Ranjan Opinion Ziccarelli 1.12.21
Ranjan Opinion Ziccarelli 1.12.21
Ranjan Opinion Ziccarelli 1.12.21
This lawsuit concerns a hotly contested state senate race between Nicole
Ziccarelli and Jim Brewster, in a district that encompasses parts of both Allegheny
and Westmoreland Counties. After the general election, only a few hundred votes
separate the two candidates, with Mr. Brewster having been certified the winner.
Ms. Ziccarelli, however, argues that 311 mail-in ballots received by Allegheny County
were erroneously counted, and should be thrown out, because the voters who cast
those ballots did not write the date next to their signatures. If those ballots are
Ms. Ziccarelli’s argument for invalidating the challenged ballots turns on her
interpretation of the Pennsylvania Supreme Court’s decision in a previous lawsuit
she filed, where she sought to have the same ballots deemed invalid for lacking a
date. See In re Canvass of Absentee & Mail-in Ballots of Nov. 3, 2020 Gen. Election,
— A.3d —, No. 29 WAP 2020, 2020 WL 6866415 (Pa. Nov. 23, 2020). Even though a
Allegheny County could count the undated ballots in this election, she interprets the
decision to mean that those ballots are invalid under Pennsylvania’s election code.
She further alleges that, by counting undated ballots that violate the election code,
Allegheny County (and then, by certifying the results, Secretary Boockvar) violated
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County counted undated ballots, Westmoreland County did not. Ms. Ziccarelli
contends that this amounts to arbitrary, unequal treatment in violation of the equal-
After a careful review of the parties’ cross-motions for summary judgment, the
Court’s decision. Contrary to Ms. Ziccarelli’s reading, the Court finds that the
Supreme Court expressly held that the undated ballots at issue remain valid ballots
that are properly counted under state law. Thus, because Ms. Ziccarelli’s federal
constitutional claims all depend on the invalidity of the ballots under state law, those
claims necessarily fail on the merits. That is, even if applying disparate counting
concern, the validity of the challenged ballots forecloses any argument that Allegheny
County is responsible for that violation, or that the Court could throw out Allegheny
County’s ballots as a remedy. For these reasons, discussed in full below, the Court
LEGAL STANDARD
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Fed. R. Civ. P. 56(a). At summary judgment, the Court must ask
the jury or whether it is so one-sided that one party must prevail as a matter of law.”
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52 (1986). In making that
1Because the Court writes primarily for the benefit of the parties and given the time-
sensitive nature of this case, the Court dispenses with a recitation of the factual
background here. Instead, the Court adopts the parties’ comprehensive and well-
written stipulation of undisputed, material facts as if fully set forth herein. ECF 45.
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determination, the Court must “consider all evidence in the light most favorable to
the party opposing the motion.” A.W. v. Jersey City Pub. Schs., 486 F.3d 791, 794 (3d
Cir. 2007).
The summary-judgment stage “is essentially ‘put up or shut up’ time for the
non-moving party,” which “must rebut the motion with facts in the record and cannot
rest solely on assertions made in the pleadings, legal memoranda, or oral argument.”
Berckeley Inv. Grp. Ltd. v. Colkitt, 455 F.3d 195, 201 (3d Cir. 2006). If the non-moving
essential to that party’s case, and on which that party will bear the burden at trial,”
summary judgment is warranted. Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986).
judgment.” Lawrence v. City of Phila., 527 F.3d 299, 310 (3d Cir. 2008). The filing of
cross-motions “does not constitute an agreement that if one is rejected the other is
necessarily justified.” Id. But the Court may “resolve cross-motions for summary
judgment concurrently.” Hawkins v. Switchback MX, LLC, 339 F. Supp. 3d 543, 547
(W.D. Pa. 2019) (Conner, J.). When doing so, the Court views the evidence “in the
light most favorable to the non-moving party with respect to each motion.” Id.
ballots, Ms. Ziccarelli filed a lawsuit in the Allegheny County Court of Common Pleas.
