Leo Marx, Technology-The Emergence of A Hazardous Concept
Leo Marx, Technology-The Emergence of A Hazardous Concept
Leo Marx, Technology-The Emergence of A Hazardous Concept
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Technology and Culture, Volume 51, Number 3, July 2010, pp. 561-577
(Article)
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DOI: 10.1353/tech.2010.0009
Access provided by University of California, San Diego (18 Feb 2016 19:55 GMT)
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E S S AY S
Technology
The Emergence of a Hazardous Concept
LEO MARX
The history of technology is one of those subjects that most people know
more about than they realize. Long before the academy recognized it as a
specialized field of scholarly inquiry, American schools were routinely dis-
seminating a sketchy outline of that history to millions of pupils. We learned
about James Watt and the steam engine, Eli Whitney and the cotton gin, and
about other great inventors and their inventions. Even more important, we
were led to assume that innovation in the mechanic arts is a—perhaps the—
driving force of human history. The theme was omnipresent in my child-
hood experience. I met it in the graphic charts and illustrations in my copy
of The Book of Knowledge, a popular children’s encyclopedia, and in the
alluring dioramas of Early Man in the New York Museum of Natural His-
tory. These exhibits represented the advance of civilization as a sequence of
the inventions in the mechanic arts with which Homo sapiens gained a
unique power over nature. This comforting theme remains popular today
and is insinuated by all kinds of historical narrative. Here, for example, is a
passage from an anthropological study of apes and the origins of human
violence:
Leo Marx is Senior Lecturer and William R. Kenan Professor of American Cultural His-
tory Emeritus in the Program in Science, Technology, and Society at the Massachusetts
Institute of Technology. An early version of this essay was delivered as the Richmond
Lecture at Williams College, 26 September 1996, also published in Social Research 64 (fall
1997): 965–88 (thanks to Social Research, www.socres.org, for allowing Technology and
Culture to publish this revision).
©2010 by the Society for the History of Technology. All rights reserved.
0040-165X/10/5103-0001/561–77
1. Martin Heidegger, The Question Concerning Technology and Other Essays, trans.
William Lovett (New York, 1977), 4.
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Our own ancestors from this line [of woodland apes] began shaping
stone tools and relying much more consistently on meat around 2
million years ago. They tamed fire perhaps 1.5 million years ago.
They developed human language at some unknown later time, per-
haps 150,000 years ago. They invented agriculture 10,000 years ago.
They made gunpowder around 1,000 years ago, and motor vehicles
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a century ago.2
2010
This typical summary of human history from stone age tools to Ford
VOL. 51 cars illustrates the shared “scientific” understanding, circa 2010, of the his-
tory of technology. But one arresting if scarcely noted aspect of the story is
the belated emergence of the word used to name the very rubric—the kind
of thing—that allegedly drives our history. The word is technology. The fact
is that during all but the very last few seconds, as it were, of the ten millen-
nia of recorded human history encapsulated in this account, the concept of
technology—as we know it today—did not exist. The word technology,
which joined the Greek root, techne (an art or craft) with the suffix ology (a
branch of learning), first entered the English language in the seventeenth
century. At that time, in keeping with its etymology, a technology was a
branch of learning, or discourse, or treatise concerned with the mechanic
arts. As Eric Schatzberg has demonstrated in a seminal essay, the word then
referred to a field of study, not an object of study.3 But the word, even in
that now archaic sense, was a rarity in nineteenth-century America. By
1861, to be sure, it was accorded a somewhat greater prominence by the
founders of the Massachusetts Institute of Technology, but they also were
invoking the limited sense of the term to mean higher technical education.
As for technology in the now familiar sense of the word—the mechanic arts
collectively—it did not catch on in America until around 1900, when a few
influential writers, notably Thorstein Veblen and Charles Beard, respond-
ing to German usage in the social sciences, accorded technology a pivotal
role in shaping modern industrial society. But even then, the use of the
word remained largely confined to academic and intellectual circles; it did
not gain truly popular currency until the 1930s.
But why, one might ask, is the history of this word important? The
answer, from the viewpoint of a cultural historian, is that the emergence of
a keyword in public discourse—whether a newly coined word or an old
2. Richard Wrangham and Dale Peterson, Demonic Males: Apes and the Origins of
Human Violence (New York, 1996), 61.
