An Essay On Organizational Citizenship Behavior
An Essay On Organizational Citizenship Behavior
An Essay On Organizational Citizenship Behavior
4, 1991
INTRODUCTION
Nearly a decade ago a new construct was introduced into the organizational
sciences: organizational citizenship behavior (OCB). In the earliest work
(Bateman & Organ, 1983; Smith, Organ, & Near, 1983), OCB was defined by
two criteria: (1) behavior above and beyond role requirements that is (2) organi-
zationally functional. Research on altruism was commonly used to guide these
early studies (e.g., Bateman & Organ, 1983; Brief & Motowidlo, 1986; Miceli,
1986; Motowidlo, 1984; O'Reilly & Chatman, 1986; Smith, Organ & Near, 1983;
Williams, Podsakoff & Huber, 1986). In the mid-1980s, Graham (1986a) sug-
gested that the political dimension of the word "citizenship" be added to inves-
tigations of OCB. Citing Graham, Organ (1988) subsequently included "civic
virtue" as a form of OCB in his book on the subject, but continued to define
the overall OCB construct as organizationally functional, extrarole behavior. As
shown in Table I, recent empirical studies (Motowidlo, Brief, Atieh, & Ashworth,
1987; Organ & Konofsky, 1989; Puffer, 1987; Scholl, Cooper, & McKenna, 1987)
1Department of Management, Loyola University of Chicago, 820 North Michigan Avenue, Chicago,
Illinois 60611.
249
Organi-
No zationally Inter-
Extra- formal func- Single personal Obe- Partici-
Study role reward tional scale helping dience Loyalty pation
aNo defining criteria are stated in this study. Instead a 3-item scale measuring "consideration" behaviors
is used.
t'This is a literature review of "prosoeial organizational behavior" rather than an empirical study focused
on OCB. It positions OCB as a form of prosocial organizational behavior that is extrarole and
organizationally functional.
CThis is a study where whistleblowing is used as an indicator of prosocial behavior. No defining criteria
for OCB (or prosocial behavior) are specified. Because a single item was used to measure the dependent
variable, it has been classified as a "single scale." Because of the nature of the behavior, however,
whistleblowing is arguably an indicator of political participation as well (but certainly does not represent
all such behavior).
aRather than specifying defining criteria for OCB, this study used indices of good citizenship in non-
organizational settings as a model for individual performance in the workplace.
zenship behavior would help resolve important construct validity problems so that
future research on OCB might proceed.
This article builds on Graham's (1986a) OCB paper by choosing as a starting
point the political heritage of citizenship, rather than the extrarole/organizationally
functional defining criteria. In doing so, OCB is positioned not as a dependent
variable separate from ordinary job performance, but as a global measure of indi-
vidual behavior at work that includes traditional measures of job performance, the
extrarole/organizationally functional behavior envisioned by the original OCB re-
searchers, and also forms of political behavior that are accounted for nowhere else.
As a result, good citizenship is shown by above-average levels of a variety of
substantive types of citizenship behavior, rather than by the presence or absence
of job behaviors that are theoretically distinctive, but very difficult to classify. OCB
as an inclusive performance construct offers a way to capture a variety of employee
contributions, thereby minimizing the danger of neglecting important forms of serv-
ice by defining performance too narrowly (Staw & Oldham, 1978).
The article is organized in three parts: Following an overview of the nature of
political citizenship as it might be applied to organizational life, then research ques-
tions suggested by a political perspective are proposed, and finally the advantages
of such a perspective, as compared to the original approach to OCB, are outlined.
Relational Ties
While similar distinctions have been noted by others (Blau, 1964; Bromley &
Busching, 1988; Buber, 1958; Gordon & Babchuk, 1959; Grover, 1982; MacNeil,
1985; Rousseau, 1989), extensions of GeseUschaft and Gemeinschaft have also been
identified. Coercive relationships (Etzioni, 1975) are a special form of Gesellschaft
relations, where some are obliged involuntarily to comply with terms set by others.
