Trauma and The Self
Trauma and The Self
Trauma and The Self
To cite this article: Laurie Anne Pearlman PhD (1997) Trauma and the Self, Journal of Emotional
Abuse, 1:1, 7-25, DOI: 10.1300/J135v01n01_02
Survivors of childhood abuse and neglect, their loved ones and thera-
pists are aware of the difficulty many survivors have engaging in trusting,
Self Capacities
Self capacities are inner abilities that allow an individual to maintain a
consistent, cohesive sense of self. These abilities or self capacities develop
through early relationships with caregivers and regulate one’s inner states,
contributing to inner balance. CSDT describes three self capacities: the
ability to maintain an inner sense of connection with others; the ability to
experience, tolerate, and integrate strong affect; and the ability to maintain
a sense of self as viable, benign, and positive. The first self capacity
(connection) makes the other two (affect regulation and self-worth) pos-
sible through the internalization of loving others in the context of a secure
attachment relationship (Bowlby, 1988) or holding environment (Winni-
cott, 1965). Self psychologists have eloquently described the early devel-
opment of the self (Kohut, 1977; Mahler et al., 1975; White & Weiner,
1986). As these theorists describe, the emergence, differentiation, and
development of the self is facilitated by sensitive caregivers who respond
to the child’s needs, mirror inner states and behaviors, and protect and
encourage the child’s individuation which provides an emotionally secure
base from which the child grows (Bowlby, 1988). The self capacities
cannot develop properly in an abusive or neglectful home. Researchers
using Bowlby’s work as a foundation have found a range of attachment
relationships from secure to disorganized; Bowlby’s attachment theory
and Ainsworth’s security theory are integral to the conceptualization pre-
sented here (see Bretherton, 1992, for a comprehensive review of these
theories).
Connection
The healthy development from childhood into adulthood of the capacity
to maintain an inner sense of connection with benign others runs along a
continuum from the use of others to gratify needs, to the use of others as
judges of one’s self-worth, to the internalization of others who are experi-
enced as separate and as stable sources of internal support. Repeated abuse
and chronic neglect by parents, siblings, or other presumed caretakers
interfere with the internalization of loving others; the caretakers who
should be attending to the child’s safety and well-being are not, and so
they cannot be taken into the child’s inner world as a protective presence
(Bowlby, 1988; Davies & Frawley, 1994). Children learn a powerful les-
10 JOURNAL OF EMOTIONAL ABUSE
son: that they are helpless to protect themselves and that others will not
protect or assist them. The inadequate development of this self capacity
interferes with the development of the other two: affect regulation and self
worth are fundamentallybased in the internalization of loving others.
Affect Regulation
Under ideal conditions, this self capacity‘develops from undifferentiated
affect states through an ability to distinguish pleasurable from painful states,
to the ability to identify and hold various states sequentially or simulta-
neously. In adulthood, people in whom affect regulation is not well devel-
oped may somaticize, suppress or avoid affect altogether, and/or discharge
affect through action. Well-developed affect tolerance includes the ability to
tolerate ambivalence and disappointment, to accept responsibility for one’s
mistakes and failures, and to mediate affect with words and imagery.
In an emotionally abusive home, the child’s feelings are not validated.
When she cries, no one says, “of course you’re scared (or angry or tired).”
Thus the child does not learn the names for feelings. Feelings can also be
dangerous for the child living in an abusive home because feelings lead to
needs. An expression of needs can in turn lead to an awareness of parental
neglect or to humiliation, shaming, violence, or other abuse. The child
may then experience normal needs with self-loathing or fear. The child
may eventually learn not to feel, using denial, dissociation, or self-destruc-
tive behaviors (Deiter & Pearlman, in press). These defenses may come
into play at a young age for many abused children, interrupting the devel-
opment of affect regulation and the evolution of an integrated self (Men-
nen & Meadow, 1994).
The abused child does not learn to self-soothe. When she hurts, no one
comforts her, telling her, “you’ll be all right.” There can be no internaliza-
tion of soothing others when the response to the child’s fears or pain is at
best neglect and at worst abuse (e.g., “I’ll give you something to cry
about”).
