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American
American Political Science Review
Political Science Review Vol. 97, No. 1Vol.February
97, No. 1 February 2003
2003
B etween 1945 and 1999, about 3.33 million battle The data cast doubt on three influential conventional
deaths occurred in the 25 interstate wars that wisdoms concerning political conflict before and after
killed at least 1,000 and had at least 100 dead the Cold War. First, contrary to common opinion, the
on each side. These wars involved just 25 states that prevalence of civil war in the 1990s was not due to the
suffered casualties of at least 1,000 and had a median end of the Cold War and associated changes in the inter-
duration of not quite 3 months. In contrast, in the same national system. The current level of about one in
period there were roughly 127 civil wars that killedsix at countries had already been reached prior to the
least 1,000, 25 of which were ongoing in 1999. A con- breakup of the Soviet Union and resulted from a steady,
servative estimate of the total dead as a direct result of gradual accumulation of civil conflicts that began im-
these conflicts is 16.2 million, five times the interstate mediately after World War II.
toll. These civil wars occurred in 73 states-more than a Second, it appears not to be true that a greater degree
third of the United Nations system-and had a median of ethnic or religious diversity-or indeed any partic-
duration of roughly six years.1 The civil conflicts in thisular cultural demography-by itself makes a country
period surely produced refugee flows far greater than more prone to civil war. This finding runs contrary to
their death toll and far greater than the refugee flowsa common view among journalists, policy makers, and
associated with interstate wars since 1945. Cases such academics, which holds "plural" societies to be espe-
as Afghanistan, Somalia, and Lebanon testify to cially the conflict-prone due to ethnic or religious tensions
economic devastation that civil wars can produce.and By antagonisms.
these crude measures, civil war has been a far greater Third, we find little evidence that one can predict
scourge than interstate war in this period, though itwhere has a civil war will break out by looking for where
been studied far less. ethnic or other broad political grievances are strongest.
What explains the recent prevalence of violent civil Were this so, one would expect political democracies
conflict around the world? Is it due to the end of the and states that observe civil liberties to be less civil
Cold War and associated changes in the international war-prone than dictatorships. One would further antici-
system, or is it the result of longer-term trends? Why
pate that state discrimination against minority religions
have some countries had civil wars while others have or languages would imply higher risks of civil war. We
not? and Why did the wars break out when they show did? that when comparing states at similar levels of per
We address these questions using data for the period
capita income, these expectations are not borne out.
1945 to 1999 on the 161 countries that had a populationThe main factors determining both the secular trend
of at least half a million in 1990. and the cross-sectional variation in civil violence in this
period are not ethnic or religious differences or broadly
held grievances but, rather, conditions that favor insur-
James D. Fearon and David D. Laitin are Professors, Department gency. Insurgency is a technology of military conflict
of Political Science, Stanford University, Stanford, CA 94305-6044characterized by small, lightly armed bands practicing
(jfearon@stanford.edu and dlaitin@stanford.edu). guerrilla warfare from rural base areas. As a form of
We wish to thank the many people who provided comments on warfare insurgency can be harnessed to diverse politi-
earlier versions of this paper in a series of seminar presentations.
The authors also gratefully acknowledge the support of the Nationalcal agendas, motivations, and grievances. The concept is
Science Foundation (Grants SES-9876477 and SES-9876530); sup-most closely associated with communist insurgency, but
port from the Center for Advanced Study in the Behavioral Sciences the methods have equally served Islamic fundamental-
with funds from the William and Flora Hewlett Foundation; valu-ists, ethnic nationalists, or "rebels" who focus mainly
able research assistance from Ebru Erdem, Nikolay Marinov, Quinn on traffic in coca or diamonds.
Mecham, David Patel, and TQ Shang; sharing of data by Paul Collier.
