Nicholls - Narrative Theory As Analytical Tool
Nicholls - Narrative Theory As Analytical Tool
Nicholls - Narrative Theory As Analytical Tool
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Yet Nattiez concludes his article by stating, fairly bluntly, that ‘music is not a narra-
tive and that any description of its formal structure in terms of narrativity is nothing
but superfluous metaphor’.9 Before proceeding further, it may therefore be useful to
provide a brief overview of the musicological literature and the conceptual issues that
brought him to this conclusion.
2 ” [ANALEPSIS]
The crux of the matter has been identified by Fred Everett Maus thus: ‘The attractive
but problematic concept that shapes much recent work [in musical narrativity] is that
4
For an excellent overview of narrative theory, the history of narratology, and especially the ongoing debates
concerning musical narrativity, see chapter 2,‘Plotting Musical Narrativity’, and the ‘Afterword’ in Nicholas Reyland,
‘‘‘Akcja’’ and Narrativity in the Music of Witold Lutolawski’ (Ph.D. thesis, Cardiff University, 2005), 115^91, 307^25.
5
Abbott, The Cambridge Introduction to Narrative, 1. The interior quotations are from Fredric Jameson, The Political
Unconscious: Narrative as a Socially Symbolic Act (Ithaca, 1981), 13, and Jean-Franc ois Lyotard, The Post-modern Condition,
trans. Geoff Bennington and Brian Massumi (Theory and History of Literature, 10; Minneapolis, 1984), 19.
6
Abbott, The Cambridge Introduction to Narrative, 3, 6.
7
Ibid. 11.
8
Jean-Jacques Nattiez,‘Can One Speak of Narrativity in Music?’, Journal of the Royal Musical Association, 115 (1990),
240^57 at 240^1. The passage quoted by Nattiez is from Claude Le¤vi-Strauss, L’homme nu (Paris, 1971), trans. John and
Doreen Weightman as The Naked Man (London, 1981), 659^60.
9
Nattiez,‘Can One Speak of Narrativity in Music?’, 257.
298
No wonder, then, that Maus similarly concludes his Grove article by stating that
‘the exploration of instrumental music as narrative remains a tantalizing, confusing,
problematic area of inquiry’;13 and that delegates attending the narrativity sessions
at the 2004 Symposium of the International Musicological Society conference in
Melbourne, Australia, often seemed bewildered by what, exactly, it was that they
were attempting to define and discuss.
The existence of programmatic music notwithstanding, there isçit seemsçgood
reason for agreeing with Stravinsky who, in one of his best-known remarks, asserted
I consider that music is, by its very nature, essentially powerless to express anything at all,
whether a feeling, an attitude of mind, a psychological mood, a phenomenon of nature,
etc.. . . Expression has never been an inherent property of music. That is by no means the
purpose of its existence. If, as is nearly always the case, music appears to express something,
this is only an illusion and not a reality. It is simply an additional attribute which, by tacit and
inveterate agreement, we have lent it, thrust upon it, as a label, a conventionçin short, an
aspect unconsciously or by force of habit, we have come to confuse with its essential being.14
However, it is also important to note at this point that much of the foregoing
discussionçand the content of much of the literature so far citedçhas been concerned
with instrumental, rather than vocal, music. Indeed, that theorists and analysts have
apparently been so little concerned with vocal music is odd, for at least three reasons.
First, most musicçeven within the limits of the Western art music traditionçis vocal
rather than instrumental in nature; second, the customary presence in a vocal work
of one or more texts immediately provides an entry point for narrative analysis; and
third, one of the firstçand most influentialçstudies of what came to be called musical
10
Fred Everett Maus,‘Narratology, narrativity’, in New Grove II, xvii. 641^3 at 641.
11
Nattiez,‘Can One Speak of Narrativity in Music?’, 246^9.
12
Ibid. 249. The interior references are to Anthony Newcomb,‘Schumann and Late Eighteenth-Century Narrative
Strategies’, in 19th Century Music, 11 (1987^8), 164^74 at 165; Carolyn Abbate, Unsung Voices: Opera and Musical Narrative in
the Nineteenth Century (Princeton, 1991); and Hayden White,‘The Value of Narrativity in the Representation of Reality’,
in W. J. Thomas Mitchell (ed.), On Narrative (Chicago, 1981), 1^23 at 9^11.
