works by setting the mind a series of timing
and co-ordination problems to solve. In solving them the men-
tal picture of the passage becomes clearer, and the physical
response to each mental command becomes quick~r .38
5 11 0
1l~ o
~
tp;; Ed r
p
">
1
#
w•w
~
Fr
! 2~g~

Figure 3.4: Etude No. 11 in F Major, bars 5-6

Figure 3.5: ]~tude No. 1.1 in F Major, bars 5-6, 'rythm practice' example
one

Figure 3.6: Etude No. 11 in F Major, bars 5-6, 'rythm practice' example
two

Shifting

All etudes from the Hohe Schule require shifts of varying degrees of diffi-

culty, often alongside double stops, both of which are prevalent through-

out Etude No. 34 in F Major.

Cellists sought to organise shifting methodologies during the late eigh-

teenth and early nineteenth centuries. The key issue was ensuring conti-

nuity of phrasing, which Duport achieved through performing shifts from

8
Fischer, 36.

30
one finger to another. Shifting methodology was formulated according

to different priorities in mind with the advent of musical Romanticism.

During this period, shifts were increasingly employed to add colour, ex-

pression and virtuoso effect in addition to expanding the range of the

instrument. 'Expressive' shifting caused controversy among nineteenth

century performers. Romberg, Dotzauer and Kummer considered it an

emotional enhancement similar to vibrato, with Romberg categorising

the technique as an ornament. Cellists who were restrained in their use

of 'expressive' shifts were criticised for their lack of sentiment while others

were accused of being overly sentimental. 9

Anticipation and preparation of the shift are of primary importance. Ac-

cording to violinist and teacher Kat6 Havas in her book A New Approach

to Violin Playing (1961): "when changing from one position to another

both the mental and physical preparation are even more exaggerated." 10

Difficulties arise when too much focus is placed on the spatial distance

to be covered in the shift. Kenneson states: "Even the large physical dis-

tances encountered on the cello can be made of secondary importance

through proper finger preparation." 11 It is important to shift on the fin-

ger that will play the first note after the shift and that this finger is

not pressed into the string too forcefully during the shift as this creates

unnecessary tension and traction.

9
Robin Stowell, The Cambridge Companion to the Cello (Cambridge: Cambridge
University Press, 2007), 192.
1
°Kat6 Havas, A New Approach to Violin Playing (Vienna: Bosworth & Co., 1964),
38.
11
Kenneson, 75.

31
Etude No. 34 requires shifts to most notes throughout, which are almost
exclusively double stops. Many of these double-stopped shifts cover large

distances on the fingerboard. A useful exercise that can be applied to

all shifts is to practise accurate shifting between the two required notes,

going both from the lower note to the higher note and vice versa. Through

isolating the shift in this way the precise distance to be covered can be

learnt before additional aspects of playing are required. When the shifts

are double stops as in Etude No. 34 the left hand can stop the notes

on both strings while the bow sounds one string at a time (figures 3.7

and 3.8). In this way each line can be learnt within the correct hand

position required for the double stops before the two lines are sounded

together.

2112 221 2 3
p 0
-=.:::::::: :::::=-

Figure 3.7: Etude No. 34 in F Major, bars 1-3, 'isolation of lower line'

-
Andante espressivo

r~iE !=:v--'l~ #;---

0 0
:v--'l ~
v' r Lf ~1~' ~
o "

grt
2112 221 2 3
p 0
-=.:::::::: :::::=-

Figure 3.8: Etude No. 34 in F Major, bars 1-3, 'isolation of upper line'

32
Thumb Position

Thumb position is required across the forty etudes, however there are

many etudes that employ this technique in particularly challenging ways.

In the early eighteenth century, while luthiers increased the range of

the cello by replacing the highest (G) string with an A string, cellists

determined the most practical way to expand their technical repertory;

the employment of the thumb as a playing digit.

