Switched Capacitor Converter

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Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S.

Ben-Yaakov 2009 [1]

Switched Capacitors Converters

Sam Ben-Yaakov
Power Electronics Laboratory
Department of Electrical and Computer Engineering
Ben-Gurion University of the Negev
P.O. Box 653, Beer-Sheva 84105, ISRAEL
Phone: +972-8-646-1561; Fax: +972-8-647-2949;
Email: sby@ee. bgu.ac.il; Website: www.ee.bgu.ac.il/~pel
APEC09, February 2009

Full set of slides:


http://www.ee.bgu.ac.il/~pel/seminars/APEC09.pdf

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [2]

OUTLINE
1. Introduction (30min)
Switched capacitors versus switched inductors converters
Charge Pumps and Switched Capacitors converters
Losses in switched capacitors converters – overview
Examples of SCC and charge pump topologies
2. Losses in Hard Switched SCC (50 min)
Target voltages
Equivalent resistance
Efficiency
Inherent power loss
Effect of switch resistances
Equivalent-circuit based average models – New Approach
Regulation
Examples
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [3]

OUTLINE
3 Losses in Soft Switched SCC - New Results (50 min)
Topologies
Waveforms of resonant networks
Losses in resonant networks
Parasitic
Equivalent-circuit based average models
Regulation
Examples
4 Self-Adjusting Binary SCC (50 min) - New Concept
The concept
The Extended Binary (EXB) numbers representation
Features of the EXB
Translating the EXB to SCC topologies
Proof of solution
Examples –simulation – experimental results
Efficiency – output resistance
Regulation
Examples
5. Q&A

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [4]

Power Conversion Objective

y Needed in all modern systems


y Except: incandescent lamps, heaters…
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [5]

Linear Voltage Regulator

Pout Vout ⋅ I out


η= =
Pin Vin ⋅ I in

since I out ≅ I in

Vout
η=
Vin

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [6]

Types of Switching DC-DC Converters

Switched inductor

Lossless process

Switched capacitor

Lossy process
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [7]

Inherent Energy Loss due to ΔV


For complete charge/discharge
Sw Rp
V1 ≠ V2 C1 C2
V1 V2
ΔV = V2 − V1

CV12 C1V12 C2V22


E0 = + QV1 E0 = +
2 2 2
Q = C( V2 − V1) V1 Lossy
(C1V1 + C2V2 )2
process E1 =
E1 =
CV22 2 (C1 + C2 )
2
C (ΔV )2 C1C2 (ΔV )
2
E1 − E0 = ΔE = 1 E1 − E0 = ΔE =
2 C1 + C2 2
Independent of parasitic resistances

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [8]

Types of the Switching DC-DC Converters


Lossless Switching Lossy switching
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [9]

Relevancy of the Switched Capacitor


Converters (SCC)
Advantages
☺ No magnetic elements
☺ Minimal EM interferences
☺ Can be fabricated as IC

Disadvantages
Inherent power losses
Relatively large number of switches
High inrush current at start-up

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [10]

The concept of Equivalent Circuit


y The input voltage is divided or multiplied by k
y The losses are emulated by equivalent resistor Req

Target voltage

TR
Vout = kVin

Vout
η= TR
Vout
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [11]

Output Resistance in Charge Transfer


(The switched capacitor approximate approach)
y The output capacitor is sufficiently large
y The output voltage is averaged to DC
y The charge/discharge process is completed
Vin − Vout C1 ΔV
Iavg = C1 =
T T

ΔV T 1
R eq = = =
Iavg C1 f ⋅ C1

Peq =
(ΔV )2 = f ⋅ C1 (ΔV )
2

R eq
Independent of parasitic resistances

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [12]

Output Resistance- Doubler


Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [13]

Output Resistance- Doubler

What is going on???


To be completely deciphered in this seminar

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [14]

Target Voltages
No-Load No-Loss
Vc1 = Vc 2 = Vc3
Target Voltages
Vout = Vin − Vc1 − Vc 2 − Vc3
Vout = Vc1
1
Vout = Vin
4
1
TargetVoltage = Vin
4
Vc1 = Vc 2 = Vc3
Vout = Vc1 + Vc 2 + Vc3
Vout = Vc1
3
Vout = Vin
4
3
TargetVoltage = Vin
Solution of algebraic equations 4
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [15]

Multiple Target Voltage Ratios


y Number of target voltage ratios is limited
y Target voltage ratios are spread apart Vout 1
N = 1; =
Vin 2
Vout 1
N = 2; =
Vin 3
Vout 2
N = 2; =
Vin 3
Vout 1
N = 3; =
Vin 4
Vout 3
N = 3; =
Vin 4
N=number of capacitors

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [16]

Commercial SC Converters

y Maximum efficiency at the fixed voltage ratios:


2/3 and 1/2

Can it be improved ?
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [17]

Soft Switched SCC

Sinusoidal rather than exponential currents


Claimed to be of low loss
Soft switching – does it help reduce losses?

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [18]

Classic Dickson’s charge pump

Using diodes
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [19]

Dickson’s charge pump

Using MOSFETs as diodes

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [20]

Dickson’s charge pump

Using MOSFETs
as switches
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [21]

Dickson’s charge pump

Operational
modes

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [22]

Charge-pump/Switched-capacitor

The same operation principle


Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [23]

Charge-pump/Switched-capacitor

Many other modern charge pump topologies

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [24]

2. Losses in Hard Switched SCC

Features of the new model presented here:

Average model
Relating the losses to the output current
Generic – applicable to practically any SCC
Can take into account output capacitor
Takes into account diode losses
Unified – applicable to hard and soft switched SCC
Has it’s own limitations….
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [25]

The Generic Charging/Discharging Process


1:1 converter
ΔV≡ Voltage difference before
switch closure
t
ΔV − RC
i(t) = ⋅e ; τ = RC
R
ΔV 2 ⋅ e −2t/τ
PR = i(t) 2 ⋅ R =
R
t1 t
ΔV 2 1 − 2t/τ
E R = ∫ PR dt = ⋅ ∫ e dt
0 R 0

R = R S1 + R ESR
ER =
ΔV 2 ⋅ C
2
(
1 − e − 2β ) t
β= 1
τ

ER= Energy dissipated during switch closure time t1

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [26]

The Generic Charging/Discharging Process


Energy Dissipated in each switching period
ER =
ΔV 2 ⋅ C
2
(
1 − e − 2β ) t
;β = 1
τ

ΔV 2 ⋅ C
For β >> 1 → E R =
2

ex = 1 + x ...
x →0

ΔV 2
ER β→0 = t1
R
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [27]

The Generic Charging/Discharging Process


Relating the losses to capacitor’s current
Average current through capacitor
t t
ΔV 1 − RC ΔV iC
Qc = ⋅ ∫ e dt R
R 0

Qc ⋅ fs = IC1(avg)

Iout(avg) = fs ΔV ⋅ C ⋅ 1 − e −β ( ) 0 τ t1 t
ΔV iC
R
IC1(avg)
ΔV =
fsC ⋅ (1 − e −β )

ΔV 2 ⋅ C
ER = ⋅ (1 − e − 2β )
2
0 t1 t

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [28]

The Generic Charging/Discharging Process


Energy lost per switching period
2
⎛ IC(avg) ⎞ C
ER = ⎜ ⎟ ⋅ ⋅ (1 − e − 2β )
⎜ f C ⋅ (1 − e −β ) ⎟ 2
⎝ s ⎠

