Antshel2015 PDF
Antshel2015 PDF
Antshel2015 PDF
in Attention-Deficit/
H y p e r a c t i v i t y D i s o rd e r : Update
Kevin M. Antshel, PhD
KEYWORDS
ADHD Psychosocial Behavioral Treatment Child Adolescent
KEY POINTS
Medications are useful for managing the symptoms of attention-deficit/hyperactivity
disorder (ADHD), but are less effective for improving functioning.
Psychosocial interventions for child/adolescent ADHD target functional impairments as
the intervention goal, and rely heavily on behavioral therapy techniques and operant
conditioning principles.
Behavioral parent training, elementary school–based interventions that rely on behavioral
modification, intensive multimodal middle- and high-school interventions that rely on
teaching skills and operant conditioning principles, in addition to an intensive summer
treatment program are the most evidence-based psychosocial interventions for managing
pediatric ADHD.
While showing some promise, more research is needed on nontraditional social skills
training for children and cognitive-behavioral treatment interventions for adolescents
before recommendations can be made.
Psychosocial interventions should be used in conjunction with medication management.
INTRODUCTION
The author does not have any financial disclosures or conflicts of interest to report.
Department of Psychology, Syracuse University, 802 University Avenue, Syracuse, NY 13244, USA
E-mail address: kmantshe@syr.edu
Abbreviations
in the popular media,11 ADHD is an impairing psychiatric disorder that imparts consid-
erable lifetime economic costs (medical, education, legal, and so forth) that rival the
costs for major depressive disorder and stroke.12
Given the chronic nature of ADHD, both pharmacologic and psychosocial interven-
tions are used to manage the disorder. A front-line intervention is stimulant medica-
tions, which are effective in approximately 80% of youth with ADHD.13 Stimulant
side effects can include decreased appetite and increased sleep-onset latencies
and, while positively affecting the core ADHD symptoms (eg, inattention, impulsivity),
stimulants generally do not normalize peer relationships,14 lessen family dysfunc-
tion,15 or improve academic achievement.16 The use of conjoint psychosocial treat-
ments with ADHD medications can result in the need for lower doses of each form
of treatment.17 Parents are also more accepting of and interested in treatments that
include psychosocial components.18 For all these reasons, psychosocial interventions
have continued to play a prominent role in the management of youth with ADHD.
For the purposes of this article, psychosocial interventions are defined as any inter-
vention that stresses psychological or social factors rather than biological variables.
This is not to say that biological treatments (eg, medication, dietary modifications)
do not have a place in ADHD management; most treatment guidelines recommend
medication as a front-line intervention.19 Several stimulant (eg, methylphenidate,
amphetamine salts) and nonstimulant medications (eg, guanfacine, atomoxetine) are
approved by the US Food and Drug Administration for ADHD management, with large
effect sizes (Cohen d 5 0.9) reported for stimulant medications.20 Likewise, although
with smaller effect sizes (Cohen d 5 0.3), dietary interventions, including single
nutrient supplements,21 multinutrient supplements,22,23 and supplementation with
omega-3 fatty acids,24–27 have received more empirical attention in the past 10 years
and are now used more in ADHD management. Nonetheless, these biological inter-
ventions are not be considered in this review.
Biological treatments such as stimulant medications explicitly target ADHD symp-
toms, not functional impairments. However, it is functional impairments, not symp-
toms, which compel parents to seek treatment for ADHD.28 As a group, the
psychosocial interventions reviewed herein target functional impairments as the inter-
vention goal.
