A Causal Comparative Study On The Effect of Proficiency-Based Education On School Climate
A Causal Comparative Study On The Effect of Proficiency-Based Education On School Climate
A Causal Comparative Study On The Effect of Proficiency-Based Education On School Climate
by
Kay B. York
Liberty University
Doctor of Education
Liberty University
2017
2
by Kay B. York
Doctor of Education
2017
APPROVED BY:
ABSTRACT
has an effect on school climate. With sweeping school reform across the United States,
educators are seeking ways to improve student achievement and maintain a positive school
climate. This study consisted of 87 teachers in proficiency-based high schools and 125 teachers
in non-proficiency-based high schools in New England who were emailed the Secondary School
computed for each teacher group through SPSS. SPSS was also used to conduct separate t tests
for each of the eight domains of the SCAI-S-G in order to compare the two groups. Assumption
testing was carried out with the Kolmogorov-Smirnov and the Wilks-Shapiro tests. Assumptions
of normality were not tenable, therefore, the Mann-Whitney U was run for each of the eight
domains of the SCAI-S-G in order to compare the two groups. In order to limit the risk of type I
error with multiple tests run, a Bonferroni correction was used. The following research question
was examined: Is there a difference between the teachers’ assessments of school climate in a
proficiency-based high school and the teachers’ assessments of school climate in a non-
proficiency-based high school on the eight categories measured by the SCAI-S-G? It was found
that there was a statistical difference in four domains of school climate with non-proficiency-
based schools showing a slightly higher score than proficiency-based schools for physical
environment, student interactions, attitude and culture and community relations. There was no
schools in the domains of faculty relations, leadership and decisions, discipline and learning and
assessment. While these results were surprising, in light of the components of the proficiency-
based model that encompass student-centered learning, relationships and autonomy, the
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information is useful for schools as they strive to build a positive school climate in the midst of
educational change. Recommendations for further research could include: to find out if there is
correlation between the types of leadership in the schools and school climate in proficiency-
based and non-proficiency-based schools, the area of school climate and student outcomes,
conducting research through the lens of the student and parent population with school climate
and proficiency-based and non-proficiency-based education, and research on the impact of self-
Dedication
This research is dedicated to my family who has encouraged me each step of the
way: my husband Brent who has endured many study evenings and has been my strong
support, my children who have cheered me on, as well as my siblings who have encouraged
and prayed for me and to my parents who provided me with faith, determination, and a love
of learning. Thanks also goes out to my colleagues who have helped and encouraged along
the way. And finally, all praise goes to the Lord for His steadfast faithfulness on this
journey!
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Acknowledgments
I would like to acknowledge those on my committee who have provided their time and
guidance to assist me in my doctoral pursuit. To my chair and research consultant, Dr. Michelle
Barthlow, a heartfelt thank you for the time you have invested to help me achieve this goal, your
gentle guidance and encouragement has been amazing! Dr. Holly Couturier, my Maine
connection and Dr. Vance Pickard, thank you for your time and encouragement throughout this
Table of Contents
ABSTRACT .....................................................................................................................................3
Dedication ............................................................................................................................5
Acknowledgments................................................................................................................6
Overview ............................................................................................................................13
Background ........................................................................................................................13
Definitions..........................................................................................................................20
Overview ............................................................................................................................22
Related Literature...............................................................................................................27
Summary ............................................................................................................................48
Overview ............................................................................................................................52
Design ................................................................................................................................52
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Hypotheses .........................................................................................................................53
Instrumentation ..................................................................................................................55
Procedures ..........................................................................................................................58
Overview ............................................................................................................................61
Results ................................................................................................................................64
Hypotheses .........................................................................................................................71
Overview ............................................................................................................................82
Discussion ..........................................................................................................................82
Implications........................................................................................................................89
Limitations .........................................................................................................................92
REFERENCES ..............................................................................................................................94
APPENDICES .............................................................................................................................111
List of Tables
List of Figures
Figure 4: Box and Whisker Plot for Leadership and Decisions scale…………………………..66
Figure 5: Box and Whisker Plot for Discipline and Environment scale………………………..67
Figure 6: Box and Whisker Plot for Learning and Assessment scale…………………………..67
Figure 7: Box and Whisker Plot for Attitude and Culture scale………………………………..68
List of Abbreviations
Overview
This chapter gives the reader some background information on the topic of school climate
and proficiency-based education. It discusses the problem that educational demands place on
schools and the subsequent impact on school climate. The chapter finishes with the purpose and
Background
School climate is something that is taken for granted until it becomes a problem.
Freiberg (1998) likened school climate to the air that we breathe, it is just there and not noticed
until it turns bad. School climate can have a positive or negative effect on students’ learning and
teachers play a major role in the nurturing of a positive school climate (Anari, 2011; Freiberg,
1998; Thapa et al., 2013). With the strong focus on educational reform since the passage of the
No Child Left Behind Act (2001) and ESSA (2015), schools and teachers have been under
pressure to improve student performance (U.S. Department of Education, 2016). This pressure
has increased the stress on teachers and subsequently impacted school climate (Brand, Felner,
Seitsinger, Burns, & Bolton, 2008; Stauffer & Mason, 2013; Zullig, Koopman, Patton, & Ubbes,
2010).