For children, attention from someone important can be intensely plea-
surable in the context of a life otherwise devoid of attention and touch.
Later, when the child becomes aware of the exploitation and betrayal that
are the context for that abusive or inappropriate connection, feelings of
bewilderment and shame, disgust and self-loathing may emerge. Any and
all of these feeling states may persist into adulthood.
While many feeling states may become inaccessible or disavowed,
shame may endure. Feeling responsible for their own abuse, pain, or
neglect consolidates shame. Feeling like a conspirator, the child may begin
to identify with the perpetrator. Confusion and self-loathing are likely
Laurie Anne Pearlman 11
ships) that might evoke feelings, craving nurturance (although this may
not be within the survivor’s awareness, or may be experienced as loath-
some, disgusting, and dangerous), questioning one’s right to exist, experi-
encing oneself as toxic, and having difficulty meeting one’s own needs.
Dissociation, substance abuse, and self-destructive behaviors may be
attempts to compensate for missing self capacities. While self-destructive
behaviors may represent traumatic reenactments and a form of behavioral
memory, they arise from undeveloped self capacities (Deiter & Pearlman,
in press). As self-loathing, shame, self-fragmentation, or other threatening
states emerge, the survivor may automatically dissociate, or may take
action (such as consuming alcohol or other drugs or injuring her body) to
eradicate these frightening possibilities. Feelings that some people find
pleasurable, such as love, intimacy, or sexual arousal are often confusing
and threatening for survivors, as connection historically may have meant
subjugation, symbiosis, vulnerability to abandonment, or abuse. The vic-
tim or survivor may need to flee these feelings as well in order to maintain
a cohesive sense of self
Thoughts of suicide, which are distinct from self-harming behaviors,
can also serve as a stand-in for self capacities. The awareness that the
survivor could end his or her suffering at any time sometimes is the only
thing that makes living bearable. There is at least this one ultimate thing
one can control.
Connection
The lack of an internalized protective presence is a major factor in
many survivors’ relationship with themselves, including their self-harm-
ing behaviors (Miller, 1994). There may not be internalized benign others
to draw upon in times of crisis, no inner resources to help overcome
loneliness or self-doubt. The profound aloneness the survivor may experi-
ence can be the basis for shame, self-loathing, or despair. The lack of
internalized positive others interferes with the development of healthy
relationships, including the therapeutic relationship. Clients in whom this
self capacity is undeveloped will have great difficulty imagining that the
therapist (or anyone else) cares about them or that the therapist’s caring
could be without a hidden agenda to harm them.
Behavioral sequelae of the underdevelopment of the capacity for inner
connection include difficulty managing boundaries in relationships. These
individuals may feel strong, immediate attachments to people who demon-
strate any kindness toward them, or they may feel a relationship is pro-
foundly damaged when the other party fumbles interpersonally. Intimacy
dlficulties, including avoiding relationships and connecting without ade-
Laurie Anne Pearlman 13
Aflect Regulation
Childhood experiences of physical, sexual, or emotional maltreatment
suffise children’s relationships with themselves with negative affect. Mal-
treated children may negate themselves, demonstrated most clearly in
some individuals with dissociative identity disorder (American Psychiatric
Association, 1994), within whom one state denies the existence of others.
These survivors may loathe, detest, or rage against themselves. These
feelings are often manifest in destructive behaviors directed against one’s
own body (such as cutting, burning, punching, pain-inducing masturba-
tion, bulimia or anorexia) or risk-taking such as drunken driving or engag-
ing in high-risk sexual behaviors (unprotected intercourse or sexual activ-
ity with strangers). In milder forms, self-loathing may be acted out
through unremitting self-recriminations, shame, or guilt or denying one-
self pleasure or interpersonal connection. Self-negation may also take the
forms of emptiness, numbness, and disconnection. In these states, self-de-
structive behaviors may serve to reify affect, to validate one’s existence or
humanness, to counteract dissociation by creating sensation, to restore a
sense of being alive (van der Kolk, 1996) and to make one’s body and pain
visible (Briere, 1992; Calof, 1995a,b; Miller, 1994).
