Study Material Law of Evidence-II B.A.Ll. B (Hons) Vi Semester Unit-3 Estoppel
Study Material Law of Evidence-II B.A.Ll. B (Hons) Vi Semester Unit-3 Estoppel
Study Material Law of Evidence-II B.A.Ll. B (Hons) Vi Semester Unit-3 Estoppel
Javaid Talib
Prof. Md. Ashraf
Study Material
Law of Evidence- II
B.A.LL. B (HONS) VI SEMESTER
Unit-3
Estoppel
Doctrine of Estoppel is that provision which prohibits a person from giving false
evidence by preventing them from making contradicting statements in a Court of
Law. The objective of this doctrine is to avert the commission of fraud by one
person against another person. This doctrine holds a person accountable for false
representations made by him, either through his words or through his conduct.
Section 115
Estoppel : This section incorporates the meaning of estoppel as when one person
either by his act or omission, or by declaration, has made another person believe
something to be true and persuaded that person to act upon it, then in no case can
he or his representative deny the truth of that thing later in the suit or in the
proceedings. In simple words, estoppel means one cannot contradict, deny or
declare to be false the previous statement made by him in the Court.
Example:
1. Simran, a leading entrepreneur, wants to buy a car. Raj is her good friend
who owns a classic car of great worth. When Simran contacts Raj to help
her in purchasing a car, he says that she can buy his car which he has been
planning to sell for some time now. Simran buys his car. Later on, the car
becomes Raj’s property. Raj takes the defence that when he sold that car
to Simran, he had no title over it. The court held that Raj would be liable
and will have to prove his want of title.
2. If Thanos is an employee of company XYZ but in court, he denies to be an
employee of that company, then, later on he could not claim the salaries
and emoluments from that company.
3. A, an agent of C, mortgaged his property to B which he was in the
possession of but was not the owner. B, the mortgagee, in good faith,
believing the representation to be true took the mortgage. Thereafter, he
obtained a decree and the property was sold. The real owner of the
property, C, claimed that it was his property and that A had no power to
mortgage them. The court would stop A from making such a claim under
the doctrine of estoppel.
4. M, a tenant in the house of N, falsely representing to Q that he had
transferable rights over the property and thereafter transferring property to
Prof. Javaid Talib
Prof. Md. Ashraf
N, later on, cannot claim that he had no transferable interest in the property.
He would be estopped from doing so under the doctrine of estoppel.
Principles of Estoppel
Conditions for application of Doctrine of Estoppel
The following conditions are to be satisfied in order to apply the doctrine of
estoppel:
Nature of estoppel
Types of Estoppel
Estoppel by a matter of Record or Quasi-record
Alike res judicata once a court has given the judgement, the parties, their
representatives, their executors, etc. all are bound by that decision. This doctrine
stops the parties to a case, from raising another suit in the same matter or to
dispute the facts of the case after the decision has been made by the court.
Situations where estoppel by record or quasi record arises are as follows:
1. Where the dispute between the parties on the facts have been decided upon
by the tribunal which was entitled to take decision in the particular case,
and when the same dispute arises again in the matter subsequent to the first
one, between the same parties;
2. Where the issue raised between the parties which has been resolved by the
judiciary, incidentally comes again into question in the subsequent
proceedings between the same party.
Prof. Javaid Talib
Prof. Md. Ashraf
3. Where an issue raised on the facts, affecting the status of the person or
thing, has been willing determined in a manner that in the final decision it
be included as a substantive part of the judgment in rem of the tribunal that
has been setup to decide the particular case. This should take place when
the same issue comes directly in question in subsequent civil proceedings
between any party whatever.
For example, if Nano has been held guilty in a murder case, then neither he, nor
his representative, Mantro, nor his executor Berna, would be allowed to raise a
suit again in the same matter. Parties are stopped from doing so under this
doctrine.
This doctrine has been dealt in:
Section 11 to 14 of the Code of Civil Procedure, and
Section 40 to 44 of the Indian Evidence Act, 1872.
