Gobenciong v. Court of Appeals
Gobenciong v. Court of Appeals
Gobenciong v. Court of Appeals
DECISION
VELASCO, JR. , J : p
The Petitions
Before the Court are these three petitions, two interposed under Rule 45 and one
under Rule 65 of the Rules of Court. These petitions stemmed from OMB-VIS-ADM-97-
0370 entitled Dr. Flora de la Peña v. Dr. Rafael C. Omega, Chief of Hospital, Dr. Pedro F.
Gobenciong, Administrative O cer IV, Crisologo R. Babula, Supply O cer IV, et al., all
of Eastern Visayas Regional Medical Center, Tacloban City. ICASEH
The rst, a Petition for Review on Certiorari under Rule 45, docketed as G.R. No.
159883 , seeks to nullify the Decision 1 and Resolution 2 dated November 26, 2002 and
August 27, 2003, respectively, of the Court of Appeals (CA) in CA-G.R. SP No. 49585,
denying petitioner Gobenciong's petition for certiorari under Rule 65 and, thus,
effectively a rming the assailed Order 3 dated August 24, 1998 of the Deputy
Ombudsman-Visayas, preventively suspending him from office.
In the second, a Petition for Certiorari under Rule 65 and docketed as G.R. No.
168059 , the O ce of the Ombudsman assails, as tainted with grave abuse of
discretion, the Decision 4 dated April 29, 2005 of the CA in CA-G.R. SP No. 61687, which
set aside the Ombudsman's Decision 5 of March 21, 2000 and Order of August 10,
2000 Order 6 in OMB-VIS-ADM-97-0370 but only insofar as it imposed a penalty of one-
year suspension on Gobenciong.
The third, a Petition for Review on Certiorari under Rule 45, docketed as G.R. No.
173212 , seeks to set aside the Decision and Resolution 7 dated April 29, 2005 and
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May 29, 2006, respectively, of the CA in CA-G.R. SP No. 61687, which sustained the
aforesaid March 21, 2000 and August 10, 2000 rulings in OMB-VIS-ADM-97-0370.
On January 17, 2006, the Court ordered the consolidation of G.R. No. 159883
with G.R. No. 168059 , both to be considered as en banc cases. 8 The consolidation of
G.R. No. 173212 with the first two cases later followed. 9
The Facts
During the period material, Gobenciong held the position of Administrative
O cer IV in Eastern Visayas Regional Medical Center (EVRMC), a public hospital in
Tacloban City. On December 3, 1996, the appropriate EVRMC o ce issued Requisition
and Issue Voucher No. (RIV) EO-1-96 for one unit hemoanalyzer (also called particle
counter), among other items. On its face, RIV EO-1-96 carried, for the hemoanalyzer, the
speci cations "electric 220V, 50 feed shelves capacity" with a handwritten unit price
quotation of PhP1,195,998. ADCIca
After public bidding where Alvez Commercial, Inc. (Alvez) emerged as the best
bidder, Purchase Order No. (PO) EO-5-96 dated December 9, 1996 was issued covering
two units of nebulizer and one unit particle counter with speci cations "23 Parameters,
Genius, Italy, electric 220V, fully automated" at the unit price as aforestated.
As hospital documents would show, the nebulizers and the hemoanalyzer
appeared to have been delivered on December 20, 1996 and accepted by Engr. Jose M.
Jocano, Jr. and Supply O cer III Crisologo R. Babula, per Certi cation of Acceptance
they signed to attest having accepted all the articles delivered by Alvez per Sales
Invoice No. 0786. Similarly, Babula signed Sales Invoice No. 0786 to acknowledge
receipt in good condition of the articles covered thereby. In addition, it was made to
appear in a Commission on Audit (COA) Inspection Report that Jocano and
Gobenciong had certi ed as correct the nding/recommendation that the two
nebulizers and the hemoanalyzer had been inspected as to quality and quantity as per
Sales Invoice No. 0786.
On December 26, 1996, Disbursement Voucher No. (DV) 101-9612-1986, for
PhP1,161,817.35, net of creditable VAT, was prepared. Gobenciong, among others,
signed the voucher to attest that the expense covered thereby was necessary, lawful,
and incurred under his direct supervision. Appended to DV 101-9612-1986 were
documents adverted to earlier, such as Sales Invoice No. 0786, the Certi cation of
Acceptance, the COA Inspection Report, PO EO-5-96, and RIV EO-1-96. HCaDIS
The issuance on December 27, 1996 of Landbank Check No. 456359 in the
amount of PhP1,161,817.35 in favor of Alvez, which then purportedly issued Receipt
No. 0815, followed.