Slave laborers exemplify coerced membership in an economic enterprise. Histori-
cally, slaves have been considered less than full citizens at best, or, more usually,
mere subjects. As a result, their rights are severely limited. Those who are com-
pelled to serve, moreover, lack the freedom to decide for themselves whether or
not they will do their duty (as citizens), and so cannot be said to have responsibilities
(Simmel, 1965).
While coercive relationships exemplify a diminished form of Gesellschaft re-
lations, covenantal relationships are an enhanced form of Gemeinshaft relations
(Buber, 1958). In addition to the affective ties among parties that typify Gemein-
schaft relations (as in a family or a tightly knit work group), covenantal relationships
include a moral dimension (Etzioni, 1988), the involvement of or shared commit-
ment to a transcendent force, value, or principle of goodness. Whether this be a
divine spark, "self-evident truths" (such as those enunciated in the Declaration of
Independence), or superordinate group values underlying corporate culture, "cove-
nants are articulated through a logic of moral involvement and unity" (Bromley &
Busching, 1988, p. 16S). Shared moral commitments strengthen the ties that bind
people together. Kelman's (1958) distinction between identification and internali-
zation as bases for psychological attachment captures the difference between normal
and covenantal Gemeinschaft relations. Significantly for the approach to OCB out-
lined in this article, some political theorists (Elazar, 1978, 1980; Hillers, 1969; Kin-
caid, 1980) have used the term "covenant" to describe the relational ties connecting
citizens and their nation-states.
Covenantal relationships are characterized by what Barber (1983, p. 14) de-
scribes as " . . . the expectation that some others in our social relationships have
moral obligations and responsibility to demonstrate a special concern for other's
interests above their own." The details of what will be required to maintain the
relationship and support shared values, however, are not specifiable in advance. A
covenant "is not a bargain but a pledge" (Rowley, 1962, p. 1515), and is charac-
terized by mutual respect, support, and accountability.
Max DePree, CEO at Herman Miller Co., observes that
Covenantal relationships reflect unity and grace and poise. They are an expression of the
sacred nature of relationships. [They] enable corporations to be hospitable to the unusual
person and unusual ideas. Covenantal relationships tolerate risk and forgive errors.
(DePree, 1989, p. 51)
While the parties to a covenantal relationship can forgive one another should dis-
appointing performance occasionally occur, a contractual relationship (Gesellschaft)
is either terminated or penalties are assessed on the erring performer (Grover,
1982). As noted by Daniel Elazar (1980, p. 10), "The partners [in a covenantal
relationship] do not automatically live happily ever after, but they are bound by
covenant to struggle toward such an end."
Organizational Citizenship Behavior 253
Citizenship Rights
Citizens have rights that are not available to noncitizens. The substance of
these rights varies with time and place, and may also vary across groups of citizens.
That is, some citizens may have more rights than other citizens at any point in
time, and these differences may affect the nature of the ties that bind citizens to
one another. As a result, the substance and distribution of rights are important
matters to understand about a geopolitical entity (e.g., nation, state, local commu-
nity), and about an organization (Keeley, 1988; Rousseau & Anton, 1988).
T. H. Marshall (1965), in reviewing three centuries of English history to ex-
plain the extension of citizens' rights to an ever broader share of the population,
identified three categories of rights: civil (legal protection of life, liberty, and prop-
erty), political (participation in decision-making), and social (adequate level of so-
cioeconomic benefits). In England, civil, political, and social rights developed in an
interrelated historical sequence. Basic civil rights were the moral underpinning of
English common law. Those without rights of political participation, however, de-
pended on the good will of those in power to administer justly. To secure justice
under the law (and the passage of just laws), the franchise was sought and gradually
extended to more and more of the populace. Similarly, those with inferior education
and an inadequate standard of living were at a disadvantage in utilizing their civil
and political rights. A gradual expansion of social rights resulted, due to a combi-
nation of the beneficence of the "haves" and the demands of the "have-nots."
