Autism 07
Autism 07
Autism 07
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Abstract
It is still debated what is the best early intervention approach for autism. This study compared
two intervention approaches, Eclectic-Developmental (ED) and Applied Behavioral Analysis (ABA) in
very young children with autism/autism spectrum disorder (ASD). Nineteen children received ED
intervention, using combination of methods. Twenty children received Applied Behavioral Analysis
(ABA) intervention which used behavioral principles. Children in both groups were not significantly
different in their autism severity, cognitive abilities and in socio-economic background at pre-intervention
time. Change in the severity of autism symptoms was assessed by the Autism Diagnosis Observation
Schedule (ADOS).
The ABA group showed significantly greater improvements than the ED group at post-intervention
time. Pre–post intervention differences in language and communication domain were significant only
for the ABA group. Both groups showed significant improvement in reciprocal social interaction
domain. However, the effect size was greater for the ABA group. Changes in diagnostic classification
were noted in both groups but were more pronounced for the ABA group. Pre-treatment IQ scores were
positively related to ADOS scores at pre- and post-intervention times, but not to progress over time.
Behavioral intervention is more effective than eclectic approach in improving autism core symptoms in
young children with autism.
# 2006 Elsevier Ltd. All rights reserved.
Keywords: Autism; Autism spectrum disorder; Eclectic-Developmental; Applied Behavioral Analysis; Autism
Diagnosis Observation Schedule
* Corresponding author at: Autism Clinic, Assaf Harofeh Medical Center, Zerifin, 70300, Israel. Tel.: +972 3 5358830;
fax: +972 3 5358820.
E-mail address: benitze@mail.biu.ac.il (E. Ben-Itzchak).
1750-9467/$ – see front matter # 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.rasd.2006.12.001
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intervention, Research in Autism Spectrum Disorders (2007), doi:10.1016/j.rasd.2006.12.001
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1. Introduction
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intervention, Research in Autism Spectrum Disorders (2007), doi:10.1016/j.rasd.2006.12.001
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intervention, Research in Autism Spectrum Disorders (2007), doi:10.1016/j.rasd.2006.12.001
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Table 1
Comparative outcome studies of early intervention for children with autism
D.A. Zachor et al. / Research in Autism Spectrum Disorders xxx (2007) xxx–xxx
References Intervention methods Hours per week (h) Age Measures Outcome
Birnbrauer and Leach (1993) 1. Behavioral (n = 9) 18 39 months IQ, adaptive skills, language 4/9 improve in all measures
2. Non-behavioral (n = 4) 1/5 improved
Eikeseth et al. (2002) 1. Behavioral (n = 13) vs. 28.5 (both 4–7 years IQ, adaptive skills, language Behavioral > eclectic in all
2. Eclectic (n = 12) groups) (receptive and expressive) measures except for socialization
Howard et al. (2005) 1. Behavioral (n = 29) vs. 25–40 30–37 months Cognitive language adaptive Behavioral > eclectic and mix
2. Eclectic (n = 16) 30 skills in all measures, except
3. Mix methods (n = 16) 15 for motor skills
Lovaas (1987) 1. Behavioral (n = 19) 40 35 months Cognitive, educational placement Intensive behavioral > non-
2. Behavioral 2 (n = 19) 10 40 months intensive behavioral, and no
3. No treatment (n = 21) 42 months or treatment
younger
Sheinkopf and Siegel (1998) 1. Behavioral (n = 11) 27 33 months Cognitive and symptoms severity Behavioral > school-based
2. School based 11 35 months intervention both measure
intervention (n = 11)
Smith, Eikeseth, Klevstrand, PDD and MR:
and Lovaas (1997) 1. Behavioral (n = 11) 30+ 3.08 years IQ, speech, autism symptoms 1. Mild IQ and speech
improvement
2. Minimal treatment 10 2. IQ decrease, few improved
(n = 10) in speech
Smith et al. (2000) 1. Intensive treatment 24.5 18–42 months Cognitive, visual–spatial skills Intensive treatment > parent
(n = 15) language and academic training
2. Parent training No child treatment
(n = 13)
3
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Koegel & Koegel, 1995; Strain, Kohler, & Goldstein, 1996; Thorp, Stahmer, & Schreibman,
1995).
