Feno Revision Sistematica Italia 2020
Feno Revision Sistematica Italia 2020
Feno Revision Sistematica Italia 2020
POSITION PAPER
11Paediatric Section, Department of Surgery, Dentistry, Paediatrics and Gynaecology, University of Verona
Asthma prevalence in Italy is on the rise and is estimated to be over 6% of the general population. The diagnosis of
asthma can be challenging and elusive, especially in children and the last two decades has brought evidences that asth-
ma is not a single disease but consists of various phenotypes. Symptoms can be underestimated by the patient or under-
reported to the clinician and physical signs can be scanty. Usual objective measures, like spirometry, are necessary but
ABSTRACT
sometimes not significant. Despite proper treatment, asthma can be a very severe condition (even leading to death),
however new drugs have recently become available which can be very effective in its control. Since asthma is currently
thought to be caused by inflammation, a direct measure of the latter can be of paramount importance. For this purpose,
the measurement of Fractional Exhaled Nitric Oxide (FENO) has been used since the early years of the current century
as a non-invasive, easy-to-assess tool useful for diagnosing and managing asthma. This SIP-IRS/SIAAIC Position
Paper is a narrative review which summarizes the evidence behind the usefulness of FENO in the diagnosis, manage-
ment and phenotypization of asthma.
Key words: Asthma diagnosis; asthma management; Fractional Exhaled Nitric Oxide (FENO).
Correspondence: Stefano Nardini, Italian Respiratory Society-Società Italiana di Pneumologia, Milan, Italy.
E-mail: snardini.pneumologo@gmail.com
Contributions: All the authors made a substantive intellectual contribution, read and approved the final version of the manu-
script and agreed to be accountable for all aspects of the work.
Conflict of interest: EH, SN are consultants of Circassia AB; SN is Coordinator of the Associate Editors of the Editorial Board
of Multidisciplinary Respiratory Medicine. The remaining authors have no conflict of interest to declare.
Funding: This position paper jointly produced by the Italian Society of Asthma, Allergy and Clinical Immunology (SIAAIC) and
the Italian Respiratory Society (SIP-IRS) has been made possible thank to an unconditioned educational grant of Circassia AB,
Hansellisgatan 13, SE-754 50 Uppsala, Sweden.
Indeed, NOS-1 and NOS-3 are calcium-calmodulin dependent, and inactivate enzymes and other proteins. NO targets many enzymes
are activated in response to a calcium signal. Enzyme activation in this way, particularly those important for the mitochondrial res-
occurs rapidly and transiently. Production of NO is equally tran- piratory chain, which is essential for ATP synthesis [24].
sient, providing a rapid pulse-like signal. NOS-1 and NOS-3 The role of NO in inflammation remains elusive. It is likely
enzymes produce small amounts of NO. Differently from NOS-1 that an excessive amount of NO produced by NOS-2 exerts the
and -3, NOS-2 contains tightly bound calmodulin. NO synthesis same types of effects as does the “physiological” NO, including
does not seem to be regulated but rather controlled at the transcrip- relaxation of smooth muscle cells and vasodilatation. Thus, the
tional level, and once the enzyme is expressed it will produce large increased NO levels in inflammation may be involved in hyper-
amounts of NO for prolonged periods, depending on how long the emia, edema and hypotension. Furthermore, NO may reduce apop-
enzyme is present in a given cell or tissue. NOS-2 expression is tosis of inflammatory cells such as eosinophils. On the other hand,
dependent on transcription factors such as nuclear factor κB (NF- at high concentrations NO downregulates adhesion molecules,
κB), activated by pro-inflammatory cytokines, including tumor suppresses activation of inflammatory cells, and induces their
necrosis factor-α (TNF-α), interleukin-1b (IL-1b) [21], interleukin apoptosis [25].
4 (IL-4) [22] and interleukin 13 (IL-13) (which upregulates NOS- However, a different perspective on NO homeostasis in air-
2 expression and activity) [23]. way inflammation has been outlined [26]. In particular, it has been
Apart from enzymatic synthesis pathways, endogenous pro- suggested that an increased arginase activity, in conjunction with
duction of both NO and H2S can occur through other non-enzy- an abnormal cellular uptake of L-arginine, may represent a major
matic processes that are less well understood. NO can be produced causative factor of NOS dysfunction in asthma. L -arginine is a
in vivo by a reduction of NO3– (nitrate) to NO2– (nitrite), and NO2– substrate for both arginase and NOS, and therefore these enzymes
can produce NO. In fact, at low pH, nitrite will form nitrous acid might affect each other activity through substrate competition. In
(HNO2), which decomposes to various nitrogen oxides, including an allergic inflammatory microenvironment, pro-inflammatory
NO. Nitrite may come from either dietary intake or saliva, through cytokines and “oxidative stress” might upregulate the production
a reduction of nitrate to nitrite performed by bacteria in the oral of NOS-2-derived NO through activation of transcription factors
cavity. [27]. In this situation, the synthesis of strong oxidizing reactive
Figure 1 summarized the enzymatic and non-enzymatic syn- nitrogen species (RNS), such as peroxynitrite, leads to cell dam-
thesis of nitric oxide. age in the airways of asthmatics. In addition, upregulation of
arginase in an inflammatory microenvironment is able to limit L-
arginine bioavailability for NOS-2, which can result in the pro-
duction of both NO and O2 as a consequence of the substrate defi-
Biological functions of nitric oxide ciency. This effect promotes an amplification of peroxynitrite for-
The biological effects of NO in humans are numerous and mation, leading to an enhanced cytotoxic action in the airways. It
involve the whole organism, and only some of those effects are might thus be speculated that a similar pathway can be activated
exerted by direct actions [15]. Indeed, certain physiological and in the inflammatory diseases of the upper airways such as allergic
pathophysiological effects of NO are likely to be due to derivatives rhinitis or nasal polyposis, though this hypothesis needs to be
of NO rather than by this molecule itself. The direct actions of NO experimentally validated.
occur at low concentrations by binding to a number of molecular
targets such as metal containing proteins and DNA. These interac-
tions lead to enzyme activation or inhibition. The most notable of
such processes is the reaction of NO with the heme group of
guanylyl cyclase [15]. The subsequent activation of this enzyme is
responsible for the conversion of guanosine trisphosphate (GTP)
into cyclic guanosine monophosphate (cGMP). cGMP in turn acti-
vates protein kinases that perform several regulatory functions,
including smooth muscle relaxation, neuronal transmission, and
inhibition of platelet aggregation.
