Action Research in Teacher Education
Action Research in Teacher Education
Action Research in Teacher Education
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Julian Kitchen
Brock University
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Julian Kitchen
Brock University, Canada
Dianne Stevens
University of Toronto, Canada
ABSTRACT
7
8 • Action Research 6(1)
Prior to undertaking this project, we had known each other for a number of years
as graduate students. Over time, mutual interests led to many conversations that
illuminated our common values, beliefs and philosophies. Julian invited Dianne
to work with him as a teaching assistant, putting beliefs into practice by intro-
Kitchen & Stevens Action research in teacher education • 9
ducing our PSTs to action research. While Julian had employed action research as
a classroom teacher, he reasoned that Dianne’s greater experience with collabo-
rative action research would complement his experience as a TES instructor.
Guiding our project plans was a shared belief in the power of education to
enhance individual lives and contribute to social change. Our orientation towards
viewing teachers as agents of empowerment for their students, reinforced by our
many years of classroom teaching experience and our academic studies, made us
committed practitioner-researchers (Zeichner & Noffke, 2001). Thus, we
believed strongly in the importance of developing awareness of the complexity of
classroom and school cultures in new teachers, and fostering in them the ability
to adapt their practice to the needs of students within their social contexts
(Bullough & Gitlin, 1995). Our experiences also instilled in us respect for
teachers as curriculum makers (Clandinin & Connelly, 1992), and an emancipa-
tory orientation towards educational research and teacher development (Kemmis
& McTaggert, 2000). As we sought to encourage preservice teachers to become
proactive through reflection and inquiry into their practice, we committed our-
selves to inquiring into our teacher education practices.
An interdisciplinary dimension
serve as a model of interdisciplinary teaching for our PST students. As well, our
experience as teachers fostered a belief that building interdisciplinary connections
into our teacher education course would enhance meaningful knowledge connec-
tions for our PSTs.
When the educational psychology instructor, Joanne, expressed an interest
in collaboration, Julian proposed that the preservice cohort take part in an
interdisciplinary action research project. As the issues identified by our student
teachers could be subsumed under the topics discussed in the educational
psychology course, the theoretical aspect would be part of the educational psy-
chology course; the TES instructors would facilitate the research project in both
the university and practicum settings. We were excited by the opportunities to
make connections and model collaboration. The three instructors planned one
joint project providing assessment opportunities for both courses in order that the
overall workload of preservice teachers would be minimally increased.
Nevertheless, we each had separate concerns. Dianne was aware that not all
action researchers access formal theory as part of the process, and that some
people believe theory imposes unwanted outside influence on the teacher.
However, the richness of the theory–practice connection influencing action
research had played a significant part in Dianne’s growth as a high school
teacher. Furthermore, her thesis research on teachers’ professional growth
revealed that teachers who continue to develop professionally throughout their
careers do seek out theory to enrich their teaching practice (Stevens, 2006).
Finally, we were accessing theory to ground their action research project. Dianne
was confident that incorporating a theoretical component into the project would
inform the action research plan of the preservice teachers and enhance their
growth.
Based on his experience, Julian was aware of the interpersonal and logisti-
cal challenges posed. For example, it would be difficult to arrange ongoing meet-
ings of the three instructors, yet everyone needed to work toward a common end,
and consensus of intent was critical. In terms of logistics, he knew that both
instructors had to approve proposals prior to the first practicum and that the final
reports for educational psychology needed to be complete by the end of term.
Without downplaying the challenge, Julian thought he possessed the insider
knowledge (Kemmis & McTaggert, 2000) to make this work. He was also
prepared for an implementation dip (Fullan, 1999) during the first year of inter-
disciplinary action research.
In summary, we realized that including an interdisciplinary dimension in
this two-tiered action research project was pushing the limits. However, the
idea also had significant merit, and reflected our belief in the connection and
integration of knowledge.