13
Maus,‘Narratology, narrativity’, 642.
14
Igor Stravinsky, An Autobiography (New York, 1936, repr. 1962), 53^4.
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0” [THESIS]
Before moving to the main focus of this articleçwhich argues that narrative is not only
present in popular music, but is also in some cases a vital element in its interpreta-
tionçit is necessary to lay out the basic premisses from which I proceed. First, and
most fundamentally, I would agree with Jean-Jacques Nattiez’s view, cited earlier, that
‘in itself . . . music is not a narrative and that any description of its formal structures in
terms of narrativity is nothing but superfluous metaphor’.18 Second, but in partial
contradiction of this view, I do, however, believe that music can become part of a
narrative discourse, either in those instances where it is ascribed extra-musical meaning
15
Edward T. Cone, The Composer’s Voice (Berkeley and Los Angeles, 1974). Although Cone’s book was written before
narrative theory became well known (let alone posited as a musico-analytic tool) it uses a good deal of vocabulary
shared with narrative theory. Cone has little interest in popular music: though he seems to concede the songwriting
skills of Lennon and McCartney (p. 43), he makes clear throughout the book that he is only really concerned with
‘serious’ music. Despite this, much of what he writes in chapters 1^4 concerning music with texts is of relevance, albeit
contrapuntally, to the material discussed in this article. In addition, Cone’s approach has been adopted in two recent
articles on popular music, which present a fascinating parallel to the argument developed here: see Matthew Gelbart,
‘Persona and Voice in the Kinks’ Songs of the Late 1960s’, Journal of the Royal Musical Association, 128 (2003), 200^41, and
Allan F. Moore,‘The Persona-Environment Relation in Recorded Song’, MusicTheory Online, 11/4 (Oct. 2005), 5http://
mto.societymusictheory.org/issues/mto.05.11.4/mto.05.4.moore_frames.html4.
16
It is important here to draw a distinction between musical narrativity and musical narrativization: this article is
solely concerned with the former, specifically in relation to its usefulness in analysing popular music texts. On the
latter, Nicholas Reyland has noted that ‘Any piece of music can inspire ‘‘musical narrativization,’’ an interpretative act
in which a listener invents an explanatory response to events in a composition’ (cf. Nattiez, ‘Can One Speak of
Narrativity in Music?’, 249, quoted above). Given this distinction, and the focus of this article, a great deal of fine,
stimulating, and often provocative earlier workçby Carolyn Abbate, Lawrence Kramer, Fred Everett Maus, Susan
McClary, Anthony Newcomb, and a number of other scholarsçis deliberately passed over here. See chapter 2 of
Reyland,‘‘‘Akcja’’ and Narrativity in the Music of Witold Lutolawski’ esp. 138^65, for further details.
17
Abbott, The Cambridge Introduction to Narrative, 6.
18
Nattiez,‘Can One Speak of Narrativity in Music?’, 257.
300
19
From this point on, readers unfamiliar with narrative theory may find it useful to consult the brief glossary that
appears as Appendix I, in order to be clear as to the definition of such terms as ‘story’,‘narrative discourse’, etc.
20
‘I Want to Hold your Hand’entered the UK singles chart on 7 Dec. 1963. Its highest chart position was no. 1, and
it remained in the charts for a total of twenty-one weeks. The statistics quoted here, as well as those appearing in later
notes, are gleaned from Tony Brown, Jon Kutner, and Neil Warwick, The Complete Book of the British Charts (London,
2002).
21
In a vein similar to that exposed in n. 16, it should be pointed out that while gendered readings of several of the
songs studied here would be both appropriate and informative, the analysis of gender issues is not germane to, let
alone a focus of, the present article.
22
‘Relax’, despite being banned by the BBC, entered the UK singles charts on 26 Nov. 1983. Its highest chart
position was no. 1, and it remained in the charts for a total of forty-eight weeks. In fairness to Frankie and their song,
several colleagues with whom I have discussed the contents of this article feel that ‘Relax’ has at least the potential for
narrative interpretation (i.e. narrativization).
