The Lever As Instrument of Reas - Jocelyn Holland
The Lever As Instrument of Reas - Jocelyn Holland
The Lever As Instrument of Reas - Jocelyn Holland
Vol. 25
Series Editor:
IMKE MEYER
Professor of Germanic Studies, University of Illinois at Chicago
Editorial Board:
KATHERINE ARENS
Professor of Germanic Studies, University of Texas at Austin
ROSWITHA BURWICK
Distinguished Chair of Modern Foreign Languages Emerita,
Scripps College
RICHARD ELDRIDGE
Charles and Harriett Cox McDowell Professor of Philosophy,
Swarthmore College
ERIKA FISCHER-LICHTE
Professor Emerita of Theater Studies, Freie Universität Berlin
CATRIONA MACLEOD
Edmund J. and Louise W. Kahn Term Professor in the Humanities and
Professor of German, University of Pennsylvania
STEPHAN SCHINDLER
Professor of German and Chair, University of South Florida
HEIDI SCHLIPPHACKE
Associate Professor of Germanic Studies,
University of Illinois at Chicago
ANDREW J. WEBBER
Professor of Modern German and Comparative Culture,
Cambridge University
SILKE-MARIA WEINECK
Professor of German and Comparative Literature,
University of Michigan
DAVID WELLBERY
LeRoy T. and Margaret Deffenbaugh Carlson University Professor,
University of Chicago
SABINE WILKE
Joff Hanauer Distinguished Professor for Western Civilization and
Professor of German, University of Washington
JOHN ZILCOSKY
Professor of German and Comparative Literature, University of Toronto
Volumes in the series:
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by Edgar Landgraf
Vol. 2. The German Pícaro and Modernity: Between Underdog
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by Bernhard Malkmus
Vol. 3. Citation and Precedent: Conjunctions and Disjunctions of German
Law and Literature
by Thomas O. Beebee
Vol. 4. Beyond Discontent: “Sublimation” from Goethe to Lacan
by Eckart Goebel
Vol. 5. From Kafka to Sebald: Modernism and Narrative Form
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Vol. 6. Image in Outline: Reading Lou Andreas-Salomé
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Vol. 7. Out of Place: German Realism, Displacement, and Modernity
by John B. Lyon
Vol. 8. Thomas Mann in English: A Study in Literary Translation
by David Horton
Vol. 9. The Tragedy of Fatherhood: King Laius and the Politics of
Paternity in the West
by Silke-Maria Weineck
Vol. 10. The Poet as Phenomenologist: Rilke and the New Poems
by Luke Fischer
Vol. 11. The Laughter of the Thracian Woman: A Protohistory of Theory
by Hans Blumenberg, translated by Spencer Hawkins
Vol. 12. Roma Voices in the German-Speaking World
by Lorely French
Vol. 13. Vienna’s Dreams of Europe: Culture and Identity beyond
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by Katherine Arens
Vol. 14. Thomas Mann and Shakespeare: Something Rich and Strange
edited by Tobias Döring and Ewan Fernie
Vol. 15. Goethe’s Families of the Heart
by Susan E. Gustafson
Vol. 16. German Aesthetics: Fundamental Concepts from Baumgarten to Adorno
edited by J. D. Mininger and Jason Michael Peck
Vol. 17. Figures of Natality: Reading the Political in the Age of Goethe
by Joseph D. O’Neil
Vol. 18. Readings in the Anthropocene: The Environmental Humanities,
German Studies, and Beyond
edited by Sabine Wilke and Japhet Johnstone
Vol. 19. Building Socialism: Architecture and Urbanism in East German
Literature, 1955–1973
by Curtis Swope
Vol. 20. Ghostwriting: W. G. Sebald’s Poetics of History
by Richard T. Gray
Vol. 21. Stereotype and Destiny in Arthur Schnitzler’s Prose:
Five Psycho-Sociological Readings
by Marie Kolkenbrock
Vol. 22. Sissi’s World: The Empress Elisabeth in Memory and Myth
edited by Maura E. Hametz and Heidi Schlipphacke
Vol. 23. Posthumanism in the Age of Humanism: Mind, Matter, and the
Life Sciences after Kant
edited by Edgar Landgraf, Gabriel Trop, and Leif Weatherby
Vol. 24. Staging West German Democracy: Governmental PR Films and the
Democratic Imaginary, 1953–1963
by Jan Uelzmann
Vol. 25. The Lever as Instrument of Reason: Technological Constructions
of Knowledge around 1800
by Jocelyn Holland
The Lever as
Instrument of Reason
Technological Constructions of
Knowledge around 1800
Jocelyn Holland
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Cover image: “Diagram of a Lever,” Pierre Varignon, Nouvelle Mécanique, ou,
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Our consciousness develops from something, that did not yet have
consciousness, our thinking from something, that did not yet think,
our contemplation from something, that did not yet contemplate; our
will from something, that did not yet want; our reasonable soul from
something, that was as of yet not a reasonable soul. A mechanical
lever—which, for this reason, need not be entirely senseless—appears
to be everywhere the first. The ancients saw it too, without making an
image of it, for it was to them the god of gods, before which even Jupiter,
the highest, bent his head. But how have I stumbled upon these hideous
contemplations. In truth, Amalie, it was not my intention…
Letter from Friedrich Heinrich Jacobi to Princess Adelheid
Amalie Gallitzin Düsseldorf, March 14, 17821
1 Friedrich Heinrich Jacobi, Aus F. H. Jacobi’s Nachlaß. Ungedruckte Briefe von und
an Jacobi und Andere. Nebst ungedruckten Gedichten von Goethe und Lenz, vol. 1, ed.
Rudolf Boeppritz (Leipzig: Wilhelm Engelmann, 1869), 53.
viii
Contents
Acknowledgments x
Bibliography 195
Index 204
Acknowledgments
The initial research for this project was funded by a grant from the
Alexander von Humboldt foundation in 2012, which facilitated a
lengthy stay in Berlin for me, my husband, and our then-five-month-old
daughter. The research and writing conducted during the remaining
years would not have been possible without the further support from
my colleagues at UC Santa Barbara, who had complete understanding
of the challenges of pursuing teaching, research, and motherhood at the
same time, particularly after the arrival of my son in 2013. I would also
like to thank those friends who have read and provided feedback about
my work along the way, especially Leif, Gabe, Edgar, and Carolina,
as well as Joel, Rüdiger, and all those who provided an opportunity
to present my work in a critical forum. Finally, I would also like to
thank the administration of the California Institute of Technology for
providing me with significant institutional support that helped me
bring this project to an end.
Introduction
An Object and Its Positions: The Lever,
the Fulcrum, and the Archimedean Point
A stick, coupled with the will to power: levers have existed ever since
early humans desired to increase their strength by instrumental means—
since the advent of technology. At least, that is how one narrative goes.
Another version of the same story suggests that the view of man as
an originally “a-technical being,” may not be correct and that culture,
including technology, is a part of human nature, not simply an extension
of it.2 The Lever as Instrument of Reason is positioned at the intersection
of these two perspectives. It shows how descriptions of the lever and
its resting place—whether envisioned as an ordinary fulcrum or the
idealized Archimedean point—are deeply entangled with descriptions
of the human. In particular, we can observe this phenomenon in the
eighteenth and early nineteenth centuries, in the work of such diverse
thinkers as Immanuel Kant, Friedrich Schlegel, Friedrich Schelling,
and Johann Herbart. Around this time, in contexts ranging from moral
philosophy and Romantic poetics to Naturphilosophie and empirical
psychology, the lever was used in such a way as to become deeply
implicated in various cognitive activities, ranging from the act of making
1 Søren Kierkegaard, Kierkegaard’s Writings, vol. 6, ed. and trans. Howard V. Hong
and Edna H. Hong (Princeton: Princeton University Press, 1983), 186.
2 Hans Blumenberg, “Lebenswelt und Technisierung unter Aspekten der
Phänomenologie,” in Theorie der Lebenswelt (Berlin: Suhrkamp Verlag, 2010), 15.
2 The Lever as Instrument of Reason
Attached to this passage from The Nature of Things one also finds a history
of commentaries designed to drive the point home even more clearly,
such as this one by Thomas Creech, dating from the eighteenth century:
10 Lucretius Carus, On the Nature of Things, trans. Frank O. Copley (New York and
London: W. W. Norton, 1977), 103.
11 Lucretius Carus, On the Nature of Things, vol. 1, trans. Thomas Creech (London:
J. Matthews, 1715), 383.
12 Anon., Mechanical Problems, 1.
Introduction 5
The five powers that move the weight are like the circles around
a single centre, this is clear from the figures that we have drawn
in the preceding chapters. But I think that their shape is nearer
equal weights to the ends of the lever arms. Then there is in this
case no reason, why one side should sink before the other. Only
through this principle, that a sufficient reason is necessary, why
things behave one way or another, can the godhead be proven, as
well as all further metaphysical propositions or natural theology,
and even to an extent the physical principles independent of
mathematics, the dynamic ones or principles of force.21
Readers will note that Leibniz does not call the principle of sufficient
reason a lever, nor does he content himself with a mere comparison.
The result is neither a simple metaphor, constructed by a basic act of
identification, nor a simile. Instead, one can discern two contexts, one
philosophical and the other mechanical, whose relationship can be
characterized by a reciprocal explanatory affinity. Leibniz’ lever serves
as the illustration or model of a philosophical idea, one where he uses
the lever for philosophical “advantage” in order to apply the idea much
more broadly.
21 I was not able to find a standardized English translation of this passage. Readers
might find it useful to consult the German edition (which is a translation of
Leibniz’ Latin): “Er [Archimedes, JH] nimmt als zugestanden, daß eine Waage
in Ruhe bleiben wird, wenn zu beiden Seiten alles gleich verteilt ist, und man
an den Endpunkten der beiden Hebelarme gleiche Gewichte anbringt. Denn
es gibt in diesem Falle keinen Grund, weshalb eine Seite eher als die andere
sich herabsenken sollte. Einzig durch dieses Prinzip, daß es eines zureichenden
Grundes bedarf, weshalb die Dinge sich eher so als anders verhalten, lassen sich
die Gottheit und alle übrigen Sätze der Metaphysik oder natürlichen Theologie,
ja in gewisser Weise auch die von der Mathematik unabhängigen physikalischen
Prinzipien, d.h. die dynamischen oder die Kraftprinzipien beweisen,” Gottfried
Leibniz, Hauptschriften zur Grundlegung der Philosophie, part 1, vol. 3, ed. Ernst
Cassirer, trans. Artur Buchenau (Hamburg: Felix Meiner, 1996), 85.
Introduction 9
basis for the other simple machines. As mentioned above, the opinion
of Pappus of Alexandria was that one can find in the lever a unifying
principle or “common denominator” that would connect it to other
simple machines, such as the wedge or the pulley.22 This idea gained
some traction in the Renaissance, most notably through the work of
Guidobaldo dal Monte. Domenico Meli relates how dal Monte helped
popularize the work of Archimedes and Pappus of Alexandria and how,
in the preface of his Mechanicorum liber (Book of Mechanics) from 1577, he
vowed to describe the properties underlying the balance “in order that
my whole work might be more easily built up from its foundation to its
very top.”23
Another important text from Renaissance mechanics was the
Discourses Concerning Two New Sciences of Galileo Galilei. The “two
sciences” of the title are statics (the science of bodies in resting
equilibrium, which relies upon the law of the lever) and the science
of motion. In their commentary of Galileo’s Discourses, Arkady
Plotnitsky and David Reed emphasize that these sciences “are as
much technological as they are natural,” and that means both “pure”
and “applied” sciences of statics and motion.24 Their reading also
underscores the way in which Galileo’s thinking about the lever relies
upon a translation of the physical object into geometric terms. The
lever “provides a geometric configuration or figure . . . that interprets
or realizes the mathematical concept of ratio in the measurement of
moments of heavy bodies.”25 The point of view of the character Salviati
demonstrates the way in which a “geometric representation of a
physical object can be used to make a mathematical argument,” a point
of view that Galileo affirms using the lever.26 The lever thus becomes
paradigmatic for an act of translation between laws associated with
natural phenomena and their geometric representations, which enable
us to visualize the concepts at hand. Benvenuto has also described the
Although the details of the debates that centered around the principle
of virtual velocity and the related notion of virtual work go beyond the
scope of the present study, one point of interest here is that the state of
equilibrium is conceived of without any reference to a lever, whether
as a physical body or a geometrical representation. The most important
question is not what the implications are for the history of mechanics,
but rather, and more narrowly, how the advent of the principle of
virtual velocities changes the way in which the mechanical “object” of
the lever as well as the mechanical law associated with it are conceived
of and used in philosophical arguments. In his discussion of Vincenzo
Riccati’s “universal principle of statics,” Benvenuto describes how for
Riccati the “law of the lever” itself was “only an instrument, useful in
research” but which “lacks intrinsic value as a foundation because it is
only a consequence of the general principle.”34 An analogous turn of
phrase is used to describe Lagrange’s work on the mechanical pulley
(or “poliplaste”), when Benvenuto writes that that Lagrange “frees this
object from its material existence and turns it into a pure instrument of
thought” in the Mécanique analytique (Analytical Mechanics).35
It would seem, then, that the question of lever’s “usefulness,”—
regardless of whether it is understood as a mechanical or geometric
object—is perhaps not as straightforward as one would think. I argue
that what is described above as a lack—whereby the law of the lever
becomes “only” an instrument, once it is dethroned as a fundamental
principle for the field of statics—ultimately becomes a gain for other
areas of scientific research. One of the most striking things about the
The fact that Prussian infantrymen are trained to start out with the left
foot confirms, rather than refutes, this assertion [i.e., the assertion that
the right foot has the advantage over the left J.H.]; for they put this
foot in front, as on a hypomochlium, in order to use the right side for
the impetus of the attack, which they execute with the right foot against
the left.48
49 Plutarch, recounting the life of the Roman general Marcellus, allows for a
digression in order to relate a few anecdotes from the life of Archimedes,
whose own life is inseparable from the history of mechanics. In the face of a
Introduction 17
59 La force d’un homme qui presse sur un corps est estimée 100 livres, & le poids
de la terre 39984700118074464789750. Plaçons ce poids au bout d’un Lévier à
la distance de 2000 lieues du point d’appui. Il faudra que la personne ou la
puissance soit éloigné du point d’appui de 3997847001180744647897500 [sic]
lieues pour soulever la terre. En l’élevant d’un mille la puissance parcourt
l’espace de 666307833530107441316 [sic] lieues & ¼.” See Alexandre Savérian,
Dictionnaire universel de mathématique et de physique, vol. 2 (Paris: Jacques Rollin,
1753), s. v. “Levier,” 63.
Introduction 21
tends to pull the earth toward the sun.”60 Then there are those, such as
Andrew Motte, whose attention is more focused on the potential limits
of the materials involved: “An Engine framed for that Purpose [i.e., to
displace the earth, J.H.], would operate so very slowly, that not only
Archimedes, but the Earth itself, would come to an End, before the Effect
would be in the least sensible.”61
Most philosophers and mathematicians did not take Archimedes
quite so literally. More in the tradition of Descartes, they used the
Archimedean point as the fixed and certain point of an epistemology
directed toward the reliability of knowledge itself, even if this goes
against the Archimedean tradition. Schelling summarizes the problem
succinctly, without pointing to a solution, with his observation that
“Archimedes demands a firm point beyond the world. To want to find
it theoretically (that means, in the world itself) is absurd.”62 By the
same token, there is a well-documented history of disagreement with
Schelling’s statement. One could instead refer to German Romanticism’s
own appropriation of the Archimedean point as essential to the process
of observing one’s thoughts and the manifold relations of the self. A
fragment from Novalis’s General Brouillon connects Archimedes’s
proverbial call for a fixed point to the formation of an “independent
organ” of observation, one which would witness not only the
phenomena of nature per se, but also the formations, changes, and
mixtures of thoughts and images that are inspired by them.63 The early
German Romantics imagine the fixed point as a paradoxical organ of
observation capable of assessing and encompassing change, internal to
and yet independent of the subject.
After 1800, philosophers return to the question of what service the
failed project of the Archimedean point might be, time and again, and
with increasing urgency. We have Niklas Luhmann to thank for putting
64 For more information about how systems theory can offer further theoretical
insight on the Archimedean point, readers should consult Edgar Landgraf’s
essay “Circling the Archimedean Viewpoint. Observations of Physiology in
Nietzsche and Luhmann,” in The Archimedean Point: From Fixed Positions to the
Limits of Theory, special edition of SubStance 43.3 (2014): 88–106.
Introduction 23
While we know more about the world than we ever did before,
this “we” does not by any means mean “I.” The “we” of this
statement confronts the “I” only in the form of institutions—of
encyclopedias, academies, universities. These represent higher-
level agencies [Übersubjekte] that administer knowledge about
reality in space and time and organize its growth.65
of the terms circle, pendulum, and number, because “they mark the
gravitational center of that knowledge that emerges in the pendulum
in the most varied forms.”69 For Kassung, the replacement of a history
of science with a history of knowledge is an important step because
the kind of work he wishes to accomplish requires, as he explains, a
“de-teleologisation” (Entteleologisierung) of historical genealogies
of knowledge in favor of “focusing on the concrete materiality and
practice of the construction of knowledge.”70 Kassung is more interested
in a material history of the pendulum and its connection to symbolic
order than I am to a material history of the lever, but to some degree
his argument is still transferable to my project. The levers in question
do not have to “work” in a positive scientific sense to be of theoretical
interest (and value) for the discourses in which they participate.
By remaining attuned to the function of the lever in various contexts, to
the linguistic environment in which it is embedded, and to the theoretical
concerns that cause its appearance in the first place, it is possible to observe
surprising points of overlap between thinkers usually thought to have
little in common. The eighteenth-century German philosopher Georg
Lichtenberg once wrote, in the notes of his Waste Books, that “among all
heuristic lifting devices [Hebezeugen], none is more fearsome than that
which I have called paradigms.”71 This study responds to Lichtenberg’s
idea by studying the ability of the specific lifting device known as the
lever to function more generally as a model of thought. In this concluding
section of the introduction, I will provide some background to justify my
decision to focus on the eighteenth and early nineteenth centuries, outline
my approach and specify which questions in particular this study will
address, as well as give an overview of the four chapters that comprise
the case studies of this project.
As we have seen, the lever is both a very simple object, a tool
used since ancient times for the most primitive of tasks of lifting and
balancing, and one whose mechanical law was foundational to the field
of statics through the Renaissance. I have also provided evidence of
the lever’s ability to cross physical scale and to prove itself relevant to
eternal, timeless stability in the natural state of the system” and the second
“distinguished regular variations, or periodic ‘oscillations,’ controlled by the
constant natural forces, from irregular variations or ‘fluctuations,’ produced by
forces called ‘disturbing’ or ‘accidental’” (Wise and Smith, “Work and Waste
(II),” 391). The third invoked analytic tools (such as variational calculus and
statistical averaging) for locating the “optimum” (natural or average) state of a
particular system (Wise and Smith, “Work and Waste (II)”).
30 The Lever as Instrument of Reason
an active mind. With reference to these and other examples, this first
chapter offers an eighteenth-century case for the lever’s use to model
certain aspects of the human psyche, an idea that will return, vastly
reconfigured, in Early Romanticism’s thought experiments, Schelling
and Eschenmayer’s Naturphilosophie, and Herbart’s neuro-mechanics.
Equally integral to this chapter and the project as a whole is the way in
which the lever and, more generally, the concept of equilibrium mediate
between material and abstract domains.
