Vir Hep B
Vir Hep B
Vir Hep B
PII: S1521-6918(17)30036-7
DOI: 10.1016/j.bpg.2017.04.013
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Please cite this article as: Valaydon ZS, Locarnini SA, The Virological Aspects of Hepatitis B, Best
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The Virological Aspects of Hepatitis B
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Division of Research and Molecular Development, Victorian Infectious Diseases
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Reference Laboratory, Peter Doherty Institute, Parkville, Victoria, Australia.
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Department of Gastroenterology, St. Vincent's Hospital, Fitzroy, Victoria, Australia
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Department of Medicine, Eastern Hill Academic Centre, The University of
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Melbourne, Parkville, Victoria, Australia.
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*Correspondence: zina.valaydon@svha.org.au
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Abstract
a small DNA virus with a replication strategy that is similar to that of a retrovirus.
HBV is prone to mutagenesis and under the influence of diverse selection pressures,
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has evolved into a pool of quasispecies, genotypes and mutants, which confers a
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significant survival advantage. The genome is small, circular, and compact but has a
complex replication strategy. The viral life cycle involves the formation of a
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covalently closed circular DNA (cccDNA), which is organized into a
minichromosome that is the template for the synthesis of viral mRNA. HBV DNA
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(double-stranded linear form) can also integrate into the host genome, ensuring
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lifelong persistence of the virus. To date, despite great advances in therapeutics, once
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virological structure and viral life cycle. In this review, we aim to discuss important
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Introduction
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orthohepadnavirus genus (1).
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Like all hepadnaviruses, HBV causes a hepatotropic infection and it has not been
isolated in tissues other than the liver. HBV can cause both acute and chronic
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infections but the virus itself is not directly cytopathic: hepatitis and any resulting
liver damage are usually mediated by the immunological response of the host to the
virus.
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HBV appears to require specific host factors for various aspects of its life cycle
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setting, the tree shrew (2-4). However, in experimental models, surrogate HBV-like
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pathogenesis and replication, including ducks, squirrels and woodchucks and these
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models have provided crucial insights in HBV virology and subsequent advances in
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One of the salient features of the HBV viral transcriptase is that it lacks proof reading,
which renders HBV highly susceptible to acquiring mutations during each cycle of
replication especially G-A hyper-mutation. This gives rise to various genotypes and
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the virus and they have significant clinical implications to the natural history and the
Another unique feature of HBV is its ability to form a minichromosome during viral
replication, which acts as a template for its RNA transcripts. This is also known as the
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cccDNA transcriptional template and it can persist in the hepatocyte indefinitely
ensuring chronic lifelong viral persistence until the host cell is eliminated. This poses
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a significant problem for the treatment of HBV. To date, current antivirals can merely
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suppress viral replication but cannot eliminate it altogether from the liver. HBV, like
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hepatocellular carcinoma, the third leading cause of cancer deaths worldwide.
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The virology of HBV is complex and not entirely understood. However a thorough
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disease phenotype and aid in the discovery of novel therapeutics. In this article, we
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review the key virological aspects of HBV with a focus on clinical and pathological
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implications.
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Structure of the Virus
HBV virions were originally named Dane particles after the researcher who led the
team that first succeeded in identifying the HBV via electron microscopy (6). The
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glycolipid envelope (7, 8).
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The envelope is made up of lipids and three surface proteins. The core is an
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240 core subunits with triangulation numbers (T) 3 or 4, respectively. Capsids with
the T=4 configuration appear to be the predominant ones detected in active infection
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(9, 10). Cryoelectron microscopy studies have revealed that core particles form spikes
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on the surface of the particle and these spike tips have strongly immunogenic
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epitopes. The core contains the genome from which all viral proteins are transcribed.
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Subviral particles
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In natural infections with HBV, over and above the production of fully formed
virions, subviral particles (SVP) are also formed and secreted in 1,000- 100, 000 fold
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excess of virions(11). SVP consist of surface proteins and can be either of spherical or
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in diameter and are of variable length(12). SVP are made up of the three HBV
envelope proteins that are collectively known as the surface antigen (HBsAg) (6, 13).
SVP do not contain any viral DNA and therefore they are not infectious (14) but they
have immunogenic properties. In fact, they were used in early vaccine development
(15) and it is thought that they are secreted in such excess in order to neutralize anti-
HBs antibodies hence increasing immune tolerance to promote viral persistence (16).
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SVP have also been shown to enhance viral replication and gene expression and
therefore, despite not being directly infectious themselves, they increase infectivity
(17, 18).
