The Mozart Effect: Tracking The Evolution of A Scientific Legend
The Mozart Effect: Tracking The Evolution of A Scientific Legend
The Mozart Effect: Tracking The Evolution of A Scientific Legend
*Correspondence should be addressed to Adrian Bangerter, Groupe de Psychologie Appliquée, Université de Neuchâtel, Fbg.
de l’Hôpital 106, 2000 Neuchâtel, Switzerland (e-mail: adrian.bangerter@unine.ch).
2
in response to uncertainty and anxiety (Allport & Postman, 1947). But critics (Jost &
Ignatow, 2001) have noted that these assumptions have remained largely untested.
Here, we provide evidence for functional claims in social representations by investi-
gating a particular class of representation, a scientific legend. Scientific legends are
widespread beliefs (Fraser & Gaskell, 1990) derived from science that diffuse and
stabilize in lay culture (Moscovici, 1992). They are a particularly interesting class of
social representation because their origins can be located specifically enough to study
the entire life-cycle of their evolution and diffusion. We studied the Mozart effect (ME),
the idea that exposure to classical music (especially the music of Mozart) improves
intelligence. Originally based on controversial scientific results, it has enjoyed wide-
spread popularity because it promises a potential solution to a perplexing social and
parental concern: how to ensure the intellectual development and growth of children.
Our findings suggest that ideas may indeed diffuse and evolve to meet the functional
needs of social groups.
Evolutionary approaches
Evolutionary approaches borrow analogies from the natural sciences, arguing that the
diffusion of ideas is analogous to the spread of a virus or the replication of a gene. The
theory of memetics (Blackmore, 1999; Dawkins, 1976; Lynch, 1996) proposes that
contagious ideas, or ‘memes’, proliferate by inducing their hosts (brains) to propagate
them in a variety of ways. An example is the chain letter (Goodenough & Dawkins,
1994) that promises good luck to recipients if they send copies of the letter to others,
and bad luck if they do not. Another evolutionary approach (Sperber, 1990) proposes
using an epidemiological strategy to understand how beliefs propagate and stabilize
as part of culture. However, both the memetics approach and the epidemiological
approach have fostered little empirical research.
Scientific legends
We define a ‘scientific legend’ as a widespread belief (Fraser & Gaskell, 1990) that
propagates in society, originally arising from scientific study, but that has been trans-
formed to deviate in essential ways from the understanding of scientists. Moscovici
(1992) suggests that one of the main functions of such beliefs is to circumvent an
‘interdict of knowing’ (p. 4) that separates science from lay culture.1 Although scien-
tific knowledge and research is undoubtedly affected by cultural beliefs (Flick, 1998b),
we focused in the present study on how knowledge moves from science to lay culture.
Modern culture seems to be replete with beliefs originally derived from scientific
studies (Moscovici, 1992). Examples include various factoids (e.g., the idea that two
arbitrarily chosen people in the world are separated from each other by only six
degrees of separation, or that Eskimos have hundreds of different words for snow, or
that we only use 10% of our brain). Other beliefs are richer in content, such as the idea
that the left brain hemisphere is analytical and logical, whereas the right hemisphere is
intuitive and holistic.
We propose that scientific legends are in many ways analogous to other shared
beliefs such as rumours and legends. One common aspect seems to be their functional
nature. Another is the fact that, in a generally sceptical society, these beliefs have
developed informational credentials (Fragale & Heath, 2004) that apparently guarantee
their veridicality or accuracy. These may include appeals to authority, pseudo-
references to proximal sources (e.g., ‘a friend of a friend’) or specific details that
increase plausibility. In the case of scientific legends, there is often a formulaic refer-
ence to ‘scientists’ or ‘scientific studies’. As an example, consider the following clause
(in italics) appended to a description of the ME: ‘According to studies conducted in
the West, babies who hear Cosi Fan Tutte or the Mass In C Minor during gestation are
likely to come out of the womb smarter than their peers ...’ (South China Morning
Post, August 25, 2000). Such devices exploit the epistemic authority of science in
modern society to lend credibility to the legend.
Scientific legends are particularly interesting because they offer two points of com-
parison that allow us to understand more precisely how ideas evolve as they diffuse.
