Jamda: Adam Bentvelzen PHD, Liesbeth Aerts PHD, Katrin Seeher PHD, Jacqueline Wesson Ma, Henry Brodaty MD, DSC
Jamda: Adam Bentvelzen PHD, Liesbeth Aerts PHD, Katrin Seeher PHD, Jacqueline Wesson Ma, Henry Brodaty MD, DSC
Jamda: Adam Bentvelzen PHD, Liesbeth Aerts PHD, Katrin Seeher PHD, Jacqueline Wesson Ma, Henry Brodaty MD, DSC
JAMDA
journal homepage: www.jamda.com
Review Article
a b s t r a c t
Keywords: The diagnosis of dementia and the management of its associated symptoms are aided by high-quality
Dementia assessment tools. However, there is disagreement on the optimal tools among abundant alternatives
measure and lack of consistent quality standards across the different domains of dementia-related change (ie,
assessment
cognition, severity, function, behavioral and psychological symptoms, delirium, quality of life). Stan-
outcome
dardization is difficult because the relevance of a measurement tool for health professionals may depend
clinical
screen on the clinical setting and on the dementia type and severity. To address this need, we conducted a
comprehensive and clinically relevant evidence-based review of dementia-related tools and present a set
of recommended tools, the Dementia Outcomes Measurement Suite. The review revealed that consid-
erable development has occurred in terms of assessment of persons with mild cognitive impairment,
executive dysfunction, cognitively mediated functional change, and apathy. More research is needed to
develop and validate tools to assess health-related quality of life and specific symptoms of dementia
including anxiety, wandering, and repetitive vocalizations. This extensive overview of the quality of
different measures may serve as a guide for health professionals clinically and for researchers developing
new or improved dementia assessment tools.
Ó 2017 AMDA e The Society for Post-Acute and Long-Term Care Medicine.
High-quality assessment tools are important for the diagnosis symptoms of dementia (BPSD) may help reduce distress and
and management of dementia and its associated symptoms. Early healthcare costs.3,4
diagnosis of dementia by cognitive screens may enable the timely Despite an abundance of tools for many domains of dementia-
provision of care services and family education, and advance legal related change (ie, cognition, function, BPSD), consensus is lacking
directives while the person still has capacity.1 Measuring the on which one should be used.5 This may hinder effective commu-
functional ability of a person with dementia may facilitate the nication between health professionals and could lead to misdiag-
provision of appropriately targeted care services.2 Tracking the ef- nosis or mismanagement.6,7 Some tools, such as the Mini-Mental
fects of interventions to reduce the behavioral and psychological State Examination (MMSE),8 serve as a proxy “gold standard” but
nonetheless have significant limitations (eg, to detect mild cognitive
decline or dementia that present with executive dysfunction).9e11
Several reviews have helped identify the most promising options
Over the last 3 years, Henry Brodaty has been on advisory boards of or a to test cognition,12 staging,13 function,14 BPSD,3 or delirium,15 and
consultant to Eli Lilly, Merck and Nutricia. His department has received payment to
protocols such as the International Consortium for Health Outcomes
participate in drug trials for Alzheimer disease by Merck, Sanofi, Servier, Eli Lilly,
and Tau Therapeutics. He has been recipient of grants for research by the National Management16 offer excellent breadth of coverage by recommend-
Health and Medical Research Council and Australian Department of Health and ing 1 standard tool per domain. However, less attention is paid to
Ageing. The other authors declare no competing interests. important qualitative variations in the clinical scenario including
* Address correspondence to Henry Brodaty, MD, DSc, Dementia Collaborative differences in practice setting, types of dementia, and levels of de-
Research Center (DCRC) Network, University of New South Wales Australia, Sydney
mentia severity.17 Conversely, many reviews focus intensively on
2052, Australia.
E-mail address: h.brodaty@unsw.edu.au (H. Brodaty). tools for specific clinical scenarios, such as dementia screening in
http://dx.doi.org/10.1016/j.jamda.2017.01.006
1525-8610/Ó 2017 AMDA e The Society for Post-Acute and Long-Term Care Medicine.