The school climate construct goes back over 100 years with work published by Perry in
1908 (Zullig et al., 2010). However, it was not really studied until the 1950’s when the term
“organizational climate” was coined in the business world as the workplace environment was
scrutinized to look at the effect on productivity (Zullig et al., 2010). In the 1970’s, school
climate was viewed through the lens of researchers as they attempted to connect positive school
climate with better student achievement (Zullig et al., 2010). In 1983, with the publication of the
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federal report, “A Nation at Risk”, schools were put under a microscope. This federal report is
seen as the historical milestone marking the beginning of the accountability era (Tschannen-
Moran & Gareis, 2015). Researchers, school leaders, and even politicians began to seek ways to
“fix” the schools (National Commission on Excellence in Education (NCEE), 1983; Zullig et al.,
2010). Furthermore, education in the 1990’s, focused not only on schools, but on individual
classrooms and teachers. With today’s educational reform, school climate has once again
become the focus of study and the impact that these reforms may have on school climate
Intertwined with school climate and the focus of school reform is the notion that clear
expectations, as expressed in explicit standards and outcomes, will result in improved student
scores (Tschannen-Moran & Gareis, 2015). Furthermore, research has linked positive school
climate to improved student performance (Brand et al., 2008; Kelley, Thornton, & Daughtery,
2005; Thapa et al., 2013). With the triangle of school reform, positive school climate, and
providing students with explicit standards and outcomes, the notion of standards-based education
has resurfaced. Standards-based education has many different names including: performance-
and proficiency-based education (Keenan, 2013; Liebtag, 2013; Marzano, 2012; Schwann &
McGarvey, 2012). For the purpose of clarity, the term proficiency-based education will be used
throughout this paper. Proficiency-based education refers to a system of instruction that includes
instruction, formative and summative assessments that are based on a student’s mastery of
learning targets or standards before a student can progress to the next lesson or level. A
proficiency-based system reports a student’s progress through a report card that shows progress
15
Education, 2015).
Proficiency-based education also came about as a result of the “A Nation at Risk” report
in 1983 (U.S. Department of Education) and No Child Left Behind in 2001. Both the report and
No Child Left Behind highlighted the problem of low student achievement and sought to find
ways to raise student achievement and learning in our nation’s schools. The Common Core State
Standards, another historical marker for standards and accountability, were adopted by many
Association Center for Best Practices and Council of Chief State School Officers, 2010). The
Common Core State Standards provide standards for what students need to know to reach clear,
academic benchmarks (Tschannen-Moran & Gareis, 2015). The development of standards is one
initiative resulting from the educational reform happening in the United States (Clark, 2005).
There are two main theoretical constructs that guide this research. The first is based on
Maslow’s (1943) theory of human motivation and Ryan and Deci’s (2000) self-determination
theory. Maslow’s theory introduced the idea that each person has unique individual needs that
are important to meet in order to meet their full potential (Erickson, 1973; Maslow, 1943; Scales
& Leffert, 2004). These needs include physiological, safety, love, self-esteem and self-
actualization (Maslow, 1943; Scales & Leffert, 2004). Maslow’s defined needs showed an
impact on the choices that an individual made and is further emphasized by Maslow’s statement,
“We are motivated by the desire to achieve or maintain the various conditions upon which these
basic satisfactions rest and by certain more intellectual desires” (Maslow, 1943, p. 394). School
16
climate is impacted by whether a teacher or student’s needs are being met which in turn impacts
the learning and academic success of the students and school (Erickson, 1973; Scales & Leffert,
2004; Thoonen, Sleegers, Oort, Peetsma, & Geijsel, 2011; Wolf, Dulmus, Maguin, & Cristalli,
2013). Deci and Ryan (2000) further the research on motivation and needs of the learner with
the theory of self-determination. Deci and Ryan (2000) examined the needs of an individual and
the psychological needs that motivate a person. Through empirical research, Deci and Ryan
(2000) found that there are three basic needs that foster an individual’s intrinsic motivation
including, competence, relatedness, and autonomy. Maslow’s (1943) theory of motivation and
the recent work of Deci and Ryan’s (2000) self-determination theory, provide a strong
Organizational climate theory is the second theoretical construct guiding this research. It
was originally developed by the business world and based on employee performance (Schneider,
Ehrhart, & Macey, 2013). According to Thoonen et al. (2011), this model ties performance and
motivation in the workplace to different characteristics of the work setting and includes external
factors such as the social or political environment. This model was used to create a framework
to guide research for large-scale reform through the work of Leithwood, Jantzi, and Mascall
(2012). Thoonen et al., (2011) used this model in education as a basis for research on school
climate.
Problem Statement
The world of education over the last twenty years has increasingly focused on high
standards for all students. The No Child Left Behind Act of 2001 required that all students be
tested and found proficient in reading and math through state standardized tests (Parkay, Anctil
& Hass, 2014). This high-stakes testing mandate has affected the climate of our schools (Parkay
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et al., 2014). With the recent passage of The Every Student Succeeds Act (ESSA) in December
of 2015, the federal government demonstrated a continued commitment to high standards and
accountability in education for all students (U.S. Department of Education, 2016). With the
expectations of ESSA, teachers continue to face increasing job demands and are seeking
stringent academic demands. Students come to school, not only with emotional or physical
needs, but also experience stress and test anxiety due to the era of high-stakes testing (Embse &
Hasson, 2012). Although there has been much research done on school climate, Thapa et al.