12 • Action Research 6(1)
The framework
Action research is generally defined as a form of educational research wherein a
professional, actively involved in practice, engages in systematic, intentional
inquiry into some aspect of that practice for the purpose of understanding and
improvement (Cochran-Smith & Lytle, 1990; Kemmis & McTaggart, 1988;
Sagor, 1992; McNiff, 2002). Simply stated, action research looks for answers to
the question, ‘how do I improve my work?’ (Whitehead, 1989). The inquiry
process involves data gathering, reflection on the action as it is presented in the
data, generating evidence through the data, and making claims to knowledge
based on conclusions drawn from validated evidence (McNiff, 2002).
Improvement is broadly directed to enhancing learning for the student (Laidlaw,
1992). The research framework has been detailed by Bullough and Gitlin (1995),
Laidlaw (1992), and McNiff, Lomax, and Whitehead (1996), amongst others.
We elected to use Bullough and Gitlin’s three-phase process (1995, p. 181).
Differing perspectives
We reviewed three conceptual approaches to action research in our literature
search. The first model links professors with teachers to form an action research
Kitchen & Stevens Action research in teacher education • 13
The question
Our research positioned us to formulate our question as follows: given the
requirements and limitations of our preservice teacher education program, is it
possible to introduce action research to our students in a way that will empower
them professionally?
explanation, orally and in handouts, which included the following: the concept
and philosophy of action research; examples of projects; parameters of this
particular project; an evaluation rubric and guiding questions for writing the final
report and reflection; and a discussion of possible projects and of issues that
might arise.
It was time for our preservice teachers to go into action! Based on their pre-
practicum time in the classroom, each selected an issue of interest and developed
a question over the next few weeks. In many cases, their observations during the
fourteen days became baseline data. We responded to their research questions,
and provided guidance in reconceptualizing and rewriting.
At this point, Joanne, the educational psychology instructor, asked students
to research and write a review of literature pertinent to their action research
project and reflected in course curriculae. The specific purpose of the literature
search was to broaden the experiential knowledge of PSTs to include the experi-
ences of others, available in written form. Joanne collected, assessed, and gave
feedback on this review prior to preservice teachers going on practicum. Thus,
students were able to draw on educational psychology theory as they planned
their individual projects.
Prior to first practicum, each preservice teacher formulated a plan of action.
They implemented their plans and collected data during the practicum and other
field experience days. As they moved into the active research phase, we monitored
their work carefully, mentoring closely if advisable. All three instructors were
available for assistance after class or by email.
Upon returning from practicum, preservice teachers wrote final reports
analyzing their data, assessing their plan, and making recommendations for
future action or study. They concluded with reflections on their inquiry experi-
ences and the place of action research in their future practice. Each person also
shared his or her project in a class presentation. Instructors assessed the reports
and reflections according to the assignment rubric distributed at the beginning of
the project.
their practice and expanded their concept of what it means to be a teacher? Data
samples and our analysis follow.
Examples of proposals
Examples of projects
The following three examples of students’ action research projects are abbrevi-
ated, one-page reports, crafted from the original eight-page reports written by our
preservice teachers. Although the voices of our PST students are diminished by
the necessary shortening of their stories, the essence encourages readers to imag-
ine the fuller narrative.
16 • Action Research 6(1)
Question: How can I best program for a student with an exceptionality (Asperger
Syndrome) who is in a gifted program, while maintaining a suitable learning
environment for other students?
Baseline data: I was surprised to observe a variety of disabilities and learn-
ing styles in my school’s gifted program. Later I read studies estimating up to
300,000 children in the US are both gifted and learning disabled, and a second
estimate that 0.71 percent of the Swedish population has Asperger Syndrome.
Plan and implementation: I decided to focus on the case of a young, gifted
boy with Asperger Syndrome in my Latin class who appeared to be most at risk
in my current environment. This student had chosen Latin as an option, but had
difficulty remaining focused on the lessons and on homework. His mark was
below the class median; he had failed two tests, and was on academic probation.
As well, he was socially isolated because he appeared ‘weird’ to his classmates.
Learning the boy was highly skilled in computers and mathematics, I focused on
his strengths to build his confidence, while altering the environment in the
following four ways:
Conclusions: Although the student’s grade was still below average, sitting
at the front had doubled his attention span. As a result, he passed the next two
tests and was no longer on academic probation. As a result, I enhanced my
commitment to helping students develop their natural learning processes, and
acquired strategies to help me work with at-risk students.