They offer a normative comparison because they allow us to contrast understandings
of expert scientists and the lay public, and they offer a specific temporal comparison
because we can often locate the original study upon which a scientific legend is based.
Thus, although the ME is surely related to ancient, deep-seated cultural ideas about the
beneficial powers of music, it is a more circumscribed phenomenon whose central
attributes (e.g., the label ‘Mozart effect’, the often-cited references to a specific study)
1
Moscovici and other authors (Bruer, 1999; Kagan, 1998) have used the term ‘myth’ to label similar concepts; in this
usage, the term often has the connotation of an untrue belief. In folklore studies, the discipline that most often studies this
kind of widespread belief, myths and legends both describe narratives that people tell as true, but myths are sacred stories
set in a remote past peopled by non-human characters and embodying foundational beliefs, whereas legends are set in the
world of today and involve humans (Dundes, 1984, p. 9). Thus we find ‘legend’ more appropriate than ‘myth’, although
both terms suggest narrative form. We note that many examples of widespread beliefs about science, including the ME,
contain both narrative (‘In a scientific study, researchers found that playing Mozart to children enhanced their intelligence’)
and factual (‘playing Mozart makes kids smarter’) components.
5
can be traced to a certain point in time. In typical research on rumours and urban
legends (e.g., Brunvand, 1981) it is difficult to isolate the ‘original’ version of a rumour
or legend. By studying diffusion of a scientific legend, we can find its original version
(the original scientific study) and can watch as it diffuses and evolves in the environ-
ment. Scientific legends thus provide a unique opportunity to view the entire life-
course of a social representation. In what follows, we describe the evolution of the ME
in science and lay culture before presenting our studies.
Research questions
We present here three empirical studies. Our first study concerned the genesis and
evolution of the ME. Many scientific articles receive attention in popular culture, but
not all of these become scientific legends. How successful was the ME in relation to
other scientific articles? And how did interest in the ME evolve over time? These
questions were addressed in Study 1.
In Study 2, we sought to account for the diffusion of the ME. Why was it so
successful compared to other scientific studies? Many approaches to diffusion suggest
that shared concerns or anxieties in a community are an important factor influencing
the spread of an idea. Guided by this assumption, we showed that widespread public
concern in the US about early childhood development may have created a demand for
information that helped the ME to thrive.
In Study 3, we looked at how the content of the original ME idea evolved over time.
A central focus of social representations theory is that popularization of science makes
unfamiliar ideas familiar by anchoring them in shared frameworks and beliefs, thereby
transforming their content. The ME has been discussed in hundreds of newspaper
articles since its appearance. How do these depictions differ in content from the
original scientific findings, and do they converge over time on a core version?
All three studies involve media analyses of daily newspapers using a commercially
available database, Dow Jones Interactive, which supports full-text searches of thou-
sands of English-language periodicals around the world.2 We used media analyses
because many scholars have emphasized the role of the mass media in the diffusion of
legends and social representations in popular culture (Dégh, 1994; Flick, 1998a). The
term ‘popular culture’ is, of course, a gloss for a number of different groups (e.g.,
publishers, legislators, advertisers, educators, interest groups), but we did not analyse
their relations in detail, nor did we answer questions about the patterns of influence
between these groups (e.g., agenda-setting; McCombs, 1981). Because we were inter-
ested in the diffusion and reconstruction of scientific findings in popular culture,
newspapers were a convenient and face valid way of tracing such ideas.
Results
On average, citation rates for MSTP were 11.4 times higher than for the other reports,
t(9) = 38.1, p < .001. Table 1 also shows the number of times each report was cited in
1993, the year of publication. MSTP was cited seven times in 1993, not significantly
more often than the average of other reports (5.8 times), t(9) = 1, n.s. However,
citations in 1993 are only 9% of the total number of MSTP citations, whereas they make
up 90% of citations on average for the other reports, t(9) = 6.5, p < .001.
Results
Figure 1 depicts media interest in the ME over time, along with prominent events in
the genesis of the ME as a scientific legend.