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The genome
(19). The strands overlap at the 5’ end and the minus strand is complete but the plus
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strand has a gap of about 600 nucleotides and the position of the 3’ end is variable
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(20). HBV has an endogenous polymerase to incorporate nucleotides in order to
complete the genome forming a full double strand during viral replication (20-22).
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The fully circularized HBV genome is made up of four overlapping and frame-shifted
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reading frames (ORFs) which are Pol (P), Core (C), Surface (S) and X and they
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encode for the seven HBV proteins. They also encode for four promoter regions that
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help initiate transcription and two enhancers that promote gene transcription when
bound by transcription activators. The genome also has cis- regulating elements
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(CRE), which are regions of noncoding DNA that regulate transcription of nearby
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as a mutation in one reading frame can affect the overlapping frame and its
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associated protein.
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Pol is the longest reading frame covering 70% of the viral genome and encodes
the viral polymerase. HBV polymerase includes four functional sub-domains that
are enzymes required for DNA synthesis: the reverse transcriptase required for
synthesis of the plus strand, a carboxy terminal region that has ribonuclease H
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The S- ORF encodes for three HBV surface proteins: large (LHBs), middle (MHBs),
and small (SHBs) protein but the proteins are translated from two different mRNAs:
LHBs is translated from a long 2.4 kb transcript whereas MHBs and SHBs are
translated from a slightly shorter 2.1 kb transcript. All three envelope proteins
terminate at the same 3’ end but their starting 5’ end is staggered such that L and M
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proteins have extra domains, the Pre-S1 and pre-S2 respectively.
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SHBs is the smallest of the three proteins, made up to 226 amino acids and is
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proteins in that they have multiple transmembrane domains that span the ER with
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SHBs spans the ER membrane via four transmembrane domains (TM 1-4) which are
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linked by internal and external loops (23). The loop of amino acids linking TM2 and 3
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is external to the ER and made of amino acids 99–161. This loop is known as the ‘a’
The exact role of the MHBs remains unclear as it is not required for either viral or
In contrast, LHBs is an important protein in the viral life cycle, essential for viral
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entry. The PreS1 domain of the L protein has a 75 amino acid domain at the N
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terminal that requires myristylation that is essential for viral infectivity (24, 25).
LHBs also has an important role in encapsidation of the core during viral replication
The precore/core ORF encode for the core protein as well as the precore antigen,
HBeAg. Full translation of the core ORF results in the formation of HBeAg, which is
secreted in great excess of virions (26). HBeAg is the only protein to be modified
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post-translationally and prior to being secreted, it is proteolytically processed at both
C and N termini.
HBeAg is an accessory protein that is not required for structural stability, viral
HBV infection and replication and is regarded as necessary for the establishment of
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persistence. Its exact role is unknown but it is thought to enable immune escape by
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acting as an immunomodulator and tolerogen (28). The exact mechanisms are unclear,
whether it is by suppressing the immune response to the virus (29, 30) or by acting as
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a decoy particle for the immune system (31).
The X ORF encodes for HBx, the X protein, which is not a structural protein but
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is required for cccDNA transcription and is therefore a key regulator of HBV
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replication. It also confers a carcinogenic potential to HBV (32, 33).
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The life cycle of HBV is well characterized and can be classified in 3 stages: early,
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middle, and late (34). The main events are depicted in Figure 1. The early stages
include the processes of viral attachment and entry into the hepatocyte and then the
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generation and transcription of the viral minichromosome. HBV cellular entry has
only recently been elucidated. HBV initially binds, in the space of Disse in the liver,
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receptor via the preS1 attachment site and subsequently becomes internalised in
After entry into the hepatocyte, surface proteins are removed and the nucleocapsid is
actively transported to the nucleus via microtubules, where it is uncoated and the
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genome is delivered to the nucleus (38). The small diameter of the capsid allows it to
pass through the nuclear pores. At this point in the viral life cycle, the genome is still
replicates via reverse transcription using an RNA intermediate (39) (5, 40). However,
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it differs from retroviruses in distinct ways. Firstly, in HBV replication, each protein
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is translated from its own mRNA except for Pol and Core which are both translated
from the same mRNA, the pgRNA. Secondly, proteins are not processed post-
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translationally except for the precore protein, which undergoes proteolysis. Finally,
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viral DNA can be found as a covalently closed circular DNA (cccDNA) molecule,
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which is the functional equivalent of an intracellular provirus. To form cccDNA, rc-
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DNA is first converted to a fully double stranded genome. The rc-DNA has a
complete minus strand but a gap in the plus strand, the 5’ end of the minus strand is
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linked to the P protein whilst the 5’ end of the plus strand contains a primer for plus
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strand synthesis. cccDNA binds to histones and other chromatinizing proteins to form
a mini chromosome that serves as the template for transcription of HBV mRNA (41,
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42).
