Article 16 (4) and 335
Article 16 (4) and 335
Article 16 (4) and 335
of Law
Constitution Project
The Constitutions has various parts such as Fundamental Rights, Fundamental Duties,
Directive Principles of State Policy etc. Part III of the Indian Constitution deals with the
Fundamental Rights. The aim of the Fundamental Rights is to preserve individual liberty
and democratic principles based on equality of all members of society. 2 All of the these
rights have the objective that no person should be treated equally irrespective of the
caste, sex or creed.
Article 16 falls under the purview of Fundamental Rights and it talks about equality of
opportunity in matters of public employment and prevents the State from discriminating
against anyone in matters of employment on the grounds only of religion, race, caste, sex,
descent, place of birth, place of residence or any of them. It creates exceptions for the
implementation of measures of affirmative action for the benefit of any backward class of
citizens in order to ensure adequate representation in public service, as well as reservation
of an office of any religious institution for a person professing that particular religion.3
Article 16(4) of the Constitution provides for the reservation of appointments and post for
the backward classes in case of inadequate representation in public employment. This
provision acted as panacea for the people belonging to the backward classes and also
acted as a remedy for the historical discrimination of such classes. The State should have
adequate data to show the backwardness of these classes and it also has to keep in mind
1
M.V. PYLEE, INDIA'S CONSTITUTION 3 (S. Chand & Co. 1997).
2
GRANVILLE AUSTIN, THE INDIAN CONSTITUTION: CORNERSTONE OF A NATION 114 (Oxford University
Press, New Delhi, 1999).
3
DURGA DAS BASU, SHORTER CONSTITUTION OF INDIA 1972 (13th ed., Nagpur: Wadhwa & Co., 2003).
Article 335, which talks about maintenance of efficiency which is held as a constitutional
limitation on the discretion of the State in making reservations.
Nothing in this article shall prevent the State from making any provision for the
reservation of appointments or posts in favor of any backward class of citizens which, in
the opinion of the State, is not adequately represented in the services under the State.4
This clause expressly provides for the reservation of appointments or posts in favour of
any backward class of citizens which, in the opinion of the State is not adequately
represented in the services under the State. The power conferred on the State can only be
exercised in favour of a backward class and therefore, whether a particular class of
citizens is backward, is an objective factor to be determined by the State. While the State
has necessarily to ascertain whether a particular class of citizens is backward or not,
having regard to acceptable criteria, it does not have the final say in the matter. State's
determination is justiciable and may be challenged if it is based on irrelevant
considerations.
Explaining the nature of Art. 16(4), the Supreme Court has stated in Mohan Kumar
Singhania v. Union of India5, that it is "an enabling provision" conferring a discretionary
power on the state for making any provision or reservation of appointments or posts in
favour of any backward class of citizens which, in the opinion of the state, is not
adequately represented in the service of the state. Article 16(4) neither imposes any
constitutional duty nor confers any Fundamental Right on any one for claiming
reservation.
The scope of clause (4) first came for consideration in Devadasan v. Union of India6,
where the Court was called upon to pronounce upon the constitutionality of the 'carry
forward rule' framed by the Central Government to regulate appointment of persons
belonging to backward classes in public services. By a resolution of the year 1950, the
4
INDIA CONST. art. 16, cl. 4.
5
Mohan Kumar Singhania v Union of India, AIR 1992 SC 1.
6
Devadasan v Union of India, A.I.R. 1964 S.C. 179.
government had indicated its intention to reserve 12.5 per cent and 5 per cent of the total
available vacancies in any one year respectively for the Scheduled Castes and Scheduled
Tribes. Supplementary instructions issued by the government in 1952 provided that if in
any particular year the number of suitable candidates available was less than the number
of reserved posts, the posts so in excess shall be treated as unreserved for that particular
year but in the next year the number of posts which would have been otherwise reserved
for such candidates in the normal course would be augmented by the number which had
been converted into non-reserved posts in the preceding year. This process of carrying
over which was to operate for one year at a time under the 1952 instructions was directed
to operate for two years at a time by an amendment in 1955.
