Indicator PVR Manuscript
Indicator PVR Manuscript
Indicator PVR Manuscript
Tetralogy of Fallot
Jouke P. Bokma MD1,2; Tal Geva MD3; Lynn A. Sleeper ScD3; Sonya V. Babu-Narayan MB BS BSc
FRCP PhD4; Rachel M. Wald MD5; Kelsey Hickey3; Katrijn Jansen MD5; Rebecca E. Wassall MSc4;
Minmin Lu MS3; Michael A. Gatzoulis MD PhD4; Barbara J.M. Mulder MD PhD1,2; Anne Marie Valente
MD3
5 Toronto Congenital Cardiac Centre for Adults, Peter Munk Cardiac Centre, Toronto, Ontario,
Canada
Corresponding author:
E-mail: anne.valente@cardio.chboston.org
Abstract
Objective: To determine the association of pulmonary valve replacement (PVR) with death and
sustained ventricular tachycardia (VT) in patients with repaired tetralogy of Fallot (rTOF).
Methods: Subjects with rTOF and cardiac magnetic resonance (CMR) from an international registry
were included. A PVR propensity score was created to adjust for baseline differences. PVR consensus
criteria were pre-defined as pulmonary regurgitation >25% and ≥2 of the following criteria: right
ventricular (RV) end-diastolic volume >160 mL/m2, RV end-systolic volume >80 mL/m2, RV ejection
fraction (EF)<47%, left ventricular EF<55%, QRS duration>160 ms. The primary outcome included
(aborted) death and sustained VT. The secondary outcome included heart failure, nonsustained VT,
Results: In 977 rTOF subjects (age 26±15 years, 45% PVR, follow-up 5.3±3.1 years), the primary and
secondary outcome occurred in 41 and 88 subjects, respectively. The hazard ratio (HR) for subjects
with versus without PVR (time-varying covariate) was 0.65 (95% CI:0.31-1.36; p=0.25) for the primary
outcome and 1.43 (95% CI:0.83-2.46; p=0.19) for the secondary outcome after adjusting for
propensity and other factors. In subjects (n=426) not meeting consensus criteria, the HR for subjects
with (n=132) versus without (n=294) PVR was 2.53 (95% CI:0.79-8.06; p=0.12) for the primary
outcome and 2.31 (95% CI:1.07-4.97; p=0.03) for the secondary outcome.
Conclusion: In this large multicenter rTOF cohort, PVR was not associated with a reduced rate of
death and sustained VT at an average follow-up of 5.3 years. Additionally, there were more events
Key words: Congenital Heart Disease; Tetralogy of Fallot; Cardiovascular Magnetic Resonance
Imaging
2
Key questions
Pulmonary valve replacement (PVR) is highly effective in treating pulmonary regurgitation and
reducing RV volumes in patients with repaired tetralogy of Fallot (rTOF). However, it is not
In this large cohort study, PVR was not associated with a reduced rate of death or sustained
follow-up. Additionally, there were more events after PVR in subjects not meeting consensus
Our findings suggest a higher event rate after PVR in patients not meeting treatment criteria.
Importantly, this result should be confirmed over a longer period of time to inform timing of this
intervention.
3
Introduction
Pulmonary regurgitation (PR) occurs frequently after surgical repair of tetralogy of Fallot (TOF) and
often leads to right ventricular (RV) dilation.[1] Repaired TOF (rTOF) patients with progressive RV
dilation and dysfunction are at risk for arrhythmias, heart failure, and sudden cardiac death, generally
beginning in the third decade of life.[1,2] Pulmonary valve replacement (PVR) is highly effective in
treating PR and reducing RV volumes in the short-term;[3,4] yet prognostic benefits of PVR have not
been demonstrated in a prospective randomized clinical trial. Moreover, studies comparing outcomes
of PVR versus conservative management in matched cohorts found no clear differences in outcomes.