On the other hand, NO can inhibit other metallo-proteins such
as cytochrome P-450, cytochrome oxidase and catalase. NO may
also modulate other oxidative reactions by interacting directly with
high energy free radicals, for example inhibiting lipid peroxidation
and reducing the generation of pro-inflammatory lipids.
In contrast to the direct actions of NO, its indirect effects are
mediated by reactive nitrogen oxide species (RNOS) derived from
the interactions of NO with O2 or O2•‒ superoxide anion [24].
Indeed, reactive nitrogen oxides have been suggested to be impor-
tant mediators of the pathophysiological events underlying a broad
spectrum of inflammatory responses. The most common reactive
nitrogen oxide species produced in vivo are dinitrogen trioxide
(N2O3) and peroxynitrite (ONOO–, an unstable structural isomer of
nitrate, NO3−), which can induce both nitrosative and oxidative
chemical stresses often associated with pathological situations
such as inflammation. An example of such phenomena can be
mediated by the potent cytotoxic and oxidant peroxynitrite and its
conjugate peroxynitrous acid ONOOH, which can oxidize thiols,
nitrate tyrosine and guanosine, as well as cleave DNA [24]. RNOS Figure 1. Non-enzymatic (left side) and enzymatic (right side)
can react with sulfhydryl containing amino acids that irreversibly synthesis of nitric oxide. NOS, Nitric Oxide Synthase.
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tem, with a sensor that needs replacing between 100 and 300 meas-
Assessment of FENO urements. Patients have to produce a 10-second exhalation of
breath at an exhalation pressure of 10-20 cmH2O in order to main-
Since Gustafsson et al. [28], who reported the first detection of
tain a stable flow rate of 50±5 mls-1. A calibrated electrochemical
NO from human expired breath, several techniques have been
sensor evaluates the final 3 s of exhalation expressing the result in
developed. Nowadays, the most used are chemiluminescence,
ppb in the 5-300 ppb range. The NObreath is a monitoring device
electrochemical sensors and laser-based technology, all of which
that requires 12 seconds of exhalation of breath in adults and 10
present advantages and disadvantages in a clinical setting. FENO
seconds in children. It weighs approximately 400 g, including bat-
could be measured both online and offline [29,30]. Online meas-
teries, which last for up to 120 procedures. As the instrument does
urement may provide a better data quality but offline measurement
not have a set lifetime, it is strongly suggested that the sensor cells
is often more practical [31,32].
be replaced every 2 years [35]. The Medisoft device is semi-
The chemiluminescence method is the gold standard for
portable (weighing approximately 10 kg), and allows for repeat-
exhaled NO analysis. NO molecules contained in the gas sample
able analysis of exhaled NO using an internal sample bag for off-
are detected because of the radiation created after their reaction
line measurements. It has a software package that provides a step-
with ozone (O3), generated in the instrument. The reaction between
by-step, on-line quality control. The measurement range is 0-600
NO and O3 generates nitrogen dioxide molecules (NO2 ) in an
ppb. The NO cells are long lasting, typically 24 months or longer.
electronically excited state. The subsequent reversion of these mol-
The Vivatmo-PRO device is a portable device with an infrared sen-
ecules to their lower energy ground state causes the emission of
sor, which gives a rapid response and may not require storage of
electromagnetic radiation (photons), with wavelengths ranging
the sample in a chamber. In a recent study it has been showed a
between 600-3000 nm, which can be detected and amplified by a
good correlation among some of these devices although the abso-
photomultiplier tube. The resulting output signal is determined and
lute exhaled NO measurements may differ to a clinically relevant
corresponds linearly to the NO concentration in the sample, pro-
extent [36]. Table 1 summarizes the performance characteristics of
vided that O3 is present in excess.
the most representative FENO analysers.
The chemiluminescence equipment is highly sensitive, with a
Recently, the use of optical sensors based on different laser
detection threshold at ppb (parts-per-billion, 1:109) level and a very
technologies and detection methods has been developed for meas-
fast response time (0.5-0.7 s). In addition, the technique allows for
uring of NO concentrations [37]. Schematically, these sensors
direct analysis of the breath in situ, or indirectly by sampling the
include a laser source that produces light that interacts with gas
breath in a balloon that can be analyzed later. However, to ensure
molecules, a gas cell containing the sample to be analyzed, and,
reliability frequent instrument calibration is often required, which
finally, the detection system. For NO detection, the light source in
is achieved by using concentration of NO up to hundreds of ppb.
the optical sensors must probe at the fundamental and strongest
In addition, these analyzers need a source of external NO-free air
absorption band, centered in the mid-infrared region at 5.3 μm
to generate ozone within the equipment, and a vacuum pump sys-
ranging from 5.1 to 5.7 μm.
tem, which rise manufacturing costs with prices ranging between
Previously, the main limitation of the laser-based NO sensors
18,000 and 41,000 EUR [33]. Furthermore, chemiluminescence
in this spectral range was the interference from several other gases,
analyzers are quite large, weighing between 25 and 45 kg. All these
such as CO2 and H2O. Hence, only specific absorption NO lines
limitations have restricted the use of chemiluminescence analyzers
could be targeted, requiring only sensors that could generate the
in routine clinical applications or home monitoring, and currently
specific light spectra to be used.
remain in use solely for laboratory analysis.
Other methods are being developed, based on new technolo-
Current commercially available chemiluminescence FENO ana-
gies, like the smart solid-state microsensors [38]. The optical sen-
lyzers include NOA 280i (Sievers, GE Analytical Instruments,
sor can be used to detect low levels of NO concentration, utilizing
Boulder, CO, USA), NIOX (Circassia, Oxford, UK), Logan model
laser technology to measure the decrease of light intensity due to
LR2149 (Logan Research; Rochester, Kent, UK) and CLD 88 (Eco
absorption by NO; several laser-based sensors have been devel-
Medics, Duernten, Switzerland).
oped to detect also 0.3 ppb of NO within 1 s [39-42].