She litigated that matter up to the Pennsylvania Supreme Court. In a November 23,
2020, decision, the Supreme Court held that the undated mail-in ballots remained
2Defendants raise a bevy of procedural defenses, such as standing and mootness. See
generally ECF 53; ECF 57; ECF 59. The Court finds that these defenses are no bar
to Ms. Ziccarelli’s claims, for substantially the same reasons stated in Ms. Ziccarelli’s
reply brief. ECF 65.
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valid, and thus that it was proper for the Allegheny County Board of Elections to
count them. See In re Canvass of Absentee & Mail-in Ballots of Nov. 3, 2020 Gen.
Election, — A.3d —, No. 29 WAP 2020, 2020 WL 6866415, at *16 (Pa. Nov. 23, 2020).
The issue before the Supreme Court was not whether the election code requires
voters to date their ballots (it does), but whether the date requirement, found in 25
2020 Gen. Election, 2020 WL 6866415, at *14. In short, if the date requirement was
“directory,” then an undated ballot would still be valid, and could be counted, despite
its technical deficiency. If, instead, the requirement was “mandatory,” an undated
ballot would be invalid and must not be counted. Id. A four-justice majority of the
Pennsylvania Supreme Court held that the ballots were not invalid, and thus that
Allegheny County could properly count them. See id. at *16 (“[W]e conclude that
while failures to include a … date in the voter declaration on the back of the outer
envelope, while constituting technical violations of the Election Code, do not warrant
containing mere minor irregularities should only be stricken for compelling reasons.”)
(cleaned up); see also id. (Wecht, J. concurring) (“[D]espite my reservations about the
The parties’ dispute over the Supreme Court’s opinion concerns the reasoning
of Justice Wecht’s concurring & dissenting opinion. See id. at *16-24 (Wecht, J.
concurring).3 In his concurrence, Justice Wecht explained that, unlike the three
justices who authored the Opinion Announcing the Judgment of the Court, he would
3Justice Wecht styled his concurrence as a “concurring and dissenting opinion,” but
he did not dissent from any aspect of the Supreme Court’s judgment. Rather, as will
be discussed, he simply expressed different reasoning before joining in the full
“disposition” of the OAJC. See In re Nov. 3, 2020 Gen. Election, 2020 WL 6866415, at
*16 (Wecht, J. concurring) (“[D]espite my reservations about the OAJC’s analysis, I
concur in its disposition of these consolidated cases.”).
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prefer to interpret the date requirement as “mandatory,” rather than “directory,” for
“future elections.” See id. at *16 (Wecht, J. concurring). As such, Ms. Ziccarelli
argues that the reasoning of the OAJC (signed by only three of the seven justices)
was not controlling—and that, instead, reading Justice Wecht’s concurring opinion
together with the other dissenting opinions shows that four justices found that the
date requirement was “mandatory,” such that the ballots are per se invalid under
Pennsylvania law, and thus cannot be counted. See, e.g., ECF 47, p. 15 (“[I]n short,
the legal principle that emerged from the Court’s decision was that mail-in ballots
with undated declarations are invalid under the Election Code.”); ECF 47, pp. 23-24
(“[U]ndated declarations render the accompanying ballot invalid under the plain
interpretation.”).
From that premise, Ms. Ziccarelli proceeds to argue that (1) equal protection
Counties; and (2) the appropriate remedy is to discount the ballots that four Supreme
Court justices held to be invalid under Pennsylvania law. See, e.g., ECF 47, p. 31
(“[I]t is not disenfranchisement to disallow the counting of undated ballots that are
not now, and never were, lawful ballots under Pennsylvania law.”) (emphasis in
original); ECF 47, pp. 32 (“It is … a case where a discrete and identifiable set of
invalid ballots (the 311 undated Allegheny County ballots) can be readily separated
from the remaining lawfully cast ballots, and appropriately disqualified. Doing so
would ensure equal treatment of voters both across counties and within a single
county[.]”).