The pervasive shame that can accompany abuse or neglect may be
intolerable. Survivors may feel shame about feelings, thoughts, and
actions, about their bodies and natural bodily functions, and about sexual-
ity (Saakvitne, 1992). They may feel shame about their needs, and about
existing. Beere (1989) has applied Kaufinan’s (1985) model of shame to
the understanding of trauma. Within this model, shame is conceptualized
as arising from a sense of disconnection from the other coupled with a
sense of inferiority, a framework supported empirically by Wong and
Cook (1992). Acts of self-mutilation can resolve the moment of shame by
shocking individuals back into connection with their bodies and the pres-
ent moment, by meeting the survivors’ needs for punishment, or by creat-
ing a concrete manifestation of their psychological experience of self-deg-
radation.
The irritation, annoyance, or anger that for others signal something
going wrong do not serve that purpose for people whose self capacities are
undeveloped. When feelings cannot be experienced or named, they cannot
serve their important function of providing information about psychologi-
cal needs and interpersonal relationships. They cannot help the person
move toward safety and away from danger. Instead, the survivor may
14 JOURNAL OF EMOTIONAL ABUSE
respond like a deer, caught in the headlights, paralyzed and destined for
retraumatization.
Self capacities allow people to experience ambivalence, to hold contra-
dictory thoughts or feelings simultaneously. Without this ability, the world
must be made black or white, right or wrong. Relationships thus become
potential minefields: “If you don’t agree with me, you must hate me.”
The frustration that arises in everyday life may be vented outward
rather than held, examined, and processed. Anger may be expressed
through violence. Abused children may harm younger children or pets
through abuse, or their peers through bullying. Schoolchildren may direct
their unformed rage at teachers or at other adults who do not set limits or
help children find words for their feelings. Accepting responsibility for
one’s mistakes requires well-developed self capacities; blaming others
may substitute for managing painful feelings and sitting with disappoint-
ment, guilt, regret, or remorse.
Alternatively, frustration or other emotional distress may be directed
against oneself through self-destructive behaviors. Or the individual may
withdraw into a vacuous inner world, one that offers relief at the moment
but renders a screaming void over time. For some survivors, thoughts of
suicide are a first, rather than a last, resort. Even the mildest negative inner
state may be experienced as traumatic (van der Kolk, 1994) and may
precipitate thoughts like “I have to kill myself” or “I do not belong in the
world.” A common behavioral manifestation of the lack of affect toler-
ance is the attempt to exert control over oneself and in relationships with
others. In treatment, this client may need to control his or her own expres-
sions of feelings and may express dismay or suspicion when the therapists
show their feelings.
Self- Worth
or alienated from others. They may struggle to accept or feel good about
themselves, or even to feel entitled to exist. These feelings may shape an
individual into a driven achiever who is never gratified or a person who
cannot bear to try anything new because of fear of failure. In research on
cognitive schemas, Black and Pearlman (in press) found that beliefs about
self-esteem mediated the relationship between beliefs about self (in the
areas of trust and intimacy) and beliefs about others (also related to trust
and intimacy). This finding implies that feelings of self-worth are central
to one’s relationship with one’s inner world and with other people.
Intervention Strutegy
Specific Interventions
ment may be sarcasm. What is it for this individual? What are the histori-
cal roots of these responses? If the individual once had, but has subse-
quently lost, an internalized benevolent other, how did the loss come
about? This information has important implications for the transference
that will unfold over time, and the client’s ability to internalize the thera-
pist as a caring other. What transferences emerge? What interpersonal
dynamics unfold between client and therapist in sessions? Can the client
imagine the therapist thinking of him or her positively?
How does the individual self-soothe, or respond to the therapist’s sooth-
ing? Soothing implies vulnerability and it may lead to scathing self-criti-
cism or sarcasm aimed at the therapist. If a parent required caretaking,
soothing may be linked to past burdens and neglect. If abuse was delivered
in the context of nurturance, even verbal soothing may be terrifying. The
therapist’s job is to work with the client to understand the unique historical
and current meanings.