1 The interstate war data derive from Singer and Small 1994, updated We hypothesize that financially, organizationally, and
to include the Kargil and Eritrean wars. The bases for the civil war politically weak central governments render insur-
estimates are discussed below. gency more feasible and attractive due to weak local
75
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Ethnicity, Insurgency, and Civil War
Ethnicity, Insurgency, and Civil WarFebruary
February 2003
2003
policing or
that we presently ineptbelieve to meet the following primary and
tices. These often
criteria. (1) They involved fighting between agents ofin
indiscriminate (or claimants to) a state and organized, retal
nonstate groups
ant locals whointo sought either to take control rebelof a government, to f
weakness, take power we in a region, or to use argue,
violence to change gov-
come. Shocks ernment policies. (2) The conflict to killed atcouleast 1,000
from political over its course, with a yearly average insta of at least 100.
loss of a (3) At least 100 were killed on both sides (including
foreign pat
is favored by
civilians attacked by rebels). The rough
last condition is in-
edge of the
tended to rule out massacrespopulat where there is no orga-
and a large nized or effectivepopulati
opposition.4
from superior These criteria are broadly similar govern to those stated
financial by the Correlates of War (COW) project, Doyle an
support, and
Our data Sambanis show (2000), and several others. that We developed our m
grievances own list (workingfail from these and other to sources) mainly po
sures of because we wanted data for the whole 1945-99 period th
conditions
Surely ethnic and because of doubts about particular inclusions and
antagon
grievances exclusions inofteneach list.5 mo
But such Inbroad
one respect our data differ significantly fact from most
the cases others: where We see no reason in principle to exclude civi anti-
surgency colonialcanwars, such as the French be versus the suc National
bers of Liberation Front (FLN) in Algeria.
rebels under We count these as
require occuring within thea
only colonial small
empire. Thus, the French n
get going. state/empire looks highly civil war-prone by our list,
Using data on about 45 civil wars since 1960, Collier with six colonial wars occuring in the 1950s. But
and Hoeffler (1999, 2001) find similarly that measures to drop such cases would be like dropping the cur-
of "objective grievance" fare worse as predictors than rent conflict in Chechnya as a civil war in Russia
economic variables, which they initially interpreted as if the Chechens succeed in gaining independence. Al-
measures of rebel "greed" (i.e., economic motivation).2 ternatively, it would make even less sense to include
More recently, they argue that rebellion is better them as wars within "states" that did not exist (such as
explained by "opportunity" than by grievance (cf. "Algeria" in 1954).
Eisinger 1973 and Tilly 1978) and that the main de- There are both practical and theoretical consider-
terminant of opportunity is the availability of finance ations pointing the other way, however. In practical
and recruits for rebels. They proxy these with measures terms, to include the anticolonial wars in the analysis
of primary commodity exports and rates of secondary- requires that we form estimates of possible explana-
school enrollment for males. We agree that financing tory factors for whole empires, such as gross domes-
is one determinant of the viability of insurgency. We tic product (GDP) per capita, ethnic fractionalization,
argue, however, that economic variables such as per and democracy scores. Further, these estimates must
capita income matter primarily because they proxy change almost by year, as the colonial empires gradu-
for state administrative, military, and police capabil- ally diminished in size. We are able to use country-level
ities. We find no impact for primary commodity ex- data to produce such estimates for ethnic fractionaliza-
ports, and none for secondary schooling rates distinct tion, but our estimates for per capita income are more
from income. Our theoretical interpretation is more
Hobbesian than economic. Where states are relatively 4 We used the following secondary criteria to deal with several other
weak and capricious, both fears and opportunities en- coding issues. (4) The start year is the first year in which 100 were
killed or in which a violent event occurred that was followed by a
courage the rise of would-be rulers who supply a rough sequence of actions that came to satisfy the primary criteria. (5) If a
local justice while arrogating the power to "tax" for main party to the conflict drops out, we code a new war start if the
themselves and, often, for a larger cause. fighting continues (e.g., Somalia gets a new civil war after Siad Barre is
defeated in 1991). (6) War ends are coded by observation of a victory,
wholesale demobilization, truce, or peace agreement followed by at
CIVIL WAR SINCE 1945 least two years of peace. (7) Involvement by foreign troops does not
disqualify a case as a civil war for us, provided the other criteria are
Building on similar efforts by other civil war resear-
satisfied. (8) We code multiple wars in a country when distinct rebel
chers,3 we constructed a list of violent civil conflicts
groups with distinct objectives are fighting a coherent central state
on distinct fronts with little or no explicit coordination. (9) If a state
seeks to incorporate and govern territory that is not a recognized
2 There are 79 wars in their sample, but they lose about 34 due state,towe consider it a "civil war" only if the fighting continues after
missing values on explanatory variables, which are mainly economic. the state begins to govern the territory (thus, Indonesia/East Timor
Standard economic data tend to be missing for countries that 1975,
areyes, and India/Hyderabad 1947, no).