2 A. Bentvelzen et al. / JAMDA xxx (2017) 1e12
5 Validity 2: Concurrent validitydexpected correlations with 16A Ease of administration and scoring (for clinician-administered tools)
similar validated measures 4 does not require algorithm to score or special equipment
4 high (jr/kj .70) 2 requires an algorithm to compute score OR special equipment
2 moderate (jr/kj from .40 to .69) 0 requires an algorithm to compute score AND special equipment
0 low concurrent validity (jr/kj < .30), or no data
16B Burden on respondent (for self-reported or proxy tools)
6 Validity 3: Discriminant validity - cross-sectional (eg, dementia 4 items are worded simply
vs depression; low vs high levels of severity/impairment; AD 2 minor challenges for respondent (eg, minority of items are
vs FTD etc.) worded in a complex manner)
4 can distinguish between >2 clinically important categories 0 reasonable degree of burden on respondent (majority of
of respondents items worded in a complex manner)
2 can distinguish between 2 categories of respondents
0 no evidence 17 Clinical qualifications required to administer tool
4 untrained rater (eg, general nursing staff, patient/informant)
7 Validity 4: Sensitivity to diagnosis/category 2 paraprofessional/staff member (eg, clinical nurse; research assistant)
4 high (.85) 0 professional (eg, doctor, occupational therapist, or neuropsychologist)
2 moderate (.70 to .84)
0 low (<.70) 18 Cost of the tool and training for clinicians
4 no charge for tool or for training
8 Validity 5: Specificity to diagnosis/category 2 small 1-time costs to acquire tool or for training
4 high (.85) 0 costs charged each time tool is used
2 moderate (.70 to .84)
0 low (<.70)
of response to drug treatment).26 External validity (referring to
9 Validity 6: Responsivenessdability to detect clinically important
change over time (eg, because of course of the condition or “generalizability” as opposed to criterion validity) involved 4 criteria
in response to intervention) so that external validity with respect to dementia type, clinical setting,
4 availability of minimum clinically important difference (MCID) education/literacy, and language could be considered separately.
in appropriate metrics (eg, standardized response means) at the The criterion for international acceptance was scored based on
individual patient level on external clinical criteria
2 can detect statistically significant changes over time in hypothesized
whether a tool was recommended by national or international de-
direction on external clinical criteria, but no metrics available to mentia guidelines, such as those released by the National Institute for
quantify MCID at the individual patient level Health in the United Kingdom, Intervention in Dementia (INTERDEM)
0 no evidence for responsiveness in Europe,27 or the International Association of Gerontology and Ge-
riatrics (IAGG).28 Tools recommended in an international guideline
10 Generalizability 1: validity in different dementia populations (eg, AD,
FTD, PD etc.) automatically achieved the maximum score.
2 > 2 types of dementia
1 two different types of dementia Rating Process
0 only 1 type of dementia
11 Generalizability 2: validity in different clinical settings (ie, nursing home, Each tool that passed the selection criteria was rated based on
community, primary care, specialist) systematic evaluation of 878 articles. Two raters each assessed a
2 > 2 types of setting different set of tools and a random selection of 10% of the scored
1 two different types of setting criteria (1e13) per domain for each rater were independently scored
0 only 1 type of setting
by the other rater as a quality control check. A weighted kappa of 0.71
indicates good inter-rater reliability.29,30 Consensus was reached on
(continued on next column)
the final score where discrepancies occurred.
4 A. Bentvelzen et al. / JAMDA xxx (2017) 1e12
Table 2
Ratings for Cognition Tools
No Rating Criteria Very Brief Screens Brief Screens Comp. Informant Special Executive
Function
6CIT AMTS GPCOG Mini-Cog 3MS MoCA PAS-CIS ACE-III ADAS-COG IQCODE PAS-CDS AD8 RUDAS KICA-Cog FAB EXIT-25
PAS-CIS, Psychogeriatric Assessment ScaleeCognitive Impairment Scale; Special, special populations; Administration times: very brief screens, <5 minutes; brief screens,
6e15 minutes; comp, comprehensive screens (16e45 minutes).