Marshall's (1965) categorization of civil, political, and social rights can be used
to analyze organizations as well as societies. Organizational civil rights would in-
clude fair treatment in routine personnel matters (hiring, assignment, evaluation,
etc.), and also guarantees of due process when problems arise (e.g., grievance in-
vestigation and disciplinary proceedings). Political rights would include the ability
to participate in decision making both about current operational matters, and about
broader organizational policies, objectives, and spending plans. Social rights would
254 Graham
Citizenship Responsibilities
Citizen rights
required by the
geo-political
environment
(the state)
- if the state's
are higher Strength of member-
citizen's relational
+ if the organiza- ties to the organization
tion's are higher
Member-citizen
rights honored
by organizational
policies and
practices
Fig. 1. OCB, relational ties to the organization, and a comparison of societal and
organizational rights.
these patterns of relationships (and many in between) can co-exist within the same
organization. A general statement of the relationships among rights, relational ties,
and levels of OCB, as a function of comparative citizen rights conferred by an
organization and those mandated by the state, is summarized in the following
propositions:
Proposition 1. Organizational policies and practices granting more member
rights than those required by the geopolitical environment strengthen the relational
ties member-citizens have with their organizations.
Proposition 2. As strength of relational ties increases, so do all forms of OCB.
In addition to the general relationships described in Propositions 1 and 2,
links between specific types of relational ties, rights, and responsibilities are also
possible. Because the focus of this article is on OCB, citizen responsibilities are
designated as the dependent variables of primary interest, although feedback loops
are also suggested.
The basic argument, as shown in Figs. 2a-2c, is that each category of citizen
rights is matched with a category of citizen responsibilities, and that each pairing
is moderated by the nature of the relational ties members have with their organi-
zations. These connections augment the relationships described in Propositions 1
and 2, wherein generous rights were predicted to strengthen relational ties, and
strength of relational ties was predicted to have a direct impact on all forms of
OCB.
Organizational Obedience
In Fig. 2a, organizational civil rights are matched with organizational obedi-
ence. Civil rights at an organizational level concern guarantees against unfair treat-
ment in hiring, promotions, discipline and grievance procedures, etc., these being
roughly equivalent to protection of life, liberty, and property at a societal level.
Because one person's rights imply an obligation on the part of others to respect
Organizational Citizenship Behavior 259
(A) l
Strength of relational 1
ties to an organization
i
I Organizational I Organizational
civil rights Obedience
(B)
Strength of relational
ties to an organization
Interpersonal
Helping
Organizational hI Organizational
social rights Loyalty
(c)
Strength of relational
ties to an organization l -
Organizational Organizational
political rights Participation
those rights (Keeley, 1988), organizational civil rights are plausibly coupled with
the responsibility to respect the order provided by fair employment practices, i.e.,
not to seek favored treatment, or to bend the rules. Respect for order is an example
of the category of OCB termed organizational obedience.
While there is a logical association between organizational civil rights and
obedience, the impact of civil rights on OCB is likely to be affected by the nature
of the relationship a member has with an organization. Those with Gesellschaft
relational ties are likely to be minimally compliant, because they see rights and
responsibilities related only instrumentally. On the other hand, those with normal
or covenantal Gemeinschaft relational ties are likely to obey the spirit as well as
the letter of the law, due to their sincere respect for organizational rationality.
Propositions 3 and 4 describe the relationships pictured in Fig. 2a.
Proposition 3. As organizational civil rights increase, so does organizational
obedience.
260 Graham
Organizational Loyalty
In Fig. 2b, organizational social rights are shown paired with organizational
loyalty. The logic underlying this proposition is that those for whom an organization
guarantees greater socioeconomic benefits are most likely to return the favor, that
is, to engage in behavior that protects the organization, enhances its reputation,
and serves the whole rather than the parochial interests of specific parts. As with
civil rights and obedience, the linkage of social rights and loyalty is likely to be
moderated by the nature and strength of the ties that link members to their or-
ganization. Those with Gesellschaft relational ties, for example, may tell outsiders
that their employer's generous benefits package is a really good deal, as if the em-
ployees' cleverness was responsible for their good fortune. Those with normal or
covenantal Gemeinschaft relational ties with the organization, on the other hand,
would attribute the generous package to the virtues of the employer, thereby en-
hancing its reputation rather than their own. Propositions 5 and 6 describe the
relationships pictured in Fig. 2b.