301
23
‘Don’t You Want Me’ entered the UK singles charts on 5 Dec. 1981. Its highest chart position was no. 1, and it
remained in the charts for a total of thirteen weeks.
24
‘Wuthering Heights’ entered the UK singles charts on 11 Feb. 1978. Its highest chart position was no. 1, and it
remained in the charts for a total of thirteen weeks (the last of which was a re-entry on 13 May 1978). ‘Wuthering
Heights’. Words and Music by Kate Bush. ß Copyright 1977. Reproduced by permission of EMI Music Publishing Ltd,
London WC2H 0QY.
302
25
‘Video Killed the Radio Star’entered the UK singles charts on 22 Sept. 1979. Its highest chart position was no. 1,
and it remained in the charts for a total of eleven weeks. Somewhat ironically, given its subject matter, the song’s
promotional video was the first to be shown on MTV in America.‘Video Killed the Radio Star’. Words & Music by
Geoffrey Downs, Trevor Horn & Bruce Woolley. ß Copyright 1979 Universal/Island Music Limited (50%). Used by
permission of Music Sales Limited. All Rights Reserved. International Copyright Secured.‘Video Killed the Radio
Star’. Words & Music by Trevor Horn, Geoff Downes & Bruce Woolley. ß Copyright 1979 Carlin Music Corp and
Island Music (50%). All rights on behalf of Carlin administered by Warner/Chappell Music Ltd, London W6 8BS.
Reproduced by permission.
26
On Greek Old Tragedy, see H. D. F. Kitto, GreekTragedy (London, 1961), 31^63.
303
second symphony,
Rewritten by machine on new 2 þ synthesizer fanfare and
technology. counter-melody
And now I understand the 2
problems you can see.
Oh-a-oh 1 þ bass guitar motif
I met your children. 1
Oh-a-oh 1
What did you tell them? 1
Video killed the refrain 1 2 electric piano, synthesizers,
radio star. bass guitar, drums
Video killed the 2
radio star.
Pictures came and broke 2 synthesizer chords, bass guitar, drums
your heart.
Oh-a-a-a-oh 2
(continued)
27
The electric guitar’s only previous appearance in the timbral mix was immediately before refrain 3.
307
28
‘NorwegianWood’ is the second track on side 1 of the Rubber Soul album. Rubber Soul entered the UK album charts
on 11 Dec. 1965. Its highest chart position was no. 1, and it remained in the charts for a total of forty-two weeks.
29
The quotations in this and the next paragraph are from Ian MacDonald, Revolution in the Head: The Beatles’
Records and the Sixties (London, 1998), 144^5.
30
On Sgt. Pepper, see Allan F. Moore, The Beatles: Sgt. Pepper’s Lonely Hearts Club Band (Cambridge, 1997), especially
chs. 4 and 6.
308
The interpretative issues raised by even this brief extract could easily occupy the
remainder of this article, but two of them immediately demand attention. First, is the
omniscient heterodiegetic narrator of these words represented pictorially in the sleeve
photography? In my reading of The Lamb’s various textual layers, the answer is uncer-
tain: the two characters portrayed in the diamond-shaped images of the inner sleeve
can reasonably be equated with ‘The Supernatural Anaesthetist’çotherwise known as
Deathçof side 3, track 4, and ‘The Doktor’ of side 4, track 1. But the Colombo-like
shadowy figure appearing in the central and right-hand panels of the back outer sleeve
has no obvious analogue in either the prose narrative or the lyrics, and may therefore
be the omniscient heterodiegetic narrator.
31
Quadrophenia entered the UK album charts on 17 Nov. 1973. Its highest chart position was no. 2, and it remained
in the charts for a total of thirteen weeks.The Lamb Lies Down on Broadway entered the UK album charts on 7 Dec. 1974.
Its highest chart position was no. 10, and it remained in the charts for a total of six weeks. However, both albums have
continued to sell in significant numbers right through to the present day, and the ongoing cult reputation of The Lamb
is evidenced by its 2005 live tourçreplete with the original costumes, sets, and lighting plotçgiven by Genesis tribute
band The Musical Box.