3. Erik Schatzberg, “Technik Comes to America: Changing Meanings of Technology
before 1930,” Technology and Culture 47 (2006): 486–512. The first use of the amplified
sense of the word, referring to the mechanic arts themselves, according to the Oxford
English Dictionary (OED), was in 1859; variants of the older meaning of technology—
e.g., technik, technique, etc.—also had appeared in German, Swedish, French, and
Spanish in the late eighteenth century.
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tify the specific character of the concurrent changes in the mechanic arts—
not only the changes within those arts, but also the changes in the interre-
lations between them and the rest of society and culture.
As for the hazardous character of the concept of technology, here I need
only say that I am not thinking about weaponry or the physical damage
wrought by the use of any particular technologies. The hazards I have in
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mind are conceptual, not physical. They stem from the meanings conveyed
2010 by the concept technology itself, and from the peculiar role it enables us to
VOL. 51
confer on the mechanic arts as an ostensibly discrete entity—one capable
of becoming a virtually autonomous, all-encompassing agent of change.
6. Daniel Webster, Writing and Speeches of Daniel Webster (Boston, 1903), IV:105–7.
For a more detailed analysis of the speech in the context of American pastoralism, see
Leo Marx, The Machine in the Garden: Technology and the Pastoral Ideal in America (New
York, 1964), 209–14.
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oquent tribute to the progress of the age, is a new respect for the power of
innovations in the useful arts to transform prevailing ideas about the world.
When he singles out the railroad and the telegraph as embodiments of the
progress of the age, he in effect confirms a subtle but important modifica-
tion of the received Enlightenment view of progress. To be sure, the idea of
progress had been closely bound up, from its inception, with the accelerat-
ESSAYS
ing rate of scientific and mechanical innovation. By the time of Webster’s
speech, however, the idea of progress had become the fulcrum of a compre-
hensive worldview effecting the sacralization of science and the mechanic
arts, and creating a modern equivalent of the creation myths of premodern
cultures. Two centuries earlier, the concept of progress had served, in a com-
monplace, literal sense, to describe incremental advances in explicitly
bounded enterprises like the development of new scientific instruments—
say, for example, the microscope or telescope. But as more and more specific
instances of progress of that sort occurred—progress in that particularized,
circumscribed sense of the word—the reach of the idea gradually was ex-
tended to encompass the entire, all-encompassing course of human events.
By the time of the French and American revolutions, in other words, history
itself was conceived as a record of the steady, cumulative, continuous expan-
sion of human knowledge of—and power over—nature. Thus the future
course of history might be expected to culminate in a more or less univer-
sal improvement in the conditions of human existence.
But the radical thinkers who led the way in framing this master narra-
tive of progress—Condorcet and Turgot, Paine and Priestley, Franklin and
Jefferson—did not, like Webster, unreservedly equate human progress with
the advance of the mechanic arts. They were committed republicans, polit-
ical revolutionists, and although they celebrated mechanical innovation,
they celebrated it only as the means of achieving progress; the true and only
reliable measure of progress, as they saw it, was humanity’s step-by-step lib-
eration from aristocratic, ecclesiastical, and monarchic oppression, and the
institution of more just, peaceful societies based on the consent of the gov-
erned. What requires emphasis is the republican thinkers’ uncompromising
insistence that advances in science and the mechanic arts are valuable
chiefly as a means of arriving at social and political ends.7
By Webster’s time, however, that distinction already was losing much of
7. Thus when Benjamin Franklin was offered a potentially lucrative patent for his
ingenious new stove, he explained his refusal to accept the patent by invoking the com-
munitarian republican notion that inventions are valued for their contribution to the
polity: “I declined it from a principle which has ever weighed with me on such occasions,
that as we enjoy great advantages from the inventions of others, we should be glad of an
opportunity to serve others by any invention of ours” (The Autobiography of Benjamin
Franklin [New York, 1950], 132). For other discussions of this topic, see Leo Marx, “Does
Improved Technology Mean Progress?” Technology Review (January 1987): 32–41, and
Leo Marx and Bruce Mazlish, eds., Progress: Fact or Illusion? (Ann Arbor, Mich., 1996).