The effectiveness of these various models is a major question for the scientific community that
treats children with autism. Several studies compared the effect of different treatment approaches
on outcome of children with autism (summarized in Table 1). Only a few studies had a control
group, used standardized tests and had reliable outcome measures (reviewed in Kasari, 2002).
Most of the studies compared behavioral treatment programs to interventions such as ‘‘eclectic’’
programs (Eikeseth et al., 2002; Howard et al., 2005), school based intervention (Sheinkopf &
Siegel, 1998), parent training (Smith, Groen, & Wynn, 2000), non-specified interventions
(Birnbrauer & Leach, 1993) and no treatment (Lovaas, 1987). Most studies reported behavioral
intervention to be a more effective treatment approach (Birnbrauer & Leach, 1993; Eikeseth
et al., 2002; Howard et al., 2005; Lovaas, 1987; Sheinkopf & Siegel, 1998; Smith et al., 2000).
In the current study, we compared the impact of two comprehensive intervention approaches
that differed in their treatment philosophy on improvement of the core symptoms of autism. One
intervention program, the Eclectic-Developmental (ED) was mostly based on the Developmental
approach but incorporated various other methods. The other intervention program, Applied
Behavioral Analysis (ABA), was based on behavioral principles. Programs differed in the type of
professionals involved and strategies used to accomplish progress.
The current study addressed the following questions: How do symptoms in the major autism
domains change with treatment? Are there specific manifestations in autism that improve with
any type of intervention or only with a specific intervention approach?
2. Method
2.1. Setting
This study compared outcome of two center-based programs for early intervention in autism.
One center used Eclectic-Developmental (ED) approach, was based on principles derived from
several approaches, mainly from the developmentally oriented philosophy and the DIR model,
and incorporated strategies driven from the TEACCH and ABA as well. The other intervention
was based solely on Applied Behavioral Analysis principles (ABA) and its curriculum included
DTT, naturalistic, and incidental teaching techniques. The two approaches were similar in several
aspects—both were center-based, both included preschool routines and provided services for 8 h
a day, and the children enrolled were under 3 years of age. Finally, both programs received the
same budget per child from the same national agencies. The two centers were located in two
different counties. The authors belong to a National Autism Center that provided diagnosis
services, medical and psychological supervision for both programs, and were not involved in the
treatment plans.
2.2. Participants
Fifty children were examined from both early intervention programs. Children with identified
medical abnormalities (e.g., seizures, hearing deficiencies) were excluded from the study. Only
39 children, 19 from the ED program and 20 from the ABA program, were matched for age,
autism severity and cognitive level. All the children were diagnosed with autism using the
Autism Diagnostic Interview (ADI), and met established criteria for autism/PDD-NOS according
to DSM-IV criteria (American Psychiatric Association, 1994). The first group, which received
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treatment based on Eclectic-Developmental (ED) principles, included 18 boys and 1 girl, aged
23–33 months (mean 28.8 months). The second group, which received intervention based on
Applied Behavior Analysis (ABA) principles, included 19 boys and one girl, aged 22–34 months
(mean 27.7 months). There was no significant difference in the mean age of the participants in
both intervention groups. Analysis of the background data on the fathers’ and the mothers’
education of participants from both intervention groups did not reveal significant differences
(non-parametric statistics). The authors of the present study had no role in selecting children for a
specific treatment approach. Thus, there was no systematic bias in the assignment except for the
children’s place of residence. The children’s parents signed an informed consent form approving
the use of the data obtained during the diagnosis and the intervention processes for research
according to IRB requirements. Children diagnosed with autism received intervention whether
their parents signed the consent form or not. Parents received no monetary compensation for
signing the informed consent form.
2.3. Design
Pre-intervention (PRI) evaluation (baseline) was performed within the first month of
enrollment in the intervention program. The initial evaluation included the ADOS test and
cognitive evaluation. All the children, being young and preverbal or having a single word only,
were administered ADOS Module One. Cognitive evaluation was assessed using either the
Bayley Scales of Infant Development (Bayley, 1993) or the Stanford-Binet Intelligence Scale
(Thorndike, Hagen, & Sattler, 1986) according to the children’s language abilities.
