Law Among Nations
Law Among Nations
Law Among Nations
Tenth Edition
Copyright © 2013, 2010, 2007 Taylor & Francis. All rights reserved.
All rights reserved. No part of this book may be reprinted or reproduced or utilised in
any form or by any electronic, mechanical, or other means, now known or hereafter
invented, including photocopying and recording, or in any information storage or
retri eval system, without permission in writing from the publishers.
Notice:
Product or corporate names may be trademarks or registered trademarks, and are
used only for identification and explanation without intent to infringe.
Credits and acknowledgments borrowed from other sources and reproduced, with
permission, in this textbook appear on appropriate page within text.
Contents ix
Preface xiii
Abbreviations xvii
vii
viii Brief Contents
CHAPTER 4
PART I The Law of Nations 1 International Agreements 72
CHAPTER 1 Types of Agreements 72
The Nature of International Law 2 What Makes a Treaty Valid? 78
ix
x Contents
CHAPTER 21
Subject and Name Index 675
International Humanitarian Law:
War Crimes 613 Index of Cases 694
The Laws of War (JUS IN BELLO ):
International Humanitarian Law 613
PREFACE
A
s an introduction to the tenth edition of Law Among Nations, it seems fit-
ting to quote from the preface to the first edition with regard to the purpose
of the book. Professor von Glahn noted that he intended to write “a text
adapted specifically for the typical undergraduate course in international law . . .
using the traditional approach to the subject but incorporating in the actual text,
whenever called for as illustrative materials, abstracts of classic and modern cases.”
He chose the title Law Among Nations to emphasize the essential structure of the
international legal system.
The world has changed markedly since the first edition. The end of the Cold
War; the continuing revolution in communication technologies; the dense web of
financial and other functional linkages between countries that involve individuals
and agencies at every level of society, not just foreign offices, as well the continuing
growth, both formal and informal, of international institutions have added many
dimensions to the idea of “AMONG.” To illustrate this in simple fashion, consider
the factual elements in the following case:
A French court will hear a criminal libel case involving a review, written in
English by a German law professor, of a book published by a Dutch com-
pany, written in English by a French citizen who lives in Israel. The review
appeared on a website based in the United States and moderated by an
American professor of law.1
While a problem in private international law, it nonetheless illustrates per-
fectly the world of the present and its challenges. Even when Professor von Glahn
prepared his last edition (seventh), this would not have been a possibility.
As the world has changed, we have questions about how quickly “law’” may
change to reflect new circumstances. In updating the text, I have taken especial
notice of the problems. In many areas, agreements have proliferated, but many ques-
tions remain about the depth of commitment when governments have to make hard
decisions that may affect powerful domestic interests. In controversial areas such as
human rights, the environments, the law of the sea, and issues associated with the
use of force, I have identified the issues and the ongoing competing arguments.
1A.Liptak, “Book Review Brings Libel Lawsuit with Global Reach,” The International Herald Trib-
une (February 22, 2011), 3.
xiii
xiv Preface
and references to other chapters, I have also made an effort to point out and con-
nect issues that connect across many dimensions and issue areas in an attempt to
present a dynamic process rather than the “still” pictures that most books reflect.
Most issues do not exist in isolation; they are embedded in broader concerns. The
book continues to evolve in that it focuses upon process in terms of application
as much as “the letter of the law.” In addition, I have increasingly tried to tie the
subject matter closer to mainstream scholarship in international politics.
In response to the reviewers, I have extended the discussion of peaceful resolu-
tion of disputes. I have also tied the procedures more closely to what I see as the
central problem of “process and procedures.” Would we teach a course in some
aspect of domestic law without presuming that students first knew the court struc-
ture, levels of determination, and alternative methods of dispute resolution?
One of the most difficult problems faced in revising a textbook comes from
the temptation to revise by accretion. Texts can rapidly become like river deltas,
slowly expanding in a sprawling manner to fill available space. In updating chapters,
I understand that instructors have their own preferences regarding the appropriate
emphasis on historical background, topics, cases, and political science–international
relations theory. As both a teacher and an author I am very much aware of the
competing demands of making a very complex area of international interaction fit
into a semester course. Appending the word “introduction” actually complicates
rather than simplifies the problems. What in terms of prior knowledge can instruc-
tors expect students to bring with them to the course? I have kept these ideas in mind
as I have updated, added, and deleted.
This means doing a revision involves some difficult choices. As always, in
keeping with the original vision, I have tried to balance history, jurisprudence, con-
troversies, and discussions of the substantive law with illustrative cases. Because
of space limitations, I may have deleted some material that individual instructors
have found useful. I welcome your comment here.
Chapter 1 has a much more coherent discussion of the relationship of IR
theory to international law. This plays into a revised Chapter 2 that now more
systematically addresses the roots and problems associated with the idea of “glo-
balization,” as well as the evolution of modern international law. Also, in Chapter
2, with the exception of Grotius, I have reduced the discussion of early writers
to their essence, while somewhat expanding the discussion of the role of natural
law. I return to this theme in Chapter 16 on human rights. I have totally rewritten
Chapter 5 to highlight the decision process in terms of why and when these tech-
niques might be employed to resolve issues, and the relevance of and possible roles
of law in the decision.