(2013) called for more research on school climate from multiple perspectives. Furthermore,
Thapa et al. (2013) highlighted a gap in the literature on school climate and called for research
that targets specific aspects, activities or curriculum interventions that may affect not only school
climate but ultimately, teaching and learning. Due to the increasing difficulty in obtaining
consent from schools and parents for research on school climate, Brand et al. (2008), emphasized
the utilization of teacher perspectives, carrying out research, through surveys to guide school
reform through the lens of school climate. Several studies commissioned by the Nellie Mae
Hammond, 2014; LaBanca et al., 2015; Voight, Austin, & Hanson, 2013). The problem is it is
Purpose Statement
The purpose of this causal comparative study is to add to the research on school climate
and find out the impact of proficiency-based education on school climate through the perspective
of high school teachers. The independent variable will be defined as the proficiency-based
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school or the non-proficiency-based school. The dependent variable will be defined as school
climate.
Proficiency-based education is a shift in thinking for some teachers and requires teachers
to give up long-held beliefs regarding teaching and learning (Starr, 2011). Teachers in
proficiency-based classrooms are no longer the “sage on the stage” but a facilitator of student
learning (CompetencyWorks, 2015; Schwahn & McGarvey, 2012). Throughout the United States
there are some schools that have made the shift to proficiency-based education however the
research is limited on whether or not school climate is impacted by this system of instruction
education has an effect on school climate from teachers’ perspectives in high schools in New
England. Proficiency-based education provides students with personalized learning and clear
targets as well as teachers with the opportunity to connect with students and achieve academic
success (Sturgis, 2015; Marzano, Boogren, Heflebower, Kanold-McIntyre, & Pickering, 2012;
Voight, Austin, & Hanson, 2013). Research has linked academic success to positive school
climate (Freiberg, 1998, Gumuseli & Eryilmaz, 2011, Embse & Hasson, 2012). With the push
for academic reform, Thapa et al. (2013) pointed out that school climate is an important
consideration in strengthening instructional supports and called for more research to be done on
school climate linked to various curriculum models or interventions. Therefore, school climate
will be examined through the lens of the proficiency and non-proficiency based model.
Due to the push by several states for proficiency-based education, some districts
throughout the United States have moved to a proficiency-based system. However, there are
schools on both ends of the spectrum, with some schools fully implemented and some schools
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that are still non-proficiency based (Maine Department of Education, 2015, CompetencyWorks,
2015). Districts and schools that have made the change agree that teacher engagement is
important to the change process and dependent on the culture and climate of the schools (Maine
Proficiency-based education provides clear learning targets for students and allows them
to learn at their own pace. This reduces the inequity found in education in the past. According
to Friedlander et al. (2014), students in affluent schools tend to get the individual help that they
need, have choice in their learning process, and experience authentic learning. However,
students in poorly funded schools, low-income areas or schools with a high population of
underserved students, typically do not have the same opportunities for personalized learning and
The path to academic success requires a paradigm shift for many teachers. The literature
pointed to factors that contributed to teacher stress and burnout, with major shifts in school
reform as one of these factors (Anari, 2012; Lim & Eo, 2014; Stauffer & Mason, 2013). With
the stress and demands in today’s schools and classrooms, positive school climate becomes a
major factor in the academic success of schools and students (Thapa et al., 2013). The research
highlighted the importance of teacher engagement in the success of the proficiency-based model
proficiency-based education across New England, this timely study will add to the research on
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proficiency-based education and the impact on school climate. The research will further inform
educators as they move forward in providing the best environment for teaching and learning.
Research Question
proficiency-based high school and a non-proficiency-based high school on the eight categories
measured by The Alliance for the Study of School Climate Secondary Assessment Instrument
(SCAI-S-G)?
Definitions
1. School Climate – “The perceptions and practical realities of those within a school as a
result of everything that happens within that school, defined across eight separate but
inter-related dimensions” (Freiberg, 2005; The Alliance for the Study of School Climate
Survey, 2015).
characteristics and environment of a school and the climate that it promotes” (SCAI-S-
G).
the faculty relate to one another and its effects on the climate of the school” (SCAI-S-G).
expectations, peer interactions, and their place in the school and climate that exists”
(SCAI-S-G).
between the management and discipline approaches used within the school and the
the instructional strategies and the assessment methods used in the school and the climate
8. Dimension 7-Attitude and Culture – “Examines the pervasive attitudes and cultures that
operate within the school and their relationship to the climate” (SCAI-S-G).
