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APPELLATE PRACTICE
(Based on the MCLE lectures of my friend Court of Appeals Associate Justice Magdangal de Leon, Past
Chairman, Las Pinas City Bar Association).
Rules
See also: Batas Pambansa Blg. 129 (Judiciary Reorganization Act of 1980, effective Aug. 14,
1981); PD 1606 (law creating Sandiganbayan), amended by RA 7975 and RA 8249; Art. VIII, 1987
Constitution; Adm. Code of 1987.
Purpose
To review “errors of judgment” committed by a court with jurisdiction over the subject matter and the
persons of the parties.
Contradistinguish: Rule 65 (special civil action for CPM) – “errors of jurisdiction”.
Possibilities:
o modify or reverse the judgment or final order, or
o remand the case to the court of origin if it finds that
further proceedings are necessary.
Mere statutory privilege to be exercised only in the manner and in accordance with the provisions of the law
granting that right.
When judgments or final orders of trial courts which can be appealed as a matter of right:
Judgments or final orders of the MTC, RTC and Family Court in civil cases and special proceedings (Sec.
1, Rule 41; Sec. 1, Rule 109).
Judgments of conviction rendered by a trial court, provided accused not placed in double jeopardy (Sec. 1,
Rule 122).
As a general rule, appeal from a decision rendered by a court in the exercise of its appellate jurisdiction is
not a matter of right (appeal via “petition for review” or appeal via “petition for review on certiorari”).
Discretionary appeal – one which a reviewing court may or may not allow. Example: Sec. 6, Rule 45
(“petition for review on certiorari” or “appeal by certiorari”) – review not a matter of right but of sound
judicial discretion; will be granted only when there are special and important reasons therefor.
* Also, see Sec. 4, Rule 42 and Sec. 8. Rule 43.
Proper Remedy
Policy now strictly enforced that wrong remedy will be quickly rejected and dismissed (SC Circular No. 2-00
dated March 19, 1990 based on Murillo vs. Consul, Undk. No. 9748, Feb. 27, 1990).
Election of proper remedy depends on whether or not judgment or final order has become final and
unappealable.
1. Ordinary Appeal
notice of appeal within period specified (15 days from receipt of decision or order/resolution denying a
motion for reconsideration [Neypes doctrine]).
upon errors or questions of fact and law
applies to judgments or final orders
of MTC to RTC in civil cases (Rule 40)
of RTC to CA in civil cases (Rule 41)
of RTC to SB involving public officers and employees (PD 1606, am. by RA 8249)
of RTC to CA in criminal cases (Rules 122 & 124, as am. by A.M. No. 00-5-03-SC, Oct. 15, 2004)
to CA
from RTC - if judgment to be appealed from is rendered in the exercise of its appellate jurisdiction
(Rule 42)
from quasi-judicial agency (Rule 43)
to SC under Rule 45
upon pure questions of law
from RTC, CA or SB
o ground: judgment rendered without or in excess of jurisdiction or grave abuse of discretion amounting to
lack of jurisdiction
Improper Appeal
Appeal under Rule 41 taken from RTC to CA raising only pure questions of law (Sec. 2, Rule 50).
(a) Trial court without authority to dismiss an appeal by notice of appeal on the ground that issues involved only
questions of law (Kho vs. Camacho, 204 SCRA 150; PNB vs. Judge Romillo, Jr., 130 SCRA 320).
(b) Appeal by certiorari from RTC to SC raising only questions of fact may be referred by SC to CA for decision
or appropriate action (Sec. 6, Rule 56).
o Lapse of “slight nature” and causes no prejudice to any party (People vs. Omotoy, 267 SCRA
143).
Subject to Appeal
Similarities:
Rule 40 – memoranda
Rule 41 – briefs
What to file in special cases (under Rule 41) -- In appeals from decisions in certiorari, prohibition,
mandamus, quo warranto and habeas corpus memorandum in lieu of brief (Sec. 10, Rule 44).
Effect of Non-Appeal
Rule 43 covers:
Voluntary arbitrators (Silver Trading Co. vs. A.V.A. Tomas E. Semana, et al., G.R. No. 152456, Apr. 28,
2004)
Judgments and final orders issued under the Labor Code (Sec. 2).
NLRC decisions (St. Martin Funeral Home vs. NLRC, 295 SCRA 494) – petition for certiorari to CA under
Rule 65.