[5–7] However, these studies were not adequately powered and lacked quantitative assessment of the
RV.[5,6] Consequently, the role and timing of PVR in rTOF remain a subject of debate.[8–10] Current
European and American guidelines suggest PVR in asymptomatic patients with worsening
hemodynamic parameters, but offer no criteria with specific cut-offs to aid in the timing of PVR.[11,12]
normalization of RV volumes and/or function following PVR.[3,4,13] These observations led some
authors to suggest that PVR should be performed early on, utilizing more proactive criteria, to prevent
irreversible RV dysfunction and reduce the risk of arrhythmias.[14,15] On the other hand, PVR is
associated with several late risks including prosthetic valve dysfunction requiring reintervention,[4,16]
and endocarditis.[17] Furthermore, patients remain at risk for RV deterioration and clinical events
during mid-to-late follow-up after PVR.[18,19] Most importantly, patients with limited RV dilation and
dysfunction in the setting of PR, who might be considered for early PVR, are at low risk of adverse
The objectives of this study were to determine the association of PVR with freedom from major
adverse outcomes in patients with rTOF and to explore whether there might be a clinical benefit in
4
Methods
Subjects:
recruitment protocol, inclusion and exclusion criteria, and data collection and analysis in the core
laboratory has been published.[22] Briefly, subjects were included by participating centers using the
following inclusion criteria: (1) repaired TOF; (2) cardiovascular magnetic resonance (CMR) completed
between 1997 and 2010; (3) 12-lead electrocardiogram (ECG) within 1 year from CMR; and (4) clinical
intervals and more patients have been included since the trial design and original paper.[20,22]
Additional inclusion criteria for this analysis included: (1) CMR measurable RV volumes from cine
steady-state free precession (available since 2002), (2) no history of PVR prior to qualifying CMR, and
(3) in subjects who underwent PVR (surgical or percutaneous), CMR within 3 years prior to surgery.
Subjects who had experienced sustained ventricular tachycardia (VT) or aborted sudden death prior to
the qualifying CMR were excluded. Follow-up began at the date of the qualifying CMR. Each
Data collection:
For the INDICATOR registry, de-identified data were sent to the data-coordinating center, which
included a data repository, CMR core laboratory, and a statistical core.[22] Each participating center
updated clinical events until last hospital visit or death, including clinical events that occurred after
PVR, using case report forms. A 1.5-Tesla MR imaging scanner was used for CMR studies by
participating centers using a similar imaging protocol.[22] De-identified digital copies of the CMR
examinations were sent to the CMR core laboratory for analysis.[22] For all CMRs performed, RV and
left ventricular (LV) volumes and mass were measured in the ventricular short-axis plane as described
by Alfakih et al.[23] Biventricular stroke volumes and ejection fractions (EF) were calculated. Volumes
were adjusted for both body surface area (BSA) and BSA 1.3, to account for variances across a
Predefined guideline criteria for PVR were characterized as ‘proactive’ or ‘conservative’ approaches
based on available literature and by consensus of authors (Table 1). These approaches were then
used to examine potential associations between PVR and the defined outcomes within guidelines
5
subgroup (criteria met/not met).[13,18,20,25]
In a total of 252 subjects with missing PR fraction, and one with missing body mass index,
PVR-criteria status could not be obtained. All 170 subjects with PR fraction <25% were classified as
Outcomes:
The composite primary outcome consisted of all-cause mortality, aborted sudden cardiac death, or
outcome consisted of advanced heart failure class (NYHA III or IV), nonsustained VT (<30 s), or
sustained supraventricular tachycardia (ectopic atrial tachycardia, atrial flutter or atrial fibrillation). For
both outcomes, the time to the earliest occurring component defined the time to qualifying event.
Propensity score:
A propensity score for PVR was created to adjust for baseline differences between PVR and non-PVR
subjects (see Supplementary Tables 1,2 and table notes). A logistic regression model with PVR as the
outcome was used to generate propensity scores for all subjects. Variables that are potential
arguments for PVR (site, age at repair, era of repair (before or after 1980), age at CMR, RV end-
QRS duration) were included in the model. All variables in the propensity model were available in
>95% of subjects: mean or simple regression imputation was used for missing variables
Statistical analysis:
Categorical data were described as number with frequency and continuous data as median with
interquartile range (IQR) or mean with standard deviation, as appropriate. Differences in baseline
characteristics between PVR and non-PVR subjects and subjects with and without primary and
secondary outcome were analyzed by independent samples t-test, Wilcoxon rank sum test, Fisher
exact test, or chi-square test, as appropriate. Time to the occurrence of the primary and secondary
outcomes was analyzed using multivariable Cox hazards regression analysis with PVR (time-
dependent) and propensity score as covariates. In addition, other variables related to the outcome
(e.g., arrhythmias) after stepwise forward selection were included as time-dependent covariates in the
survival model. A secondary analysis was performed using 1:1 matching on propensity score, with
difference in score of less than 0.09 (a quarter of the mean difference) between PVR and non-PVR
6
pairs. A frailty failure time model was used to estimate the association of PVR with outcomes in the 1:1
matched cohort, with adjustment for other risk factors. The frailty model takes the matched design into
account by assuming correlation between events within the same pair, rather than assuming
criteria status and PVR with respect to the primary and secondary outcomes was examined in subjects
for whom data regarding PVR-criteria were available, using a test of interaction between PVR criteria
Statistical analyses were performed using SAS version 9.3 (SAS Institute, Cary, NC) and R
version 3.2.1. A two-sided P-value <0.05 was considered to indicate statistical significance.