9. Dimension 8-Community Relations – “Examines the relationship between the way that
demonstrating mastery of the knowledge and skills they are expected to learn before they
progress to the next lesson, get promoted to the next grade level or receive a diploma. If
instruction, practice time and academic support to help them achieve proficiency, but
they do not progress in their education until expected standards are met” (Maine
instruction and support to meet their individual needs. Learning outcomes include
Overview
This literature review will begin with the discussion of two theoretical frameworks of the
study. The first framework is grounded in the work of Abraham Maslow (1943) and his theory
of human motivation and Ryan and Deci’s (2000) more recent work on motivation with the
development of self-determination theory. The second is the organizational climate theory that is
the foundation of school climate (Schneider et al., 2013). The literature review will then focus
on school climate and the impact on academic success. School climate will be examined through
research in the following eight areas: physical appearance, relationships among faculty, as well
environment, teaching and learning, including assessment, attitude and culture, and community
relations (ASSC, 2015). Finally, proficiency-based education will be explained and connections
made with regard to school climate. Five key elements of a strong proficiency-based model will
be discussed including: student mastery, clear targets with measurable learning objectives,
formative and summative assessment that is meaningful and positive for students, differentiated
teaching and support, and learning targets that include application and creation of new
Theoretical Framework
There are two main theoretical constructs that guided this research. The first is based on
the theory of human motivation (Maslow, 1942; Ryan & Deci, 2000). Maslow’s theory
introduced the idea that each person has unique individual needs that are important to fulfill in
order to meet their full potential (Erickson, 1973; Maslow, 1943; Scales & Leffert, 2004). These
needs include physiological, safety, love, self-esteem and self-actualization (Maslow, 1943;
23
Scales & Leffert, 2004). Maslow’s defined needs affect the choices that an individual makes as
emphasized by Maslow’s statement, “We are motivated by the desire to achieve or maintain the
various conditions upon which these basic satisfactions rest and by certain more intellectual
desires (Maslow, 1943, p. 394). School climate is impacted by whether a teacher or student’s
needs are being met which in turn impacts the learning and academic success of the students and
school (Erickson, 1973; Scales & Leffert, 2004; Thoonen et al., 2011; Wolf et al., 2013).
Building on the work of Maslow, Ryan and Deci (2000) co-founded the self-
determination theory and further defined and explained human motivation. Self-determination
theory aligns with Maslow’s work on human motivation and the idea that all human beings have
basic needs both physical and psychological that must be met in order to reach one’s full
potential (Ryan & Deci, 2000). Ryan and Deci (2000) identified three needs important for the
The researchers pointed out the importance of motivation in many settings, including the
educational setting. Motivation provides not only energy but also direction and perseverance and
Self-determination theory further explains what motivates people and examines types of
motivation and how they are manifest in different situations (Ryan & Deci, 2000). In its
simplest form, motivation can be broken down into two types. The first type is autonomous
motivation also known as intrinsic motivation. The second type is controlled motivation also
known as extrinsic motivation (Deci & Flaste, 1995; Ryan & Deci, 2000).
is not dependent upon any type of reward. However, it is unclear why motivation has a tendency
to decrease as students progress through school (Ryan & Deci, 2000). Therefore, Ryan and Deci
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(2000) sought to understand this phenomenon through self-development theory and researched
human motivation not only from a needs standpoint but also to discover conditions that fostered
intrinsic motivation. The researchers found that classroom models and curriculum that supported
competence, autonomy, and relatedness promoted intrinsic motivation (Deci & Flaste, 1995;
individual taking on challenges that are not too hard or too easy but provide a meaningful
challenge that when achieved provides an individual with a sense of accomplishment and
competence (Deci & Flaste, 2000). High standards and rigor do not guarantee positive outcomes
if an individual perceives that they are unattainable (Dweck, Walton, & Cohen, 2014). As an
individual perceives competence, this inspires intrinsic motivation (Deci & Flaste, 1995).
autonomy must also be present (Ryan & Deci, 2000). “People must not only experience
competence or efficacy, they must also experience their behavior as self-determined for intrinsic
motivation to be in evidence” (Ryan & Deci, 2000, p. 70). Autonomy rather than control is
important in fostering intrinsic motivation (Ryan & Deci, 2000). Choice and the free will of the
individual related to the task or activity that they are involved in provides autonomy. Feedback
that is not given to control a person’s actions but to encourage and support that person where
they are, will result in that person feeling competent (Deci & Flaste, 1995). Research has shown
that students taught in a controlling environment show less initiative, less motivation, and learn
less (Grolnick & Ryan, 1987; Utman, 1997). Through their research, Ryan and Deci (2000)
understanding of tasks that require application, creativity or higher order thinking skills (Deci &
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Flaste, 1995). This has also been found to hold true in areas other than education and work, such
as sports and music (Frederick & Ryan, 1995). Deci and Flaste (1995) stressed the importance
of competence and autonomy related to intrinsic motivation and success for an individual (Deci
(Ryan & Deci, 2000). Relatedness is defined as, “the need to feel connected with others…the
need to love and be loved, to care and be cared for” (Deci & Flaste, 1995, p. 88). This
caring relationships in a student’s academic success (Allen et al., 2013; Drolet & Arcand, 2013;
Hawkins, Monahan, & Oesterle, 2010; Murray-Harvey, 2010; Petty, Wang, & Harbaugh, 2013).