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its force. This was partly due to the presumed success of the republican rev-
olutions, hence to a certain political complacency reinforced by the rapid
growth of the immensely productive and lucrative capitalist system of
manufactures. Thus, for example, Senator Webster, whose most influential
constituents were factory owners, merchants, and financiers, did not regard
innovations in the mechanic arts as merely instrumental—a technical
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means of arriving at social and political goals. He identified his interests
2010 with those of the company’s directors and stockholders, and as he saw it,
VOL. 51
therefore, wealth-producing innovations like the railroad represented a
socially transformative power of such immense scope and promise as to be
a virtual embodiment—a perfect icon—of human progress.
Thus the new entrepreneurial elite for whom Webster spoke was to a
large extent relieved of its tacit obligation to carry out the republican polit-
ical mandate. Consider, for example, the Boston Associates—the merchants
who launched the Lowell textile industry. They, to be sure, were concerned
about the inhumane conditions created by the factory system—and they
surely wanted to be good stewards of their wealth—but they assumed that
they could fulfill their republican obligations by acts of private philan-
thropy.8 They believed that innovations in the mechanic arts could be
relied upon, in the long run, to result in progress and prosperity for all.
Their confidence in the inherently progressive influence of the new ma-
chines was reinforced, in their view, by the distinctive material tangibility
of the machines—their omnipresence as physical, visible, sensibly accessi-
ble objects. In the ordinary course of their operations, accordingly, the new
factories and machines unavoidably disseminated the ideology of social
progress to all who saw and heard them. As John Stuart Mill acutely ob-
served, the mere sight of a potent machine like the steam locomotive in the
landscape wordlessly inculcated the notion that the present was an im-
provement on the past, and that the future promised to be so wondrous as
to be “known,” in Webster’s high-flown idiom, “only to Omniscience.”9
But in the 1840s the blurring of the distinction between mechanical
means and political ends also provoked an ideological backlash. To a vocal
minority of dissident artists and intellectuals, the worshipful view of mate-
rial progress was symptomatic of moral negligence and political regression.
Thus Henry Thoreau, who was conducting his experiment at the pond in
1847, the year Webster gave his speech, writes in Walden:
There is an illusion about . . . [modern improvements]; there is not
always a positive advance. . . . Our inventions are wont to be pretty
8. Robert F. Dalzell Jr., Enterprising Elite: The Boston Associates and the World They
Made (Cambridge, Mass., 1987).
9. John Stuart Mill, “M. de Tocqueville on Democracy in America,” Edinburgh Re-
view (October 1840), reprinted in John Stuart Mill, Dissertations and Discussions . . .
(Boston, 1865), II:148.
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toys, which distract our attention from serious things. They are but
improved means to an unimproved end.10
And in Moby Dick (1851), Melville, after having Ishmael, his narrator, pay
tribute to Captain Ahab’s preternatural intellect and his mastery of the
complex business of whaling, has the crazy captain acknowledge the haz-
ards he courts by placing his technical proficiency in the service of his irra- ESSAYS
tional purpose: “Now, in his heart, Ahab had some glimpse of this, namely,
all my means are sane, my motive and my object mad.”11
This critical view of the new industrial arts marks the rise of an adver-
sary culture that would reject the dominant faith in the advance of the
mechanical arts as a sufficient, self-justifying, social goal. Indeed, a more or
less direct line of influence is traceable from the intellectual dissidents of
the 1840s to the widespread 1960s rebellion against established institutions,
from, for example, Thoreau’s 1849 recommendation, in “Civil Disobedi-
ence,” to “Let your life be a counter-friction to stop the machine” to Mario
Savio’s 1964 exhortation to Berkeley students: “You have got to put your
bodies upon the [machine] and make it stop!” From its inception, the
countercultural movement of the 1960s was seen—and saw itself—as a
revolt against an increasingly “technocratic” society.
10. Henry Thoreau, Walden and Other Writings (New York, 1950), 46 (my emphasis).
11. Herman Melville, Moby Dick (New York, 1967 [1851]), 161.
12. I add the qualification, “the modern era,” to acknowledge the provocative theory,
advanced by Lewis Mumford, to the effect that the first “machine” was in fact such a sys-
tem, the systematic organization of work contrived by the Egyptians to build the pyra-
mids. A fatal shortcoming of Mumford’s theory is that it omits the indispensable arti-
factual component of both the machine and also, when it later emerges, the concept of
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technology. Lewis Mumford, The Myth of the Machine: Technics and Human Develop-
ment (New York, 1966); for a more extended critical analysis of Mumford’s theory, see
Leo Marx, “Lewis Mumford, Prophet of Organicism,” in Lewis Mumford, Public Intellec-
tual, ed. Thomas P. Hughes and Agatha C. Hughes (New York, 1990), 164–80.