On March 31, 1997, or little over three months after the supposed delivery of the
hemoanalyzer, Alvez addressed a letter to EVRMC to assure the hospital that it would
be replacing the yet to-be-delivered slightly defective hemoanalyzer with another unit.
On April 1, 1997, Alvez actually delivered the promised replacement — a Genius particle
counter with Serial No. 36162. It was installed on April 2, 1997 and inspected the
following day by Jocano and Gobenciong.
The instant case started when Dr. Flora dela Peña, Head of the EVRMC
Laboratory Unit, led, on June 20, 1997, an administrative complaint before the O ce
of the Ombudsman-Visayas, charging Gobenciong, Jocano, Babula, and three other
EVRMC o cers with Falsi cation of Public Documents and Misconduct. The complaint
was docketed as OMB-VIS-ADM-97-0370.
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In a related move, dela Peña also led a complaint with the Department of Health
(DOH) which forthwith formed a committee to look likewise into the alleged anomalous
purchase of the expensive hemoanalyzer. The investigation culminated in the ling by
the DOH Secretary of a Formal Charge 1 0 dated October 29, 1997 for Grave
Misconduct, Gross Neglect of Duty and Conduct Prejudicial to the Best Interest of the
Service against Gobenciong and three others. CDTHSI
On November 19, 1998, the CA issued a TRO enjoining then Deputy Ombudsman-
Visayas Arturo Mojica and Arteche from implementing the order of preventive
suspension in OMB-VIS-ADM-97-0370. 1 4
As later developments would show, the TRO, while duly served, evidently went
unheeded, for Gobenciong failed to get back to his work or get his salary until after the
lapse of the suspension period in May 1999. This turn of events impelled Gobenciong
to move that Arteche and Mojica be cited in contempt. The CA, however, did not act on
the motion.
The Ruling of the Ombudsman in OMB-VIS-ADM-97-0370
Before the CA could resolve CA-G.R. SP No. 49585, the Ombudsman rendered on
March 21, 2000 a Decision, nding Gobenciong and several others guilty in OMB-VIS-
ADM-97-0370. The decretal portion of the Ombudsman's Decision partly reads
WHEREFORE, nding substantial evidence to hold respondents RAFAEL
C. OMEGA, PEDRO F. GOBENCIONG , CRISOLOGO R. BABULA, and JOSE M.
JOCANO of Conduct Grossly Prejudicial to the Best Interest of the Service, it is
respectf ully recommended that they be meted the penalty of
SUSPENSION FROM THE SERVICE FOR ONE (1) YEAR WITHOUT PAY. 1 5
(Emphasis added.) HTCISE
The above guilty verdict was mainly predicated on the nding that the
Certi cation of Acceptance and the COA Inspection Report, among other documents,
were falsi ed, there being no actual delivery on December 20, 1996 of the covered
hemoanalyzer. There was thus no legal basis for the issuance of DV 101-9612-1986
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and the corresponding Landbank check for PhP1,161,817.35.
Subsequently, Gobenciong, et al. moved for reconsideration, but the
Ombudsman, by an Order of August 10, 2000, denied their motion.
In due time, Gobenciong appealed from the above decision and order to the
appellate court, the appeal docketed as CA-G.R. SP No. 61687.
On November 16, 2000, the O ce of the Ombudsman-Visayas, through Director
Virginia P. Santiago, by an Order, 1 6 directed the DOH Regional O ce No. VIII to
immediately implement its Decision and impose the penalties decreed therein, which, in
the case of Gobenciong, was one-year suspension from office without pay.
On December 11, 2000, Gobenciong moved that Santiago be cited in contempt
of court 1 7 for issuing the November 16, 2000 Order despite being noti ed of his
appeal in CA-G.R. SP No. 61687. Like his earlier similar motion, this motion was neither
denied nor granted by the CA. DICcTa
In the meantime, on January 16, 2005, Gobenciong retired from the service:
The Issues
In G.R. No. 159883 , petitioner Gobenciong submits that the CA erred:
A.
C.
. . . WHEN IT UPHELD THE IMPLEMENTATION OF THE PREVENTIVE
SUSPENSION ORDER —
B.