This serves as a backdrop to the chapters on substantive areas, particularly
those on human rights, international criminal law, the law of the sea, international
environmental law, and international economic law. I have totally rewritten Chap-
ters 7, 8, and 9, compressing the three rather rambling chapters into two that more
clearly define the central issues of “statehood” and the problems of “failed states.”
All chapters have been edited to reflect current controversies and problems. But, in
particular, I have updated the discussions of the continuing problem of piracy and
slavery in Chapter 16, as well as the activities and decisions of international courts,
including those of the ad hoc criminal courts in Chapters 18 and 22.
Preface xv
FEATURES
The book does reflect my personal point of view in one respect. I believe that one
of the fundamental problems of teaching (and understanding) how international
law works comes from a lack of attention to international legal process. A course
in American constitutional law has a simple format—one court, one constitution,
and one legislature. A course in the law among nations requires that students first
understand what method, “source,” or forum applies and why, before they tackle
the question of what substantive law may apply and why. For this reason, I have
“front-loaded” the discussion of the structure and processes of the international
legal system. In response to the reviewers, I have again put the “peaceful resolution
of disputes” in a separate chapter but have tried to tie it more closely to what I see
as the central problem of “process and procedures.”
Such chapters often present still pictures when the critical question involves
understanding the dynamic process. After all, is not law about the peaceful reso-
lution of disputes according to appropriate rules? Why do we often discuss all
of the “substantive issues and rules,” and then suddenly decide that we will then
deal with process as a secondary issue? Does not “process” apply all through the
course? Would we teach a course in some aspect of domestic law without presum-
ing that students first knew the court structure, levels of determination, and alter-
native methods of dispute resolution?
SUPPLEMENTS
1MFBTFWJTJUUIFDPNQBOJPOXFCTJUFBUXXXSPVUMFEHFDPN
ACKNOWLEDGMENTS
I gratefully acknowledge the perceptive reviewer comments of Ali R. Abootalebi,
University of Wisconsin, Eau Claire; Robert Bledsoe, University of Central Florida;
John Ferguson, Baylor University; Robert Gorman, Texas State University; Ellen
Pirro, Iowa State University; Jacques Fomerand, John Jay College; and Joel Jens-
wold, Oklahoma State University.
I also need to thank my editor, Vikram Mukhija, for the opportunity to under-
take this new edition and for his encouragement throughout the process. Those
associated with preparation of the manuscript for publication also deserve kudos
for a job well done on a difficult manuscript. My students and colleagues over the
years have provided perceptive commentary on many subjects covered in this text.
For that I am very appreciative. They have often made me think about the issues
from very different perspectives. Nonetheless, any errors of omission or commis-
sion remain mine.
J.L.T.
Atlanta, Georgia
August 2011
ABBREVIATIONS
Certain sources utilized frequently throughout this volume are cited in abbreviated
form as follows:
BOOKS
Bishop Bishop, International Law: Cases and Materials (2nd ed., 1962).
Brierly Brierly, The Law of Nations (6th ed., by Sir Humphrey
Waldock, 1963).
Claude Claude, Swords into Plowshares: The Problems and Progress of
International Organizations (3rd ed., rev. 1964).
Fenwick Fenwick, International Law (4th ed., 1965).
Friedman Friedman, The Law of War: A Documentary History
(2 vols, 1972).
Hackworth Hackworth, Digest of International Law (8 vols, 1940–1944).
Hudson Hudson, Cases and Other Materials on International
Law (1951).
Hyde Hyde, International Law Chiefly As Interpreted and Applied by
the United States (3 vols, 2nd ed., 1945).
Jessup Jessup, A Modern Law of Nations: An Introduction (1949).
Lauterpacht’s Oppenheim, International Law: A Treatise. Vol. 1, Peace (8th ed.,
H. Lauterpacht, 1955); Vol. 2, Disputes, War and Neutrality
(7th ed., H. Lauterpacht, 1952).
Moore Moore, A Digest of International Law (8 vols, 1906).
Nussbaum Nussbaum, A Concise History of the Law of Nations (rev. ed.,
1954).
Sørenson Sørenson, ed., Manual of Public International Law (2 vols,
1968).
Verzijl Verzijl, International Law in Historical Perspective (11 vols,
1968–).
von Glahn von Glahn, The Occupation of Enemy Territory: A Commentary
on the Law and Practice of Belligerent Occupation (1957).
Whiteman Whiteman, Digest of International Law (15 vols, 1963–1973).
xvi
Abbreviations xvii
The Nature of
International Law
E
vidence of international law as a vital concern in the everyday relations between
states appears regularly in the headlines of the world’s newspapers. Consider
the following, culled from reports on events during a recent two-week period.