While a clever argument, the Court disagrees with Ms. Ziccarelli’s reading of
the Supreme Court’s decision—and, specifically, with her reading of Justice Wecht’s
concurrence. To be sure, under Pennsylvania law, the reasoning of the OAJC is not
controlling precedent. See 210 Pa. Code § 63.4(B)(3) (“An opinion shall be designated
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as the ‘Opinion Announcing the Judgment of the Court’ when it reflects only the
is likewise true that Justice Wecht said that he thought the date requirement was
better understood as “mandatory.” Id. at *16. But he also explained that he “would
begrudgingly, found that, for purposes of Ms. Ziccarelli’s and the other consolidated
cases, the “disposition” reflected in the OAJC was correct. Id. That disposition
included issuing a mandate reinstating the lower court’s order that blessed the
Allegheny County Board of Elections’ decision to count the undated ballots. Id. (“The
decision of the Commonwealth Court is hereby reversed and the decision of the
Thus, this Court reads Justice Wecht’s opinion as expressly declining to join
the dissenters’ conclusion that the date requirement should presently be interpreted
as “mandatory,” such that the specific at-issue undated ballots are invalid. Instead,
now but perhaps “in future elections.” Id. In doing so, he relied on Pennsylvania and
United States Supreme Court case law authorizing a court interpreting state election
law to “elect to apply only prospectively a ruling that overturns pre-existing law or
issues a ruling of first impression not foreshadowed by existing law.” Id. at *23
(Wecht, J. concurring) (citing Appeal of Zettner, 626 A.2d 146, 149 (Pa. 1993) (“To now
void the results of an election where all candidates were submitted to the voters, with
late but nonetheless filed financial statements which left adequate time for study by
injunction “except … that any ballots cast before this stay issues and received within
two days of this order may not be rejected for failing to comply with the witness
requirement”)).
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lack of clarity in the election code, the absence of case law interpreting the relevant
provisions, and conflicting guidance leading up to the election from various state and
local election officials (likely due to the absence of any binding interpretation of the
code). See In re Nov. 3, 2020 Gen. Election, 2020 WL 6866415, at *23-24. Thus, he
determined that it “would be unfair” to interpret the election code “to punish voters
What this means is that, in the end, four justices—in a case brought by the
same plaintiff and challenging the very same ballots at issue here—interpreted Act
circumstances present here, and thus held that Allegheny County’s decision to count
those ballots was proper. That interpretation of Pennsylvania law is binding on the
federal courts, including on this Court. See Riley v. Kennedy, 553 U.S. 406, 425 (2008)
(“A State’s highest court is unquestionably the ultimate expositor of state law. …
There is no good reason to hold otherwise simply because Alabama’s highest court …
did not render its decision until after an election was held.”) (cleaned up); Bush, 531
U.S. at 112 (Rehnquist, J. concurring) (“In most cases, comity and respect for
federalism compel us to defer to the decisions of state courts on issues of state law.
That practice reflects our understanding that the decisions of state courts are
4 Aside from the failure to date the declaration on their ballots, there is no suggestion
from either party that the voters who cast the challenged ballots here lacked the
qualifications to vote or that the ballots they cast were fraudulent. Nor is there any
suggestion that the ballots in question were untimely mailed. Thus, at bottom, this
case concerns ballots cast by lawful voters who wished to vote (presumably for both
Mr. Brewster and Ms. Ziccarelli, though in different proportions) but simply failed to
comply with a technical requirement of the election code.
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invalid, Ms. Ziccarelli’s federal constitutional claims fail for at least two reasons.