Chapter Two, “The Levers of German Romanticism,” shifts the focus
of the lever as a model of the human from processes of thinking and
judgment to constructions of the self. Part of the continued interest in
Romantic theory and literature today can be attributed to its ability
to undermine the stereotypes that have populated research agendas
since the nineteenth century. Familiar descriptions of Romanticism
as the cult of irrationality, as pure nostalgia for a hypothetical golden
age, and as a purveyor of idealized femininity have, with time, been
exposed to more critical treatment. The most recent scholarship has
taken up Romanticism’s manifold relationships to scientific thinking,
once thought of as beyond its scope. Perhaps the last of Romanticism’s
unchallenged concepts is that of organicism. The “organic” has left its
mark on almost every aspect of early Romantic thought, from the tropes
of its literary works to its aesthetics and its subject theory, and it is a
concept that, at first glance, would seem to have little to do with the
mechanical. In this chapter, I argue the contrary position and show that,
in fact, the lever is deeply ingrained in early Romantic thinking, where
its theory serves as a heuristic tool to model relationships between
concepts, to describe processes of generation of both the individual
and the universe, and, more generally, as a way of addressing potential
contradictions of philosophical thinking through the logic of sublation
embodied by the lever in equilibrium. The analyses of this chapter are
far removed from the mechanical automata of later Romanticism. My
study approaches the problem of a “mechanical” human from a very
different angle: the second part of the chapter addresses the relation of
the lever to early Romantic concepts of the subject to show that it no
longer serves as an instrument for the augmentation of human agency
in the spirit of Archimedes. Instead, it comes to stand in for the agent
itself, such that the subject position and fulcrum point are one.
Chapter Three, “The Contested God of Naturphilosophie,” reveals
how Friedrich Schelling and Carl Eschenmayer remove the lever from
purely mechanical contexts and use it as a model for both the self and
the emergence of self-consciousness. For Eschenmayer, the mechanical
lever is a way to make physical and psychological phenomena “more
visible” (anschaulicher) and he constructs diagrams to make his case. He
provides a theoretical basis that enables us to understand how Schelling
Introduction 31
82 Matthew Bell, The German Tradition of Psychology in Literature and Thought, 1700–
1840 (Cambridge: Cambridge University Press, 2005), 164.
One The Balance of Life /
Quantifying Kant
This concept can be extended far beyond the limits of the material world.1
Immanuel Kant
Introduction
All too often, it is the fate of simple things to be overlooked. Such is the case
of the mechanical lever. We can scarcely live an hour of the day without
taking advantage of something that relies on its mechanical laws—leaving,
for a moment, the levers of the body and those which function as extensions
of the body entirely out of the equation. Yet the lever as such is rarely
something that calls attention to itself, perhaps because, pace Archimedes,
it is almost always available to us in the guise of something else. The levers
that we encounter in our daily lives are better known as scissors, hammers,
and bottle openers, each of which operates according to the same principle
of mechanical advantage. And if that weren’t enough, the numerous
metaphorical incarnations of the lever generate a different kind of clutter:
from the eighteenth century onward, many objects conceptually linked to
power and manipulation—in any sense of the word—were at some point
metaphorically attached to a lever. The political, religious and philosophical
texts of the nineteenth century are littered with ideological levers of all
kinds, including the levers of reason, morality, intelligence, and the state.
Clearly, there are historical trends to be observed: in our current climate
of fiscal instability, there is much talk of the “economic levers” and, even
more specifically, the “interest rate” levers being wielded by the monetary
mechanics at the Federal Reserve. In the process of its dissemination as
metaphor, however, the lever tends to lose its specificity as mechanical
object, with the result that it could just as well be exchanged with other
instruments of power, such as Nietzsche’s—or Heidegger’s—hammer. In
the introduction to this study, I argued that the most productive approach to
the lever requires thinking of it as more than just a “simple” metaphor such
as one finds in the examples above. I also raised a few alternatives which,
collectively, can help work toward a broader understanding of what a lever
can be. In the most general sense, one can think in terms of a conceptual
apparatus, given that one rarely finds the lever in isolation, but rather
attached to concepts such as equilibrium, power, and advantage, each of
which have their own value in disciplines such as philosophy, literature,
and psychology. The lever, as I understand it, also fulfills some of the criteria
for the somewhat elusive notion of an “absolute metaphor” as defined by
Hans Blumenberg. For Blumenberg, an absolute metaphor has a pragmatic
function as a model. It cannot be reduced to purely terminological claims,
but rather, within a specific historical experience, such a metaphor provides
a point of orientation and helps to structure a world.
To give a sense of the challenges faced when, around 1800, one is
confronted with a lever that refuses the status of simple, rhetorical
ornamentation, I would like to mention an example that will likely
be familiar to many readers before shifting attention to the essay by
Kant that is the focal point of this chapter. The example comes from
the philosopher Georg Wilhelm Hegel’s discussion of the concept
“sublation” in the Wissenschaft der Logik (Science of Logic), which can
also be found in the Enzyklopädie der philosophischen Wissenschaften
(Encyclopedia of the Philosophical Sciences). In these works, Hegel draws
upon the theoretical language associated with the lever to explain
the relationship between the real and the ideal. In the Science of Logic,
when Hegel explains what it means for something to be sublated
(aufgehoben) he reminds us that one of the peculiar features of this word
is that it encompasses two opposed meanings in German: to preserve
and to remove. To illustrate how the word aufgehoben unifies opposed
meanings, Hegel turns to the lever:
2 Georg Wilhelm Friedrich Hegel, The Science of Logic, trans. and ed. George di
Giovanni (Cambridge: Cambridge University Press, 2010), 82.
The Balance of Life / Quantifying Kant 35
Gehler’s definition serves as a reminder that, for all that the lever pivots
back and forth between physical and mathematical applications—
between material and immaterial regimes—it is at heart a figure of pure
connection, a Verbindung. Not all connections are levers, but in many
kinds of connections, the minimal requirements for a lever are met. The
following pages and subsequent chapters will show how this general
understanding of what a lever is and can be allows for more flexibility
in identifying levers and the mechanical thinking that informs them.
8 This is with reference to “first-class levers,” where the fulcrum point lies in
between the two weights.
38 The Lever as Instrument of Reason
The history of the lever that is the focus of this chapter centers
around Kant’s precritical essay, “Versuch, den Begriff der negativen
Grössen in die Weltweisheit einzuführen,” (“Attempt to Introduce the
Concept of Negative Magnitudes to Philosophy”) (1763). For readers
whose knowledge of Kant is based primarily on his three critiques,
the essay on negative magnitudes might seem like an unusual place
to start. After all, mechanical theory is usually not the first association
one might have with Kant’s philosophy at any stage of his career, and
it is therefore reasonable to ask what he knew about statics in general
and levers in particular. Fortunately, Kant’s understanding of classical
mechanics and other branches of scientific knowledge has been well-
documented in recent years by Michael Friedman, Eric Watson, and
Martin Schönfeld, among others.9 We know, for example, that Kant
possessed a thorough knowledge of mechanical theory as articulated
by Newton, Galileo, Descartes, Leibniz, and Wolff. Kant’s very first
published essay, “Thoughts on the True Estimation of Living Forces”
(1747), also makes frequent mention of the lever.10 Almost forty years
later comes the publication of the Metaphysical Foundations of Natural
Science (1786), which contains an entire chapter on mechanics, and
Michael Friedman has shown how Kant’s university lectures of the
summer of 1787 also make reference to the laws of the lever in the context
of chemical theory.11 The “Negative Magnitudes” essay, published in
1763, falls squarely in the middle of this span of years and was written
at a time when Kant engaged with the mathematical and mechanical
theories of Abraham Kästner, Leonhard Euler, Christian August
Crusius, and Pierre-Louis Maupertuis, each of whom are cited in his
9 Of particular interest are the following: Martin Schönfeld, The Philosophy of the
Young Kant: The Pre-Critical Project (Oxford: Oxford University Press, 2000); Eric
Watkins, Kant and the Sciences (New York and Oxford: Oxford University Press,
2001); and Michael Friedman, Kant and the Exact Sciences (Cambridge, MA:
Harvard University Press, 1992). Friedman’s discussion of how Kant integrates
the mechanics and materiality of the balance and lever into his thinking about
a theory of the caloric is a good reference point (Friedman, Kant and the Exact
Sciences, 297–98). For the reception of Kant’s philosophy in the scientific debates
of the nineteenth century, see Michael Friedman and Alfred Nordmann, The
Kantian Legacy in Nineteenth-Century Science.
10 The “living forces” (vis viva) debate emerged from a difference in opinion in
how to describe the conservation of energy in a mechanical system (Leibniz
described the living force of a system in terms of the conservation of what
today is called kinetic energy whereas other philosophers, such as Newton and
Descartes, claimed that momentum was the conserved “living force”).
11 Friedman refers to the lectures collected under the title Danziger Physik, See
also his recent work, Kant’s Construction of Nature: A Reading of the Metaphysical
Foundations of the Natural Sciences (Cambridge: Cambridge University Press,
2013), 246.
The Balance of Life / Quantifying Kant 39
with the lever. As we will see, the attention this chapter brings to bear
on the overlooked mechanics of the essay actually responds directly
to Kant’s stated project of applying a mathematical concept in new
fields because of primary importance of the lever’s status as a figure
of ratio and translation. I do not argue that the workings of the “soul”
are, in fact, mechanical, but rather that the mechanical language of the
essay will help perform some of the philosophical labor. The impact of
a reading attuned to the rhetorical mechanics of the text is that, through
the work of the lever and related concepts, the distinction between
reason and experience Beiser insists upon is actually undermined. In
other words, although I agree that the “Negative Magnitudes” deserves
to be placed at the beginning of a genealogy, the family tree I describe
reaches through Novalis to Schelling, Eschenmayer, and Herbart rather
than to the later work of Kant.
The first section of the chapter, “Balancing acts,” focuses on the
language of connection (Verbindung) and relation (Verhältnis) in Kant’s
essay and, recalling Gehler’s definition cited above, argues how the
preconditions for thinking about the lever are established before the
lever itself makes an appearance. The second section, “Quantified
pleasure,” explores how the mechanical dynamics of the balancing act
are imported into the essay and revised in the context of equilibrium.
The third section, “Moral mechanics,” shows how each step in Kant’s
argument carries with it a new aspect of the mechanical model (in
this case, through the lever’s ability to define oppositions in terms of
degree, rather than kind). The next section, “About thinking,” will then
underscore the importance of mechanical principles as Kant shifts from
the content to the structure of thinking and introduces a new temporal
dimension to his examples. The final section, “Beyond the material,”
takes its impetus directly from a suggestion Kant himself makes
toward the end of the “Negative Magnitudes” essay. The collective
gain of this chapter is not only to be measured in terms of a different
perspective on Kant’s essay, but also in terms of laying the groundwork
for an argument that is important for my project as a whole: Kant’s
temporalization of the mechanical analogy with the lever to model
thinking is the beginning of a trajectory that leads to the psychological
theories of the nineteenth century.
Balancing Acts
In the introduction to his essay, Kant makes clear that, when testing
out the concept of negative magnitudes in philosophical contexts, he
will be guided by the concept of a “real” opposition, one that does not
posit a logical impossibility: “Two predicates of a thing are opposed
to each other, but not through the law of contradiction. Here, too, one
thing cancels that which is posited by the other; but the consequence is
The Balance of Life / Quantifying Kant 43
24 Note that Kant possessed the 1759 edition of Kästner’s Anfangsgründe der
angewandten Mathematik.
25 The word Gegenverhältniß is fairly uncommon. Grimm’s dictionary simply
defines it as a “gegenseitiges Verhältniß” and cites two sources, one of them
Kant’s essay and the other Jean Paul’s aesthetics. Of the few (around five)
printed examples I could find from the years preceding Kant’s text, it’s notable
that two of them occur in the texts of Abraham Kästner and Crusius, both of
whom Kant refers to in the “Negative Magnitudes” essay.
The Balance of Life / Quantifying Kant 45
Quantified Pleasure
The purpose of Kant’s essay as stated in the title—to test the
viability of importing a concept from mathematics to philosophy (as
Weltweisheit)—leaves quite a bit to the imagination as to which branch
of philosophy this will entail. As we have seen, in the first section of
Kant’s essay, his examples are drawn from the natural world, like
the physical properties of objects, as well as from simple arithmetic
cases where positive and negative numbers could be applied, such
as debits and credits. The case of the individual who has both credits
and debits to his name, which at first glance seems a rather arbitrary
choice, becomes less so in retrospect when, in the second section of
the essay, Kant turns his attention more directly to cases drawn from
28 See Zedler, Universal-Lexikon aller Wissenschaften und Künste, vol. 50 (Leipzig and
Halle: Johann Heinrich Zedler, 1746), s.v. “Unlust” (col. 871).
29 See Adelung’s Grammatisch-kritisches Wörterbuch der hochdeutschen Mundart,
vol. 4 (Vienna: B. Ph. Bauer, 1811), col. 876. To give a familiar example, one still
equates an absence of appetite for eating with Unlust, according to Adelung.
48 The Lever as Instrument of Reason
forces, since the magnitudes of “a” and “4a” vary, as would the distance
between the fulcrum and the application of the force.30
In this scenario, the intuition supplied by mechanical theory, of
torques in opposition to one another, aligns with the information about
the initial and final condition of the Spartan mother and allows us to
make assumptions about the psychic processes associated with the
feelings of Lust and Unlust. Wolfgang Ritzel’s autobiography of Kant
speculates that he might have adapted this example from Rousseau’s
Émile, where another Spartan mother appears as emblematic of a “good
citizen.” In Émile, the mother receives the news that all five of her sons
have fallen in battle with anger—not over their deaths, but because the
messenger has neglected to mention the most important part: whether
the battle was ultimately lost or won. Ritzel comments that Kant has
“humanized” his Spartan mother, but we can also see that Rousseau’s
example fits neatly into the “false” category of a mother whose pleasure
at the heroism of her sons is unadulterated by grief.
Kant’s willingness to quantify feeling is not in itself remarkable—
one can detect the emergence of such “psychometrics” already in
Christian Wolff’s Psychologia empirica (Empirical Psychology) and
Philosophia practica universalis (Practical Universal Psychology), published
at the beginning of the eighteenth century.31 Wolff’s commentators have
pointed out that he might have been influenced by what some refer
to as the “personology” of Christian Thomasius, who quantified the
amount of sensuality, ambition, love, and greed.32 In his Vernünfftige
Gedancken von Gott (Rational Thoughts about God), Wolff writes that
aversion “is not a mere absence of pleasure, but rather something real in
itself”33 and refers to pleasure and aversion in terms of degrees (Grade),
or quantitative differences, without assigning numerical or relative
values to specific cases that would allow for the calculation of a ratio.34
30 Thanks are due to my husband Gil for helping to clarify the operative concepts
in this scenario.
31 Wolf Feuerhahn, “Entre métaphysique, mathématique, optique et physiologie:
La psychométrie au xviiie siècle,” Revue philosophique de la France et de l’étranger
193.3 (July 2003): 280.
32 See Robert J. Richards, “Christian Wolff’s Prolegomena to Empirical and
Rational Psychology: Translation and Commentary,” Proceedings of the American
Philosophical Society 124.3 (June 1980): 229, note 19.
33 Christian Wolff, Vernünfftige Gedancken von Gott (Halle: Renger, 1751), 257.
34 Kant was not the only one to adapt Wolff’s discussion to a quantified
understanding of affect. In a letter from Lessing to Moses Mendelssohn from
1757 that refers to the same sections from Vernünfftige Gedanken quoted above,
Lessing quantifies aversion to an object. He does this once again in terms of
degrees, for example, as “10” as opposed to “1” based on whether it is real or an
imitation (Lessing offers the less example—borrowed from Aristotle—of a living
The Balance of Life / Quantifying Kant 49
38 “Une Intensité double, & une Durée simple, peuvent faire un Moment égal à
celui dont l’Intensité seroit simple, & la Durée double (Pierre-Louis Moreau de
Maupertuis, “Essai de philosophie morale,” in Les oeuvres de Mr. de Maupertuis,
vol. 2 (Berlin: Étienne de Bourdeaux, 1753), 233).
39 Immanuel Kant, Metaphysical Foundations of Natural Science, trans. Michael
Friedman (Cambridge: Cambridge University Press, 2004), 7.
52 The Lever as Instrument of Reason
These words remind us that what we have been observing thus far in
the “Negative Magnitudes” essay has the status of atemporal snapshots,
case studies lifted from life experience and relatively quantified without
thought of actual measure or duration. Time has been absent from the
equation and, at least up until this point, it has sufficed to observe that
Kant’s mathematical experiment is equally one in applied mechanics.
The examples Kant has to offer are nevertheless gradually leading
toward mechanical descriptions of the human where the emphasis
is increasingly on processes of thought: on function as opposed to
individual forms or figures. When more attention is brought to bear on
the functionality of the model, time’s role will become more evident.
Moral Mechanics
When Kant expands the scope of his philosophical test cases to see where
the concept of negative magnitudes might be useful, he ultimately
moves beyond desire and aversion to questions of moral law. In the
course of this investigation, he anticipates that some readers will view
his argument as somewhat trivial, merely a “juggling with words”
(Krämerei mit Worten).40 These readers, according to Kant, miss the
point, because they tend to forget that a correct understanding of how
the moral law can be violated requires that we remember the distinction
between the two kinds of negation: lack (Mangel) and deprivation
(Beraubung). To understand why this distinction is important for
Kant in the moral context, however, will require that we return to the
mechanical model.
We can begin with the question of violating moral law in cases where
we either act wrongfully or fail to act when we should: Kant makes the
familiar distinction between crimes of “omission” (Unterlassungsfehler)
and “commission” (Begehungsfehler), noting their correspondence to the
modes of negation defined by absence and deprivation, respectively.
According to Kant, someone who fails to act, when nonaction is in
contradiction to moral law, finds herself in active resistance to the
law, such that the “zero” of her inactivity “is the consequence of a
real opposition.”41 Such a “zero” has the same valence as a state of
mechanical rest. It recalls the example Kant provided in the first section
of the essay where two equal and opposing motive forces (Bewegkräfte)
keep a ship motionless in the waters. In the present example of inactivity,
40 Kant, “Negative Magnitudes,” 224. For those scholars who see connections
between Kant’s essay and topics in the Kritik der reinen Vernunft, it might be
of interest that the only other time Kant uses this expression in his published
writing is in the latter text as well.
41 Kant, “Negative Magnitudes,” 222.
The Balance of Life / Quantifying Kant 53
In this case, too, the English translation sanitizes some of the more
specifically mechanical language. In the German, the “counteracting
force” is the Gegengewicht (counterweight). Implied is that the model
of weight and counterweight—the “moral feeling” versus the opposing
force of disobedience—does apply for humans. As in the case of the
Spartan mother, our knowledge of mechanics can be deployed for
the understanding of psychic processes—the mechanical concept of
equilibrium allows us to make assumptions about moral behavior. The
conceptual apparatus of equilibrium and lever (or balance) functions
here in such a way that it becomes the organizing principle. We can
also see how such a visualization, which takes up both the terminology
and the theory of static mechanics, without having to take recourse
to the concept of mechanical advantage, is a far cry from stating, for
example, that there is such a thing as a “lever of morality.” Instead, we
have a scenario that strongly emphasizes the functionality of the lever:
moral feelings and their counterweights occupy not only a conceptual
or metaphorical space, they also imply activity and duration. The
temporal dynamic to the model of the lever, only implied here, will be
more fully revealed in the following section on sublation.
First, however, there is one more aspect of Kant’s “moral mechanics”
to consider, one that also relies on the model of the lever. It has to do
with the claim Kant makes that “the sins of commission and the sins
of omission do not differ morally from each other in kind, but only in
magnitude.”43 Kant’s point here is that the logic of “real oppositions” he
now investigates in the moral sphere relies on a process of analogy or
equivalence whereby things that at first glance seem radically different
(i.e., doing something as opposed to doing nothing) are in fact to be
But, as far as the moral state of the person responsible for the
sin of omission is concerned: all that is needed for the sin of
commission is a greater degree of action. The situation is like that
of a counterweight at the end of a lever: it exercises genuine force
merely to maintain the burden in a state of equilibrium: there only
needs to be a slight increase of force in order to actually shift the
burden on the other side.44
There are several striking aspects to this passage. Some readers will
take note of the fact that there is no intrinsic positive value attributed to
this moral state of equilibrium. Rather, it is the state of wrongdoing (the
sin of omission) that corresponds to the lever in equilibrium, and the
transfer from one kind of wrong to another that disturbs the balance. In
that regard, it is a testimony to the perfect neutrality of the conceptual
apparatus of the lever that it does not succumb to cultural norms
which would put equilibrium in a positive light and disequilibrium in
a negative one. Another, more structurally defined feature is that the
comparison with the lever is completely self-enclosed and does not
require the appearance of an external hand to displace the weights.