poor and civil war-torn. This highly nonrandom listwise deletion 5 Sambanis
may (2002) discusses a number of conceptual and operational
account for some of the differences between our results. ambiguities and problems with the COW civil war data. Collier and
3 In particular, Doyle and Sambanis (2000), Esty et al. (1998), Hoeffler (2001) base their list on COW data, breaking a number of
Gleditsch et al. (2002), the Institute for International and Strate-COW civil wars into multiple wars according to unspecified criteria
gic Studies (2000), Licklider (1995), Singer and Small (1994), Sivard
and including some colonial wars (coded in nonexistent "states," such
(1996), and Valentino (2002). as Angola 1961) but not others.
76
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American
AmericanPolitical SciencePolitical
Review Science Review Vol. 97, Vol.
No. 97, No.11
# civil wars /
o _, - - - % with civil war ,
CClIU' \
'o O r/ \ :--
0) C~ )
~~~~~0 'r~~~~~~~~~ \
-c ~ ~ ~ ~ ~ C 0
0e', ?e-
o - - o
year
77
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Ethnicity,
Ethnicity,
Insurgency, and Civil War
Insurgency, and Civil War February
February
2003
2003
78
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American
AmericanPolitical SciencePolitical
Review Science Review Vol. 97, Vol.
No. 97, No.1
1
79
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Ethnicity,
Ethnicity,
Insurgency, and Civil War
Insurgency, and Civil War February
February
2003
2003
fighting, at least
life, and they at
may also need information the
and instruction
ment forces knew who the rebels were and how to find in the practical details of running an insurgency.15
them, they would be fairly easily destroyed or captured. Most important for the prospects of a nascent insur-
This is true even in states whose military and policegency, however, are the government's police and military
capacities are low. The total number of active rebels in capabilities and the reach of government institutions into
many wars in which thousands of civilians have been rural areas. Insurgents are better able to survive and
killed (through the actions of both governments and prosper if the government and military they oppose
rebels) is often in the hundreds or low thousands. are relatively weak-badly financed, organizationally
The numerical weakness of the insurgents implies inept, corrupt, politically divided, and poorly informed
that, to survive, the rebels must be able to hide from
about goings-on at the local level.
government forces. Several hypotheses follow. Effective counterinsurgency requires government
forces to distinguish active rebels from noncombatants
H8: The presence of (a) rough terrain, poorly without destroying the lives and living conditions of the
served by roads, at a distance from the centers latter. This is an extremely difficult political, military,
of state power, should favor insurgency and civil and organizational problem even for well-equipped
war. So should the availability of (b) foreign, cross- and well-paid modern militaries; witness the U.S. mil-
border sanctuaries and (c) a local population that itary's failures in Vietnam (Avant 1994; Krepinevich
can be induced not to denounce the insurgents to 1986), early British efforts in Northern Ireland
government agents. (Kennedy-Pipe 1997), or Soviet efforts in Afghanistan.
For less well-financed and bureaucratically competent
Much scholarly writing holds that ethnic or class sol-states, the problem appears to be nearly insoluble. Such
idarity and grievances are necessary for Hc, the lo-states either cannot prevent the abuse of local powers
cal population's support of active rebels. In line withby field commanders or may even permit these abuses
Kriger (1992) and some analysts of communist insur- as a sort of tax farming to the military. That is, they
gencies (e.g., Clutterbuck 1967, Leites and Wolf 1970, "pay" the soldiers with the opportunity to loot and pil-
and Thompson 1966), we argue that while grievanceslage, a practice that tends to sustain rather than end
and ethnic solidarity can be helpful in this regard, theyinsurgencies (see Keen 1998 for examples). Thus, we
are not necessary. Instead, the key to inducing the lo- have the following hypothesis.