Intrinsic behaviors are positively impacted in individuals who experienced a sense of belonging
In order to better understand self-determination theory, one must examine and understand
even praise (Deci & Flaste, 1995). Ryan and Deci (2000) found through their research that this
type of motivation produces compliance that tends to produce less learning or understanding and
more anxiety, depression, or narcissism. It may also produce defiance and result in negative
behaviors or behaviors opposite to the desired outcome (Deci & Flaste, 1995). In education,
this controlled motivation may also produce more rote learning, learning for “the test” and less,
deeper learning and understanding of the material (Deci & Flaste, 1995). The research of
Adams, Forsyth, Dollarhide, Miskell, and Ware (2015), further corroborated autonomous
motivation. These researchers found that schools who emphasized autonomy, competence, and
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relationships and did not control student behaviors through rewards and punishment were found
The second theoretical construct that guided this research is the theory of organizational
climate. It was originally developed for the business world and based on employee performance
(Schneider, Ehrhart, & Macey, 2013). Most of the research on the organizational climate theory
started in 1950 and attempted to look at the environment of businesses and the impact on morale,
productivity, and turnover (Zullig et al., 2010). Organizational climate is defined as, “the shared
perceptions of and the meaning attached to the policies, practices, and procedures employees
experience and the behaviors they observe getting rewarded and that are supported and
expected” (Schneider et al., 2013, p. 362). Performance and motivation in the workplace are tied
to different characteristics of the work setting and includes external factors such as the social or
political environment (Thoonen et al., 2011). As workers start in a new job or position, they
observe the culture and climate of the organization. Through observation and experiences,
including the type of motivation presented, the individual worker makes decisions on
performance according to the impact it will have on their psychological well-being (Wolf,
Dulmus, & Maguin, 2012). Organizational climates that provide a safe environment to learn
from mistakes or failure, and resolve problems are important for successful outcomes (Wolf et
al., 2012). Prior research regarding organizational climate established that the characteristics and
conditions of the organization had more impact on climate than individuals in the organization
(Schneider et al., 2013). A shared perception of individuals within the organization, however,
may affect the overall climate and organizational outcomes (Wolf et al., 2013). The literature
also indicated a strong connection between poor organizational climate and poor results. This
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highlighted the need for best practices in an organization to ensure an improvement in climate
that ultimately produces quality outcomes (Schneider et al., 2013). It is important to note that
Wolf et al. (2013) pointed out that there were not a large number of studies that specifically
linked organizational climate to client outcomes. Further research may be appropriate in this
area.
climate, researchers found four essential areas important including: safety, relationships,
teaching and learning, and institutional environment (Anderson, 1982; Brand et al., 2008; Miller
& Fredericks, 1990; National School Climate Center, 2015; Thoonen et al., 2011). Each of these
areas will be examined through an educational lens and their impact on schools and student
success.
Related Literature
School Climate
According to the Center for Social and Emotional Education, “School climate is based on
patterns of peoples’ experiences of school life and reflects norms, goals, values, interpersonal
relationships, teaching and learning practices, and organizational structures” (National School
Climate Center, 2015). School climate forms the core of a school. A positive school climate
draws students, teachers, administrators, and other staff members to enjoy coming each day
(Freiberg, 2005). School climate is part of a healthy school environment and is not something
that can be addressed once and fixed. Nurturing school climate takes time, continuous care, and
Voight, Austin, and Hanson (2013) carried out an extensive study on what makes a
school successful. Their research associated the climate of a school with a school’s success more
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than a school’s resources. The essential areas associated with school climate impacted the
success of the students and school more than resources such as money, teacher experience or
support service (Voight et al., 2013). School climate can be shaped and impacted by school
districts and therefore is an important consideration in regard to school reform and success
(Voight et al., 2013). Van Ryzin (2011) also found that perceptions of school climate were
connected to engagement and academics. With many research studies linking positive school
climate to teacher and student engagement as well as academic success for students, it is
important for schools to better understand areas that impact school climate (Brand et al., 2008;
Freiberg, 1998; Stauffer & Mason, 2013; Thapa et al., 2013). There are eight essential areas of
school climate that will be examined through research in order to better understand what
encompasses school climate; physical appearance, relationships, safety, leadership and decision-
making, discipline environment, learning, instruction, and assessment, attitude and culture, and
community relations (Adams et al., 2015; Alliance for the Study of School Climate, 2014;
Physical appearance. The physical appearance of the school including the conditions of
the facility and building, impact the climate of the school in various ways (Uline, Wolsey,
Tschannen-Moran, & Lin, 2010). The poor quality of facilities may detract good teachers from
wanting to work in such an environment. This in turn impacts the quality of teaching and
learning for students and ultimately impacts school climate (Horng, 2009; Uline et al., 2010).
Research further shows that teachers and students in schools with poor quality facilities and low
resources show a reduction in efficacy and motivation to achieve (Horng, 2009; Uline et al.,
2010). Uline et al. (2010) pointed out, however, that in one school studied, the facilities were
inadequate yet the teachers and students worked hard to build a climate of school pride and
29
community and positively impacted school climate and achievement. Uline et al. (2010)
discussed earlier research that found cleanliness and neatness of a school were preferred by all
stakeholders more than newer facilities and may explain why schools that had poor resources
still ranked high in school climate. As more research is conducted in this area, findings may
point to a better understanding of the relationship between the physical environment and positive
school climate. Uline et al. (2010) also noted that further research should investigate the extent
to which the physical environment impacts not only an individual’s attitudes and behaviors but
patterns of norms, goals, values, and interactions that shape relationships in schools provide an
essential foundation for school climate” (Cohen & Geier, 2010, p. 3). Relationships in a school
setting happen not only between colleagues but also between teachers and students. These
relationships combined together have an impact on the quality of school climate and ultimately
the quality of academic life (Bird, Martin, Tummons, & Ball, 2013).
Faculty relations. The importance of positive relationships among faculty plays a vital
role in building a positive school climate. Collegial interactions are important in fostering
respect as well as the sharing of ideas that combat feelings of isolation (Conner, 2014).