Results
Of the 1358 subjects enrolled in the INDICATOR cohort, 977 met the study inclusion criteria
(Figure 1)(Table 2). A total of 440 subjects underwent PVR (396 (90%) surgical, 44 (10%)
percutaneous) 1.02 ± 0.87 years after the qualifying CMR. There were 3 patients with the primary
outcome (2 deaths, 1 sustained VT) within 1 month after PVR. Compared with subjects who did not
undergo PVR, those who did were younger at first repair and at CMR, had larger BSA-indexed
ventricular volumes, lower mass-to-volume ratio, lower RV and LV EF, and longer QRS duration
(online Supplementary Table 1). The propensity score differentiated adequately (C-statistic 0.85)
between subjects with PVR (mean 0.65 ± 0.24) and those without PVR (mean 0.29 ± 0.23)(online
Primary outcome:
Of the 977 subjects, 41 (4%) experienced the primary outcome during mean follow-up of 5.3 ±
3.1 years. Of those, 30 died (sudden cardiac in 5, heart failure in 3, cardiac other in 1, non-cardiac
other in 9, and unknown in 12), 6 experienced sustained VT, and 5 had resuscitated sudden cardiac
death. Of the 41 subjects who experienced the primary outcome, 15 had PVR prior to the outcome,
and 26 did not. Table 2 summarizes factors associated with the primary outcome. When PVR and
propensity score were forced into the final multivariable model, the hazard ratio (HR) for the PVR
group was 0.65 (95% CI: 0.31, 1.36; p=0.25) (Table 3a), suggesting a non-significantly lower event
rate of the primary outcome after adjusting for other factors. In a propensity score-matched analysis, a
total of 512 subjects (256 PVR and 256 non-PVR) were included. A total of 184 PVR subjects (with 8
7
events) could not be matched due to higher propensity score. After correction for atrial arrhythmia, RV
EF, and RV mass/volume, there was a non-significantly lower event rate after PVR in the matched
Subjects with rTOF and RV-PA conduit (n=162, 17%) had different clinical characteristics than
those without a conduit, including increased primary outcome rates (HR 2.34; 95% CI: 1.21, 4.53;
p=0.01 in univariate analysis), less PR (mean 28 ± 15% versus 37 ± 17%, p<0.001), and increased RV
mass-to-volume ratio (0.31 ± 0.13 versus 0.21 ± 0.07, p<0.001). However, in the full cohort, the
association of PVR with the primary outcome was similar in subjects with RV-PA conduit compared to
Secondary outcome:
A total of 93 subjects who had a history of heart failure (New York Heart Association (NYHA)
class III-IV), atrial arrhythmia or nonsustained VT prior to the qualifying MRI were excluded from the
secondary outcome analysis. Of the 884 subjects included in the secondary outcome analysis, 88
experienced the outcome (6 had heart failure, 25 atrial flutter, 7 atrial fibrillation, and 50 experienced
nonsustained VT) during follow-up. The secondary outcome occurred in 44 of the 393 PVR subjects
In univariate analysis, PVR was associated with a higher hazard of the secondary outcome
(HR 1.66; 95% CI: 1.07, 2.60; p=0.03). After correcting for propensity score and additional covariates,
the higher hazard of event in PVR subjects was no longer statistically significant (HR: 1.43; 95% CI:
0.83, 2.46; p=0.19)(online Supplementary Table 3a). A propensity score-matched cohort (418
subjects) revealed similar results (covariate-adjusted HR: 1.28 for PVR-group; 95% C.I. 0.65, 2.54;
Timing of PVR:
In an analysis of the potential clinical benefit according to predefined criteria, 724 subjects with
data to assess guideline criteria experienced 25 primary outcomes. A total of 32 subjects with
PR<25% underwent PVR, presumably for RV outflow tract obstruction, and were classified as not
meeting proactive or conservative criteria. Of 724 subjects, 41% met the proactive criteria definition
The association between PVR and the primary outcome did not vary according to meeting
versus not meeting either conservative or proactive criteria subgroup (interactions p=0.17 and p=0.28,
8
respectively)(Figure 2). However, we found non-significantly higher event rates after PVR when
conservative criteria (HR 1.92, 95% CI: 0.66, 5.61, p=0.23) or proactive criteria (HR 2.53, 95% CI:
0.79, 8.06, p=0.12) were not met and no significant difference when criteria were met (Figure 2).