The Court by a majority of four to one invalidated not the rule of carry forward as such
but the rule as amended in 1955 on the ground that the power vested in the State under
Article 16(4) could not be so exercised as to deny reasonable equality of opportunity in
matters of public employment to members of classes other than backward. The object of
that provision, the majority thought, was to ensure that the backwardness of backward
classes did not unduly handicap their members from securing public employment and the
State, when it made reservations in favour of backward classes did in effect provide to the
backward classes an opportunity to other classes, in matters of public employment. From
is premise, it went further to hold that where the reservation was so excessive in its
character as to deny in practice a reasonable opportunity to other classes it was a fraud
upon the Constitution. In the instance case, the number of vacancies reserved by virtue of
the carry forward rule could not go upto 54% of the total vacancies, which was not below
the 50% mark laid down in Balaji v. State of Mysore7, the rule was declared invalid.
The Devadasan judgement was ruled out in the Mandal Commission8 case. It was said
that the carry forward rule rule is valid so long as the actual reservation in a particular
year does not exceed 50 per cent of the vacancies. The 50 per cent limit has to be worked
out on the basis of the total vacancies in a particular year and not on the basis of the total
strength in a cadre or service. But barring extraordinary situations 50` per cent limit on
7
Balaji v State of Mysore, A.I.R. 1963 S.C. 649.
8
Indra Sawney v Union of India, A.I.R. 1993 S.C. 477.
reservations has to be strictly observed. This position has been changed by inclusion of
clause (4-B) in Article 16 by the Constitution (Eighty-first Amendment) Act, 2000.
To understand fully the Article 16(4), four of the following terms which appear in the
said Article needs to be fully understood :- (a) State (b) Backward Class of Citizens (c)
Opinion (d) Not adequately represented.
(a) STATE- The word ‘State’ has the same meaning as defined in Article 12 of the
Constitution. ‘State’ means, the Central Government, State Governments, Parliament,
State Legislatures, and all local e.g. Panchayat, Port Trust etc.) or other authorities within
the territory of India or under the control of the Government of India.
(b) BACKWARD CLASS OF CITIZEN- For the term 'Backward Class of Citizens’, it
was contended before the Supreme Court whether SCs and STs can be classified as
backward classes in order to entitle them to the benefits of reservation under Article 16(4)
of the Constitution. The Supreme Court had held that:
" Article 16 in the first instance by clause (2) prohibits discrimination on the ground,
inter-alia, of religion, race, caste, place of birth, residence and permits an exception to
be made in the matter of reservation in favour of backward classes of citizens. The
expression 'backward class' is not used as synonymous with 'backward caste' or
'backward community'. The members of an entire caste or community may be in the
social, economic and educational scale of values at a given time be backward and may
on that account be treated as a backward class, but that is not because they are members
of a caste or community, but because they form a class. In its ordinary connotation the
expression 'class' means a homogenous section of the people grouped together because
of certain likenesses or common traits, and who are identifiable by some common
attributes such as status, rank, occupation, residence in a locality, race religion and the
like".9
Thus, the SCs and STs would be deemed to be ‘backward class’ within the meaning of
Article 16(4). In case of classification of backward classes, the Supreme Court in the case
of Indra Sawhney has opined as follows:
9
Triloki Nath v State of Jammu & Kashmir, 1 1969 SCR (1) 103.
A caste can be and quite often is a social class in India. If it is backward socially,
it would be backward class for the purpose of Article 16(4). Among non-Hindus,
there are several occupational groups, sects and denominations, which, for
historical reasons, are socially backward. They too represent backward social
collectives for the purpose of Article 16(4).