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cccDNA
cccDNA is a stable form of viral DNA that allows HBV to persist in the hepatocyte
hence ensuring the ongoing production of virus. cccDNA has yet to be identified in
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non-authentic host cells, such as transgenic animals, suggesting that specific host
factors are required for its formation, which contributes to the species specificity of
HBV. cccDNA is produced early, within 24 hours (43), and in large quantities. In a
natural HBV infection there are more than 50 copies of cccDNA in a hepatocyte due
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multiple rounds of virion reinfection. It can persist in the infected hepatocyte for up to
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60 days and is not lost with cell division.
Unlike other hepatotropic viruses, HBV DNA can integrate into the host genome.
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A common site of viral integration is near the gene for human telomerase reverse
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persistence in the hepatocyte. Integration also confers oncogenic potential to the
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virus as it can interfere with cellular signaling, proliferation and apoptosis.
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cccDNA is not susceptible to eradication with current antiviral therapy (11, 44, 47).
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Current antiviral therapy can efficiently suppress viral replication, but permanent
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cccDNA elimination in chronic infection remains the holy grail of HBV therapeutics.
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The middle stages in the viral life cycle include the transcription of the viral proteins.
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From the cccDNA minichromosome template, five RNA species of different sizes are
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transcribed by the host cell RNA polymerase II. The cccDNA also encodes for four
promoters and two enhancers. The enhancers have binding sites for transcription
factors, which are liver specific, HNF3 and HNF4, yet another mechanism for the
There are two genomic transcripts of 3.5kb each and three sub-genomic transcripts of
2.4 kb, 2.1 kb and 0.7 kb. The subgenomic 2.4 kb transcript serves as mRNA for the
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translation of the pre-S1 protein whilst the 2.1 kb is the mRNA for the translation of
both Pre-S2, and S and the 0.7 kb transcript functions as mRNA for the translation of
the X protein (49). The 5’ end of the 2.1 kb mRNA is heterogeneous and the Pre-S2
start codon is only present in a proportion of transcripts such that the S protein is far
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The 3.5 kb genomic transcripts include the precore mRNA and pregenomic RNA
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(pgRNA). The precore mRNA is similar to the core protein but has an extension at the
N terminal end and it encodes for HBeAg, and as such is the first HBV protein
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synthesized.
PgRNA encodes for HBcAg and Pol. PgRNA is also the template for reverse
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transcription to generate HBV DNA. pgRNA is converted to double stranded DNA
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(ds-DNA) by reverse transcription. Reverse transcription has been well reviewed in
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the literature and will not be reprised in great detail here (50). DNA synthesis starts
when the viral polymerase binds to an encapsidation signal of the pgRNA. This
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of the RNA occurs inside the new nucleocapsid to form rc-DNA. A short DNA
sequence is generated using a region of the epsilon loop as template (55-57). The
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template then switches to the 3’ end and the minus strand synthesis is initiated. The
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The newly synthesized DNA then either get recycled to the nucleus to maintain the
cccDNA pool or they are packaged with surface proteins and exported as new virions.
Once infected patients will harbour cccDNA and replication intermediates such as
eliminated (58). Even after seroclearance of HBV, with the formation of antibodies to
the surface antigen (anti-HBs), a risk of reactivation is still present in the context of
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immunosuppression (58-60). HBV DNA also has the ability to integrate in the host
replication and dsl DNA can integrate via a process of recombination in the host
chromosome.
Splicing of the pgRNA can also occur with major deletions in the mRNA, producing
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variants. Splice variants are considered defective but they have important clinical
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implications (see splice variants later in the text).
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The late events of the viral life cycle include viral assembly and release. In the
cytosol, mature rc-DNA is assembled into new nucleocapsids and they are enveloped
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prior to being exported from the hepatocyte. Virions will only be enveloped once the
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genome is fully formed and mature with a minus DNA strand and a partial plus strand
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For the formation of new virions, capsids move towards intracellular membranes
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containing the three envelope proteins. These intracellular membranes act as budding
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sites for the formation of new virions. Surface proteins are essential for the final
stages of viral assembly and the budding of new HBV capsids. The S protein consists
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between and a luminal domain that includes the ‘a’ determinant also including the
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glycosylation site (61) at residue 146. PreS1 has a dual topology and in the virion half
of PreS1 ends up on the internal surface of the virion, which is required for the
envelopment of core particles and the other half of PreS1 is expressed externally as it
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Virions rely on the multivesicular body (MVB) pathway that generates intraluminal
vesicles (62) in order to be released from the cell. The MVB pathway depends on the
endosomal sorting complex required for transport (ESCRT) system that comprises the
ESCRT-0, -I, -II, and –III complexes and associated proteins. The activation of
ESCRT-III in particular brings about budding and membrane fission allowing the
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virion to be released out of the hepatocyte.