Pirate Sentenced
The stiff prison sentence given a Somali pirate in US federal court is meant to
be a deterrent to armed attackers who would board and hold for ransom
unarmed commercial ships.1
Book Review Has International Implications
A French court will hear a criminal libel case involving a review, written in
English by a German law professor, of a book published by a Dutch com-
pany, written in English by a French citizen who lives in Israel. The review
appeared on a website based in the United States and moderated by an Amer-
ican professor of law.2
Extradition for Mongolian Spy
A British judge has ruled that Mongolian spy chief Bat Khurts, who claims he
was lured to the UK so that he could be arrested and jailed under a European
arrest warrant, can be extradited to Germany.3
Cyprus Parliament Ratifies Agreement with Israel on Delimitation of EEZ
The agreement, signed in December last year, is set to consolidate Cyprus’
EEZ in that it complements similar agreements Cyprus has signed with
Egypt and Lebanon. The delimitation of the EEZ is based on the Law of
the Sea Convention.4
1B. Knickerbocker, “Somali Pirate Gets Stiff Sentence in US Court. Will It Deter Piracy?” Christian
Science Monitor (February 16, 2011).
2A. Liptak, “Book Review Brings Libel Lawsuit with Global Reach,” The International Herald
Some Definitions
Traditionally, writers have defined international law as that body of principles,
customs, and rules recognized as effectively binding obligations by sovereign states
and such other entities that have been granted international personality. In con-
temporary international politics, states are not the only actors subject to interna-
tional law. The United Nations (UN), the Organization of American States (OAS),
and many other intergovernmental organizations (IGOs) are examples of entities
4 PART I The Law of Nations
other than states that have international legal personality (Chapter 7). The Interna-
tional Committee of the Red Cross (an NGO) also has limited international legal
“personality” with respect to certain functions related to the Geneva Conventions
(Chapter 19). This definition pulls together the essential elements suggested by
most contemporary writers on international law. It does not represent, by any
means, the only acceptable definition. Professor Philip Jessup, drawing upon an
old and perhaps apocryphal Chinese proverb, has counseled, “One should always
have in the background of one’s mind a multiplicity of definitions covering the
subject at hand in order to prevent oneself from accepting the most obvious.”5
This applies especially to international law because controversy does surround the
subject matter. Therefore, in the spirit of Professor Jessup’s advice, we offer the
following additional definitions. Professor James Brierly, in his classic text, asserts:
The Law of Nations, or International Law, may be defined as the body of
rules and principles of action which are binding upon civilized states in their
relations with one another.6
A more contemporary definition from the American Law Institute extends this
definition somewhat:
“International law,” as used in this Restatement consists of rules and princi-
ples of general application dealing with the conduct of states and of interna-
tional organizations and with their relations inter se, as well as with some of
their relationships with persons, whether natural or juridical.7
Note one important difference between these last two definitions. Professor Bri-
erly’s definition rests upon the traditional assumption that only states can be the
subjects of international law in the sense of having legal rights and obligations.
Traditional definitions of international law assume a “hard-shell” definition of
sovereignty, meaning that international law has nothing to say about how rulers
treated their subjects or how governments treated their citizens. Hence, interna-
tional law applies between and among states but has no power or authority to
intrude into the affairs of the domestic community. The more modern definition
from the Restatement acknowledges that, increasingly, international law in the
form of evolving human rights norms also applies to the relationship between indi-
viduals and their states and may specify rights and duties for individuals in certain
circumstances (Chapter 14).
The difference between the Brierly and the Restatement definition also high-
lights an important point for the reader. All law embodies a dynamic process. Law
must change to reflect changing circumstance. States make the law in response to
their interests and concerns. Circumstances and interests change. One hundred
years ago, states could resort to war to settle their disputes without violating any
law. Seventy years ago, the idea of genocide as an international crime against
5P. Jessup, A Modern Law of Nations: An Introduction (1949), 4. Professor Jessup served a short
term as the American judge on the International Court of Justice.
6J. L. Brierly, The Law of Nations, 6th ed., edited by H. Waldock (1963), 1.
7American Law Institute, Restatement of the Law, Third, The Foreign Relations Law of the United
humanity did not exist. Twenty years ago, the question of establishing controls
over the Internet had little salience to governments because the Internet did not
exist in its current form. Ten years ago, while cell phones were becoming ubiqui-
tous, the possibility of texting and “tweeting” lay in the future.
doux has Busiris, a famous international lawyer at the court of Priam (Troy) when the Greek ships
first sail into the harbor, engage in what we might call “good lawyering” twice!
12Reported by James Rubin, U.S. Secretary of State Madeleine Albright’s press spokesman at the time
that anarchy best describes the international milieu. While anarchy simply means
the absence of central political rule (not necessarily chaos or disorder), in talking
about a system that does not have a legislature to enact authoritative prescriptions,
a central executive authority with an effective police power, or a court system with
compulsory jurisdiction over state activities, how can we speak seriously of law as
a reality that affects the behavior of states? The answer to this question has pro-
vided many generations of legal scholars and political theorists with a puzzle they
have yet to solve to everyone’s satisfaction. Indeed, because of the close association
of law with the hierarchic authority structure of government, Nicholas Onuf has
described international law as the vanishing point of jurisprudence.13
The absence of formal institutions and especially the lack of any effective
enforcement mechanisms give some credence to those who question the efficacy
of international law. Skeptics, looking at the few examples given at the begin-
ning of this chapter, still might say, “So what?” Pointing to a few instances where
advocates assert that international law presumably has had an effective role does
not really address the fundamental issues, nor does it help us understand why and
how international law does work without the institutional framework normally
associated with making, implementing, adjudicating, and enforcing legal rules. We
suggest that criticisms come from two common misperceptions: unrealistic com-
parisons of international law with domestic law and visions of international poli-
tics that underestimate the incentives for cooperation.