Neither the Constitution nor the law prescribes the procedure or method of
identification of backward classes. Nor is it possible or advisable for the court to
lay down any such procedure or method. It must be left to the authority appointed
to identify the backward classes. It can adopt such method/ procedure as it thinks
convenient and so long as its survey covers the entire populace, no objection can
be taken to it. Identification of the backward classes can certainly be done with
reference to castes among, and along with, other occupational groups, classes and
sections of people. One can start the process either with the occupational groups
or with castes or with some other groups. Thus one can start the process with the
castes, wherever they are found, apply the criteria (evolved for determining
backwardness) and find out whether it satisfies the criteria. If it does-what
emerges is a “backward class of citizens” within the meaning of and for the
purpose of Article 16(4). Similar process can be adopted in the case of other
occupational group, communities and classes, so as to cover the entire populace.
The central idea and overall objectives should be to consider all available groups,
sections and group/ class encompassing and overwhelming majority of the
country’s population, one can well begin with it and then go to other groups,
sections and classes.
It is not necessary for a class to be designated as a backward class that it is
situated similarly to the scheduled castes/scheduled tribes.
‘Creamy layer’ can be, and must be excluded.
It is not correct to say that the backward class of citizens contemplated in article
16 (4) is the same as the socially and educationally backward classes referred to in
article 15(4). It is much wider. The accent in article 16(4) is on social
backwardness. Of course, social, educational and economic backwardness are
closely inter-twined in the Indian context.10
(d) NOT ADEQUATELY REPRESENTED- Hon’ble Supreme Court has clarified the
meaning of ‘not adequately represented’ as under:
“The adequacy of representation of a particular class in the services under the State is a
matter within the subjective satisfaction of the appropriate Government. The judicial
scrutiny in that behalf is the same as in other matters within the subjective satisfaction of
an authority.”11
Therefore, the ‘State’ has the first form an opinion about which castes/ community could
be classified as the ‘backward class’ and whether the class so identified is adequately
represented in the services under the state or not. After completion of this exercise,
nothing shall prevent the State from making reservations. According to the Supreme
Court, Article 16(4) does not confer any right on the SCs and STs and there is no
Constitutional duty imposed on the Government to make reservations for SCs/ STs, either
at the initial stage of recruitment or at the stage of promotion. In other words, Art.16(4)
confers a discretionary power on the State to make reservations of appointments in favour
of backward class of citizens which in its opinion, are not adequately represented in the
services of the State.12
a) Constitutional Amendments
i) Article 16 (4A)-
In the Indra Sawhney’s case, Supreme Court also held that reservation in promotion is
unconstitutional but permitted the reservation, for Scheduled Castes and Scheduled
Tribes to continue for a period of five years. Consequent to this, the Constitution was
amended by the Constitution (Seventy-seventh Amendment) Act, 1995 and Article 16(4-
10
Indra Sawney v Union of India, A.I.R. 1993 S.C. 477.
11
Rajendran v Union of India, 1968 SCR 721.
12
SANDEEP MUKHERJEE, CONSTITUTIONAL PROVISIONS FOR RESERVATION IN SERVICES 1-12 (New Delhi,
2007).
A) was incorporated. This Article enables the State to provide for reservation, in matters
of promotion, in favour of the Scheduled Castes and Scheduled Tribes. The fact that the
words “Backward class” used in Article 16(4) have been instituted in Article 16(4-A) by
the words “SCs & STs”, itself precludes consideration of making reservation in
promotion in favour of any other category of citizens.
Supreme Court in the case of Ajit Singh II13, stated that the primary purpose of Art. 16(4)
is due representation of certain classes in certain posts. But, along with Art. 16(4), there
are Arts. 14, 16(1) and 335 as well. Articles 14 and 16 lay down' the permissible limits of
the affirmative action by way of reservation which may be taken under Arts. 16(4) and
I6(4-A). While permitting reservations, Art. 14 and 16(1) also lay down certain
limitations at the same time. Article 335 ensures that the efficiency of administration is
not jeopardized.