13. Wiebe E. Bijker, Thomas P. Hughes, and Trevor J. Pinch, eds., The Social Con-
struction of Technological Systems: New Directions in the Sociology and History of Technol-
ogy (Cambridge, Mass., 1987), 51–82; Alfred D. Chandler Jr., The Visible Hand: The Man-
agerial Innovation in American Business (Cambridge, Mass., 1977), 79–120.
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14. Colleen Dunlavy, Politics and Industrialization: Early Railroads in the United
States and Prussia (Princeton, N.J., 1994); Forest G. Hill, Roads, Rails, and Waterways:
The Army Engineers and Early Transportation (Tulsa, Okla., 1957). At West Point, the mil-
itary engineers, trained in the tradition of the École Polytechnique, acquired a more so-
phisticated knowledge of geometry, physics, and of science generally than most Amer-
ican engineers of that era. A number of them left the army to became “civil” engineers
and worked on the railroad. I am grateful to Merritt Roe Smith for calling my attention
to this development.
15. David Noble, America by Design: Science, Technology, and the Rise of Corporate
Capitalism (New York, 1977).
16. Jacob Bigelow, Elements of Technology (Boston, 1829). Bigelow’s lectures were
supported by the endowment of Count Rumford, who, in his 1815 will, had left Harvard
$1,000 a year for lectures designed to teach the utility of the physical and mathematical
sciences for the improvement of the useful arts, and for the extension of the industry,
prosperity, happiness, and well-being of society. See Dirk Struik, Yankee Science in the
Making (Boston, 1948), 58 and 169–70.
17. Struik, 169–70; Noble, 3–4; and Marx, The Machine in the Garden (n. 6 above),
149.
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18. Ruth Oldenziel, Making Technology Masculine: Men, Women, and Modern Ma-
chines in America (Amsterdam, 1999), 23; Schatzberg (n. 3 above).
19. Arnold Toynbee, The Industrial Revolution (Boston, 1960).
20. Encyclopaedia Britannica, 11th ed., XXVI:487.
21. Karl Marx, Capital: A Critique of Political Economy, ed. Friedrich Engels (New
York, 1906), 406n2. The text is that of the first American edition of the initial (1867)
English translation.
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Even more puzzling is the fact that Marx, after having developed this
sophisticated conception of technology and its pivotal role in human his-
tory, repeatedly avoided using the word where it patently was apposite—a
conundrum to which I will return.
Early in the twentieth century the avant-garde of the modernist move-
ment in the graphic arts and architecture, along with a variety of techno-
ESSAYS
logically oriented offshoots—such as the vogue of “Machine Art,” the geo-
metric styles in the graphic arts associated with Futurism, Precisionism,
Constructivism, and Cubism, and, most conspicuously, the International
Style in architecture—all helped to invest incidental mechanistic motifs
with the aura of intrinsic aesthetic value. In the Bauhaus aesthetic, more-
over, design was married to industrial production. In 1923 Walter Gropius,
the group’s founder, coined the slogan, “Art and Technology: A New
Unity.”22 Indeed, the sudden modernist turn toward Mondrian-like ab-
straction—the new respect accorded to novel geometric, rectilinear, non-
representational subject matter—comported with the markedly abstract,
mathematical, cerebral, practical, and artificial (as distinct from “organic”
or “natural”) connotations of the emerging conception of technology.