After 1 year of intervention children were re-assessed by the ADOS—18 children were
administered ADOS Module One (9 [ED], 9 [ABA]), and 23 children, who had improved in their
expressive language ability, were assessed with ADOS Module two (10 [ED], 11 [ABA]).
2.4. Instruments
2.4.1.2. ADOS. The ADOS is a semi-structured, interactive schedule designed to assess social
and communicative functioning in individuals who may have an ASD. The assessment involves a
variety of social occasions and ‘presses’ designed to elicit behaviors relevant to the diagnosis of
autism. The schedule consists of four developmentally sequenced modules. Only one of the
modules is administered, depending on the examinee’s age and/or expressive language. Each
module includes a standardized diagnostic algorithm composed of a subset of the social and
communicative behavior rated (Lord, Rutter, DiLavore, & Risi, 1999).
The ADOS included four separate scores in the four evaluated domains: language and
communication, reciprocal social interaction, play, and stereotyped behavior and restricted
interests. The current study concentrated on the total score in the language and communication
and reciprocal social interaction domains of the ADOS. Scores were calculated by summing the
individual scores of all the items included in this domain (not only the items used for autism
diagnosis in the ADOS algorithm). Score for each item ranged from 0 (close to normal) to 2–3
(most abnormal).
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2.4.2.2. Stanford-Binet Intelligence Scale-fourth edition. It was used for verbal children. The
test measures overall cognitive development as well as four different cognitive domains—verbal,
reasoning, quantitative reasoning, abstract/visual reasoning, and short-term memory skills
(Mean = 100; S.D. = 15) (Thorndike et al., 1986).
2.4.3. Intervention
The Eclectic Developmental (ED) program included daily work in small-group activities
supervised by special education teachers with experience in autism. In addition, each child
received individual therapy from various therapists—speech and language, occupational and
music therapies, and structured cognitive teaching. Each professional provided 2 h of individual
sessions a week, 1 h of group therapy and 1 h consultation to the team. Parents received a weekly
individual consultation by the preschool special education teacher to discuss the child’s program
and progress. Parents had one parents’ group meeting a week, supervised by a social worker and
by a clinical psychologist. They were taught how to play with their children and how to address
various challenging behaviors. In addition, a supervised inclusion program in a regular preschool
was added for those children who had attained sufficient skills to participate and team from
typically developing children.
The ABA group attended a program based on Applied Behavioral Analysis (ABA) principles.
One-on-one treatment was provided by skilled behavioral therapists for 35 h a week. Each child
had a separate treatment plan addressing various developmental fields, such as imitation,
receptive and expressive language, joint attention, non-verbal communication, pre-academic
skills, play, fine motor skills, and adaptive daily living skills. Speech and occupational therapists
consulted the professional team. The program included regular preschool activities and routines
such as circle time, breakfast and lunch together and play-dates. In addition, supervised inclusion
program in a regular preschool was added for those children who had attained sufficient skills to
participate and learn from typically developing children. In each field goals were set according to
the child’s abilities, and each goal was divided into units, which were taught as separate tasks.
Success in a task was defined as accurate performance in 80% of the trials based on ABA
protocols (Morris, Maurice, Green, & Luce, 1996). Intervention programs were updated weekly
according to daily documented data provided by the therapists. The therapists were supervised by
a trained behavior analyst who designed the child’s individual treatment program. The preschool
special education teacher was a senior behavioral therapist who supervised the field therapists
and the implementation of the routine preschool activities.
3. Results
In order to examine the differences between the groups at the pre-intervention time,
one-way MANOVA for the ADOS scores (language and communication and reciprocal
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Table 2
ADOS scores for the ABA and ED groups at pre- (PRI) and post-intervention (POI) times
Time Time Intervention
PRI POI F h2 F(2,38) h2
Language and communication
ABA
M 13.8 7.2 49.5*** .723 9.59** .206
S.D. 4.3 4.1
ED
M 11.8 9.7 3.53# .164
S.D. 4.3 3.0
Reciprocal social interaction
ABA
M 17.9 11.1 19.2*** .502 3.39# .074
S.D. 6.2 6.7
ED
M 16.3 13.3 5.6* .239
S.D. 5.2 4.8
*
p < .05.