Several features are worth noting. First, public events relating to the ME were
accompanied by spikes in media interest. Secondly, there are qualitatively different
phases in interest. Initial interest was ephemeral and tightly bound to the publication
of scientific results (e.g., until 1997.3). A stable shift in media interest only occurred
with events such as the publication of a pop psychology book on the ME (Campbell,
1997) or legislative action (the Georgia and Florida bills); these are all non-scientific
8
9
Figure 1. Media interest in the Mozart Effect by year and by quarter (expressed as number of articles
per million articles). Relevant events are graphed by the quarter of their occurrence.
events. The biggest single spike of interest in the ME was generated by the publication
of the meta-analysis refuting the ME (Chabris, 1999), which coincided with the release
of a book by one of the authors of MSTP (Shaw, 1999) and a book debunking the
widespread belief that early experience is crucial for development (Bruer, 1999). After
that, there was a gradual decline of interest until the present, with the exception of
2000.4, when another pop psychology book was published (Campbell, 2000).
not differ radically from other scientific reports. The question remains, however, why
the ME took hold in popular culture. This is addressed in Study 2.
Method
There were 34 US states sufficiently represented in the database for our analyses. The
other states had no newspapers in the database with complete textual content. For
each of these 34 states, we computed a measure of media interest in the ME (i.e., the
11
total count of ME articles per million articles over a period of eight years from October
14, 1993 to October 13, 2001). This count was obtained by dividing the total number
of articles on the ME in state newspapers by the total number of articles in those
newspapers and multiplying the result by one million. To get the most representative
measure, we used all the state newspapers that were available in the database for each
state—from one to five different newspapers per state.
We used measures of educational performance and spending in these states as proxy
variables for educational problems. We collected data on the following indexes:
(1) National test scores from fourth and eighth-grade reading and maths tests in 1990 and 1992
(Grissmer et al., 2000).
(2) Spending per pupil in 1990 (Grissmer et al., 2000).
These variables consistently loaded together in a factor analysis, and demonstrated
high multicollinearity in a regression, so we averaged ranks on each variable into a
single composite (Cronbach’s α = .92).
(3) 1990 teacher salary (Census Bureau, http://www.census.gov/statab/www/ranks.html). We
divided teacher salaries in each state by per capita income in that state to control for state-level
differences in income.
We assumed that the lower a state ranks on these variables, the greater the level of
collective anxiety with primary education in that state. We also collected data on state
gross domestic product (GDP) and population. These variables were used to control
for some potential confounds: states that are larger and wealthier may organize their
educational system differently. The proxy and control variables were entered as predic-
tors into four different ordinary least-squares (OLS) regression equations, with the state
rank on count of ME articles per million articles as a dependent variable.
Results
Both proxy variables for educational concern emerged as significant predictors of
media interest (see Table 2).
12
Discussion
Measures of academic performance and spending on education predicted interest in
the ME by state. If these are appropriate proxy variables for anxiety about childhood
education, then we have shown that such anxiety is significantly related to the diffu-
sion of the ME. Collective anxieties about childhood education in states with low
elementary school funding and performance may have created a desire to take some
kind of action to alleviate the anxiety. The ME suggests simple actions that parents can
take to remove the anxiety of raising their children in a state that is experiencing
problems in childhood education. To our knowledge, these results are unique in
systematically relating varying rates of propagation with varying levels of concern
across a population. And they support the idea that scientific legends propagate in the
way that rumours and legends have been predicted to propagate.
However, although our analysis shows that interest in the ME is higher in states that
are experiencing problems in childhood education, it does not directly demonstrate
the role of anxiety in mediating this interest. As a result, the analysis is subject to
alternate interpretations, which although possible, we believe are less likely. Perhaps,
for example, states with low teacher salaries, pupil funding and test scores are filled
with people who are uneducated and thus easier to sway with seemingly miraculous
‘scientific’ claims about the ME. But our control variables make this interpretation less
likely: if a state is filled with uneducated people, we would expect average wages to be
low, so this effect should be largely captured by our GDP variable. Or perhaps states
with lower teacher salaries have made a conscious decision that childhood education
is unimportant. In this case, our regression results would actually suggest that states
with less interest and anxiety about childhood education are more interested in the ME.
