EFECTIVIDAD de La Terapia en Disfonias Funcionales
EFECTIVIDAD de La Terapia en Disfonias Funcionales
EFECTIVIDAD de La Terapia en Disfonias Funcionales
(Review)
This is a reprint of a Cochrane review, prepared and maintained by The Cochrane Collaboration and published in The Cochrane Library
2009, Issue 1
http://www.thecochranelibrary.com
Jani H Ruotsalainen1 , Jaana Sellman2 , Laura Lehto3 , Merja Jauhiainen4 , Jos H Verbeek5
1 Cochrane Occupational Health Field, Finnish Institute of Occupational Health, Kuopio, Finland. 2 Department of Speech Sciences,
University of Helsinki, Helsinki, Finland. 3 Laboratory of Acoustics and Audio Signal Processing, Helsinki University of Technology,
HUT, Finland. 4 Knowledge Transfer Team, Finnish Institute of Occupational Health, Helsinki, Finland. 5 Finnish Institute of Occu-
pational Health, Center of Expertise for Good Practices and Competence, Team of Knowledge Transfer in Occupational Health and
Safety, Cochrane Occupational Health Field, Kuopio, Finland
Contact address: Jani H Ruotsalainen, Cochrane Occupational Health Field, Finnish Institute of Occupational Health, Neulaniementie
4, Kuopio, 70701, Finland. jani.ruotsalainen@ttl.fi.
Citation: Ruotsalainen JH, Sellman J, Lehto L, Jauhiainen M, Verbeek JH. Interventions for treating functional dysphonia in adults.
Cochrane Database of Systematic Reviews 2007, Issue 3. Art. No.: CD006373. DOI: 10.1002/14651858.CD006373.pub2.
Copyright © 2009 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
ABSTRACT
Background
Poor voice quality due to functional dysphonia can lead to a reduced quality of life. In occupations where voice use is substantial it can
lead to a loss of employment.
Objectives
To evaluate the effectiveness of interventions to treat functional dysphonia in adults.
Search methods
We searched MEDLINE (PubMed, 1950 to 2006), EMBASE (1974 to 2006), CENTRAL (The Cochrane Library, Issue 2 2006),
CINAHL (1983 to 2006), PsychINFO (1967 to 2006), Science Citation Index (1986 to 2006) and the Occupational Health databases
OSH-ROM (to 2006). The date of the last search was 5th April 2006.
Selection criteria
Randomised controlled trials (RCTs) of interventions evaluating the effectiveness of treatments targeted at adults with functional
dysphonia. For work-directed interventions interrupted time series and prospective cohort studies were also eligible.
Data collection and analysis
Two authors independently extracted data and assessed trial quality. Meta-analysis was performed where appropriate.
Main results
We identified six randomised controlled trials including a total of 163 participants in intervention groups and 141 controls. One trial
was high quality. Interventions were grouped into 1) Direct voice therapy 2) Indirect voice therapy 3) Combination of direct and
indirect voice therapy and 4) Other treatments: pharmacological treatment and vocal hygiene instructions given by phoniatrist.
No studies were found evaluating direct voice therapy on its own. One study did not show indirect voice therapy on its own to be
effective when compared to no intervention. There is evidence from three studies for the effectiveness of a combination of direct and
Interventions for treating functional dysphonia in adults (Review) 1
Copyright © 2009 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
indirect voice therapy on self-reported vocal functioning (SMD -1.07; 95% CI -1.94 to -0.19), on observer-rated vocal functioning
(WMD -13.00; 95% CI -17.92 to -8.08) and on instrumental assessment of vocal functioning (WMD -1.20; 95% CI -2.37 to -
0.03) when compared to no intervention. The results of one study also show that the remedial effect remains significant for at least
14 weeks on self-reported vocal functioning (SMD -0.51; 95% CI -0.87 to -0.14) and on observer-rated vocal functioning (Buffalo
Voice Profile) (WMD -0.80; 95% CI -1.14 to -0.46). There is also limited evidence from one study that the number of symptoms may
remain lower for a year. The combined therapy with biofeedback was not shown to be more effective than combined therapy alone in
one study nor was pharmacological treatment found to be more effective than vocal hygiene instructions given by phoniatrist in one
study. Publication bias may have influenced the results.
Authors’ conclusions
Evidence is available for the effectiveness of comprehensive voice therapy comprising both direct and indirect therapy elements. Effects
are similar in patients and in teachers and student teachers screened for voice problems. Larger and methodologically better studies are
needed with outcome measures that match treatment aims.