First, on the merits, both of Ms. Ziccarelli’s federal claims depend on the
Pennsylvania Supreme Court declaring the undated ballots invalid. For example,
count the ballots conflicts with Westmoreland County’s decision to not count undated
ballots. She asserts that the application of different standards in different counties
violates the equal-protection principles found in Bush v. Gore. That may be so. See
Donald J. Trump for President, Inc. v. Boockvar, — F. Supp. 3d —, No. 20-966, 2020
WL 5997680, at *42 (W.D. Pa. Oct. 10, 2020) (Ranjan, J.) (“Bush’s core proposition—
that a state may not take the votes of two voters, similarly situated in all respects,
and, for no good reason, count the vote of one but not the other—seems
treatment and “level up” (i.e., order Westmoreland County, which is not a party here,
to count its undated ballots and enfranchise certain voters), or “level down” (i.e., order
Allegheny County to not count the undated ballots, and disenfranchise certain
voters). Donald J. Trump for President, Inc. v. Boockvar, — F. Supp. 3d —, No. 20-
2078, 2020 WL 6821992, at *12 (M.D. Pa. Nov. 21, 2020) (citing Heckler v. Mathews,
465 U.S. 728, 740 (1984)), aff’d sub nom. Donald J. Trump for President, Inc. v. Sec’y
argues that the decision to level up or down must be discerned from the legislative
intent behind the statute at issue. But that principle, applied here, is fatal to Ms.
Ziccarelli’s claim. The Pennsylvania Supreme Court held that the legislatively
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enacted election code does not automatically require invalidation of undated ballots,
even if the justices in the majority split on whether they might interpret legislative
intent to be different, when faced with a different context, in the future. This Court
which directly applies to the very ballots at issue here. Consequently, faithfully
implementing legislative intent here would require this Court to “level up,” resulting
Similarly, Ms. Ziccarelli claims that her substantive due process rights have
been violated because the “rules have changed,” i.e., the “rule” before the election was
to not count undated ballots, but Defendants changed the rules by counting and
certifying those ballots. Not so. In interpreting the statute, the Pennsylvania
Supreme Court was necessarily deciding whether these ballots were valid at the time
they were cast—that is, before the election and before votes were counted. See Rivers
v. Roadway Exp., Inc., 511 U.S. 298, 312–13 (1994) (“A judicial construction of a
statute is an authoritative statement of what the statute meant before as well as after
the decision of the case giving rise to that construction.”). That the case reached the
Pennsylvania Supreme Court after the election does not evince a “change in the
rules.” See Riley, 553 U.S. at 425 (“There is no good reason to hold otherwise simply
because Alabama’s highest court … did not render its decision until after an election
was held.”).5 Moreover, Justice Wecht made clear that his decision to not apply his
5 Ms. Ziccarelli argues that Roe v. State of Ala. By & Through Evans, 43 F.3d 574,
580 (11th Cir. 1995) supports her contention that due process is violated by a post-
election, state-court decision that retroactively changes state election rules. Roe was
a very different case, and it doesn’t control here.
Roe involved a state-court decision that retroactively eliminated a requirement
of Alabama law that absentee ballots contain “the signature of two witnesses or a
notary.” Id. at 582. The Eleventh Circuit affirmed a district court finding that this
retroactive rule change violated due process. But it did so only because (1) “counting
ballots that were not previously counted would dilute the votes” of those who complied
with the previously established requirement; and (2) “the change in the rules after
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the election would have the effect of disenfranchising those who would have voted but
for the inconvenience imposed by the notarization/witness requirement.” Id. at 581.
The court also noted that the longstanding “practice of the election officials
throughout [Alabama] ha[d] been to exclude absentee ballots that did not meet this
requirement,” and that it would be “unreasonable to expect average voters and
candidates to question the Secretary’s, the Attorney General’s, and the election
officials’ interpretation and application” of the statutory requirement. Id.
None of these concerns is present here. First, Ms. Ziccarelli has disclaimed
any theory based on dilutive harm suffered by nonparty voters, ECF 65, p. 3 (“[T]his
harm is not asserted on behalf of nonparty voters”), and any such theory would not
be viable in this circuit after Bognet v. Sec’y Commonwealth of Pa., 980 F.3d 336, 354
(3d Cir. 2020) (“This conceptualization of vote dilution—state actors counting ballots
in violation of state election law—is not a concrete harm under the Equal Protection
Clause of the Fourteenth Amendment.”). As for Roe’s disenfranchisement concern,
there is no allegation or evidence that any voter “would have voted but for the
inconvenience” of writing the date on a ballot declaration. Roe, 43 F.3d at 581.