Electrochemical sensors can also be used to measure exhaled
The American Thoracic Society (ATS) and the European
NO as they convert the gas concentration into an electrical signal
Respiratory Society (ERS) have agreed on a highly standardized
[34]. The principle is based on the amperometric technique, which
procedure for measurements of lower respiratory tract exhaled NO
is achieved in the electrochemical instrument by a buffer system
[43]. According to the guidelines for FENO measurement in adults,
that allows retention of the last portion of the exhalation sample.
a single breath sample is instantly analyzed as the subject performs
Subsequently, the sample is transferred to the sensor for analysis
a breathing maneuver. The subject makes an inhalation to total
where the target gas undergoes a chemical reaction in the presence
lung capacity (TLC) with scrubbed air, not to contaminate the sam-
of active catalytic sensor, and a measurable physical change is
ple with possibly high NO from the environmental air, and then
emitted within an electrical circuit. The sensor output signal, which
presents a high sensitivity, is directly proportional to the partial
pressure, and therefore to the concentration, of NO in the sample.
The optimization of NO selectivity and sensitivity from the
exhaled breath sample relies on catalyst and electrolyte composi-
tion with a complex arrangement of diffusion barrier membranes Table 1. Performance characteristics for representative FENO
and a specific chemical filter system. analyzers.
Several electrochemical or infrared sensor devices are com-
mercially available: NIOX VERO (Circassia, Oxford, UK),
Characteristics Chemiluminescence Electrochemical Laser
1 kg), and can be used for both adults and children [35]. It is pre-
External calibration Yes No No
calibrated, designed to ensure a service- and calibration-free sys- Price 50 kEUR 4 kEUR >100 kEUR
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exhales for 10 s at a specified 5-20 cmH2O pressure. This pressure eosinophils ≥3% and identifies patients with a good response to
is necessary to ensure the closure of the soft palate, minimizing the corticosteroids and T2 immunomodulators. FENO values >50 ppb
risk of contamination of the exhaled NO from the paranasal sinus- (>35 ppb in children) are likely connected with airway
es, where NO concentrations are very high. The guidelines also eosinophilic inflammation and this data may be used to predict a
recommend an exhaled flow of 50 ml/s (FEno50), based on the response to anti-inflammatory therapy, while low FENO <25 ppb
hypothetical assumption that the region of interest for the NO (<20 ppb in children) correlates with less eosinophilic inflamma-
excretion is within the lower parts of the airways. This relates to tion and responsiveness to corticosteroids [43]. Diagnostic FENO
the reasoning that the airways are considered similar to a basic tub- cut point in well controlled asthma is usually indicated by normal
ing system through which the expired air is led. If there is no NO values [65]. FENO >30 ppb was associated with uncontrolled asth-
depletion within the airway walls during the air passage, a steady ma [66].
state condition and thereby a stable exhaled concentration level According to GINA guidelines, following the diagnosis of
(plateau) is reached, corresponding to the chosen exhalation flow severe asthma, FENO ≥20 ppb is considered the cut-off characteriz-
rate. The exhalation flow rate can influence the exhaled concentra- ing Type 2 inflammation severe asthma and it is used to assess this
tion level, with low flows resulting in higher levels and vice versa. asthma phenotype, together with other markers like blood and spu-
A normal FENO concentration in healthy adults is in the 10-20 ppb tum eosinophils [1]. Is has been suggested a FENO cut point of 21
range. In inflammatory diseases such as bronchial asthma, not ppb that best fits ≥3% sputum eosinophils in corticosteroid-naive
treated with anti-inflammatory medication, the exhaled NO values patients [67]
can reach more than 100 ppb. Reference values are meant to be used as a general guide,
mindful that they can have significant changes in different patients
[1,43].
Very few data from studies analyzing clinically important
Interpretation of FENO results change of FENO in individual patients is available [62,68-73] and
FENO values can be influenced by several non-disease-related different are the results depending on the considered outcome.
factors, thus filling in a questionnaire for NO measurement is rec- Considering simply the within-subject coefficient of variation, in
ommended [44]. Confounding factors could be related to the healthy subject is approximately 10% (corresponding to a raw
patient, like genetics, sex, weight and height, diet (i.e., coffee) or change up to 4 ppb) [62,68] while it increases to about 20% in
taking drugs such as anti-inflammatory medications; also current patients with asthma [71-73], therefore leading the ATS experts to
smoking and atopy seem to influence FENO levels [45,46]. Allergen recommend a change of at least 20% to indicate a significant rise
exposure is associated with higher levels of FENO but they could or fall in FENO over time or following an intervention [43]. If the
decrease during the early phase of allergic response [47]. Smoking considered outcome is the transition from good control to poorly
is an important determinant of FENO levels and current smokers controlled asthma, a Minimal Clinically Important Difference
exhibit lower levels of FENO in comparison to ex-smokers and (MCID) ranging from 16 ppb to 25 ppb (corresponding to an up to
never smokers [48]. Both active and passive smoking have effects 60% increase from baseline) has been demonstrated [71-73]. On
on lowering FENO as demonstrated in healthy adults and in both the other hand, considering the change in FENO during an acute
adults and children suffering from asthma, regardless their allergy event, the increase of values has been described as 50% higher in
status [49]. Different mechanisms are suggested for explaining the acute asthma attacks compared with when stability was restored
reduced FENO in smokers such as downregulation of NO synthetase [70], and up to 150 ppb during exposure to a relevant allergen
by NO from cigarette smoke, increased breakdown of NO or lack [74,75] or acute infection.
of the required supply of tetrahydrobiopterin [50]
FENO could be influenced also by viral respiratory infections
[43]. Age seems to be important too, especially in children [51],
Extended nitric oxide analysis
but correlation between age and sex has still to be defined [52-54].
