People vs. Nadera, JR.: 490 Supreme Court Reports Annotated
People vs. Nadera, JR.: 490 Supreme Court Reports Annotated
People vs. Nadera, JR.: 490 Supreme Court Reports Annotated
convinced that the guilty plea made by the accused was not made
under duress or promise of reward. The judge must ask the
accused the manner the latter was arrested or detained, and
whether he was assisted by counsel during
_______________
490 SUPREME COURT REPORTS ANNOTATED
* EN BANC.
People vs. Nadera, Jr.
*
G.R. Nos. 131384-87. February 2, 2000. 491
Criminal Law; Criminal Procedure; Arraignment; Plea of People vs. Nadera, Jr.
Guilty; Duty of Court When a Plea of Guilty to a Capital Offense is
Entered.—Under this Rule, three things are enjoined upon the the custodial and preliminary investigations. In addition, the
trial court when a plea of guilty to a capital offense is entered: (1) defense counsel should also be asked whether he conferred with
the court must conduct a searching inquiry into the voluntariness the accused and completely explained to him the meaning and the
of the plea and the accused’s full comprehension of the consequences of a plea of guilt. Furthermore, since the age,
consequences thereof; (2) the court must require the prosecution educational attainment and socio-economic status of the accused
to present evidence to prove the guilt of the accused and the may reveal insights for a proper verdict in the case, the trial court
precise degree of his culpability; and, (3) the court must ask the must ask questions concerning them. In this case, absent any
accused if he desires to present evidence on his behalf and allow showing that these questions were put to accused-appellant, a
him to do so if he desires. searching inquiry cannot be said to have been undertaken by the
Same; Same; Same; Same; Same; Words and Phrases; What trial court.
constitutes a searching inquiry is that the plea of guilt must be Same; Same; Same; Same; Judgments; Convictions based on
based on a free and informed judgment.—What constitutes a an improvident plea of guilt are set aside only if such plea is the
searching inquiry, as explained in People v. Alicando, is that the sole basis of the judgment.—Convictions based on an improvident
plea of guilt must be based on a free and informed judgment. plea of guilt are set aside only if such plea is the sole basis of the
Hence, a searching inquiry must focus on: (1) the voluntariness of judgment. If the trial court relied on sufficient and credible
the plea, and (2) the full comprehension of the consequences of the evidence to convict the accused, the conviction must be sustained,
plea. because then it is predicated not merely on the guilty plea of the
Same; Same; Same; Same; Same; A mere warning that the accused but on evidence proving his commission of the offense
accused faces the supreme penalty of death is insufficient, for more charged.
often than not, an accused pleads guilty upon bad advice or Same; Same; Right to Counsel; Attorneys; Only faithful
because he hopes for a lenient treatment or a lighter penalty.—The performance by counsel of his duty towards his client can give
warnings given by the trial court in this case fall short of the meaning and substance to the accused’s right to due process and to
requirement that it must make a searching inquiry to determine be presumed innocent until proven otherwise.—The cavalier
whether accused-appellant understood fully the import of his attitude of accused-appellant’s counsel, Atty. Manolo A. Brotonel
guilty plea. As has been said, a mere warning that the accused of the Public Attorney’s Office, cannot go unnoticed. It is
faces the supreme penalty of death is insufficient. For more often discernible in (a) his refusal to cross-examine Oleby Nadera; (b)
than not, an accused pleads guilty upon bad advice or because he the manner in which he conducted Maricris Nadera’s cross-
hopes for a lenient treatment or a lighter penalty. The trial judge examination; and, (c) his failure not only to present evidence for
must erase such mistaken impressions. He must be completely the accused but also to inform the accused of his right to do so, if
he desires. Only faithful performance by counsel of his duty guilty or evil he perceives the accused to be.—Atty. Brotonel, as
towards his client can give meaning and substance to the counsel de oficio, had the duty to defend his client and protect his
accused’s right to due process and to be presumed innocent until rights, no matter how guilty or evil he perceives accused-
proven otherwise. Hence, a lawyer’s duty, especially that of a appellant to be. The performance of this duty was all the more
defense counsel, must not be taken lightly. It must be performed imperative because the life of accused-appellant hangs in the
with all the zeal and vigor at his command to protect and balance. His duty was no less because he was counsel de oficio.
safeguard the accused’s fundamental rights.