This might seem like an obvious thing to state, but it suggests that the
lever is already to some extent implicated within an understanding
of the human, whereby the body can be read as a kind of “meter”
for the moral mechanics of the mind. We are still far removed from
German Romanticism’s equation of the human with a fulcrum point
within which the entire tension of the lever is captured. Instead, Kant’s
example facilitates two observations. On the one hand, it demonstrates
the lever’s ability to be adapted and recalibrated in various ways,
such that the “zero” of rest responds to the particular demands of a
situation. On the other hand, it shows how the lever breaks down the
About Thinking
By now, we have seen several examples of mechanical thinking in
Kant’s essay, ranging from those drawn from the physical world to
those taken from moral philosophy. As different as these regimes might
seem to be, they share a particular structural feature. In each case,
what is brought, either implicitly or explicitly, into the constellation of
force and counterforce that defines the lever derives from an empirical
context (whether the “data” in question comes from the physical
environment or the contents of our thoughts). This scenario becomes a
bit more complex when the dynamics of Aufhebung, a concept that also
participates in the conceptual landscape of Kant’s essay, is taken into
consideration. As discussed at the beginning of this chapter, the word
Aufhebung is semantically related to the word for lever, Hebel: they share
the stem heb- which means “to lift.” In its most literal sense, the work
that a physical lever performs can be described as an act of “lifting
up” (aufheben). Zedler’s Universal-Lexicon already notes that this word
possesses multiple, contradictory meanings, some of which are worthy
of further contemplation. These include the act of preserving something
for future use and the act of removing something altogether (and the
examples range from household economy to religious contexts). We
can therefore see that, well before Hegel’s famous appropriation of
Aufhebung as a way of mediating between the real and the ideal, it is
a concept that merits special attention. In what follows, I will show
how Kant deploys it in a very striking way, as a means of shifting the
focus of his discussion from the contents of thinking to the structure
of thought itself, all the while relying on the mechanical model to help
make his case.
Kant is clear that this “zero” is not the zero of absence, but rather once
again the relative—though fleeting—zero of equilibrium. If, he insists,
we allow the formula “a – a = 0” to describe the progress of a mind
that ceases to think about an object, then this equation is true when the
following conditions are met: “Only in so far as an equal but opposed
real ground is combined with the ground of a is it possible for a to be
cancelled [aufgehoben].”47 The expression “a – a = 0” therefore needs
to be read as a sentence where the direction from left to right across
the printed page indexes the temporality of the process, such that the
zero is allowed to emerge at a particular time. With this example, Kant
transfers the equilibrium point of static mechanics—that is, the fulcrum
point of the lever: instead of being mechanically instantaneous, it
becomes a time integral, and we can see more clearly here than in the
prior examples that one of the functions of Aufhebung in Kant’s essay is
to introduce a temporal dynamic into his mechanical thinking and use
of the lever. This is a much different scenario than, say, the ship kept
immobile between two equal and opposite forces; in that case, when
a “zero” condition of equilibrium between weight and counterweight
was reached, time was excluded from the equation—how long the ship
was moored at sea was irrelevant information. For the purposes of my
larger argument, I situate Kant’s temporalization of the mechanical
analogy to model thinking at the beginning of a trajectory that leads
to the psychological theories of the nineteenth century. What Kant
describes in the narrowly circumscribed context of the replacement of
one thought by another, Johann Herbart will expand upon as he tries
to describe the production and repression of thoughts through more
intricate equations of mechanical equilibrium.
Even though Kant’s real interest lies in the heuristic exploration of
human contexts, where the “forces” in question are psychic, rather than
physical, it is remarkable that he never abandons the physical examples
entirely but rather repeats them throughout the essay, using them as a
foil and also as a persuasive tool for his more speculative comments.
His argument transitions directly from the reminder that a body in
motion will not cease moving partially or fully without an opposing
force, to the following statement:
What Kant describes here is nothing more elaborate than the basic
“material” of human social existence: in our environment, that which
makes us smile or feel remorse, and the ways in which circumstances
might also demand that we suppress these reactions. Life, then,
for Kant would seem to be a series of equilibrium moments that are
constantly emerging, being disrupted, and then emerging once again
without any claims to permanence (and Chapter Three will show how
German nature philosophy of the early nineteenth century takes up this
idea and reframes it with a more prolonged reflection on the body, the
lever, and the concept of equilibrium). This is not all Kant has to say on
the matter of thinking, however: he has not quite taken the mechanical
model as far as it is able to go. Although the concept of Aufhebung was
useful in order to consider the progression of thoughts, Kant will reach
to another word, one that has its own mechanically based etymology,
when he turns to the problem of how we observe ourselves as thinkers.
Kant is quick to acknowledge the difficulty involved in thinking
about thinking: “What an admirably busy activity is concealed within
the depths of our minds which goes unnoticed even while it is being
exercised.”49 Such an observation is, of course, itself the product of a
complex process that involves, among other things, an understanding of
oneself as both observer and observed, whereby the former is a product
of the latter. With such a constant exchange of thoughts, it is impossible
to isolate and identify any one particular attempt of the mind to remove
one of the thought images by replacing it with another. To rephrase the
problem in mechanical terms: Kant finds himself hard pressed to define
a subject position that would encompass both the lever and the hand
that wields it. In the process of focusing his attention on this problem,
the verb erwägen enters the discussion for the first time. The meaning
of erwägen is to consider or to contemplate, but also to “weigh” in a
figurative sense. At heart it is also a balancing act, an abstraction whose
material correlate is the Waage (scale). The “contemplation” Kant refers
to emerges precisely at the point where he puts aside the problem of how
one thought ceases and another takes its place—a process that follows
its own logic of equilibrium in successively occurring zero states—in
favor of self-observation. In other words, precisely at the moment when
the agent and lever positions collapse into one, Waage becomes erwägen.
What is it, precisely, that Kant suggests we contemplate in this
context? Contemplation, for the purposes of the “Negative Magnitudes”
essay, is a process by which we become aware of our own unconscious
activities. We are astonished, he writes, when we contemplate (in
Erwägung ziehen) the actions that take place in us without our notice
when we read.50 The fact that ideas emerge and are replaced by others
presupposes “opposed actions” (entgegengesetzte Handlungen) that are
not necessarily accessible to our inner experience. Kant continues with
further reference to the act of contemplation:
outer force and the latter on an inner force that is contained in the
mind.52 The act of contemplation, however, seems to mediate between
the physical and the psychic spheres when it allows for at least the
illusion of an external point of view to be maintained when it takes the
mind as its object.
There is, Kant plainly states, “no difference” between the forces that
might cause a bodily object to change direction or stay in place, and
those “inner accidents” that act upon our thinking, causing thoughts
to come and go.53 Once again, it is possible to use mechanical theory to
make assumptions about psychic processes. One can use the same kind
of logic as before—thinking about forces in equilibrium—but now add
a different layer of thinking that takes into account a temporal sequence.
Of interest here is the integrated effect of different forces over time,
and it would perhaps be more accurate to refer to them as coordinates
(which is the corresponding concept from physics that would take the
temporal dimension into account). Enabled by the analogical structure
of physical and psychic forces, contemplation as erwägen is Kant’s
response to the introduction of time into the equation. The one who
contemplates is the reader who also examines the process of reading, the
one who sees in the physical world the basis for a comparison to (and a
distinction from) the realm of intellectual activity. These observational
acrobatics are accompanied by a balancing act inherent in both the root
and process of erwägen: just as the concept of equilibrium is grounded
on the material object of the scale, contemplation as erwägen observes a
system in a series of equilibrium states over time through an observation
of the changes in its component parts.
52 Moses Mendelssohn, Briefe, die neueste Litteratur betreffend, vol. 21, letter 324
(Berlin and Stettin: Friedrich Nicolai, 1765), 170.
53 Kant, “Negative Magnitudes,” 229.
60 The Lever as Instrument of Reason
forces in the physical world, Kant invokes the lever for the second time
in the essay, although we will need to look beyond the standard English
translation in order to find it:
The English translation leaves out an important detail: that the weights
are placed on the scale “according to the laws of equilibrium on the
lever” (nach den Gesetzen des Gleichgewichts am Hebel). The concept to be
extended beyond the material world may be that of equilibrium, but its
motivating image is inseparable from the lever.
It would seem, then, that the lever is much more than just a simple
machine. As a conceptual apparatus positioned to translate between the
material and immaterial worlds, it is a physical instrument of weighing
and lifting that becomes a figurative illustration of the concept of
equilibrium. The lever’s manifold abilities to transpose, transfer, and
translate that we have observed throughout this chapter are referenced
here once more in the very act of transferring a concept—mechanical rest
or static equilibrium—past the limits of the material world. The lever is
therefore both the embodiment of an idea and the very instrument by
which that idea can be promoted beyond its original context.
One might have the impression that, with this most recent theoretical
reflection on the lever, we have moved beyond the idea that it is
connected to certain aspects of the human in Kant’s thinking; such an
impression could not be further from the truth. Even as he muses about
the ability of the lever to function in material and immaterial contexts,
Kant invokes the example of the “most learned man”:
Conclusion
In this discussion, I have used Kant’s “Negative Magnitudes” essay
as a case study to open my inquiry into how the lever can be used
in ways that both go beyond its origins in classical mechanics and
challenge traditional metaphorical associations. I have shown that
the lever and its mechanics, as taken up by Kant’s essay, embrace a
broad conceptual apparatus that addresses historically important ways
of defining psychological, moral, and social aspects of the human. We
see this in a number of different contexts. One is the development of a
psychometrics that expands from individual to social contexts, where
human interaction is understood as a series of disrupted equilibrium
moments. Another is in the pressure brought to bear on concepts such
as equilibrium and contemplation that has shown how they have the
ability to move between the material and intellectual regimes. Each of
these topics will reappear, in different configurations and with various
points of emphasis, throughout the rest of the book. Meanwhile, a
new narrative of the lever is in the process of unfolding as well, one
whose elements bear marked affinities to an “absolute metaphor” in
Blumenberg’s sense as the lever was used both as a model and a point of
orientation for questions about the human. The end of this discussion,
which only touched upon the problem of a subject position defined in
terms of the lever’s mechanics, also serves as the point of departure for
the next step of my argument, which will trace the conceptual evolution
of German Romanticism’s radical equation of the human as lever.
Two The Levers of German
Romanticism
7 Beiser, The Romantic Imperative: The Concept of Early German Romanticism (2003):
83.
8 Outdated ways of thinking have a way of lingering, however. In Frederick
Burwick’s Romanticism: Keywords (2015), one can find the entry on “science”
nestled between “satire” and “sensibility,” but Burwick does not do more than
state that literature bears witness to scientific ideas.
9 Christine Lehleiter’s Romanticism, Origins, and the History of Heredity (Toronto:
Toronto University Press, 2014) takes a close look at the scientific discussions
around inbreeding, cross-breeding, and the inheritance of madness in order to
explore how selfhood was conceptualized around 1800. Stefani Engelstein’s
Sibling Action: The Genealogical Structure of Modernity (New York: Columbia
University Press, 2017) is also interested in genealogy, but focuses on the
“sibling” as a term that questions the “margins of identity” not only in literature
and philosophy but also biology and the sciences of human population diversity,
among other discourses. Weatherby’s Transplanting the Metaphysical Organ:
German Romanticism between Leibniz and Marx (New York: Fordham University
Press, 2016) takes up the deceptively simple concept of the “organ” and traces
its emergence in late-eighteenth-century life sciences as well as its philosophical
trajectories as metaphor.
10 The one chapter on science in the most recent edition of the Cambridge Companion
to German Romanticism, ed. Nicholas Saul (Cambridge: Cambridge University
Press, 2009), for example, also focuses entirely on the life sciences.
66 The Lever as Instrument of Reason
11 For insights into the automaton in Hoffmann’s work, see Lienhard Wawrzyn,
Der Automaten-Mensch: E. T. A. Hoffmanns Erzählung vom “Sandmann”
(Berlin: Wagenbach, 1976). For a more recent, and broader, perspective on
the significance automaton in European culture, see John Tresch’s Romantic
Machine. Utopian Science and Technology after Napoleon (Chicago: University of
Chicago Press, 2012).
The Levers of German Romanticism 67
15 Meli, Thinking with Objects, 194. For further information on Kepler’s use of the
lever, see also Alexander Koyré, The Astronomical Revolution (Methuen: London,
1980), 190.
16 Michael Wheeler reminds us that one needs to be quite precise, however, when
focusing on Descartes’s use of “machine” and “mechanism” because these
terms are historically variable. Wheeler has shown that when Descartes refers
70 The Lever as Instrument of Reason
who come before them, the German Romantics also test out the idea,
to what degree various things can be thought of in terms of the lever.
They use it to model relationships between concepts, to describe
processes of generation of both the individual and the universe, and,
more generally, as a way of reconciling potential contradictions of
philosophical thinking.
To be sure, grouping Schlegel and Novalis in a history that includes
Descartes and Borelli, and to situate German Romanticism within the
trajectory of mechanistic philosophy in general, might seem like a
peculiar idea. Marshall Brown likely spoke for many when he wrote in
The Shape of Romanticism (1979) that the German Romantics “advance
beyond the mechanistic world view,”17 casting that particular worldview
in a pejorative light. In the most recent edition of The Cambridge History
of Literary Criticism devoted to Romanticism, we find that little has
changed.18 In that volume, the word “mechanical” only appears in
contexts where it is used derogatorily and the word “mechanics” occurs
just once in a fleeting reference to Newton.19 In particular, Joel Black’s
essay, “Scientific Models,” deals exclusively with Romanticism’s interest
in organic models taken from the life sciences and Naturphilosophie,
without mentioning other scientific interests that might not fall directly
under the purview of theories of organic phenomena. Of course, there
are exceptions, although the most notable is situated within the French
context. John Tresch’s Romantic Machine (2012) confronts old biases
in Romantic scholarship against all things mechanical and advances
new perspectives. His study unfolds around the central premise that
Romanticism and mechanism have more connections than previously
acknowledged. To argue his case, he considers both the “machines”
themselves and, with great attention to historical detail, the social
context within which they emerged. As Tresch’s reading demonstrates
in the French context, and as I have argued in earlier essays devoted
to these terms, he might mean a “material system that unfolds purely according
ot the laws of blind physical causation,” a material system that fulfills the above
requirements but “to which in addition certain norms of correct and incorrect
functioning apply” or, in some cases, one that fulfills a special purpose. See
Michael Wheeler, “God’s Machines,” in The Mechanical Mind in History, ed.
Philip Husbands, Owen Holland, and Michael Wheeler (Cambridge and
London: MIT Press, 2008), 307–08.
17 Marshall Brown, The Shape of German Romanticism (Ithaca: Cornell University
Press, 1979), 33.
18 See Joel Black, “Scientific Models,” in The Cambridge History of Literary Criticism,
vol. 5, ed. Marshall Brown (Cambridge: Cambridge University Press, 2008).
19 Black, “Scientific Models,” 115.
The Levers of German Romanticism 71
to the German context,20 there is very little reason, especially from the
point of view of Early German Romanticism, to subscribe to a reading
that privileges the organic to the exclusion of the mechanical. By the
same token, I would like to underscore that a focus on the mechanical
is by no means a rejection of organic models: in Romanticism’s case,
the “mechanistic world view” has not been not abandoned, but simply
reconfigured. If anything, one of the most surprising discoveries of this
study is the way in which aspects of the “organic” and the “mechanical”
are able to coexist.
20 See, for example, my essays, “The Poet as Artisan. Novalis’ Werkzeug and the
Making of Romanticism,” German MLN 121.3 (2006): 617–30; “From Romantic
Tools to Technics: Heideggerian Questions in Novalis’ Anthropology,” The
Aesthetics of the Tool: Technologies, Instruments, and Figures of Literature and Art,
special edition of Configurations 18.3 (Fall 2010); and “In the Spirit of ‘Clever
Inventions and Constellations’: The Mechanics of Romantic Systems,” in
Romantic Circles, Praxis Series, ed. Mark Canuel (Spring 2016), online.
21 Abraham Gotthelf Kästner, Anfangsgründe der angewandten Mathematik
(Göttingen: Verlag der Wittwe Vandenhoek, 1780) and Johann Christian
Polycarmp Erxleben, Anfangsgründe der Naturlehre (Göttingen: Johann Christian
Dieterich, 1787).
22 Gehler, Physicalisches Wörterbuch, vol. 2, 565.
72 The Lever as Instrument of Reason
mechanical lever in this study allows the true extent of this reciprocal
relationship to be acknowledged.27
A note from the “mathematical notebook” dated June 23, 1798,
begins with the following observation: the “study of machines forms
the mechanic—and accustoms the mind to clever inventions and
constellations.”28 This sentiment echoes one found in Galileo’s Discorsi,
where he writes that visits to the shipyard of Venice
27 One can also refer to Schulz’s more recent biography of Novalis from 2012,
Novalis: Leben und Werk Friedrich von Hardenbergs (Munich: C. H. Beck, 2011).
28 Novalis, Schriften 3.50. Thomas Grosser also glosses this passage when he
comments that Novalis’s interest and expertise in machines served as “schooling
for a plan-oriented type of intelligence, capable of innovation.” See Grosser,
Identität und Rolle. Kontext, Konzept und Wirkungsgeschichte der Genieästhetik bei
Novalis (Opladen: Westdeutscher Verlag, 1991), 112. Grosser, whose emphasis
is on the concept of genius, does not refer in detail either to mechanics or to the
lever in his study, however.
29 Quoted in David Speiser, Discovering the Principles of Mechanics 1600–1800, ed.
Kim Williams and Sandro Caparrini (Basel: Birkhäuser, 2008), 21.
30 Novalis, Schriften 3, 64.
74 The Lever as Instrument of Reason
31 For a short biography, see the entry “Eschenmayer, Adolf Karl August (1768–
1852),” in The Dictionary of Eighteenth-Century German Philosophers, ed. Heiner F.
Klemme and Manfred Kuehn (New York: Continuum, 2010).
32 See Carl August Eschenmayer, Säze aus der Natur-Metaphysik auf chemische und
medicinische Gegenstände angewandt (Tübingen: Jakob Friedrich Heerbrandt,
1797), iv.
The Levers of German Romanticism 75
I will provide the German text for this and following few citations in
order to give a more precise sense of Novalis’s language, his formatting,
and the degree to which he adopts and modifies Eschenmayer’s
own text:
The longer the arm of the lever, the greater the velocity of the force moving
its end.
37 “Wir können uns die Aerme eines Hebels mit ihren Kräften als zwei
Bewegungsgrößen vorstellen, und das Hypomochlion als den Punkt ansehen,
in welchem beide Grössen gegeneinander wirken. Da nun die Aerme des Hebels
Linien vorstellen, deren entfernte Endpunkte nicht bewegt werden können,
ohne daß zu gleicher Zeit auch die am Centro motus gelegene[n] Punkte der
Linien bewegt werden, so sind die Zeiten, in der die Kräfte des Hebels auf
das Hypomochlion wirken, auch bei jeder Ungleichheit der Länge der Aerme
dennoch gleich” (Eschenmayer, Säze, xv)
78 The Lever as Instrument of Reason
but rather of strengths and weaknesses of the motion,”38 and that the law of
the lever should be conceived of in terms of “more intensity as opposed
to greater extensity,”39 pick up on a tendency already noticeable in
Eschenmayer and develop it further.40 This tendency de-emphasizes the
lever’s “visibility”—that is, as an object best represented by lines, bodies,
and proportionate magnitudes of weight or distances from the fulcrum
point—in favor of a more abstract constellation of forces. It might not
sound like such a significant idea from a purely mechanical point of
view, but from a philosophical (as well as rhetorical) point of view, it
makes quite a bit of difference whether one refers to actual quantities or
relative strengths and weaknesses: whether the lever is defined in terms
of its “parts” or in terms of forces. With this change—which entails a
departure from the geometric visualization of the lever—comes greater
mobility for the lever as object of comparison. Other notes reinforce the
move toward an understanding of the lever simply in terms of force,
such as the following ones from the “Physical Fragments”:
The above aphorism recalls the use of the lever in astronomical contexts,
as Meli discusses with regard to Kepler. Eventually, Novalis goes so far
as to imagine a lever that is almost completely disembodied, and the
same tendency becomes more evident in other notes when he writes
that “the lever is absolutely without rigid lines and point of support
to be explained from the theory of force in general—the central forces
in general”42 where “central forces” refer to centripetal and centrifugal
forces.43 According to the scientific idea underlying this aphorism, we
can define what the lever does just as adequately with the concept of
force alone as we can when we rely on Gehler’s definition of a fixed,
inflexible connection of three bodies or points.
