Share Registrar

Download as pdf or txt
Download as pdf or txt
You are on page 1of 10

Share Registrar

A share registrar is defined as an institution,


quite often the bank or a trusted company, that
is responsible for tracking and keeping the
records of the bondholders and the shareholders
after the issuer provides securities to the public.
When the issuer requires to make the interest
payment on the bond or dividend payment to the
shareholders, the company refers to a list of the
registered owners looked after by a registrar.
How Does Registrar
Work
Ensure the number of shares
outstanding doesn’t
exceed the no. of shares
approved in the
company’s corporate charter.
A business can continue to
issue the shares
periodically with time, escalati
ng the number of
outstanding shares. It is th
e registrar that
accounts for the issued and a
ll the outstanding
shares, along with the no. o
f shares that are
owned by every individual sha
reholder.
Stockbroker

A stockbroker is a professional
trader who buys and sells shares on
behalf of clients. The stockbroker
may also be known as a registered
representative or an investment
advisor.
KEY TAKEAWAYS

A stockbroker or broker
buys and sells stocks at th
direction of clients. e
Most buy and sell orders
are now made through onli
discount brokers. This auto ne
mated process reduces fees.
Wealthy individuals and in
stitutions continue to use fu
service brokers, who ll-
offer advice and portf
management services as we olio
ll as completing transaction
A stockbroker is also call s.
ed a registered representati
or a broker. The trading ve
or purchase or sale of stoc
on the national stock ex ks
changes are usually execu
through a stockbroker. ted
Act as a “bridge” between
buyers and sellers
Institutional investors
Institutional investors are large market
actors such as banks, mutual funds,
pensions, and insurance companies.
In contrast to individual (retail) investors,
institutional investors have greater
influence and impact on the market and
the companies they invest in.
Institutional investors also have the
advantage of professional research,
traders, and portfolio managers guiding
their decisions.
Different types of institutional investors will
have different trading strategies and invest
in different types of asset.
Controlling Shareholder
known as a controlling interest, is a shareholder
who owns the largest number of a company's
outstanding shares. An entity may be a controlling
shareholder in any of the following scenarios:
An individual can be a controlling shareholder if
he/she owns a significant number of a company's
outstanding shares, even though the percentage
is not a majority.
An individual belongs to a group of shareholders
that hold a majority of the stock of a company.
An individual or person who belongs to a group
(such as a consortium or family) that has control
over the affairs of a company for reasons other
than ownership of shares.
A separate company that buys a majority of the
stock in a company, effectively making the latter
its subsidiary and gaining majority control over
its affairs.
REFERENCES
https://www.investopedia.com/terms/r/registrar.asp

https://www.investopedia.com/terms/s/stockbroker.asp
https://www.adityabirlacapital.com/abc-of-money/what-is-the-importance-of-brokers-in-the-stock-market
https://corporatefinanceinstitute.com/resources/knowledge/trading-investing/stockbroker/
les/financial-theory/11/introduction-institutional-
investing.asp#:~:text=Institutional%20investors%20are%20large%20market,the%20companies%20they%20invest%
20in.
THE END

THANK YOU

You might also like