To paraphrase Giradoux, in answering the challenges of critics, we do need to
“train our imagination” because understanding how law works at the international
level requires that we move beyond some simple definitions of law and even simpler
conceptions of the role and impact of law in domestic societies. Critics tend to make
comparisons between an idealized system of domestic law as it presumably ought
to operate in advanced industrialized democracies and the obvious deficiencies of
international law. Such comparisons will always overestimate the efficacy of the
domestic legal system and underestimate the scope and impact of international law.
In large part, the comparison problem occurs because of a set of default
assumptions—that is, “propositions and facts” that everyone believes without
question (regardless of whether they are true)—about how “the law” operates in
well-ordered societies. Here you should note that, by default, we almost always
assume the legal systems of Western industrialized democracies (or, more precisely,
the United States) provide the ideal model of a well-constructed, functioning legal
system. These default assumptions are hard to rebut through abstract counterargu-
ment and even through explicit examples because they draw upon an emotional
“mythology” surrounding the law that seems ingrained into Western culture.14
Individuals “know what they know.” To counter these default assumptions, we
will offer a short tour through “the law in action” in domestic society.
Before proceeding to an examination of these default assumptions, we need to
define law. By defining international law before offering a definition of law, we quite
literally have put the cart before the horse—because the definitions of international
13N.G. Onuf, “The International Legal Order as an Idea,” 73 American Journal of International Law
(1979), 244.
14See J. Shklar, Legalism: Law, Morals, and Political Trials (1986).
CH APT ER 1 The Nature of International Law 7
law assumed that we all have a good definition of law in general, know how law
differs from other codes of behavior, and have some grasp of what law does at
the domestic level. Again, following Professor Jessup’s sage advice, we now offer
three definitions. The three definitions represent an attempt to provide the general
characteristics that distinguish legal rules from other types of rules such as those
found in religious or moral codes or international comity. We have created the first
two from a composite reading of works about the law. The third comes from the
Oxford English Dictionary:
A set of binding rules enjoining a certain behavior on all subjects under speci-
fied and comparable conditions.
A method of ensuring social order by commanding requisite behavior
through the threat of physical sanctions. A rule of conduct imposed by
authority.
The body of rules, whether proceeding from formal enactment or from cus-
tom, which a particular state or community recognizes as binding on its
members or subjects.15 (Emphasis added)
Although only the second definition specifically mentions sanctions, the other two
imply some type of penalty for noncompliance with any of the “binding obliga-
tions.” Note that we deliberately use the term noncompliance, rather than the
more graphic breaking the law, because the term more accurately reflects a civil/
administrative perspective while capturing what happens when you “break” the
criminal law.
Moreover, the “thieves ought to be punished” model simply does not capture
the function of law as an important constitutive factor, that is, as the force forming
the basis for the validity of constitutions––the force giving substance to arrange-
ments that authoritatively allocate power to legislate, enforce, or adjudicate. The
rules in the Constitution of the United States define what branches of various gov-
ernmental agencies have the legal obligation/authority to perform what duties with
respect to governing. In disputes over the relative powers of various branches of
government, that is, questions that involve the fundamental law of the country,
clearly the “cop on the corner”/“thieves ought to be punished” model has no rel-
evance.17 Can you imagine the president of the United States trying to use the FBI
to arrest members of Congress on the charge of violating the Constitution?
Responses to noncompliance in many areas of the noncriminal law in domestic
societies somewhat parallel what occurs in the international legal system. Certainly,
noncriminal law does have penalties attached for noncompliance, but these do not
rely on the criminal law presumption of how one ensures compliance. “Contracts
must be observed” forms a fundamental rule of civil law. But enforcement of the
norm, if one party to the contract feels a breach has occurred, depends upon the
party alleging violation taking the first step to deal with noncompliance. No “cop
on the corner” steps in to escort the “accused” to jail. Moreover, the action to seek
compliance regarding the alleged breach may not involve an immediate resort to
the machinery of the courts, but rather direct negotiation, mediation, or arbitra-
tion. Circumstances of the moment may dictate the remedy and the method of
redress the aggrieved party elects. Breaches of contract may involve penalties for
noncompliance, but the criminal law comes into play only if the breach resulted
from clearly criminal conduct such as a deliberate fraud or misrepresentation.
The second default assumption deals with presumptions of efficiency. Crit-
ics tend to assume that domestic law (and, in particular, the criminal law) works
efficiently under all circumstances. We have noted earlier that default assumptions
about law often draw from the operations of the criminal law and the associated
justice system. To examine the second assumption concerning efficiency, we confine
our comments to the criminal justice system because of the presumed efficiency of
central enforcement. Looking at U.S. Department of Justice Statistics or merely read-
ing the newspapers every day gives sufficient evidence to rebut the idea that central
institutions necessarily mean effective enforcement. Indeed, for many crimes, “how
effective” in terms of statistics may surprise you. Table 1.1, drawn from statistics
compiled annually by the U.S. Department of Justice, summarizes the data on crimes
and arrests from the year 2009. The reader needs to understand that the data include
only those crimes that were reported to a law enforcement agency. Other data from
the same report estimate how many crimes may go unreported each year. In examin-
ing the table, we need only point out the relatively high probability that burglars will
escape apprehension or that the data support the comment by an anonymous insur-
ance executive in Los Angeles that “to own a nice car is to have it stolen.”