What, exactly, does Novalis want to convey with his willingness to
do without the traditional image of a mechanical lever in equilibrium
around a fulcrum point? What is to be gained from a lever described
simply in terms of opposing forces? It is not as if we can do away
with points altogether. Here, it might be helpful to refer to the work
of Joseph-Louis Lagrange (1736–1813), whose Analytical Mechanics
(Mécanique analytique) was published in Berlin in 1788.44
In the preface to the Analytical Mechanics, Lagrange summarizes one
of the most significant features of his project as follows:
Craig Fraser situates this turn away from diagrams within a larger trend
in the eighteenth century that emphasized “extending the domain of
analysis and algorithmic calculation” and “reducing the dependence
of advanced mathematics on geometrical institutions and geometric
aids.”46 When Lagrange derives his general equations of motion, he
bases his thinking on the principle of virtual work which was already
in place and could describe the “simple” machines of the lever, pulley,
and inclined plane.47
In this regard, Novalis’s suggestion that we think of the lever in terms
of “forces” rather than “rigid lines” seems quite in keeping with a turn
away from visual diagrams, and we can see how such a development
might have ramifications in other intellectual contexts as well. For
example, instead of invoking the lever in the established tradition of
a visual metaphor (along the lines of a “lever of reason,” such as one
finds in Kant and elsewhere), we are left with an abstraction that can
less easily be visualized. Instead, Novalis distills from the mechanics
of the lever a particular rhetorical figure, that of transition and the
preservation of opposites.
Novalis expresses a similar idea in Das allgemeine Brouillon [The
general brouillon] when he describes a “new deduction of the lever,
from the point of lifting etc. through centrifugal force.”48 Taken together,
these notes emphasize to what degree Novalis abandons a formal
description of the lever in favor of its derivation from the concept of
force. Any lingering distinctions between physical and mathematical
levers based purely on the criterion of materiality also become
irrelevant when there is increasingly less of a “body”—imagined or
otherwise—to consider. Novalis’s notes on Eschenmayer allow us to
witness this transformation in thinking directly, as in the following
note where the concept of force takes over the arms of the lever in a
peculiar way:
philosophical notebooks from the years 1800 and 1801, where one can
find such statements as the following:
and
In these cases, we can see that the lever serves as a model or template
that offers a way of articulating possible connections between various
concepts within certain constraints. According to the logic of the lever,
it should make a difference that “belief” serves as a hypomochlion or
fulcrum point, rather than “act” or “hypothesis,” because by granting it
this status Schlegel also posits that belief in some way mediates between
the other two. Such an example also illustrates why it is necessary to
think beyond a metaphorical usage of the lever. After all, it would be
glaringly inadequate simply to describe the first aphorism as a “lever of
act, belief, and hypothesis” in order to try to understand what Schlegel
and other thinkers are doing when they construct the apparatus of the
lever in the first place.
When Schlegel writes that the lever is of the “utmost importance” for
the theory of construction, he underscores its significance in more ways
than one.65 Certainly, no mathematician or engineer would dispute his
claim, but Schlegel’s notion of construction has less to do with bricks
and mortar than it does with conceptual labor. Just as other formulas
found in Schlegel’s notebooks draw upon the language and symbolism
of differential calculus, we see that the logic of the lever allows for
abstract concepts to be treated as discrete quantities, and positioned
into relationships—without, however, losing their dynamic potential or
status as constructions-in-progress. If we think of the lever as a “model,”
then it is one that arrives with a strong sense of its own functionality
already embedded within the larger conceptual apparatus. The broader
implication of constructing and thinking with levers is that one can also
identify both local and global lever effects: in other words, once the
63 “Der Act und die Hypothese bilden einen Hebel, der Glaube ist das Hypomochlion”
(KFSA 18, 404.1002).
64 “Relig[ion] ist das X der Encykl[opädie]—[Philologie] das Hypom[ochlion].
K[unst]. Myth[ologie], [Poesie] der positive Arm, [Philosophie], Hist[orie] pp
der negative” (KFSA 18, 391.845).
65 “Zur Theorie d[er] Construction der Hebel äußerst wichtig” (KFSA 18, 170.550).
86 The Lever as Instrument of Reason
67 The history of the point prior to Romanticism has been summarized by Friedrich
Kaulbachin in the entry “Punkt, Punktualität,” in the Historisches Wörterbuch
der Philosophie, vol. 7, ed. Joachim Ritter and Karlfried Gründer (Darmstadt:
Wissenschaftliche Buchgesellschaft, 1971), col. 1711–14. The entry begins with
Aristotles and Zenon and ends with Whitehead and Merleau-Ponty, but it
leaves out Romanticism altogether.
68 “Σημειον εστιν, ον μερος ονΘεν” Euclid’s commentators have observed that, unlike
his predecessors, Euclid chooses not to define the point, line, and surface by the
subsequent term (e.g., that the point is the end of a line). For further information on
the historical context of this definition, and other possible translations, see Thomas
Heath, The Thirteen Books of Euclid’s Elements (New York: Dover, 1956), 155.
69 “Weiß man was ein Punkt ist?” (KFSA 18, 229.427).
70 “Philosophie des Punkts” Novalis, Schriften 3, 151.500. In his book, Die Poetisierung
der Wissenschaften bei Novalis (Bonn: Bouvier, 1975), Johannes Hegener reads this
quote in the context of the Romantic theory of the fragment. He observes that
it is the characteristic structure of the fragment to collect “everything into a
88 The Lever as Instrument of Reason
in understanding their work on the fulcrum point of the lever. The idea
that we can think of the trajectories taken by Romantic thinking about
the point in terms of “tendencies” comes from Schlegel himself. One of
his better-known aphorisms states that “whoever has a system is just as
spiritually lost as he who has none. One has to combine both.”71 This
is, however, only the second half of the aphorism. Before the question
of a system is even raised, Schlegel claims that “every philosopher also
has his line—tendency, just as his (salient) point and his cycle.”72 These
figures have a rhetorical function: they provide Schlegel with a way of
circumventing the contradiction of having a system and having none,
and they also work historically, allowing him to determine the affinities
between different philosophers over time.
Georges Lemaître, one of the early proponents of the idea that the
universe is expanding, whose name is often mentioned in conjunction
with the “Big Bang” theory, imagined the initial state of the universe as
a “primeval atom.”73 Schlegel, for whom the construction of the world
is as much a poetic as physical phenomenon, thinks of this same state
as a single point from which an infinity can emerge:
Were space full, then time would stand still—that is the 1/0 in the
progression of nature. Also once more a chaos but a much higher,
completely formed [one]. The first chaos is only a point.—From
chaos and allegory the world to be constructed. History of nature
from that 0/1—1/0.—74
point” so that, as Novalis writes, they are both “undetermined” and “absolutely
capable” (Novalis, Schfriften 2, 540.68, quoted in Hegener 334). For further
references to the problem of the point in the critical literature on Romanticism,
see Marshall Brown, The Shape of German Romanticism (1979); and Martin Dyck,
Novalis and Mathematics, 58–61.
71 “Wer ein System hat, ist so gut geistig verloren, als wer keins hat. Man muß
eben beides verbinden” (KFSA 18, 80.614).
72 “Jeder [Philosoph] hat auch seine Linie—Tendenz wie sein punctum s[aliens]
und seinen Cyclus” (KFSA 18, 80.614). See also Brown’s comments on the
Romantic use of the word Tendenz, with its joint connotations of tension and
striving (Brown, Shape of German Romanticism, 46).
73 Georges Lemaître expresses this idea on several occasions. In “The Beginning
of the World from the Point of View of Quantum Theory,” published in Nature
(May 9, 1931), he imagines a scenario where “the world has begun with a single
quantum,” at which point space and time have no meaning: “They would only
begin to have a sensible meaning when the original quantum had been divided
into a sufficient number of quanta”—an idea which, in contradistinction to Sir
Arthur Eddington, he finds “not at all repugnant” compared to the “present
order of Nature” (Lemaître, “Beginning of the World,” 706).
74 “Wäre d[er] Raum voll so würde die Zeit still stehn—das ist das 1/0 in d[er]
Progreß.[ion] der Natur. Auch wieder ein Chaos aber ein viel höheres, durchaus
The Levers of German Romanticism 89
The first chaotic point of this aphorism is the beginning of the world
and the world’s construction through allegorical narrative. Schlegel
designates this point as zero, and the history which unfolds from
it is one whose end limit, the end of time, is an infinity thick with
simultaneous points, marked by a neat inversion of zero and one. As
evident as Schlegel’s equation of a beginning point with zero might
seem to be—in particular, given the Romantic fascination for the
figure of creatio ex nihilo75—only relatively recent developments in
mathematics and mechanics make his claim credible in the first place
from a numerical perspective.
Wolfgang Schäffner has shown how, until the seventeenth century,
the Euclidean point of geometry was associated not with zero, but with
one. This correlation had to do with a prevailing distinction between
arithmetic as the science of discontinuous magnitudes and geometry as
the science of continuous magnitudes in place since Aristotle. According
to this way of looking at things, in arithmetic the “one” was considered
the beginning of all numbers, without itself being considered a number.
Schäffner discusses how, according to the older model,
in the same way as the point was the beginning of all geometry,
the number one was the origin of all numbers. Neither of them
was itself a part of its domain, but rather its indivisible limit
and origin.76
gebildetes. Das erste Chaos ist nur ein Punkt.—Aus Chaos und Allegorie die
Welt zu construiren. Geschichte der Natur von jenem 0/1—1/0.— --” (KFSA
18, 421.1226).
75 The principle of creation ex nihilo as Schöpfung or Schaffung aus Nichts has an
important role to play in early Romantic thinking, where it is linked to a
gesture of poetic originality (though not, however, to a single act of creation)
and where it also thrives in connection to points such as the punctum saliens
in William Harvey’s embryological work. For more information, refer to my
essay “Lucinde: The Novel from ‘Nothing’ as Epideictic Literature,” Germanisch-
romantische Monatsschrift 54.2 (2004).
76 See Wolfgang Schäffner, “The Point: The Smallest Venue of Knowledge in the
17th Century (1585–1665),” in Collection, Laboratory, Theater: Scenes of Knowledge
in the 17th Century, ed. Helmar Schramm, Ludger Schwarte, and Jan Lazardzig
(Berlin: Walter de Gruyter, 2005), 60.
77 Schäffner, “The Point,” 59.
90 The Lever as Instrument of Reason
78 Stevin writes: “What does the point have in common with the number one?
Certainly nothing at all, since two units result (as is said) in a number, but two
or even a thousand points will not result in a line. The unit can be divided into
parts . . . but the point is indivisible; the unit is part of the number, but the point
is not a part of the line. Therefore, in relation to the number, the unit is not the
same as the point in relation to the line. What, then, corresponds to the point? I
say it is zero” (quoted in Schäffner, “The Point,” 60).
79 Brian Rotman, Signifying Nothing (New York: St. Martin’s Press, 1987), 11.
Rotman’s argument is actually much broader: he shows how the introduction
of the zero in mathematical discourse, the initial use of the vanishing point in
perspectival painting, and the invention of imaginary money are all events of
seismic nature for their respective semiotic systems. Each of these three signs,
according to Rotman, has a “natural closure” with regard to the original system
(he gives the example of how the special status of the zero led to the invention
of the algebraic variable that can potentially stand in for all numbers) (Rotman,
Signifying Nothing, 28–32). This “closure” of the system within a “meta-sign,” in
turn, “accompanies a self-conscious form of subjectivity” (Rotman, Signifying
Nothing, 28).
80 Rotman, Signifying Nothing, 14.
The Levers of German Romanticism 91
opposites return and also the one in which they are sublated, much
like the point of indifference. This understanding goes against the
original sense of the word. According to A. G. Drachmann, the term
“hypomochlion” comes from the Greek ibumahliun, meaning “that
which is placed under the lever.”83 For Schlegel and Novalis, however,
the hypomochlion is by no means external to the lever. Instead, it has
been completely internalized, something which we can observe in other
notes as well.
Schlegel has not quite finished with his analogy, however. He
continues by marshaling the particular mechanics of the lever to
strengthen his comparison. Just as the hypomochlion is that point
where opposing forces cancel out, Schlegel writes: “Perhaps the center
in every universe is doubled, in the literal sense heterogeneous, One from
two, two at the same time from different orders.”84 Just as the point and
the zero associated with it transverse two different orders, so too is the
hypomochlion a fundamentally heterogeneous entity. The components
of the heterogeneity are adaptable to context. Above, we saw the
examples of chord and temperature, but the intrinsically doubled
nature of the fulcrum recalls the irreducible “dark places” seen before in
the mixtures of old and new coexisting within a philosophical system.
85 “Die [Philologie] wird viell[eicht] aus d[em] negativen Arm der [Philosophie]
oder d[er] [Logik] und aus d[em] positiven d[er] [Poesie] construirt i.e.
d[em] Classischen. Sind diese beiden das X oder das Hypomochlion—oder
das [Indifferente]?—Das Hypomochlion der [Poesie] ist d[ie] Fantasie, d[as]
d[er] [Philosophie] die Reflexion. Sie haben es also in sich selbst; nicht so die
[Philologie]” (KFSA 18, 391.844). The editors of the Schlegel edition insert
“dem” in front of “Classischen,” but this adjective seems to modify “Poesie,” in
which case “der” would make more sense.
86 “Relig[ion] ist das X der Encykl[opädie]—[Philologie] das Hypom[ochlion].
K[unst]; Myth[ologie], [Poesie] der positive Arm,—[Philosophie], Hist[orie] pp
der negative” (KFSA 18, 391.845).
87 “Historie ist d[er] Aequator, [Philologie] das Hypomochlion, durch Sättigung
mit [indifferenter] [Poesie] und [Philosophie] wird [Philologie] im Anhauch der
Rel[igion] zur Historie” (KFSA 18, 392.864).
88 “[Kritik] nebst [Rhetorik] und [Grammatik] alles nur zum Hypom[ochlion].
Ansich ist nicht freye Kunst. [Logik] nur Uebergang zwischen [Physik] und
Moral Constituiren kann nur die Moral” (KFSA 18, 392.869).
The Levers of German Romanticism 95
ideas do not have any basis in possible experience they are described as
transcendental; they cannot provide us direct access to particular objects
through concepts, but they do play an important (even “indispensably
necessary”) role in regulating our faculty of understanding by directing
it toward particular goals. In the Critique of Pure Reason, Kant writes that
the transcendental ideas
94 Kant, Critique of Pure Reason, trans. Paul Guyer and Allen Wood (Cambridge:
Cambridge University Press, 1998), 591.
95 Kant, Critique of Pure Reason, 591.
96 Novalis, Schriften 3, 449.942.
The Levers of German Romanticism 99
97 One could, however, connect the Romantic thinking about the optical point
to a broader discussion of attention and distraction in the eighteenth century
dominated by the psychology of Christian Wolff and structured around the
concepts of attentio, reflexio, and collatio. John Zammito has commented that
Attentio (“attention”) was the beginning of knowledge in that it discriminated
something from an obscure background, introducing what school-philosophical
language called ‘clarity’” (Zammito, Kant, Herder, and the Birth of Anthropology,
52).
98 Novalis, Schriften 3, 395.672.
99 Novalis, Schriften 3, 442.904.
100 The Lever as Instrument of Reason
100 “Hypomochlion nur Symbol, das wahre ist schwebend; der thätige freie Mensch
ist sein eigenes Hypomochlion” (KFSA 18, 171.560).
101 Don Ihde, Technology and the Lifeworld. From Garden to Earth (Indianapolis:
Indiana University Press, 1990), 75.
102 Schlegel, KFSA 18, 171.
103 Novalis, Schriften 2, 450.
The Levers of German Romanticism 101
104 References in this passage are to Fichte’s 1794 essay, “Ueber den Begriff der
Wissenschaftslehre oder der sogenannten Philosophie,” in Johann Gottlieb
Fichte’s sämmtliche Werke, vol. 1, ed. J. H. Fichte (Berlin: Veit und Comp, 1845),
29–81; 46. Edgar Landgraf and I also refer to this passage in the introduction
to our collected essays on the Archimedean point. See Holland and Landgraf,
“Introduction,” 55.
102 The Lever as Instrument of Reason
are bound to it. For Fichte (and for those twentieth-century thinkers
who, as we saw in the introduction, considered the challenge of
developing “protocols” for scientific language), the freedom of thought
is clearly more important than the acknowledgment that such a project
is theoretically predisposed to fail: theoretical utility outweighs the
practical impossibility. As Edgar Landgraf and I have observed in our
introduction to a collection of essays on the Archimedean point, we
can witness a related example in Early German Romanticism. In his
novel Heinrich von Ofterdingen, Novalis illustrates the aporetic structure
of the subject position—the theoretical conundrum of observing
oneself, which is essentially the same as recognizing oneself as both
agent and instrument—when Heinrich discovers the book of his own
unfinished life.
Another angle takes a much different perspective, one that
imagines the genesis of the Archimedean point as the emergence
of self-observation:
106 Zur Welt suchen wir den Entwurf—dieser Entwurf sind wir selbst—was sind
wir? personificirte allmächtige Puncte” (Novalis, Schriften 2, 541.74).
107 The perspective underlying Novalis’s idea of the self as point and blueprint of
the world is a relatively modern development that echoes Leibniz’s synthesis
of two philosophical positions according to Michel Serres: whereas for Aristotle
and Descartes the world was a point, and for Pascal and Bruno in every
point there was potentially a world, Leibniz sees “in every real and different
individual, the Universal.” Michel Serres, Le système de Leibniz et ses modèles
mathématiques (Paris: Presses universitaires de France, 1968), 739.
104 The Lever as Instrument of Reason
108 “Das Ich ist absolut Eins—das Subject absolut getheilt—Wechselwirkung des
Ich in sich selbst—Es will Eins, es will getheilt seyn. Im reinen Ich allein ist
beydes absolut—der Character des Absoluten ist—keine Veränderung—kein
Gegensetzen—kein Fortsetzen—Stillstand—Ruhe—Identität—In Beziehung
aufs Subject muß sein Character—durch Ruhe bedingte Thätigkeit—Ein
Mannichfaltiges seyn” (Novalis, Schriften 2, 133.44).
109 See especially Dieter Henrich, “Fichtes ursprungliches Einsicht” (Frankfurt:
Vittorio Klosterman, 1967), translated by D. R. Lachterman as “Fichte’s Original
Insight,” Contemporary German Philosophy 1.9 (1982), and Manfred Frank, The
Philosophical Origins of Early German Romanticism, trans. Elizabeth Millan-
Zaibert (New York: SUNY Press, 2008).
110 “Die Stimmung d[es] B[ewußt]S[eyns]—des Darstellens aller Art ist die
Stimmung des Krystallisirens, der Bildung—und Vermannichfachung—
also gehaltne Ruhe—statische Kraft—rationalisirende (equilibrirende) Kraft—
proportionlle Evolutionskraft—eine beständige Größe im veränderlichen Wechsel
(Ruhepunkt am Hebel)” (Novalis, Schriften 3, 432.836).
The Levers of German Romanticism 105
111 “Kielmeyers Idee vom Übergang einer Kraft in die Andre—(von ihrer
Successiven und Simultanen Existenz.) (Synth[esis] d[er] Antike und Moderne)”
(Novalis, Schriften 3, 432.838). Novalis refers here to Kielmeyer’s theory of a
compensation that maintains a balance of forces in the living organism. The
synthesis of old and new recalls the “dark places” of the philosophical systems
as described by Schlegel.
112 “Inpunctationsmanier der Bezeichnung der Veränderungen des Stätigen. z.B.
Übergang des Kindes zum Manne. Bezeichnung des Übergangs (d[er] Seele,)
mit Puncten” (Novalis, Schriften 3, 432.833).