AUTOMATIC REVIEW of a decision of the Regional Trial
Same; Same; Same; Same; Right of Confrontation; Rape; Even
Court of Calapan, Oriental Mindoro, Br. 40.
as the defense counsel personally may have found the
complainant’s testimony to be believable, he nonetheless had the The facts are stated in the opinion of the Court.
bounden duty to scrutinize the latter’s testimony to ensure that the The Solicitor General for plaintiff-appellee.
accused’s constitutional right to confront and examine the Public Attorney’s Office for accused-appellant.
witnesses against him was not rendered for naught.—It may be so
that defense counsel person- 493
492
VOL. 324, FEBRUARY 2, 2000 493
People vs. Nadera, Jr.
_______________
________________
4 Id., pp. 11-13.
1 Rollo, p. 73.
5 Rollo, p. 10.
2 TSN, pp. 3-8, Aug. 12, 1997.
6 Id., p. 12.
3 Id., pp. 9-10.
7 Id., p. 14.
494
495
Dr. Cynthia S. Fesalbon, Medical Officer IV of the lacerations were sustained11 because they had healed over a
Oriental Mindoro Provincial Hospital, who conducted the period beyond seven days. 12
medical examination of both complainants, submitted a Dr. Fesalbon likewise rendered a report on the medical
report on10
the result of Oleby Nadera’s examination as examination of Maricris Nadera, the pertinent parts of
follows: which state:
8 Id., p. 16.
_________________
9 Records of Criminal Case No. C-4982, p. 20.
10 Exh. A; Records of Criminal Case No. C-4982, p. 10. 11 TSN, pp. 9-10, Aug. 22, 1996.
12 Exh. B; Records of Criminal Case No, C-4985, p. 20.
496
497
498 499
498 SUPREME COURT REPORTS ANNOTATED VOL. 324, FEBRUARY 2, 2000 499
People vs. Nadera, Jr. People vs. Nadera, Jr.
and to go to sleep. Oleby went to the bed where her brother pleaded “Papa, huwag po, maawa naman kayo sa amin.”
and sisters were sleeping and cried. Ignoring his daughter’s pleas, accused-appellant continued
On another occasion, on April 17, 1995, accused- raping her by making a pumping motion and threatened to
appellant sent Sherilyn and Maricris to the sari-sari store kill all of them if she cried. Accused-appellant afterwards
while he asked March Anthony to gather firewood. While asked Maricris to put on her shorts and panties and return
Oleby was left alone inside their house in Barangay to bed. He told Maricris not to cry so as not to awaken her
Bayani, Naujan, Oriental Mindoro, accused-appellant siblings. She did not tell anyone what befell her because
again raped her. Oleby was 12 years old at that time. she was afraid. A neighbor, named Lita Macalalad, asked
Accused-appellant closed the door and windows, removed her if Oleby had been raped by their father. It turned out
Oleby’s panties and shorts and sat down. While sitting Oleby had told her ordeal to Lita Macalalad while they
down, accused-appellant placed Oleby’s legs on his thighs were washing clothes and talking about Oleby’s parents.
and inserted his penis into her vagina. Later on, he told Oleby also told Lita Macalalad that Maricris had been
Oleby to put on her panties and shorts and told her to fetch raped by16their father as well, a fact related to Oleby by
her brother and sisters. Maricris.
Oleby was raped by her father for the third time on Daisy Nadera, accused-appellant’s wife, also testified for
April 24, 1995. That evening, she woke up to find her the prosecution. Her testimony focused on the dates of
father on top of her, taking off her shorts and panties and births of her children and the fact that she was out of the
inserting his penis into her vagina. As her father was country when the alleged rapes occurred. She testified that
taking off her clothes, Oleby cried and pleaded, “Huwag po! she and her daughters filed a complaint for rape against
Huwag po!” Instead of desisting, accused-appellant told her accused-appellant after discovering his hideous acts.
to keep quiet so as not to awaken her brother and sisters,
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Thereafter, her
17
children were subjected to a medical guilty. This could be done by requiring him to narrate the
examination. events leading to the crime, making him reenact it, or
On August 12, 1997, the prosecution formally offered its asking him to supply missing details. The judge must
documentary evidence and rested its case thereafter. satisfy himself that: (1) the accused is voluntarily pleading
Accused-appellant did not present any evidence in his guilty, and (2) he is truly guilty and there is a rational
defense. basis for a finding of guilt based on his testimony.