Thumb position is a fundamental technique in intermediate and advanced

cello playing. In thumb position the thumb serves not only as an addi-

tional finger able to stop notes buL also as a reference point for the rest

of the hand. 12 It should therefore remain in position across two strings

wherever possible with the upper string across the center of the thumb-

nail and the lower string to the right of the thumb's first joint. Kenneson

advises:

The use of the thumb must be cultivated, for it offers numer-

ous fingering possibilities and is the key to complete mastery
of the left-hand action. It enables the player to use the entire
range of the instrument. 13

An imaginary 'grid' becomes possible when the thumb is employed, in

which the lower string contains the first tetrachord and the higher string

contains the second tetrachord of all major scales. This allows for the

execution of a scale without shifting. The thumb is placed a perfect fourth

12
Carpinteyro, 47-49.
13
Kenneson, 40.

33
below the third finger.

Etude No. 1 in C Major requires especially challenging thumb position

between bars twenty-six and thirty-two (figure3.9). Both the shift from

first finger to the thumb in bar twenty-six and the shift requiring the

thumb to descend a tone in bar thirty are rapid. It is important that

the thumb remains in position throughout, resting over the A and D

strings.

v
28

JE
Z21
fFfJ [11 RJ t t ; Q ~
r
0

,?
r t ··g~·
r r #r r
3

e
··€
r r 1
:l

'"
G
v
• •
G
p .

2
•v
11s ~BU ttt~tu t01w tr
3Q •

• - .• .~ • .
~ 1---:~------
. fo ~·
~w tLL,~ht
m . .
zt ETil•bU'
D_ - - - - - - J

Figure 3.9: Etude No. 1 inC Major, bars 26-32

Vibrato

Vibrato should be generously employed in a number of etudes from the

Hohe Schule, including Etude No. 22 in G Major and Etude No. 34 in F

Major. It should also be employed sparingly in many of the other etudes

from the Hohe Schule.

34
Between the beginning of the eighteenth century and the end of the nine-

teenth century the popularity of vibrato varied greatly, depending on the

time period, region and tastes of both performers and audiences. 14 Early

recordings and other sources indicate that vibrato was not employed con-

tinuously at the beginning of the twentieth century, however Popper had

a revolutionary approach to this technique and taught continuous vibrato

to his students at the Royal Conservatoire in Budapest. 15

The use of vibrato adds colour to the tone and is used to emphasise

emotion. In cello playing, vibrato should engage the forearm, wrist, hand

and the stopped finger(s). Unlike the violin vibrato, in which the wrist

initiates the vibrato movement, in cello vibrato the wrist only acts as

part of the entire vibrato 'unit.' Even a slight variation in the extent,

speed and width of vibrato results in significant musical expression. Pot-

ter states:

To balance the intensity and volume of the tone it is necessary

in loud playing to employ a wider vibrato movement than
that required for soft playing. The speed of the vibrato is
more a matter of personal taste and temperament, within
the framework of musical acceptability. 16

A balance between strength and relaxation is necessary to produce a free,

singing tone.

The Andante marking in Etude No. 22 allows vibrato to be employed

more easily than in many of the faster etudes, such as Etude No. 38 in
14
Cambridge, 191.
15
Bosanquet, 199.
16
Potter, 108.

35
D Major, marked Presto. Etude No. 22 (figure 3.10) contains crotchets

after lyrical semiquaver passages, which would sound peculiar without

vibrato.
gliss. 3

l~t):•~.,*r~~r~~ru~:
a~a~t-~r~~rr~r
-~~-Ga~!l~r~
p
pizz.

Figure 3.10: Etude No. 22 in G Major, bars 1-2

Harmonics

Harmonics are explored in Etude Nos. 7, 18, 24, 28 and 40 from the Hohe

Schule. Popper suggests the use of the occasional harmonic in additional

etudes. However, these exist only to aid the performer in particularly

rapid passages and are not explored in detail.