106 The Lever as Instrument of Reason
as these examples are, they show how Novalis integrates the lever
and hypomochlion such that they act indirectly, taking part in a larger
process.113 We can also see that, in general, Novalis distills a particular
rhetorical figure from the mechanics of the lever, the figure of transition
and the preservation of opposites, which already has an established
currency in his scientific and philosophical work as the well-known
phenomena of galvanic chains and the Voltaic pile.
113 The lever therefore belongs to the “indirect tools” of Novalis’s oeuvre and what
has alternately been called his “indirect technique” (Liedtke) and “indirect
construction” (Gaier). See Ralf Liedtke, Das romantische Paradigma der Chemie
(Paderborn: Mentis, 2003); Ulrich Gaier, Krumme Regel (Tübingen: Niemeyer,
1970).
114 “Die Lehre v[on] d[en] Verhältnissen gehört in die Algeber—oder die
Naturgeschichte der Größen.
(Die Verbe sind die eigentlichen Wortkräfte—die sog[enannten] Substantiva
sind aus Verben entstanden—und die Verba aus Substantiven entstand[en].
Bewegung und Ruhe—Veränderliche—constante x. Alle Ruhe ist Figur.)”
(Novalis, Schriften 3, 400.691).
The Levers of German Romanticism 107
115 In addition to the two cases discussed above, there are other aphorisms by
Novalis that take up the concept of equilibrium from the point of view of
poetic production: in one case, “wit” [Witz] is defined as both a consequence of
equilibrium’s disruption and as the instrument of its reestablishment (Novalis,
Schriften 2, 424.30); in another case, Novalis refers to a perfect genius (a loose
translation for “eine vollendete, genialische Constitution”) where the inner and
outer senses are in equilibrium (Novalis, Schriften 2, 454.93).
108 The Lever as Instrument of Reason
flung concepts, so too does the hypomochlion capture the same spirit
in nuce. And just as we have also seen how the lever is an instrument
of reason that can be useful in scales of magnitude that extend from the
microcosm to the macrocosm, in the concluding pages of this chapter,
I would like to demonstrate that a further implication of the lever’s
structural adaptability is witnessed in Early German Romanticism
when it proves to be not useful for modeling aspects of the social as
well as the individual.
Even as the German Romantics emphasize the self-sufficiency of the
individual as fulcrum, through its very nature of united “dividuality”
they allow for a transition between the individual and the society.
With this thought in mind, one could pursue the relationship between
the mathematical and the physical point even further in the context
of Romantic political thinking. Novalis’s suggestion that we are
“personified, all-powerful points” eventually makes this very transition
from the individual to the political unit of the family when one reads
the same aphorism to the end: “Only insofar as man conducts a happy
marriage with himself—and makes up a beautiful family, is he at all
capable of marriage and family.”116 When he writes about marriage, he
says that this institution is to politics “what the lever is for the theory of
mechanics” and that “the state is comprised not of individual people,
but rather of pairs and societies.”117 For Novalis, then, the basic unit
of the functioning state is not simply the personified point, or the
individual as hypomochlion, but a lever whose two arms connect the
disparate conditions of woman and man. It is striking that the lever in
this description conforms to Novalis’s idea of a balance of forces with
no rigid lines and points. In this model, the relation of the individual
to the machine-state is not simply one of part and whole, which would
be the case of the point-individual who is part of either the greater
mechanical clockwork or an organism. Instead, the disposition of the
pair stands in for the state as a whole, but the pairing of “formed” man
and “unformed” woman suggests that the levers of this particular
mechanism move in a dynamic compensation and transfer of forces.
One could also contextualize this perspective with reference to
Novalis’s view on monarchy as articulated in Faith and Love. There
he writes that monarchy is “a true system, because it is bound to an
116 “Nur insofern der Mensch also mit sich selbst eine glückliche Ehe führt—und
eine schöne Familie ausmacht, ist er überhaupt Ehe und Familienfähig. Act der
Selbstumarmung” (Novalis, Schriften 2, 541.74).
117 “Die Ehe ist für die Politik, was der Hebel für die Maschinenlehre. Der Staat
besteht nicht aus einzelnen Menschen, sondern aus Paaren und Gesellschaften.
Die Stände der Ehe sind die Stände des Staats - Frau und Mann. Die Frau ist der
sog[enannte] ungebildete Theil” (Novalis, Schriften 3, 470.1106).
The Levers of German Romanticism 109
Antonio: Let us hear it. I hope we shall find in what you are about
to offer a contrast to Andrea’s “Epochs of Literature.” Thus we
shall be able to use one point of view and one force [eine Ansicht
und eine Kraft] as lever for the others and discuss both the more
freely and incisively, and again return to the greatest problem
whether or not poetry can be taught and learned.121
118 “Die Monarchie ist deswegen ein ächtes System, weil sie an einen absoluten
Mittelpunct geknüpft ist; an ein Wesen, was zur Menschheit, aber nicht zum
Staat gehört” (Novalis, Schriften 2, 489).
119 Rotman, Signifying Nothing, 11. Rotman’s argument is actually much broader: he
shows how the introduction of the zero in mathematical discourse, the initial use
of the vanishing point in perspectival painting, and the invention of imaginary
money are all events of seismic nature for their respective semiotic systems.
Each of these three signs, according to Rotman, has a “natural closure” with
regard to the original system (he gives the example of how the special status of
the zero led to the invention of the algebraic variable that can potentially stand
in for all numbers) (Rotman, Signifying Nothing, 28–32). This “closure” of the
system within a “meta-sign,” in turn, “accompanies a self-conscious form of
subjectivity” (Rotman, Signifying Nothing, 28).
120 Novalis, Schriften 2, 489.
121 “Antonio: Lassen Sie uns hören. Ich hoffe, wir finden in dem was Sie uns geben
wollen, einen Gegensatz für Andrea’s Epochen der Dichtkunst. So können wir
dann eine Ansicht und eine Kraft als Hebel für die andre gebrauchen, und über
beyde desto freyer und eingreifender disputiren, und wieder auf die große
Frage zurückkommen, ob sich Poesie lehren und lernen läßt” (KFSA 2, 311).
110 The Lever as Instrument of Reason
Conclusion
The equation of the hypomochlion with the individual has implications
for our understanding of German Romanticism. In the wake of the
mechanistic philosophy of the eighteenth century, and the perception
that Romanticism distances itself both from this philosophy and
from related figures of thought, the incorporation of one of the most
important concepts from mechanics into a model of the subject should
not be underestimated. At the same time, it seems clear that the
presence of the hypomochlion is no real threat to the organic models
that inform Schlegel’s and Novalis’s thinking. Instead, Romantic
system-organs, when examined in terms of their smallest components,
begin to resemble a mechanical assemblage where the fulcrum of the
lever is the figure that defines the smallest possible—and paradoxically
also the largest possible—unit.
This suggests that a more nuanced view is required to understand
precisely how a mechanical concept can be useful when we move
beyond the individual. Perhaps it is the elementary quality of the
hypomochlion as a figure of individual duality that has allowed it
to exist under the radar. Whereas an overt system of multiple levers
would invariably recall older, contested models of the clockwork
universe, a single lever—or even less than that, a single hypomochlion
(and if Novalis has his way, perhaps even less than that: a mere tension
of forces)—allows for mechanical theory to function uncontested in a
less restrictive environment.
Although relations of part and whole are central to Romantic thought,
the hypomochlion possesses a unique mobility. It bridges the conceptual
work of the encyclopedia project and Romantic theories of the subject,
and is equally at home as a model of consciousness, as a description
of the individual, as a conceptual link between concepts drawn from
different disciplines, and as a figure of cosmological reach. As the
embodiment of agency without instrumentality, the hypomochlion is
indebted to a model of the lever built upon pure relationality. Without a
hand to direct it, it becomes organic and self-guiding even as it remains
a figure of unified “dividuality.” In other words, the hypomochlion’s
defining feature is the preservation of a distinction that allows it, with
absolute succinctness, the potential of becoming a system unto itself.
Three The Contested God of
Naturphilosophie
Introduction
The previous chapter revealed German nature philosophy
(Naturphilosophie) to be an important—and also surprising—source for
Early German Romanticism’s work on and with the lever, as Schlegel
and Novalis appropriated it as an instrument of reason. Given that the
extent of Friedrich Schelling’s and Carl von Eschenmayer’s engagement
with the lever extends far beyond what we have witnessed thus far, it
would be a mistake to relegate them—or nature philosophy itself—to
the historical background of this study. The purpose of this chapter is
therefore twofold: first, to explore the often-surprising ways in which
Schelling and Eschenmayer integrate the lever into their philosophical
thinking and, secondly, to show that, for all the peculiarities of the
nature-philosophical lever, there are clear connections to be made to
both the Romantic and Kantian levers, connections that once again
implicate the lever in models of the human. Unlike the all-powerful
ego-levers of German Romanticism, however, we will see that there
are limits to how far this connection between the human and the lever
can be pushed from the nature-philosophical point of view. In fact, the
very question of the limits of the lever’s usefulness lies at the heart of a
the model that forms the basis for Kant’s description of matter, for the
second strand, “the varying figure of the absolutely hard first particles
(atoms) is . . . the principle, from which the specific variation of matter
is derived.”5 With the arrival of Schelling and Eschenmayer, we see not
a rejection of these two models, but rather an attempt, through a project
Schelling refers to as a “speculative physics,” to understand object-
oriented theories of nature as existing within the same continuum as
theories of the ego (a goal which was, in essence, more compatible with
the Kantian understanding of a nature philosophy based on forces of
expansion and contraction). As controversial as it was to suggest that
we see, in the natural world, patterns and structures that mirror those
of the human psyche, Schelling’s embrace of these very ideas also
caused him to be revered—almost literally—by many. One could take
as an example Dr. August Friedrich Hecker, for whom Schelling was
a divine “creator” (Schöpfer) and Schelling’s nature philosophy “the
divinity of the universe . . . far above the common circles of empiricism
and scholastic dust.”6
There will be a reason to return to questions of nature-philosophical
“divinity” at the end of the chapter, although the apotheosis in question
will not be Schelling’s own. For now, it is more useful to supplement
the perceptions of nature philosophy by Schelling’s contemporaries
with more recent perspectives in order to have a sense of how the
kind of nature philosophy associated with the work of Schelling and
Eschenmayer is perceived today. Günter Zöller writes, in mechanical
terms sympathetic to my own study, that Schelling’s philosophy of
nature was “conceived as the systemic counterweight to Kantian-
Fichtean transcendental philosophy and its idealist derivation of nature
from the mind” that preferred the “realist approach of deducing mind
from nature.”7 For all their differences, Schelling and Eschenmayer
shared the belief that the phenomena of the natural world as well as
the laws describing them—such as the law of equilibrium—correlated
to the phenomena of the psyche. In this idea, we can already glimpse a
hint of what is to come where the lever is concerned. According to such
an analogy, it is not a stretch to imagine that those same instruments
that have long championed the rule of human artfulness over nature
could also be applied to the psyche.
5 Jakob Sigismund Beck, Grundriß der critischen Philosophie (Halle: Renger, 1796),
108–09.
6 Dr. August Friederich Hecker, Annalen der gesammten Medicin als Wissenschaft
und als Kunst (Leipzig: C. Salfeld, 1810), 104.
7 Günter Zöller, “Fichte, Schelling, and Schopenhauer,” in Cambridge Companion
to German Idealism, ed. Karl Ameriks (Cambridge: Cambridge University Press,
2000), 208.
114 The Lever as Instrument of Reason
This point of view is quite compatible with the approach I take as well.
As was the case in the chapter on Kant, where close attention was
paid to his rhetorical choices in the essay on negative magnitudes, in
this chapter I show how the lever is no simple metaphor for Schelling
and Eschenmayer, but rather an instrument of reason in its own right
that operates within a conceptual apparatus that should be familiar
by now.13
16 One can find the above information on pages 258–59 of Walter Wuttke’s
“Materialien zu Leben und Werk Adolf Karl August von Eschenmayers” in
Sudhoffs Archiv 56.3 (1973): 255–96.
17 Jörg Jantzen, “Eschenmayer und Schelling. Die Philosohpie in ihrem Übergang
zur Nichtphilosophie,” in Religionsphilosophie und speculative Theologie. Der Streit
um die göttlichen Dinge (1799–1812) (Hamburg: Meiner, 1994), 74.
18 See Manfred Durner, “Die Naturphilosophie im 18. Jahrhundert und der
naturwissenschaftliche Unterricht in Tübingen: Zu den Quellen von Schellings
Naturphilosophie” in Archiv für Geschichte der Philosophie 73 (1991): 100; Paul
Ziche, Mathematische und naturwissenschaftliche Modelle in der Philosophie
Schellings und Hegels (Stuttgart-Bad Cannstatt: frommann-holzboog, 1996),
212–16 and 218–20; and Manfred Durner, “Theorien der Chemie,” in
Wissenschaftshistorischer Bericht zu Schellings naturphilosophischen Schriften
1797–1800 in the Historisch-kritische Ausgabe, series 1, supplementary volume to
volumes 5–9, ed. Manfred Durner, Francesco Moiso, and Jörg Jantzen (Stuttgart-
Bad Cannstatt: frommann-holzboog, 1994).
The Contested God of Naturphilosophie 117
19 Was vollends das Leisten der Forderung selbst betrifft, so ist sie für die Hälfte
eines Menschenlebens zu groß. Gesezt, die Richtung des Wegs, den wir in der
Naturwissenschaft nehmen sollen, seye uns von der Philosophie aus richtig
bestimmt, aber die Last, die wir fortwälzen sollen, für die Kräfte eines einzeln zu
groß, so bleibt nichts übrig, als die Vereinigung mehrerer Kräfte. Wenn mehrere
Kräfte zu einer Totalkraft zusammengesetzt werden, so ist der Weg, den die
Last nimmt, die Diagonallinie.—Ist nun die Richtung der Diagonale bestimmt,
so muß auch das Verhältniß der Winkel, unter denen die verschiedene [sic]
Kräfte zusammenwirken, bestimmt seyn. Etwa die Momente, um ein solches
Verhältniß zu finden, könnte der Gegenstand dieser Schrift seyn” (Eschenmayer,
Säze, vi). I include most of the German quotations for Eschenmayer in this
chapter, since there is neither an English translation nor an updated German
edition.
20 Eschenmayer, Säze, vi.
118 The Lever as Instrument of Reason
that reaches from 1/∞ (a maximum limit for the force of attraction) to ∞
(a maximum limit for the force of repulsion).25
Without suggesting that we reduce the concept of matter to force,
Eschenmayer encourages us to think of matter in terms of degrees, such
that “a degree of matter” would be “a quantity of the relationship in
which the forces of attraction and repulsion stand toward each other.”26
The various possible ratios of these two forces, quantified onto a scale,
would then correlate to all the different materials in existence.27
To illustrate his point, Eschenmayer provides his readers with this
diagram:
25 See Jantzen, Naturphilosophie nach Schelling, 155. Jentzen refers to Schelling’s 1797
Ideen zu einer Philosophie der Natur, where Schelling writes that “alle Qualitäten”
are to be observed “nur als verschiedne Modifikationen und Verhältnisse der
Grundkräfte.” Jentzen accidentally omits the words “und Verhältnisse” from
his quote, but for our purposes they are of the utmost importance: it is precisely
the notion of ratio and relation that lays the groundwork for a productive
comparison with the lever.
26 “Qualitäten der Materie sind daher Grade und ein Grad Materie ist irgend
ein Grössenverhältniß, in welchem die Attraction und Repulsion zu einander
stehen” (Eschenmayer, Säze, 37).
27 See also the letter from Eschenmayer to Schelling written in Kirchheim, July
21, 1801, in Aus Schellings Leben, vol. 1, 1775–1803, ed. Gustav Leopold Plitt
(Leipzig: S. Hirzel, 1869), 336–43.
28 In Mathematische und naturwissenschaftliche Modelle in der Philosophie Schelling
und Hegels, Paul Ziche shows how the concept of “line” is used to model
the concepts of identity and difference for both Schelling and Hegel (Ziche,
Mathematische und naturwissenschaftliche Modelle, 200). In particular, he describes
how the “line of cohesion” (Kohäsionslinie) in Schelling’s work was applied to
both the magnet and the mechanical lever. Ziche does not refer to Eschenmayer
in this context.
120 The Lever as Instrument of Reason
Given that the lever and the concept of equilibrium are able to act as
a conceptual bridge between the fields of chemistry and mechanics, it
is difficult to overemphasize the centrality of the lever and its law of
equilibrium to Eschenmayer’s nature-philosophical thinking.34 Even
concepts which, at first glance, would seem to have little to do with the
mechanical theory of the lever are drawn into its orbit. For example,
when Eschenmayer thinks about the balance of attractive and repulsive
forces in various materials, he transposes these concepts to the relation
of elasticity (which increases in relation to the force of repulsion) and
mass (which increases in relation to the force of attraction): “Thus
a material of single mass and double elasticity would maintain
equilibrium with a material of doubled mass and single electricity.”35
He then makes his comparison more explicit: “Since elasticity behaves
precisely as velocity did in the above proposition, from which the
law of the lever was derived, both of them must therefore be able to
be returned to one another, and to deliver the same results in their
application to mechanical or dynamic quantities.”36 To drive the point
home, Eschenmayer introduces the example of water temperature.
33 “Es ist hier aber nur von einem relative Gleichgewicht die Rede, in welchem
die Wirkungen zweier Kräfte nicht als aufgehoben, sondern nur einander
gleich gedacht werden. Ein absolutes Gleichgewicht ist da, wo zwei Kräfte
ihre Wirkungen ganz aufheben, so daß sie weder für die mathematische
Konstruktion noch für die Analysis der Erfahrung ein Gegenstand mehr sind.
Wir können uns symbolische Weise ein absolutes Gleichgewicht am Hebel
denken. So lange Kraft und Last auf irgend eine Weise an den Aermen des
Hebels vertheilt sind, so findet auch eine Berechnung der Grösse der Bewegung
statt, so wie ich aber Kraft und Last im Hypomochlion vereinigt denke, so ist
die Grösse der Bewegung = 0. Diß ist das absolute mechanische Gleichgewicht,
das für den Mathematiker kein Gegenstand mehr ist” (Eschenmayer, Säze,
22–23).
34 Ziche has also noted that Eschenmayer turns often to the lever in his discussion
of chemical and magnetic phenomena and that it has achieved “the role of a
general illustration of the eschenmayerian method of construction” (Ziche,
Mathematische und naturwissenschaftliche Modelle, 214).
35 “Es wird daher eine Materie von einzeler [sic] Masse und doppelter Elastizität
mit einer Materie von doppelter Masse und einzeler [sic] Elastizität das
Gleichgewicht halten” (Eschenmayer, Säze, 24).
36 “Da sich die Elastizität eben so verhält, wie in dem obigen Saz [sic], aus welchem
das Gesez des Hebels abgeleitet wurde, die Geschwindigkeit, so müssen
sich beide auf einander zurükbringen lassen, und in ihrer Anwendung auf
122 The Lever as Instrument of Reason
is one quart of water at 212 degrees (the boiling point). The numerical
average of 32 and 212 is 122, but the diagram illustrates how, when
these two quantities of water are mixed, then, according to the law of
the lever, because of the difference in volume, the middle temperature
will actually be 92, which is where the fulcrum point is marked on
the diagram.
What, then, can we learn from Eschenmayer’s levers? We could
begin with the simple observation that, to judge from the Propositions,
Eschenmayer is more willing to use diagrams than Schlegel and
Novalis were. At the same time, it is important to ask what, exactly,
the diagram is supposed to represent. Eschenmayer’s diagrams do not
depict a particular object or piece of laboratory equipment. Instead,
the diagrams visualize a philosophical idea as well as a theoretical
outcome. That means they also have a heuristic function akin to the
tendency of Blumenberg’s absolute metaphors to act as a “model” and
“point of orientation” that guides our thinking and “gives structure to a
world.”40 Once the basic law of the lever is understood, one can apply it
even in contexts where one would not usually think to apply it (such as
water temperature). According to Eschenmayer’s Propositions, the lever
functions as an instrument of reason when we can use it to develop
and visualize particular intuitions we might have about physical
processes and then verify whether or not these intuitions are correct.