The judgements by the court can be of two types
Judgements in rem
Delivered by a competent jurisdiction, this type of judgements tells about the
status of the person or a thing. For example, family court dissolving or
establishing a marriage. Irrespective of whether the parties belong to the case or
not, a judgement in rem is binding on all.
Judgement in personam
The judgements which are binding on the parties and their privies, and which
determines the rights of the parties to a suit or the proceedings are called
judgements in personam.
Judgement not falling under the said jurisdiction
In case if the judgement given by the court does not fall under the respective
jurisdiction then the application of the doctrine of estoppel will have no
effect. Section 44 of the Indian Evidence Act, 1872 states that in case the party
wants to avoid the application of the doctrine of estoppel, he/she can plead that
the court delivering the judgement has no jurisdiction over the matter or that it is
fraudulently doing so.
Estoppel by Deed
It is the concept where two parties enter into an agreement by way of a deed as to
certain facts. This implies that neither he nor his representatives or any person
claiming under him can deny the facts mentioned and agreed in the deed.
For example, Mickey Shroff decided to make his will in favor of his two sons,
Lion Shroff and Wolf Shroff, and his daughter’s son Deer Shroff. Lion Shroff
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Prof. Md. Ashraf
induced some third person to buy Deer Shroff’s share of the property. This deed
was attested by Wolf Shroff who was not aware of the facts mentioned in the
deed. Deer Shroff died without giving birth to a male child. Lion Shroff filed a
suit to recover the property from the third party. Here Lion Shroff would be
estopped but not Wolf Shroff as Wolf was not aware of the facts of the deed.
Estoppel by Pais or Estoppel by Conduct
The elucidated meaning of ‘Estoppel by Pias’ is ‘Estoppel in the Country’ or
‘Estoppel before the public’. It has been discussed in Ss. 115 to 117.
Estoppel by conduct means when a person through agreement, misrepresentation
or negligence makes the other person believe in certain things upon which the
other person had taken some action causing a change in their current situation,
then the first person cannot deny the veracity of the statements given by him in
the latter stages.
In the case of Sardar Chand Singh v. Commissioner; Burdwan Division, Chang
Singh, the Managing Director of Messrs., was denied any revolver license as he
was accused in a gruesome murder case and other cases. When the District
Magistrate issued an order that he could not hold any revolver license on the
grounds of public order and safety, Chand made no appeal. This planted a
reasonable belief that he has consented to it. Later on when makes an application
to the District Magistrate to reconsider his case, it was denied following the
doctrine of ‘Estoppel by Conduct’.
Difference Between Issue Estoppel and Res Judicata
Res judicata is the final decision made by the court. It prevents the parties from
relitigating the issues that were or could have been raised in the specific case.
Whereas, the issue estoppel is a legal principle which says that even if the court
has made a decision the relitigating of that issue would be prohibited on a
different course of action involving either of the parties from the first case.
Prof. Javaid Talib
Prof. Md. Ashraf
Sl.
Estoppel Res judicata
No.
Estoppel is that rule which Res judicata is that principle which prohibits the
prohibits a person from other courts from deciding on the same matter,
1.
contradicting what was earlier between the same parties which has already been
said by him in a court of law. decided by a competent court.
Estoppel bans a person from In this case, the court is banned from hearing the
5. rebutting what has been once cases which has already been decided by a
said by him before the court. competent court.
Estoppel prevents the parties Res judicata prevents the court from performing
from performing certain acts certain action which is dealing with the same case
6.
which is denying to what was which has already been decided by some other
earlier said by him. court.
The principle of estoppel has
The principle of res judicata has been
been incorporated from sections,
7. incorporated under section 11 of the Code of
115 to 117 of the Indian
Civil procedure, 1908.
Evidence Act, 1872.
Sl.
Estoppel Promissory Estoppel
No.
Estoppel has been dealt in section 115 There exists no provision in the Indian
3. to 117 of the Indian Evidence Act, Evidence Act, 1872 which defines
1872. promissory estoppel.
It is not necessary for the parties to In the case of waiver, the parties involved
3. know the truth or have the knowledge of have the knowledge of the real facts and
the reality. they know the truth.
representation to B and planting his faith in it, B has acted upon the
representation, then only he can claim the plea of the doctrine of estoppel. Some
third party, suppose C cannot take advantage of the same.