Cognitivehehavioral work. In part, this is a process of developing
positive internal self-talk. Who in the client’s current (or past) world may
be drawn upon as a positive internal presence? The suggestions will
ideally come from the client as the therapist raises the question. It may be
a friend, a pet, the therapist, an imaginary other, or an older, wiser image
of the client, the client’s “future self.” In group therapy, we sometimes
suggest that individuals “take the group with” them to difficult encounters
(with family members, at medical appointments, and so forth). Group
members have reported imagining the group seated nearby and drawing
upon that presence at tough moments.
Client and therapist may decide to use guided imagery to create a
protected place (Brown & F r o m , 1986) where the client can spend time
with the benevolent other. The client may use the imagery of his or her
adult self comforting and protecting the child self as part of this process.
The therapist may invite the client to notice what kind of responses
from both real and imagined others feel supportive. When is a gentle
response needed? When is reassurance helpful? If sarcasm or criticism
emerges, why now? What responses are helpful? As with all cognitivehe-
havioral interventions, it is important for the therapist to check in with the
client after devising the intervention and again from time to time to see
how it is working and to fine tune where necessary.
Ability to Maintain Sense of Selfas Wable,Benign, and Positive
Exploratory work. Here too we begin with an assessment aimed at
establishing where the client is on the continuum of developmental possi-
bilities on this dimension. Clients who are not certain they exist are not
Laurie Anne Pearlman 19
clients may expect that, as a result of therapy, they will no longer feel
upset, hurt, angry, or disappointed. They need to learn that painful feelings
are a natural part of human experience. The individual may choose to
remain disconnected from others in order to try to minimize disappoint-
ment and betrayal. But once they bring their dissociation under control and
stop numbing feelings, such separation will likely invite feelings of loneli-
ness and yearning. The goal of this aspect of the work is not to erase
feelings but for survivors to become acquainted with the whole range of
human feelings and to know and understand their own.
Explorutoly work.The work here focuses on exploring the meanings of
strong affect to victims and survivors. How did they survive the abuse?
Dissociation or self-harming behaviors may have begun in early child-
hood. These strategies are very effective in minimizing certain affects in
childhood, but they do not allow the individual to develop other ways of
managing feelings. What are the meanings of affect to this person? Sad-
ness may be equated with vulnerability to abuse, anger with violence. If,
for example, a client experienced her mother as nonprotective and weak,
she may now identify with her mother when she feels vulnerable, and
experience herself as loathsome.
What is this client’s affective style? Is she someone who never feels
anything, or someone for whom every moment is one of intense affect? If
the former, when did the feelings stop? What are the natural affective
pathways for this client? Does needing lead to shame? Fear to sexual
arousal (a link beautifully explicated by Davies and Frawley [1994])?
Anger to dissociation? By naming these processes as they emerge in
sessions, the therapist helps clients understand and begin to track their
own patterns.
With clients who fear feeling, what are the specific fears? They may fear
being overwhelmed or disintegrating. They may fear punishment or sim-
ply experience terror. They may think if they cry, they will never stop, or
they may fear going crazy. What does “going crazy” mean to clients who
express this fear? This expression often refers to out-of-control behavior.
What are the past events that engendered these meanings for this individ-
ual?
Clients who experience every situation with intense affect may find it
helpful to understand their own feeling history, including what they
observed and believed about strong feelings as children. Which feelings
are not experienced by this person? Are the intense feelings protecting the
survivor from other, more aversive, feeling states, thoughts, or memories?
Therapists may find these clients easier to understand within the psycho-
biological framework offered by van der Kolk (1994). He describes the
22 JOURNAL OF EMOTIONAL ABUSE
NOTES
1. Dissociation, the separation of mental contents, is one of the common
sequelae of childhood sexual abuse (Neumann, 1994; Polusny & Follette, 1995;
Pumam, 1989).
2. Research is currently underway to operationalize and measure the self
capacities (Pearlman & Deiter, 1996). Readers may obtain copies of the Inner
Experience Questionnaire by sending a self-addressed stamped envelope to the
author with a request for the scale.
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Laurie Anne Pearlman 25
SUBMITTED:0 I/ 13/96
REVISION SUBMITTED: 07/22/96
REVISION SUBMITTED: 10/10/96
ACCEPTED: 12/23/96