Eschenmayer’s comments about the lever can also be understood
within a broader tendency toward simplification: analogical thinking is
economical when the same observations or intuitions can be reapplied
productively in different contexts. The quantification of nature and
natural processes is important in this regard, and Eschenmayer writes
that it is “an essential advantage of the dynamic way of looking at
things that it excludes the multiplicity of specifically different materials
and views the entire manifold of nature in terms of degrees.”41
Certainly, the figure of the mechanical lever retains its usefulness in
the context of dynamical philosophy—perhaps more than Eschenmayer
is even aware of. He continues, “Indeed, hereupon rests the place of
mediation [Vermittlungsort], in which the most contradictory opinions of
the physicists can be compared as well as the propositions of metaphysics
for all possible hypotheses, which the investigator of nature desires to
establish.”42 According to the theoretical scenario described, could one
43 “Die Dynamik hätte erwiesen, daß wenn jene beide Kräfte sich an einem
und ebendemselben Ort binden . . . die Anschauung leer bleibe. Für den
dynamischen Begrif absoluter Bindung sezt nun die Mechanik den Begrif eines
absoluten Gleichgewichts” (Eschenmayer, Geseze, 73).
44 Eschenmayer, Geseze, 73–74.
The Contested God of Naturphilosophie 125
Phrases such as “just like on the lever,” “if this should also apply to
the magnet, then like the lever, it too ” and “from there follows, what
also occurs on the lever” reinforce the idea that the lever serves as
an instrument of reason, a heuristic tool for understanding diverse
natural phenomena. These expressions also testify to the lever’s
versatility. Once the initial congruence between mechanical and
magnetic equilibrium has been established, the lever is able to generate
expectations and confirm observations. The connection between levers
and magnets might strike present-day readers as strange, given that
for Eschenmayer there is little difference between the two, regarding
50 “Um dieser Erklärung Schritt für Schritt zu folgen, und sie in der Anschauung
deutlicher zu machen, wähle ich den Hebel” (Eschenmayer, Geseze, 100).
128 The Lever as Instrument of Reason
51 “diß ist aber ein Umstand, der am Hebel gar nicht darstellbar ist, weswegen
dieses Bild die Erforderniß der Anschaulichkeit nur zum Theil erfüllt”
(Eschenmayer, Geseze, 112). Paul Ziche discusses a similar case in the context of
the general deduction in Schelling’s System of Transcendental Idealism He notes
that for all that the magnet has two points of indifference, “Schelling’s image
of the magnet does not distinguish itself from the image of the lever” (Ziche,
Mathematische Modelle, 202).
The Contested God of Naturphilosophie 129
52 Friedrich Wilhelm Joseph Schelling, Ideen zu einer Philosophie der Natur, ed.
Manfred Durner and Walter Schieche (Stuttgart-Bad Cannstatt: frommann-
holzboog, 2001), 70.
53 “Sobald der Mensch sich selbst mit der äußern Welt in Widerspruch setzt . . . ist
der erste Schritt zur Philosophie geschehen” (Schelling, Ideen zu einer Philosophie
der Natur, 71).
54 Friedrich Schelling, Ideas for a Philosophy of Nature, trans. Errol E. Harris and
Peter Heath (Cambridge: Cambridge University Press, 1988; Reprint 1995), 12.
130 The Lever as Instrument of Reason
hinges upon the ability to negotiate even the most radical differences
of the material and the nonmaterial. The ease with which equilibrium
can construct relationships between disparate things is worthy of more
attention in the context of Schelling’s nature philosophy, where ideas
from the natural sciences are reworked in innovative ways. In these
writings, he is attuned to the problem of equilibrium in the context of
a wide range of phenomena related to physiology, electricity, and heat,
and here too, we can observe a clear affinity to the conceptual “work”
accomplished by the lever of Romanticism. The chapter on Kant showed
how the beginning of the “Negative Magnitudes” essay set the stage for
the arrival of the lever: long before it actually appeared on the scene,
its conceptual apparatus was already in place. A similar argument can
be made with regard to Schelling. Once he frames a relationship of two
dissimilar things—objects and ideas—in terms of equilibrium, we are
only one step away from the work of the lever itself, which has proven
time and again to be the instrument that brings disparate objects into an
unexpected rapport.
The first overt connection between the lever and the ego in Schelling’s
philosophy appears three years after the publication of the Ideas, in his
System des transcendentalen Idealismus (System of Transcendental Idealism).55
This treatise describes the emergence of the ego’s self-awareness, and
one of the questions Schelling poses to himself is how the ego comes to
perceive of itself as limited or determined. His preliminary answer is
that “inasmuch as the opposing activities of self-consciousness merge in
a third, there arises a common product of them both.”56 As he elaborates
this idea, he takes advantage of the logic of the lever.
Schelling’s reasoning will be easier to follow if we keep in mind that,
for him, the ego exists in a state of “rest” and (relative) “equilibrium to
which the two [opposing infinite activities, J.H.] reduce one another,
and whose continuance is conditioned by the persistent rivalry between
(Compare the lever, for example; the two weights merely act
upon the fulcrum, which is thus the common substrate of their
activity.)—This substrate, moreover, does not arise voluntarily,
as it were, through free production but completely involuntarily,
by means of a third activity, which is no less necessary than the
identity of self-consciousness.59
57 Schelling, System of Transcendental Idealism, 51. Schelling writes that the situation
of the ego can be described as “ein Gleichgewicht, auf das sie sich wechselseitig
reduciren, und dessen Fortdauer durch die fortdaurende Concurrenz beyder
Thätigkeiten bedingt ist” (Schelling, System des transcendentalen Idealismus, 92).
58 Schelling, System of Transcendental Idealism, 51. “Aller Stoff ist blosser Ausdruck
eines Gleichgewichts entgegengetzter Thätigkeiten, die sich wechselseitig
auf ein blosses Substrat von Thätigkeit reduciren” (Schelling, System des
transcendentalen Idealismus, 93).
59 Schelling, System of Transcendental Idealism, 51. “(Man denke sich den Hebel,
beyde Gewichte wirken nur auf das Hypomochlion, welches also das
gemeinschaftliche Substrat ihrer Thätigkeit ist). Jenes Substrat entsteht überdies
nicht etwa willkührlich durch freye Production, sondern völlig unwillkührlich,
mittelst einer dritten Thätigkeit, die so nothwendig ist, als die Identität des
Selbstbewußtseyns” (Schelling, System des transcendentalen Idealismus, 93).
60 Eschenmayer, Säze, 11. Here, too, Jantzen’s essay on “Eschenmayer and
Schelling” is of great help. Jantzen describes how, when Eschenmayer adopts
Kant’s understanding of matter as the product of attractive and repulsive
forces and formulates the notion of a mathematical series, the middle point—or
“M” to the zero power—is the perfect “indifference” of both forces (Jantzen,
“Eschenmayer and Schelling,” 75). In this case, matter is “substrate, for while
the forces are equaled out and in fact do not yet stand in relation to one another,
matter is external to all intuition, or as the case may be, not yet specific, not yet
qualitative” (i.i.o.) (Jantzen, “Eschenmayer and Schelling”).
132 The Lever as Instrument of Reason
61 Kant, Critique of Pure Reason, 275. This is not to say that the association of
substance with the term substratum originates with Kant. One finds the same
idea in Locke’s Essay Concerning Human Understanding and elsewhere in the
history of philosophy. In this case, Kant serves as a more contemporary reference
point for Schelling.
62 Winterl’s System der dualistischen Chemie (1807) also refers to “substrates” which
are capable of combining with “base principles” or “acid principles” such that
the resulting product possesses a particular chemical affinity and is then able
to combine with other substances. Winterl describes how “acid principles” and
“base principles” are joined by a “band” to a “substrate.” The weaker the band,
the stronger the acid or base, because it is more “free” to react. See System der
dualistischen Chemie des Prof. Jakob Joseph Winterl dargestellt von Johann Schuster
M.D., vol. 1 (Berlin: Frölich, 1807), 278 and passim.
63 Zedler, s.v. “Substratum.” Zedler, Universal-Lexikon aller Wissenschaften und Künste,
vol. 40 (Leipzig and Halle: Johann Heinrich Zedler, 1744), col. 1597. Immanuel
Robinson Howard’s entry on “Substance” in the Stanford Encyclopedia of Philosophy
offers a thorough overview of various historical criteria that were attached to the
concept of the substrate in the eighteenth century, including ontological basicness,
durability, and the ability to bear predicates and be a “subject of change.” Robinson,
Howard, “Substance,” The Stanford Encyclopedia of Philosophy (Spring 2014 Edition),
Edward N. Zalta (ed.), http://plato.stanford.edu/archives/spr2014/entries/subs
tance/, accessed September 22, 2016, at 1:08 p.m.
The Contested God of Naturphilosophie 133
To the extent that they preserve a balance between them, the two
will not cease, indeed, to be activities, but they will not appear as
such.—Let us recall once more the example of the lever. In order
for it to remain in balance, equal weights must bear upon it at both
ends, at equal distances from the fulcrum. Each individual weight
acts, but cannot achieve its effect (it does not appear as active);
both are confined to the common effect. So too in intuition. The
two activities that preserve equilibrium do not thereby cease to
be activities, for the equilibrium only exists insofar as both are
actively opposed to one another, only the product is static.66
Man erinnere sich wiederum des Beyspiels vom Hebel. Damit der Hebel im
Gleichgewicht bleibe, müssen in gleichen Entfernungen vom Ruhepunct an
beyden Enden gleiche Gewichte niederziehen. Jedes einzelne Gewicht zieht,
aber es kann nicht zum Effect kommen (es erscheint nicht als thätig), beyde
schränken sich ein auf den gemeinschaftlichen Effect. So in der Anschauung.
Die beyden sich das Gleichgewicht haltenden Thätigkeiten hören dadurch nicht
auf, Thätigkeiten zu seyn, denn das Gleichgewicht existirt nur, insofern beyde
Thätigkeiten als Thätigkeiten einander entgegengesetzt sind, nur das Product
ist ein ruhendes” (Schelling, System des transcendentalen Idealismus, 135).
67 Originally published in the Journal für spekulative Philosophie (1802). The Schelling
critical edition has not yet printed the volume with this work. The following
quotes are from Friedrich Wilhelm Joseph von Schellings sämmtliche Werke 1800–
1802, part 1, vol. 4 (Stuttgart and Augsburg: Cotta, 1859). Excerpts are available in
English translation by Michael G. Vater, “F. W. J. Schelling: Further Presentations
from the System of Philosophy (1802)” in The Philosophical Forum 32.4 (Winter
2001): 373–97. If no reference is given, the translation is my own.
68 Elsewhere, in a defense of Naturphilosophie, Schelling captures the “monadic”
quality of Naturphilosophie—understood here emphatically as his version of
Naturphilosophie—when he refers to it as a not just another rung on the ladder of
philosophical history but rather something qualitatively different, an “entirely
different mode of knowing [Erkenntnißart], an entirely new world . . . into
which, from the world where contemporary physics exists, there is no possible
passage, [a world which] exists entirely for itself, which is enclosed in itself,
and has no external relations.” See “Benehmen des Obskurantismus gegen die
Naturphilosophie” in Sämmtliche Werke 1.4, 548.
The Contested God of Naturphilosophie 135
that the egoity (Ichheit) is the “form . . . in which the absolute composes
itself for the immediate consciousness.69 In an intuition, he writes,
the empirical ego finds itself in connection with the pure ego (or
pure consciousness), without one being collapsed into the other. The
empirical ego is “necessarily and unavoidably burdened with the object
and”—for that reason—“occupied with an external influence.”70 To
illustrate this point, Schelling turns once again to a mechanical example,
but this time he uses a different kind of lever altogether.71
Empirical
Ego
object
Pure
consciousness
69 “die Form sey, in welche das Absolute sich für das unmittelbare Bewußtseyn
faßt” (Schelling, “Fernere Darstellungen,” 355).
70 Schelling, “Fernere Darstellungen.”
71 In mechanics, levers are usually divided into three “classes,” based on where
the fulcrum point is in relation to the counterbalanced weights. In the first class,
the fulcrum is positioned in the middle between the burden or load (Last) and
the force applied to displace it. In the second class, the fulcrum is at one end, the
burden is in the middle, and the displacing force is applied to the other end (as
in a wheelbarrow). In the third class, the fulcrum is at one end, above the lever
(a “hyper-” as opposed to “hypomochlion”), the load is at the other end, and the
displacing force is applied to the middle. The human mandible functions this
way.
72 Die Construktion aber gleicht vollkommen der eines einarmigen Hebels; das
empirische Ich ist durch die Verbindung mit dem reinen Bewußtseyn auf
der einen Seite unterstützt und mit ihm eins, an der anderen aber hängt das
Gewicht des Objekts, welches nichts als ein Bewegendes, eine entgegengesetzte
Kraft ist (Schelling, “Fernere Darstellungen,” 355).
136 The Lever as Instrument of Reason
73 “zu einer wahren Einheit aber zu kommen, welche das empirische Ich und sein
Gewicht zusammt dem reinen Bewußtseyn in einem absoluten Indifferenzpunkt
versenkte, ist schon durch die erste Beschränkung schlechthin unmöglich
gemacht” (Schelling, “Fernere Darstellungen”).
74 “Jede der beiden Kräfte greift in einem Punkt an, der von diesem dritten Punkt
entfernt ist; die Kräfte liegen also außerhalb des reinen Ichs” (Ziche, Modelle,
216).
75 “dort war das Kraftzentrum eindeutig Ziel bzw. Ausgangspunkt der Kräfte”
(Ziche, Modelle, 216).
76 Ziche, Modelle. Ziche also emphasizes Schelling’s point that there are no
divisions (Unterscheidungen) in the absolute, and as a result, nothing can be
sensed (Ziche, Modelle, 216).
The Contested God of Naturphilosophie 137
77 Ziche has noticed more generally that Schelling prefers in his examples to
describe scenarios where the weights of the lever are equal and equidistant
from the fulcrum point and does not conjure the “law” of the lever which relies
on an inverse ratio of weight and distance from the fulcrum.
78 “Aphorismen zur Einleitung in die Naturphilosophie,” in Jahrbücher der Medicin
als Wissenschaft, ed. A. F. Marcus and F. W. J. Schelling, vol. 1.1 (Tübingen: Cotta,
1806), 3–11.
138 The Lever as Instrument of Reason
79 Man hat sich in Deutschland gegen diese Sache [i.e., Naturphilosophie, J.H.], wie
noch immer gegen alles Neue, benommen. Man hat sie erst misverstanden und
verdreht und die gröbsten Vorurtheile dagegen verbreitet. Man hat vorgegeben,
die Naturphilosophie verschmähe die Erfahrung und hemme ihre Fortschritte,
und dies zu gleicher Zeit, als einzlene Naturforscher von den Ideen derselben
den besten Gebrauch zu ihren Experimenten machten und diese darnach
regulirten. Es hat bis jetzt in Deutschland von Seiten der empirschen Forscher
an dem Mann gefehlt, der die Ansicht im Ganzen und Großen aufgefaßt und
darnach beurtheilt hätte” (Aus Schellings Leben, 47).
80 In Jahrbücher der Medicin als Wissenschaft, ed. A. F. Marcus and F. W. J. Schelling,
vol. 2.1 (Tübingen: J. G. Cotta, 1806) 23. The aphorisms in this volume are
found on pages 3–36. Note that they are continued in Jahrbücher der Medicin als
Wissenschaft, vol. 2.2 (Tübingen: J. G. Cotta, 1806), 121–58.
81 Der Ruhepunkt eines Hebels stellt das Gleichgewicht zweyer entgegengesetzter
Kräfte dar; er ist das Vereinigende beyder, aber er ist keineswegs ihre absolute
Identität” (Schelling, “Aphorismen,” vol. 2.1, 23).
82 “diese [= Kräfte, J.H.] reduciren sich wechselseitig in ihm zur Null, nicht aber
er selbst, als er selbst, ist die positive Null beyder” (Schelling, “Aphorismen,”
23–24).
The Contested God of Naturphilosophie 139
For a long time already we have heard the question: What end
should this primary distinction of being serve, in so far as it is
ground and in so far as it exists? For there is either no common
point of contact for both, in which case we must declare ourselves
in favor of absolute dualism, or there is such a point; thus, both
coincide once again in the final analysis. We have, then, one being
[Ein Wesen] for all oppositions, an absolute identity of light and
darkness, good and evil, and for all the inconsistent results to
which any rational system falls prey and which have long been
manifest in this system too.85
85 “Schon lange hörten wir die Frage: wozu soll doch jene erste Unterscheidung
dienen, zwischen dem Wesen, sofern es Grund ist und in wie fern es existirt?
denn entweder giebt es für die beyden keinen gemeinsamen Mittelpunkt:
dann müssen wir uns für den absoluten Dualismus erklären. Oder es giebt
einen solchen: so fallen beyde in der letzten Betrachtung wieder zusammen.
Wir haben dann ein Wesen für alle Gegensätze, eine absolute Identität von
Licht und Finsterniß, Gut und Bös und alle die ungereimten Folgen, auf die
jedes Vernunftsystem gerathen muß, und die auch diesem System vorlängst
nachgewiesen sind” in Schelling, Philosophische Untersuchungen über das
Wesen der menschlichen Freiheit und die damit zusammenhängenden Gegenstände
(Reutlingen: J. N. Enslinsch Buchhandlung, 1834), 113–14.
142 The Lever as Instrument of Reason
86 “Was wir in der ersten Beziehung annehmen, haben wir bereits erklärt: es muß
vor allem Grund und vor allem Existirenden, also überhaupt vor aller Dualität,
ein Wesen seyn; wie können wir es anders nennen, als den Urgrund oder
vielmehr Ungrund? Da es vor allen Gegensätzen vorhergeht, so können diese
in ihm nicht unterscheidbar, noch auf irgend eine Weise vorhanden seyn. Es
kann daher nicht als die Identität; es kann nur als die absolute Indifferenz beyder
bezeichnet werden” (Schelling, Philosophische Untersuchungen, 114).
The Contested God of Naturphilosophie 143
90 “Gott hat keine Natur, Gott hat keinen Grund in sich, das in Sich und außer Sich
hat keine Bedeutung für Gott, es gibt keinen von Gott abhängig fortwirkenden
Grund, was Ihnen die Möglichkeit des bösen Princips enthält” (“Eschenmayer
an Schelling,” 51).
91 “Nach Ihrer Ansicht geht der Verstand aus dem Verstandlosen, die Ordnung
aus dem Chaos, das Licht aus dem finstern Grunde der Schwere hervor. Sollte
uns etwas hindern, diese Gegensäze noch weiter fortzusezen, und die Tugend
aus dem Laster, das Heilige aus der Sünde, den Himmel aus der Hölle und Gott
aus dem Teufel hervorgehen zu lassen? Denn das, was sie [sic] den dunkeln
Grund der Existenz Gottes nennen, ist doch so etwas Aehnliches von Teufel”
(“Eschenmayer an Schelling,” 57).
92 “Eschenmayer an Schelling,” 58.
93 “Eschenmayer an Schelling,” 60.
The Contested God of Naturphilosophie 145
94 “Was ist gewonnen, wenn der Gegensaz in der Coexistenz negirt, dafür aber
in der Succession wieder affirmirt ist, so daß Licht und Finsterniß, Gutes und
Böses zwar nicht zugleich aber nacheinander aus dem Ungrund hervorgehen.
Dieser Ungrund theilt sich, damit Liebe und Leben sey, und das Getheilte
wieder Eins werde” (“Eschenmayer an Schelling,” 61).
95 Schwerpunkt can refer to the center of mass or gravity as well as, more generally
to a point of emphasis in an argument.
146 The Lever as Instrument of Reason
The only difference is that the principle of evil and the principle
of good, burden and force on the lever, can only be made visible
[anschaulich] in co-existence, but in fact nothing at all hinders us
sometimes to think of the lever entirely as burden and other times
entirely as force. Now, replace the lever with the ego, then your
96 The Last, the weight applied to the lever, is also semantically related to Laster,
or “vice,” which suggests an additional degree of compatibility between
the mechanics of the lever (with the opposition of Kraft and Last) and how
Eschenmayer uses the lever to model the origin of good and evil.