(1 − e −2β ) (1 − e −β )(1 + e −β ) (1 + e −β ) ⎛ x ⎞ 1+ e
−x
= = coth⎜ ⎟ =
−β 2 −β −β −β −
(1 − e ) (1 − e )(1 − e ) (1 − e ) ⎝ 2 ⎠ 1− e x

2 2
⎛ IC (avg) ⎞ C (1 + e −β ) ⎛ IC1(avg) ⎞ C β
ER = ⎜⎜ 1 ⎟ ⋅ ⋅
⎟ 2 = ⎜⎜ ⎟ ⋅ coth( )
⎟ 2
f C −β f C 2
⎝ s ⎠ (1 − e ) ⎝ s ⎠

⎛ 1 ⎞ 1
Taking into account deadtime β = ⎜⎜ − DeadTime ⎟⎟ ⋅
2f
⎝ s ⎠ RC
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [29]

The Generic Charging/Discharging Process


Relating the losses to capacitor’s current
2 2
⎛ IC (avg) ⎞ C (1 + e −β ) ⎛ IC1(avg) ⎞ C β
ER = ⎜⎜ 1 ⎟ ⋅ ⋅
⎟ = ⎜⎜ ⎟ ⋅ coth( )

−β
⎝ fsC ⎠ 2 (1 − e ) ⎝ fsC ⎠ 2 2

E charging + E discharging
P=
TS
t1 t2
β1 = β2 =
R1C R 2C

R1 = Rs1 + RESR IC1(avg) = IC2 (avg) = IC(avg)


R 2 = Rs2 + RESR

⎧⎪ 1 ⎡ (1 + e−β1 ) (1 + e−β2 ) ⎤ ⎫⎪
Energy lost per 2
PR(avg) = IC(avg) ⋅⎨ ⋅⎢ + ⎥⎬
−β −β
switching cycle ⎪⎩ 2Cfs ⎢⎣ (1 − e 1 ) (1 − e 2 ) ⎥⎦ ⎪⎭

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [30]

SCC Equivalent Resistance


1:1 converter

Assuming β1 = β1 = β

V TRG
out = Vin 2 ⎡ 1 ⎛ β ⎞⎤
PR(avg) = I out(avg) ⋅⎢ ⋅ coth⎜ ⎟⎥
⎣ fsC ⎝ 2 ⎠⎦

1 ⎛β ⎞ 1 (1 + e −β )
R eq = ⋅ coth⎜ ⎟ = ⋅
fsC ⎝ 2 ⎠ f s C (1 − e − β )
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [31]

SCC Equivalent Resistance


Limits β→ ∞
Complete charge/discharge RC<<Ts
D2Ts D1Ts
β2 = β1 =
RC RC
⎧⎪ 1 ⎡ (1 + e − β1 ) (1 + e − β2 ) ⎤ ⎫⎪
Req = ⎨ ⋅⎢ − β1
+ − β2 ⎥ ⎬
⎪⎩ 2Cf s ⎣ (1 − e ) (1 − e ) ⎦ ⎪⎭

1
Re β>>1 = 0 τ t1 t
fsC

Independent of R
High losses (large rms currents)
The classical solution

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [32]

SCC Equivalent Resistance


Incomplete charge/discharge RC>>Ts; β→0
Ts
For t1= t2=Ts/2 β=
2 RC
⎧⎪ 1 ⎡ (1 + e − β1 ) (1 + e − β2 ) ⎤ ⎫⎪
Req = ⎨ ⋅⎢ − β1
+ − β2 ⎥⎬
⎪⎩ 2Cf s ⎣ (1 − e ) (1 − e ) ⎦ ⎪⎭

⎡ 1 + e −β ⎤
1 (1 + e −β ) β⎢ ⎥
R eq = ⋅ ⎢ 1 − e −β ⎥
f sC (1 − e −β ) ⎣ ⎦
⎧⎪ 2R (1 + e −β ) ⎫⎪ (1 + e −β )
Re = ⎨ ⋅ ⎬ = 2Rβ ⋅
−β
⎪⎩ 2fsCR (1 − e ) ⎪⎭ (1 − e −β )

Re β→0 = 4R Why??
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [33]

SCC Equivalent Resistance


Behavior
Re β→0 = 4R Ts
For t1 = t2=Ts/2 β=
2 RC

(2I out )2 ⋅ Ts + (2I out )2 Ts


PR = 2 2 R
Ts

(2 * Io )2 R = (I0 )2 ⋅ 4R

Re β →0 = 4 R

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [34]

SCC Equivalent Resistance


Frequency dependence
⎧⎪ 1 ⎡ (1 + e − β1 ) (1 + e − β2 ) ⎤ ⎪⎫
Req = ⎨ ⋅⎢ −β
+ − β ⎥⎬
⎪⎩ 2Cf s ⎣ (1 − e 1 ) (1 − e 2 ) ⎦ ⎪⎭

10
⎡ 1 + e(−1 fs ) ⎤
⎧ 1 ⎡ (1 + e −β ) ⎤ ⎫ Re
R eq = ⎨ ⋅⎢ −β ⎥ ⎬
⎩ Cfs ⎣ (1 − e ) ⎦ ⎭ 1 ⎢ ⎥
1 fs ⎢ 1 − e(−1 fs ) ⎥
β = ⎣ ⎦
2 RCf s 1
=1
2 RC
2

1
0.1 1 10
f
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [35]

SCC Equivalent Resistance


Incomplete charge/discharge RC>>Ts; β→0
Ts
For t1= t2=Ts/2 β=
−β
⎧⎪ 2R (1 + e ) ⎪⎫ −β
(1 + e ) 2 RC
Re = ⎨ ⋅ ⎬ = 2Rβ ⋅
⎪⎩ 2fsCR (1 − e −β ) ⎪⎭ (1 − e −β )

⎡ 1 + e −β ⎤
Sizing C β⎢ ⎥
⎢ 1 − e −β ⎥
⎣ ⎦
Ts
β= <1
2RC
1
C>
2Rfs

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [36]

SCC Equivalent Resistance


Effect of Duty Cycle
⎧⎪ 1 ⎡ (1 + e − β1 ) (1 + e − β2 ) ⎤ ⎪⎫
Req = ⎨ ⋅⎢ −β
+ − β ⎥⎬
⎪⎩ 2Cf s ⎣ (1 − e 1 ) (1 − e 2 ) ⎦ ⎪⎭

Re ⎡ −
D

1- D

1 ⎢1 + e fs
1 + e fs ⎥
+
1 ⎧ ⎛β ⎞ ⎛ β ⎞⎫
20
fs ⎢ −
D

1- D ⎥
R eq = ⋅ ⎨coth⎜ 1 ⎟ + coth⎜ 1 ⎟ ⎬
2fsC ⎩ ⎝2⎠ ⎝ 2 ⎠⎭
⎢⎣1 − e fs
1 − e fs ⎥⎦ 1
=1
D=0.2
2 RC

D=0.3
10
D=0.4
D=0.5

0.1 1 10
f
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [37]

SCC Equivalent Resistance


Effect of duty cycle β→0

⎧⎪ 1 ⎡ (1 + e − β1 ) (1 + e − β2 ) ⎤ ⎫⎪
Req = ⎨ ⋅⎢ + ⎥⎬ 1 ⎧2 2⎫
⎪⎩ 2Cf s
− β1
⎣ (1 − e ) (1 − e
− β2
) ⎦ ⎪⎭ R eq = ⋅⎨ + ⎬
2fsC ⎩ β1 β 2 ⎭