Functional dysphonia is characterised by an abnormal quality of voice in the absence of an identifiable lesion. People in occupations
where voice use is central, like teachers, are more at risk of developing functional dysphonia. The causes of voice disorders are still
being debated. There is also no consensus on the best method of evaluating voice, although many consider auditory voice quality
assessment as a gold standard measure. Because functional dysphonia is a non-organic voice disorder there is no indication for surgical
or medical interventions, and it is treated with behavioural (i.e. voice) therapy. Voice therapy usually consists of a combination of direct
and indirect treatment techniques. Direct techniques focus on the underlying physiological changes needed to improve an individual’s
technique in using the vocal system whereas indirect techniques concentrate on contributory and maintenance aspects of the voice
disorder (such as lack of knowledge).
We conducted a systematic search of the literature on treating functional dysphonia in adults. We then appraised the quality of the
studies found and combined their results.
A combination of direct and indirect voice therapy is effective in improving vocal functioning when compared to no intervention. The
achieved results may still be apparent after a year.
Most of the studies are small and of low methodological quality and further research is warranted.
BACKGROUND
voice in the absence of an identifiable lesion. Some clinicians label
Voice disorders are generally characterised by abnormalities in them as idiopathic, indicating that there is no known cause, while
pitch, loudness and/or quality of the voice that can limit the effec- others view them as resulting from the individual’s improper use
tiveness of oral communication (Ramig 1998). Recent definitions of his or her voice (Titze 1994). The improper use of voice (also
of a disordered voice stress the ability of the voice to fulfil the known as vocal misuse) refers to functional voicing behaviours
speaker’s social and occupational requirements (Aronson 1985; (e.g. excessive shouting or loud talking) and/or functional misuse
Sataloff 2000; Stemple 1995). Due to the difficulties of classifying of vocal components (respiration, phonation, resonance, pitch,
voice disorders in a systematic way, there is no universally accepted loudness and rate) that can contribute to the development of la-
classification system for voice problems (Oates 2004). Tradition- ryngeal pathologies (Stemple 1995). When the classification into
ally, two major classes of voice disorder have been identified: or- functional versus organic emphasises the aetiology of the problem
ganic and functional (Fawcus 1986; Oates 2004; Titze 1994). (vocal strain or excessive muscular tension), minor tissue changes
Functional disorders are characterised by an abnormal quality of such as vocal-fold thickening and vocal nodules are often con-
Interventions for treating functional dysphonia in adults (Review) 2
Copyright © 2009 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
sidered functional (Boone 1987) or behavioural (Fawcus 1986). or laryngeal performance are considered as secondary outcomes,
Therefore, in a strict sense dichotomous classification is undeni- along with measures of sickness absence and return to work.
ably problematic and overly simplistic. In this review we define
When it comes to the treatment of functional dysphonia, most ex-
functional dysphonia as an impaired voice sound and/or reduced
perts agree that surgical or medical interventions are not indicated
vocal capacity (Roy 2003; Seifert 2005) with a possible concomi-
(Carding 1999). Voice therapy is considered effective for the treat-
tant diagnosis of minor pathologies of vocal fold cover (nodules,
ment of voice disorders caused by vocal misuse (Stemple 1995).
polyps, oedema) that are direct results of either vocal misuse or
Colton 2006 states that: “In general, the goal of voice therapy is
result from trauma caused to vocal fold tissues by phonatory be-
to restore the best voice possible, a voice that will be functional for
haviour.
purposes of employment and general communication”. There are
The prevalence of voice disorders in the general adult popula- numerous different therapy techniques available for the treatment
tion has been suggested to be between 3% and 9% in the USA of patients with dysphonia (Carding 1999; Carding 2000). These
and at about 4% in Australia (Verdolini 2001). In the UK up to techniques fall into two main categories:
40,000 patients with dysphonia are referred to voice therapy every
1) Indirect treatment techniques that concentrate on psychosocial
year (Wilson 1995). Professional voice users such as teachers and
aspects such as patient education (Aronson 1985), auditory train-
singers are at significantly higher risk of developing a voice dis-
ing (Boone 1983; Fawcus 1986) and vocal hygiene programmes
order compared to the general population (Russell 1998; Smith
(Wilson 1987);
1997). It has been estimated that at least in developed countries,
a well functioning voice is an essential tool for a third of the en- 2) Direct treatment techniques that concentrate on mechanical
tire adult working population (Vilkman 2004). In Poland, occu- or physical aspects such as the yawn-sigh method (Boone 1993),
pational voice problems ranked highest among all occupational establishing optimal pitch (Boone 1983) and laryngeal manipula-
diseases in 2004 (Szeszenia-D. 2005). In a group of 1262 voice tion (Roy 1993).