Proposition 5. As organizational social rights increase, so does organizational
loyalty.
Proposition 6. The direct relationship between organizational social rights and
loyalty is enhanced as relational ties to the organization are stronger.
An alternative starting point for considering the citizenship concepts of social
rights, organizational loyalty, and relational ties is also possible. By definition, mem-
ber-citizens having normal or covenantal Gemeinschaft relational ties with an or-
ganization (but not Gesellschaft relations) identify with the group as a whole and
feel allied with its other members (especially in comparison with nonmembers). A
plausible result of these affective ties is to sensitize members to the needs of their
compatriots, and incline them to share their own resources so that the basic needs
of all are met. From this perspective, strong relational ties lead to interpersonal
helping. Such prosocial behavior might qualify as organizational loyalty, if one as-
sumes that the group as a whole would be better off if some forgo their personal
interests to help others.
A more limited definition of organizational loyalty, however, is implied by the
work of the political theorists described in Part 1 of this article. It restricts the
target of helping behavior to the organization as a whole, or its official repre-
sentatives (e.g., representing the organization favorably to outsiders, protecting it
from threats, etc.). From this perspective, instances of generosity directed at indi-
viduals would qualify as consideration (Motowidlo, 1984), altruism (Smith, Organ,
& Near, 1983), or some other form of prosocial organizational behavior (Brief &
Motowidlo, 1986), but not as OCB. In Fig. 2b, a second dependent variable is pic-
tured, termed interpersonal helping. Proposition 7 describes the additional relation-
ship predicted by starting from relational ties rather than from citizens' social rights.
Organizational Citizenship Behavior 261
Organizational Participation
It will quickly be argued that, in the 1990s, "political" no longer has the
idealistic associations alleged by classical philosophers. Perhaps not. But the mod-
erating relationship depicted in Fig. 2c allows for precisely that contingency. Those
who are committed to a transcendent principle or organizing value, i.e., those having
a covenantal relationship with an organization, are likely to use their political rights
to pursue the common good rather than to further narrow partisan interests. With
this model, by simultaneously holding political rights constant and assessing the
effect on organizational participation of strength of relational ties, it is feasible to
distinguish between political activity that is a form of responsible organizational
citizenship, and that which is not. The question of whether political participation
by those with greater organizational power is more likely to qualify as OCB than
the political activities of lower ranking member-citizens could be investigated.
It is important to note that this good citizenship test does not require universal
agreement. Covenantal relationships do not imply an absence of conflict about spe-
cific issues. What is implied, however, is that the civil, social, and political rights
of others, together with the principles upon which they are based, are not jeopard-
ized in an effort by some to impose their preferences on others. Instead, when
conflicts arise they are resolved through processes of cooperation, negotiation, and
compromise.
Finally, many kinds of participation in decision-making, while not always in-
creasing traditional measures of job performance, generally are related to job sat-
isfaction and organizational commitment (Locke & Schweiger, 1979; Miller &
Monge, 1986; Cotton et al., 1988). It is likely, therefore, that political participation
will strengthen the relational ties member-citizens have with their organizations, as
shown in the feedback arrow in Fig. 2c and described by Proposition 10:
Proposition 10. Organizational participation (as a form of OCB) strengthens
relational ties with the organization.
Exogenous Factors
Environmental Factors
In addition to setting norms for citizen rights that organizations must meet
or exceed (as discussed above in conjunction with Propositions 1 and 2), environ-
mental factors are also likely to affect individual choices concerning relational ties
Organizational Citizenship Behavior 263
and citizen responsibilities. For example, cultural traditions or popular beliefs con-
cerning human nature may predispose people to form or not to form covenantal
relationships. An illustration close to home for academics is comparing the cove-
nantal inclinations of students who have just taken their first course in microeco-
nomics (or behavioral psychology) to those who have recently studied poetry or
moral philosophy .One suspects the special issue of Organization Science (forthcom-
ing) devoted to "The Litigious Organization" is more apt to describe the choices
of the former than the latter group of students.