1 ⎧ ⎛β ⎞ ⎛ β ⎞⎫ D 1− D
R eq = ⋅ ⎨coth⎜ 1 ⎟ + coth⎜ 1 ⎟ ⎬ β1 = β2 =
2fsC ⎩ 2
⎝ ⎠ ⎝ 2 ⎠⎭ f s RC f s RC

⎧R R ⎫
R eq = ⎨ + ⎬
⎩D 1− D ⎭

R
Req =
β →0 (1 − D)D

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [38]

Re as a function of Duty Cycle


Explanation

2 2
⎛I ⎞ ⎛I ⎞
PR = ⎜ out ⎟ ⋅ D ⋅ R + ⎜ out ⎟ ⋅ (1 − D) ⋅ R
⎝ D ⎠ ⎝ 1 − D ⎠

2 ⎛R R ⎞ 2
PR = Iout ⎜ + ⎟ = IoutRe
⎝ D 1 − D⎠
R R R
Re = + =
D 1 − D D(1 − D)
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [39]

Simulation/Experimental Demonstartion

Mosfets S1, S2: IRF840, Rdson = 0.85Ω, C = 1μF


Vin = 24V; Vout_theoretical = 24V;
RL = 100Ω || 1K Ω ~ 91Ω or 1KΩ; Duty Cycle = 0.5;
Power Level: 6.3 Watts (max)

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [40]

Simulation/Experimental Demonstartion
200KHz 20KHz
RL =91 Ω
Vout= 22.58V
Vout= 15.49V
94% Efficiency
64% Efficiency
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [41]

Simulation/Experimental Demonstartion
D = 0.5; Vout = 20.58V;

Vin = 24V; Vout_target = 24V


RL ~ 91Ω;
Rs = 3.35Ω; fs = 200KHz;

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [42]

Simulation/Experimental Demonstration
D = 0.7; Vout = 19.94V; D = 0.9; Vout = 14.456V;
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [43]

SCC Equivalent Resistance


Generalization
⎧⎪ 1 ⎡ (1 + e −β1 ) ⎤ ⎡ (1 + e −β 2 ) ⎤ ⎫⎪ t1, 2
2
PCi (avg) = IC ⋅ ⎨ ⋅⎢ ⎥+⎢ ⎥⎬ β1, 2 =
i (avg) −β −β
⎪⎩ 2Cfs ⎣⎢ (1 − e 1 ) ⎦⎥ ⎣⎢ (1 − e 2 ) ⎦⎥ ⎪⎭ τ 1, 2
I Ci = ki I out (avg )

⎧⎪ 1 ⎡ (1 + e −β1 ) ⎤ ⎡ (1 + e −β 2 ) ⎤ ⎫⎪
R eC = k 2 ⋅ ⎨ PCi = (I o ) ⋅ ReCi
2
⋅⎢ ⎥+⎢ ⎥⎬
−β −β
i
⎪⎩ 2Cfs ⎢⎣ (1 − e 1 ) ⎥⎦ ⎢⎣ (1 − e 2 ) ⎥⎦ ⎪⎭

n
Re = ∑ ReCi
i=1

Ci = flying capacitor i
τ = time constant of charge/discharge loop

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [44]

SCC Equivalent Resistance


1/2 converter

C
VIn COut IOut

l o ut ( avg ) = lC1( avg ) + lC2 ( avg ) l o ut ( avg )


lC ( avg ) = → k = 1/ 2
2
⎧⎪ 1 (1 + e −β ) ⎫⎪ 1 1
Re = k 2 ⎨ ⋅ ⎬ =
⎪⎩ fsC (1 − e −β ) ⎪⎭ R1C1 R2C2

1 ⎧⎪ 1 (1 + e −β ) ⎫⎪
Re = ⎨ ⋅ ⎬
4 ⎪⎩ fsC (1 − e −β ) ⎪⎭
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [45]

SCC Equivalent Resistance


Example

I C + 3I C = I out
k = 1/ 4
In general τ 1 ≠ τ 1
In practice τ 1 = τ 1

1 ⎧ 1 (1 + e − β ) ⎫ ⎡ 1 ⎧⎪ 1 (1 + e −β ) ⎫⎪⎤
ReC i = ⎨ ⋅ ⎬ ReT = 3 ⎢ ⎨ ⋅
16 ⎩ f sC (1 − e − β ) ⎭ ⎬⎥
⎢⎣ 16 ⎪⎩ fsC (1 − e −β ) ⎪⎭⎥⎦
Assuming equal size capacitors

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [46]

Including Finite Output Capacitor


RS1 S1 i(t) RS2 S2

C1 Co
Vin R ESR(out) Ro Vo
R ESR

t1,2 ⎧⎪ 1 ⎡ (1 + e −β1 ) ⎤ ⎡ (1 + e −β 2 ) ⎤ ⎫⎪
β1,2 = R eC = k 2 ⋅ ⎨ ⋅⎢ ⎥+⎢ ⎥⎬
τ 1,2 i −β −β
⎪⎩ 2Cfs ⎣⎢ (1 − e 1 ) ⎦⎥ ⎣⎢ (1 − e 2 ) ⎦⎥ ⎪⎭
τ1 = (RS2 + RESR )C1
⎧ CC ⎫
τ2 = (RS1 + RESR + RESRo )⎨ 1 o ⎬
⎩ C1 + Co ⎭
n
Re = ∑ ReCi Including Co (could be neglected in practical cases)
i=1
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [47]

Including diodes
Step up X3

IC=ID =Iout(avg)

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [48]

Including diodes
Step up X3

VTRG = 3 × Vin

1 ⎡ ⎛ β ⎞ C +C ⎛β ⎞ ⎛β ⎞ ⎛ β ⎞⎤
Req = ⋅ ⎢2 ⋅ coth⎜⎜ (1) ⎟⎟ + out ⋅ coth⎜⎜ (2) ⎟⎟ + coth⎜⎜ (3) ⎟⎟ + 2 ⋅ coth⎜⎜ (4) ⎟⎟⎥
2f S ⋅ C ⎣ ⎝ 2 ⎠ C out ⎝ 2 ⎠ ⎝ 2 ⎠ ⎝ 2 ⎠⎦

t2 t2
β (1) = β (2) =
(R1 + 2ESR) ⋅ C/2 ⎛ C ⋅C ⎞
(R1 + ESR + ESR out ) ⋅ ⎜⎜ out ⎟⎟
⎝ C out + C ⎠
t1 t1
β (3) = β (4) =
(R1 + ESR) ⋅ C (R1 + 2ESR) ⋅ C/2
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [49]