. . . WHEN IT DID NOT DECLARE AS UNCONSTITUTIONAL [RA] 6770, SECTIONS
15 (1), 19, 21, 24 AND 25, [INSOFAR] AS THEY GRANT TO THE OMBUDSMAN
AND HIS DEPUTIES THE AUTHORITY TO INVESTIGATE, PROSECUTE AND
PENALIZE, ANY ACT OR OMISSION, ADMINISTRATIVE OR OTHERWISE, OF ANY
PUBLIC OFFICER OR EMPLOYEE, OR TO TAKE OVER, AT ANY STAGE FROM
ANY INVESTIGATORY AGENCY OF GOVERNMENT, THE INVESTIGATION OF
SUCH CASES, AND TO IMPOSE SUSPENSION, EITHER PREVENTIVE OR AS
PENALTY, FOR BEING VIOLATIVE OF PETITIONER'S CONSTITUTIONAL RIGHT
TO EQUAL PROTECTION OF THE LAWS.
C.
. . . WHEN IT ACQUIESCED TO THE DEPUTY OMBUDSMAN (VISAYAS)'S
VIOLATION OF [RA] 6770, THE OMBUDSMAN LAW. CaEIST
D.
. . . WHEN IT UPHELD THE DECISION OF THE DEPUTY OMBUDSMAN
(VISAYAS) FINDING PETITIONER GUILTY OF CONDUCT GROSSLY
PREJUDICIAL TO THE BEST INTEREST OF THE SERVICE.
E.
. . . IN REFUSING TO CITE DIRECTOR VIRGINIA PALANCA-SANTIAGO OF THE
OFFICE OF THE DEPUTY OMBUDSMAN (VISAYAS) IN CONTEMPT OF COURT.
The grounds relied upon and the errors assigned may be reduced into three
issues, to wit: rst, whether the preventive suspension ordered by the Ombudsman is
immediately executory, the ling in due time of a motion to reconsider the
corresponding order notwithstanding; second, whether the disciplinary power of the
Ombudsman is merely recommendatory and excludes the authority to "ensure
compliance" of his "recommendations"; and third, whether RA 6770, on the ground of
undue delegation of legislative authority and under the equal protection clause, is
unconstitutional insofar as it grants the Ombudsman and his deputies the authority "to
investigate, prosecute and penalize any act or omission, administrative or otherwise, of
any public o cer or employee, or to take over, at any stage, from any investigatory
agency of Government, the investigation of such cases". EaHcDS
Prescinding from the foregoing premises, Gobenciong would posit the view that
the immediate implementation of his preventive suspension, despite his having moved
for reconsideration, violated his right to due process and to the equal protection of law.
In this regard, he cites the more lenient, but just as applicable and effective, Civil Service
law which allows an appeal from an order of preventive suspension and does not
consider the same as immediately executory.
Finally, Gobenciong makes reference to the matter of the CA having issued a
TRO, which both the DOH and the Deputy Ombudsman-Visayas ignored, and to the CA's
subsequent refusal to resolve his contempt motion.
We are not convinced.
Repeals by implication are not favored, as laws are presumed to be passed with
full knowledge of all existing legislations on the subject. In order that one law or what
passes for one may operate to repeal another law, the two laws must be inconsistent,
that is, the former must be so repugnant as to be irreconcilable with the latter act. 2 3 CTIDcA
Reading and harmonizing together the aforequoted Sec. 27 (1) of RA 6770 and
Sec. 8, Rule III of the Ombudsman Rules of Procedure, it is at once apparent that the
immediately executory quality of a preventive suspension order does not preclude the
preventively suspended respondent from seeking reconsideration of such order. In ne,
the existence and availment, if this be the case, of the right to move for reconsideration
does not motu proprio stay the immediate execution of the provisionary order of
preventive suspension. The unquali ed use of the phrase "immediately effective and
executory" in Sec. 27 (1) of RA 6770 suggests this conclusion.
An order of preventive suspension is a preliminary step in an administrative
investigation. And it is usually made immediately effective and executory to prevent the
respondent from using his/her position or o ce to in uence prospective witnesses or
tamper with the records which may be vital to the prosecution of the case. 2 5
At any rate, RA 6770 itself contains limiting bars to the exercise by the
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Ombudsman or his deputies of the power to impose preventive suspension. Sec. 24 of
RA 6770 thus provides: DAEIHT
This brings us to the issue of the alleged violation of the equal protection clause.
Gobenciong parlays the theory that the application of RA 6770, which authorizes the
Ombudsman to impose a six-month preventive suspension, instead of the civil service
provisions of the Administrative Code, which limits the disciplining authority's
prerogative to only imposing a prevention suspension for a period not exceeding 90
days, violates the equal protection guarantee.