The time horizon valued by the larger culture is also likely to affect individual
choices. In some cultures, the merits of particular actions are assessed in terms of
their effects on following generations, while others focus on quarterly results, the
next election, or some other short-term measure. Culture affects the extent to which
long-term future outcomes are either emphasized or discounted.
The nature and extent of political participation in organizations may be mod-
eled after the sociopolitical culture in which an organization exists. This has impli-
cations for the management of multinational businesses, as well as for comparative
organizational analyses across national/cultural boundaries. Consider the Western
democracies in comparison to parts of the world that only recently have thrown
off the yoke of imperialism or totalitarian regimes. While political scientists have
studied comparative political systems for decades (e.g., Almond & Verba, 1963;
Cary, 1977; Inkeles, 1969; Verba, Nie, & Kim, 1978; Wolin, 1960), the connection
between those systems and OCB awaits investigation.
Organizational Factors
Personal Factors
Personal attitudes, beliefs, and life experiences are likely to influence individ-
ual member-citizens' propensity to form strong relational ties with an organization.
264 Graham
Job satisfaction with supervision and co-workers is plausibly linked with the creation
and maintenance of normal Gemeinschaft relations, but probably not covenantal
ones unless shared values elevate the relationships to a higher level. Organizational
commitment (Mowday, Porter, & Steers, 1982) is a more likely predictor of cove-
nantal relations, especially if member-citizens perceive a return commitment from
the organization, as shown by job security and trustworthy management.
Personal disposition to trust others, in addition to being affected by environ-
mental and organizational traditions, is also likely to be influenced by an individual's
prior experience with close relationships. Years of abusive or coldly calculating re-
lationships at work, school, or even with family and friends, are likely to orient
member-citizens toward weak relational ties.
Finally, stage of moral development is likely to influence an individual's choice
of time horizon and the composition of his/her welfare function. Those at earlier
stages are focused on near-term results for themselves; those at later stages are con-
cerned about long-term results for many. As a result, stage of moral development
is likely to predict personal inclination both to form covenantal relationships, and
to engage in courageous behaviors that are rational only when viewed from afar.
tiousness and goodwill, is also a form of OCB. By taking the initiative, member-
citizens can try to change the situation for the better, e.g., to influence the organi-
zation to be more just or efficient. Staw and Boettger's (1990) experimental efforts
to induce "task revision" is a recent example of the latter.
Participation (voice), although neglected in earlier studies, is not a trivial or
residual form of OCB. First, it implies a psychological attachment to the organization
that is stronger than normal Gemeinschaft relations (Kanter, 1972) or social ex-
change (Blau, 1964); instead the tie is covenantal in nature. Second, it requires main-
tenance of a state of critical awareness, sensitivity to issues of principle, and a
willingness to engage others, even if doing so risks disrupting the calm routine of
organizational life. This does not imply enjoyment of disruptive behavior. The an-
guish of raising objections and advocating change ~is likely to be felt more intensely
by an organizational citizen taking the initiative (at least if such a person is disposed
to be a cooperative team member) than by anyone else. Yet without such effort,
such moral courage (Moore, 1978), all sorts of evil has been (and continues to be)
done under the excuse "I was only following orders." It is an essential premise of
this article that following unethical orders exemplifies poor citizenship at every level.
In systems valuing orderliness and efficient operations, the disruption and de-
lay occasioned by dissent are almost surely inconvenient. Existing power systems
may also be challenged, and therein lies the controversy. While sidestepping these
issues by ignoring political participation as a category of citizenship behavior results
in a picture of OCB that is extremely pleasant, it is nonetheless flawed as a result.
CONCLUSION
ACKNOWLEDGMENTS
Research support from the Social Sciences and Humanities Research Council
of Canada (Grant No. 494-85-1018) is gratefully acknowledged. Carol Burton as-
sisted in the project. L. L. Cummings, Jane Dutton, Michael F. Keeley, Dennis W.
Organ, William G. Scott, David A. Whetton, and Gary A. Yukl offered helpful
comments on early drafts of the paper.
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