cal population not to denounce the active rebels is
local knowledge, or information about who is doing Hg: Proxies for the relative weakness or strength of
what at the village level. Local knowledge allows the the insurgents-their odds of being killed or cap-
active rebels to threaten retribution for denunciation tured for a given level of counterinsurgent effort
credibly.14 Ethnic insurgents use this informational ad- by the government-should be associated with the
vantage to great effect, often threatening and inflicting likelihood that a country develops a civil war. In
unimaginably harsh sanctions on "their own" people particular, a higherper capita income should be as-
(Kalyvas 1999; Kriger 1992). The presence of an eth- sociated with a lower risk of civil war onset because
nic insurgency does not imply that the members of the (a) it is a proxy for a state's overall financial, ad-
ethnic group are of one mind in their determination to
ministrative, police, and military capabilities, and
fight the state till they realize a nationalist dream. The
(b) it will mark more developed countries with ter-
immediate concern is how to survive in between gov-
rain more "disciplined" by roads and rural society
ernment forces using violence to gain information or
punish alleged rebel supporters and rebel forces usingmore penetrated by central administration.
violence to punish alleged informants, "moderates," orThere is an additional reason why a lower per capita
government sympathizers. income should favor the technology of insurgency:
An empirical implication of the importance of lo-(c) Recruiting young men to the life of a guerrilla is eas-
cal knowledge is hypothesis Hsd: Having a rural base
ier when the economic alternatives are worse. Though
should greatly favor insurgency. In the city, anony-
we try below, it is difficult to find measures to distinguish
mous denunciation is easier to get away with, giving
among these three mechanisms associating a low per
the government an advantage in its counterinsurgentcapita income with civil war onset. We believe that the
efforts.
strong results for per capita income reported below are
Given the basic constraints posed by numerical
due largely to its acting as a proxy for state military and
weakness-the need to hide and not be denounced-
police strength relative to potential insurgents (a and b
various factors determine insurgents' ability to wage
in H9). The fact that measures such as the percentage of
war. To survive, rebels need arms and materiel, money
young males and male secondary schooling rates pre-
to buy them, or smugglable goods to trade for them.
dict less well than per capita income is consistent with
They need a supply of recruits to the insurgent way of conjecture, though not definitive.
this
14 A "second-order" mechanism by which ethnicity may favor 15 In the case literature one frequently finds either that rebels leaders
insur-
gency is that ethnic minorities are sometimes marked by densehave spent time at guerrilla training camps in, for example, Libya,
social
Afghanistan, Lebanon, or Mozambique (in the 1970s) or that they
networks that are isolated from dominant group networks, thus giving
an informational advantage to local rebels (Fearon and Laitin gained
1996). guerrilla experience in one insurgency that they apply in pur-
But such an advantage does not require ethnic distinctiveness. suing another.
80
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Review Science Review Vol. 97, Vol.
No. 97, No.11
81
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Ethnicity, Insurgency, and Civil War
Ethnicity, Insurgency, and Civil War February
February
2003
2003
Figure 2 shows how probabilities of civil war onset We coded a variable onset as "1" for all country-years
in which a civil war started and "0" for all others.25
vary at different percentiles for country income (on the
x axis, measured in lagged 1985 dollars) and ethnic Model 1 in Table 1 shows the results of a logit analysis
homogeneity (on the y axis, measured by the popu-using onset as the dependent variable and a fairly full
lation share of the largest ethnic group). The lines inspecification of independent variables discussed above.
the plot show the probability of war onset in the next Prior war is a control variable indexing whether the
five years for a country at the given level of income
and ethnic homogeneity. For example, countries at the 24 The figure was produced using R's locfit package, with a smoothing
twentieth percentile in terms of the size of their largestparameter of 0.9, and transforming annual probabilities of outbreak
ethnic group-thus quite ethnically diverse-but at the
to five-year equivalents. The figure looks highly similar if we use other
eightieth percentile on income have had about a 5%measures of ethnic diversity, such as fractionalization.