Decisions of Secretary of Labor (National Federation of Labor vs. Laguesma, 304 SCRA 407 ) and Director
of BLR (Abbot Laboratories Phils. vs. Abbot Laboratories Employees Union, 323 SCRA 392 ) – petition
for certiorari to CA under Rule 65.
CTA decisions – petition for review on certirari under Rule 45 (RA 9282).
How appeal taken and time for filing – only one motion for reconsideration allowed (Sec. 4, Rule 43).
Service of copy of petition on lower court and adverse
party serves as notice of appeal
Perfection of appeal
Effect of failure to comply with requirements (Sec. 3,
Rule 42; Sec. 7, Rule 43)
Review discretionary
may be dismised outright (Sec. 4, Rule 42; Sec. 8, Rule 43)
may not be given due course (Sec. 6, Rule 42; Sec. 10,Rule 43)
Pure question of law may be brought to CA (Secs. 2 and 6,
Rule 42; Sec. 3. Rule 43)
Effect of appeal
shall stay judgment or final order (Sec. 8, Rule 42)
shall not stay judgment or final order (Sec. 12, Rule 43)
Exceptions:
Where appeal not adequate, or equally beneficial, speedy and sufficient (PNB vs. Sayoc, 292 SCRA
365).
When rigid application will result in manifest failure or miscarriage of justice (Mejares vs. Reyes, 254
SCRA 425).
Where remedies not incompatible, filing of certiorari not abandonment of appeal. (Appeal is from decision
in main case while certiorari is against order denying motion for new trial [Lansang, Jr. vs. CA,
184 SCRA 230; St. Peter Memorial Park vs. Campos, 63 SCRA 180]).
In the interest of justice, petition for certiorari considered as petition for review under Rule 45, provided filed
within required period (Banco Filipino Savings and Mortgage Bank vs. CA, 334 SCRA 305).
Motion for reconsideration required before certiorari can be filed. Exceptions (Tan, Jr. vs.
Sandiganbayan, 292 SCRA 452; Marawi Marantao General Hospital vs. CA, 349 SCRA
321).
Not available where (a) a party has another adequate remedy available him (motion for new trial or
appeal) and (b) he is not prevented from filing such motion or taking the appeal.
Relief will not be granted when a party’s loss of legal remedy is due to his own negligence or mistaken
mode of procedure.
Requisites:
Time for filing petition – within 60 days after learning, and not more than 6 months after judgment or order
entered, or proceeding taken.
Exceptions:
A few days in excess of 60-day requirement not fatal if petition filed within 6 months from entry of order
(Papa vs. CA, 303 SCRA 600).
Petition filed beyond required period considered seasonably filed to avoid a miscarriage of justice (Funtilla
vs. CA, 93 SCRA 251).
Where counsel’s negligence deprived his client of his day in court, it entitled petitioner to file petition fo
relief despite lapse of reglementary period (PHHC vs. Tongco, 12 SCRA 471.
Cannot be availed of –
where party had availed of remedy of new trial, appeal, petition for relief or other appropriate remedy and
lost therefrom; or
where he failed to avail of any such remedy thru his own fault or negligence.
(1) Extrinsic fraud – aggrieved party must show that he failed to avail of new trial, appeal, petition for relief or
other appropriate remedy due to extrinsic fraud done against him.
Fraud must be committed by adverse party.
Fraud under Rule 38 – precluded petitioner from fully ventilating his case.
Fraud under Rule 47 - prevented him from resorting to any remedy.
Petition must be filed within four (4) years from discovery.
(2) Lack of jurisdiction - judgment rendered without jurisdiction is null and void.
Nullity may be shown not only by what appears on the face of the decision but also by the documentary
and testimonial evidence found in the record.
Petition filed before it is barred by laches or estoppel.
Appeal by prosecution from dismissal of criminal complaint or information -- where trial court issued
dismissal order before accused was arraigned (Comelec vs. Silva, 285 SCRA 177). No double jeopardy
for lack of arraignment.
State cannot appeal from judgment of acquittal based on merits of case due to double jeopardy.
But judgment or order of acquittal may be challenged in a petition for certiorari under Rule 65 for
grave abuse of discretion amounting to lack or excess of jurisdiction. Ex. denial of due process.