Also, it is not sufficient that the party to whom the representation was made has
acted upon it by believing it to be true, it has to be proved that the representation
has influenced him and based on that influence he has altered his position.
The party making the representation can also revoke it
The party making the representation can anytime withdraw it even if it has been
acted upon by the party to whom it was made. After withdrawal the party can
make the same representation to some other party, acting in a manner that it has
never been previously made.
Representation after alteration in position
It is important that the party to whom the representation was made had altered his
position based on his belief in the representation made to him. Representation
after alteration in position would not allow a party to seek the claim of estoppel.
When an agent makes a representation
Representation made by the agent who was appointed by the principal to act on
behalf of him will invite the pea of estoppel and it would be as much effectual as
it would have been when made by the principal himself.
Party must act
It is imperative that the party to whom the representation is being made acts upon
it by having considered it to be true. The motive and knowledge of the subject on
which the representation is being made may not be known to the party who is
making it.
Representation by words
Cases of representation made through conduct or made negligently by the party
are more common than that of those made through words or statements. In a case
where the reversioner of the widow along with the widow fraudulently
misrepresented that the widow was a major and competent to handle her deceased
husband’s business. The plaintiff believing this to be true entered into a contract
with the widow. In the suit filed, the defendant was estopped from claiming that
at the time of entering into the contract, the widow was a minor.
Representation through action or conduct
Representation under estoppel means that a party through his actions or conduct
has intimated the other party that his actions is true and needs to be acted upon.
Prof. Javaid Talib
Prof. Md. Ashraf
The act should induce the other person to perform the act which he would
otherwise have not done.
In Mohammad Imdadullah v. Mt. Bishmillah, Mohammeden acquired a piece
of land in order to construct a school. For many years he made others believe that
he has been carrying out this work under the authority of some other school.
When he wanted to transfer the school building for making it an orphanage, the
court estopped him from doing so.
In Mahboob Sahab v. Syed Ismail the son of the Muslim father attested the deed
in the sale of land by his father. The son at the time of attesting the deed raised
no questions although he knew that it was not in his interest. So, later on when he
filed a suit, he was estopped from challenging the sale.
Who can take advantage?
Under the doctrine of estoppel, the party who is making the representation, to
whom the representation was made or to whom it was intended to be made can
seek advantage. In case the representation is general in nature then any party can
take advantage.
Evidence as a rule of law
As laid down in the case of Maritime E. Co. v. General Diaries that estoppel is
only a rule of evidence which can bring the party to an action. It cannot give rise
to a cause of action.
In Hard M.B. v. H. Electricity Supply Co. the court held that since estoppel is
only a rule of evidence which can be pleaded under certain circumstances, it
cannot be used to discharge a party from the legal obligation to obey a law.
Estoppel when applied to Educational Institutions
In Sanatan Gauda v. Bharampur University, the student took admission in a law
college and successfully complete his two years. In his final year university
objected from releasing his result of the pre and intermediate examination on the
ground that he is not eligible to do so. The Student had submitted all the required
documents at the time of admission and also has obtained the card for writing his
final examination. The court declared that the university would be estopped from
doing so, i.e. declaring the result of that student.
In Kumar Nilofar Insaf (Dr.) v. State of Madhya Pradesh, while taking the
admission in the medical college, the college released a merit list for house-job.
When the same merit list was released for the admission in the M.D. course, the
plaintiff filed a suit. The court estopped the plaintiff since he had consented to the
first merit list.
Prof. Javaid Talib
Prof. Md. Ashraf
Section 116
Estoppel of tenant; and of licensee of person in possession: No tenant of
immovable property, or person claiming through such tenant, shall, during the
continuance of the tenancy, be permitted to deny that the landlord of such tenant
had, at the beginning of the tenancy, a title to such immovable property; and no
person who came upon any immovable property by the licence of the person in
possession thereof, shall be permitted to deny that such person had a title to such
possession at the time when such licence was given.