Including diodes/Simulation
Step up X3
PSIM Parameters file
Rout = 1000
Cout = 100u
C_init = 23.22
Vin = 10
C_fly = 1uF
R1 = 1m
ESR = 10m
ESR_out = 100m
V_forward = 1
DeadTime = 10n
f_s = 100k
k_2 = ((Cout + C_fly) / Cout)
beta _1 = (1 / (2 * f_s) - DeadTime) * (1 / ((R1+ 2*ESR) * (C_fly/2)))
beta _2 = (1 / (2 * f_s) - DeadTime) * (1 / ((R1 + ESR + ESR_out) * (Cout * C_fly /(C_fly + Cout)) ))
beta _3 = (1 / (2 * f_s) - DeadTime) * (1 / ((R1+ ESR) * C_fly))
beta _4 = (1 / (2 * f_s) - DeadTime) * (1 / ((R1+ 2*ESR) * (C_fly/2)))
coth_1 = (1 + exp(-beta_1)) / (1- exp(-beta_1))
coth_2 = (1 + exp(-beta_2)) / (1- exp(-beta_2))
coth_3 = (1 + exp(-beta_3)) / (1- exp(-beta_3))
coth_4 = (1 + exp(-beta_4)) / (1- exp(-beta_4))
Req = ((1 / (2 * f_s * C_fly)) * (2 * coth_1+ k_2 * coth_2 + coth_3 + 2 * coth_4))

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [50]

Including diodes
Step up X3
Rout Cout Vin Cfly R1 ESR ESRout Vforward Dead fS
[Ω] [F] [V] [F] [Ω] [Ω] [Ω] [V] Time [Hz]
[sec]
1000 100μ 10 1μ 100m 10m 10m 1 10n 100k

time
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [51]

Complications
Rout Cout Vin Cfly R1 ESR ESRo Vforwa Dead fS
[Ω] [F] [V] [F] [Ω] [Ω] ut rd Time [Hz]
[Ω] [V] [sec]
1000 100μ 10 1μ 10 10m 10m 1 10n 100k

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [52]

Coupled Loops

R1 is shared by two loops


Small effect in practical cases
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [53]

Output Voltage Regulation

D1Ts D2Ts
β1 = β2 =
RC RC

⎧⎪ 1 ⎡ (1 + e −β1 ) ⎤ ⎡ (1 + e −β 2 ) ⎤ ⎫⎪
R eC = k 2 ⋅ ⎨ ⋅⎢ ⎥+⎢ ⎥
−β1 −β 2 ⎬
i
⎪⎩ 2Cfs ⎣⎢ (1 − e ) ⎦⎥ ⎣⎢ (1 − e ) ⎦⎥ ⎪⎭

Variable frequency control (increases output voltage ripple)


Frequency dithering (increases output voltage ripple)
Variable loop resistance
Duty Cycle control (high operating frequency)
Global PWM (increases output voltage ripple)
Switching VTRG (increases complexity)

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [54]

Output Voltage Regulation


Up converter: x2, x1.5
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [55]

Interim Summary

Expressing losses as a function of capacitor's current


Generic average model
Limits
Duty cycle effect
Generalization
Regulation

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [56]

3. Losses in Soft Switched SCC

Model building approach


Analysis follows that of hard switched SCC
Expressing losses as a function of output current
Generalizing
Comparison to hard switched SCC
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [57]

Generic Resonant Charging/Discharging Process


ΔV≡ Voltage difference before switch closure
ΔV 1
i(t) = ⋅ e − α ⋅ t ⋅ sin(ω d t) Q>
ωd ⋅ L 2
2
⎛ ΔV ⎞
PR = i(t) 2 ⋅ R = ⎜⎜ ⎟⎟ ⋅ e − 2α ⋅ t ⋅ sin 2 (ωd t) ⋅ R
⎝ ωd L ⎠
π/ω d π/ω d
ΔV 2 ⋅ R
E R(res) = ∫ PR dt = ∫ ⋅ e − 2α ⋅ t ⋅ sin 2 (ω d t)dt
0 0 ω d2 ⋅ L2

⎛ − 2π
α ⎞ R 1
ΔV 2 ⋅ C ⎜ ωd ⎟ α= ω0 =
E R(res) = ⋅ ⎜1 − e ⎟ 2L LC
2 ⎜ ⎟
⎝ ⎠
ω d2 = ω 02 − α 2

R = R S1 + R ESR + R Ind

ER(res)= Energy dissipated per switch closure

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [58]

Generic Resonant Charging/Discharging Process


Energy Dissipated in each switching period
R 1
⎛ − 2π
α ⎞ α= ω0 =
ΔV 2 ⋅ C ⎜ ωd ⎟ 2L LC
E R(res) = ⋅ ⎜1 − e ⎟
2 ⎜ ⎟
⎝ ⎠ ω d2 = ω 02 − α 2
ωd L
Qd =
R
ΔV 2 ⋅ C 1 R
E R(res) = ⋅ (1 − e − 2π⋅ζ d ) ζd = =
2 2Q d 2ω d L
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [59]

Generic Resonant Charging/Discharging Process


Relating the losses to the output current

Average current through a capacitor


ΔV π/ω d − α ⋅ t
Qc = ∫ e ⋅ sin(ω d t)dt
ωd ⋅ L 0
ΔVQc = ΔVC ⋅ (1 + e − πζ d )
Qc Q c ⋅ f s = I C1 (avg)
ΔV =
C ⋅ (1 + e − πζ d )
I out(avg) = f s ⋅ ΔV ⋅ C ⋅ (1 + e − πζ d )

I C1 (avg)
ΔV =
f s C ⋅ (1 + e − πζ d )

ΔV 2 ⋅ C
E R(res) = ⋅ (1 − e − 2π⋅ζ d )
2

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [60]

Generic Resonant Charging/Discharging Process


Average current through a capacitor
2
⎛ I C1 (avg) ⎞ C
E R(res) = ⎜ ⎟ ⋅ ⋅ (1 − e − 2πζ d )
⎜ f C ⋅ (1 + e − πζ d ) ⎟ 2
⎝ s ⎠

(1 − e −2 πζ d ) (1 − e − πζ d )(1 + e − πζ d ) (1 − e − πζ d ) −x
= = ⎛ x ⎞ (1 − e )
tanh ⎜ ⎟ =
(1 + e − πζ d ) 2 (1 + e − πζ d )(1 + e − πζ d ) (1 + e − πζ d ) −
⎝ 2 ⎠ (1 + e x )
2 2
⎛ I out(avg) ⎞ C (1 − e − πζ d ) ⎛ I out(avg) ⎞ C
⎟ ⋅ ⋅ tanh⎛⎜ d ⎞⎟
πζ
E R = ⎜⎜ ⎟ ⋅ ⋅
⎟ 2 = ⎜⎜ ⎟ 2
f C − πζ d f C ⎝ 2 ⎠
⎝ s ⎠ (1 + e ) ⎝ s ⎠
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [61]

Generic Resonant Charging/Discharging Process


Average current through a capacitor
2
⎛ I out(avg) ⎞ C
⎟ ⋅ ⋅ tanh⎛⎜ d ⎞⎟
πζ
E R = ⎜⎜ ⎟ 2
⎝ f s C ⎠ ⎝ 2 ⎠

E charging + E discharging
P=
TS
R1 R2
ζ d(1) = ζ d(2) =
2ωd1L 2ω d2 L

R 1 = R S1 + R ESR + R Ind
I C1 (avg ) = I C 2 (avg ) = I C(avg )
R 2 = R S 2 + R ESR + R Ind

2 ⎧ ⎡ (1 − e −πζ d (1) ) (1 − e −πζ d ( 2) ) ⎤ ⎫⎪


1 ⎛ R(1,2) ⎞ 2
PR(avg) = I C(avg)
⎪ 1
⋅⎨ ⋅⎢ + ⎥⎬
ω d(1,2) = −⎜ ⎟
LC ⎜⎝ 2 L ⎟
⎠ ⎪⎩ 2Cf s ⎢ (1 + e −πζ d (1) ) (1 + e −πζ d ( 2) ) ⎥ ⎪
⎣ ⎦⎭