Recently, also ethnicity seems to have a role in FENO results, The measurement of exhaled NO at just one exhalation flow
impacting clinical management [55-57]. rate does not allow identification of NO production sites within the
Moreover, there are also technical confounding factors in FENO respiratory system. Therefore, mathematical models have been
measurement, like the NO analyzer used [58], measurement tech- created to calculate the production within lung. George et al. [76]
nique, exhalation flow rate or nasal NO contamination. Spirometry and Hogman et al. [77] have extensively reviewed the different
could also influence FENO results, thus it should not be performed models. When the exhaled NO at different flow rates is detected in
first [43]. FENO could increase due to bronchodilation and it could breath sampler, the NO production sites in the respiratory system
decrease due to bronchoconstriction [47,59]. Over-distension dur- can be calculated. In particular, the NO flux from the airway wall
ing a profound inhalation can affect FENO levels also because the to the lumen (JawNO) and fraction of NO in the gas-phase alveolar
patient may not have control over exhalation flow rate [44]. Thus, region (CANO) can be calculated when NO measurements are
it is mandatory to correctly interpret FENO results in each patient, acquired at multiple high flow rates. Additional mathematical cal-
referring to the clinical context in which the test is being done; it culations with NO measurements obtained at both low and high
is also important to report the device used to make FENO measure- flow rates can give the airway tissue concentration of NO released
ment, how many measurements have been made and the flow rate by the rigid conducting airway system (CawNO) and the transfer
(50 ml/s for approved FDA devices) [43]. All the measurements factor indicating the total airway compartment diffusion capacity
performed can be included but at least the mean value should be (DawNO). Hence, extended NO analysis can shed light on the NO
reported [43]. production sites of the respiratory system in patients.
Reference values have been described for FENO in adults The clinical application of measuring FENO at different flow
[51,52,60,61] and children [59,62-64]. In clinical practice, FENO rates is yet limited to some research setting, however information
<25 ppb in adults (<20 ppb in children) is considered the normal on the contributions of the bronchi (bronchial NO flux) and the
value. FENO levels between 25-50 ppb in adults (20-35 ppb in chil- peripheral lung (alveolar NO concentration) to exhaled NO is
dren) should be contextualized within the clinical context [43]. intriguing [78.]
The eosinophilic asthma phenotype is characterized by sputum Increased alveolar NO concentration has been reported in
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severe, nocturnal and treated asthma [79] while NO flux from ber of positive skin-prick tests [91] and IgE-antibody concentra-
bronchial lumen (J’awNO) was associated to cough variant asthma tions [92]. Recently it has been shown that increased levels of
and non-asthmatic eosinophilic bronchitis [80]. exhaled NO in adolescents, 12-15 years old, precede incident self-
In all chemilumiscence analyzers, expiratory flow rates can be reported allergic symptoms to cat and dog within four years [93].
modified by resistors, allowing an extended NO analysis. On the
other hand, most electrochemical sensors are not suitable for mul- Rhinitis
tiple flow analysis. An exception is the Medisoft that allows eval- FENO values are generally reported to be higher in adults with
uation of exhaled NO at multiple flow rates. allergic rhinitis (AR) when compared to healthy controls and
patients with non-allergic rhinitis (NAR) [94]. As up to one third
of patients with rhinitis may have asthma, it is interesting to report
that AR with/without asthma had significantly higher FENO levels
FENO in asthma diagnosis than patients with NAR without asthma, while subjects with NAR
As the GINA guidelines suggest [1], FENO cannot be used as and asthma exhibited elevated FENO levels, similar to AR [95].
the only parameter for ruling in or ruling out a diagnosis of asthma. Natural pollen exposure was found to cause a significant FENO ele-
Its values are higher than normal in asthmatics that are character- vation in allergic individuals. Thus, IgE-mediated allergy has been
ized by Type 2 airway inflammation, and, as previously reported, reported to be responsible for elevated FENO [96]. FENO values that
several factors can affect FENO levels (smoke, bronchoconstriction, were lower in AR compared with asthma were shown to reach sim-
viral respiratory infections). ilar levels after allergen exposure [97]. In patients with rhinitis and
On the other hand, the British National Institute for Health asthma-like symptoms, the presence of asthma was associated with
Care Excellence (NICE) guidelines [81] recommend FENO testing higher FENO values [98]. In a consecutive series of patients referred
in combination with other diagnostic options to help diagnose asth- to an allergy clinic for chronic persistent rhinitis symptoms, airway
ma in adults and children when diagnosis is unclear (i.e., in case of inflammation, evaluated by increased values of FENO, and diagno-
normal lung function), and in those for whom, after initial clinical sis of asthma were significantly more prevalent in patients with AR
examination, an intermediate probability of having asthma is pres- and chronic rhinosinusitis (CRS) compared to patients with non-
ent or in those with confounding factors as obesity, anxiety, etc… allergic rhinitis [99]. One every four subjects with allergic rhinitis
[82]. FENO measurement is recommended by NICE also as an and very high FENO values (>50 ppb) have been shown to develop
option to support asthma management in people who are sympto- asthma at follow up according to a recent report [100].
matic despite using inhaled corticosteroid (ICS) treatment. Chronic rhinosinusitis
FENO measurement could also be used in differentiating
Cough-Variant Asthma (CVA) from other causes of chronic cough Chronic rhinosinusitis is classified into CRS with nasal polyps
[83-86], to distinguish pre-school wheezing phenotypes and to (CRSwNP), characterized by eosinophilic inflammation and CRS
assess the risk of later asthma or impaired lung growth and lung without nasal polyps (CRSsNP). Asthma is more frequently seen in
dysfunction in children [87]. CRSwNP patients than in CRSsNP patients. FENO, blood
According to the available literature, high FENO values increase eosinophil counts, number of eosinophils in nasal polyps, and total
the probability of asthma diagnosis, while a negative test does not IgE are generally all higher in CRSwNP patients than in CRSsNP
necessarily exclude asthma [43]. Data from secondary care patients. FENO values in CRSwNP patients without asthma showed
patients showed a sensitivity of 43–88% and specificity of 60–92% significantly higher FENO values than CRSsNP patients without
[88] for diagnosis of asthma. The Positive Predictive Value (PPV) asthma, while no significant difference in FENO was seen between
and Negative Predictive Value (NPV) were 54-95% and 65-93%, patients with CRSwNP with and without asthma [101]. The pres-
respectively [43]. Thus, around 1 in 5 people with a positive FENO ence of nasal polyps in patients with CRS was associated with
test will not have asthma (false positives), and 1 in 5 people with a increased asthma prevalence as well as increased FENO levels.
negative FENO test will have asthma (false negatives). However, Respiratory symptoms without bronchial hyperresponsiveness
even if data on FENO specificity and sensibility are heterogeneous were associated with eosinophilic airway inflammation and
and could vary between studies, FENO seem to have higher speci- increased FENO only in patients with nasal polyps [102], suggesting
ficity than sensitivity for the diagnosis of asthma, so FENO meas- eosinophilic airway inflammation even in patients without asthma.
urement is better at ruling in rather than to ruling out asthma diag-
nosis [89]. Sensitivity but not specificity could vary significantly
among different FENO devices [89]. Specificity is optimized if
FENO and asthma control
higher FENO cut-off is used. ATS guidelines show that FENO >36
ppb had a sensitivity of 78% and a specificity of 72% for sputum Its intrinsic feature as a biomarker of the underlying T2-medi-
eosinophilia, while a FENO <26 ppb has a negative predictive value ated airway inflammation in asthmatics [103], its ability to predict
of 85% [43]. asthma exacerbation [104,105] and the prompt reduction after anti-
inflammatory treatment initiation [106,107] theoretically make
FENO as a promising biomarker of poor asthma control.