The section states that during the continuance of the tenancy, the tenant of the
immovable property or any person claiming through such tenancy can deny to the
fact that at the beginning of the tenancy it was the landlord who had the title over
the immovable property. Further, the Section also explains that a person who
came upon an immovable property by the license cannot deny the fact that the
person from whom he got the license, that is, in whose possession the immovable
property, had the title at the time when he got his license.
Tenant- landlord relationship
A relationship between a tenant and a landlord can be created either by written
contract or verbal contract. The beginning of the tenancy can be marked by the
taking of possession of the land, or by the payment of rent, or other
circumstances.
If X leases his land to Y and Y takes the possession and starts paying the rent and
later on X sales the land to Z, then Y can make his payment to Z. Here, Y and Z
have formed the tenant-landlord relationship.
Scope of section 116
It is concerned with those estoppels which occurs between:
Tenant and his landlord
Licensor and licensee
Title of the landlord cannot be denied
Once a tenant enters into a relationship of landlord and tenant, receives the
possession of the property and finally enters into the premise, during the period
of such possession may deny to things or course of action by the landlord which
is against to what was mentioned in the agreement. A tenant in no case claim that
the landlord has no title over the property.
In Moti Lal v. Yar Md, the judge said that the tenant cannot say that the landlord
has no more interest in the property when the landlord filed a suit for default
payment and ejectment. It is only after leaving the possession can the holding of
title by the landlord be questioned as mentioned in Suraj Bali Ram v. Dhani Ram.
Prof. Javaid Talib
Prof. Md. Ashraf
In Sri S.K. Sharma v. Mahesh Kumar Verma, where defendant upon attaining a
higher post was allotted a premise by the railway company. In the case, it was
said that even when it was not known whether the land belonged to the railway
company or not, the officer will have to evacuate the premises after retirement.
Can landlord plead estoppel?
In the following situations, the landlord can plead estoppel:
When the tenancy itself stands disputed then the tenant can challenge the
landlord’s title on the property. The tenant would not be estopped from
doing so.
In cases where the tenancy has been moved by fraud, coercion,
misrepresentation or mistake.
If no such circumstances occur than the tenants would be restricted by the
doctrine of estoppel. However, the tenants are always at liberty to overturn the
lease or change its status as a lessee.
The Case is similar in the licensor- licensee relationship.
In E. Parashuram v. V. Doraiswamy, the Bangalore Mahanagar Palike owned
land which was leased to Mr. Dhanpal for the period of next 10 years. It was
found that Mr. Dhanpal had decreed the land to Mr. Doraiswamy. A decree was
passed in the name of Mr. Dhanpal whereby the vendors were directed to execute
the reconveyance of deed in Dhanpal’s favour. Thereafter, pursuant to the orders,
all the documents were to be kept in Dhanpal’s possession. Sooner it was found
that the vendors were trying to claim ownership over the property. This was
brought to the notice of the assignee, Mr. Doraiswamy, who filed a suit of eviction
in court.
In the second instance regarding the purchasing of land by Mr. Doraiswamy, it
was found that at the initial stage, the signature of Mr. Doraiswamy was also
taken along with Mr. Dhanpal and when this mistake was rectified by the
corporation by deleting the signature of Mr. Doraiswamy, he challenged it.
The court in the first instance upheld that the landlord could not be denied the
title to the land even though certain disputes still remain unresolved with the
corporation. In the second instance, the court said that no mural relationship
existed and thus exceptions under Section 116 of the Indian Evidence Act cannot
be pleaded.
Estoppel applied when tenancy is in existence
In Udai Pratap v. Krishna Pradhan, the continuance of tenancy was defined as
a period during which the tenant enjoys the possession of the property and is
seeking benefits from it.
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Prof. Md. Ashraf
The Tenant cannot deny the title to the landlord, neither at the beginning of the
tenancy nor during its continuance. The Tenant would be estopped from denying
the title of the landlord only when the tenancy is continuing. Once the tenancy
ceases to exist, the tenant will have the right to deny title to the landlord.
For example, HUM is the tenant of land which belongs to TUM. As soon as HUM
takes possession of the property, the tenancy comes into existence and continues
until it comes to an end. During this TUM cannot be denied title to the property
by HUM. But once the tenancy lapses, HUM will have the right to question the
interest of TUM in the property.