Critically, this case also differs from Roe in that the Pennsylvania Supreme Court’s
decision was not a “departure from previous practice” in Pennsylvania of invalidating
undated ballots. Id. Instead, the Supreme Court was interpreting the relevant
provisions of the election code as a matter of first impression. Pennsylvania voters’
reliance interests also cut in the opposite direction from Roe—as reflected by Justice
Wecht’s concern that he could not “say with any confidence that even diligent electors
were adequately informed as to what was required to avoid the consequence of
disqualification[.]” In re Nov. 3 Gen. Election, 2020 WL 6866415 at *24.
Given these distinctions, the Court does not find that the facts of Ms.
Ziccarelli’s case present anything resembling the sort of conscience-shocking behavior
that is required to show a due-process violation. See Boockvar, 2020 WL 5997680, at
*51 (“Such a claim exists in only the most extraordinary circumstances.”); Miller v.
City of Phila., 174 F.3d 368, 375 (3d Cir. 1999) (“[O]nly the most egregious official
conduct can be said to be arbitrary in the constitutional sense … “executive action
must be so ill-conceived or malicious that it ‘shocks the conscience.’”).
Separately, the Court notes that Roe also inspired a strong dissent that called
into doubt the majority opinion in several pertinent respects. These included the
majority’s “theory that Alabama’s legislature has the power in election contests to act
contrary to the law of Alabama as declared by Alabama’s highest court,” as well as
“the perception that a federal court order that countermands a pre-existing Alabama
court order maintains the status quo in Alabama.” Roe, 43 F.3d at 586 (Edmondson,
J. dissenting). The dissent’s concerns are consistent with the principle, noted above,
that “[a] judicial construction of a statute is an authoritative statement of what the
statute meant before as well as after the decision of the case giving rise to that
construction.” Rivers, 511 U.S. at 312–13.
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view that such a ruling would be a “ruling of first impression not foreshadowed by
existing law”—in other words, there was not a different rule set in place before the
there was no four-justice consensus for the view that the date requirement was
Second, because the Pennsylvania Supreme Court found that the ballots were
valid, if this Court were to adopt any contrary position, it would run afoul of the
Rooker-Feldman doctrine. That doctrine provides that a federal court, like this one,
cannot sit as an appellate court to review the decision of a state supreme court. See
In re Knapper, 407 F.3d 573, 580 (3d Cir. 2005) (“The Rooker–Feldman doctrine
prevents ‘inferior’ federal courts from sitting as appellate courts for state court
judgments.”) (citation omitted). “[T]here are four requirements that must be met for
the Rooker–Feldman doctrine to apply: (1) the federal plaintiff lost in state court; (2)
the plaintiff complains of injuries caused by the state-court judgments; (3) those
judgments were rendered before the federal suit was filed; and (4) the plaintiff is
inviting the district court to review and reject the state judgments.” Great W. Mining
& Mineral Co. v. Fox Rothschild LLP, 615 F.3d 159, 166 (3d Cir. 2010) (cleaned up).
All four elements are satisfied here. If, as Ms. Ziccarelli invites, the Court were
Court’s concurring and dissenting justices to hold that the undated ballots are, in
the ballots was proper under Pennsylvania law. In other words, to grant Ms.
Ziccarelli the relief she seeks, the Court would be required to tell a state supreme
court that, based on its reasoning, the judgment it entered was erroneous. Rooker-
Feldman forbids such an action, so long as the doctrine’s other elements are also
satisfied. They are. Ms. Ziccarelli was the plaintiff in the state court proceedings;
she lost; and the Supreme Court’s judgment was issued before this case was filed.