But even if a state has decided to be frugal in its financial expenditures, its interest in the
ME is hard to explain without assuming some mediating role of anxiety: why should
people be interested in a solution—even a frugal one—if they do not perceive there is a
problem? The analysis in Study 3 supports the interpretation that the ME was seen as a
solution to a problem by showing that its content evolved over time in a way that made it
seem more suitable as a solution to the problem of childhood intellectual development.
If people are more interested in the ME when they are less concerned about childhood
education, then it is difficult to explain this child-focused evolution in content.
We note one other caveat: even if anxiety does increase the spread of the ME, this
may not support theories that assume other kinds of rumours and legends propagate
because of anxiety. The ME is unusual because it apparently offers a specific ‘solution’
to a pressing social problem, whereas many rumours and legends simply inform people
of a problem without offering a solution. Finding that solutions propagate in response
to anxiety is not the same as finding that problems do so.
Method
The 478 articles in the Study 1b sample were analysed by year. For each year, the
percentage of the total number of articles referring to college students, children and
babies was computed. For college students, we used the search terms ‘college stu-
dent’, ‘undergraduate’ and ‘student’. We eliminated spurious references to students
other than college students (i.e., cases where it was clear that college students were
not being referred to). For children, we used the search terms ‘child’ or ‘children’. For
babies, we used the search terms ‘baby’, ‘newborn’ and ‘infant’.
Results
Results are shown in Figure 2 as the percentage of total ME articles per year mention-
ing each population type. The original population studied, college students, showed a
steadily decreasing trend in percentage of mentions from 80% in 1994 to around 30%
after 2000. We calculated the correlation between percentage and year, and it was
significantly negative (r = −.79, p < .05). The percentage of total articles mentioning
children increased rapidly from 1994 to 1995 and fluctuated at around 80% after that
(r = .68, p < .05). The percentage of total articles mentioning babies increased steadily
from 0 in 1995 to 55% in 1999 and fluctuated around that level afterwards (r = .87,
p < .01).
Discussion
Over time, the association between the ME and its original population, college stu-
dents, decreased, whereas associations with children and babies increased. The latter
two associations compose successively more extreme examples of the evolution of the
original scientific finding. The association with children, which rapidly increases then
stabilizes, is at least partially due to the research showing that keyboard lessons
increase spatial reasoning performance in preschool children (Rauscher et al., 1997).
This can be considered a distortion of the original finding because the ME in its
‘narrow’ sense (i.e., that listening to classical music improves performance) has never
been tested on children. This fact is confused in some articles, one of which states that
MSTP showed that ‘listening to brief snatches of Mozart appeared to have a short-term
effect on the spatial intelligence of preschoolers’ (Newsday, December 17, 1995,
14
Figure 2. Trends in association of the Mozart Effect with college students, children and babies by
year. Percentages of the total number of newspaper articles mentioning these populations are shown.
added italics). However, if we adapt a ‘broader’, more lenient definition of the ME,
then both college students and children are populations that have been associated with
the ME in scientific research. Interestingly, however, the legend selected only the latter
population as it evolved, an effect consistent with Study 2’s test of motivational factors
in diffusion.
The most striking finding is the increasing association of the ME with infants. There
is no scientific research whatsoever linking music and intelligence in infants, and yet,
from 1997 onwards, more articles mentioned infants than college students. It should
be noted that not all articles that mention infants or children erroneously report
scientific research on these populations. Nevertheless, the presence of a given popu-
lation in an article on the ME is a good indicator of where people perceive the ME to be
most relevant.
All these transformations can be described as ‘mutations’ that are consistent with the
culturally prevalent myth of infant determinism (Kagan, 1998) and related concern for
early childhood development (Bruer, 1999). Thus, these results extend the findings of
Studies 1 and 2 by showing that ideas adapt to the psychological environment of their
hosts.
Interestingly, the period in which media interest in the ME shifted in magnitude (Fig.
1, 97.4–98.4) was slightly lagged in relation to the transformations of content in Figure
2 (which were most marked between 1994 and 1997). In other words, sustained media
interest seemed to increase only after the contents were transformed. It is tempting
to speculate whether such transformation is a precondition for large-scale diffusion.