Other abbreviated test names are spelled out in full in the text.
A. Bentvelzen et al. / JAMDA xxx (2017) 1e12 5
The KICA-Cog was designed for indigenous Australians living in rural specific tools are designed to be sensitive to functional impairments
and remote communities and has excellent diagnostic efficiency for in persons with cognitive impairment and contain items on both basic
detecting dementia.54 The KICA-Cog may have value in other indige- activities of daily living (ADLs, eg, eating, self-care, mobility) and
nous populations, as suggested by its successful application in Persian instrumental ADLs (IADLs, eg, taking medications, preparing meals,
populations and adaptation for First Nation persons in Canada.55,56 managing money). As a person with cognitive impairment may be
unreliable in rating their own function, dementia-specific tools usu-
Screens of executive function ally require input from a knowledgeable informant but can also be
Some tools are focused on detecting impairments in executive performance- or observation-based. Generic tools are not specifically
function that are important for diagnosing a range of dementia types designed for persons with dementia and involve a combination of self-
such as FTD. The Frontal Assessment Battery (FAB),57 outscored the reports, reports by an informant, and the clinical observations of a
Executive Interview (EXIT-25)58 as it is briefer and requires less healthcare professional.
training but has similar diagnostic efficiency for distinguishing FTD
from Alzheimer disease.59 Dementia-specific functional measures
The Bayer ADL,67 Bristol ADL,68 Disability Assessment for Dementia
Staging (DAD)69 and Alzheimer Disease Cooperative Study ADL inventory
adapted for MCI patients (ADCS/MCI/ADL)70 are completed by inter-
Staging tools (Table 3) assess whether a person has dementia and viewing an informant. The Cleveland Scale for ADL (CS-ADL)71 is
enable tracking of its severity over time. Consistent with its perception completed by the clinician’s observation of the person in question,
as a “gold standard,” the Clinical Dementia Rating scale (CDR) scored while the Direct Assessment of Functional Status-Revised (DAFS-R)
maximally for validity criteria, with excellent responsiveness and involves a performance assessment.72 The highest rated scales
correlation to practical outcomes such as nursing home placement, is (in order) were the Bayer ADL, DAD, DAFS-R, Bristol ADL, and CS-ADL.
widely translated and is recognized internationally.60,61 Limitations All 6 tools have been validated in both persons with dementia and
include its long administration time and the need for a high level of those with MCI, and have good discriminant validity and respon-
expertise in dementia assessment. siveness for predicting care needs. The Bayer ADL has excellent
Among brief staging instruments, the Blessed Dementia Scale diagnostic efficiency for detecting dementia and MCI.73 Both the DAD
(BDS)62 and Global Deterioration Scale (GDS)63 scored the highest. and DAFS-R distinguish between persons with FTD and AD, although
Both scales have good evidence for responsiveness. They offer trade- with lower efficiency compared with cognitive tools such as the ACE-
offs in terms of higher sensitivity (BDS) or specificity (GDS).64,65 The III or FAB.23 The Bristol has MCID values and good longitudinal diag-
BDS, which has been available longer, has been validated in a greater nostic efficiency and the DAD has strong evidence showing its
variety of populations and the effects of education more thoroughly responsiveness to drug treatments.74 However, many of these tools
investigated. The Dementia Severity Rating Scale’s (DSRS) lower score lack evidence for some form of reliability. The Bayer ADL and DAD
resulted from lower generalizability (ie, dementia types, translations) have many validated translations. None of the tools is brief, although