The Constitution (Eighty-First Amendment) Act, 2000, has added Art. 16(4B) to the
Constitution. The Amendment envisages that the unfilled reserved vacancies in a year
are to be carried forward to subsequent years and that these vacancies are to be treated
as distinct and separate from the current vacancies during any year. The rule of 50%
reservation laid down by the Supreme Court is to be applied only to the normal
vacancies and not to the posts of backlog of reserved vacancies. This means that the
13
Ajit Singh II v State of Punjab, AIR 1999 SC 3471.
unfilled reserved vacancies are to be carried forward from year to year without any
The Hon’ble Supreme Court has held in a number of cases, that Article 335 operates as a
limitation to the provision contained in Article 16(4) though Article 16(4) does not
specifically refer to Article 335 or raise any question of maintenance of efficiency of the
administration. Thus, reservation for the backward class will be struck down as
violative of Article 14 and 16(1), if it is unreasonably excessive. In this connection,
reference may be made to the discussion under Article 16(1) and 16(4). Article 16(4) is
an enabling provision conferring power on the State to make reservation of posts in
favour of any backward class of citizens who, in the opinion of the State Government,
are not adequately represented in the State services. Article 335 runs as follows:
Claims of Scheduled Castes and Scheduled Tribes to services and posts The claims of
the members of the Scheduled Castes and the Scheduled Tribes shall be taken into
consideration, consistently with the maintenance of efficiency of administration, in the
making of appointments to services and posts in connection with the affairs of the Union
or of a State.14
14
INDIA CONST. art 335.
Article 335 insist on drawing a balance between reservation of posts for the Schedule
Caste and Schedule Tribes in government post and maintenance of efficiency in the
administration. Article 335 makes efficiency in administration an express constitutional
limitation upon the discretion vested in the state while making the provisions for
adequate representation for Schedule Caste and Schedule Tribe. 15
As the Supreme Court has stated in Indra Sawhney, the provisions of the Constitution
must be interpreted in such a manner that a sense of competition is cultivated among all
service personnel, including the reserved category.
"Art. 335 stipulates that the claims of the members of the Scheduled Castes and
Scheduled Tribes shall be taken into consideration, consistent with the maintenance of
efficiency of ad-ministration, in the making of appointment to services and posts in
connection with the affairs of the Union or of the State. It is thus, apparent that even in
the matter of reservation in favour of Scheduled Castes and Scheduled Tribes the
founding fathers of the Constitution did make a provision relating to the maintenance of
efficiency of administration. In this view of the matter if any statutory provision
provides for recruitment of a candidate without bearing in mind the maintenance of
efficiency of administration such a provision cannot be sustained, being against the
constitutional mandate". 16
15
Ajit Singh II v State of Punjab, AIR 1999 SC 3471.
16
Ashutosh Gupta v State of Rajasthan, (2002) 4 SCC 34, 40.
proficiency, capability and legitimacy are not synonymous ideas; might be it isn't right
to regard justify as synonymous with productivity in organization and that legitimacy is
yet a segment of the efficiency of an administration.
Indeed, even so the importance and noteworthiness of legitimacy at the phase of starting
enrollment can't be overlooked. It can't likewise be overlooked that the general concept
of reservation suggests choice of a less commendable individual. In the meantime, it is
perceived that this much cost must be paid, if the constitutional guarantee of social
justice is to be reclaimed. It is likewise solidly trusting that given an open door,
individuals from these classes will undoubtedly conquer their underlying drawbacks and
would contend with and may sometimes, exceed expectations individuals from open
contender hopefuls. It is obvious that nature has endowed merits upon the members of
backward classes as much as it has heaps of different classes and what is required is a
chance to demonstrate it.
But in case of Article 16, Article 355 would be relevant. It may be permissible for the
government to prescribe a reasonably lower standard for scheduled castes/Scheduled
tribes/backward classes consistent with the requirements of efficiency of administration.