On August 27, 1997, the trial court rendered judgment We find merit in accused-appellant’s allegations. In
finding accused-appellant guilty of four counts of rape addition, we find that there was inadequate representation
against 18his daughters. The dispositive portion of its of his case in court, thus necessitating the remand of this
decision reads: case for further proceedings.
501
500 SUPREME COURT REPORTS ANNOTATED
People vs. Nadera, Jr. VOL. 324, FEBRUARY 2, 2000 501
People vs. Nadera, Jr.
three DEATH PENALTIES for the rape committed on April 17
and 24, 1995 and March 3, 1996, together with the accessory
penalties provided by law. He is also ordered to indemnify victim Under this Rule, three things are enjoined upon the trial
Oleby Nadera the total amount of P150,000.00 in Criminal Case court when a plea of guilty to a capital offense is entered:
Nos. C-4982, C-4983 and C-4984 and Maricris Nadera, the (1) the court must conduct a searching inquiry into the
amount of P50,000.00 in Criminal Case No. C-4985, without voluntariness of the plea and the accused’s full
subsidiary imprisonment in case of insolvency, and to pay the comprehension of the consequences thereof; (2) the court
costs. must require the prosecution to present evidence to prove
SO ORDERED. the guilt of the accused and the precise degree of his
culpability; and, (3) the court must ask the accused if he
As already stated, accused-appellant’s lone assignment of desires to present 20evidence on his behalf and allow him to
error is that the trial court accepted his plea of guilty to a do so if he desires.
capital offense without making a searching inquiry to What constitutes a searching inquiry, as explained in
21
determine whether he understood the consequences of his People v. Alicando, is that the plea of guilt must be based
plea. In support of his contention, accused-appellant
19
on a free and informed judgment. Hence, a searching
invokes the ruling in the case of People v. Dayot in which inquiry must focus on: (1) the voluntariness of the plea, and
this Court ruled that, in criminal cases, the judge must be (2) the full comprehension of the consequences of the plea.
convinced that the accused, in pleading guilty, is truly
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In the case at bar, the record does not show what exactly The warnings given by the trial court in this case fall short
transpired at the re-arraignment of accused-appellant, for of the requirement that it must make a searching inquiry
what reason he changed his plea from “not guilty” to to determine whether accused-appellant understood fully
“guilty,” and whether he fully understood the consequences the import of his guilty plea. As has been said, a mere
of his guilty plea. The only indication in the record that warning that the accused
24
faces the supreme penalty of
accused-appellant changed his plea to guilty is the death is insufficient. For more often than not, an accused
Certificates of ReArraignment, dated August
22
5, 1997, in pleads guilty upon bad advice or because he hopes for a
Criminal Case Nos. C-4982 to C-4985. On what exactly lenient treatment or a lighter penalty.
25
The trial judge must
accused-appellant said in entering his plea of guilty and erase such mistaken impressions. He must be completely
what exactly he had been told by the trial judge, the convinced that the guilty plea made by the accused was not
records shed no light. There is thus no evidence to show made under duress or promise of reward. The judge must
that accused-appellant’s guilty plea was voluntarily made ask the accused the manner the latter was arrested or
or that he hacj fully understood the consequences of such detained, and whether he was assisted by counsel during
plea. the custodial and preliminary investigations. In addition,
In its decision, the trial court described the manner in the defense counsel should also be asked whether he
which the accused pleaded guilty, thus: conferred with the accused and completely explained to
him the meaning and the consequences of a plea of guilt.
Upon arraignment, accused, assisted by Atty. Manolo A. Brotonel Furthermore, since the age, educational attainment and
of the Public Attorney’s Office, pleaded not guilty to the crime socio-economic status of the accused may reveal insights for
charged. However, on August 5, 1997, when these cases were a proper verdict in the case, the trial court must ask
called for pre-trial and trial, counsel for the accused manifested 26
questions concerning them. In this case, absent any
that the showing that these questions were put to accused-
appellant, a searching
________________
20 People v. Bello, G.R. Nos. 130411-14, Oct. 13, 1999, 316 SCRA 804. ________________
21 321 Phil. 657; 251 SCRA 293 (1995).