but can be informant-completed unlike the other tools and has su- the DAD-6, an abbreviated form of the DAD, is available.75
perior diagnostic efficiency for dementia and MCI.66
Generic functional measures
Function Among generic IADL tools, the Barthel Index76 was the ADL tool
with the highest score, followed by the Katz ADL77 and the Functional
Functional assessment (Table 4) of persons with dementia relates Independence Measure (FIM),78 a later adaptation of the Barthel In-
very strongly to practical outcomes including care needs. Dementia- dex. The Lawton and Brody IADL79 scored higher than its later adap-
tation, the OARS-IADL.80 All 5 tools have good longitudinal
Table 3 discriminant validity (eg, predicting dependency), and the OARS-IADL,
Ratings for Staging Tools Barthel Index, and Katz ADL have MCID values.81,82
No Rating Criteria Comp Brief
BPSD
CDR GDS BDS DSRS FAST SCAG
1 Inter-rater reliability (/4) 4 4 2 3 3 2 BPSD tools (Table 5) are important to detect and track changes in
2 Test-retest reliability (/4) 4 4 3 4 0 0
3 Internal consistency (/2) 2 2 2 2 0 1
behavior associated with dementia, and may be valuable in deter-
4 Content validity (/2) 2 2 1 2 0.5 2 mining care needs and in establishing dementia severity. They may
5 Concurrent validity (/4) 4 4 2 2 4 3 also be valuable in differential diagnosis, for example, between
6 Discriminant validity (/4) 4 4 4 4 4 4 depression and dementia, or between different dementias types.
7 Sensitivity (/4) 4 0 4 4 0 0
8 Specificity (/4) 4 4 2 4 0 0
9 Responsiveness (/4) 4 4 4 2 2 2 Global BPSD measures
10 Dementia types (/2) 2 2 0 0 2 2 Global measures of BPSD provide a snapshot of a variety of
11 Clinical settings (/2) 2 2 2 2 2 1 symptoms in persons with dementia. They can be administered in full
12 Education/literacy (/2) 0.5 0.5 2 0 0 0 or separated into subscales that focus on specific symptoms. The
13 Translations (/2) 2 0.5 2 0 0 2
14 International acceptance (/4) 4 4 4 0 4 0
Neuropsychiatric Inventory (NPI)83 scored highest followed by the
15 Administration time (/4) 0 4 4 4 4 4 Behavioral Pathology in Alzheimer Disease (BEHAVE-AD).84 Compared
16 A: Ease of use (/4) 2 4 4 2 4 4 with the BEHAVE-AD, the NPI had much better evidence for reliability,
B: Respondent burden (/4) - - - - - - higher sensitivity to dementia85 and validity in more types of de-
17 Qualifications required (/4) 0 2 4 2 2 2
mentia. Both tools, however, had evidence for good content validity,
18 Cost of tool/training (/4) 4 4 4 4 4 2
Weighted score (/60) 48.5 51 50 41 35.5 31 discriminant validity, and responsiveness including MCID values.
Several adaptations exist for the original NPI, including the NPI-
Brief, brief staging tools (15 minutes administration time); Comp, Comprehensive
staging tools (16e45 minutes administration time); FAST, Functional Assessment
Questionnaire (NPI-Q, a shorter version), the NPI with Caregiver
Staging; SCAG, Sandoz Clinical Assessment-Geriatric scale. Distress Scale (NPI-D, which has an additional question for each
Other abbreviated test names are spelled out in full in the text. domain about the level of carer distress), the NPI-Nursing Home
6 A. Bentvelzen et al. / JAMDA xxx (2017) 1e12
Table 4
Ratings for Functional Tools
BAYER-ADL DAD Bristol ADL ADCS/MCI/ADL DAFS-R CS-ADL L&B IADL OARS-IADL BARTHEL KATZ FIM
(NPI-NH, for care staff in residential care settings), and the NPI- Symptom-specific BPSD measures
Clinician (NPI-C, with an expanded set of items and domains). Symptom-specific BPSD scales offer more focused and compre-
hensive assessment. Tools for agitation, apathy, aggression, depres-
Frontal/disinhibited behavior sion, and sleep disturbance passed our selection criteria while tools for
The Frontal Behavioral Inventory (FBI) has excellent psychometric other symptoms (eg, wandering, vocal disturbance, psychosis) did not.