Harmonics are often used as special effects in string playing. Placing a

finger lightly at a node on any string produces 'natural' harmonics. Only

a light touch is required for natural harmonics as the finger is only di-

viding the string vibrations. Unlike when producing a fundamental tone,

a small deviation in where the finger is placed still allows the harmonic

to sound. However, this should be avoided to establish the correct hand

position and in case the deviation is too great for the harmonic to sound

at all. 'Artificial' harmonics result from the same basic principle, how-

ever the thumb or a finger is used to stop the string while another finger

is simultaneously placed lightly above the stopped note. The most com-

36
manly used 'artificial' harmonics are a perfect fourth above the stopped

note and are generally played using the thumb and third finger in a way

very similar to octaves. This produces a pitch that is two octaves higher

than the note played with the thumb. The thumb defines the intonation

of the harmonic and must be placed exactly, while a small deviation in

the placement of the third finger will still result in the correct note to

sound. Although the interval of a perfect fourth is the customary interval

used in artificial harmonics, other intervals can also be employed. Har-

monics were first introduced to string playing by the French School in

the early eighteenth century, while Austro-German performers and com-

posers rarely employed harmonics until the nineteenth century.

Popper's Etude No. 40 in D Major "A Study in Harmonics" (figure 3.11)

provides an in-depth exploration of harmonics. Marked Scherzando, this

etude is a study in both natural and artificial harmonics. This etude

encompasses the widest range of any of the etudes in the Hohe Schule,

ranging from half position to the high extremities of the cello's range. It

also employs particularly diverse rhythms and articulations when com-

pared to other etudes from the Hohe Schule. When practising this etude,

stopped notes should be employed throughout to ensure correct hand

position and placement of the thumb and fingers before harmonics are

employed.

37
 Scherzando~

~ ~
r t
0

tftl
? 0 0

~~# 2 E
0 0 Q 9
3

mf
bf
1 2 3 2
t lc 1 2 3 2
t r1

- - - - - - - - -

f,. f t I t t
0 ~
~

c 6'
0 0

5~~
Q 0 0

- -1 - 2 - 3 - - - -
•

r
2 3
If2 1
- - - - -
3
- - -2 - 1
t
_Q
- - - - - - - - -

Figure 3.11: Etude No. 40 in D Major, bars 3-6

Mordents

Popper focuses intently on mordents throughout Etude No. 37 in E Major

"Study in Mordents." Single mordents are also found in Etude Nos. 10

inC Minor and 16 inC Major.

During the Baroque period, performers often improvised ornamentation

as well as elaborate embellishments. With the exception of trills and

in works for solo keyboard, explicit ornament signs were rare until the

eighteenth century, when the French signs for mordents that are familiar

today became commonplace. 17 Mordents can be altered chromatically

through the use of a small accidental sign. The precise speed at which

the mordent should be executed is dependent upon the tempo of the

piece. Mordents require left hand agility, chiefly between the two fingers

of the left hand that play this ornament.

17
Oxford Dictionary of Music and Musicians, 2nd ed., vol. 18. s.v. "Mordents."

38
Upper mordents appear frequently throughout Etude No. 37, with bars

twenty-four and twenty-five (figure 3.12) containing a particularly large

number of mordents, many of which are altered chromatically. Work-

ing on Etude No. 37 will aid mastery of both mordents and ornaments

that require a similar action, such as acciaccaturas, appoggiaturas, grace

notes, trills and turns. Grace notes are very briefly required in Etude No.

15 in G Major and Etude No. 23 in B Minor.

1 1
~
! Q
Q
.!. Q

ffl
II I
~)jj #1""'
I_ - - - - - - - -
2
# ~ 1 1
!
#r;Jj
Q
?= ~kt EJi Lft f;y
II I
I
L

Figure 3.12: Etude No. 37 in E Major, "Study in Mordents," bars 24-25

Double stops

The double-stop technique is explored in many etudes from the Hohe

Schule: Etude Nos. 9, 10, 13, .15, 17, 20, 23, 24, 27-29, 31, 34, 36 and

39. Etude No. 34 in F Major is almost entirely composed of double stops

while Etude No. 9 in E flat Major is exclusively composed of double

stops.