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [62]

Resonant SCC Equivalent Resistance

1:1 converter
In steady state
Q charging = Q discharging

IC1(avg) = IC2 (avg) = Iout(avg)


2 ⎧ 1 ⎛ πζ ⎞⎫
PR(avg) = I out(avg) ⋅⎨ ⋅ tanh⎜ d ⎟⎬
⎩fsC ⎝ 2 ⎠⎭
V TRG
out = Vin
For ζ d(1) = ζ d(2)
1 ⎛ πζ ⎞ 1 (1 − e −πζ d )
R eq = ⋅ tanh⎜ d ⎟ = ⋅
fsC ⎝ 2 ⎠ f s C (1 + e − πζ d )
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [63]

Resonant SCC Equivalent Resistance


1:1 converter Dependence on fs
1 ⎛ πζ ⎞ 1 (1 − e −πζ d )
R eq = ⋅ tanh⎜ d ⎟ = ⋅
fsC ⎝ 2 ⎠ f s C (1 + e − πζ d )

Losses decrease as 1/fs up to the limit: fs=ωd/2 π

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [64]

Comparing Hard and Soft SCC Losses


R2
Soft ζ d(1) =
R1 ζ d(2) =
2ω d2 L
2ωd1L
1 (1 − e − πζ d ) 1 ⎛ πζ ⎞
Req = ⋅ = ⋅ tanh⎜ d ⎟ 2
fsC (1 + e − πζ d ) fsC ⎝ 2 ⎠ ω 1 ⎛ R(1,2) ⎞
fs ≤ d ω d(1,2) = −⎜ ⎟
2π LC ⎜⎝ 2 L ⎟

Hard
1 (1 + e −β ) 1 ⎛β⎞ 1
Req = ⋅ = ⋅ coth⎜ ⎟ β=
fsC (1 − e −β ) fsC ⎝ 2⎠ 2fsRC

Unified
1 ⎛ α ⎞ R
R eq = tanh⎜⎜ ⎟⎟ Soft → α =
soft fsC 4L
⎝ 2fs ⎠
1 ⎛ α ⎞ 1
Req = coth⎜⎜ ⎟⎟ Hard → α =
hard fsC ⎝ 2fs ⎠ 2RC
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [65]

Comparing Hard and Soft SCC Losses


Limits
For high Q soft switched SCC (ζd >> 1)
R π2R
Req = = ≈ 5R
soft 8(fs )2 LC 2

R→ 0

Req →0 1

5
Req
soft hard fsC 4

( 1+e− β )
fs→ ∞ ( 1−e− β )
3

π2R
2

Req = 4R Req = ≈ 5R
hard soft 2 1
0 2 4 6
β

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [66]

Simulation/Experimental Demonstration
RS1 S1 i(t) RS2 S2

L
RInd
Vin Co Ro Vo
C
R ESR

Mosfets S1, S2: IRF840, Rdson = 0.85Ω, C = 1μF


Vin = 24V; Vout_theoretical = 24V;
RL = 100Ω || 1K Ω ~ 91Ω; Duty Cycle = 0.5;
Power Level: 5.5 Watts (max)
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [67]

Simulation/Experimental Demonstration
100 KHz 20 KHz

RL = 91Ω
L = 2.3 μHy

Q = 1.8

Vout = 22V Vout = 16.1V

Efficiency = 91.7% Efficiency = 67%

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [68]

Simulation/Experimental Demonstration
100 KHz 20 KHz

RL = 91Ω
L = 0.5 μHy

Q = 0.9

Vout = 21.2V Vout = 15.4V

Efficiency = 88.3% Efficiency = 64.2%


Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [69]

Resonant SCC Equivalent Resistance


Generalization
2
1 ⎛ R(1, 2) ⎞
⎧ ⎡ (1 − e− πζ d(1) − πζ d(2) ⎫ ω d(1,2) = −⎜ ⎟
2 ⎪ 1 ) (1 − e ) ⎤⎪ LC ⎜⎝ 2 L ⎟

PC i (avg) = I C ⋅⎨ ⋅⎢ + ⎥⎬
i (avg) ⎢ (1 + e − πζ d(1) ) (1 + e − πζ d(2) ) ⎥ ⎪
⎪⎩ 2Cf s ⎣ ⎦⎭ R
ζ d(1,2) =
2ω d(1,2) L
⎧ ⎡ (1 − e − πζ d(1) ) (1 − e − πζ d(2) ) ⎤ ⎫⎪
⎪ 1
R eC i = k 2 ⋅ ⎨ ⋅⎢ + ⎥⎬ 2
PC i = I out ⋅ R eC i
⎪⎩ 2Cf s ⎢ (1 + e − πζ d(1) ) (1 + e − πζ d(2) ) ⎥ ⎪
⎣ ⎦⎭

n
Re = ∑ ReCi
i=1

Ci = flying capacitor i
ζd = damping ratio of charge/discharge loop

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [70]

Including Finite Output Capacitor


RS1 S1 i(t) RS2 S2

L
RInd Co
Vin RESR(out) Ro Vo
C
R ESR

R ⎧ ⎡ (1 − e − πζ d(1) ) (1 − e − πζ d(2) ) ⎤ ⎫⎪
ζ d(1,2) = ⎪ 1
2ω d(1,2) L R eC i = k 2 ⋅ ⎨ ⋅⎢ + ⎥⎬
⎪⎩ 2Cf s ⎢ (1 + e − πζ d(1) ) (1 + e − πζ d(2) ) ⎥ ⎪
⎣ ⎦⎭

R S1 + R ESR + R Ind R S 2 + R ESR + R ESR(out) + R Ind


ζ (2) =
ζ (1) = R S 2 + R ESR + R ESR(out) + R Ind
1
1 R S1 + R ESR + R Ind 2L −
2L − C out ⋅ C 2L
LC 2L L⋅
C out + C

Including Co (could be neglected in practical cases)


Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [71]

Including Diodes
Step up x3

IC=ID =Iout(avg)

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [72]

Including Diodes
Step up x3

VTRG = 3 × Vin

1 ⎡ ⎛ πζ (1) ⎞ C out + C ⎛ πζ (2) ⎞ ⎛ πζ ⎞ ⎛ πζ ⎞⎤


Re = ⋅ ⎢2 ⋅ tanh⎜⎜ ⎟+ ⋅ tanh⎜⎜ ⎟ + tanh⎜ (3) ⎟ + 2 ⋅ tanh⎜ (4) ⎟⎥
2f s ⋅ C ⎣⎢ ⎟ ⎟ ⎜ 2 ⎟ ⎜ 2 ⎟
⎝ 2 ⎠ C out ⎝ 2 ⎠ ⎝ ⎠ ⎝ ⎠⎦⎥
R S1 + 2R ESR + R Ind R S1 + R ESR + R ESR(out) + R ind
ζ (1) = ζ (2) =
1 R S + R ESR + R ESR(out) + R Ind
1 R S + 2R ESR + R Ind 2L − 1
2L − 1 C ⋅C 2L
L(C/2) 2L L ⋅ out
C out + C

R S 2 + R ESR + R Ind R S 2 + 2R ESR + R Ind


ζ (3) = ζ (4) =
1 R S 2 + R ESR + R Ind 1 R S 2 + 2R ESR + R Ind
IC=ID =Iout(avg) 2L
LC