patients, the prevalence of vocal pathologies that could be con-
Studies of the effectiveness of interventions for preventing the
sidered as functional dysphonia (no visible pathology) or as being
onset or relapse of a voice disorder have also been conducted,
direct results of traumatising phonatory behaviour (vocal nodules,
and since such measures are taken in the absence of a diag-
oedema, polyps) was 57.6% (Herrington-Hall 1988).
nosed voice disorder they have been dealt with in a separate re-
The voice is a multidimensional function that, like physical view (Ruotsalainen 2007). In this review we proposed to establish
strength, cannot be measured with any one single scale or test whether interventions aimed at treating adult patients diagnosed
(Hirano 1989; Hartl 2005). Measures of voice have therefore been with functional (non-organic) dysphonia are effective when com-
developed to cover widely different perspectives including, for ex- pared to no intervention or to alternative interventions.
ample: aerodynamic, visual and auditory perceptual, physiological
and acoustic measurements (Carding 2000). To increase compa-
rability of the results of individual studies, it has been suggested OBJECTIVES
that all studies of vocal treatment effectiveness should perform an
extensive battery of tests (Dejonckere 2001). On the other hand, 1) To assess the effectiveness of interventions for treating func-
in order to ensure that the results are clinically relevant it has been tional (non-organic) dysphonia compared to no intervention or
suggested that the outcome measures should be matched to treat- an alternative intervention.
ment goals and to efficacy criteria (Carding 2000). For some time
2) To categorise interventions aimed at treating patients diagnosed
now, the patient’s own views regarding judgements of the ben-
with functional (non-organic) dysphonia.
efits of treatment have been acknowledged as also being impor-
tant (Carding 2000; Enderby 1995). A number of patient self-re-
port questionnaires, such as the Voice Handicap Index (Jacobson
1999), the Voice-Related Quality of Life (Hogikyan 1999), the METHODS
Vocal Performance Questionnaire (Carding 1992) and the Voice
Activity and Participation Profile (Ma 2001) have been developed
to measure the subjective impact of voice problems. Criteria for considering studies for this review
In this review we chose self-reported measures of voice handicap,
voice symptoms and voice-related quality of life as primary indi-
cators of treatment effectiveness. This is because of the variation Types of studies
between individuals as to how a particular voice disturbance can All randomised controlled studies or cluster-randomised trials
be perceived to affect their communication or ability to fulfil so- evaluating the effectiveness of treatments targeted at individuals
cial and occupational requirements. All other measures of vocal with functional dysphonia. For environmental or work-related
We also excluded studies in which participants had been diagnosed Search methods for identification of studies
with a hearing impairment which may affect auditory discrimina-
tion.
Electronic searches
We searched the literature for evaluation studies of interventions
Types of interventions for functional voice disorders without restrictions on language
We included studies with any intervention aiming to treat pa- or publication. Systematic search strategies were developed to-
tients diagnosed with functional (non-organic) dysphonia. We cat- gether with the Cochrane ENT Trials Search Co-ordinator and
egorised interventions as: the Cochrane Occupational Health Field Information Specialist.
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Interventions for treating functional dysphonia in adults (Review) 12
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Beranova 2003
Participants 16 consecutive patients with dysphonia persisting for more than two weeks
Notes
Risk of bias
Carding 1999
Notes
Risk of bias
Notes
Risk of bias
MacKenzie 2001
Participants 133 outpatients with persistent hoarseness for at least two months
Notes
Risk of bias
Rattenbury 2004
Notes
Risk of bias
Simberg 2006
Participants 40 teacher students screened as having a voice disorder: reporting two or more voice symptoms weekly or
more and/or observed deviant voice quality
Notes
Risk of bias
No. of No. of
Outcome or subgroup title studies participants Statistical method Effect size
1 Primary (subjective) outcomes 3 Std. Mean Difference (IV, Random, 95% CI) Subtotals only
1.1 Indirect voice therapy vs. 1 30 Std. Mean Difference (IV, Random, 95% CI) -0.46 [-1.19, 0.27]
no intervention (VPQ) (After
intervention)
1.2 Combined direct and 3 182 Std. Mean Difference (IV, Random, 95% CI) -1.07 [-1.94, -0.19]
indirect voice therapy vs.