32
Genesis, The Lamb Lies Down on Broadway (Charisma Records, 1974), inner sleeve, [1].
309
The obvious reading of this disjunction between the prose and lyric narratives is that
the prose is a framing narrative, containing preliminary or concluding material not
essential to the story. However, in all other respects the prose and lyric narratives are
complementaryçthough by no means identicalçand in this sense the prose narrative
assumes greater importance than its designation as a framing narrative might imply.
Indeed, an alternative reading might even view the album’s twenty-three numbers as
paratexts that amplify and enhance the prose narrative. On the one hand, this reading
is supported by the often static nature of the lyrics, and by the appearance of several
instrumental tracks thatçwhile possessing titles that relate to events in the prose textç
do not perform any meaningful narrative function. On the other hand, a significant
number of the song tracks are kinetic, and in some instances include either Rael’s first-
person, homodiegetic, narrationçsometimes rendered as interior monologueçor
even straight dialogue between Rael and other characters. Moreover, the occasional
repetition of both lyrics andçmore importantlyçmelodic fragments associated with
particular phrases or images lends both the lyrical and musical texts an importance
greater than that suggested by their designation as mere paratexts.34
Conundrums of this kind are also encountered in The Who’s Quadrophenia. The main
differences between Quadrophenia and The Lamb Lies Down on Broadway are as follows:
first, Quadrophenia’s pictorial narrative is more extensive, comprising a portfolio of
thirty-three starkly realistic black-and-white photographs; second, its prose narrative is
written as first-person homodiegetic narration by the album’s protagonist, Jimmy; and
third, a large number of environmental soundsçsuch as those of sea, rain, juke box,
or trainçare employed in order to provide narrative contextualization for the songs.
Such are the strengths of the prose and pictorial narratives that there is even greater
potential than in The Lamb for Quadrophenia’s songs and instrumental numbers to be
read as paratextual. Indeed, the song lyrics convey little in narrative terms, as most
focus on a particular, static, state of mind associated with either one aspect of Jimmy’s
character or (more usually) an event in his immediate past, invoked through analepsis.
33
Genesis,‘The Lamb Lies Down on Broadway’, verse 1.‘The Lamb Lies Down on Broadway’. Words and Music by
Michael Rutherford, Peter Gabriel, Phil Collins, Steven Hackett, and Anthony Banks. ß Copyright 1974. Reproduced
by permission of Genesis Music Ltd/Hit & Run Music (Publishing) Ltd, London WC2H 0QY.
34
For further discussion of these matters, see David Nicholls,‘Virtual Opera, or Opera Between the Ears’, Journal
of the Royal Musical Association, 129 (2004), 100^42, esp. 129^36.
310
In stark contrast, the lyrics of ‘5.15’ seem representative solely of the thoughts Jimmy
has while on the train. As a consequence, the song’s connection to the prose and
pictorial narratives is established only by its title, its opening environmental sounds
(of distant station announcements, and of slamming carriage doors), and the varied
final line of its chorus:
Why should I care? Why should I care?
Girls of fifteen,
Sexually knowing.
The ushers are sniffing,
Eau-de-cologning.
The seats are seductive,
Celibate sitting.
Pretty girls digging
Prettier women.
Magically bored
On a quiet street corner.
Free frustration
In our minds and our toes.
Quiet stormwater,
From m-m-my generation,
Uppers and downers,
Either way blood flows.
Inside, outside, leave me alone.
Inside, outside, nowhere is home.
Inside, outside, where have I been?
Out of my brain on the five fifteen.36
35
The Who, Quadrophenia (Track Records, 1973), inner sleeve, [1].
36
The Who,‘5.15’, verse 1 and chorus. The stuttering line ‘From m-m-my generation’ is a subtle cross-reference to a
track from the band’s 1965 debut album, and to its mode of vocal delivery.‘5.15’ Words and Music by Pete Townshend.
ß Copyright 1973 Fabulous Music Ltd. Used by permission.