2L
2L
L(C/2)

2L
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [73]

Including Diodes
Step up x3
Rout Cout Vin Cr Rr Vforward ESR ESRout Lr Dead fS
[Ω] [F] [V] [F] [Ω] [V] [Ω] [Ω] [Hy] Time [Hz]
[sec]
1K 100μ 10 1μ 3m 0 1m 1m 1μ 10n 100k

Q ~ 200

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [74]

Including Diodes
Step up x3
Rout Cout Vin Cr Rr Vforward ES ESRout Lr Dead fS
[Ω] [F] [V] [F] [Ω] [V] R [Ω] [Hy] Time [Hz]
[Ω] [sec]
1K 100μ 10 2μ 150m 0 10m 1m 1μ 10n 100k

Q~5
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [75]

The case of Coupled Loops


Rout Cout Vin C R1 Vforward ESR ESRou Lr Dead fS
[Ω] [F] [V] [F] [Ω] [V] [Ω] t [Hy] Time [Hz]
[Ω] [sec]
1K 100μ 10 1μ 1 0 1m 1m 1μ 10n 100k

Q~1

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [76]

Output Voltage Regulation


Regulation → Losses

R
ζ d(1,2) =
2ω d(1,2) L
⎧ ⎡ (1 − e − πζ d(1) ) (1 − e − πζ d(2) ) ⎤ ⎫⎪
⎪ 1
R eC i = k 2 ⋅ ⎨ ⋅⎢ + ⎥⎬
⎪⎩ 2Cf s ⎢ (1 + e − πζ d(1) ) (1 + e − πζ d(2) ) ⎥ ⎪
⎣ ⎦⎭

Variable frequency control


Frequency dithering
Variable loop resistance
Global PWM (increases output voltage ripple)
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [77]

2nd Interim Summary

Expressing losses as a function of capacitor's current


Generic average model
Limits
Generalization
Regulation

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [78]

Self Adjusting Binary SCC


Objective: To increase the number of target voltage ratios

y More target voltage ratios with same number of capacitors


y Small ΔV between adjacent target voltage ratios
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [79]

The Approach

y Developing a novel Extended Binary


(EXB) number representation for
increased resolution
y Translating the EXB sequences into
switched capacitor topologies

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [80]

Theoretical Foundation of novel SCC


Binary Fractions

y Negative powers of two are used


y Resolution is defined by the LSB 1·2-n

n
3 Aj = {0, 1}
Bn = ∑ A j 2 − j
j= 0 3 n – is the resolution

For example Bn = 5/8

5 8 = 0 ⋅ 20 + 1 ⋅ 2−1 + 0 ⋅ 2−2 + 1 ⋅ 2 −3 → {0 1 0 1}
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [81]

Signed Binary Number Representation

n
3 Aj = {-1, 0, 1}
Zn = ∑ A j 2 j
j= 0 3 n – is the resolution

y More than one code for a given ZN

For example:
5 = 0 + 4 + 0 + 1 → {0 1 0 1}
5 = 0 + 4 + 2 − 1 → {0 1 1-1}
5 = 8 + 0 − 2 − 1 → {1 0-1-1}
5 = 8 − 4 + 0 + 1 → {1-1 0 1}
5 = 8 − 4 + 2 − 1 → {1-1 1-1}

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [82]

Extended Binary (EXB) Representation


developed in this study
y For numbers Mn in the range from 0 to 1

n
3 A0 = {0, 1}
Mn = A 0 + ∑ A j 2 −j
3 Aj = {-1, 0, 1}
j=1
3 n – is the resolution

y More than one code for a given Mn

Number EXB code


For example 5 8 = 0 + 2-1 + 2-2 − 2-3 → {0 1 1 -1}
5/8 = {0 1 0 1}, 5 8 = 1 − 2-1 + 0 + 2-3 → {1 -1 0 1}
so that n = 3 5 8 = 1 + 0 − 2-2 − 2-3 → {1 0 -1 - 1}
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [83]

Spawning the EXB Representation Sequences


The proposed algorithm
y Adding and subtracting 2-j keeps Mn unchanged

↓ Example: 5/8 ⇒ {0 1 0 1}, ↓


-3 -3
20 2-1 2-2 2 j=3 2 2 2-2 2
0 -1

0 1 0 1 0 1 1 -1
+ binary addition +
0 0 0 1 0 0 1 0
0 1 1 0 1 0 0 -1
+ replace the original 1 with -1 +
0 0 0 -1 0 0 -1 0
0 1 1 -1 {0 1 0 1} 1 0 -1 -1
0 1 1 -1
Result: 1 0 -1 -1
1 -1 1 -1
1 -1 0 1

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [84]

Properties of the EXB representations


Corollary 1:
For any EXB number Mn in the range of 0 to 1 of
resolution n, the minimum number of EXB representations is
n+1.
This is because each of the Aj =1 (j>0) in the original binary
representation will generate a new representation.
Furthermore, each Aj =0 will turn into Aj =1 that can spawn
a new representation. {0 1 0 1}
0 1 1 -1
1 0 -1 -1
Example: n= 3, Mn= 5/8
1 -1 1 -1
1 -1 0 1
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [85]

Properties of the EXB representations

Corollary 2:
For each Aj=1 (j>0) in an EXB representations of a
given number Mn , there will be at least one Aj=-1 in another
sequence of same Mn.
This is because the generation process involves
replacing “1” by a “-1”. {0 1 0 1}
0 1 1 -1
1 0 -1 -1
Example: n= 3, Mn= 5/8 1 -1 1 -1
1 -1 0 1

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [86]

Sequences of the EXB representations

y Example for n = 3

y The number of the EXB representations is at least n+1


y There are “1” and “-1” placed in the same columns
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [87]

Back to Switched Capacitor DC-DC Converter

y The EXB representation attributes were used to develop


a new family of SC converters
y Capacitors’ interconnections follow the EXB codes

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [88]

Translating the EXB to Capacitor Connections

n
Mn = A 0 + ∑ A j 2 − j
j

y Mn represents the desired output target voltage


ratio
y Each EXB sequence of Mn is associated with a
switched capacitors topology
y A0 is associated with the input voltage
y Each Aj (j>0) is associated with a flying capacitor Cj
y Polarity of Aj (j>0) indicates polarity of Cj connection
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [89]

Translating the EXB to Capacitor Connections

n
Mn = A 0 + ∑ A j 2 − j
j

y The capacitors are always serially connected to the load


y The source is connected in series with the load (and
capacitors) in opposite polarity

3 A0 – the voltage source 3 Aj – capacitor connection


1: connected -1: charging
0: disabled
0: disconnected
1: discharging

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [90]

All Topological Constraints for Vout = 3/8·Vin

y For VC1=1/2Vin, VC2=1/4Vin, VC3=1/8Vin, the system is in


steady state
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [91]

All Topological Constraints for Vout = 3/8·Vin

n=3
n
Mn = A 0 + ∑ A j 2 − j
j

y There are at least n+1 topologies for each ratio Mn.