It would not be permissible not to prescribe any such minimum standard at all. While
prescribing the lower minimum standard for reserved category, the nature and duties
attached to the post and the interest of the general public should also be kept in mind.
While on Article 355, we are of the opinion that there are certain services and positions
where merit alone counts. In such situations, it may not be advisable to provide for
reservations. For example technical post in Research and Development
organisations/departments/institutions, super specialities in medicine, engineering etc.
As Article 16(4) falls inside the domain of Part III of the Constitution, it is called as a
crucial right of the subject. The early introduction which comes into our psyche, when
we say that Article 16(4) is a Fundamental Right, is that, in Hohfeldian Concepts it must
be a claim right. But a bare reading of the Provision reflects in our mind that the Right
which is given under Article 16(4) is actually a privilege which is conferred into the
hands of the State. Additionally, on the off chance that we dissect the decision of the
Court in the case of P&T Schedule Caste/Tribe Employee's Association v. Union of
India18, in which the Court has watched that Article 16(4) is just an empowering
condition and no writs can be issued conventionally convincing the administration to
reserve spot, we are evident that Article 16(4) isn't a Claim right. As we realize that, the
Jural correlative of Claim Right is Duty, if the backward classes would have a Claim
right, at that point the State would have under a Duty to give reservation. In any case,
the choice of the Court in the previously mentioned case, unmistakably says that, the
State is under no obligation to give reservation on the desire of the Backward classes.
Hence, as there is no correlative obligation with respect to the State, it is very evident
that, Article 16(4) isn't a claim ideal for the backward classes of the general public.
Hohfeld portrayed Privilege or Liiberty as, to have a Liberty to participate in a specific
activity is to be free from any obligation to shun the activity, similarly, to have a Liberty
to swear off a specific activity is to be free from any obligation to embrace the activity.
Like any right, every Liberty is held by a particular individual or gathering of people
against another particular individual or gathering of people. The individual against
17
SIEGFRED VAN DUFFEL, THE NATURE OF RIGHTS.
18
P&T Schedule Caste/Tribe Employee's Association v Union of India (1988) 4 SCC 147, 151.
whom the Liberty is held has a no-right concerning the activity or state of affair to which
the freedom pertains.19
Under Hohfeldian idea of rights, Power indicates capacity in a man to modify the current
lawful condition, regardless of whether of oneself or of another, for better or in negative
ways. The correlative of power is liability which signifies the position of a man whose
legitimate condition can be so changed. Taking a gander at the instance of the Indra
Sawney case we will see that a great deal of contention will emerge between the two. On
the off chance that the State has control under proviso (4) of Article 16 of the
Constitution, at that point in Hohfeldian sense it will imply that the State is vested with
all the energy of adjusting the current legitimate condition. Interestingly it implies that,
the group, i.e. the legitimate state of the backward class is effectively vulnerable.
Additionally, it has been said that power itself doesn't have any correlative obligation
connected to it. This likewise implies the State is under no obligation to act, which is to
give reservation to the backward classes.
If this is the power which the Constitution gives to the State under Article 16(4), at that
point there will be an incredible clash. The fundamental clash which will emerge is that,
regardless of whether we ought to pass by the understanding which was made by the
Court while characterizing the Scope of the arrangement or we need to pass by the
arrangement itself which is given under part III of the Constitution.