25 We do not code as ones years in which a civil war continues, which
would be relevant if our focus were causes of war duration rather
21 Using the Phase III Minorities at Risk (MAR) data, Fearon andthan onset. Nor do we drop country-years that have an ongoing
Laitin (1999) found that groups without a rural base area were far less war (as in Collier and Hoeffler 2001), since this would omit the
likely to be engaged in violent conflict with the state, even after con- 14 wars in our data that start while another war is in progress. Other
trolling for various country- and group-specific factors. Toft (1996) approaches to the dependent variable and estimation-such as mak-
was the first to note and examine the strong bivariate relationship in ing the dependent variable "1" for all war years and using dynamic
the MAR data. probit or Poisson models that interact independent variables with a
22 U.S. support to rightist regimes in Latin America during thelagged Cold dependent variable (Jackman 2001; Przeworski et al. 2001)-
War might also qualify, although this was perhaps more offset by virtually identical results. Only one country-year in the data
produce
support for armed insurgency in this area from the Soviet Union hasand
more than one onset (Soviet Union 1946, with one Ukrainian
Cuba. and three Baltic rebellions). We treat this as a one in the analyses
reported
23 The presence of valuable minerals or the suitability of land for here, though there are no significant changes if we use
Poisson regression instead (treating the dependent variable as a
the cultivation of narcotics is also codable in principle, but at present
we lack such measures (H10e). Nor do we have measures for count)
the or weight this observation four times in the logit likelihood.
Using "rare events logit" (King and Zeng 2001) had no appreciable
comparative disadvantage of governments in access to village-level
information (Hs). impact on any estimates reported.
82
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American Political Science Review Vol. 97, No. 1
03 q00
i i i i i
d ao
e0 /
O O. O
0)
% . 5- 0)
Q /
U) C
o
. -/o - \
eCL
i U/
0
0o_~~
o \ \ \
0 20 40 60 80 99
Percentile
country had a distinct civil war ongoing in the previousmight have low rates of civil war for reasons of culture
year.26 or history that have little to do with income. The esti-
mated coefficient drops only to -0.28 when a dummy
Per Capita Income. Per capita income (measured as for the West is included and remains strongly significant
thousands of 1985 U.S. dollars and lagged one year) is
despite the high correlation between the two variables.
strongly significant in both a statistical and a substantive
The relationship holds even within the poorest regions.
sense: $1,000 less in per capita income is associated with
Among the (mainly) former colonies of Africa, the
41% greater annual odds of civil war onset, on average. Middle East, and Asia, we estimate that $1,000 less
Holding other variables at their median values, a coun-
in income corresponds to 34% greater annual odds of
try in the tenth percentile on income has an 18% chance outbreak.27
of a civil war outbreak over a decade, compared to an
11% chance for a country at the median income and Ethnic and Religious Composition. The estimates
a 1% chance for a country at the ninetieth percentile for the effect of ethnic and religiousfractionalization are
($573, $1,995, and $9,505, respectively). The income substantively and statistically insignificant. Alternative
variable is not just a proxy for "the West," whose states measures of ethnic and religious diversity-such as the
26 With onset as the dependent variable, the data are grouped dura-
tion data and we need to consider the possibility of temporal depen- 27 Contrary to Hibbs 1973 and Hegre et al. 2001, adding the square of
dence between observations. One approach is dynamic probit; see per capita income does not significantly improve the fit of the model.
footnote 25. We also tried Beck et al.'s (1998) method of including Regarding H2, the interaction of income and ELF has the expected
dummies for each successive "peace year" prior to an onset, or fitting sign but is not significant. For lack of space, we report the details of
natural cubic splines. This had no appreciable effect on the estimates, these and other "nonresults" mentioned below in the tables included
and the splines were jointly insignificant. in Fearon and Laitin 2003.