17See, for example, Goldwater v. Carter, 444 U.S. 996, 100 S.Ct. 533, 62 L.Ed.2d 428 (1979). The
U.S. Supreme Court sometimes avoids questions involving disputes over issues of separation of powers
not clearly defined in the Constitution, terming these “political questions,” www.bulk.resource.org/
courts.gov/c/US/444/444.US.996.79-856.html.
CH APT ER 1 The Nature of International Law 9
TABLE 1.1
Offenses Known to Police and Cleared by Arrest or Exceptional Means, 2009
Total Agencies (14,274) Known Offenses Percent Cleared by Arrest
Violent Crime 1.14+ million 47.1
Robbery 352,125 28.2
Murder/Manslaughter 13,242 66.2
Forcible Rape 76,276 41.2
Property Crime 8.3 million 18.6
Larceny/Theft 5.56 million 21.5
Burglary 1.96+ million 12.5
Vehicle Theft 714,131 12.4
Arson 53,852 18.5
Source: U.S. Department of Justice, Federal Bureau of Investigation, Crime in the United States (Sep-
tember 2010), www2.fbi.gov/ucr/cius2009/data/table_25.html.
Looking at the noncriminal law, pure food and drug standards hardly spare us
from contaminated foodstuffs; oligopoly is a dominant feature of many contempo-
rary industrial sectors; and the fallout from Enron, WorldCom, and Bernie Madoff
indicates that abuse of security and exchange regulations seems to occur on a regu-
lar basis. Just for good measure, let us also include the general lack of observance
of speed limits. Do not dismiss this as a trivial concern. Speed and alcohol or drugs
are contributing factors in a majority of fatal traffic crashes. True, some people
do get caught in all of the examples just given, but seemingly not enough to have
a deterrent effect on others. Reports of rape, robbery, and homicide do not neces-
sarily lead to a conclusion at the domestic level that the laws against these offenses
have little effect and are meaningless. Most people obey most of the law most of
the time. Some people do not comply with the law some of the time, and a few of
those may actually pay a penalty some of the time. What, then, should we make
of the often-repeated criticism that international law does not have the strength to
deter violations?
The third default assumption emphasizes the difference between “law” and
politics, implying a relative absence of political considerations at the domestic
level. We will simply concede that, because of the absence of centralized institu-
tions, many applications of law at the international level are likely to have a much
higher political content than are those within states. Nonetheless, this does not
mean the total absence of political considerations from domestic legal systems.
On the contrary, most law at the domestic level results from the highly politicized
process associated with legislatures. The ongoing very contentious debate over
prohibiting abortion provides a very good example. While at their core all domes-
tic legal codes seem to share some common rules such as prohibitions against mur-
der, theft, and violent assault against persons, others depend upon the attitudes of
those subject to the specific law code. To give but one quick example, the stand-
ards that separate fraud from just a “sharp business practice” differ not only from
society to society but also even within societies with respect to specific techniques
10 PART I The Law of Nations
and procedures. What is the line between false advertising and good promotion of
a product?
Rules may become the target of challenge or change because of shifts in public
opinion or political ideology. We can point both to quantum shifts such as the
abolition of the “separate but equal” doctrine in U.S. law as unconstitutional and
to the ongoing controversies over abortion and gay rights to emphasize this obser-
vation. Similarly, issues relating to immigration (e.g., who deserves entry, and the
status and rights of illegal immigrants once here) form the core of a continuing and
contentious debate. Certain rules may simply be unenforceable or go unenforced.
Those who enforce the law have considerable discretion in many areas. For exam-
ple, many states still have laws on their books prohibiting adultery, but these go
unenforced. During periods of heavy traffic, police will watch traffic flow at 15–20
mph over the speed limit if traffic is moving smoothly. After evicting tenants for
nonpayment of rent, landlords seldom sue for what the tenants may owe in arrears
because the time and cost of litigation plus the potential costs of collecting any
judgment will normally far outweigh the gains in recovery. Keep these examples in
mind when we turn the discussion to enforcement at the international level.
Additionally, within the United States, district attorneys, state attorneys gen-
eral, solicitors, sheriffs, and judges are elected officials in many jurisdictions. At
the local level, the decision to charge an individual with a specific crime or the rec-
ommendation of a specific sentence may depend upon the district attorney’s read-
ing of public sentiment (or available prison space).18 Nor does the appointment of
officials cancel out politics. Appointment merely shifts the venue in which politics
applies. Politicians still participate in, and define the criteria for, the selection proc-
ess. In a change of administrations, a newly elected U.S. president can appoint
U.S. attorneys for various jurisdictions. Every judicial appointment at the federal
level revolves around political issues.19 Clearly, those involved in the appointment
process have political agendas they feel can be either protected or accomplished
with the appointment of like-minded individuals to the bench. The contemporary
concern with “failed” states such as Somalia provides additional confirmation of
this observation.