validity, excellent diagnostic efficiency for FTD vs non-FTD types of
dementia (eg, sensitivity .90, specificity .94) and adds valuable Agitation. The Cohen-Mansfield Agitation Inventory (CMAI)88,89
discriminative power when combined with cognitive testing.86,87 It is and the Pittsburgh Agitation Scale90 rated well. The CMAI had
lengthy and best suited for specialist settings rather than for more evidence for test-retest reliability and generalizability (across
screening. types of dementia, settings, translations, and international
Table 5
Ratings for BPSD Tools
No Rating Criteria Global Front Agitation Apathy Depression Aggr Anxiety Sleep
NPI BEHAVE-AD DBDS FBI CMAI PAS AES IA LARS GDS CORNELL HDRS RAGE RAID HARS PSQI
acceptance), while the Pittsburgh Agitation Scale is briefer to with an item on concentration omitted because of its confounding
administer than the CMAI (<5 vs 10e15 minutes). by dementia symptoms, unlike the HARS, which includes such
items. The RAID has high sensitivity but lower specificity to detect
Apathy. Three scales scored reasonably well, in order: the Apathy generalized anxiety in those with dementia.103 More work is
Evaluation Scale (AES),91 the Apathy Inventory (IA),92 and the Lille needed to establish its responsiveness to treatment and
Apathy Rating Scale (LARS).93 The AES had excellent psychometric generalizability.
validity and can distinguish between apathy and depression.91,94 It
is also responsive to drug or rehabilitation treatment and has good Sleep disturbance. The Pittsburgh Sleep Quality Index (PSQI)105 is
generalizability (across types of dementia, settings, and languages). quick to administer (5e10 minutes), with good concurrent validity
The AES has excellent sensitivity but lower specificity for detecting with other sleep tools. It has evidence for responsiveness to in-
apathy as judged against psychiatrist observation. The IA, devel- terventions aimed at improving sleep quality and has been trans-
oped to assess apathy in persons with MCI, has excellent reliability lated into 56 languages.106,107
and diagnostic efficiency to detect apathy, and is very brief
(<5 minutes).92,95 It requires more evidence for responsiveness and
Delirium
generalizability to surpass the AES. The LARS was designed to
assess apathy in persons with Parkinson disease and has excellent
The accurate detection and discrimination of delirium from de-
psychometric properties for this purpose, though it requires more
mentia (Table 6) is an important task, particularly in acute hospital
evidence for discriminant validity, responsiveness, and generaliz-
settings. The Confusion Assessment Method (CAM)108 and the
ability across settings.93,96,97
Delirium Rating ScaleeRevised 98 (DRS-R-98),109 outscored the
Delirium Index (DI).110 The CAM and DRS-R-98 can distinguish
Aggression. The Rating Scale for Aggressive Behavior in the
delirium from dementia efficiently. The CAM has been used in the
Elderly (RAGE) was designed to assess aggression in persons with
greatest variety of settings (ie, acute and post-acute care including
dementia. It is brief (<5 minutes) and has evidence for respon-
emergency departments, and nursing homes) and is better suited for
siveness, diagnostic efficiency, and generalizability across
brief screening, while the greater comprehensiveness of the DRS-R-98
settings.21,98
(including severity scale and responsiveness) makes it the preferred
tool for more in-depth assessment. In addition, the CAM is designed to
Depression. The Geriatric Depression Scale (GDS)99 outscored the
be administered with a cognitive test, while the DRS-R-98 can be used
Cornell Scale for Depression in Dementia (CSDD)100 and the
stand-alone.111
Hamilton Depression Rating Scale (HDRS).101 The GDS has more
evidence for generalizability (different types of dementia and
settings) and has a shorter administration time (5e10 vs 20 mi- Dementia-specific HRQoL
nutes). The GDS was designed for older persons in general, while
the CSDD was specifically designed for persons with dementia. As Dementia-specific HRQoL tools (Table 6) aim to determine the
the GDS relies on self-report, it may not be valid for persons with general well-being of persons in the context of the medical and psy-
moderate to severe dementia.102 Both the CSDD and GDS have chosocial challenges posed by dementia. The Quality of Life in Alz-
shown responsiveness to treatment effects but neither has MCID heimer disease scale (QOL-AD)112 can distinguish between persons
values. with severe vs mild/moderate stage dementia.113,114 It is also very
simple to administer and score. The DEMQOL115 had the best evidence
Anxiety. The Rating Anxiety in Dementia scale (RAID)103 outscored for responsiveness including MCIDs.116 Both tools are designed for
the Hamilton Anxiety Rating Scale (HARS).104 The RAID contains 5 persons with mild to moderate dementia and can be administered to
out of 6 of the DSM-IV criteria for generalized anxiety disorder, the person assessed or to an informant.