Where RTC imposed reclusion perpetua, life imprisonment or where lesser penalty imposed for offenses
committed on same occasion, etc. – notice of appeal to CA (Sec. 3 (c), Rule 122, as am. by A.M. No. 00-
5-03-SC pursuant to People vs. Mateo)
Where RTC imposed death penalty – automatic review by CA (Sec. 3 (d), Rule 122, as am. by A.M. No.
00-5-03-SC, pursuant to People vs. Mateo)
CA – where CA imposes reclusion perpetua, life imprisonment or a lesser penalty etc. notice of
appeal to SC (Sec. 13 (c), Rule 124, per A.M. No. 00-5-03-SC)
N.B. (1) Where CA finds that death penalty should be imposed, will render judgment but refrain from
making entry of judgment and certify case and elevate entire record to SC for review (Sec. 13 (a), Ibid.)
(2) Where judgment also imposes lesser penalty for offenses committed on same occasion or
arose out of same occurrence that gave rise to more severe offense for which death penalty is imposed,
and accused appeals, appeal shall be included in case certified for review to SC (Sec. 13 (b), Ibid.)
Original jurisdiction
death automatic review by SC
reclusion perpetua or life imprisonment or lesser penalty imposed etc. notice of appeal to SC
Appellate jurisdiction
Where SB finds that death penalty, reclusion perpetua or life imprisonment should be imposed, will render
judgment but refrain from making entry of judgment and certify case and elevate entire record to SC for
review (Section 7, PD 1606, as amended, and Rule X, Revised Internal Rules of Sandiganbayan, as
reiterated in SC Resolution dated October 12, 2004).
Exception – where death penalty is imposed, which is automatically appealed (to CA, per Mateo ruling).
Appeal in election cases – action of public prosecutor authorized to investigate election cases appealable
to Comelec within 10 days from notice (Sec. 34, Comelec Rules of Procedure). Comelec decision or
order reviewable by SC via petition for certiorari within 30 days from promulgation (Rule 37, Ibid.; Rule 64,
Rules of Court).
Here are thirty (30) things to remember when contemplating on filing a petition
under Rule 65 of the Rules of Court.
General Rule: The Supreme Court, the Court of Appeals and Regional Trial Court
have concurrent jurisdiction when it comes to petitions for certiorari.
Exception: De los Reyes vs. People, 480 SCRA 294 [ 2006] Petition for certiorari
to annul RTC orders filed with the SC should be dismissed. It should have been
filed with the CA, following the principle of hierarchy of courts.
[4] This writ is directed against a tribunal, board or officer exercising judicial or
quasi-judicial functions.
[5] Not available as a remedy for the correction of the acts performed by a sheriff
during the execution process, which acts are neither judicial nor quasi-judicial but are
purely ministerial functions. Prohibition is the proper remedy.
[6] Where the function is merely investigative and recommendatory with no power to
pronounce judgment on the controversy, it does not involve the exercise of judicial or
quasi-judicial power. Hence, the acts may not be challenged in a petition for certiorari.
[7] A petition for certiorari must be based on jurisdictional grounds because as long as
the respondent acted with jurisdiction, any error committed by him or it in the
exercise thereof will amount to nothing than an error of judgment which may be
reviewed by or corrected by appeal.
[8] Since the issue is jurisdiction, an original action for certiorari may be directed
against an interlocutory order of the lower court prior to an appeal from the
judgment. I think this is the exception rather than the general rule. As a rule,
interlocutory orders must not assailed on certiorari during the pendency of the case
except when the same is patently erroneous or is cause for the miscarriage of justice.
[9] The ground for the issuance of a writ of certiorari is grave abuse of discretion,
amounting to lack or excess of jurisdiction.
[a] When trial court issued the order without or excess of jurisdiction;
[b] When there is patent grave abuse of discretion by the trial court; or,
[c] When appeal would not prove to be a speedy and adequate remedy
as when an appeal would not promptly relieve defendants from
the injurious effects of the patently mistaken order.
[11] A mere denial of an application for an ex parte order for the seizure of evidence
is not indicative of grave abuse of discretion where petitioner failed to point out
specific instances where grave abuse of discretion was allegedly committed and how
the respondent court supposedly exercised its power in a despotic, capricious or
whimsical manner.
[12] A judge gravely abuses his discretion when he extends by twenty (20) days the
72-hour restraining order he initially issued because "in no case shall the total period
of effectivity of the temporary restraining order exceed 20 day.".