(Corollary 1)
y The capacitors are charged and discharged (Corollary 2)

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [92]

The Self-Adjusting Property

The perpetual EXB sequences of the converter

But…
y Is there an unique steady state solution?
y Convergence from start up (zero voltage across the
capacitors)?
y Recovery from load step transient?
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [93]

The EXB as a System of Linear Equations


⎧ Vin - V1 + 0 - V3 = Vo
n

Mn = A 0 + ∑ A j 2 −j
⎪⎪ 0 + V1 + 0 - V3 = Vo
j
⎨ Vin - V1 - V2 + V3 = Vo
⎪ 0 + V1 - V2 + V3 = Vo
For Mn= 3/8 ⎪
⎪⎩ 0 + 0 + V2 + V3 = Vo

Solution of linear equation by hardware!

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [94]

The EXB as a System of Linear Equations


From Corollary 1: ⎧ - V1 - V2 + V3 - Vo = -Vin
Number of equations at least n+1 ⎪ V1 - V2 + V3 - Vo = 0
Number of unknowns n+1 ⎪⎪
⎨ - V1 + 0 - V3 - Vo = -Vin
For n=3 ⎪ V1 + 0 - V3 - Vo = 0

4 unknowns: V0, V1, V2, V3 ⎩⎪ 0 + V2 + V3 - Vo = 0

Divide the system by Vin:


⎧ - 1 ⋅ x1 - 1 ⋅ x2 + 1 ⋅ x3 - 1 ⋅ x 4 = -1
x1 = V1 Vin ⎪
x2 = V2 Vin ⎪ 1 ⋅ x1 - 1 ⋅ x2 + 1 ⋅ x3 - 1 ⋅ x 4 = 0

x3 = V3 Vin ⎨ - 1 ⋅ x1 + 0 ⋅ x2 - 1 ⋅ x3 - 1 ⋅ x 4 = -1
⎪ 1⋅ x + 0 ⋅ x -1⋅ x -1⋅ x = 0
x 4 = Vo Vin ⎪ 1 2 3 4

⎪ 0 ⋅ x1 + 1 ⋅ x2 + 1 ⋅ x3 - 1 ⋅ x 4 = 0

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [95]

The EXB as a System of Linear Equations


⎧ - 1 ⋅ x1 - 1 ⋅ x2 + 1 ⋅ x3 - 1 ⋅ x 4 = -1

⎪ 1 ⋅ x1 - 1 ⋅ x2 + 1 ⋅ x3 - 1 ⋅ x 4 = 0

⎨ - 1 ⋅ x1 + 0 ⋅ x2 - 1 ⋅ x3 - 1 ⋅ x 4 = -1
⎪ 1⋅ x + 0 ⋅ x -1⋅ x -1⋅ x = 0
⎪ 1 2 3 4

⎪ 0 ⋅ x1 + 1 ⋅ x2 + 1 ⋅ x3 - 1 ⋅ x 4 = 0

In the matrix form, vector X is the unknown weighted
voltages
AX = B, where ⎡- 1 - 1 1 - 1 ⎤ ⎡- 1⎤
⎢ 1 -1 1 -1 ⎥ ⎡ x1 ⎤ ⎢ 0⎥
⎢ ⎥ ⎢x ⎥ ⎢ ⎥
A = ⎢- 1 0 - 1 - 1 ⎥ X = ⎢ ⎥ B = ⎢- 1⎥
2

⎢ ⎥ ⎢x3 ⎥ ⎢ ⎥
⎢ 1 0 -1 -1 ⎥ ⎢⎣ x 4 ⎥⎦ ⎢ 0⎥
⎢⎣ 0 1 1 - 1 ⎥⎦ ⎢⎣ 0⎥⎦

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [96]

Solvability of the EXB Linear Equations


yThe Kronecker-Capelli theorem:
A system has at least one solution
if and only if rank(A) = rank(A1)
A solution is unique if and only if
rank(A) = rank(A1) = the number of unknowns

For the voltage ratio Mn= 3/8


the augmented matrix 3 Number of unknowns is 4
⎡- 1 - 1 1 - 1 -1 ⎤ 3 rank(A) = rank(A1) = 4
⎢ 1 -1 1 -1 0

⎢ ⎥ ⎡1 2 ⎤
A1 = ⎢- 1 0 - 1 - 1 - 1⎥ ⎢1 4 ⎥
⎢ ⎥ X = A -1B = ⎢ ⎥
⎢ 1 0 -1 -1 0⎥
⎢1 8 ⎥
⎢⎣ 0 1 1 - 1 0⎥⎦ ⎢⎣3 8⎥⎦
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [97]

Explicating of the Obtained Solution

y At the steady state the capacitors keep the binary


weighted voltages:

VC1 = 1/2∙Vin
VC2 = 1/4∙Vin
VC3 = 1/8∙Vin
Vout = 3/8∙Vin

y The steady state solution follows the EXB sequence

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [98]

Step up conversion
⎧ Vin - V1 + 0 - V3 = Vo
⎪ 0 + V1 + 0 - V3 = Vo
⎪⎪
The step-down case: ⎨ Vin - V1 - V2 + V3 = Vo
⎪ 0 + V1 - V2 + V3 = Vo

⎩⎪ 0 + 0 + V2 + V3 = Vo

⎧ Vo - V1 + 0 - V3 = Vin
⎪ 0 + V1 + 0 - V3 = Vin
⎪⎪
The step-up case: ⎨ Vo - V1 - V2 + V3 = Vin
⎪ 0 + V1 - V2 + V3 = Vin

⎩⎪ 0 + 0 + V2 + V3 = Vin

y Step up by replacing the functions of input and output


Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [99]

Implementation

y The capacitors need to have


3 types of connections -1, 0, 1

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [100]

Experimental evaluation board

Microcontroller PIC18F452 (MICROCHIP)


Quad bilateral CMOS switches MAX4678 (MAXIM)
Ceramic Z5U dielectric capacitors 4.7μF (KEMET)
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [101]

Simulation and Experimental Results


for Starting Up Circuit, Vout = 3/8·Vin

Simulation Experiment

Ch.1: Output voltage


Ch.2: Input voltage
Vertical scale: 1 V/div
Horizontal scale: 10 ms/div
Vin=8V, Load resistor: 3.9 kΩ

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [102]

Efficiency at different Mn vs. Load resistor

Mn= 3/8

Mn= 5/8

Î
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [103]

Efficiency at target voltage

yThe losses are determined by an equivalent resistor Req

T
Vout = Target voltage

Vout
η= T
Vout

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [104]

Testing the Req concept

RoVS
Vo =
Req + Ro

VS
VS Ro = Ro + Req
Ro Vo
Vo

y = x+b

Req = − x y =0

− Req
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [105]

Experimental results for Mn=3/8

y Req= 7.35 Ω

Zoom in

Rds(on)=1.2 Ω (each switch)

y Supported by theoretical analysis

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [106]

Voltage Ripple Reduction


Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [107]

Output voltage Regulation

y Voltage ratios outside the target voltages


y Two approaches examined
y Dithering
y Linear regulator (increasing Req)

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [108]

Output voltage Regulation by Dithering

y Repetitive change of target voltage ratios


y The output voltage is given by a “duty cycle” of dither

Vout 4 3 1 4 2
= ⋅ + ⋅ = = 0.4
Vin 5 8 5 8 5
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [109]

Output voltage ripple


Dithering between
Constant 3/8 ratio
3/8 and 4/8 in 2:1 ratio

Output ripple for Vin = 8V, Load resistor = 437 Ω


Vertical scale: 10 mV/div, Horizontal scale: 100 μS/div

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [110]