Table 6
Ratings for Delirium and HRQoL Tools
Table 7
DOMS set of Recommended Tools
COGNITION 6CIT 44 Very brief screening Can be used without Content validity (executive/visuospatial);
materials; responsiveness requires algorithm for scoring
AMTS 43 Very brief screening Can be used without materials Content validity (executive/visuospatial)
GPCOG 43 Very brief screening Convenient informant report Unknown generalizability to different types
of dementia
Mini-Cog 41 Very brief screening Best for educational Unknown generalizability to different types
level and language of dementia
3MS 52 Brief screening Excellent all round Responsiveness
MoCA 51 Brief screening Tests executive functions Specificity for dementia/MCI
ACE-III 48 Comprehensive screening Differential diagnosis; MCI Responsiveness unknown; requires some
skill to administer/score
ADAS-COG 41.5 Comprehensive screening Responsiveness, especially to Content validity (executive testing); long
drug treatment administration time
IQCODE-Short 46 Brief informant report Corroborate or replace screen Specificity for dementia/MCI
AD8 39 Very brief informant report Corroborate or replace screen; Diagnostic efficiency
fast and easy
FAB 49.5 Executive function Niche in detecting FTD Not comprehensive
RUDAS 36.5 Non-English speakers International generalizability Sensitivity
KICA-Cog 31 Indigenous populations Diagnostic efficiency Unknown validation in other languages/cultures
STAGING CDR 48.5 Comprehensive staging Excellent validity Long administration time; needs dementia
expertise
Global 51 Brief staging Brief; specificity Sensitivity
Deterioration
Scale (GDS)
BDS 50 Brief staging Brief; user-friendly Specificity; content validity (personality items)
FUNCTION Bayer-ADL 43 Dementia-specific function Differential diagnosis; MCI Responsiveness
DAD 42 Dementia-specific function MCI; validity in drug trials Responsiveness
Bristol ADL 42 Dementia-specific function Responsiveness Reliability
DAFS-R 41 Dementia-specific function Assesses performance; differential Long administration time
diagnosis
Lawton and Brody 44 Generic IADL Very brief; diagnostic efficiency; Content validity (gender bias on some items)
IADL generalizability
OARS-IADL 37 Generic IADL Very brief; responsiveness Generalizability
Barthel Index 39 Generic ADL Responsiveness; generalizability Content validity for dementia
BPSD NPI 49 Global BPSD Comprehensive; responsiveness; Long administration time
differential diagnosis
FBI 38 Global Frontal symptoms FTD; reliability Long administration time
CMAI 42 Agitation Generalizability Long administration time
Pittsburgh 38 Agitation Brief alternative to CMAI Generalizability
Agitation Scale
AES 44 Apathy Responsiveness; generalizability Specificity
IA 42 Brief apathy screen Reliability; diagnostic efficiency Responsiveness; generalizability
LARS 39 Apathy in Parkinson disease Validity in Parkinson disease Discriminant validity; responsiveness;
dementia generalizability
RAGE 50 Aggression Brief; responsiveness; diagnostic Unknown generalizability to different
efficiency types of dementia
Geriatric 45 Depression Brief; user-friendly Self-report less valid in dementia
Depression
Scale
CSDD 38 Depression Comprehensive; dementia-specific Long administration time
RAID 36 Anxiety Content validity vs DSM-IV Long administration time
PSQI 44 Sleep disturbance Brief; responsiveness; discriminant Reliability
validity
DELIRIUM CAM 39 Brief screening Brief; diagnostic efficiency Requires concurrent cognition testing
DRS-R-98 38.5 Comprehensive screening Diagnostic efficiency; does not require Long administration time
concurrent cognition testing
HRQoL QOL-AD 34 Mild/moderate dementia User-friendly; flexible; sensitive Diagnostic efficiency
to dementia stage
DEMQOL 32 Mild/moderate dementia Responsiveness; validated for Diagnostic efficiency; reliability
different dementia types
QUALID 31 Moderate/severe Brief; later stages of dementia Discriminant validity
dementia
Abbreviated test names are spelled out in full in the text or earlier tables.