Kitchen & Stevens Action research in teacher education • 17
• With-it-ness: The teacher shows s/he knows everything going on in the class-
room.
• Momentum and smoothness of transitions: The teacher manages and plans
lessons effectively to prevent misbehavior that multiplies during poorly
structured transitions.
• Group alerting: The teacher uses strategies to maintain student engagement.
• Learner accountability: The teacher holds students responsible for their own
learning.
We were intrigued by the diversity and scope of the research questions preservice
teachers formulated (see Table 1).
Those who grasped the concept of action research from the start – approxi-
mately two-thirds of the class – generally found it easy to identify an issue they
wished to pursue as a project. Predominantly, proposals focused on student
learning needs, with most PSTs extending their thinking beyond traditional
approaches to classroom learning. For instance, six projects applied multiple
intelligences as a way of addressing the diverse ways in which people learn and
express their learning. Other projects in which teachers worked to improve a
professional skill were also directed at improving the learning environment,
which ultimately benefits students. For instance, as Maureen improved her class
management, the classroom context became a better place in which to learn.
Projects based on a preservice teacher’s experience as a student were often quite
poignant. For example, Joshua, who had been spelling-challenged in school,
wanted to know if he could help students who had the same challenge by sharing
the coping strategies he had developed over many years of trial and error.
A number of proposals and the follow-up projects addressed students’ emo-
tions and their experiences outside school. These included proposals concerning
stress reduction and equity in the classroom. Three proposals focused on simul-
taneously enhancing empathy and intellectual development, thus giving credence
to the holistic nature of learning, while others sought to make knowledge mean-
ingful in the world (see Table 2).
20 • Action Research 6(1)
In summation, the focus and direction of the projects enhanced the profes-
sional development of these future teachers by empowering them to reach out to
children in significant ways; action research had enhanced their practice. We
expected that PSTs’ understanding that they have the ability to positively affect
students’ learning and lives likely expanded their concept of what it means to
teach, as Maureen indicates, but we looked to PSTs’ reflections for confirmation.
The final reports revealed our students’ values and beliefs; as instructors, the
information we gained about the PSTs enabled us to be more professionally
responsive to their needs.
Not everyone found it easy to identify a question. One-sixth of the class had
difficulty reconciling action research with their pre-existing conceptions of
research as objective, statistical, reproducible, and requiring control groups to
assess validity. While some of these people came to understand, others remained
doubtful and unable to reconcile concepts right to the end. A second group, also
approximately one-sixth of the class, appeared unable to engage; they struggled
to find topics of personal interest and their proposals were often unfocused or
limited in nature. In future, we intend to respond to these challenges by providing
students with examples of research questions and projects written by other pre-
service teachers.
Ultimately, 23 of our 32 preservice teachers successfully applied the action
research process in a way we classified as ‘excellent’. Two students exceeded
expectations by presenting their projects at an educational research conference
the following year.
Along with assessing the influence of action research on the practice of our PSTs,
we wanted to understand the impact this work had on their conceptions of teach-
ing. The reflections they wrote at the conclusion of the project provided us with
insights into both, and indicated they had some understanding of teacher-as-
researcher.
Many credited their action research projects with raising awareness of
educational issues. For example, Leslie learned ‘to continuously and consciously
observe, monitor, and reflect in order to improve my own practice’. Teresa
credited her project with ‘making me more aware of underlying issues within the
classroom, both social and academic’. More significant, in our view, is her next
sentence: ‘I think that the process of reflection and investigation that accompanies
an action research project forces a teacher to examine alternative ways of teach-
ing and learning – both of which are important in the process of life-long-
learning’. By taking an active role in creating and researching her practice, Teresa
moved beyond simply designing and implementing lesson plans. Instead, she was
‘forced’ to reflect and investigate, to see herself as an agent capable of transform-
Kitchen & Stevens Action research in teacher education • 21
ing learning among students. This sense of agency also emerged in Maureen’s
reflection: ‘I enjoyed this project tremendously. I would not have been as con-
scious of classroom management, nor as willing to experiment with different
strategies, if I had not had the opportunity to choose this topic.’ By ‘working on
the intersection of theory and practice’, she was reminded ‘of the need to keep
learning and of [her] ability to do so’. These comments convey the joy expressed
by these preservice teachers upon discovering that researching their practice could
make a difference in the lives of their students.