97 “Ich zeige Ihnen diese Schlußweise in der Mechanik am Hebel auf. Zeit und
Raum ist der Ungrund für den Hebel, der Grund ist sein absoluter Schwerpunkt
oder die Indifferenz aller relative Gleichgewichte, die an ihm statt finden, das
Auseinandergehen in zwei gleich ewige Anfänge sind die beyde Arme des
Hebels, der eine als Kraft, Lichtprinzip oder das Gute, der andere als Last,
finsteres Prinzip oder das Böse, seine Existenz oder Leben besteht in Zug und
Gegenzug oder überhaupt im relative Gleichgewicht, aber eben diß relative
Gleichgewicht strebt immer wieder auf das Absolute zurük, und sucht wieder
Eins zu warden, und diß ist die Liebe” (“Eschenmayer an Schelling,” 61).
98 “Eschenmayer an Schelling,” 61.
The Contested God of Naturphilosophie 147
One has to ask whether or not this vision of the lever effectively falls
within a blind spot for Eschenmayer. Did he not, at the beginning of
his response to Schelling, complain about Schelling’s conflation of
physics with ethics? A lever subsumed entirely by good, evil, or some
balance of the two and, what is more, which makes claims to being the
“god of nature-philosophy,” would seem quite susceptible to this very
criticism. At the same time, I do not want to divert too much attention
from the truly stunning punchline of Eschenmayer’s comparison:
that what he has been building up to all along is a description of the
ego itself.
The previous chapter, which addressed the role of the lever in
German Romantic thinking, showed how Friedrich Schlegel and
Novalis took the fulcrum point or hypomochlion of the lever as a
metaphor for the ego. They also used the mechanical theory of the
lever to support the comparison and allowed the arms of their levers
to conjoin pairs of concepts drawn from different branches of human
thought. Eschenmayer’s description encompasses the Romantic idea
of man as a “self-tool” (Selbstwerkzeug) where agency and medium are
collapsed. At the same time, there are critical differences between the
levers of German Romanticism and Naturphilosophie. Eschenmayer’s
lever is morally engaged in a way that Schlegel’s and Novalis’s is
not: whereas their levers embody the dynamic balancing of various
concepts, Eschenmayer’s lever is an agent of good—and evil—that
emerges in the immediate context of an essay on the possibilities of
human freedom. When one considers the mechanics and morality of
the lever with this emphasis, then Eschenmayer’s nature-philosophical
lever appears to be in some ways closer to how Kant describes processes
of moral equilibrium in the human mind in his negative magnitudes
essay—with some caveats. The lever Eschenmayer designates the “god
of nature philosophy” is not quite embedded in the human in the same
way Kant’s was, however. Also, Eschenmayer does not refer to levers in
general but rather a particular one: the lever which he summons from
Schelling’s essay. As the “god of nature-philosophy,” it is singular, yet
99 “Die einzige Differenz ist, daß das böse und gute Princip, Last und Kraft am
Hebel nur in der Coexistenz anschaulich gemacht werden können, es hindert
Uns aber in der That nichts, den Hebel das einemal ganz als Last, das anderemal
ganz als Kraft zu denken. Sezen Sie nun an die Stelle des Hebels das Ich, so
ist Ihre ganze Konstruction darinn. Und so ist es auch, dieser Hebel ist der
Gott der Naturphilosophie, und keinen [sic] andern kann sie nicht erringen”
(“Eschenmayer an Schelling,” 61–62).
148 The Lever as Instrument of Reason
100 Christopher Lauer and Jason Worth have translated Schelling’s response to
Eschenmayer and published it as an appendix to Jason Worth, Schelling’s Practice
of the Wild. Time, Art, Imagination (Albany: SUNY Press, 2015), 173–96, here 185.“
Ueberhaupt will ich bemerken, daß ich verwundert bin, wie Sie noch immer an
mathematischen Gleichnissen hangen, die Ihnen vielleicht für untergeordnete
Dinge einige Vortheile gewähren konnten, und die Neigung nicht überwinden
können, sich alles auf diese todten Formeln zurückzubringen” (Schelling,
“Antwort auf das voranstehende Schreiben,” 106).
101 Lauer and Worth, Schelling’s Practice of the Wild, 185. “Sie wollen sogar . . .
meine dialektische Theorie vom ersten Ursprung der Zweyheit, wie einst die
magnetischen Erscheinungen, am Hebel deutlich machen” (Schelling, “Antwort
auf das voranstehende Schreiben,” 106).
The Contested God of Naturphilosophie 149
I would have to say, “A living process, like that of the first origin
of duality, does not allow itself to be represented on the lever.
What I call the ground cannot be compared with the center of
mass [Schwerpunkt]; were such a mechanizing to take place here,
then it [er] would have to be compared with the one weight of the
lever. One does not need a particularly differentiating principle
in the One, in order to explain the origin of duality. I have never
claimed that evil and good—simultaneously or sequentially—
emerge from the non-ground etc.” What, however, would all of
these denials have served?103
“After more precise reflection on the lever some things have come to
mind, which will be presented here; without concern, that it might seem
too foreign.”1
Johann Herbart
Introduction
The following pages will bring Carl Eschenmayer, whose fleeting
appearances in the chapter on Romanticism were followed by a starring
role in the context of nature philosophy, into a dialogue with Johann
Herbart, a philosopher equally known for his writings on psychology
and pedagogy.2 This combination would have likely seemed strange
to their contemporaries, just as it may to readers today. In one of the
few pairings one can find of Eschenmayer’s and Herbart’s names in
recent years, Matthew Bell refers to them as “the two best-known
products of Idealism” only to distinguish them for coming to “two
different conclusions from Kant’s philosophy,” both “against Kant’s
intentions.”3 There will be opportunities to add more nuance to
this statement, but Bell’s description of their essentially different
orientations holds true. Whereas Eschenmayer, like Schelling, posits a
“psychology of the absolute” that describes innate connections between
empirical phenomena and structures of the mind, Herbart insists that
11 See “von der Seele überhaupt, was wir nehmlich von ihr wahrnehmen” (106)
and “von dem Wesen der Seele und eines Geistes überhaupt” (453) in Wolff,
Vernünfftige Gedancken von Gott.
12 The authors of the French Encyclopèdie, which could be considered paradigmatic
for the context in mid-eighteenth-century France, refer to Christian Wolff in the
entry on “Psychologie.”
13 See E. Scheerer’s entry on “Psychologie” in Historisches Wörterbuch der
Philosophie, ed. Joachim Ritter and Karlfried Gründer, vol. 7 (Basel: Schwabe &
Co, 1989), col. 1601–02.
14 This reference to paragraph 383 of the Deutsche Metaphysik is quoted in the entry
for “Christian Wolff” in the Stanford Encyclopedia of Philosophy (Matt Hettche,
“Christian Wolff,” The Stanford Encyclopedia of Philosophy (Winter 2016 Edition),
Edward N. Zalta (ed.), https://plato.stanford.edu/archives/win2016/entries/
wolff-christian/, accessed May 30, 2017, 12:28 p.m.
15 Hettche, “Christian Wolff.”
From Naturphilosophie to a Mechanically Minded Psychology 155
can allow the human to emerge before its eyes as fact and
accompany him step by step from the elementary relations up
through the maximum of his development.21
time, their relative strengths and weaknesses, and the rapidity with
which individual thoughts crossed above or were repressed below the
“threshold of consciousness.”26
It should be clear by now that by 1800, the state of psychology as
a field could no longer be categorized simply in terms of empiricism
and rationalism. Sachs-Hombach identifies three theoretical opponents
to Herbart’s psychology and begins his list with faculty psychology
(Vermögenspsychologie), whereby the mind is understood as a collection
of separate functions. As Wolman describes in the Historical Roots of
Contemporary Psychology, around 1800,
Scheerer has noted that the idea of psychological faculties did not come
without a recognition of various difficulties attached to it. These include
the problem of how to understand the materiality or immateriality of
“soul” or “mind,” as well as the relationship of “faculty” and “force”
(Kraft). The latter also concerns itself with the question of whether
various mental activities could be reduced to a single “force,”28 a key
term for Herbart’s psychology.
The second of the opponents Sachs-Hombach lists is the “idealism
of freedom” supported by Kant and Fichte. For Herbart, he says, they
stand in the way of a scientific psychology because they “either remove
or discard a large portion of psychological facts of universal legality
through the dogma of the so-called transcendental freedom of will or
they declare this legality as a mere illusion.”29 This characterization
is certainly true, as one can read in the Psychology as Science (see
paragraph 84, for example), but when one turns to the broader question
of Herbart’s relationship to Kant, the answer becomes much more
complicated. Here, the best reference is Frederick Beiser’s study of
Neo-Kantianism, which devotes an entire chapter to “Johann Friedrich
Herbart, Neo-Kantian Metaphysician.” Beiser describes how even
though Herbart rejected central Kantian themes, including that space
and time are a priori intuitions, that acts of synthesis are the origin of the
unity of the manifold, that the mind is divisible into cognition, desire
and taste, that there are mental faculties, that there are a priori concepts
and intuitions, and that reason is the source of moral obligation, he still
describes himself as a “Kantian.”30
That leaves, according to Sachs-Hombach, just one more opponent:
the nature philosophy of Schelling and Eschenmayer. He describes
how Herbart critiques the scientific method of nature philosophy
because of its reliance on the concept of an intellectual intuition.31
Here, too, the devil is in the details. Herbart’s critique of intellectual
intuition in Psychology as Science does not allow us to ignore the fact
that, as the chapter on nature philosophy has shown, Schelling’s and
Eschenmayer’s nature-philosophical positions are far from identical.
As we will see below, Eschenmayer’s Psychology in Three Parts relies
upon a “threefold structure of mind developed by Tetens and Kant,”32
a structure that Schelling also incorporates in his notion of the “three
powers” (Potenzen) of the finite, infinite, and eternal. In contradistinction
to both Schelling’s “powers” and Herbart’s “forces,” however,
Eschenmayer prefers to think in terms of patterns and structures, that
is, an “architectonics of the mind.”33 Those familiar with the landscape
of German Romanticism might argue that Eschenmayer’s willingness
throughout his career to let clairvoyance, animal magnetism, and dream
play a role in his thinking makes him more suitable for a dialogue with
thinkers such as Carl Gustav Carus, Lorenz Oken, and Gotthilf Heinrich
von Schubert, rather than with Herbart. Those other contributors to
Romantic psychology do not, however, share Eschenmayer’s affinity
for mechanical figures. I would also like to underscore the fact that my
approach to Eschenmayer—as in the readings of German Romantic
thinkers Schlegel and Novalis from the previous chapter—will have
little to do with the Romantic tropes of dream and animal magnetism
mentioned above. Instead, what this chapter pursues is a new reading
of Eschenmayer that, as was the case with Schlegel and Novalis,
uncovers a trajectory to his thinking that has, up until now, received
little attention. It is precisely this new discovery–that the “Romantic
psychologist” is, in his way, just as “mechanically minded” as Johann
Herbart–that motivates the readings of this chapter.
The acceptance of “force” as a valid term for the description of mental
processes is another point of connection and distinction between Herbart
and Eschenmayer. Both refer frequently to force, but for Herbart a mental
Vorstellung34 will act like a force, whereas for Eschenmayer force is the
objective corollary to subjective processes: “The opposition between
knowing and being is expressed objectively (im Objectiven) between
force and burden.”35 For Herbart, who understands the mind in terms
of an interplay of forces, it makes no sense to subdivide it artificially
into the activities of “representing, desiring, [and] feeling” because “it
tears apart the indivisible unity of the mind,”36 an idea he shared with
German Romantic writers Novalis and Schlegel. As Herbart attempts to
balance metaphysics with empiricism, he is careful to divest his notion
of soul of anything resembling substance: it has “no where, no time”
and is “not known.”37 For all of their apparent differences, however,
Herbart and Eschenmayer are joined in one important regard: that the
phenomena and activities of the soul are to be understood as unified.38
44 “Sie führt uns in die Natur der Elemente ein” (Eschenmayer, Psychologie in drei
Theilen, iii). Eschenmayer does not specify what, exactly, these elements are
comprised of.
45 Eschenmayer, Psychologie in drei Theilen, 2.
46 “Betrachten wir Aeusserungen und Erscheinungen der Seele als Gegenstände
innerer Erfahrung und Beobachtung, wie sie aus der Seele fliessen, sich
verbinden, an Intensität und Extensität ab- und zunehmen, in verschiedenem
Uebergewichte oder Gleichgewicht sich darstellen, ohne nach der Natur des
Grundes zu fragen, aus dem sie fliessen, ohne, mit einem Wort, an die Urquelle
aller geistigen Phänomene zurückzugehen und die lebendige geistige Dynamik
in ihren allgemeinen Gesezen daselbst zu erforschen, so erhalten wir die
empirische Psychologie” (Eschenmayer, Psychologie in drei Theilen, 3). Leary
reminds us that it was Leibniz who “introduced the concept of intensity into
162 The Lever as Instrument of Reason
the German intellectual tradition through his discussions of the concept of force
and the concept of the clarity of ideas” (Leary, “Historical Foundation,” 154).
47 Eschenmayer, Psychologie in drei Theilen, 8–9.
48 Eschenmayer, Psychologie in drei Theilen, 10.
49 Eschenmayer refers to the assumption that objectivity is only a “reflection”
(Widerschein) of subjectivity and that the basis of phenomena of the universe is
comprised of “subjective forms and proportions” (Eschenmayer, Psychologie in
drei Theilen, 10).
From Naturphilosophie to a Mechanically Minded Psychology 163
The law of the lever, that burden [Last] and force [Kraft] are
inversely related, like their distance from the hypomochlion, is
without a doubt an objective law of nature, given in intuition, and
still remains objective in its reduction to the law of proportionality
of mass and speed, which we understand to be the basic law
of mechanics.50
50 “Das Gesez [sic] des Hebels, daß Last und Kraft sich verkehrt verhalten, wie
ihre Entfernung vom Hypomochlion, ist ohne Zweifel ein in der Anschauung
gegebenes objectives Gesez in der Natur und bleibt auch noch objectiv in seiner
Reduction auf das Gesez der Proportionalität der Masse mit der Geschwindigkeit,
was wir als Grundgesez der Mechanik kennen” (Eschenmayer, Psychologie in
drei Theilen, 11).
51 “Hiebei fängt das Gesez schon an subjectiv zu werden, indem Raum und
Zeit blose [sic] Anschauungsformen sind” (Eschenmayer, Psychologie in drei
Theilen, 11).
52 “aber es wird ganz subjectiv in der Reduction auf die in uns liegende
allgemeinste Proportion, daß das Product des unendlich kleinen in das
unendlich große gleich dem Endlichen seye, oder: 1/[∞]: 1 = 1: [∞]. Diese
Proportion ist ganz subjectiv; denn das Unendliche ist kein Gegenstand der
Erfahrung” (Eschenmayer, Psychologie in drei Theilen, 11).
164 The Lever as Instrument of Reason
53 “Lässt sich nun das anfänglich ganz objective Gesez der Natur zuletzt auf die
rein subjective Proportion zurückführen, so bin ich auch berechtigt, zu sagen,
daß das Gesez des Hebels im Grunde nur der objective Abdruck einer in uns
selbst liegenden Proportion seye. Und somit erscheint die Natur als Abbild eines in
uns liegenden Urbildes” (Eschenmayer, Psychologie in drei Theilen, 11–12).
54 Eschenmayer, Psychologie in drei Theilen, 85.
From Naturphilosophie to a Mechanically Minded Psychology 165
the lever is that which mediates between force and weight.”58 If, then, it
is one of the defining characteristics of man that he is “everywhere . . .
positioned between oppositions,” whether they be in the objective world
(outside of us), in the organism (with us), or in subjectivity (in us), then
the lever is the symbol of that mediating position.59 Indeed, as we have
seen in prior chapters, the lever is a symbol for mediating processes
in general, a way of reflecting on the structure of language itself. Such
patterns of opposition exist between different realms, such as spirit
and nature, the soul and the body. They can also exist within a single
realm, where Eschenmayer classifies them as general, particular, and
individual. He writes that when one understands nature as a physical
world order, then the highest, most general, opposition is between light
and gravity; or, that a particular opposition in nature is that of acid and
base and we find individual oppositions between positive and negative
electricity, magnetism, etc.60 We can also see in these cases the degree
to which Eschenmayer is able to marshal concepts beyond the realm of
mechanics to strengthen his argument. For Eschenmayer, the practical
value of these oppositions lies in their “construction,” the product of
which includes not just the opposing pair itself but also “a third” whose
job it is to mediate back and forth. For instance, the power of zero
mediates between the positive and negative exponents and correlates
to the concept of the finite between the infinitely small and large, “Thus
in the mechanism,” Eschenmayer adds, “the hypomochlion is the
mediating element on the lever between force and burden.”61
Eschenmayer’s thoughts on empirical psychology might leave one
with the impression that the lever is merely an arbitrary comparison
chosen to illustrate for a basic structure that informs both the subjective
and the objective, but this is far from the case. A closer look at the
section on pure psychology is required to see that the lever does not
merely have the status of an analogy, but rather the concretization of
a central structuring principle. In other words, the lever is not simply
exemplary for Eschenmayer, it is paradigmatic in the sense of being a
governing idea, much as we saw in those passages from introduction to
this volume where the lever was thought to provide a unifying principle
useful for understanding the operations of the other simple machines.
Pure psychology, as Eschenmayer informs us, is responsible for
identifying and describing the laws of the mind, based on the “natural
Force (Kraft) and weight (Last) are in this diagram. The fact that
they balance each other out relatively in the hypomochlion without
becoming identical to each other illustrates the basic idea of the lever
as a figure of mediation and equivalence. It is important in this context
to keep in mind that philosophy distinguishes between a relative as
opposed to an absolute equilibrium. Relative is the equilibrium on the
lever, when weight and force lie beyond the hypomochlion, and for that
reason are also object of intuition and calculation. If one brings weight
and force closer and closer together, and finally so close as to collapse
with the hypomochlion, then equilibrium becomes absolute and thus
has nothing more to offer the intuition.
Eschenmayer then writes,
These two passages also herald the use of diagrams for the first time
in Eschenmayer’s Psychology. The first diagram visualizes the model
of the mechanical lever, and it is presumably in relative equilibrium
because “force” and “weight” have not collapsed in the hypomochlion.
This diagram resembles a physical lever and functions accordingly,
and it also instates its own artificiality as diagram and visualizes the
theoretical construct that the physical lever embodies. It projects the
“object of intuition” in print.
The second diagram—Knowledge. Self. Being.—only deserves the
designation because of the italics and white space that set it off from
the main text, and because it is meant to recall the first diagram in its
linear arrangement of three terms, whereby the outside two compete
in their relations with the central term. The diagrams each function
doubly: first, they show how the apparatus of the lever has the ability to
make connections between abstract terms and things that are material
or accessible to the senses. They also show, through the repetition of
the second diagram, that equilibrium itself can serve as a hermeneutic
tool, and that it is possible to make comparisons between equilibrium
states to advance our understanding of how the mind works through
a relationship of equivalence between the immateriality of knowledge
and the materiality of being.
Eschenmayer instrumentalizes his own diagram when he responds
to a question he asks of himself “where the enlivening [belebende] central
point of the entire system or the egoity [Ichheit] of the general consciousness”
should be located.66 He continues by thinking through this problem
65 “In einem ähnlichen Verhältniß lassen sich die drey Factoren, die in dem Satz
des Selbstbewußtseyns liegen, darstellen” (Eschenmayer, Psychologie in drei
Theilen, 288). Eschnemayer then typesets the triad of knowledge, being, and self
so that they are graphically distinct from the rest of the page.
66 “Wohin fällt der belebende Centralpunct des ganzen Systems oder die Ichheit des
gemeinen Bewußtseyns?” (Eschenmayer, Psychologie in drei Theilen, 404).
From Naturphilosophie to a Mechanically Minded Psychology 169
in various ways: where the ego is on a scale between the positive and
the negative, or between the “higher” and the “lower,” or between
experience and ideas.67 Central to this entire organization is the faculty
of feeling, and in particular: “self-feeling” (Selbstgefühl):
71 “So finden die allgemeine Formeln und Gleichungen der Mathematik, z.B. der
Satz des Gleichgewichts der Masse mit der Geschwindigkeit in der Mechanik,
Statik, Astronomie ihre Anwendung. Ganz in diesem Sinne stelle ich eine reine
und angewandte Psychologie einander gegenüber” (Eschenmayer, Psychologie in
drei Theilen, 423).