23 Records of Criminal Case No. C-4982, pp. 58-59.
22 Records of Criminal Case No. C-4982, pp. 49, 54-56.
24 People v. Estomaca, 326 Phil. 429; 256 SCRA 421 (1996).
502 25 People v. Bello, supra.
26 People v. Estomaca, supra.
. . . In every case where the accused enters a plea of guilty to a for the narration of the prosecution’s evidence and a bare
capital offense, especially where he is an ignorant person with recital of R.A. No. 7659, amending Art. 335 of the Revised
little or no education, the proper and prudent course to follow is to Penal Code, there is nothing else to indicate the reason for
take such evidence as are available and necessary in support of the decision. There is no evaluation of the evidence and no
the material allegations of the information, including the reason given why the court found the testimonies of the
aggravating circumstances therein enumerated, not only to witnesses credible. Rule 120 of the 1985 Rules on Criminal
satisfy the trial judge himself but also to aid the Supreme Court Procedure provides:
in determining whether the accused really and truly understood
and comprehended the meaning, full significance and Sec. 2. Form and contents of judgment.—The judgment must be
consequences of his plea.
28
written in the official language, personally and directly prepared
by the judge and signed by him and shall contain clearly and
Clearly, the plea of guilty of accused-appellant in this case distinctly a statement of the facts proved or admitted by the
was made improvidently. accused and the law upon which the judgment is based.
If it is of conviction, the judgment shall state (a) the legal
qualification of the offense constituted by the acts committed by
II.
the accused, and the aggravating or mitigating circumstances
attending the commission thereof, if there be any; (b)
Convictions based on an improvident plea of guilt are set
participation of the accused in the commission of the offense,
aside only if such plea is the sole basis of the judgment. If
whether as principal, accomplice, or accessory after the fact; (c)
the trial court relied on sufficient and credible evidence to
the penalty imposed upon the accused; and (d) the civil liability or
convict the accused, the conviction must be sustained,
damages caused by the wrongful act to be recovered from the
because then it is predicated not merely on the guilty plea
accused by the offended party, if there be any, unless the
of the accused but on evidence proving his commission of
29
enforcement of the civil liability by a separate action has been
the offense charged.
reserved or waived.
As already stated, the prosecution evidence consisted of
In case of acquittal, unless there is a clear showing that the act
the testimonies of Oleby and Maricris Nadera, the results
from which the civil liability might arise did not exist, the
of their
judgment shall make a finding on the civil liability of the accused
in favor of the offended party.
_________________
30
In People v. Bugarin, we stated:
27 G.R. No. 129058, March 29, 1999, 305 SCRA 519.
28 Ibid.
_________________
29 People v. Lakindanum, G.R. No. 127123, March 10, 1999, 304 SCRA
429. 30 339 Phil. 570, 579-580; 273 SCRA 384, 393 (1997).
504 505
504 SUPREME COURT REPORTS ANNOTATED VOL. 324, FEBRUARY 2, 2000 505
People vs. Nadera, Jr. People vs. Nadera Jr.
medical examinations, and the testimonies of their mother, The requirement that the decisions of courts must be in writing
Daisy, and the physician who conducted the medical and that they must set forth clearly and distinctly the facts and
examination of the two girls, Dr. Cynthia Fesalbon. Certain the law on which they are based serves many functions. It is
circumstances present in this case, however, persuade us intended, among other things, to inform the parties of the reason
that a remand of this case is necessary. or reasons for the decision so that if any of them appeals, he can
First. A perusal of the decision of the court reveals that point out to the appellate court the finding of facts or the rulings
the trial judge failed to state the factual and legal reasons on points of law with which he disagrees. More than that, the
on which he based accused-appellant’s conviction. Except
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requirement is an assurance to the parties that, in reaching and later ceased to appear for the accused. This Court held
judgment, the judge did so through the processes of legal that:
reasoning. It is, thus, a safeguard against the impetuosity of the
judge, preventing him from deciding by ipse dixit. Vouchsafed The right to counsel must be more than just the presence of a
neither the sword nor the purse by the Constitution but lawyer in the courtroom or the mere propounding of standard
nonetheless vested with the sovereign prerogative of passing questions and objections. The right to counsel means that the
judgment on the life, liberty or property of his fellowmen, the accused is amply accorded legal assistance extended by a counsel
judge must ultimately depend on the power of reason for who commits himself to the cause for the defense and acts
sustained public confidence in the justness of his decision. The accordingly. The right assumes an active involvement by the
decision of the trial court in this case disrespects the judicial lawyer in the proceedings, particularly at the trial of the case, his
function. bearing constantly in mind of the basic rights of the accused, his
being well-versed on the case and his knowing the fundamental
Second. The cavalier attitude of accused-appellant’s procedures, essential laws and existing jurisprudence. The right
counsel, Atty. Manolo A. Brotonel of the Public Attorney’s of an accused to counsel finds substance in the performance by the
Office, cannot go unnoticed. It is discernible in (a) his lawyer of his sworn duty of fidelity to his client. Tersely put, it
refusal to cross-examine Oleby Nadera; (b) the manner in means an efficient and truly decisive legal assistance and not a
which he conducted Maricris Nadera’s cross-examination; simple perfunctory representation.