And yet, to repeat, this expanded sense of technology did not gain wide
currency until after the eruption of mechanical inventions, sometimes
called the “Second Industrial Revolution” (c. 1880–1910), that gave us the
electric light, the phonograph, the radio, the telephone, the X-ray, the air-
plane, the moving picture, and—arguably—the automobile. In contrast
with the typical breakthroughs of the Industrial Revolution, these innova-
tions stemmed more directly from advances in science, and several of them,
notably the lightbulb and the telephone, became the artifactual fulcrum of
these large, complex socio-technological systems. Henry Adams gives a par-
ticularly vivid, telling account of this sudden, unprecedented acceleration
of the rate of change—and its consequences—in The Education of Henry
Adams (which he first published privately in 1907). Here he announces the
appearance of what he takes to be a uniquely empowered human being, an
American “born since 1900”:
the child of incalculable coal-power, chemical power, electric power,
and radiating energy, as well as new forces yet undetermined—[and
who] must be a sort of God compared with any other former creation
of nature. At the rate of progress since 1800, every American who
lived to the year 2000 would know how to control unlimited power.
He would think in complexities unimaginable to an earlier mind.23
And yet Adams never—so far as I know—adopted the concept of technol-
22. Cited by Peter Schjeldahl, “Bauhaus Rules: The Making of a Modern Aesthetic,”
The New Yorker, 16 November 2009, 82.
23. Henry Adams, The Education of Henry Adams, ed. Ernest Samuels (Boston,
1973), 496–97.
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24. Thorstein Veblen, “The Place of Science in Modern Civilization,” in What Veblen
Taught, ed. Wesley C. Mitchell (New York, 1945), 20; Thorstein Veblen, The Theory of
Business Enterprise (New York, 1932), 303 and 310–11. For a detailed analysis of Veblen’s
pivotal role in introducing the concept of technology in America, see Schatzberg (n. 3
above).
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noted, differed markedly from that of Thomas Carlyle, who had confi-
dently proclaimed that the spirit of the age was best summed up by the idea
of the machine. It was “the Age of Machinery,” he had proclaimed, “in every
outward and inward sense of that word.” But in Webster’s view some eight-
een years later (as we have seen) neither machine nor any other word then
available could convey the defining character of the age. Though he was
certain that the age was typified by mechanical innovations born of “the
application of this scientific research to the pursuits of life,” he belabored
his inability to adequately describe, much less explain, the extent to which
those innovations were transforming the fundamental conditions of life.
Resorting to a version of paralypsis, the rhetorical device which paradoxi-
cally enables us to represent something by declaring our inability to repre-
sent it, Webster insisted that no change of comparable magnitude ever had
occurred before, neither in antiquity nor in the recent past. The “present
era,” he contends, is “altogether new,” all but “miraculous”—so much so, in
fact, that it has almost “outstripped human belief.” (Along with human
belief, we might add, the new age also seems to have outstripped Webster’s
expository resources.) To verify the existence of an emerging semantic
void—the gap in the collective vocabulary that later would be filled by the
concept of technology—it would be hard to find more persuasive evidence
than Webster’s heartfelt paralyptic tribute to human progress.
What he manifestly sought, in other words, was to identify—to name—
a novel form of human power with far greater efficacy and scope than that
previously ascribed to the mechanic or useful arts. The power attributable to
those age-old arts was limited because, for one thing, they had for so long
been identified with the handicrafts—the skilled handiwork of individual
artisans. Besides, the very notion of arts devised for mere utility carried a
stigma of coarseness or vulgarity. Ever since antiquity, the useful arts in their
various guises had been considered intellectually and socially inferior to the
high (or fine, or creative, or imaginative) arts. The stock distinction between
the useful and the fine arts had served to ratify an analogous—often invidi-
ous—lineup of distinctions between things and ideas, the physical and the
mental, the mundane and the ideal, body and soul, making and thinking, the
work of slaves and of free people. But now Webster’s generation, by associ-
ating epoch-making machines like the railroad and the telegraph with sci-
ence, business, and wealth, was seeking an entirely new category—a distinc-
tively novel referent—untainted by the machine’s derogatory legacy of social
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and intellectual inferiority and hence capable of elevating the useful arts to
a higher plane—a plane closer to that of the fine arts.
What Webster was striving to express, in other words, was the need to
replace the language associated with the mechanic arts, and to identify—
literally to name—a wholly new form of human power that the abstract,
intangible, neutral, and fittingly synthetic idea of technology was destined
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to fulfill. Whereas the term mechanic (or industrial, or practical) arts calls
2010 to mind men with soiled hands tinkering at workbenches, technology con-
VOL. 51 jures clean, well-educated, white male technicians in control booths watch-
ing dials, instrument panels, or computer monitors. Whereas the mechanic
arts belong to the mundane world of work, physicality, and practicality—
of humdrum handicrafts and artisanal skills—technology belongs on the
higher social and intellectual plane of book learning, scientific research,
and the university. This dispassionate word, with its synthetic patina, its
lack of a physical or sensory referent, its aura of sanitized, bloodless—in-
deed, disembodied—cerebration and precision, has eased the induction of
what had been the mechanic arts—now practiced by engineers—into the
precincts of the finer arts and higher learning.