Using a Linear Regulator for the LSB


y Small power loss due to close target voltage ratios
y Lower output voltage ripple
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [111]

Generalization to Other Number Systems


n
Nn (r ) = A0r 0 + ∑ A jr − j r= radix
j=1
Aj = jth digit
Digit values= {-(r-1)…-1, 0, 1,…(r-1)}
r-1 capacitors per digit

Example radix 3, 3 bits


N3 (3) = 1⋅ 3 −0 + 0 ⋅ 3 −1 − 2 ⋅ 3 −2 + 1⋅ 3 −3 = 22 ⋅ 3 −3 = 22 / 27

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [112]

Generalization to Other Number Systems


N1( 4)
r= 4, one digit

1/ 4 = 0 ⋅ 4−0 + 1⋅ 4−1 {0 1}

1/ 4 = 1 ⋅ 4 −0 − 3 ⋅ 4 −1 {1 − 3}

3 / 4 = 0 ⋅ 4 −0 + 3 ⋅ 4 −1 {0 3}
3 / 4 = 1 ⋅ 4 −0 − 1 ⋅ 4 −1 {1 − 1}
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [113]

Generalization to Other Number Systems

Applying r=2 (binary) and 2 bits, only 2 capacitors are


required (instead of 3)

Last printed slide

Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [114]

3rd Interim Summary

Binary SCC
High efficiency in wide range of output to input
voltage ratios
2n-1 target voltage ratios with n capacitors
Binary resolution for the adjacent voltage ratios
Relatively large number of switches

Proposed representation by number system


Could help optimizing SCC topologies
Prof. Sam Ben-Yaakov, Switched Capacitors Converters, © S. Ben-Yaakov 2009 [115]

Thanks for your attention


Losses in hard-switched SCC

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Equivalent resistor concept

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Charge pumps and fractional hard-switched SCC

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Analysis of hard-switched SCC

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transformer,” IEICE Transactions Fundamentals 1992, Vol. E75-A, №6, pp. 655-662
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DC converter with low ripple,” Physica B: Physics of Condensed Matter 1997, Vol. 239, Issue 1-2,
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Fractional soft-switched SCC

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capacitor transformer,” ISCAS 1999, Vol. 5, pp. 214-217
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ratios for switched-capacitor resonant converters,” PESC 2001, Vol. 3, pp. 1289-1294
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capacitor quasi-resonant step-down converter,” IEE Proc. Electric Power Applications 2002, Vol.
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APEC 2005, Vol. 3, pp. 1473-1477
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based step-up resonant converters,” IEEE Transactions on Circuits and Systems I: Regular Papers
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[14] Simon S. Ang, Alejandro Oliva, “Power-switching converters,” CRC Press, 2005, 540 p
[15] D. Qiu and B. Zhang, “Discovery of sneak circuit phenomena in resonant switched capacitor
DC-DC converters”, ICIEA 2006
Analysis of soft-switched SCC

[1] K. W. E. Cheng, and P. D. Evans, “Unified theory of extended-period quasi-resonant


converters,” IEE Proceedings - Electric Power Applications 2000, Vol. 147, Issue 2, pp. 119-130
[2] Y.C. Lin, and D.C. Liaw, “Parametric study of a resonant switched capacitor DC-DC
converter,” TENCON 2001, Vol. 2, pp.710-716
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Switched Capacitor Converter,” ICPE 2004, pp. 185-189
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51, №4, pp. 864-873
[5] M. Shoyama, F. Deriha, and T. Ninomiya, “Operation analysis and control of resonant boost
switched capacitor converter with high efficiency,” PESC 2005, pp. 1966-1971
[6] Dongyuan Qiu, Bo Zhang, “Analysis of step-down resonant switched capacitor converter with
sneak circuit state,” PESC 2006, pp. 1-5

Signed-digit binary representation

[1] A. Avizienis, “Signed-digit number representations for fast parallel arithmetic,” IRE
Transactions on Electronic Computers 1961, №10 pp. 389-400
[2] G. W. Reitwiesner, “Binary arithmetic,” Advances in Computers, 1960, Vol. 1, pp. 231-308
[3] Kei Hwank, “Computer Arithmetic: Principles, architecture and design,” John Wiley 1979
[4] J. O. Coleman, and A. Yurdakul, “Fractions in the Canonical-Signed-Digit Number System,”
Conference on Information Sciences and Systems (CISS), 2001
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Tables,” Computers & Electrical Engineering, vol. 29, no. 2, March 2003, pp. 303-315.
[6] S. Veeramachaneni, M. Kirthi Krishna, L. Avinash, P. Sreekanth Reddy, and M. B.
Srinivas, “Novel High-Speed Redundant Binary to Binary converter using Prefix Networks,”
ISCAS 2007, pp. 3271-3274
[7] Nevine Ebeid and M. Anwar Hasan, “On binary signed digit representations of integers,”
Designs, Codes and Cryptography, Vol. 42, No. 1, Jan. 2007, pp. 43-65
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[1] David W. Matula, “Basic Digit Sets for Radix Representation of the Integers,” Proceedings of
4th Symposium on Computer Arithmetic 1978, pp. 1-9
[2] T. C. Chen, “Maximal redundancy signed-digit systems,” Proceedings of Symposium on
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[4] Israel Koren, “Computer arithmetic algorithms,” Prentice-Hall 1993
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Redundant Number Representations with Bounded Carry Propagation Chains,” IEEE Transactions
on Computers 1994, Vol. 43, Issue 8, pp. 880 - 891

Binary SCC prototype

[1] F. Ueno, T. Inoue and I. Oota, "Realization of a new switched-capacitor transformer with a
step-up transformer ratio 2n-1 using n capacitors," ISCAS 1986, pp.805-808
[2] Raul-Adrian Cernea, “Charge pump circuit with exponetral multiplication,” U.S. Patent
5436587, Jul. 25, 1995
[3] Janusz A. Starzyk, Ying-Wei Jan and Fengjing Qiu, “A DC-DC charge pump design based
on voltage doublers,” IEEE Transactions on Circuits and Systems, Part I, vol. 48, No. 3, March
2001, pp. 350-359
[4] F. L. Luo, H. Ye, and M. H. Rashid, “Multiple-lift push-pull switched-capacitor Luo-
converters,” PESC 2002, Vol. 2, pp. 415- 420
[5] X. Kou, K. A. Corzine, Y. Familiant, "Full binary combination schema for floating voltage
source multi-level inverters," IEEE Transactions on power electronics 2002, Vol. 17, Issue 6, pp.
891-897
[6] Meir Shashoua, “High-efficiency power supply,” International Publication WO 02/15372,
Patent Cooperation Treaty, Feb. 21, 2002
[7] K. A. Corzine, X. Kou, “Capacitor voltage balancing in full binary combination schema flying
capacitor multilevel inverters,” IEEE Power Electronics Letters 2003, Vol. 1, Issue 1, pp. 2-5
[8] Meir Shashoua, “High-efficiency power supply,” U.S. Patent 6573695, Jun. 3, 2003
[9] F. L. Luo, and H. Ye, “Positive output multiple-lift push–pull switched-capacitor Luo-
converters,” IEEE transactions on industrial electronics 2004, Vol. 51, №3, pp. 594-602
[10] Y. Liu, and F. L. Luo, “Multilevel inverter with the ability of self-voltage balancing,” IEE
Proceedings - Electric Power Applications 2006, Vol. 153, Issue 1, pp. 105-115

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