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SVPs are formed independent of capsids as the envelope proteins for oligomers that
bud off as spheres or filaments (63). They do not depend on the ESCRT complex for
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release from the cell (64), but are processed via the ER-Golgi pathway.
Splicing
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Splice donor (SD) and acceptor (SA) sites can be detected throughout the pgRNA.
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Thus, splicing can also occur in the pgRNA that involves deletions of nucleotides at
specific sites. Spliced transcripts were first identified in hepatoma cell lines
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containing a deletion of 1223 bases in the core mRNA. Despite that deletion, a core
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protein was still transcribed but the function of those spliced transcripts was
unknown. The junction of the deleted sequences revealed splice donor and acceptor
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sequences that appear to be relatively well conserved and the splice transcript does
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not seem to be viable when there is a mutation at the receptor site (65). All spliced
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RNA lack a functional pol ORF. Spliced RNA transcripts have been isolated in
hepatoma cell lines (66). Reverse transcription of spliced RNA results in the
At least five major splice donor and acceptor sites have been identified (68, 69) and
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favour particular genotypes. For instance the most common splice variant, Splice
In eukaryote cells, splicing is an almost universal process for all pre-mRNA in order
to remove introns prior to export out of the nucleus for translation. In contrast, in
RNA viruses and in HBV the unspliced RNA is the main RNA that is to be packaged
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and exported. This is because in HBV, there is a post-transcriptional regulatory
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element (PRE), at nt 1217–1582 which facilitates the export of RNA without prior
splicing (71).
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Splice variants are not routinely tested in the clinical setting but they are common,
following acute infection with HBV (72), higher rates of liver cirrhosis and
Genotypes
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The reverse transcriptase in HBV replication lacks proof-reading, which makes HBV
highly susceptible to acquiring mutations during each cycle of viral replication. The
mutation rate for HBV is estimated at 104- 106 nucleotide substitutions/ site/ year,
about 100 times more than that of any other DNA virus (75). The high mutagenesis
rate accounts for the formation of genotypes and viral variants. HBV genotype
classification is based on phylogenetic analysis of the entire genome. They differ from
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one other by a sequence variation of 8% or more across the entire genome (76) or by
4% or more in the S reading frame (77). There are 10 genotypes of HBV namely
genotypes A-J. Genotypes can be further categorised into sub-genotypes that differ
from one another by a sequence divergence of 4-8% across the genome. The
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is prevalent in Asia, genotype E is found in sub-Saharan Africa and Genotypes A and
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D are prevalent in Europe. Sub-genotypes also have distinct geographical
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found exclusively in the Northern Territory of Australia (78), sub-genotype A1 (Aa)
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America (79, 80). Similarly sub-genotype B1 (Bj) is almost exclusively found in
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Japan while B2 (Ba) is prevalent throughout the rest of Asia.
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disease phenotype are comparative in nature. Most studies have been done in Asia
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Europe are usually a comparison of the two most prevalent genotypes, namely A and
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D.
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Genotype C has been associated with more severe disease outcomes compared to
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Genotypes are also associated with specific mutations including basal core promoter
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(BCP) and precore (PC) mutations that are associated with more severe disease
phenotypes.
Mutations
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Point mutations also commonly arise during viral replication in context of reverse
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Darwinian concept of survival of the fittest, where variants that can survive
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endogenous and exogenous selection pressures will have a survival advantage. In the
clinical setting, variants commonly arise during the immune active phase of disease
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when immune pressures are high or as a result of drug exposure. Due to the
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overlapping nature of the ORFs, a mutation in one frame can affect the function of the
protein encoded by that frame but also the protein encoded by the overlapping reading
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frame.