**
p < .01.
***
p < .001.
#
p = .07.
social interaction) and one-way ANOVA for the IQ scores were performed. These analyses
did not revealed significant difference between the groups at pre-intervention time in
their ADOS scores (F(2,36) = 1.05, p = .359, h2 = .055) (Table 2) and their IQ score
(ED group, M = 79.6, S.D. = 17.0; ABA group, M = 76.1 S.D. = 15.2; F(l,32) = .41, p = .53,
h2 = .013).
In order to assess the changes in ADOS scores at post-intervention time, and because
groups did not differ significantly at the pre-intervention time, 2 2 MANOVA
(intervention group time) with repeated measure was performed. The MANOVA yielded
significant time-effect (F(2,36) = 20.0, p < .001, h2 = .526), indicating significant post-
intervention progress. In addition, the interaction of time intervention group was
significant (F(2,36) = 4.75, p < .05, h2 = .209). Univariate ANOVA was applied for
each domain separately (Table 2). For the language and communications domain
significant differences between the groups (ED, ABA) were found ( p < .01). For the
reciprocal social interaction domain differences between the groups almost reached significance
( p = .07).
In both domains the ABA group improved more than the ED group (Figs. 1 and 2). Paired
comparisons tests for each intervention group separately showed that the pre- and post-
intervention differences were significant for the ABA group on language and communication
domain and reciprocal social interaction domain (Table 2). For the ED group, the pre–post
intervention difference was significant only for the reciprocal social interaction domain.
However, the effect size was smaller than that found for the ABA group. For the language and
communication domain in the ED group, pre–post-intervention difference did not reach
significance (Table 2).
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Fig. 1. Language and communication score means for both intervention groups at pre- and post-intervention times.
Fig. 2. Reciprocal social interaction score means for both intervention groups at pre- and post-intervention times.
To assess stability of diagnosis, ADOS criteria for autism/autism spectrum were applied for
children of both groups at pre- and post-intervention times. The child’s diagnosis category was
based on reaching the cut-off points for autism/autism spectrum on the ADOS composite score
for language and communication, and reciprocal social interaction domains (ADOS algorithm).
At pre-intervention time, 37 children were diagnosed with autism (18 from the ED group and 19
from the ABA group) and 2 children with autism spectrum (1 from the ED group and 1 from the
ABA group).
As seen from Table 3 and Fig. 3, after 1 year of intervention diagnosis within the autism
spectrum remained stable (89.7% of the children). In the ABA group 20% did not meet criteria
for autism/ASD and 20% changed from autism to ASD diagnosis at post-intervention time. In the
ED group 15.8% moved from autism to ASD diagnosis. Change of diagnostic classification was
significantly higher for the ABA group than for the ED group x2 = 3.90, p < .05.
Table 3
Stability of autism/ASD diagnosis at pre- (PRI) and post-intervention (POI) times
Intervention Autism ASD Off autism spectrum
PRI POI PRI POI PRI POI
ED 18 15 1 4 0 0
ABA 19 11 1 5 0 4
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3.3. IQ scores
The cognitive abilities of 36 children were assessed at pre-intervention time (20 children from
the ABA program and 14 from the ED program). IQ scores ranged from 50 to 109 points
(M = 77.6, S.D. = 15.8, median = 79) and were not significantly different between the groups.
The subjects were divided into two groups according to their IQ scores: low (under 80 points) and
high (80 points and over). The outcome in the ADOS domains at post-intervention time was
assessed by 2 2 2 MANOVA [IQ group intervention group time)] with repeated
measure on time and yielded IQ group main effect (F(2,29) = 6.96, p < .01, h2 = .324). The high
IQ group performed better than the low IQ group in pre-and-post intervention times. Univariate
tests indicated that in language and communication (F(1,30) = 10.08, p < .01, h2 = .252) and in
reciprocal social interaction (F(l,30) = 11.92, p < .01, h2 = .284) high IQ group achieved better
ADOS scores than the low IQ group at pre–post-intervention times. However, no significant
interaction of IQ group time was found. In this analysis the ABA group achieved better post-
intervention outcome as reported before (time intervention group interaction: (F(1,29) = 3.84,
p < .05, h2 = .209) but no IQ group intervention group interaction was found.