83
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Ethnicity,
Ethnicity,
Insurgency, and Civil War
Insurgency, and Civil War February
February
2003
2003
(4) (5)
(1) (2) (3) Civil War Civil War
Civil War "Ethnic" War Civil War (Plus Empires) (COW)
Prior war -0.954** -0.849* -0.916** -0.688** -0.551
(0.314) (0.388) (0.312) (0.264) (0.374)
Per capita incomeab -0.344*** -0.379*** -0.318*** -0.305*** -0.309**
(0.072) (0.100) (0.071) (0.063) (0.079)
log(population)ab 0.263*** 0.389*** 0.272*** 0.267*** 0.223**
(0.073) (0.110) (0.074) (0.069) (0.079)
log(% mountainous) 0.219** 0.120 0.199* 0.192* 0.418***
(0.085) (0.106) (0.085) (0.082) (0.103)
Noncontiguous state 0.443 0.481 0.426 0.798** -0.171
(0.274) (0.398) (0.272) (0.241) (0.328)
Oil exporter 0.858** 0.809* 0.751** 0.548* 1.269***
(0.279) (0.352) (0.278) (0.262) (0.297)
New state 1.709*** 1.777*** 1.658*** 1.523*** 1.147**
(0.339) (0.415) (0.342) (0.332) (0.413)
Instabilitya 0.618** 0.385 0.513* 0.548* 0.584*
(0.235) (0.316) (0.242) (0.225) (0.268)
Democracya,c 0.021 0.013
(0.017) (0.022)
Ethnic fractionalization 0.166 0.146 0.164 0.490 -0.119
(0.373) (0.584) (0.368) (0.345) (0.396)
Religious fractionalization 0.285 1.533* 0.326 1.176*
(0.509) (0.724) (0.506) (0.563)
Anocracya 0.521 * 0.597*
(0.237) (0.261)
Democracya.d 0.127 0.219
(0.304) (0.354)
Constant -6.731*** -8.450*** -7.019*** -6.801*** -7.503***
(0.736) (1.092) (0.751) (0.681) (0.854)
N 6327 5186 6327 6360 5378
Note: The dependent variable is
parentheses. Estimations perform
a Lagged one year.
bIn 1000's.
c Polity IV; varies from -10 to 10.
d Dichotomous.
proportion of the largest group and the log of the num- while evidence of an independent effect of cultural di-
ber of languages spoken by at least 1%-prove to be versity is surprisingly weak. In Model 2 (Table 1), the
just as unrelated. The ethnic diversity measures show dependent variable marks the onset of wars that we
a strong bivariate relationship with civil war onset (not coded as "ethnic" or partially "ethnic," and we consider
so for the religion measures), but this evaporates when only countries with at least a 5% ethnic minority. The
we control for income.28 coefficient for ethnic fractionalization barely changes.
Nor are countries that are ethnically or religiously The same is true for our other measures of ethnic diver-
polarized in the sense of H3 more likely to experience sity. Our two measures for religious diversity give weak
major civil violence. When we add dummy variables for and inconsistent results, and support for H7 diminishes
countries that have an ethnic or religious majority and further if we code the "partially" or "ambiguously" eth-
a minority of at least 8% of the country's population, nic wars as nonethnic.29
both are incorrectly signed and neither comes close to
statistical significance. This finding does not depend on
Democracy and Civil Liberties. Broad social and po-
which other variables are included in the model. litical grievances should be lower, on average, in politi-
cal democracies. But contrary to H4 and consistent with
Ethnic War. The strong effect of per capita income H11,
re- civil war onsets are no less frequent in democracies
mains even when we restrict attention to "ethnic wars,"
after controlling for income, as shown by the positive
and statistically insignificant coefficient for democracy,
28 Collier and Hoeffler (2001) find the interaction of ethnic and reli-
gious fractionalization to be negatively related to onset. Others 29find
Coefficients for political instability and mountains diminish in
that fractionalization has a nonmonotonic relation to conflict. Nei- this subsample, partly because the associations appear to have been
ther relationship appears in these data; we suspect that one reason weaker for ethnic wars and partly due to the omission of highly ho-
may be listwise deletion on missing economic data in other datamogeneous
sets. countries.