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The most common mutations detected in HBV are the PC and BCP mutations. These
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are associated with reduced or abolished HBeAg production respectively, and they
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emerge late in the natural history of chronic hepatitis B (CHB), during the immune
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BCP and PC mutations have been associated with advanced fibrosis and cirrhosis and
an increased risk of HCC (92-96). They have also been associated with a higher
number of disease flares and necro-inflammation (97, 98), fulminant liver failure and
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and PC mutations is also associated with a poor response to interferon therapy (100)
PreS/S mutations
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This has significant clinical and public health implications as it can lead to vaccine
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escape and failure of immunoglobulin treatment as well as false negative results by
the commercially used HBsAg assays (102, 103). The most commonly reported
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vaccine resistance mutation associated with vaccine failure is the G145R, which
reduces anti-HBs binding capacity hence allowing vaccine escape (104). The
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mutation has also been associated with fulminant flares of HBV (105). Although
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vaccine-resistant variants appear to emerge more commonly in areas of universal
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vaccination, they emerge so slowly that they should not impact the global
S mutations are not only associated with a change in protein antigenicity but can also
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be associated with increased oncogenic potential. For instance, the rtA181T that arises
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in the P gene can cause the formation of a stop codon at position 172 in the S protein,
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the sW172* (stop codon) mutation, which is associated with an increased risk for
Occult HBV infection is increasingly being reported, whereby HBsAg in the serum is
but there is HBV DNA present in the liver. The inability for the assay to detect
HBsAg may be due to very low levels of HBsAg in serum or may also be due to the
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presence of a modified HBsAg that the assay fails to detect despite being present at
high levels. The PreS gene is also prone to mutations. The PreS region is strongly
immunogenic. The PreS deletion mutant is common in genotype C (109) and it may
impair the secretion of HBsAg hence increasing the intracellular stress of the
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Pol variants
The YMDD (tyrosine, methionine, aspartate, aspartate) motif is preserved across all
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genotypes and it is essential for active viral replication. Currently, the mainstay of
antiviral treatment is the use of nucleot(s)ide analogues (NA) that directly target the
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reverse transcriptase. Changes in the YMDD motif arise as a result of drug pressures
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and are associated with antiviral resistance. Antiviral resistance mutations often also
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Lamivudine was one of the first antiviral agents used in the treatment of HBV but the
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rate of resistance is high, in the order of 70% after 48 months of treatment (114).
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Adefovir also has a high resistance rate of approximately 30% after 5 years of
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treatment (115). Lamivudine and adefovir are now not recommended at all whilst
entecavir and tenofovir are first line therapy due to their high genetic barrier and
potency.
Of the two agents, entecavir has the lesser favorable resistance profile with a rate of
roughly 1.2% after 5 years in treatment naïve patients (116). For entecavir resistance
to occur at least three mutations must be present: rtL180M, rtM204V and either
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rtT184G/S or rtS202I/G or rtM250V (117). To date, there is no resistance reported for
tenofovir. The rtA194T mutations, which confers resistance to adefovir was reported
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X mutants
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The X protein is a regulatory protein and is a key protein in viral persistence. It is also
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Integrated X gene sequences are commonly seen in HCC tissue (120). Because of the
gene overlap in HBV, BCP variants (A1762T, G1764A) result in codon changes in X
• HBV is a DNA virus and encodes seven main proteins namely polymerase,
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•
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Despite being a DNA virus, HBV replicates like an RNA virus via an
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ensure viral persistence and from which all viral mRNAs are transcribed.
disease phenotype.
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• Mutations in the precore antigen are associated with a more aggressive disease
mutations in S are associated with vaccine resistance and occult HBV and X
Research Agenda:
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• The virology of HBV is complex and not entirely elucidated, making it an
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elusive virus to treat and eradicate.
• The exact role of HBeAg is not entirely clear and detailed virological and
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immunological studies are required
• Further virological and immunological studies in the role of the X protein are
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necessary to assess its carcinogenic potential
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• Clinical and animal studies are required to asses the immunology of common
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Conflict of interest:
Stephen Locarnini has received consultant fees as well as grant support from Gilead
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Sciences Inc, Arrowhead Research Corp and Spring Bank Pharmaceuticals Inc.
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Figure 1: The HBV life cycle. HBV enters the hepatocyte via the sodium taurocholate cotransporting
polypeptide (NTCP) receptor. The nucleocapsid is uncoated and migrates to the nucleus where it delivers the
genome (rc-DNA). Rc-DNA is repaired to form double-stranded cccDNA and a mini chromosome from which
the following HBV viral proteins are transcribed: core and precore antigen, surface antigens S, M and L, X
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protein and polymerase. After processing by the endoplasmic reticulum (ER), HBeAg and HBsAg are secreted.
New virions are released and genomic RNA is recycled back into the nucleus for ongoing viral replication.
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