18What will the district attorney do with the case of the teenager who, in her haste to escape from
being caught by the resident of the house that she and her friends had just “rolled” with toilet paper,
drove off the road and killed three of her companions in the car? Only she survived. Does the district
attorney go for the indictment for vehicular homicide, or has she “been punished enough”?
19SeeS. G. Stolberg, “The High Costs of Rising Incivility on Capitol Hill,” New York Times (Novem-
ber 30, 2003), sec. 4, 10.
CH APT ER 1 The Nature of International Law 11
Political Realism
Based on Thomas Hobbes’s graphic description of the state of nature, political
realism forms one of the dominant theories in contemporary scholarship on inter-
national politics. For those who subscribe to realism as the preferred theoretical
approach to explaining international politics, international law cannot exist as
“law.” Realists believe the anarchical condition of the international system means
that states constantly seek out their own interest and constantly seek to enhance
their own power and power position to ensure their survival. For realists, the lack
of any measures or institutions for third-party enforcement means that agreements
or cooperative ventures have a temporary quality because states will abandon them
when their interest and power dictate that they can. Hobbes argues:20
And covenants, without the sword, are but words and of no strength to
secure a man at all. Therefore, notwithstanding the laws of nature (which
every one hath then kept, when he has the will to keep them, when he can do
it safely), if there be no power erected, or not great enough for our security,
every man will and may lawfully rely on his own strength and art for caution
against all other men. (Emphasis added)
For political realists, some rough “rules of the game” may evolve from tempo-
rary balances or from situations where one state has the ability to dominate and
impose its will. Because of the fundamental drive of states to acquire power and
power position to assure security, long-term, binding rules are impossible.21 Advo-
cates of political realism argue that the current situation that promotes increased
interaction and cooperation exists only because of an anomaly in power distribu-
tion.22 Hence, a recent study asked a cogent, but as yet unanswered, question: Is
globalization a phenomenon with its own independent roots, or does it depend
upon American hegemony and action to promote and open world markets?23
The refusal to acknowledge any impact of law beyond the very narrow asso-
ciation with formal institutional arrangements permeates the influential work of
Kenneth Waltz. Waltz argues that the system of international relations may exhibit
some qualities that make it structurally similar to a market, but only up to a point.
Waltz concludes, “International politics is more nearly a realm in which anything
c.html#CHAPTERXVII.
21For useful, concise discussions, see J. Donnelly, Realism and International Relations (2000), 6–31;
M. Doyle, Ways of War and Peace: Realism, Liberalism and Socialism (1997); and J. Vasquez, The
Power of Power Politics: From Classical Realism to Neotraditionalism (1998).
22See, for example, J. J. Mearsheimer, The Tragedy of Great Power Politics (2001).
23N. P. Ripsman and T. V. Paul, Globalization and the National Security State (2010).
12 PART I The Law of Nations
goes.”24 Implicitly, Waltz suggests that the principal difference between the law,
as he understands it to operate at the domestic level, and comparable international
rules is the greater efficacy of the former due to the perceived lack of enforcement
mechanisms at the international level.
From a slightly different perspective, Henry Kissinger argues that rigid legal
and judicial principles may interfere with the flexibility statesmen need in order to
conduct a successful foreign policy:
The danger lies in pushing the effort to extremes that risk substituting the tyr-
anny of judges for that of governments; historically, the dictatorship of the
virtuous has often led to inquisitions and even witch-hunts. . . . The role of the
statesman is to choose the best option when seeking to advance peace and
justice, realizing that there is a tension between the two and that any recon-
ciliation between the two is likely to be partial.25
Note in particular the reasoning of Kissinger. He is correct in that statesmen,
not judges, make decisions about critical foreign policy issues. Note also, this does
not mean that law has no relevance to a decision.
Liberalism/Neoliberalism
While attractive on its face as a concise statement of the harsh realist picture of
international relations that many find intuitively appealing, liberal international-
ists assert that Waltz’s characterization does not capture the complexity of con-
temporary state relationships, nor, on reflection, does it embody the experience
of the greatest part of the industrial age. Realism assumes that state interests must
always be competitive and never congruent, yet liberal critics cite the increasing
institutionalization of modern international life to suggest that states can and do
cooperate on a sustained basis because they cannot otherwise achieve their goals.
One cannot always assume that scarcity, competition, and lack of third-party regu-
lators always result in an arena where power does reign in the sense that oth-
ers must bow to the will of the dominant. In the modern world, particularly in
states where democratic institutions have emerged, security also involves economic
progress and stability. The enormous expansion of international institutions at
every level serves as a simple validation of this observation. Given the time, effort,
and resources invested in building these institutions, we cannot simply dismiss
them as short-term products that flow from stalemates in competition.26
Liberal critics argue that many of the assumptions essential to the realist per-
spective overplay the efficiency of domestic orders, even in the criminal law models.