Turning to the other, organizational and material aspect of the seman-
tic void, what was needed, by way of modernizing the outmoded lexicon of
the mechanic arts, was a concept capable of representing the novel forma-
tions which historians of technology describe as “large-scale, complex tech-
nological systems.” However, that clumsy term begs a puzzling question:
which aspect of these formless, sprawling entities accounts for their dis-
tinctively technological character? Where, exactly, is their technological iden-
tity located? To be sure, the indispensable artifactual component of these
formations invariably is a specific mechanical device, like a locomotive or
other physical contrivance designed to facilitate transportation, produc-
tion, communication, or, for that matter, any humanly designed process of
making or doing. The locus of its specific technological identity has be-
come an increasingly pressing question, however, because over time the
artifactual component has come to form a smaller, less conspicuous part of
the whole. Think of the transistor or the computer chip!
In common parlance, nonetheless, when we refer to one of these com-
plex systems as a technology, the material component more often than not
serves as the tacit referent. But that restricted sense of the word, as in the
case of the railroad, can be ambiguous and misleading. It is ambiguous be-
cause the whole system, apart from the hardware, is so inclusive, so vari-
ous—its boundaries so vague as to defy exact representation. This ambigu-
ity evidently is what Heidegger had in mind by his paradoxical if telling
assertion that “the essence of technology is by no means anything techno-
logical.”25 In advanced industrial societies, of course, most technological
25. Heidegger (n. 1 above), 4. For my criticism of Heidegger’s argument, see “On
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27. George Lukacs, History and Class Consciousness: Studies in Marxist Dialectics,
trans. R. Livingstone (Cambridge, 1971), 83–87. See also Langdon Winner, Autonomous
Technology: Technology-out-of-Control as a Theme of Political Thought (Cambridge,
1977).
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machine transformed the southern agricultural economy and set off the
Great Migration of black farm workers to northern cities.” Here we tacitly
invest a machine with the power to initiate change, as if it were capable of
altering the course of events, of history itself. By treating these inanimate
objects—machines—as causal agents, we divert attention from the human
(especially socioeconomic and political) relations responsible for precipi-
ESSAYS
tating this social upheaval. Contemporary discourse, private and public, is
filled with hackneyed vignettes of technologically activated social change—
pithy accounts of “the direction technology is taking us” or “changing our
lives.”28
To invest the concept of technology with agency is particularly haz-
ardous when referring to technology in general—not to a particular tech-
nology, but rather to our entire stock of technologies. The size of that stock
cannot be overstated. By now we have devised a particular technology—an
amalgam of instrumental knowledge and equipment—for everything we
make or do. To attribute specific events or social developments to the his-
torical agency of so basic an aspect of human behavior makes little or no
sense. Technology, as such, makes nothing happen. By now, however, the
concept has been endowed with a thing-like autonomy and a seemingly
magical power of historical agency. We have made it an all-purpose agent
of change. As compared with other means of reaching our social goals, the
technological has come to seem the most feasible, practical, and economi-
cally viable. It relieves the citizenry of onerous decision-making obligations
and intensifies their gathering sense of political impotence. The popular
belief in technology as a—if not the—primary force shaping the future is
matched by our increasing reliance on instrumental standards of judg-
ment, and a corresponding neglect of moral and political standards, in
making judgments about the direction of society. To expose the hazards
embodied in this pivotal concept is a vital responsibility of historians of
technology.
28. In 1996–97, in writing the first iteration of this argument, I conducted an unsci-
entific survey of the uses of the concept of technology in public discourse. Among the
typical items I found were a special issue of the New York Times Magazine from 28
September 1997 devoted to a discussion entitled “What Technology Is Doing to Us”;
since then I have also encountered Anthony Doerr, “Which Way Will Technology Take
Us?” Boston Globe, 2 October 2005.
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