72 Eschenmayer, Psychologie in drei Theilen, 428.
73 Schelling, Ideas for a Philosophy of Nature, 12.
From Naturphilosophie to a Mechanically Minded Psychology 171
74 “Der Physiker glaubt etwa, er hätte das Gesez des Hebels erfunden.
Der Psycholog aber zeigt ihm den Prototyp davon schon im Gesez des
Selbstbewußtseyns auf, und vermag dem Physiker zu demonstriren, daß ein
solcher Ausdruck des Gleichgewichts in der Natur nothwendig statt finden
müsse” (Eschenmayer, Psychologie in drei Theilen, 435–36).
75 “Die Deduction der Logik erwies, daß das Gesetz des Selbstbewußtseyns in
seiner subjectiven Form eben das ausdrücke, was das Gesez des Hebels in
seiner objectiven Form” (Eschenmayer, Psychologie in drei Theilen, 448).
76 “alle Geseze des Denkens in den Gesezen der Bewegung sich reflectiren”
(Eschenmayer, Psychologie in drei Theilen, 425).
77 Eschenmayer, Psychologie in drei Theilen, 448.
172 The Lever as Instrument of Reason
78 “Das Wissen nemlich wird auch eine um so grössere Kraft, und steht mit einer
um so grössern Last im Gleichgewicht, je mehr es sich vom Standpunkt des
Selbsts entfernt, und eben dadurch sich dem Standpunkt der Ideen nähert.
So drückt das Gesez des Selbstbewußtseyns in seiner objectiven Form gerade
das aus, was das Gesez der Mechanik in seiner objectiven Form, und diß
Zusammentreffen ist kein zufälliges, sondern nothwendiges. Die Natur kann
und gar nicht anders erscheinen, als in solchen Formen, die unserm Geiste
eingebildet sind” (Eschenmayer, Psychologie in drei Theilen, 448).
From Naturphilosophie to a Mechanically Minded Psychology 173
for continued negotiations between the physical world on the one hand
and the world of abstract forces, knowledge, and consciousness on
the other.
Weltordnungen Gesetz ist. Im staatlichen Kraftfeld, deren Pole auf der negativen
Seite die Untertanen, auf der positiven Seite der Regent bildet, fällt diese
Vermittlungsaufgabe dem aristokratischen Moment zu, das gewissermaßen
als ein liberaler und damit ein ständiges Gleichgewicht garantierender
Drehpunkt eines Kräftehebels gedacht wird, an dem das Volk als zerrende Last
und der Regent als drückende Kraft angreifen” (Wuttke, “Leben und Werk
Eschenmayers,” 273–74).
82 Wuttke, “Leben und Werk Eschenmayers,” 274.
83 Wuttke, “Leben und Werk Eschenmayers,” 274.
84 See Bernard Stiegler, Technics and Time: The Fault of Epimetheus, for a summary
of Leroi-Gourhan’s argument as well as the succinct comment, “the technical
inventing the human, the human inventing the technical. Technics as inventive
as well as invented. This hypothesis destroys the traditional thought of technics,
from Plato to Heidegger and beyond.” Technics and Time: The Fault of Epimetheus,
trans. Richard Beardsworth (Stanford: Stanford University Press, 1998), 137.
From Naturphilosophie to a Mechanically Minded Psychology 175
85 “Anstatt uns schon jetzt auf die weitere Zerstückelung der Seelenvermögen
einzulassen, verweilen wir noch eine Zeitlang in der Mitte zwischen ihnen, um
einen Standpunkt zu suchen, von wo aus sich das Ganze einigermaassen als
ein Ganzes überschauen lasse” (Herbart, Lehrbuch zur Psychologie, 17). Jonathan
Crary also notes that Herbart’s psychology is one of his earliest attempts to
“demonstrate and preserve Kant’s notion of the unity of mind.” See Crary,
Techniques of the Observer (Boston, MA: MIT Press, 1990), 100.
86 “Jetzt sind hier Mathematiker, und dort sind Philosophen;—als ob man, ohne
beydes zugleich zu seyn, ein ächter Wahrheitsforscher seyn könnte” (Herbart,
“On the Possibility and Necessity of Applying Mathematics to Psychology,”
xiii).
176 The Lever as Instrument of Reason
to be answered: the first concerns the role the lever plays in Herbart’s
quest for a unified perspective of psychological phenomena, while
the second addresses the specific contribution Herbart makes to the
conceptual history of the lever that has informed each chapter of this
study. In order to comprehend Herbart’s special role in the history of
the lever and related narratives (such as the history of psychometrics
and the pervasive interest in quantifying mental phenomena), we as
readers are also required, to the extent that we are able, to achieve the
elusive view of “the whole” in Herbart’s thinking.
In Herbart’s Textbook of Psychology, which was substantially revised
between its first publication in 1816 and the year 1834, when it achieved
its final form, we can see inscribed the musings of a thinker who
struggles to come to terms with his relationship to Kant. On the one
hand, there is plenty of evidence testifying to the fact that Herbart is still
deeply embedded in the terminology of Kantian faculty psychology:
the first paragraph of the first edition focuses entirely on faculties of
imagining, feeling, and willing. In the second section, however, which is
devoted to an “explanation of psychological phenomena, derived from
the hypothesis of Vorstellungen87 as forces,” Herbart’s thinking goes in
a much different direction. This second section was, in the 1834 edition
(and perhaps as a sign of Herbart’s growing intellectual independence),
moved to the beginning of the manuscript. In it, Herbart does not
disavow the existence of a soul, but he clearly distances himself from a
spatial concept of it. “The soul is not somewhere,” he writes, even if it is
our convention to speak of it in a place and time; nonetheless, one must
think of it as somehow locatable and Herbart solves this conundrum
a compromise that seeks to balance both requirements: “This place is
the simplex in space, or the nothing in space, a mathematical point.”88
It is here that Herbart first takes advantage of a mechanical model.
Within the “simplex” of the soul there are “simple” though “dissimilar”
beings existing in a relation to each other “that one can characterize
with help of a comparison from the corporeal world as pressure
96 “Jene ist gleichsam die zu vertheilende Last, welche aus den Gegensätzen der
Vorstellungen entspringt” (Herbart, Lehrbuch zur Psychologie, 371).
97 “Weiss man sie anzugeben und kennt man das Verhältniß, in welchem die
verschiedenen Vorstellungen ihr nachgeben, so findet man durch eine leichte
Proportions-Rechnung den statischen Punct einer jeden Vorstellung, d h.
den Grad ihrer Verdunkelung im Gleichgewichte” (Herbart, Lehrbuch zur
Psychologie, 371).
98 Richard Lowry, The Evolution of Psychological Theory: A Critical History of Concepts
and Presuppositions, 2nd ed. (London and New York: Routledge, 1971), 68.
From Naturphilosophie to a Mechanically Minded Psychology 179
1.0
0.8
0.6
s = S(1 – et)
S
s
0.4
0.2
1 2 3 4 5
t
Figure 4.2 Graph that models the relation of the “sum of inhibition”
relative to time. Self-produced using Mathematica.
103 “das in dieser Zeit von sämmtlichen Vorstellungen gehemmte” (Lehrbuch zur
Psychologie (1816), 106).
104 Herbart, Lehrbuch zur Psychologie (1816), 131.
105 “Der sehr leicht begreifliche metaphysische Grund, weswegen entgegengesetzte
Vorstellungen einander widerstehen, ist die Einheit der Seele, deren
Selbsterhaltungen sie sind” (Herbart, Lehrbuch zur Psychologie (1816): 136).
106 See Herbart, Lehrbuch zur Psychologie (1816): 112.
107 Boudewijnse, Murray, and Bandomir remind us that mathematics had already
made an appearance in Herbart’s work in the 1811 essay, “Psychological remarks
on the theory of tones” and that “for Herbart . . . psychology was intimately
bound in with the science of mental acoustics” (Boudewijnse, Murray, and
Bandomir, “Herbart’s Mathematical Psychology,” 170). This suggests an
interesting connection between Herbart and those Romantic-era psychological
models discussed by Caroline Welsh in Hirnhöhlenpoetiken.
108 Johann Herbart, “Ueber die Möglichkeit und Nothwendigkeit, Mathematik
auf Psychologie anzuwenden,” in Johann Friedrich Herbart’s sämmtliche Werke,
From Naturphilosophie to a Mechanically Minded Psychology 181
vol. 5, ed. Karl Kehrbach and Otto Flügel (Langensalza: Hermann Beyer and
Sons, 1890), 91–122, 101.
109 Herbart, “Ueber die Möglichkeit und Nothwendigkeit.”
110 “Bei dem Worte Gleichgewicht denkt Niemand an Gewichte; die Kräfte
und deren Richtungen mögen sein, welche sie wollen” (Herbart, “Ueber die
Möglichkeit und Nothwendigkeit,” 110).
111 “es kommt nur darauf an, ob ihre Wirksamkeit sich dergestalt gegenseitig
aufhebt, das kein weiterer Erfolg daraus entstehen kann, und dass der ganze
Zustand so bleiben muss, wie er ist” (Herbart, “Ueber die Möglichkeit und
Nothwendigkeit”).
112 “Eben so wenig ist es nöthig, bey den Worten Statik und Mechanik an die
Körperwelt zu denken . . . diese beyde Wissenschaften finden überall Platz,
wo es ein System von Kräften giebt, die einander entgegenwirken, so dass sie
einander entweder aufheben oder nicht” (Herbart, “Ueber die Möglichkeit und
Nothwendigkeit”).
182 The Lever as Instrument of Reason
and
The most manifold Vorstellungen must cancel each other, for the
egoity to be possible.117
116 “Je nachdem die Reihen von Vorstellungen beschaffen sind, welche im Ich
zusammentreffen und sich kreuzen; und je nachdem sie in jedem bestimmten
Augenblick aufgeregt sind: darnach richtet es sich, wie der Mensch sich in
diesem Augenblick sieht” (Herbart, Psychologie als Wissenschaft, vol. 1, 247).
117 “Es müssen also die mannigfaltigen Vorstellungen sich unter einander aufheben, wenn
die Ichheit möglich seyn soll” (Herbart, Psychologie als Wissenschaft, 251).
118 “Die Seele ist demnach nicht ursprünglich eine vorstellende Kraft, sondern sie
wird es unter Umständen” (Herbart, Psychologie als Wissenschaft, 253).
184 The Lever as Instrument of Reason
119 Mit Beyseitsetzung mancher nähern Bestimmungen, die hier noch nicht
eingesehen werden können, lässt sich das Wesentlichste durch folgendes
Gleichniss erläutern: man denke sich einen Hebel, und die Bedingungen
seines Gleichgewichts. Gesetzt, dies Gleichgewicht wäre verletzt: so neigte
sich derselbe nach der einen oder andern Seite; damit vergleiche man das
Steigen und Sinken der Vorstellungen also die objectiven Bestimmungen / des
Bewusstseyns, welche nicht Gefühle genannt werden. Aber das Gleichgewicht
kann bestehn, während sehr verschiedene Gewichte, in sehr verschiedenen
Entfernungen von der Stütze des Hebels, an ihm angebracht werden. Diese
drehen den Hebel nicht; gleichwohl würde er sie fühlen, wenn er Bewusstseyn
hätte; und immer anders und anders fühlen, je nachdem grössere oder kleinere
Gewichte an ihm so oder anders angebracht wären (Herbart, Psychologie als
Wissenschaft, vol. 2, 76).
From Naturphilosophie to a Mechanically Minded Psychology 185
Questioning Equilibrium
Up through this point, we have observed the increasing presence of
the lever in Herbart’s mechanical psychology. In order to understand
why the lever becomes such an integral part of Herbart’s thinking
about the psyche, however, we need to take a step back from the
psychological context and study the underpinnings of Herbart’s
theoretical perspective more closely. In the introduction, I argued that it
is the particular use of mechanical concepts and theory that makes the
cases from the cultural history of the lever in this study so interesting.
Herbart is no exception. In the second volume of his General Metaphysics
(1829), he specifically rejects one mechanical explanation of the lever
in favor of another. It is a decision with important ramifications for
his final synthesis of mechanics and psychology in the Psychological
Investigations of the 1830s.
Herbart’s General Metaphysics addresses many of the basic mechanical
concepts that have informed his psychology up through that point,
including attractive and repulsive forces. It also demonstrates a marked
interest in the material substrates of mechanical instruments. This
means that Herbart also feels compelled to account for the transmission
of forces, such as through the string of a pulley or the arms of a lever.
Herbart’s (qualified) “material turn,” which questions the degree to
which material concerns are integrated into the “fiction,” is remarkable
for someone who has, up through this point, championed mathematical
models for their ability to provide “helpful fictions.” This emphasis on
material constraints not only broadens Herbart’s understanding of
the lever, it can also be read as an attempt, in light of reactions against
German Naturphilosophie, to make his writing about the lever sound
like less of a “speculative physics.” A closer look at Herbart’s preferred
theory of the lever in the General Metaphysics will offer some insight as
to what motivates this development.
186 The Lever as Instrument of Reason
Just like this, the inflexible line on the lever has to transmit
the pressure of the weight from place to place. Without this
transmission and renewal of pressure, by virtue of which the
lever would have to break in every point if it was too weak, no
weight would act on the other and the cooperation of both, which
lies in their equilibrium, could not emerge. It is therefore precisely
the sum of the pressures, which stands in relation with the length
of the lever arm, and which needs to be compensated for through
the inverse relation of weights.122
120 “Der wirkliche Hebel ist im Gleichgewichte ohne diese Fictionen.” See Herbart,
Allgemeine Metaphysik, vol. 2, in Johann Friedrich Herbart’s sämmtliche Werke, ed.
Karl Kehlbach, vol. 8 (Langensalza: Hermann Beyer and Sons, 1893), 294.
121 Jakob Friedrich Fries, Die mathematische Naturphilosophie nach philosophischer
Methode bearbeitet (Heidelberg: Mohr and Winter, 1822), 406.
122 Gerade so wie jeder Punct des Fadens, sofern er durch seinen materialen
Zusammenhang im Stande ist ein Gewicht zu tragen, sich aus der Gefahr
des Zerreissens selbst die Kraft des Tragens erzeugt,—eben so muss auch
die unbiegsame Linie am Hebel von Ort zu Ort den Druck des Gewichts
fortpflanzen. Ohne diese Fortpflanzung und Erneuerung des Drucks, vermöge
From Naturphilosophie to a Mechanically Minded Psychology 187
Unavoidable Comparisons
In the two volumes of the Psychological Investigations, published in 1839
and 1840, we find programmatic statements on the state of the field of
mathematical psychology—which Herbart squarely situates between
metaphysics and empiricism—and on the lever itself, in an essay titled
“Ueber Analogien in Bezug auf das Fundament der Psychologie” (On
Analogies in Relation to the Foundation of Psychology). To be sure, he
writes, one has to be careful to avoid analogies that are far-fetched. At
the same time, “it is a different matter with such almost unavoidable
comparisons, which are already summoned with the expression
statics.”123 This includes comparisons with the lever: “For the lever is
certainly the first, simplest example that suggests itself, in the case of
equilibrium.”124 Unlike other instances in Herbart’s writing where the
lever was summoned to help think through a particular problem, in this
context Herbart focuses directly on the lever itself:
dessen der Hebel in jedem Puncte brechen müsste, wenn er zu schwach wäre,
würde kein Gewicht auf das andre wirken, und die Gemeinschaft beyder, welche
in ihrem Gleichgewichte liegt, könnte gar nicht entstehen. Es ist also geradezu die
Summe der Drückungen, welche mit der Länge der Hebelarme im Verhältniss
steht, und welche durch das umgekehrte Gewichte muss ausgeglichen werden
(Herbart, Allgemeine Metaphysik, vol. 2, 295).
123 Herbart, “Ueber Analogien,” 187.
124 Herbart, “Ueber Analogien,” 187.
125 “Bey genauerem Nachdenken über den Hebel hat sich nun Einiges dargeboten,
welches hier soll vorgelegt werden; ohne Besorgniss, als würde es gar zu
188 The Lever as Instrument of Reason
One should consider here the turning of the lever, which every
weight would effect, if the other one were weaker or closer to the
fulcrum point. One could move a weight and turning results; if one
should bring it again to the correct position, then the possibility
of turning disappears. Thus this position, which we called the
correct one, brings the possibility of movement to zero.129
Man verrücke ein Gewicht, und die Umdrehung erfolgt; man bringe es wieder
an die rechte Stelle, und die Möglichkeit des Drehens verschwindet. Also diese
Stelle, die wir die rechte nannten, bringt die Möglichkeit der Bewegung auf
Null (Herbart, “Ueber Analogien,” 199).
Concluding Thoughts
This chapter does not conclude the history of the lever by any means,
but it does mark the final episode in the history I have chosen to
highlight, one which I hope will have changed how readers think
about the mechanical lever and concepts related to it. Just as the lever
informed the worldview of the Greek and Roman philosophers, so too
does this most simple of machines still have the ability to construct
relationships and make unexpected connections before our very eyes.
One of the most surprising realizations of this study is the fact that
the lever demonstrates such staying power at a time of increasing
technological sophistication around 1800, and that it has been mobilized
to perform in contexts that seem to have little to do with mechanics in
a traditional sense. As we have seen, the works discussed in each of the
four chapters of this study vary greatly in terms of disciplinary focus,
and I would like once again to underscore two different ways in which
the case studies speak to each other.
The common denominator of this study has been a shared interest
in connecting the activity of the lever to the human in a general sense.
A great deal of the philosophical “work” accomplished in each chapter
by the lever and its conceptual apparatus has something to do with
the phenomena of human existence. For Kant, the lever is implicated
in moral action as well as the basic production of mental images, the
dynamics of thought. For early German Romantics Schlegel and Novalis,
the lever came to stand in nuce for the essential tension of the human
as fulcrum point within the balancing act of the encyclopedia project.
In the context of German Naturphilosophie, we witnessed how Schelling
and Eschenmayer debated the limits of the lever’s applicability to life, a
debate with high stakes involving the potential death—or apotheosis—
of the lever. And finally, in the chapter on psychology, we have seen
how the lever is integral to two very different approaches defined by
the work of Eschenmayer and Herbart: whereas the former relies upon
the lever to illustrate the basic structures of human being and knowing,
192 The Lever as Instrument of Reason
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chemistry 28, 64, 74, 117–18, lever 16, 34–5, 41, 53, 62, 79,
120–1, 132, 160 81, 86, 118
contradiction mediating principle 30–1
logical vs. real 29, 39, 43, moral judgments 26, 29, 42.
45, 83 54, 147
Naturphilosophie 84 Naturphilosophie 76, 84, 113,
principle of contradiction 40–3 120–2, 127–7, 129–31, 133–8,
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diagram 182–3, 185, 191–2
German Romanticism 80, 82 relation to Schelling 111–28,
mechanical texts 79 131, 134, 136–50
Naturphilosophie 30, 117, Säze [sic] aus der
119–20, 122–3, 126–7, 135–7, Natur-Metaphysik
167–8, 172 (propositions) 74–8, 80
Euclid 87, 89
ego
Eschenmayer’s nature Faculty (in psychology) 98, 115,
philosophy 164–5, 167–9 157, 164–5, 169, 175–6
Fichte’s philosophy 83, 104–5 Feuerhahn, Wolf 48–9
German Romanticism 14, 27, Fichte, Johann Gottlieb
66, 99–100, 111 Archimedean point 175
Herbart’s psychology 182–3, German Romanticism 90–1,
185 101–5
pure ego 103 Leiden and Thätigkeit 82–3
res cogitans 69 mind and nature 113
Schelling’s philosophy of the
Naturphilosophie 113, 128, subject 43, 63
130–7, 143, 146–7 reception in
equilibrium Naturphilosophie 134,
Archimedes 7 165, 167
cognitive processes 40, 49–51, focus (optical) 97–9
57–9, 61 fulcrum
Fichte 82 Archimedean point 16, 18, 20
Galileo 9 body 15
German Romanticism 95–6, ego 14
100, 103–7 Gehler 36
206 Index