no intervention (VPQ and
V-RQOL) (After intervention)
1.3 Combined direct and 1 118 Std. Mean Difference (IV, Random, 95% CI) -0.51 [-0.87, -0.14]
indirect voice therapy vs. no
intervention (VPQ) (Follow
up: 14 weeks)
2 Secondary (objective) outcomes 2 Mean Difference (IV, Fixed, 95% CI) Totals not selected
2.1 Combined direct and 1 Mean Difference (IV, Fixed, 95% CI) Not estimable
indirect voice therapy vs. no
intervention (Buffalo Voice
Profile) (After intervention)
2.2 Combined direct and 1 Mean Difference (IV, Fixed, 95% CI) Not estimable
indirect voice therapy vs. no
intervention (Buffalo Voice
Profile) (Follow up: 14 weeks)
2.3 Combined direct and 1 Mean Difference (IV, Fixed, 95% CI) Not estimable
indirect voice therapy vs. no
intervention (GRBAS - Grade)
(After intervention)
2.4 Combined direct 1 Mean Difference (IV, Fixed, 95% CI) Not estimable
and indirect voice therapy
vs. no intervention (Pitch
Perturbation) (After
intervention)
2.5 Combined direct 1 Mean Difference (IV, Fixed, 95% CI) Not estimable
and indirect voice therapy
vs. no intervention (Pitch
Perturbation) (Follow up: 14
weeks)
2.6 Combined direct and 1 Mean Difference (IV, Fixed, 95% CI) Not estimable
indirect voice therapy vs.
no intervention (Amplitude
Perturbation) (After
intervention)
Interventions for treating functional dysphonia in adults (Review) 21
Copyright © 2009 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
2.7 Combined direct and 1 Mean Difference (IV, Fixed, 95% CI) Not estimable
indirect voice therapy vs.
no intervention (Amplitude
Perturbation) (Follow up: 14
weeks)
Comparison 2. Combined direct and indirect voice therapy vs. TFL-assisted treatment
No. of No. of
Outcome or subgroup title studies participants Statistical method Effect size
1 Vocal Performance 1 Mean Difference (IV, Fixed, 95% CI) Totals not selected
Questionnaire
Analysis 1.1. Comparison 1 Any intervention vs. no intervention, Outcome 1 Primary (subjective)
outcomes.
Review: Interventions for treating functional dysphonia in adults
Std. Std.
Mean Mean
Study or subgroup Intervention Control Difference Weight Difference
N Mean(SD) N Mean(SD) IV,Random,95% CI IV,Random,95% CI
Gillivan-Murphy 2005 9 -88.3 (6.3) 11 -64.3 (21.6) 20.3 % -1.38 [ -2.38, -0.38 ]
MacKenzie 2001 67 22.4 (5.8) 65 25.4 (8.1) 54.1 % -0.42 [ -0.77, -0.08 ]
-4 -2 0 2 4
Favours intervention Favours control
(Continued . . . )
-4 -2 0 2 4
Favours intervention Favours control
Analysis 1.2. Comparison 1 Any intervention vs. no intervention, Outcome 2 Secondary (objective)
outcomes.