But the most obvious problem with realists comes from their willful disregard of the
rules, formal and otherwise, that do impinge on state action. These range from fun-
damental rules inhibiting the absorption of lesser states by larger ones, to extensive
institutional support for international monetary and financial coordination, to laws
Constructivism
Constructivism is a relative newcomer as a widely accepted approach to under-
standing important features of international politics. Like political realism and
liberalism, constructivism embodies a number of variant approaches that share
some fundamental assumptions. At base, constructivism concerns the “making and
remaking” of international politics.27 Where realism and liberalism are substantive
theories of international politics in that they offer specific hypotheses about how
states respond to the anarchical structure of international politics, constructivism
is a social theory that focuses on how each state (as an agent) engages and deals
27M. Barnett, “Social Constructivism,” in The Globalisation of World Politics, edited by J. Bayliss,
et al. (2008), 162; J. Brunnee and S. Toope, “International Law and Constructivism: Elements of
an Interactional Theory of International Law,” 39 Columbia Journal of Transnational Law (2000),
19–74.
14 PART I The Law of Nations
34D. Acheson, “Remarks by the Honorable Dean Acheson, Former Secretary of State,” 57 Proceed-
(1996), and his earlier discussion in To Move a Nation: The Politics of Foreign Policy in the Adminis-
tration of John F. Kennedy (1967).
36J. S. Campbell, “The Cuban Crisis and the U.N. Charter: An Analysis of the United States Position,”
16 Stanford Law Review 160 (1963); D. G. Partan, “The Cuban Quarantine: Some Implications for
Self Defense,” Duke Law Journal 696 (1963).
16 PART I The Law of Nations
international law exists at all as a system of binding legal rules flies in the
face of all the evidence.37
Still, any discussion of ensuring compliance must deal directly with the issue of
power. We should note that while Professor Morgenthau believed that states gen-
erally obey international law, he also observed that the structure of the interna-
tional legal system “makes it easy for the strong both to violate the law and to
enforce it, and consequently puts the rights of the weak in jeopardy.”38 Indeed,
although many realists may have an incomplete picture of contemporary interna-
tional politics, the fear expressed by Professor Morgenthau that the structure of
the legal system provides little in the way of deterrence or restraint if a powerful
state chooses to ignore the rules always lurks in the background of discussions
concerning compliance and enforcement.
From our earlier analysis and extended comments to follow, the reader should
understand that acknowledging the lack of a potent central enforcement agent to
curb the activities of the powerful does not mean, therefore, that powerful states
constantly ignore international obligations with no expectations of adverse results.
Granted, the lack of central institutions suggests the possibility that powerful states
could, but the question still becomes, How often do they take advantage of the
possibility? Critics can cite spectacular failures as evidence of noncompliance. Sin-
gular failures prove nothing. Perfect compliance suggests the triviality of a stand-
ard. Compliance and obedience rest upon a much more complex set of factors than
a simple fear of punishment. As we argued earlier, clearly, the fear of punishment
does not necessarily deter powerful individuals and organizations from noncom-
pliance or outright defiance of the law within domestic societies. Public employee
labor unions still go on strike. Corporate officials still engage in fraud and insider
trading. Drug dealers at all levels still sell drugs and kill each other.
The question remains, if the system has no effective third-party authority to
force states to utilize judicial means or to enforce decisions, and if no hierarchy of
courts with compulsory jurisdiction exists under which a dispute between states
can move by appeal from lower to higher levels and/or awards made by exist-
ing courts and tribunals, why do states obey international law? How do states
enforce international law? The following sections deal with issues of compliance
and enforcement at the international level.
the great powers, nations have no reason to obey the law. Assuredly, fear of “pun-
ishment” may on occasion play a part in bringing about a willingness, expressed
by word or deed, to abide by the rule of law, but other and more important causa-
tive factors appear to play a part. To understand this, we again need to engage
our imagination.
40Brierly,note 6, at 56.
41See,for example, the U.S. Department of State, Guidelines on Protection of Foreign Missions, 22
C.F.R. § 2a.1 (1987).
18 PART I The Law of Nations
to reflect common interests. In the well-known Lotus case, the Permanent Court of
International Justice stated:
International law governs relations between independent states. The rules of
law binding upon states emanate from their own free will as expressed in
conventions or by usages generally accepted as expressing principles of law
and established in order to regulate the relations between co-existing inde-
pendent communities or with a view to achievement of common aims.42
But the traditional reliance on consent alone does not adequately explain the way
states act in relation to the law. Moreover, asserting that consent alone binds states
begs the question because then we must ask these questions: Where does the rule
setting consent as the binding factor derive from, and what makes it binding?43
Theory and International Relations, edited by V. Rittberger and P. Mayer (1993), 61.
CH APT ER 1 The Nature of International Law 19
from other states? And which states will utilize the foregoing judgments in what
manner? How will a particular decision affect future relations with other states?
Law may not determine the answers to all of these questions, but it will be a factor
in evaluating responses.