Many studies investigated this aspect both in children and in
FENO and asthma comorbidities adults with contradictory results reported so far: some Authors
reported higher FENO levels in uncontrolled or partially controlled
Atopy asthmatics both in adults [64,108,109] and children [110-112],
Atopy, defined as sensitization to common inhalant allergens, while others failed to find such a correlation [113-119]. A recent
in the absence of allergic diseases, such as rhinitis, has been con- metanalysis including many of these studies concluded that there
sistently reported to be associated with increased FENO values, is only a weak correlation between FENO levels and current asthma
when compared to values observed in non-atopic control subjects, control [120].
in children, but not in adults [90]. In children, exhaled NO corre- This apparent contradiction between the promising role of
lates with the degree of IgE sensitization, in terms of both the num- FENO as a biomarker of asthma control and the reported results may
be explained looking at the clinical characteristics of patients
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included into the different studies: in fact, a better correlation association [144-146]. Further studies are therefore needed to clar-
between high FENO levels and poor asthma control was seen in ify if this class of drugs affects FENO.
patients not on regular treatment for asthma [111,112,121], while In any case, when a response to ICS and/or LTRA has been
patients regularly treated with ICS seem to demonstrate weaker or found, FENO decreases rapidly, generally more quickly than other
no correlation between FENO and asthma control [111-113,116- asthmatic features, such as lung function parameters, symptoms or
119,121]. It is also possible that the presence of sino-nasal comor- airway hyperreactivity [106]. This rapid response to anti-inflam-
bidities (such as allergic rhinitis or chronic rhinosinusitis with matory treatments, together with similarly rapid increase before
nasal polyps), which are frequently associated with asthma, may worsening of asthma control and exacerbations [104,147] led
have an influence on the correlation between FENO and asthma researchers to investigate the potential therapeutical strategies
control, as they may independently increase FENO levels [99,102]. based on tailoring the treatment level according to FENO assess-
The performance of FENO as a biomarker of asthma control ment [131]. A recent metanalysis [131] combining data from three
increases when its assessment is combined with lung function previously published Cochrane reviews [148-150], highlighted
parameters [122-123], when it is used to predict the future risk of that tailoring of asthma therapy based on FENO results in a signifi-
losing asthma control [124-128], or when its increase in a given cant reduction of exacerbations in adults and a similar tendency in
time is considered as a marker of loss of asthma control [119]. children, compared to guidelines-based therapeutical strategies;
It is therefore suggestable that combined measurement (at first interestingly, these results were obtained without an increase need
clinical evaluation and during regular follow ups) of FENO and lung in ICS dose, reinforcing the benefit that may be achieved from a
function, which are both easy to obtain in clinical practice, may FENO -based strategy for tailoring asthma therapy.
help clinicians to predict the achievement of asthma control after
treatment initiation. Moreover, considering the easiness of FENO
assessment even in pre-school children, its use to determine asth-
ma control can be reasonable particularly when lung function and FENO and adherence to treatment
self-reported control level are difficult to obtain [110]. A proportion of patients with asthma remains symptomatic
despite prescription of adequate treatment and they should be dis-
tinguished into two categories: patients with possible severe asth-
ma (“difficult-to-control” asthmatics) and those with other causes
FENO and response to asthma treatments
of poor asthma control (“difficult-to-treat” asthmatics) [151];
Glucocorticoids are known to reduce eosinophilic inflamma- among these causes, nonadherence to ICS is a major determinant
tion that characterizes most of the asthma phenotypes; therefore, of poor asthma control and treatment failure accounting about 50%
FENO has the potential properties to be the perfect tool for monitor- of those who had been prescribed long-term treatment [152].
ing the response to inhaled and/or systemic corticosteroid treat- Distinguishing patients with difficult-to-control asthma who may
ments in asthmatic patients. respond to ICS if properly addressed from those really affected by
In steroid-naïve patients, FENO has been shown to be a reliable refractory asthma is an important clinical challenge.
predictor of responsiveness to ICS, with high levels associated FENO has been largely investigated as possible tool to identify
with favorable response to the treatment [105, 129-131]. Higher nonadherence [68,124,153-159]: elevated FENO levels were con-
baseline FENO levels were indeed able to predict ICS response in stantly associated with nonadherence, despite the heterogeneity of
terms of improvement of lung function both in adults [132-134] methods used to assess the adherence to treatment, both in children
and children [135], and in terms of reduction of symptoms and adults; this ability to identify poorly adherent patients was
[133,134] (at least in eosinophilic phenotypes) and improvement constantly reported to be greater for FENO than for other parameters
of asthma-related quality of life [133]. The study by Cowan et al. such as lung function or patient-reported symptoms. Fewer are the
[134] showed that, despite FENO was able to predict the improve- reports of poor correlation between FENO and adherence to treat-
ment of asthmatic symptoms only in patients with eosinophilic ment, probably due to the very small number of patients enrolled
asthma after a short course of 4 weeks of ICS, its high baseline lev- [159].
els were associated to a significant reduction in bronchial hyperre- McNicholl et al. [130] developed the so-called “FENO suppres-
sponsiveness also in patients with non-eosinophilic asthma, sug- sion test”, a practical objective procedure for assessing nonadher-
gesting that these subjects may need longer ICS treatment to obtain ence in difficult-to-treat asthma; they enrolled asthmatic patients
also a clinical response associated with the prompt lung function with persistently elevated FENO despite treatment and administered
improvement. A further subanalysis of the same study confirmed them inhaled budesonide 1600 mg for 7 consecutive days under
the same results [136]. their direct observation. FENO was daily measured for 8 days, then
The ability of FENO to predict ICS response could be even more weekly for 4 weeks to test its suppression after directly observed
clinically relevant when evaluating patients with non-specific res- inhaled corticosteroid (DOICS) treatment; if FENO persisted to be
piratory symptoms (such as isolated cough) and not already clearly higher than 40 ppb after seven days of DOICS, intramuscular tri-
diagnosed with asthma [133,137]. A double-blind randomized amcinolone 80 mg was administered, to demonstrate FENO respon-
placebo-controlled trial published by Price et al. [133] showed that siveness to high-dose systemic corticosteroids. A composite meas-
higher baseline FENO was associated with better response to ICS in ure comprising prescription records, adherence interview, blood
patients with undiagnosed, non-specific respiratory symptoms. testing, and inhaler technique, was used to assess nonadherence.