and, (c) his failure not only to present evidence for the
accused but also to inform the accused of his right to do so, Measured by this standard, the defense counsel’s conduct
if he desires. in this case falls short of the quality of advocacy demanded
Only faithful performance by counsel of his duty towards of him, considering the gravity of the offense charged and
his client can give meaning and substance to the accused’s the finality of the penalty. A glaring example of his
right to due process and to be presumed innocent until manifest lack of enthusiasm for his client’s cause is his
proven otherwise. Hence, a lawyer’s duty, especially that of decision not to cross-examine Oleby Nadera, as revealed in
a defense counsel, must not be taken lightly. It must be the following portion of the records:
performed with all the zeal and vigor at his command to
COURT:
protect and safeguard the accused’s fundamental
31
rights.
In the case of People vs. Bermas, no less than three Any cross?
PAO lawyers were found by the Court to have failed in ATTY. BROTONEL:
performing their duties to their client, an accused charged
If Your Honor please, we are not conducting any cross-
with raping his daughter. The first lawyer inexplicably
examination, because this representation, from the
waived the cross-examination of the private complainant
demeanor of the witness, I am convinced that she is
and later asked to be relieved of her duties as counsel de 32
telling the truth.
oficio. A second lawyer
It may be so that defense counsel personally found Oleby’s
________________
testimony to be believable. Nonetheless, he had the
31 G.R. No. 120420, April 21, 1999, 306 SCRA 135. bounden
506 ________________
appointed by the court missed several hearings during the VOL. 324, FEBRUARY 2, 2000 507
trial and could no longer be located. The third PAO lawyer People vs. Nadera, Jr.
appointed by the trial court accepted his duties reluctantly
508 509
508 SUPREME COURT REPORTS ANNOTATED VOL. 324, FEBRUARY 2, 2000 509
sidering not only the accused’s improvident plea of guilt An examination of related provisions in the Constitution
but also his lawyer’s neglect in representing his cause. A concerning the right to counsel, will show that the
new trial has been ordered in criminal cases on the ground “preference in the choice of counsel” pertains more aptly
of retraction of witnesses, negligence or incompetency of and specifically to a person under custodial investigation
counsel, improvident plea of guilty, disqualification of an rather than one who is the accused in a criminal
attorney de oficio to represent the accused in the trial prosecution. (Amion vs. Chiongson, 301 SCRA 614 [1999])
court, and where a judgment was rendered on a stipulation
of facts 38 entered into by both the prosecution and the ——o0o——
defense.
WHEREFORE, the decision, dated April 27, 1997, of the
Regional Trial Court, Branch 40, Calapan, Oriental
Mindoro, is hereby SET ASIDE and Criminal Case Nos. C-
4982, C-4983, C-4984 and C-4985 are REMANDED to it for
further proceedings in accordance with this decision. The
© Copyright 2020 Central Book Supply, Inc. All rights reserved.
trial court is enjoined to conduct the proper trial of
accused-appellant with all deliberate speed upon receipt of
the records of the cases.
SO ORDERED.
________________
38 People v. Del Mundo, 262 SCRA 266 (1996), citing Jose v. Court of
Appeals, 70 SCRA 257 (1976).
510