In addition to this common factor, the psychosocial interventions for ADHD man-
agement considered in this article all share another common factor: the heavy reliance
on behavioral therapy techniques and operant conditioning principles. Research
demonstrating that children with ADHD are less responsive to inconsistent, delayed,
Psychosocial Interventions in ADHD 81
or weak reinforcement, and are less responsive to punishment cues,29,30 supports the
usefulness of behavioral therapy techniques and operant conditioning principles in
ADHD. Barkley’s31 theory of ADHD as a problem in response inhibition and self-
regulation, with the secondary consequences this may create for their poor self-
motivation to persist at assigned tasks, provides a theoretically based rationale for
the use of behaviorally based interventions with ADHD. Barkley’s theoretic stance is
that these psychosocial interventions are not being done primarily to increase skills
that children with ADHD may appear to lack, but are being used to enhance the defi-
cient self-motivation and working memory of these children to help them demonstrate
what they already know. From this perspective, ADHD is a disorder of performance,
not of knowledge of skills. Thus, psychosocial interventions are used to cue the use
of such skills at key points of performance in natural settings, and to motivate their
display through the use of artificial consequences that ordinarily do not exist at those
points of performance in natural settings.
Inadequacies of therapy
Despite the aforementioned benefits of BPTs, several inadequacies exist. First,
despite improvements in ADHD symptoms and increased adherence to parental re-
quests, BPTs do not normalize child functioning. Second, most studies of BPTs
have only assessed outcomes in the months following the BPT, not across years.66
Thus, the maintenance of these effects remains an open question. Finally, the positive
outcomes are generally only observed in the environment where the BPT is focused.
Psychosocial Interventions in ADHD 83
Interventions used at home therefore typically do not generalize to other settings (eg,
school).67,68
School-Based Interventions
In addition to BPTs, several evidence-based management approaches for ADHD
occur in the school setting. This fact is not surprising, given that school functional im-
pairments are often listed as one of the most impaired domains for children with
ADHD.69,70 For the sake of simplicity, the interventions are organized by target
population.
Elementary school
Many of the school-based behavioral interventions seek to improve positive behaviors
by understanding the context (antecedents and consequences) of the negative behav-
iors. Negative or off-task behaviors are hypothesized to serve 1 of 4 primary
functions71:
1. Escape or avoidance of a nonpreferred activity or setting
2. Gain access to materials or preferred settings
3. Gain attention
4. Sensory stimulation
Behavioral interventions can be either proactive or reactive. Proactive interventions
(eg, reviewing cafeteria rules, use of cues and prompts) are directed at disruptive
behavior antecedents, thereby making the child with ADHD less likely to engage in
these behaviors. On the other hand, reactive interventions target behavior conse-
quences, reinforcing positive behavior (eg, token economy) and ignoring or punishing
negative behaviors (eg, time-out for aggression).
Concurrently implementing one of more of the reactive and proactive strategies can
lead to more positive outcomes.17,72 Contingent application of reinforcers for reduced
level of activity or increased sustained attention can rapidly alter the levels of these
ADHD symptoms.73 These programs generally incorporate token rewards, as praise
may not be sufficient to increase or maintain normal levels of on-task behavior in chil-
dren with ADHD.74,75 The role of punishment in the management of classroom
behavior in ADHD children has been less well studied. What data exist suggest that
response cost is the most effective punishment technique.74,76 A recent meta-
analysis concluded that behavioral interventions in the school setting are effective,
with overall mean effect sizes in the large range for dependent measures of behavior.77
DRCs are designed to improve communication between the school and home, and
allow the use of both proactive and reactive strategies.78–80 Typically consisting of a
list of well-defined behavioral targets, a DRC provides a vehicle to assess the target
behavior throughout the day. The DRC is then taken home to the parents, who can
administer a predetermined incentive. A recent meta-analysis suggests that the
DRC is an evidence-based intervention for ADHD, with overall mean effect sizes in
the medium range for dependent measures of behavior.81
Similarly to BPT, few studies have assessed for maintenance of these improve-
ments after treatment withdrawal. In addition, none of these studies examined
whether generalization of behavioral control occurred in other school settings where
no treatment procedures were in effect.