based on a combination of the tools’ ratings and whether the tool preference to tools that were more widely used, already had some
occupied an important clinical niche. level of international acceptance both in terms of having adaptations
Several tools that are highly regarded in the clinical context available and having a long history of use and hence validation.
scored well, including the CDR, NPI, and DAD. The rating system Although cognitive tools were restricted to those with memory plus 1
also captured tools that have recently become popular including other domain, a healthcare professional could conceivably combine a
cognitive screens (MoCA, Mini-Cog, GPCOG), informant cognitive few short tools each omitted by our selection (eg, category fluency, a
tools (AD8), and functional tools (Bayer ADL), while also reflecting clock drawing test, and the Memory Impairment Screen, MIS122) to
the advances in tool development for specific symptoms such as achieve a valid dementia screening method. The scoring system we
apathy (eg, IA and LARS). We included tools designed to detect adopted was broadly based on quality guidelines123 but was focused
subtle changes associated with the very early stages of dementia, on the clinical validity of a tool (often corresponding to criterion or
such as the MoCA for cognitive change and the Bayer ADL for predictive validity) over other considerations such as the tool’s in-
cognitively mediated aspects of early functional decline. Assess- ternal or factor structure, which may also have clinical importance in
ment tools for executive/frontal changes were also valuable (eg, the some circumstances (eg, using subscales within a tool to distinguish
ACE-III and FAB for cognition, the DAFS-R for function, and the NPI clinically important syndromes).
for BPSD).
Although psychometric features such as reliability and validity are Future Directions
relevant at any stage of assessment, instruments that are used for
outcome evaluation and monitoring must be sufficiently sensitive Recent developments have mainly focused on cognitive and
and responsive to detect changes over time. Therefore, responsive- functional tools, with significant gaps remaining for other domains.
ness was included in our rating system. We found stronger evidence, The paucity of options to measure anxiety in persons with dementia
relative to similar tools, for the 6CIT for very brief cognitive indicates this area requires more research.124,125 Tools to assess
screening, the Bristol ADL, OARS-IADL, and Barthel Index among particular symptoms of dementia such as wandering (eg, Algase
functional assessment tools, and the DEMQOL for assessing HRQoL. Wandering Scale126), and repetitive vocalizations (eg, Typology of
Generalizability was also emphasized, as it is important to under- Vocalizations scale127) require further validation. The subscales of the
stand when a tool may be applicable (or not) in different populations, NPI may provide a broad screen for these symptoms, but it is not a
settings, and languages. substitute for more substantive evaluation. More validation of
The set of recommended measures usually specified the “full” dementia-specific HRQoL measures is also required as these tools
version of the tool (except for the IQCODE-short) but the use of scored well below the top instruments in other domains. Further
abbreviated versions of these tools is encouraged (eg, AMT4, DAD-6, development of brief tools to assess social cognition, complex atten-
NPI-Q), along with computerized versions (eg, the 6CIT, GPCOG, tion, and perceptual-motor function must occur, particularly as they
MoCA) where feasible. Conversely, extended versions may be justified are part of the diagnostic criteria for mild and major neurocognitive
in some circumstances where diagnosis or management presents disorder in the DSM-V.128
more challenges (eg, NPI-C).119 Future reviews could include expansion to different assessment
The recommendations could be used to combine tools across needs, such as tools to assess cognitive decline in those with intel-