MATTHEW H KRAMER, N.E. SIMMONDS & HILLEL STEINER, A DEBATE OVER RIGHTS 10 (Oxford
19
The most widely recognized feedback raised against the strategy of reservations is that it
is at the cost of meritocracy and that it advances average quality which a creating society
like India would ill be able to manage. While evidently and hypothetically the
contention appears to be very much established there is neither confirmation to help the
dread nor is it consistent with say that meritocracy would be the standard once
reservation is lifted. A wide range of undocumented reservations work in India through
family relationship associations, caste connections and professional connections.
b) Inherent Contradiction
The more basic inquiry, be that as it may, is the manner by which far the quotas have
and other priviledges helped the Target Groups. As we have seen over the improvement
in such manner has, best case scenario been minor. Whatever advance has been enrolled
by the Depressed Classes it is pretty much proportionate to the general advance
accomplished by the country. As Target Groups they ought to have demonstrated a
noticeably better record, yet this has not happened. In a nation like India where
neediness, absence of education and hardship are so broad, it is a sketchy suggestion to
think as far as upliftment for specific social gatherings, that too by underlining
reservations alone. A report on account of the condition of essential training in India
brought out by the India Today depicts a discouraging photo of the Indian state's
disappointment in such manner. The issue in that capacity is considerably bigger and
minor targetting specific segments of society would not do. It is derived that since
reservations are the minimum costly and politically most compensating the political
gatherings discover them the least demanding approach alternatives accessible to them.
One other issue which should be talked about here is whether there can ever be any
genuine change in the part of the underprivileged sections of the society, regardless of
whether they belong to the SC/STs or the OBCs, without assaulting the position
framework itself, this being the embodiment of the level headed discussion amongst
Gandhi and Ambedkar. Can the disposal of the shame experienced by the under-special
be accomplished through the charity and effortlessness of the upper standing Hindus or
has it to be earned or wrested by the under-priviledged themselves through their battles,
even fierce battles. In the event that viciousness is inborn in the conditions would it not
sustain the station cleavages at the cost of social agreement. In any occasion it has been
seen that the quota framework has disposed of whatever goodwill the upper standings
had for the lower castes.
In the present setting the most basic inquiry is whether two Indias are being made by
two oppositely inverse socio-political powers the interest for modernisation from one
perspective supported by the opening up Affirmative Action in India 163 of the
economy and its joining into the techno-intensive worldwide economy - and on the
other, the interest for social equity undermining the center of that theory. One requires
the withdrawal of the state and the other assigns to the state the role of the greatest
dispenser of equity. Against this foundation it would be progressively troublesome for
the state to execute its arrangement of reservations particularly where the OBCs are
concerned. From one viewpoint the number of government employments is shrinking
while on the other pressure for more occupations is mounting.
There is yet another related issue. More prominent progression of the economy implies
more modernization of exchange and industry. The conventional occupations of the
regressive classes, for example, cleaning, haircutting, angling and tanning are under
danger of being controlled by the upper castes especially in the urban regions. With the
developing utilization of innovation in these exchanges they are never again looked
downward on as occupations. Thusly, the backward clsses can't depend any more upon
the state; they would need to react to the market also.
8. CONCLUSION
Indian reservation framework has been a noteworthy achievement in enhancing the
position of the Backward Classes and past decades have indicated striking improvement
in position of Backward and Oppressed Classes in India. In spite of the fact that our
reservation framework is a result of immense measure of research by commissions and
Government organizations like Mandal Commission and so on yet and still, at the end of
the day some place our framework is missing on the materialness part additionally a few
shortcomings are there in ID of the Backward Classes in light of the fact that in spite of
giving such a significant number of years of reservation their position have not been
produced to that degree as it ought to have been. Our present reservation framework is
station based and it has been seen that the upper fragment of each class who are forward
then the others are creating and are utilizing most extreme advantage of reservation and
furthermore now they have accomplished both the monetary equity and also social
fairness since they are financially solid now while the lower portion of a similar cast are
as yet unconscious of their privileges of reservation and they are still in reverse. With a
specific end goal to liken this disparity which is there in a similar station, the reservation
approach ought to be founded on the financial condition premise so every last individual
of this nation who is in reverse socially and in addition monetarily will get equivalent
opportunity to create. Numerous stations are currently monetarily forward yet at the
same time they socially in reverse. We require some new techniques other than rank
based reservations with a specific end goal to limit this hole and to expand them
socially.