For the analysis of PVR criteria and the secondary outcome, 655 subjects were included and
experienced 61 secondary outcomes. Patterns were similar to those for the primary outcome (Figure
2). Although there was low statistical power to detect a differential impact of PVR in subjects who did
and did not meet guidelines criteria (i.e., non-significant interaction terms, p=0.09 for conservative and
p=0.36 for proactive criteria), there were subgroup findings of clinical interest. In subjects who did not
meet conservative criteria, there was a higher hazard of the secondary outcome after PVR compared
to no PVR (HR 2.35; 95% CI: 1.24, 4.44; p=0.009). In contrast, there was no association between
PVR and the secondary outcome when conservative criteria were met (HR 0.91; 95% CI: 0.35, 2.39;
p=0.85). Similarly for proactive criteria, there was no significant difference in secondary outcome
events rates after PVR compared to no PVR when criteria were met, and there was a higher event
rate after PVR when criteria were not met (HR 2.31, 95% CI: 1.07, 4.97, p=0.03). These findings were
Discussion
In this large multicenter cohort of mostly young adults with repaired tetralogy of Fallot, PVR was not
associated with a reduced risk for adverse clinical outcomes during a follow-up period of 5.3±3.1
conservative criteria. Our results underscore the observation that the rate of death or sustained VT in
this population is low and even a large cohort such as INDICATOR is insufficient to provide conclusive
that with a substantially larger cohort and longer follow-up, evidence of treatment benefit or harm may
emerge.
Our results are in line with several, smaller previous reports, in which PVR was not associated
following PVR (15% vs 6%)[5] and an increased rate of nonsustained VT after percutaneous Melody
implantation.[26]
9
To our knowledge, the finding that ‘early’ PVR, in patients not yet fulfilling proactive criteria,
was associated with increased risk of heart failure, atrial arrhythmia, and nonsustained VT has not
been previously reported. One may speculate that the higher event rate is due to several factors: (1)
patients without PVR with similar hemodynamic status had a very low clinical event rate, suggesting
there is no clear clinical need for valve implantation. In these patients, RV function may be sufficient to
maintain adequate cardiac output; (2) although PVR reduces RV volumes, its effects on RV EF,
dyssynchrony, and fibrosis in patients with a modest disease burden are likely small or non-existent.
[4,27,28] These factors may be more important determinants of clinical outcomes in patients with
limited RV dilation; (3) surgery is associated with risks[4] and may have detrimental short-term impact
on RV function.[29] Furthermore, myocardial incisions may also create new arrhythmia substrates; and
(4) bioprosthetic valves used for PVR typically deteriorate over time,[16] which may be associated with
progressive RV dilatation and dysfunction,[19] with likely multiple reinterventions needed in patients
with early referral for PVR as observed in this cohort. Percutaneous PVR may avoid some of these
factors, but hemodynamic response is likely similar. The number of patients with percutaneous PVR
was still limited in our study; future studies may investigate whether a percutaneous approach may
It is worth noting that our study aimed to evaluate clinical outcome after PVR compared to no
PVR. Although we observed no statistically significant differences, we did not determine the effect of
PVR on subjective symptoms or exercise capacity.[4] PVR can be considered in patients with
The outcomes of different PVR-timing strategies should be confirmed over a longer period of
time, as the beneficial hemodynamic effects of PVR may translate into better clinical outcomes after a
longer follow-up duration.[4,18] Clinically significant (35% reduction in risk in the overall cohort),
although not statistically significant, trends after 5 years of follow-up may suggest that beneficial
effects of PVR in the more severely affected patients (fulfilling conservative criteria) could manifest
after a longer period than in our study. However, this needs to be evaluated in future studies as
unfavorable effects of bioprosthetic valve deterioration, endocarditis, and reinterventions are also likely
Limitations
10
This study is limited by its observational cohort design. Although we employed propensity score
adjustment to minimize bias in causal inferences, such inferences should still be treated with caution,
and ideally validated in a randomized trial. The cohort is further restricted to subjects who have
undergone CMR; this limitation is partially mitigated by the routine use of CMR in this patient group at
the participating centers. However, inclusion of subjects with CMR allowed correction for baseline
differences using a PVR propensity score. The PVR propensity score was also used to account for
differences between centers in referral for PVR. The event rate was low (4% for the primary outcome),
which limits statistical power, particularly for the detection of differential associations of PVR and
standardized protocol for diagnostic testing at these centers. Specifically, exercise testing and
echocardiography were not available in many subjects, and PR fraction data was missing in some. We
could not ascertain whether PS or endocarditis was also present in some patients, but sensitivity
analysis excluding patients with limited (<25%) PR revealed similar results. We did not investigate
PVR according to symptoms as this is recommended by current guidelines and not necessarily
dependent on clinical benefits.[11,12] Because this is one of the largest cohorts available for this
population, we have presented all subgroup effect estimates with their confidence intervals and p-
value for use in future hypothesis generation, regardless of interaction test results.