Review: Interventions for treating functional dysphonia in adults
Mean Mean
Study or subgroup intervention Control Difference Difference
N Mean(SD) N Mean(SD) IV,Fixed,95% CI IV,Fixed,95% CI
1 Combined direct and indirect voice therapy vs. no intervention (Buffalo Voice Profile) (After intervention)
MacKenzie 2001 74 2.3 (0.93) 69 2.5 (0.93) -0.20 [ -0.51, 0.11 ]
2 Combined direct and indirect voice therapy vs. no intervention (Buffalo Voice Profile) (Follow up: 14 weeks)
MacKenzie 2001 70 2.2 (1) 63 3 (1) -0.80 [ -1.14, -0.46 ]
3 Combined direct and indirect voice therapy vs. no intervention (GRBAS - Grade) (After intervention)
Simberg 2006 20 15 (6) 18 28 (9) -13.00 [ -17.92, -8.08 ]
4 Combined direct and indirect voice therapy vs. no intervention (Pitch Perturbation) (After intervention)
MacKenzie 2001 67 2.8 (1.5) 57 2.8 (1.5) 0.0 [ -0.53, 0.53 ]
5 Combined direct and indirect voice therapy vs. no intervention (Pitch Perturbation) (Follow up: 14 weeks)
MacKenzie 2001 65 2.7 (1.5) 54 2.2 (1.5) 0.50 [ -0.04, 1.04 ]
6 Combined direct and indirect voice therapy vs. no intervention (Amplitude Perturbation) (After intervention)
MacKenzie 2001 67 4.5 (2.6) 57 5.7 (3.8) -1.20 [ -2.37, -0.03 ]
7 Combined direct and indirect voice therapy vs. no intervention (Amplitude Perturbation) (Follow up: 14 weeks)
MacKenzie 2001 65 4.1 (3) 54 4.5 (3.6) -0.40 [ -1.61, 0.81 ]
-4 -2 0 2 4
Favours intervention Favours control
Comparison: 2 Combined direct and indirect voice therapy vs. TFL-assisted treatment
Mean Mean
Study or subgroup TFL-assisted Traditional Difference Difference
N Mean(SD) N Mean(SD) IV,Fixed,95% CI IV,Fixed,95% CI
-10 -5 0 5 10
Favours TFL-assisted Favours traditional
ADDITIONAL TABLES
Table 1. Assessment of study quality
Beranova 2003 Method not re- Unclear N/A Possibly two pa- Yes 0/3
ported tients (11%) ex-
cluded or lost to
follow up from en-
tire sample
Gillivan- Method not re- Unclear N/A Four patients Yes 0/3
Murphy 2005 ported (20%)
withdrew after ran-
domisation
Simberg 2006 Drawing lots Inadequate Adequate None from the Yes 1/4
from a hat intervention group
and 13 (39%) from
the control group
Voice Symptom Severity Self-report 0 (best) - 150 (worst) 30 5-point Likert scale
Scale (Deary 2003)
Andrews 1986 Controlled trial 10 female subjects 1) EMG biofeedback Laryngeal Both inter-
matched based on training (5) muscle tension, con- ventions effective; no
age and dysphonia 2) Progressive relax- trol of vocal fold vi- significant difference
severity ation training (5) bration, auditory between groups
evaluation, personal-
ity measures, self-rat-
ing of voice, laryn-
goscopy
Garcia Real 2002 Controlled trial 75 professional voice 1) Hydration treat- Laryngoscopy, maxi- Both inter-
users with a mini- ment (27) mum phonation ventions effective; no
mum of four hours 2) Hydration and di- time, speaking time significant difference
of daily voice use rect treatment (25) and fundamental fre- between groups
and who had had in 3) No intervention quency
the past symptoms or (23)
signs of vocal dam-
age due to voice use
for a minimum of six
months
Mendoza-Lara Controlled trial 14 dysphonic teach- 1) Traditional treat- Auditory voice qual- Both interven-
1990 ers and 14 teachers ment (7) ity ratings (inten- tions effective; signif-
without voice prob- 2) EMG biofeedback sity, tone, dyspho- icant differences be-
lems training (7) nia, timbre, rough- tween treatment and
3) No intervention ness, breathiness) control; no signifi-
(14) cant difference be-
tween treatments
Popovici 1993 Controlled trial 39 patients suffering 1) Classical therapy Symptom scale (vo- Combination of clas-
from psychosomatic and relaxation (24) cal, laryngeal, neu- sical therapy with re-
or conversive voice 2) Classical therapy rotic), capacity to laxation is effective
problems (15) relax self-evaluation
scale
Sliwinska-K. 2002 Controlled trial 83 female teachers 1) Logopedic treat- Symptom question- Logopedic voice
with chronic dyspho- ment (47) naire, phoniatric ex- therapy is effective
nia 2) No intervention amination,
(36) videostroboscopy
APPENDICES
WHAT’S NEW
Last assessed as up-to-date: 21 May 2007.
22 May 2007 New citation required and conclusions have changed Substantive amendment
CONTRIBUTIONS OF AUTHORS
Jani Ruotsalainen conceptualised the review jointly with JV and took the lead in writing the protocol.
Jos Verbeek conceptualised the review jointly with JR and wrote the methods section of the protocol.
Merja Jauhiainen designed the systematic search strategies in collaboration with the Cochrane ENT Group’s Trials Search Co-ordinator.
Jaana Sellman and Laura Lehto wrote the second version of the protocol.
DECLARATIONS OF INTEREST
Jaana Sellman is one of the authors of one of the included articles (Simberg 2006).
SOURCES OF SUPPORT
Internal sources
• Ministry of Social Affairs and Health, Finland.
• Cochrane Occupational Health Field, Finland.
External sources
• Pension Fund Loyalis, Netherlands.
INDEX TERMS