Interestingly, in this study FENO performance in predicting ICS Using this study design, they were able to reveal that suppression
response was superior than baseline lung function assessment, of FENO after DOICS had a sensitivity of 67%, a specificity of 95%
blood eosinophil count and clinical opinion of asthma. This study and a positive predictive value of 92% in identifying nonadherent
confirmed, using a more robust study design, previous similar patients and differentiating them from patients with proper severe
observation in single-blind design and with limited number of asthma. A subsequent study from the same group of Authors
patients [137]. demonstrated that the FENO suppression test is applicable in a rou-
More controversial is the effect of leukotriene-receptor antag- tine clinical care of reference centers for severe asthma, with the
onists (LTRA) on FENO, as some studies showed a prompt and sus- help of an integrated remote monitoring technology specifically
tained reduction of it [138-143], while others failed to find this developed [158].
MRM_01 position.qxp_Hrev_master 18/02/20 15:31 Pagina 8
diagnosis in children. Sensitivity and specificity of FENO measure- went twice-daily fractional exhaled nitric oxide measurement
ments were showed to be acceptable to discriminate asthma from before, during and after period of natural exposure to mite aller-
other non-asthmatic conditions in previous clinical studies [189], gens, observed significant differences between the mite-free base-
though normal FENO levels do not exclude the diagnosis of asthma, line FENO level and FENO levels measured during natural mite
especially in non-atopic subjects. In fact, FENO levels of atopic exposure and after natural mite exposure [203]. Moreover, six chil-
asthmatic are higher than those of non-atopic asthmatics [190]. dren reported asthma symptoms during the mite exposure, and an
Furthermore, it has to be considered that there is a large range in increase in FENO was observed in each case [203].
FENO levels among children, which may reflect the natural hetero- The usefulness of FENO for monitoring children with moderate-
geneity in baseline epithelial nitric oxide synthase activity with the to-severe asthma is still unclear. In fact, studies aimed to evaluate
contribution of other non-eosinophilic factors. FENO usefulness as a predictor of asthma exacerbations show con-
Normal values of FENO and feasibility in children have been flicting results. Moreover, a consensus about the optimal FENO cut-
assessed, showing that FENO levels in healthy children are below point level to define high risk of exacerbation still lack. Cabral et
15 to 25 ppb [60,191]. These values range is the result of several al. showed no benefits in tapering ICS doses in atopic children by
factors: age, gender, height, ethnicity, allergic sensitization, serum monitoring FENO levels, suggesting that this tool has a limited
total IgE, infections, a nitrate rich diet, exercise, smoking, environ- value as a predictor of asthma exacerbations [204]. Conversely,
mental nitric oxide, time of the day, season and environmental pol- some data reported that FENO might be helpful in predicting and
lution [182,192-194). A systematic review and meta-analysis on preventing exacerbations. In a study based on daily FENO values
eight current diagnostic accuracy studies, including 2,933 cases of and symptom scores over 192 days in 41 atopic asthmatic children,
diagnostic performance of FENO in children with asthma, indicates Stern et al. have demonstrated that fluctuation in FENO values and
a FENO values range from 19 ppb to 25 ppb as the best cut-point to their cross-correlation to symptom scores give information on
diagnose asthma [195]. This range showed the equal highest asthma severity and control [205]. They found that the majority of
Youden’s index (sensitivity + specificity -100). subjects had the strongest positive relationship between FENO val-
In a study performed in preschool children, FENO was higher in ues and symptom scores on the same day. Children who had a
those with a frequent recurrent wheeze and a stringent index for the severe or moderate exacerbation had a stronger positive cross-cor-
prediction of [asthma asthma predictive index (API)] than in those relation between FENO values and symptom scores, suggesting that
with a loose index or those with recurrent or chronic cough but no concordance of FENO values and symptom scores is an indicator of
history of wheeze [196,197]. Furthermore, in infants with eczema
increased risk of exacerbation [205]. In another study, Gagliardo et
but not yet wheezing, exhaled nitric oxide was shown to be capable
al. found a significant correlation between FENO levels and other
to provide important insights into the risk of asthma later in child-
markers of inflammation, such as sputum eosinophilia and IL-8,
hood and its airway characteristics [198]. The body of these data is
and the number of severe exacerbations in asthmatic children
in favour of the idea that objective measurement of FENO in addi-
[206]. Van der Valk et al. collected longitudinal daily FENO mea-
tion to the clinical characterization may improve the possibility of
surements in relation to exacerbations in atopic asthmatic children
defining disease presentation and of predicting disease progression
[207]. They have found changes in FENO prior to moderate, but not
in preschool children.
severe exacerbations. Probably, moderate exacerbations are pre-
Therefore, currently, FENO may be regarded as a potential com-
ceded by increased eosinophilic airway inflammation and the level
plementary tool in asthma diagnosis pathway in children.