We are not persuaded. At its most basic, the equal protection clause is against
undue favor and individual or class privilege, as well as hostile discrimination; it does
not demand absolute equality. The fundamental guarantee is not breached by a law
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which applies only to those persons falling within a speci ed class, if it applies alike to
all persons within such class and provided further that there is a substantial distinction
between those who fall within such class and those who do not. 2 7 In Miranda v.
Sandiganbayan, where the issue of equal protection was raised, albeit the 60-day
preventive suspension limit under the Local Government Code was involved, we ruled
against any violation of the constitutional proscription against the equal protection of
the law; thus: SCIacA
Petitioner insists that the word "recommend" be given its literal meaning;
that is, that the Ombudsman's action is only advisory in nature rather than one
having any binding effect, citing Tapiador v. Office of the Ombudsman, thus:
. . . Besides, assuming arguendo, that petitioner were (sic)
administratively liable, the Ombudsman has no authority to directly dismiss the
petitioner from the government service . . . Under Section 13, subparagraph (3),
of Article XI of the 1987 Constitution, the Ombudsman can only "recommend"
the removal of the public o cial or employee found to be at fault, to the public
official concerned.
For their part, the Solicitor General and the O ce of the Ombudsman
argue that the word "recommend" must be taken in conjunction with the phrase
"and ensure compliance therewith." The proper interpretation of the Court's
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statement in Tapiador should be that the Ombudsman has the authority to
determine the administrative liability of a public o cial or employee at fault,
and direct and compel the head of the o ce or agency concerned to implement
the penalty imposed. In other words, it merely concerns the procedural aspect of
the Ombudsman's functions and not its jurisdiction. HSaCcE
And to put to rest any uncertainty that might have been occasioned by a
misreading of Tapiador, we proceeded to explain in O ce of the Ombudsman that the
O ce of the Ombudsman's basic constitutional mandate as "[protector] of the people"
is embodied in Sec. 13 3 5 of RA 6770, while its speci c constitutional functions are
substantially reiterated in Sec. 15 3 6 of the same RA. Thus, the authority of the
Ombudsman to conduct administrative investigations is of constitutional origin,
proceeding as it does from Sec. 13 (1), Article XI of the Constitution, 3 7 which reads:
Sec. 13. The O ce of the Ombudsman shall have the following powers,
functions and duties:
For our purpose, only the third requisite is in question. Unequivocally, the
law requires that the question of constitutionality of a statute must be raised at
the earliest opportunity. In Matibag v. Benipayo, we held that the earliest
opportunity to raise a constitutional issue is to raise it in the pleadings before a
competent court that can resolve the same, such that, if it was not raised in the
pleadings before a competent court, it cannot be considered at the trial, and, if
not considered in the trial, it cannot be considered on appeal. 5 0
The issue of constitutionality was not raised at the earliest possible opportunity;
this means before the O ce of the Ombudsman, or at least before the CA. Withal, it
cannot now be considered in Gobenciong's petitions for review. This is not to say,
however, that what Gobenciong considers as a question of a constitutional nature is
absolutely necessary to the disposition of this case. SaCIAE
Footnotes
1. Rollo (G.R. No. 159883), pp. 30-37. Penned by Associate Justice Juan Q. Enriquez, Jr. and
concurred in by Associate Justices Bernardo P. Abesamis and Edgardo F. Sundiam. caCEDA
2. Id. at 39-40.
3. Id. at 41-43. Per Graft Investigation Officer (GIO) I Allan Francisco S. Garciano, reviewed by
GIO III Virginia Palanca-Santiago, recommended by Deputy Ombudsman for the Visayas
Arturo C. Mojica, and approved by Ombudsman Aniano A. Desierto on October 16, 1998.
4. Rollo (G.R. No. 168059), pp. 103-114. Penned by Associate Justice Isaias P. Dicdican and
concurred in by Associate Justices Vicente L. Yap and Enrico A. Lanzanas.
5. Rollo (G.R. No. 173212), pp. 71-77. Per GIO I Allan Francisco S. Garciano, reviewed by
Director Virginia Palanca-Santiago, recommended by the OIC, Office of the Ombudsman-
Visayas Nicanor J. Cruz, Jr., and approved by the Ombudsman on May 19, 2000.