4. Discussion
This study examines the effect of two different methods of early intensive intervention
(Eclectic-Developmental and Applied Behavior Analysis) in very young children with autism,
and focuses on changes in the severity of the autistic symptoms using quantitative measures. Both
intervention groups show improvement in reciprocal social interaction after 1 year of
intervention, however advancement in this domain is more pronounced in the ABA group.
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Discrepancies between the intervention groups are more apparent in language and
communication, as only the ABA group shows significant progress.
Previous studies also report that early intervention can produce significant behavioral changes
(review Rogers, 1998; Smith, 1999). The current study emphasizes the importance of the type of
intervention used.
Most previous pre–post intervention studies in autism compare behavioral intervention to
other philosophy based approaches as shown in Table 1 (Birnbrauer & Leach, 1993; Eikeseth
et al., 2002; Howard et al., 2005; Sheinkopf & Siegel, 1998; Smith et al., 2000). These studies
report behavioral intervention results in better outcomes (Schreibman, 2000). This study adds to
previous reports by concentrating on improvement of core autistic features, while others report
on progress mostly in cognitive abilities (Birnbrauer & Leach, 1993; Eikeseth et al., 2002;
Howard et al., 2005; Lovaas, 1987; Sheinkopf & Siegel, 1998), language and adaptive skills
measures (Birnbrauer & Leach, 1993; Eikeseth et al., 2002; Howard et al., 2005) educational
placement (Lovaas, 1987) and symptoms severity (Sheinkopf & Siegel, 1998).
Two previous studies that specifically compare behavioral to eclectic interventions report as
well advantage for ABA intervention. These studies examined outcome of cognitive, adaptive
and language skills (Eikeseth et al., 2002; Howard et al., 2005). Taking the past and current
findings, it appears that the ABA approach improves developmental outcome and targets specific
deficits in autism more than ‘‘eclectic’’ intervention. Possible explanation for the ABA advantage
lies in the use of structured teaching setting, well defined learning goals and using simple
instructions with many repetitions until the goal is achieved. Teaching attention and learning
skills in the beginning of the intervention is highly important as children with autism have
difficulties diverting their attention to various stimuli in the environment. Some children with
autism have difficulties learning from the natural environment, therefore, unstructured flexible
and incidental teaching as used in ED programs appears less suitable for them. ABA differs also
in the teaching format from ED programs. Teaching basic skills in one-on-one setting is perhaps
superior to teaching in group format. In addition, social reward plays an important role in the
learning of typically developing children. Unfortunately, children with autism do not always
respond to these types of social rewards. Therefore, using an individualized reward system that is
derived from the child’s preferences, as used in ABA, seems to be a crucial factor in modifying
behavior patterns and progress in learning. ED intervention involves multiple transitions per day
from one activity or therapy to another which results in significant variation in the way
intervention is provided. In ABA, teaching is more consistent, both in the methods used and in the
physical environment and changes are made gradually according to the child’s progress. ABA is
based on established protocols and therefore is applied more consistently and is less affected by
the differences between the individual therapists. In this study, the ABA group showed more
significant progress than the ED group especially in measures of language and communication. It
is possible that structured teaching is more effective for learning skills that comprised the
communication domain.
Another question the current study addresses is whether the child’s initial cognitive level
affects outcome. The results show that children with higher IQ scores have better language and
communication and reciprocal social skills both before and after the intervention. However,
children with higher IQ do not improve significantly more than children with lower IQ scores.
Previous studies also report that cognitive skills in autism correlate with better social and
communication abilities (Ben Itzchak & Zachor, 2006; Gillberg & Steffenburg, 1987; Harris &
Handleman, 2000; Stevens et al., 2000; Szatmari, Bryson, Boyle, Streiner, & Duku, 2003;
Volkmar, 2002; Volkmar, Cohen, Bergman, Hooks, & Stevenson, 1989; Waterhouse et al., 1996).