There is also a strong interest to use FENO as a guide for asthma of cross-correlation between FENO levels and symptoms could
treatment, considering that FENO reflects airway inflammation. In identify children at risk for exacerbations. However, the study
fact, in some studies FENO is validated as a useful tool both in diag- sample size was small and the therapeutic intervention with ICS
nosing and managing children with atopic asthma [60]. Data sug- could have modified the association between FENO and exacerba-
gest that using FENO to tailor the dose of ICS cannot be recom- tions [207]. At last, in a study based on forty-two children with
mended in routine clinical practice, because of the danger of exces- confirmed asthma, Chang et al. has found that FENO values were
sive doses of treatment without significant changes in clinical out- associated with an increased risk for subsequent loss of asthma
comes. In fact, two meta-analyses of paediatric studies showed that control 4 weeks after ICS withdrawal (40). Moreover, subjects
FENO monitoring lead to increased use of ICS, without significant with high FENO values had an earlier LAC respect subjects with
influence on lung function outcomes (FEV1 levels) compared to normal FENO [208]. Their findings suggest that FENO values may be
conventional management [199,200]. Actually, a guideline-based useful to predict subsequent loss of asthma control among asymp-
approach still remains essential [199]. It has been suggested that tomatic children after ICS interruption. In this setting, FENO level
FENO may be more appropriate for tapering, rather than for step- may contribute for clinical follow up decision during childhood
ping up anti-inflammatory treatment and could be used mainly as asthma after ICS withdrawal. Discordant data were found also
an indicator of the child’s compliance with the prescribed therapy about the correlations between FENO and Asthma Control Test
[182]. In fact, the relatively rapid shift of FENO levels after steroid scores, both in adults and in children [209]. A study on 200 asth-
treatment suggests its utility in monitoring adherence to and matic children (47 of them with newly diagnosed asthma and with-
response to therapy [43,201]. out any regular controller therapy) has pointed out that the assess-
For these reasons different authors suggested to use FENO to ment of asthma control by Children-ACT questionnaire in children
rationalize corticosteroid therapy in asthmatic patients, together is significantly related to the level of FENO in newly diagnosed
with the traditional clinical tools (history, physical examination patients, but not in those already under regular follow up [111].
and lung function tests) [43]. Nevertheless, the issue to consider In conclusion, due to the complex nature of the disease, asthma
FENO as a clinical tool to manage asthma treatment in children is control in children needs more than only one item in assessment and
still under debate [202]. both physician evaluation and other objective testing are necessary.
Some previous studies showed that FENO increased in uncon- FENO may provide useful information about airway inflammation,
trolled asthmatic children, especially during exacerbations [202]. playing a complementary role in the management of asthma.
In particular, a study, in which 22 children allergic to mites under-
MRM_01 position.qxp_Hrev_master 18/02/20 15:31 Pagina 10
in the paranasal sinuses, regulating cilia motility [231,232] and the the nasal airway and paranasal sinuses [245], which may affect the
nasal airway resistance to airflow, and entering in the humidification ability to detect alterations in nNO occurring in sino-nasal disor-
and warming mechanisms of inhaled nasal air flow [233]. Nasal NO ders [246]. However, a very recent study suggests to use nNO also
has also been hypothesized to improve the ventilation–perfusion for differentiate AR patients from healthy subjects and may be sig-
ratio in the lungs by the auto-inhalation [231,232], and to act as an nificantly correlated with nasal symptoms and nasal patency of
aerocrine messenger between the upper and lower airways [234]. rhinitis patients [247]. A few data are consistent with the finding of
However, none of these actions has been directly associated with the lower nNO levels in patients with CRS compared with controls,
high levels of NO detected in the nose [19]. and they reported an inverse correlation between nNO level and
As in the lower airways, nasal NO can exert the biological CT changes in patients with CRS [248]. Moreover, testing for nNO
effects of NO by a direct action [21], although some of its physio- was highly predictive of separating CRSwNP , who had the lowest
logical and pathophysiological effects (especially its pro-inflam- values, from patients with CRSsNP, and nNO cutoff value of less
matory actions) are likely to be activated by NO derivatives and than 442 ppb was associated with the best combination of sensitiv-
not by the molecule itself. As discussed above, it can form com- ity and specificity, with a PPV of 87% and an NPV of 91% in
plexes of metal-containing proteins, leading to enzyme activation detecting CRSwNP [242]. A more recent report confirmed the
or inhibition, or directly interact with high energy free radicals and acceptability of the receiver operating characteristic curves in dif-
modulate other oxidative reactions like lipid peroxidation inhibi- ferentiating patients as CRSwNP, CRSsNP, and healthy controls
tion, and limit the generation of pro-inflammatory lipids [21]. and the correlation with sinus computed tomography and
Furthermore, the NO indirect effects are mediated by reactive Sinonasal Outcome Test Scores [249,250].
nitrogen oxide species (RNOS) originating from its interactions The evidence that measurements of nNO during humming
with O2 or O2•– [21]. (which is the production of a tone without opening the lips or form-
Differently from lower airways, there are several methods to ing words) are correlated with ostial function [246,251,252], has
measure nasal NO (nNO). Currently, two methods of nNO assess- led to its potential use as test for osteo-meatal patency. In normal
ment are recommended: nasal aspiration via one nostril during conditions, humming causes a great increase in nNO (humming
velum closure, and nasal exhalation through a tight facemask with responders), whilst, when there is an obstruction of osteo-meatal
fixed flow [30,43]. In the first method, nNO is aspirated from complex, this maneuver does not cause any increase in NO (hum-
patients by the intrinsic suction of analyzer through a line with a ming non-responders). This method may represent a suitable non-
disposable foam olive inserted into one nostril while palate is close invasive test to assess sinus ostium block [246], and might be use-
by exhaling through the mouth (20–40 s) into a disposable resistor ful for screening of sinus disorders and for both post-medical and
(with a resistance of at least 10-cm H2O). Alternatively, nNO is post-surgery follow up in patients with bilateral nasal polyposis
aspirated while the subject breath holds with the velum elevated. [253] and in patients with allergic rhinitis [254]. Therefore, it is
In this case, a suction pump aspirates air through a nasal olive likely that the humming test may also characterize an on–off
placed in one nostril with the subject holding his/her breath after response in the presence of advanced ostium disease [255].
inspiration to total lung capacity. In the second method, the nasal Nasal NO has been also investigated in other non-respiratory
exhalation through a tight facemask with a stable fixed flow is diseases such as inherited retinal dystrophies [256].
used. The subject starts inhaling NO-free air from the analyzer In conclusion, the use of nNO in diagnosis and monitoring of
through the nose during a full inspiration to total lung capacity, and respiratory disorders (e.g., allergic rhinitis, sinusitis, nasal polypo-
then exhales through a tightly fitting mask covering the nose con- sis, CF) is potentially of interest, but more research is needed
nected to the analyzer. The obtained NO values can be in parts per before we understand how clinically useful these tests are.
billion (ppb) or in nl/min (multiplying nasal NO concentration
(ppb) by the sampling flow rate).