Mentoring model In an attempt to improve the feasibility of the CHP, the CHP men-
toring model was designed to provide a subset of the after-school model CHP inter-
ventions during the standard academic day. School mental health professionals (eg,
social workers, school psychologists) and teachers meet weekly with the adolescents
to provide the academic skills training interventions. Extant data from 3 randomized
trials support the efficacy of the CHP, especially the after-school model for middle
school students.85–89
Homework, Organization, and Planning Skills Program Another relatively well-
researched intervention for adolescents with ADHD is the Homework, Organization,
and Planning Skills (HOPS) program, originally developed as an extension of the
CHP. As the name implies, the HOPS program focuses exclusively on teaching orga-
nization, time management, and planning skills to middle and high school students
with ADHD. The HOPS intervention is administered by a school-based mental health
professional in sixteen 20-minute sessions that occur during the standard academic
day. The entire HOPS intervention is delivered over the course of one semester, begin-
ning with twice-weekly meetings and tapering to weekly meetings approximately
halfway through the intervention. The HOPS intervention also includes two 1-hour
“family” meetings that the adolescent and his/her parents/guardians attend with the
school-based mental health professional. The primary purpose of these meetings is
Psychosocial Interventions in ADHD 85
to discuss and refine the home-based reinforcement system that all HOPS partici-
pants have in place at the beginning of the intervention.
Several randomized intervention trials have supported the efficacy of the HOPS
intervention, especially with regard to parent ratings of adolescent organization and
time-management/planning skills.90–92 In both the CHP and HOPS studies, approxi-
mately 70% of participants were taking ADHD medications while receiving the inter-
ventions, yet none of the studies reported an association between medication use
and outcome.85,91
There is a growing body of literature suggesting that CBT can be effective for man-
aging adult ADHD.100–111 Adult ADHD CBT interventions are focused on skill building
and teaching specific skills,112 and are more heavily skewed toward teaching behav-
ioral techniques than changing cognitions. While behavioral therapy has been well
researched for adolescents with ADHD,113 far less empirical attention has been
devoted to CBT in adolescents with ADHD, possibly because of previous findings indi-
cating that children and adolescents with ADHD are “treatment refractory” to any
“cognitive” intervention.114
Within the past few years, one clinic-based adolescent ADHD CBT intervention trial
that concurrently incorporated principles of contingency management reported
modestly positive outcomes on several functional domains.115 Other recent clinic-
based (not school-based) intervention studies with adolescents with ADHD have
included CBT components, and have reported positive results on several functional
domains.116–118 In addition, secondary analyses in the clinic-based Treatment of
Adolescent Depression Study119 examined the role of comorbid ADHD as a moderator
of treatment outcomes in adolescent depression. Data from these analyses suggested
that comorbid ADHD did not negatively affect CBT response in adolescents with
depression.120 Likewise, in a clinic-based study of adolescent anxiety disorders, co-
morbid ADHD did not affect CBT treatment outcomes.121 Thus, there is some reason
to suggest that larger clinic-based trials for CBT in adolescent ADHD may be worthy of
consideration.
working with teachers, one of the more novel SST approaches, MOSAIC (Making
Socially Accepting Inclusive Classrooms), includes training for teachers on how to
encourage non-ADHD peers to be accepting of children with ADHD.135
At this point further research is needed before considering if these alternative SST
approaches should be recommended as a front-line psychosocial intervention.
However, compared with traditional, clinic-based SST programs, these alternative
approaches appear to be more promising.
ADHD is conceptualized now as a largely chronic disorder for most, but not all chil-
dren, similar in some respects to chronic medical disorders such as diabetes or
phenylketonuria. Stimulant medications are a front-line intervention for managing
ADHD in children and adolescents. In addition to the use of medication, psychosocial
interventions that seem most promising, and thus should be included in a combined
treatment program, include contingency management methods applied in classrooms
and elsewhere (STPs), training of parents (BPT) in these same methods to be used in
the home and community settings, and comprehensive school-based treatment pro-
grams (CHP, HOPS). Evidence for CBT for adolescents and alternative child SST pro-
grams focused more on parents and teachers appears promising, but requires further
research before stronger recommendations can be made.
STP model, not feasible for many families, is being piloted in a less intensive version in
after-school, school, and community settings.94 Nonetheless, future research should
continue to focus on improving psychosocial treatment portability and accessibility.
These efforts will likely use various existing technologies (eg, interactive Internet-
based treatment and/or training) applied in a more novel fashion to high-risk groups.
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