Double-stopped thirds and sixths are used extensively in Etude Nos. 9, 17

and 29. Thirds and sixths are relatively difficult double-stopped intervals

for the cellist. Both major and minor sixths lie in a relatively comfortable

39
position for the left hand, although the different lengths and angles of

each finger demand constant adjustment. The distance that the left hand

must cover when playing thirds over the diapason is larger than when

playing sixths. In higher positions that require the thumb, the ideal scale

in thirds uses the first and third finger for major thirds and the thumb

and second finger for minor thirds. This arrangement gives the larger

distance to be covered to the thumb and second finger, which are able

to cover this distance more naturally. 18 As Popper favoured inversion, he

often wrote thirds, repeated them as sixths and vice versa.

Etude No. 17 in C Minor is almost entirely composed of thirds and sixths

and is in ternary form, with both the 'A' sections predominantly made

up of sixths, while the 'B' section (figure 3.13), which modulates to C

Major, contains thirds, fifths, sixths and octaves. In the 'A' sections the

double stops predominantly occur in the neck positions, whilst in the 'B'

section both the neck positions and the over neck positions are extensively

required.

11

Figure 3.13: Etude No. 17 inC Minor, bars 11-12

18
Carpinteyro, 26-27.

40
Double-Stopped Octaves

Double-stopped octaves are discussed separately due to the extremely

challenging left-hand techniques they employ. Double-stopped octaves

are required in Etude Nos. 9, 12, 13, 20, 23, 27, 31 and 39.

Double-stopped octaves are one of the most difficult double stops for

cellists to play, as they require particularly sensitive tuning within a

difficult left hand position. Carpinteyro states:

In an octave, the lower frequency note and the high frequency

note share almost all their harmonic series or secondary vi-
brations. This makes the octave the most difficult interval to
play in tune because a small deviation in the tuning interrupts
the vibration of both notes ... 19

The thumb can be employed with an octave span between the thumb and

third finger on adjacent strings. In the lower positions this interval is the

largest possible interval that people with small hands can cover, while

after ascending into higher positions this distance can become quite close.

Carpinteyro advises, "The main issue in executing octaves is the physical

20
distance between the two fingers which changes with every shift."

In cello playing especially, double-stopped octaves are frequently used for

virtuosic display. This was particularly prevalent during the nineteenth

century, as well as within the concerto literature. As well as in etudes from

the Hohe Schute, Popper included many double-stopped octave passages

in his concertos.
19
Carpinteyro, 35.
20
Ibid.

41
Etude No. 20 in G Minor contains many examples of both broken and
double-stopped octaves. Double-stopped octaves can be effectively learnt

through using broken octaves at first, which is particularly helpful to

centre the intonation. An additional challenge for the left hand is pre-

sented in bars twenty-three and twenty-four (figure 3.14). Here, after the

double-stopped octave on the first semiquaver of each beat, the top note

is continued alongside three semiquavers on the lower string. It is impor-

tant that the thumb remain in position throughout this section.

Figure 3.14: Etude No. 20 in G Minor, bars 23-24

Etude Nos. 23 in B Minor, 21 in C Major and 39 in D fiat Major re-

quire chromatic double-stopped scales in octaves. Etude No. 39 in D

fiat Major contains some particularly challenging examples of this tech-

nique. This etude moves predominantly in semitones throughout and

contains extended slurs. Between bars nine and ten (figure 3.15) eighteen

double-stopped semiquavers and a double-stopped dotted crotchet are all

contained within one length of bow.

Figure 3.15: Etude No. 39 in D fiat Major, bars 9-10

42
Working on double-stopped octaves increases left hand strength and im-

proves intonation as well as thumb position.

Left-Hand Pizzicato

Left-hand pizzicato here refers only to pizzicato required alongside stopped

notes. This is required in Etude Nos. 15, 17, 31 and 34.

Left-hand pizzicato can range in difficulty depending on other demands

that may be placed on the hand. To ensure left-hand pizzicato notes ring

freely, an adaptable left hand is required.