6. Id. at 78-80.
7. Id. at 62-63.
8. Rollo (G.R. No. 159883), p. 137.
9. Id. at 213C.
10. Id. at 82-83.
20. G.R. No. 129124, March 15, 2002, 379 SCRA 322.
21. The Office of the Ombudsman earlier filed a Motion for Partial Reconsideration; rollo (G.R.
No. 168059), pp. 135-144.
25. Alonzo v. Capulong, G.R. No. 110590, May 10, 1995, 244 SCRA 80, 86; citations omitted.
26. G.R. No. 139043, September 10, 1999, 314 SCRA 207, 221; citing Gloria v. Court of Appeals,
G.R. No. 131012, April 21, 1999, 306 SCRA 287; Yasay, Jr. v. Desierto, G.R. No. 134495,
December 28, 1998, 300 SCRA 494.
27. See Tiu v. Guingona, G.R. No. 127410, Jan. 20, 1999, 301 SCRA 278 and Ichong v.
Hernandez, 101 Phil. 1155 (1957). ISTDAH
28. G.R. No. 154098, July 27, 2005, 464 SCRA 165, 196.
31. G.R. No. 160675, June 16, 2006, 491 SCRA 92.
32. Supra note 30, at 448-449.
(1) Investigate and prosecute on its own or on complaint by any person, any act or
omission of any public officer or employee, office or agency, when such act or omission
appears to be illegal, unjust, improper or inefficient. It has primary jurisdiction over cases
cognizable by the Sandiganbayan and, in the exercise of his primary jurisdiction, it may
take over, at any stage, from any investigatory agency of government, the investigation
of such cases; SIcEHC
(2) Direct . . . any officer or employee of the Government, or of any subdivision, agency
or instrumentality thereof, as well as any government-owned or controlled corporations
with original charter, to perform and expedite any act or duty required by law, or to stop,
prevent, and correct any abuse or impropriety in the performance of duties;
(3) Direct the officer concerned to take appropriate action against a public officer or
employee at fault or who neglects to perform an act or discharge a duty required by law,
and recommend his removal, suspension, demotion, fine, censure, or prosecution, and
ensure compliance therewith; or enforce its disciplinary authority as provided in Section
21 of this Act: Provided, That the refusal by any officer without just cause to comply
with an order of the Ombudsman to remove, suspend, demote, fine, censure, or prosecute
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an officer or employee who is at fault or who neglects to perform an act or discharge a
duty required by law shall be a ground for disciplinary action against said officer;
(4) Direct the officer concerned, in any appropriate case, and subject to such limitations
as it may provide in its rules of procedures, to furnish it with copies of documents
relating to contracts or transactions entered into by his office involving the disbursement
or use of public funds or properties, and report any irregularity to the Commission on
Audit for appropriate action; aDICET
39. Sec. 19. Administrative Complaints. — The Ombudsman shall act on all complaints relating,
but not limited to acts or omissions which:
(1) Are contrary to law or regulation;
41. Sec. 22. Investigatory Power. — The Office of the Ombudsman shall have the power to
investigate any serious misconduct in office allegedly committed by officials removable
by impeachment, for the purpose of filing a verified complaint for impeachment, if
warranted.
42. Sec. 23. Formal Investigation. — (1) Administrative investigations conducted by the Office
of the Ombudsman shall be in accordance with its rules of procedure and consistent
with due process.
(2) At its option, the Office of the Ombudsman may refer certain complaints to the
proper disciplinary authority for the institution of appropriate administrative proceedings
against erring public officers or employees, . . . . Any delay without just cause in acting
on any referral made by the Office of the Ombudsman shall be a ground for
administrative action against the officers or employees to whom such referrals are
addressed and shall constitute a graft offense . . . .
43. Sec. 25. Penalties. — (1) In administrative proceedings under Presidential Decree No. 807,
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the penalties and rules provided therein shall be applied.
(2) In other administrative proceedings, the penalty ranging from suspension without
pay for one year to dismissal with forfeiture of benefits or a fine ranging from five
thousand pesos (P5,000.00) to twice the amount malversed, illegally taken or lost, or
both at the discretion of the Ombudsman, . . . .
44. Office of the Ombudsman, supra note 31, at 119. IcDESA
45. G.R. Nos. 105965-70, March 20, 2001, 354 SCRA 651.
46. G.R. Nos. 158672, 160410, 160605, 160627 & 161099, August 7, 2007, 529 SCRA 245.
47. G.R. No. 161098, September 13, 2007, 533 SCRA 305.
50. G.R. No. 159314, June 26, 2006, 492 SCRA 652, 664. AEDcIH