84
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Ethnicity,
Ethnicity,Insurgency, and Civil War
Insurgency, and Civil War February February
2003 2003
86
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No. 97, No.11
anticolonial movements as
efficient that log a response.
of income takes in the standard logit Rat
greatly weakened theon the full
mainsample (-0.78), significant at p =.02.39state
imperial In
addition, the effect
and the new international legalestimates for the other variables
order (the U
gave support to anticolonial movements.
are, with one exception, virtually identical to the es-
to the relative power
timates inof the full,the metropoles
"pooled" model, the significance
"civil war onset" in these
remaining high for allcases (Fearon
but anocracy and oil (which has 20
little temporal variation). The exception is population,
Regional Effects. which
Different regions
varies vastly more across countries than within of
share a variety of them
historical, cultural,
over time. While bigger countries are more civil an
traits. It is reasonable tothere
war-prone, wonder
is no evidence that if any
population growth of t
considered in the multivariate
within a country raises the risk. analysis ju
such factors. Further, if regional dummy
Primary Commodity
not add to the model's Exports. Using an "expanded"
explanatory powe
version of the COW
have managed to account for data, Collier
the and Hoeffler (2001)
influenc
find that the risk of civil war onset is maximized when
characteristics with our more general indep
primary
ables. We find that if we commodity
add exports comprise
all about 32% one)
(but of the r
country's GDP, with risk
mies to Model 3, the coefficients and signif declining on either side of this
for our other variables are little affected. A likelihood-figure. They propose that, up to a point, higher levels
ratio test fails to reject the null hypothesis that "re- of primary commodity exports provide more motiva-
gions do not matter" beyond the included variablestion and opportunity for rebels to support themselves
(p = .22). Including region dummies individually re-through "looting." Beyond this point, the revenue gains
available to the state are said to be large enough to
veals that none has a rate of civil war onset significantly
different from what one would expect on the basismake civil war less likely.
of the country characteristics already included in the We find little evidence of such a relationship in our
model. data. Neither the share of primary commodity exports
in GDP nor its square is remotely significant when
Period and Fixed Effects. If added to Model 3, added to Model 3.
dummy variables marking each decade (but one) are We agree with the general argument behind Collier
and Hoeffler's hypothesis. In our terms, insurgency
jointly significant in a likelihood-ratio test (p= .04),
should be more feasible if sources of financing are read-
showing evidence of a general upward trend in civil war
risk after the 1940s. Adding a dummy for the 1940s andily available. But we doubt that primary commodity
a variable marking the year indicates that from 1950 exports are a good measure of financing potential for
rebels.
the odds of civil war outbreak rose about 2% per year, This measure combines oil, agricultural prod-
ucts,
controlling for the other variables. As noted earlier, and metals and minerals, which, except for some
there is no secular trend when we do not control for minerals, are hard to exploit without control of a na-
tional distribution system and ports. Oil exports may be
other factors. Part of the explanation is that the median
of country incomes roughly doubled from 1950 to 1999, relevant not so much because they finance rebel groups
which "should have"-based on Model 3-reduced the but, as we argued, because they mark relative state
onset odds for the "median country" by about weakness35%. at a given level of income.41 A better measure
The fact that the rate of outbreak remains fairly for financing potential would focus on the presence of
con-
minerals or contraband that can reward control of a
stant while incomes generally increased in effect pe-
nalizes income in Model 3. When year is added,small the enclave with huge profits (Leonard and Strauss
2001).
effect estimate for income increases to -0.36 (the other
effect estimates stay steady, except for noncontiguity,
Trade Openness. Using a measure of "state failure"
which becomes statistically significant at p = .035). We
that includes both civil war and "disruptive regime tran-
do not know what accounts for steady rates of outbreak
sitions," Esty et al. (1998) found that trade share of
despite increasing incomes. Increased international in-
GDP strongly predicted civil peace. Using the Penn
equality (so that there is a set of persistently poor coun-
World Tables measure of trade as a share of the GDP,
tries at risk for civil war), greater availability of small
we find no such relationship in our data. Trade is related
arms, and diffusion of insurgency "know-how" come to
to civil peace in a bivariate logit, but this is because
mind, but are just conjectures. smaller countries have more trade and less civil war.