[13] There is grave abuse of discretion where the trial court fails to determine a
factual controversy before issuing a writ of demolition. Failure to do so is to disregard
basic principles of due process because before demolition could be effected, the
parties concerned must be heard.
[14] For the extraordinary writ of certiorari to issue, the petitioner must have no other
recourse, appeal, for example, or any other remedy that makes the reparation of injury
plain, speedy and adequate .
[15] Under the 2000 National Prosecution Service Rules on Appeal, the resolution of
the Secretary of Justice affirming, modifying or reversing the resolution of the
Investigating Prosecutor is final. The remedy of the aggrieved party is to file a petition
for certiorari with the Court of Appeals since there is no more appeal or other remedy
available in the ordinary course of law. To file an appeal with the Court of Appeals
under Rule 43 is an improper remedy.
[16] The CA is empowered under its certiorari jurisdiction to annul and declare void
the questioned resolutions of the Secretary of Justice, but only on two grounds – lack
of jurisdiction and grave abuse of discretion amounting to lack of jurisdiction. The
power to reverse and set aside partakes of an appellate jurisdiction which the CA does
not have over judgments of the Secretary of Justice exercising quasi-judicial
functions.
[17] A judgment or final order of the Court of Appeals on the petition for certiorari
against the Secretary of Justice is reviewable by the Supreme Court by a petition for
review under Rule 45, not the original action for certiorari under Rule 65. It is
elementary that a writ of certiorari under Rule 65 where the remedy of appeal (like
Rule 45) is available precludes certiorari.
[18] Generally, if appeal is available, certiorari cannot be resorted to. Appeal and
certiorari mutually exclusive and not alternative or successive.
[19] Certiorari filed instead of appeal during period of appeal did not toll period or
prevent judgment from becoming final.
[20] Certiorari not substitute for lost appeal. Existence and availability of the right to
appeal prohibits the resort to certiorari even if the error ascribed to the court is lack or
excess of jurisdiction or grave abuse of discretion in the findings of fact or law set out
in the decision.
[21] If remedy of appeal lost due to petitioner’s neglect or error in choice of remedies,
certiorari not substitute or tool to shield petitioner from adverse effects.
Exceptions:
[a] When public welfare and advancement of public policy dictate.
[b] When broader interest of justice so requires.
[c] When writs issued are null and void.
[d] When questioned order amounts to an oppressive exercise of judicial authority.
[e] Where appeal is not adequate, speedy and effective.
[f] In any such instances, special civil action of certiorari may be availed of: *** Even
during the pendency of the case or even after judgment, or *** Even when appeal has
been availed of
[22] Availability of appeal does not foreclose recourse to certiorari where appeal not
adequate, or equally beneficial, speedy and sufficient.
[23] Rule may be relaxed when rigid application will result in manifest failure or
miscarriage of justice.
[24] Where remedies not incompatible, filing of certiorari not abandonment of appeal.
Appeal is from decision in main case while certiorari is against order denying motion
for new trial.
[25] An appeal from a judgment does not bar a certiorari petition against the order
granting execution pending appeal and the issuance of the writ of execution.
[24] However, a party is not allowed to question a decision on the merits and also
invoke certiorari. Filing of a petition for certiorari under Rule 65 and ordinary appeal
under Rule 41 cannot be allowed because one remedy would necessarily cancel each
other.
[25] It is the danger of failure of justice without the writ, not the mere absence of all
legal remedies, that must determine the propriety of certiorari.
[26] In many instances, the Supreme Court has treated a petition for review under
Rule 45 as a petition for certiorari under Rule 65, where the subject of the recourse
was one of jurisdiction, or the act complained of was perpetrated by a court with grave
abuse or discretion amounting to lack or excess of jurisdiction but when the petition
denominated as a Rule 45 petition neither involves any issue of jurisdiction nor a
grave abuse of discretion on the part of the Court of Appeals, it should be dismissed
outright.
[27] A prior motion for reconsideration is required before certiorari can be filed.
[28] Although the RTC has the authority to annul final judgments, such authority
pertains only to final judgments rendered by inferior courts and quasi-judicial bodies
of equal ranking with such inferior courts. Given that DARAB decisions are
appealable to the CA, the inevitable conclusion is that the DARAB is a co-equal body
with the RTC and its decisions are beyond the RTC’s control.