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However, only Ben-Itzchak and Zachor (2006) examine the correlation between pre-intervention
cognitive ability and controlled intervention outcome. The researchers report that high IQ
predicts better achievements only in receptive language skills but not in other investigated
developmental domains after 1 year of intervention. ADOS is not necessarily affected by
receptive language level which may explain why in the current study there is no IQ effect on
progress in autism core symptoms. Several studies use IQ as an independent and an outcome
measure at the same time which adds a level of bias toward positive outcome (Matson, 2006). In
the current study IQ is used only as the independent measure. Of interest in this study is that there
is no interaction between pre-intervention IQ skills and type of intervention used. Children in the
ABA group improved more than children in the ED group, regardless of their baseline IQ level.
This finding points to the advantage of ABA intervention for a range of cognitive abilities in
children with autism.
In this study, diagnosis of autism of all the participants is overall quite stable with 90%
remaining within the autism/ASD categories. However, changes in diagnostic classification are
different in each of the intervention groups. Change from autism to ASD category was quite
similar in the two groups. However, change from autism/ASD to off-autism spectrum
classification occurs in 20% of the ABA group and none in the ED group. Other studies look at
diagnostic classification as an outcome measure of intervention, but they lacked use of rigorous
methods for autism diagnosis (Eaves & Ho, 2004; Lovaas, 1987; Sheinkopf & Siegel, 1998;
Strain & Cordisco, 1994; Wolery & Garfinkle, 2002). The findings of the stability rate of ASD
diagnosis as reported by Eaves and Ho (2004), in whose study only 6% of the children moved
from autism to PDD-NOS are different from those reported here. Change in the core symptoms of
ASD over time is one of the most important outcome measures for programs claiming to improve
ASD significantly (Matson, 2006). This study is innovative for the use of standardized instrument
(ADOS) to measure quantitative changes in autism core symptoms with intervention. ADOS is a
valid, reliable observational measure of the unique social and communication deficits in autism
that requires reliability in the coding system (Lord et al., 2006).
The variables of language and communication and reciprocal social interaction in this test
correlate with core social-emotional deficits in autism (Lord et al., 1999; Robertson, Tanguay,
L’Ecuyer, Sims, & Waltrip, 1999; Tanguay, Robertson, & Derrick, 1998). Although the ADOS
test was not originally intended to measure change, it is possible to use the standard behavioral
sample as a measure of response to treatment (Lord & Corsello, 2005). ADOS has been used in
several studies of medication effect (Belisito, Law, Kirk, Landa, & Zimmerman, 2001; Owley
et al., 2001). To date, the majority of outcome studies do not use one of the primary measures of
autism as an outcome measure (Rogers, 1998). A minority of studies that look at reduction of
autism symptoms used the Autism Behavior Checklist (ABC) (Krug, Arick, & Almond, 1980), or
the Childhood Autism Rating Scales (CARS) (Jocelyn et al., 1998; Ozonoff & Cathcart, 1998)
which are not based on DSM-IV criteria.
The current study has stringent matching criteria in reference to the children’s age, profile and
intensity of intervention in both studied groups. Prior to intervention, children in both
comparison groups are not significantly different in their global diagnosis (autism, autism
spectrum), nor in their autism severity in language and communication, and in reciprocal social
domains as measured by the ADOS. Most previous studies include children who fulfill the
diagnostic criteria for autism or PDD-NOS but do not match their groups for the severity of the
specific core domains in autism. In the current study children are not different in their cognitive
abilities as measured by IQ tests, or in their socio-economic background. In addition, both
intervention groups have the same number of weekly school-based hours and the same
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government-allocated budget per each child. Each program uses the treatment time and budget
according to their basic intervention philosophy.
The current study shows that very young children with autism improve significantly with early
intervention. However, the type of intervention applied has a major impact on this progress.
Change in core autism symptoms is more apparent with intervention based on ABA principles in
comparison to ED intervention. Future research may also look at the profile of children who gain
more from a specific intervention and investigate the long-term outcome of ABA versus ED
interventions. This may help parents and therapists to choose the best intervention program for
each child.
Acknowledgement
This research was supported by a grant from the Ministry of Education in Israel. We thank
ALUT—The Israeli National Alliance for Children with Autism for the cooperation provided
within their early intervention programs.
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