Troman’s (2008) case study found that relationships mattered to teachers as they discussed their
collaboration and relationship building of faculty that in turn helps to foster a positive school
climate and subsequently, impacts academic achievement (Southern Regional Education Board,
2009, 2012). Conner (2014) also pointed out that this collaboration among staff likewise acts as
relationships for adolescents (Allen et al., 2013; Drolet & Arcand, 2013; Hawkins, Monahan, &
Oesterle, 2010; Murray-Harvey, 2010; Petty, Wang, & Harbaugh, 2013). The research
highlighted the importance of positive support from caring adults. Adolescents expressed their
need for positive relationships and the need to be heard and understood (Drolet & Arcand, 2013).
Research has shown that interactions in the school setting with teachers impacted the students’
attitudes toward school and ultimately toward academics (Bird et al., 2013; Reglin, 1990; Roeser
& Eccles, 1998). It was also found that the positive student-teacher relationship increased
student participation and satisfaction with school. This in turn raised academic motivation, and
effected the student absence rate and dropout rate (Bird et al., 2013; Wentzel, Battle, Russell, &
Looney, 2010). Positive student-teacher relationships helped the student to feel connected to the
school. This school connectedness showed a link to positive outcomes and also lessened the
probability of other negative behaviors and risk (Hawkins, Monahan, & Oesterle, 2010).
Murray-Harvey (2010) provided empirical evidence for the importance of teachers building
positive relationships with students that not only impacts students socially and emotionally but is
also essential for improving academic achievement. The emotional connection in the classroom
is a key piece in predicting student learning and encompasses not only positive student and
teacher relationships but also positive peer interactions (Allen et al., 2013).
Peer to peer. Maslow (1943) listed self-esteem as an important, basic need. Self-esteem
is linked to the amount of perceived social support among students and a sense of belonging. As
social support increases, a person’s self-esteem increases (Budd, Buschman, & Esch, 2009). A
sense of belonging is defined by whether or not a student feels accepted and valued as part of the
school community (Frehill & Dunsmuir, 2015; Goodenow & Grady, 1993). The literature
31
addressed the strong need for students to feel like they belong and the impact it has on school
success (Allen et al., 2013; Aryana, 2010; Cohen & Garcia, 2008; Goodenow & Grady, 1993;
Osterman, 2000). The research highlighted the importance of a student’s need for a sense of
belonging with peers in the school and coincided with Maslow’s theory on the defined needs of
an individual (Parkay, Anctil, & Hass, 2014; Scales & Leffert, 2004). The need for a sense of
belonging can be traced back to the research of Goodenow and Grady (1993) that emphasized
the correlation between a student’s sense of belonging and academic motivation and
achievement. According to Goodenow and Grady (1993), “Students’ subjective sense of school
engagement, and participation, especially among students from groups at risk of school dropout”
(p. 60). Maslow’s theory is again emphasized as research highlighted the importance of student
belongingness in achieving academic success. Students who do not feel that they belong, or
believe that they are welcomed and respected in the school will start to disengage and eventually
drop out (Finn & Rock, 1997; Goodenow & Grady, 1993). Wallace, Ye, and Chhuon (2012),
noted that students needed to have a sense of belonging in areas of their life where they spend
significant amounts of time and gave evidence to the connection between academic achievement
and sense of belonging. The research of Kingery, Erdley, and Marshall (2011) indicated robust
study also found that a student’s sense of belonging predicted academic success in both high and
low poverty areas (Irvin, Meece, Byun, Farmer, & Hutchins, 2011). It is important to note that
one research study, while finding no correlation between self-esteem, which is linked to a sense
of belonging, and student achievement, also found that self-esteem had no negative effect on
32
achievement (Baumeister, Campbell, Krueger, & Vohs, 2003). Further research may be
impacts the climate of the classroom and the school. Supportive peer relationships were found to
strengthen a positive learning climate (Bryk, Sebring, Allensworth, Luppescu, & Easton, 2010).
The significance of peer acceptance and friendships is supported by Burack et. al’s (2013)
research that found peer acceptance and friendships, and not parent or cultural affiliations,
Positive student interaction also supported instruction and learning through the use of
methods such as cooperative learning (D. Johnson, R. Johnson, & Roseth, 2010). Classroom and
school climates that encouraged students to learn together, share, teach each other and value each
other produced a positive social interdependence and higher achievement (D. Johnson, R.
Johnson, & Roseth, 2010). The promotion of positive peer relationships through such avenues as
cooperative learning fostered self-esteem and supported the belief that a higher self-esteem is
A sense of belonging in the classroom was also linked to a student’s ability to feel
confident and competent in regard to academics in the classroom (Darragh, 2013). Darragh
(2013) found a direct association between confidence, competence, and a sense of belonging in a
mathematics classroom. This research aligned with Ryan and Deci’s (2000) self-development
research highlighted the strong connection between self-efficacy and motivation. This sense of
self-regulation is key in goal setting and persistence in following a task to completion (Erdem &
33
Demirel, 2007). “There is evidence that a high sense of self-efficacy supports motivation, even
when the feeling of efficacy is unrealistically high” (Woolfolk as cited in Erdem & Demirel,
2007). Research has shown that schools can impact the development of self-efficacy through
relationship building with staff and peers. Schools can also help raise students’ self-efficacy
levels through curriculum, instruction, and support that promote academic success (Carlisle,
2011; Scales & Tacccogna, 2000; Starkman, Scales, & Roberts, 1999).