The example of Siow-Wang illustrates the power of action research when it
is combined with deep personal reflection. Siow-Wang, who had been educated
in Asia, sought to reconcile the tensions between her traditional academic educa-
tion and her attraction to cooperative learning activities. Her action research
project, in which she used cooperative learning activities to stimulate high level
investigations and discoveries in physics, provided her with an opportunity to
work through these issues. While cooperative learning proved ‘time consuming’,
she described it as very effective because it motivates students, enhances learning,
and demonstrates to students that ‘teamwork and communication are crucial’ to
solving complex, authentic problems. As a result, Siow-Wang indicated that she
is committed to using cooperative learning in future lessons and ‘would conduct
action research on a continuing basis in my future career’. Working through an
issue of interest enabled Siow-Wang to become more reflective and, through
reflection, develop a stronger identity as a teacher committed to authentic learn-
ing and practitioner research. Many of the preservice teachers identified reflection
as an important part of the process, which suggests that explicitly connecting
reflection and action research can be a powerful strategy in teacher education.
While over 75 percent of the students regarded the project as a success, a
cluster of approximately 20 percent of our preservice teachers expressed con-
cerns. One student wrote:
The action research was essentially useless. A research paper would have served us
better. We do not have the experience or the time to worry about it in the practicum.
I found the research part very helpful, but the action part was not.
Embedded in this criticism are three interesting perspectives on the project. This
student quite fairly addresses the tensions caused by delays in the selection of
research questions and the approval of proposals; these delays increased stress
during the high-stakes first practice teaching session. On a deeper level, this criti-
cism reveals a conception of teacher education that sees little place for action
research. The value attached to the academic portion of the project reveals a
possible preference for content or theory over practice in the field. Finally, this
comment raises the possibility that preservice teachers, who have no formal
experience as classroom teachers, are not yet equipped with the knowledge and
experience to be action researchers. These observations, while a concern for only
22 • Action Research 6(1)
a minority, raised important issues for us as we reflected on this project and con-
sidered ways in which to improve implementation in subsequent years.
Most PSTs were intrigued by action research. For example, Leslie wrote, ‘I
was surprised and gratified by how well my students responded to my efforts; this
led to stronger lessons and, therefore, more learning’. The positive feedback
contained in the majority of the reflections indicates that our preservice teachers
benefited by engaging in self-directed action research, as did their students.
They commented that the heightened awareness and deep reflection this project
engendered enriched their conceptions of what it means to teach.
We reflected on both the action research project and our experiences as teacher-
educators during the project and at its conclusion. Julian maintained a journal
throughout the school year, while both of us wrote retrospective reflections. In
the tradition of self-study, we turned to these records for assistance in assessing
our plan.
Time line
Immediately after introducing the action research project, Julian noted concerns:
I am mindful of the challenges of implementing a complex, interdisciplinary project
on a tight time schedule. As I am unsure what we can reasonably expect from the
student teachers, I cannot anticipate all their concerns or be sure I am guiding them
in the right direction. I feel that I am not entirely in control of this project and am
concerned that the uncertainty may increase the anxiety of students in a one-year
B.Ed. program. (Journal, 15 September)
students . . . Next year we need to get off the mark sooner so this does not happen.
(Journal, 10 November)
Offering choice
Dianne’s reflections also reveal gritty points. She found that offering PSTs choice
of project was met with some reservation and possibly suspicion. While many
preservice teachers were excited by the prospect of research into a practical issue
of personal interest, the silent, expectant posture of some signaled to Dianne that
they doubted they would, in the end, have choice. Dianne recalled:
When I first stressed each person was to choose a project of meaning to him or
herself, I sensed some level of silent incredulity, an ‘Oh, yeah. Sure’ attitude. At some
point, at least some people thought they would be pointed in a direction. I told them
a story about my daughter-in-law who attended a faculty of education just last year.