This observation also raises the question of how
much the estimated impact of income is due to cross-
country comparisons and how much to increasing
39 Whether we use income or logged income in the standard logit
income within given countries associating withmakes
civilfor no significant differences.
peace. Applying conditional fixed effects logit
40 Theto
data series on primary commodity exports begins in 1960 and is
Model 3 without the variables that have little or no tem- available only at five-year intervals. We interpolated missing values
poral variation (mountains, noncontiguity, ethnic and and extended the 1995 values through 1999. We also tried Collier
religious fractionalization) and with a control for year, and Hoeffler's procedure of grouping the data by five-year periods
beginning in 1960, again finding no relationship.
we find that the estimated coefficient for income drops
41 Our oil variable is moderately correlated with the primary com-
only to -0.24 but is no longer significant (p=.16). modities measure, at r =.46, but the latter and its square remain
Using log of income, however, returns the same co- insignificant when oil is dropped from the model.
87
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Ethnicity,
Ethnicity,
Insurgency, and Civil War
Insurgency, and Civil War February
February
2003
2003
CONCLUSION
peripheries.
Regarding policy implications, the spread of democ-
racy and tolerance for ethnic and religious minorities
The prevalence of internal war in the 1990s is mainly
should be major foreign policy goals because they are
the result of an accumulation of protracted conflicts
desirable for their own sake, but not with the expec-
since the 1950s rather than a sudden change associated
tation that they are "magic bullets" for the prevention
with a new, post-Cold War international system. Decol-
or resolution of civil war. Sometimes recommended as
onization from the 1940s through the 1970s gave birth
a general
to a large number of financially, bureaucratically, and international policy for resolving ethnic civil
wars
militarily weak states. These states have been at (e.g., Kaufmann 1996), ethnic partitions should be
risk
viewed as having large international implications and
for civil violence for the whole period, almost entirely
high costs. International support for partition would
in the form of insurgency, or rural guerrilla warfare.
Insurgency is a mode of military practice that increase
can be the expected benefits for rebels, who, we have
harnessed to various political agendas, be it commu-argued, may be able to get a nasty civil war going on
nism in Southeast Asia and Latin America, Islamic the basis of small numbers when the conditions for in-
fundamentalism in Afghanistan, Algeria, or Kashmir, surgency are right.
right-wing "reaction" in Nicaragua, or ethnic national- Policies to redress grievances, or, in the limit, parti-
ism in a great many states. The conditions that favor tion, could be important to resolve ongoing conflicts.
insurgency-in particular, state weakness marked by We cannot say on the basis of this research, which fo-
cused on civil war onset rather than termination. We
poverty, a large population, and instability-are better
predictors of which countries are at risk for civil war find little evidence that civil war is predicted by large
than are indicators of ethnic and religious diversity or cultural divisions or broadly held grievances. But it
measures of grievances such as economic inequality, seems quite clear that intense grievances are produced
lack of democracy or civil liberties, or state discrimina- by civil war-indeed, this is often a central objective
tion against minority religions or languages. of rebel strategy. These could well pose obstacles to
settlement.
Regarding prevention, our analysis suggests that
42 The coefficient on income increases 21%, noncontiguity becomes
while economic growth may correlate with fewer civil
significant, and anocracy weakens slightly. We coded total deaths
ourselves, based on Brogan 1998, Institute for International and wars, the causal mechanism is more likely a well-
Strategic Studies 2000, Sivard 1996, Valentino 2002, and country- financed and administratively competent government.
specific sources. In specific terms, international and nongovernmen-
43 The one exception is religious fractionalization, which just man- tal organizations should develop programs that im-
ages significance at the 5% level here. This does not occur in the
other data sets, and even with the COW data the estimate for reli- prove legal accountability within developing world
gious fractionalization is highly sensitive to which other variables are militaries and police, and make aid to governments
included in the model. fighting civil wars conditional on the state observing
88
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American
AmericanPolitical SciencePolitical
Review Science Review Vol. 97, Vol.
No. 97, No.1
1
89
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Ethnicity,
Ethnicity,
Insurgency, and Civil War
Insurgency, and Civil War February
February
2003
2003
90
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