It is important to note that Wentzel’s (2009) research found that older students were more
than likely to share academic failures and successes than younger students possibly in order to
gain help in school. This is further explored through the research of Lynch, Lerner, and
Levanthal (2013) who found peers influenced behaviors both within the circle of friends and the
larger peer group. These findings are inconsistent with other research that demonstrated students
are less likely to seek help from peers as they grow older (Altermatt, 2011; O’Neel & Fuligni,
2013). A Chinese study challenged the association of sense of belonging and academic
achievement. The researchers found no direct correlation between sense of belonging and
academic success (Liu & Lu, 2010). However, with the study limited to Chinese students, the
researchers explained that Chinese high school is very difficult and cognitive factors may play a
role in academic achievement more than a student’s sense of belonging (Liu & Lu, 2010).
Strong research supports the important role of peers in the educational environment.
Consequently, schools should consider the role of peers when working to improve academic
success. The influence of peer culture in school, however, requires further research and study
Safety. The need to feel safe remains fundamental to a student’s success. Maslow
(1943) showed the need all humans have for safety. This is socially, emotionally, intellectually,
34
and physically important for all human beings. Schools must ensure that both teachers and
students have the basic need of safety met before teaching and learning can occur (Thapa,
Cohen, Guffey, & Higgins-D’Allessandro, 2013). Research has shown that schools where
students do not feel either emotionally or physically safe with peers, have higher rates of
absenteeism and lower academic achievement (Astor, Guerra, & Van Acker, 2010; Gregory et
al., 2010). Voight et al. (2013) provided additional research that showed the importance of
providing a safe and supportive environment to support optimal student performance. Cornell
and Mayer (2010) added to the literature on the impact of disorder in schools due to student
behaviors that disrupt the classroom and school environment and have been shown to impact
learning and academic achievement. Schools that had clear and consistent rules provided
students with a feeling of safety and well-being (Bosworth, Ford, & Hernandaz, 2010). It is
important to note, however, that schools with safety and order issues must not only look at
classroom management and instruction but also take a more interdisciplinary approach with other
stakeholders in the community, including mental health providers (Cornell & Mayer, 2010). As
Maslow (1943) and Ryan and Deci (2000) demonstrated, the physical and psychological human
needs must be met in order to achieve success academically and ultimately in life. As Cornell
and Mayer (2010) shared from the Goals 2000, Educate America Act, “by the year 2000, every
school in America will be free of drugs and violence and the unauthorized presence of firearms
and alcohol, and will offer a disciplined environment conducive to learning” (Goals 2000:
Educate America Act, 1994). While this valued goal remains unmet as of today, a safe
Leadership and decision-making. Research shows that the school administration plays
a vital role in determining school climate (Hough & Schmitt, 2011; May & Sanders; Southern
Regional Education Board, 2009, 2012; Zullig et al., 2010). Beaudoin (2011) pointed out that
transformational leaders are the driving force behind positive school reform and climate. At the
building level, this leadership should focus on fostering collaboration and empowering teachers
to create the optimal learning environment for students (McCarley, Peters, & Decman, 2014).
Principal’s role. The leadership of the school plays a major role in the development of
positive school climate that in turn impacts any type of school reform and the change process
(May & Sanders, May & Supovitz, 2011; Sebastian & Allensworth, 2012). Park’s (2012)
research gave empirical evidence that a principal’s leadership style contributed to a school
climate that is open to change and innovation. The scope of leadership responsibilities varied
across districts. May and Supovitz (2011) focused on three areas important to measuring
leadership; having a clear vision for the school, building and supporting a collaborative climate,
and supporting teachers’ instructional practices. Thoonen et al. (2011) found that
transformational leadership practices such as vision building and individual support promoted
teacher empowerment. Leaders who provided support and time for teachers to collaborate were
found to be more effective in positive school climate and increased academic improvement
(Southern Regional Education Board, 2012). Leaders who provided professional development
and intellectual stimulation fostered a climate of collaboration and trust (Thoonen et al., 2011).
Tschannen-Moran and Gareis’ (2015) found a strong correlation between trustworthy leadership
and the cultivation of a strong school climate. These findings are in agreement with the
extensive research of Kouzes and Posner (2012) who shared that a leader’s behavior is vital to
the success of an organization. According to Kouzes and Posner (2012), this behavior should
36
lead to intentional practices including, “Model the way, inspire a shared vision, challenge the
process, enable others to act, and encourage the heart” (p. 29).
While many studies provided evidence of leadership practices that were found to be
effective in positive school climate and transformative change, May and Supovitz (2011) took
the research one step further and examined the scope of a principal’s efforts and the impact on
school climate and instruction. Their research found that a principal’s influence on targeted,
individual teachers impacted school improvement more than broad-based influence involving the
whole school (May & Supovitz, 2011). According to Park (2012), school administrators tend to
overlook or neglect stakeholders in the change process. This impacts the success of school
change. Kouzes and Posner (2012) shared the importance of helping individuals within an
organization to develop and increase their abilities, self-determination, and confidence that in
turn will produce strong leaders and a climate of engagement and success. May and Supovitz
(2011) cautioned, however, that only targeting individual teachers may not be the best practice in
every situation and suggested that a principal utilize a combination of broad and targeted
influence. Successful principals act as role models, provide direction for the school, support for
teachers, and create a climate of collaboration and trust (Thoonen et al., 2011).
student behaviors are factors in a positive or negative school climate (ASSC, 2015; Zullig,
Huebner, & Patton, 2010). Strong leadership was found to connect to an orderly learning
environment that in turn had a positive effect on school climate (Sebastian & Allensworth,
2012). Shindler, Jones, Williams, Taylor, and Cadenas (2011) also found that individual
teacher’s management styles affected not only student achievement but also school climate.