domains to maximize the value of an assessment. For example, lectual disabilities (eg, the Neuropsychological Assessment of De-
combining cognitive with functional assessment tools could help mentia in Intellectual Disabilities129) or visual impairments (eg,
diagnosis of early dementia, cognition plus BPSD tools could help MoCA-Blind). Further work is required on formally validating the
with differential diagnosis, and functional with BPSD tools could discriminative power of battery methods and “adaptive screening”
help determine care needs. The value of combining measures has techniques that use multiple measures in a step-wise manner, such as
been recognized in the differential diagnosis of dementia and using multiple cognitive screens in sequence to efficiently distinguish
delirium in the acute care setting, which requires concurrent MCI from dementia,12 or using item-level discriminant analysis within
cognitive and delirium screening.15 Similarly, the use of multiple a particular tool to extract the maximum useful information from an
types of tools within the same domain (eg, self-report, informant, assessment (eg, Mini-Cog34). Computerized tools could be a promising
clinician observation) could be used to boost the reliability of the means to test such adaptive approaches.130 The rating system used in
assessment.120,121 this study was itself reliable, which suggests it could be replicated
longitudinally or applied to different types of tools using different
Limitations selection criteria.
While the total score was an important indication of the quality Conclusions
of a tool, we acknowledge that it does not capture all the impor-
tant information about a tool. For example, the high-scoring MoCA This review provides comprehensive and clinically valuable rec-
has relatively low specificity for dementia or MCI vs healthy per- ommendations on the use of assessment tools for persons with de-
sons.35 Similarly, the weighting scheme used may not reflect a mentia and an overview of areas that require further investigation.
tool’s value in all situations, and lower-scoring measures may have Use of a common language by clinicians and researchers facilitates
features such as excellent responsiveness that are rightly judged more efficient communication and comparability of findings
to overrule their weakness in other areas. Beyond the choice of internationally.
tools within each domain per se, the set of recommended tools in
Table 7 is intended to be a useful reference summarizing the Acknowledgments
strengths and weaknesses of each selected tool. In some instances,
the weaknesses highlight important clinical gaps requiring further We thank the Dementia Outcomes Measurement Suite expert
research. steering committee: Belinda Goodenough, Lyndal Newton, Daniella
This review was not an exhaustive account of every single tool Kanareck, Simone Reppermund, Kim Burns, Anne-Nicole Casey, Julie
available nor of their effectiveness in all possible populations (eg, with Strukovski, and Sharon Levy.
different literacy levels). The selection criteria were relatively strict A.B., L.A., K.S. and H.B. are supported by the Australian National
and this may have filtered out potentially useful tools. We gave Health and Medical Research Council-funded Dementia Collaborative
10 A. Bentvelzen et al. / JAMDA xxx (2017) 1e12
Research Center Assessment and Better Care at UNSW Australia. J.W. Aging-Alzheimer’s Association workgroups on diagnostic guidelines for Alz-
heimer’s disease. Alzheimer’s Dement 2011;7:280e292.
was supported by a Dementia Collaborative Research Center (Assess-
26. Husted JA, Cook RJ, Farewell VT, Gladman DD. Methods for assessing
ment and Better Care) PhD scholarship (UNSW); Center of Excellence in responsiveness: A critical review and recommendations. J Clin Epidemiol
Population Ageing Research (CEPAR) Supplementary Scholarship; and 2000;53:459e468.
Mary Frances Stephens Scholarship (University of Sydney). The funding 27. Moniz-Cook E, Vernooij-Dassen M, Woods R, et al. A European consensus on
outcome measures for psychosocial intervention research in dementia care.
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