Conclusions
In this large multicenter, cohort of patients with repaired tetralogy of Fallot with an average follow-up of
5.3 years, PVR was not associated with a reduced risk for adverse clinical outcomes, including death
and sustained VT. With regard to different strategies of PVR timing, we found more clinical events if
PVR was performed without meeting consensus treatment criteria, but this result should be confirmed
over a longer period of time to inform optimal timing for this intervention.
11
Funding:
This work was supported by the Netherlands Heart Institute (NL-HI) and Nuts Ohra foundation. The
work described in this study was carried out in the context of the Parelsnoer Institute. Parelsnoer
Institute is part of and funded by the Dutch Federation of University Medical Centers. This work was
also supported by the Higgins Family Noninvasive Research Fund at Boston Children’s Hospital, the
Lerner Research, NIH/NHLBI 1 R01 HL089269-01A2, and British Heart Foundation (SVB-N;
FS/11/38/28864). SVB-N, REW and MAG were supported by the NIHR Cardiovascular Biomedical
Research Unit of Royal Brompton and Harefield NHS. RMW was supported by the Canadian Institutes
of Health Research MOP 119353. Foundation Trust and Imperial College London. This report is
independent research by the National Institute for Health Research Biomedical Research Unit Funding
Scheme.
Conflicts of interest:
None declared
The Corresponding Author has the right to grant on behalf of all authors and does grant on behalf of all
authors, an exclusive licence (or non exclusive for government employees) on a worldwide basis to
the BMJ Publishing Group Ltd and its Licensees to permit this article (if accepted) to be published in
HEART editions and any other BMJPGL products to exploit all subsidiary rights
12
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15
Figure legends
Flow-chart of all subjects included in the INDICATOR cohort and reasons for excluding for analysis in
the present study, divided according to PVR status. Abbreviations: CMR: cardiovascular magnetic
Figure 2: Event rate according to proactive and conservative criteria and PVR status
Event rates according to prespecified PVR and proactive/conservative criteria subgroups. *: The PVR
propensity corrected hazard ratio of event (PVR compared to no PVR) for all patients is displayed as
the overall estimate for the primary and secondary outcome. The unadjusted hazard ratio of event
within subgroups are also displayed in this figure including the interaction test p-value. Abbreviations:
16
Table 1: Consensus guideline criteria for PVR
Table 1: In overweight subjects (body mass index >35 kg/m 2): RV/LV EDVi ratio >2 considered as
fulfilling criterion. Abbreviations: BSA: body surface area, EF: ejection fraction, EDV: end-diastolic
volume, ESV: end-systolic volume, LV: left ventricle, RV: right ventricle
17
Table 2. Baseline characteristics according to primary outcome (death/VT) status
Median age at repair, years (IQR) 2.5 (0.5, 6.1) 5.7 (1.7, 17.3) 2.4 (0.5, 6.0) <.001
First repair era <1980 309 (31.6%) 23 (56.1%) 286 (30.6%) 0.008
CMR parameters
Table 2: Baseline characteristics of subjects included in the present study, stratified according to the
primary outcome status. Mean and standard deviation or frequency and percentage are presented
18
unless otherwise specified. Abbreviations: AV: atrioventricular, BSA: body surface area, CMR:
cardiovascular magnetic resonance, EF: ejection fraction, EDV: end-diastolic volume, ESV: end-
systolic volume, LV: left ventricle, PA: pulmonary atresia, PR: pulmonary regurgitation, PVR:
19
Table 3a: Multivariable Cox regression model of primary outcome in full cohort (N=977; 41
events)
Table 3b: Multivariable Cox regression model of primary outcome in 1:1 matched cohort (N=512;
23 events)
Table 3: Multivariable Cox Regression analysis for the primary outcome in full cohort (table 3a) and in
the cohort matched 1:1 on propensity score (table 3b). Abbreviations: EF: ejection fraction, PVR:
20