Moscovici (1984) suggested that unfamiliar ideas might have to be anchored in existing
frames of belief in order to be communicable. Here, an analogous phenomenon may
have occurred: the ME might have diffused widely only after mutations increased its
relevance to ambient concerns.
15
GENERAL DISCUSSION
disease. It has been labelled the ‘French paradox’, after the finding that the French
have lower levels of cardiovascular disease than Americans, despite a diet rich in fat.
The French paradox diffused widely in the US after a television show reported on the
subject. From a functional point of view, we might say that the widespread diffusion of
a scientific legend is not unlike the phase where an innovation is adopted by an
increasing number of users (Rogers, 1995). Thus, the growth phase may reflect the
‘discovery’ of the apparent usefulness of the ME. On the other hand, many social
theorists have contended that the very act of communicating creates and reinforces
social bonds (Dunbar, 1993). This factor may be particularly important in the case of
the ME, especially given its anxiety-alleviating function. The diffusion of the ME may
have been accelerated by the simple fact that it allowed people to talk about their
shared concerns with their children’s intellectual development.
The decline phase reflects diminishing media interest. Decline happens when the
finding has become so well-known that it is no longer of interest; it has become ‘old
news’, part of common knowledge. The erstwhile revolutionary finding has stabilized
as a part of culture (Sperber, 1990). In this phase it may be evoked in the media as a
cliché or even ridiculed: ‘Remember when a study came out suggesting that classical
music helps children think better, spawning a cottage industry of classical music
videotapes and CDs designed to help infants, and even fetuses, think better?’ (The
Plain Dealer, September 26, 2000). We find it ironic that, only a few years after
enthusiastically reporting the ME, media discourse switched to scepticism and incredu-
lous reminiscences (e.g., ‘remember when. . .’).3
What leads to the decline phase? In the case of the ME, a seemingly obvious answer
would be debunking by authoritative scientific research. The spike of media interest in
the last quarter of 1999 (see Fig. 1) coincides with the release of several scientific
publications related to the ME and directly challenging its truth. But debunking may
not have to occur for an idea to decline. Instead, decline may be an almost necessary
consequence of widespread diffusion. The more an idea diffuses, the more people
know about it; the idea loses the novelty that gives it value as social exchange and
therefore people may become less interested in communicating about it (e.g., Medalia
& Larsen, 1958). This observation would suggest that instead of being a central causal
factor precipitating the decline of an idea, debunking might just be one manifesta-
tion of the decline phase. The dynamics of decline suggested here resemble those
described by research on clichés, words or expressions that have become stereotyped
and meaningless by the very fact of their widespread use (Pickrel, 1985).
This kind of life-cycle model explicates the functional nature of widespread beliefs.
It specifies the trajectory of an idea between the uncertainty, unfamiliarity and novelty
that characterizes science and the mundane, cliché character of common sense. It
provides a more precise formulation of the often-cited observation that social represen-
tations function to ‘make the unfamiliar familiar’ (Moscovici, 1984). And it captures the
dynamic and regenerative character of ideas in modern society (Flick, 1998b). More-
over, it is consistent with well established findings on the diffusion of innovations
(Rogers, 1995) and could be adapted to encompass phenomena of resistance to new
technologies (Bauer, 1995; Wagner et al., 2002). Public attitudes towards scientific
findings may depend on their phase of diffusion. Attitudes in the emergence phase
3
We have observed this kind of rhetorical question for a number of other popular beliefs: ‘Remember the French
paradox?’ appeared in an article on health benefits of drinking tea (Omaha World-Herald, December 12, 1998);
‘Remember oat bran?’ appeared in an article on health benefits of oats (CNN Online, January 6, 1995). Such an appeal to
collective memory may be a rhetorical device often associated with beliefs in their decline phase.
17
Acknowledgements
The first author was supported by an Advanced Researchers Fellowship (No. 8210-061238) from
the Swiss National Science Foundation. Parts of this research were presented at the 6th Inter-
national Conference on Social Representations, August 2002, Stirling, Scotland, UK. We thank
two anonymous reviewers, members of the Culture Collaboratory of the Psychology Department
and seminar participants at the Graduate School of Business at Stanford University for their
helpful comments on this work.
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