Title at the beginning
The tenant cannot deny the title to the landlord at the beginning of the tenancy.
However, tenants can exercise certain powers like:
He would not be estopped from claiming that on the death of the landlord
the property would be transferred or the title would be delegated to the
tenant and not to some third party.
He can prove that till the day before signing the lease, the landlord had no
title over it.
The tenant can prove that during the tenancy period the landlord lost his
title over the property either through his acts or because he was barred by
the law.
Licensor- Licensee relationship
In licensor- licensee relationship the same rule operates like that in the landlord-
tenant relationship. When a licensee obtains the possession through licence
cannot deny the title to the licensor unless the relationship ceases to exist.
A allowed B to use the washroom in his backyard. B fraudulently made the
duplicate keys of those washrooms and refused to vacate. In court A cannot in his
suit for ejectment say that B holds no title over those washrooms as he was the
one who gave him access to them.
Estoppel in mortgagor- mortgagee relationship
When upon the contract of mortgage, a property has been mortgaged by one
person to another and the person to whom it has been mortgaged, i.e. the
mortgagee, has taken possession, then the parties to the contract cannot deny the
right of each other under the contract as proposed in Arjun Singh v.
Mahasaband.
In a situation where the mortgage is about the end and payment has to be made
by the mortgagee, in that period if the mortgagee claims that the mortgagor seems
to have no interest in the property, he would be estopped from doing so. The rule
Prof. Javaid Talib
Prof. Md. Ashraf
Child:
Although no age limit has been fixed, a child even of six or seven years of age
may be permitted to testify if the court is satisfied that a child has sufficient
capacity to give rational answer. With respect to child the competence of
understanding questions and giving rational answers have been main criteria,
Which the court must by preliminary test verify before recording evidence. Even
in the absence of oath the evidence of a child witness can be considered under
section 118 provided that such witness is able to understand the questions and
able to give rational answers thereof. The competency to testify assumes great
significance when the witness is a child. There is no bar in accepting the
testimony of a child witness but rule of prudence requires that it should be
corroborated.
Long back the Privy Council had also considered the matter of a child witness
who are most dangerous witness for tenderness of age. “They are capable of
cramming things easily and reproducing them. They repeat as to their own
knowledge that they have heard from others and are greatly influenced for fear of
punishment, by hope of reward and by desire of notoriety.” Their Lordships held
that it is a sound rule in practice not to act on uncorroborated evidence of a child,
whether sworn or unsworn, but this rule is of prudence and not of law.
Therefore, the evidence of a child witness is to be taken with great caution. The
Supreme Court has also laid emphasis in various decisions that adequate
corroboration of testimony and development of sufficient understanding of facts
are essential when a witness is a child. The evidence of a child witness is not
required to be rejected per se but the court as a rule of prudence considers such
evidence with close scrutiny and only on being convinced about the quality
thereof and rationality can record conviction, based thereon. It is also an accepted
norm that if after careful scrutiny of their evidence the court comes to conclusion
that there is an impress of truth in it, there is no obstacle in the way accepting the
evidence of a child witness.
“The decision of the question whether the child witness has sufficient intelligence
primarily rests with the trial judge who notices his manners, his apparent
possession or back of intelligence, and the said judge may short to any
examination while will tend to disclose his capacity and intelligence as well as
his understanding of the obligation of an oath. The decision of the trial court may,
however, be disturbed by the higher court if from what is preserved in the already
it is clear his conclusion was erroneous.”
Prof. Javaid Talib
Prof. Md. Ashraf
Suggested Readings:
1. Indian Evidence Act, 1872 (Relevant Statutory Provisions)
2. Monir : Law of Evidence
3. Batuk Lal : Law of Evidence
4. Ratan Lal & Dhiraj Lal : Law of Evidence
5. Avtar Singh : Principle of Law of Evidence
6. Tandon : Indian Evidence Act
7. R. Dayal : Indian Evidence Act
8. Dr. Satish Chandra : Indian Evidence Act