Etude No. 34 in F Major contains some extremely complex examples

of left-hand pizzicato between bars twenty-two and twenty-five (figure

3.16). Here, the left hand must simultaneously cover double stops and

left-hand pizzicato. Bar twenty-three is particularly challenging as the

first and third fingers must play double stops on the D and A string

respectively, while the second finger must reach across the strings to

pluck the C string. The second and third fingers are alternated on the

second beat of this bar, where the third finger must reach across to pluck

the C string. In bar twenty-five the third and fourth fingers must play

a double stop on the D and A strings respectively, while the first finger

stops a perfect fifth across the C and the D strings which are plucked by

the second finger. Four strings are thus required to sound simultaneously

which would not be possible without left-hand pizzicato.

43
 Figure 3.16: Etude No. 34 in F Major, bars 22-25

When working to attain a proficient left-hand technique it is important to

keep in mind the reasoning behind this study and the eventual goal. In his

article written for The Strad (1957), cellist, teacher and writer Maurice

Eisenberg discusses the primary functions of the left hand:

The primary function of the left hand in string playing is

to produce notes with the utmost purity of intonation, to
link together the various registers as smoothly as possible, to
enunciate the syllables in each musical phrase, and to supply
intensity, vitality and color through the vibrato. The fingers
have their percussive qualities and can individualize every
note and series of notes. 21

The etudes contained in the Hohe Schule des Violoncello-Spiels address

each of these functions. Slavich states: "The greatest benefit in practicing

Popper is, of course, achieving ease, comfort, and, eventually, mastery

over the entire scope of the fingerboard." 22

21
Maurice Eisenberg, Cello Playing of Today. (London: The Strad, 1957), 11.
22
Slavich, 2.

44
 CONCLUSION

This treatise has discussed David Popper's legacy as virtuoso cellist, pro-

lific composer of music for his instrument and innovative pedagogue. The

emancipation of the cello from its traditional role as purely an accom-

paniment instrument and the Dresden School's contribution to the de-

velopment of cello technique has provided context in which to situate

Popper's most significant contribution, his monumental work the Hohe

Schute des Violoncello-Spiels. While a significant amount of literature dis-

cusses Popper's legacy and the importance of learning the Hohe Schute,

most discussions of the techniques required in these etudes have been

brief and largely presented in lists and tabular form. Many of the discus-

sions state that each etude was composed with only one or two techniques

in mind, while this treatise has explored many more techniques than have

previously been acknowledged. This treatise has explored various tech-

niques required in the Hohe Schute and provided suggestions of relevant

practice methods. This study is not intended as an exhaustive list of tech-

niques required in the Hohe Schute or a complete list of practice methods.

It is an exploration of some of the main techniques explored that can be

easily applied to all repertoire requiring these techniques.

To regularly practice from a technical standpoint, such as by break-

ing difficult passages down into their technical components, practising

in rhythms and practising slowly, is an effective and efficient practice

45
methodology. However, aspects of musicality must not be forgotten. The

inherent musicality of the Hohe Schule enables cellists to focus on com-

bining these crucial aspects of music making. Popper used his virtuosic

technique to serve his art, not to enhance himself, which is described by

Park as an 'ideal virtuosity. ' 23

Popper's Hohe Schule demonstrates how he was able to capture the es-

sential elements of cello playing and lay them out in a way that is both

technically challenging and musically-rewarding. Renowned cellist and

teacher Janos Starker (1924-2013) advises:

David Popper wrote many compositions and until today no

one has better captured the essential elements in cello playing
than he. It has often been said that one cannot truly master
the cello without having learned Popper's "High School of
cello playing." 24

An interest in Popper's valuable contribution to cello playing and cello

technique has inspired and guided this study. It is hoped that this contri-

bution will stimulate further discussion and encourage cellists to develop

their own understanding of cello techniques through a systematic study

of the Hohe Schule des Violoncello-Spiels.

23
Park, 3.
24
Janos Starker, preface to David Popper, 11.

46
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50