There is one more point to make about the Pennsylvania Supreme Court’s
decision and Rooker-Feldman. One fair reading of the court’s decision is that the date
requirement essentially gave Allegheny County the option to count or not count the
counties may count undated ballots and others may not, in the exercise of their
7 See In re Nov. 3, 2020 Gen. Election, 2020 WL 6866415, at *16 (“[W]e decline to
intercede in the counting of the votes at issue in these appeals.”) (emphasis added);
id. at *14 (“[T]he inadvertent failure to comply does not require that ballots lacking
a date be excluded from counting.”) (emphasis added); but see id. at *15 (“[T]he lack
of a handwritten date cannot result in vote disqualification.”) (emphasis added).
Allegheny County argues it was required to count the ballots by the Supreme
Court’s decision. Ms. Ziccarelli argues that Allegheny County was required not to do
so, based on the reasoning of the dissenting justices and Justice Wecht. Therefore,
the parties do not appear to be necessarily advancing an interpretation of the
Pennsylvania Supreme Court’s decision that Allegheny County had discretion to
count or not count the ballots. The Court addresses it here out of an abundance of
caution.
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discretion. But even if the Supreme Court left to Allegheny County the discretion to
either count or discount the ballots (i.e., if its holding were merely that counting
undated ballots is permissible but not required), that would run directly into Rooker-
Feldman.
This is so because any equal-protection issue would then flow not from the
a discretionary state of affairs. Cf. Bush, 531 U.S. at 107 (Florida Supreme Court
Given that, to grant Ms. Ziccarelli relief, the Court would be required to hold that the
Feldman deprives this Court of the authority to make such determinations in the
context of an “appeal” by the loser in the state-court lawsuit where that decision was
made.
To be clear, this does not mean that no federal remedy is available when a state
supreme court’s decision creates a federal equal-protection issue. It just means that,
as in Bush v. Gore, the United States Supreme Court has exclusive jurisdiction to
hear an appeal directly from that decision, while the lower federal courts, like this
one, lack jurisdiction under Rooker-Feldman. See Walker v. Horn, 385 F.3d 321, 329
(3d Cir. 2004) (“The Rooker–Feldman doctrine arises from 28 U.S.C. § 1257 which
states in relevant part that ‘[f]inal judgments or decrees rendered by the highest court
of a state in which a decision could be had, may be reviewed by the Supreme Court....’
… Since Congress has never conferred a similar power of review on the United States
8 Indeed, the Pennsylvania Supreme Court recently hinted that its “mandatory” /
“directory” framework could create an equal-protection violation, but declined to find
such a violation based on the record before it. See Pennsylvania Democratic Party v.
Boockvar, 238 A.3d 345, 361 (Pa. 2020).
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District Courts, the Supreme Court has inferred that Congress did not intend to
decision on Ms. Ziccarelli’s state-court appeal is that the challenged ballots are valid
and may properly be counted. This causes Ms. Ziccarelli’s federal claims to fail on
the merits. Separately, any other result would effectively overturn the Pennsylvania
CONCLUSION
For all the reasons discussed above, the Court will grant Defendants’ and
Intervenors’ motions for summary judgment and deny Ms. Ziccarelli’s cross-motion
9 Defendants argue that this Court lacks subject-matter jurisdiction under Rooker-
Feldman. The Court, however, believes that the more appropriate view of Rooker-
Feldman here is that that doctrine acts to constrain how this Court can interpret the
Pennsylvania Supreme Court’s decision in analyzing the merits of Ms. Ziccarelli’s
federal claims. In other words, this Court has subject-matter jurisdiction to
adjudicate the federal claims, so long as its analysis of the claims does not seek to
invalidate the state-court judgment. See Jordon v. Attorney Gen. of U.S., 424 F.3d
320, 325 n.8 (3d Cir. 2005) (noting that in cases involving statutory jurisdiction, as
opposed to Article III jurisdiction, federal courts may consider the merits of the claims
before addressing jurisdictional issues).
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