Law Habit
We should not dismiss or discount habit as a motivating factor in the observance
of law. Routine observance of the rules promotes a “habit of law”—a simple
acceptance of the law as a factor in everyday decision making. At the individual
level, as we grow up, we acquire certain attitudes and beliefs as part of the sociali-
zation process. As individuals, most of us routinely obey most of the law most of
the time without consciously thinking about it. The same holds true for decision
makers. As we noted earlier, even in the discussion about how to deal with the
Cuban Missile Crisis, when the survival of the United States might have been at
stake, the participants could not stray very far from questions of law. Outside of
crisis situations, the complementarities of law and interest make this habit relatively
easy to sustain. Professor Harold Koh furnishes an interesting explanation of how
the law habit may evolve based on the necessity of dealing with the international
political environment:45
In tracing the move from the external to the internal, from one-time grudging
compliance with an external norm to habitual internalized obedience, the key
factor is repeated participation in the international legal process. That partici-
pation helps to reconstitute national interests, to establish the identity of
actors and to develop the norms that become part of the fabric of emerging
international society.
Reciprocity
In his classic and influential treatise, Emmerich de Vattel stated a proposition that
he described as the “Golden Rule of Sovereigns”: One cannot complain when
45H. H. Koh, “Why Do Nations Obey International Law?” 106 Yale Law Journal 2599 (1997), 2655.
20 PART I The Law of Nations
46E. de Vattel, The Law of Nations (Le droit des gens), trans. C. G. Fenwick (1995, reissue of 1916
edition), 4. See also R. O. Keohane, “Reciprocity in International Relations,” 40 International Organ-
ization 1 (Winter 1986), 1–27, for a more general discussion of the role of reciprocity in contempo-
rary international politics.
CH APT ER 1 The Nature of International Law 21
World Opinion
Some writers and statesmen have claimed that world opinion forms an important
element in encouraging states to obey the rules of international law. This is dif-
ficult to prove. Most modern writers have discounted world public opinion as a
factor because of the difficulty in defining the idea and in establishing meaning-
ful measures of its expression. For example, what “publics” should we include in
the assessment? Opinion within individual states may support or inhibit certain
actions by governments, but to be an effective factor in supporting international
law, these opinions would have to demonstrate consistency, clarity of substantive
content, and salience across a wide spectrum of states.
that lie outside of the area where the law provides a solution. In the absence of
restrictive homeowner covenants defining acceptable color schemes, painting your
house purple with orange polka dots and chartreuse trim may cause infinite hassles
with neighbors who do not share your taste, but neighbors may find the law of little
use in trying to force you to repaint using a less flamboyant set of colors.
In considering the consequences of noncompliance, one should keep in mind that
violation of the rules of law by a given state—even if no sanction is attempted—does
not render the rule invalid. We make this point explicitly because critics often seem to
imply that the fact that states violate any rule in any circumstance proves the invalid-
ity of that rule as law. The same conclusion about the validity of a rule of interna-
tional law holds true, of course, in the sphere of domestic (municipal) legal systems.
Violations of, say, a federal law, a Minnesota or Georgia statute, or a city ordinance
do not vitiate, set aside, or nullify the rule in question. Indeed, as just mentioned, per-
fect compliance would suggest the irrelevance or triviality of a particular rule.
The Supreme Court of Hong Kong stated this principle clearly in the arbitra-
tion concerning the S.S. Prometheus when it held that
[t]he resistance of a nation to a law to which it has agreed does not derogate
from the authority of the law because that resistance cannot, perhaps, be over-
come. Such resistance merely makes the resisting nation a breaker of the law to
which it has given its adherence, but it leaves the law, to the establishment of
which the resisting nation was a party, still subsisting. Could it be successfully
contended that because any given person or body of persons possessed for the
time being to resist an established municipal law such law had no existence? The
answer to such a contention would be that the law still existed, though it might
not for the time being be possible to enforce obedience to it.47 (Emphasis added)
SUGGESTED READINGS
Kunz, “Sanctions in International Law,” 54 DISPUTE SETTLEMENT
AJIL 324 (1960). Dahlitz, Peaceful Resolution of Major Inter-
Kunz, “The Swing of the Pendulum: From national Disputes (1999).
overestimation to Underestimation of Evans, ed., Remedies in International Law:
International Law,” 44 AJIL 135 (1950). The Institutional Dilemma (1998).
Lauterpacht’s Oppenheim, I, 15. Hamilton, ed., The Permanent Court of
Nardin, Law, Morality and the Relations of Arbitration: International Arbitration
States (1983). and Dispute Resolution––Summaries
Onuf, World of Our Own Making (1989). of Awards, Settlement Agreements, and
Renwick, Economic Sanctions (1981). Reports (1999).
Reus-Smit, ed., The Politics of International Jackson, Sovereignty, the WTO and Chang-
Law (2004). ing Fundamentals of International Law
Sanctions and Law (2006).
Shklar, Legalism (1986), Part I: Law and Merrils, International Dispute Settlement,
Morals. 5th ed. (2011).
S. Silverburg, ed., International Law: Con-
temporary Issues and Future Develop-
ments (2011)
Whiteman, I, 58.
INTERNET RESOURCES
The American Society of International Law If your library has access to JSTOR:
www.asil.org/resource/home.htm American Journal of International Law
The International Law Institute www.jstor.org/journals/00029300.html
www.ili.org
Lyonette Louis-Jacques, “Legal Research on
International Law Issues Using the Internet”
www.lib.uchicago.edu/~llou/forintlaw.
html