Differently from exhaled nitric oxide, nNO measurements
have been proposed as diagnostic tool in only a few diseases. In Cost effectiveness of using FENO in asthma diagnosis
primary ciliary dyskinesia (PCD), nNO is by far the most effective and management
screening tool [235], with a specificity of 88%, a sensitivity of As described above, FENO measurement can be used for differ-
100%, and a positive predictive value of 89% for a correct diagno- ent purposes: from diagnosis to management of asthma, including
sis when using a nNO cut-off concentration of 105 ppb [236]. It the evaluation of corticosteroid responsiveness and adherence, and
has also been reported that a value of nNO less than 100 ppb or 77 phenotypization of patients with severe asthma.
nl/min would strongly suggest PCD [237] and Collins et al. [238] FENO is also promisingly useful in properly prescribing and
using the same cut-off found a sensitivity of 93% and specificity of monitoring the treatment with novel biological agents together
84%, with a positive predictive value of 42.6% and a negative pre- with other biomarkers of T2 inflammation such as serum IgE and
dictive value of 99%. peripheral blood eosinophils.
Some authors suggest that nasal NO measurements could also be Naturally not all the described possible uses have the same
useful in screening for cystic fibrosis (CF) patients, as they present degree of evidences. Guidelines and reviews have graded the evi-
low levels of exhaled NO [239,240]. However, the NO metabolism dence for each of the possible uses. While NICE guidelines on
in CF airways is complex and not yet completely understood, and asthma released in 2017 include FENO assessment among the first-
therefore it is of limited value in the diagnosis of CF. line evaluations for suspect asthma together with lung function
In analogy with other inflammatory diseases, nNO has been tests in both children and adults [75], a Cochrane review [148]
proposed also for the diagnosis of allergic rhinitis [94,241] and for concluded that strategies based on tailoring asthma medications
the diagnosis, prognosis or treatment evaluation of other sino-nasal dose according only to FENO levels do not have enough evidence
diseases [242,243]. However, as showed by Phillips et al. [244], to be translated into clinical practice. Another Cochrane review
data referring to the sino-nasal application of nNO measurements stated that while the use of FENO to guide asthma therapy in chil-
have produced no clear evidence of clinical relevance, except for dren may be beneficial in a subset of children, it cannot be univer-
the impact of sinus surgery. A possible explanation is that nNO sally recommended for all children with asthma [149].
measurements in sino-nasal pathologies are currently hampered by Due to the characteristics of the current technology, the meas-
confounding factors such as the continuous gas exchange between urement of FENO is not expensive and in 2017, in the USA, the pro-
MRM_01 position.qxp_Hrev_master 18/02/20 15:31 Pagina 12
posed reimbursement by Medicaid was around 20 $ [257], a price ing asthmatic patients [258].
that may lead to a cost-saving policy, both in diagnosing and in the In Spain it was calculated that adding FENO to standard asthma
follow managing asthma. care in adults saved 62.53 € per patient/year in adults and
A retrospective observational study conducted in USA on improved QALY, with a potential net yearly saving of €129 million
patients hospitalized or treated in emergency department for asth- in the budget of primary care settings [259].
ma, demonstrated that direct costs related to asthma exacerbations In Italy the situation is patchy; even if FENO measurement has
can be reduced and almost halved by the use of FENO for monitor- been recognized at national level as a diagnostic test that can
deserve reimbursement from public health care system, the Italian
State-Region Conference has not approved a specific code and
reimbursement tariff yet. The result is that each region can use dif-
ferent codes (relating to other tests) to classify and price FENO
measurements. Only one region has a specific code for FENO. All
the other ones use existing codes (not specific to FENO) to get the
reimbursement. The tariff also is a haphazard one. It spans from
23.20 euro to 73.00 euro. The rough median is around 24.00 euro.
Conclusions
FENO is a non-invasive, cheap and easy-to-assess method to assess
airway inflammation, and it has a series of possible advantages
in the management of asthma, both in adults and children
(Figure 2):
- in the diagnostic process, in which high values of FENO, in
patients with consistent symptoms, confirm the suspect of asth-
ma and the need to do further tests to rule in the diagnosis [43];
on the other hand, low values of FENO are rarely associated with
a final diagnosis of asthma, and therefore they should suggest to
investigate other possible differential diagnosis [43]. These were
Figure 2. Fractional exhaled nitric oxide (FENO) usefulness in dif-
the evidence that brought the NICE guidelines [75] to recom-
ferent aspects of the management of asthma.
Figure 3. Proposed diagnostic algorithm for asthma including FENO in assessment of airway inflammation.
MRM_01 position.qxp_Hrev_master 18/02/20 15:31 Pagina 13
mend integrating FENO testing in the diagnostic flowchart for induced sputum. Respirology 2006;11:54-61.
asthma. We also recommend to use FENO for diagnostic purpose 11. Canonica GW, Ferrando M, Baiardini I, Puggioni F, Racca F,
in combination with lung function assessment and trials with Passalacqua G, et al. Asthma: personalized and precision
ICS (Figure 3). medicine. Curr Opin Allergy Clin Immunol 2018;18:51-8.
- in the assessment of response to ICS treatment: high FENO 12. Corren J. New targeted therapies for uncontrolled asthma. J
values are associated with an increased probability to achieve Allergy Clin Immunol Pract 2019;7:1394-403.
improvement of asthma symptoms after having started (or 13. Woo SI, Lee JH, Kim H, Kang JW, Sun YH, Hahn YS. Utility
increased) ICS treatment [99, 129-131]; of fractional exhaled nitric oxide (FENO) measurements in
- in the evaluation of adherence to ICS treatment: non-adherent diagnosing asthma. Respir Med 2012;106:1103-9.
patients tend to have high FENO levels despite the given treat- 14. LaForce C, Brooks E, Herje N, Dorinsky P, Rickard K. Impact
ment, and the so-called “FENO suppression test” [130] should be of exhaled nitric oxide measurements on treatment decisions
done in all patients not properly responding to the asthma thera- in an asthma specialty clinic. Ann Allergy Asthma Immunol
py, particularly in difficult-to-treat asthmatics; 2014;113:619-23.
- in the phenotypization process of severe asthmatics and as a 15. McCleverty JA. Chemistry of nitric oxide relevant to biology.
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a type-2 inflammatory pathway underlying the asthma patho- aqueous nitric oxide. FEBS Lett 1993;326:1-3.
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Received for publication: 4 December 2019. Accepted for publication: 5 February 2020.
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Multidisciplinary Respiratory Medicine 2020; 15:36
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