311
7o
o” [EXODOS]
In an introductory article such as this, it is possible only to scratch the surface of the
topics under discussion. But in conclusion, I would nevertheless argue that narrativity
can be an extremely useful tool in our understanding of popular music. Although the
sample of texts studied here has been extremely selective, there are numerous other
songs and albums, not least from other periods and countries, which could similarly
benefit from an interpretation based in narrative theory. These range chronologically
from Bill Haley and his Comets’ 1955 hit ‘(We’re Gonna) Rock Around the Clock’,
through Queen’s 1975 ‘Bohemian Rhapsody’ and Michael Jackson’s 1983 ‘Thriller’, to
Busted’s recent ‘Year 3000’ and ‘What I Go to School For’. Among albums, one might
cite such examples as side 2 of The Small Faces’ Ogdens’ Nut Gone Flake (1968),
37
This final sentence strays dangerously in the direction of narrativization, and other interpretations of the
musical events of ‘The Rock’ are indeed possible. Perhaps, then, it would be more honest to render the sentence as
‘The inevitable conclusion (to this reader) is that . . .’
38
Richard Barnes, The Who: Maximum R&B (London, 1982; repr. 2000), 103.
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ABSTRACT
Narrative theory and popular music are not the most obvious of bedfellows: the former
lends itself primarily to the elaboration (or analysis) of extended narrative structures,
while the latter tends to manifest itself in three- to four-minute songs describing essen-
tially static cameos, vignettes, or states of mind. That popular music texts may never-
theless contain elements of narration is hardly in doubt, however, as is shown by such
songs as The Beatles’ ‘Norwegian Wood’ (1968), Kate Bush’s ‘Wuthering Heights’ (1978),
or The Buggles’ ‘Video Killed the Radio Star’ (1979). But narrative structures truly
come into their own at the point where albums begin to function as significant units
of music organization. Referring primarily to Genesis’sThe Lamb Lies Down on Broadway
(1974) and The Who’s Quadrophenia (1973), this article explores the ways in which music,
lyrics, prose, art work, and other elements can be used to create and describe both
single and multiple narratives.
39
Although the intention here has been to highlight material that might benefit from a narrative interpretation
based on aural and static visual elements, the possibilities for the complementary narrative analysis of video material
are clearly enormous. For an excellent introduction to these possibilities, see Carol Vernallis, Experiencing Music Video:
Aesthetics and Cultural Context (New York, 2004) especially chs. 1 (‘Telling and Not Telling’), 7 (‘Lyrics’), 8 (‘Musical
Parameters’), and 9 (‘Connections among Music, Image, and Lyrics’).
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APPENDIX II
Basic stories (precised from the original prose narratives)
GENESIS, ‘THE LAMB LIES DOWN ON BROADWAY’
Manhattan, early morning. Rael, ‘not even a pure-bred Puerto Rican’, ascends from the
subway and walks along the street. A dark cloud descends into Times Square and consumes
Rael; as if in a dream, he encounters memories of Broadway’s past. He passes out; on regaining
consciousness, he is in a cave, wrapped in a cocoon. He drifts back into sleep, but on next
awakening, the cocoon has disappeared, and the cave becomes filled with stalagmites and
stalactites, forming a cage. Outside the cage, Rael sees his brother John, who calmly walks
away. The cage dissolves, and Rael is left spinning like a top.
Rael next finds himself in a modern hallway, where a ‘dreamdoll saleslady’ describes ‘the
Grand Parade of Lifeless Packaging’. Examining several of the packages, Rael sees a number
of familiar faces, including those of his gang. Running from the factory floor, he again sees
John, this time with ‘9’ stamped on his forehead. Rael recalls his life above ground: his parents,
his time in prison, his cuddling of a sleeping porcupine, a dream of the shaving of his hairy
heart, his first sexual experience.
Returned from his reverie, Rael discovers a long carpeted corridor; at its end are a group of
kneeling individuals, whom he questions. He exits through a door, and ascends a spiral stair-
case into a crowded chamber with thirty-two doors. A middle-aged blind woman, Lilith,
shows him the way out; she leads him down a tunnel, before leaving him in a large round
cave. Trying to break out of the cave, Rael becomes trapped in the rubble of its collapse. Death
arrives, and puffs Rael with a spray.
Rael follows a thick musky scent to an ornate pink-water pool. Seduced and devoured
by three lamia, Rael turns into a grotesque slipperman; encountering others of his
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