Her action research project grew into an enormous – and to her, meaningless –
literacy project. When I asked her what she really wanted to know in her teaching
situation, she replied, ‘I needed to know how to walk into a classroom where I knew
no one and find out where each student was in math before I began teaching.’ I
replied, ‘That should have been your action research project.’ I sensed the story had
some impact, and our students were closer to believing they really would have choice
in this project. (Reflection, July)
The positives
In retrospect, we believe the achievements of our PSTs reflect our rationale for
undertaking this project. A majority of our students reported in their reflections
that they did connect theory to practice through action research inquiry and
reflection. Many found the experience worthwhile and planned to engage in
further action research as in-service teachers. Their reactions speak to the power
of action research as a methodology that encourages new teachers to consider
becoming researchers of their own practice.
As instructors, we were pleased that many elements we specifically built
into the design and delivery of the action research assignment contributed to a
Kitchen & Stevens Action research in teacher education • 25
Our study indicates that introducing PSTs to action research can help them
develop professionally through reflection, inquiry into practice, and connecting
theory and practice. Our analysis of the final reports, reflections, and feedback
from students indicates preservice teachers are quite capable of selecting and
carrying out projects beneficial to students. They enjoy choosing issues of signifi-
cance to themselves, and derive satisfaction from the implementation and
analysis of their projects. When teachers learn they are capable of transforming
student learning by researching their own practice, their conceptual understand-
ing of teaching and learning changes. The connection between teacher-
growth and student-growth becomes explicit. These results clearly point to the
benefits of teacher education programs providing authentic opportunities for
PSTs to explore and expand their practice in order to meet student needs
(Bransford, Darling-Hammond, & LePage, 2005) through such vehicles as action
research.
It is significant that PSTs express an intent to actively research their practice
as in-service teachers. While we did not follow our students into their first years
of teaching, we are hopeful that this experience of epistemic agency will encour-
age some of them to regard themselves as agents of change capable of influencing
the parameters of their workplace and positively affect their own and their
students’ growth. At the same time, we recognize that traditional conceptions of
education are robust and difficult to change. While our project had a positive
impact on our students as they left the program, we recognize that day-to-day
classroom concerns and school cultures will often distract them from the
systematic reflection and ongoing experimentation necessary to become adaptive
experts (Bransford, Darling-Hammond, & LePage, 2005). It is crucial that dispo-
sitions towards reflective practice and inquiry into practice be supported in the
work environment during the induction years, if we hope to link preservice and
in-service teaching. Doing so will ultimately create communities around educa-
tional issues focused on positive educational change.
Teacher-educators willing to model being adaptive experts by explicitly
researching and reflecting on teacher education practices can individually influ-
ence many students. However, significant change requires institutional commit-
ment to growth-inducing teacher education experiences through which PSTs can
research and reflect on their practice in authentic classroom situations.
As teacher-educators, we grew professionally through the endeavors of our
PSTs by consciously examining our teaching practice through action research and
self-study, and by reflectively engaging in interdisciplinary and collaborative
teaching. Teacher-educators also need support from their institution and from
colleagues who form a community of learners if they are to continue growing pro-
fessionally over the years of their career. Working together, we can enhance the
Kitchen & Stevens Action research in teacher education • 27
References
Stevens, D. E. (2006). Of bricks and butterflies: Four teachers’ quest for professional
growth. Unpublished doctoral dissertation, Ontario Institute for Studies in
Education of the University of Toronto, Toronto, Ontario.
Whitehead, J. (1989). Creating a living educational theory from questions of the kind,
‘How do I improve my practice?’. Cambridge Journal of Education, 19(1),
41–52.
Zeichner, K. M., & Noffke, S. E. (2001). Practitioner research. In V. Richardson
(Ed.), Handbook of research on teaching (pp. 298–332). Washington, DC:
American Educational Research Association.
Dianne Stevens is a recent graduate of the University of Toronto. Her dual research
interests focus on student engagement and teachers’ professional growth. Dianne’s
involvement in action research resulted in two awards from the Ontario Educational
Research Council: Teacher-Researcher of the Year Award (2003) and Distinguished
Paper Award, co-authored with Julian Kitchen (2004). Her thesis received a
Recognition of Excellence Award (2007) from the Canadian Association of Teacher-
Educators.