Management styles that promoted a sense of responsibility for one’s actions and empowered
37
students to be self-directed learners were associated with a positive school climate (Shindler et
al., 2011). Teachers willing to build relationships and who are committed to the students and
the concept of teaching and learning centered on the teacher as instructor. Research increasingly
points to a shift with the teacher as a facilitator of learning (Khan, 2012; Marzano, 2012;
Schwahn & McGarvey, 2011). With the age of technology and the Internet, students have
information at their fingertips. Although information is easy to find and constantly changing in a
global world, students need a teacher who can help them apply the information in various ways
such as comparing, classifying, analyzing, investigating and inventing (Klein, 2013; Marzano &
Kendall, 2008).
A classroom climate that fosters inquiry in a safe environment with high expectations and
achievable goals will help students achieve academic success (Hoy, 2012). High expectations
factors that promote long-term learning and achievement” (Dweck et al., 2014, p. 4). Fostering
academic tenacity can be accomplished by challenging students with high standards and the
expectation that with the proper support and scaffolding, students will be successful (Dweck et
al., 2014; Deci & Flaste, 1995; Schwahn & McGarvey, 2011).
According to Marzano (2007), teaching is an art. Teachers have the ability to impact the
effectiveness of the classroom and school not only with climate but also student learning and
academic success (Marzano et al., 2012; Tschannen-Moran & Gareis, 2015). Classrooms that
meet individual student needs and assist students to become self-regulated with authentic
38
interactions between peers and teachers are important features to make schools a positive
providing students with clear expectations and goals to achieve in the classroom, teachers are
promoting effective instructional strategies and fostering a positive school climate. Academic
rigor is supported by providing students with clearly defined learning outcomes and assists in the
development of an outstanding academic school climate (Bryk et al., 2010, Marzano et al.,
2012). Effective management strategies such as cooperative learning, respect and trust, and
strong relationships in the classroom setting, all help to promote a positive climate (Thapa et al.,
2012). Not only do these strategies contribute to effective classroom pedagogy and affect school
climate, they also align with a proficiency-based model of instruction (Schwahn & McGarvey,
2011).
Teacher’s role. The vision and mission of the school as well as the improvement of
educational practices is part of the important role of a teacher in today’s schools (Kilinc, 2014).
We need teachers who are leaders both in and out of the classroom. Teacher leadership is
defined as teachers who lead in and outside of the classroom, and contribute to the community of
learners through best teaching practices to increase school improvement (Katzenmeyer & Moller,
2009). Teachers promote a positive school climate when practicing collaboration and
establishing supportive relationships throughout the school (Kilinc, 2014; Sweetland, & Hoy,
2000). Kurt, Duyar, and Calik (2012) further emphasized that a positive or negative school
climate impacted the relationships between colleagues and teachers and students. Research has
shown that students placed high value on positive relationships with adults who cared about
39
them. Students reported appreciation of adults who listened to them, helped them to improve,
and supported them (Drolet & Arcand, 2013). This type of relationship builds trust, which in
turn helps to build a positive school climate (Drolet & Arcand, 2013). Drolet and Arcand (2013)
also found that students expressed their appreciation of adults who acknowledged what they
could do and worked with them to find ways to develop the student’s individual academic talent.
Effective management in the classroom supports both positive school climate and school
change (Newberry, Gallant, & Riley, 2013). According to the National School Climate Center
(2015), teachers should be intentional in promoting a positive school climate by being role
models, managing classrooms that allow for trust and respect, and providing strong pedagogy.
Some examples of strong pedagogic methods are those found in cooperative learning, service
learning, and proficiency-based learning (Marzano et al., 2012; National School Climate Center,
2015). While research has shown that positive relationships with peers positively effects
cognitive development, teachers cannot make students have friends. They can, however, employ
classroom strategies and methods such as mentioned above, including the organization of
cooperative learning groups and one to one teaching to foster relationships in the school setting
(Johnson & Roseth, 2010). It should be noted that proficiency-based education encourages small
Attitude and culture. The school environment involves not only how teachers and
students feel connected to the school but also involves the leadership of the school and
professional attitudes of the school staff. Each of these variables has an effect on the total school
environment (National School Climate center, 2015). School practices that involve leaders with
a strong vision and teachers that focus on relationships and relevant instruction contribute to a
school’s academic success (Walters et al., 2014). Friedlaender et al. (2014) found a common
40
thread among successful schools. Successful schools all emphasized the idea that every student
has the potential to learn to high standards. This attitude should drive the vision of the school
and the practices of each stakeholder in the school community to achieve success (Friedlaender
et al., 2014).
School connectedness. The Centers for Disease Control and Prevention provides a clear
definition of school connectedness as “the belief held by students that adults and peers in the
school care about their learning as well as about them as individuals” (CDC, 2015, para. 1).
School connectedness is nurtured through the promotion of a sense of belonging within the
school community. Acceptance and value to the organization promotes this sense of belonging
(Frehill & Dunsmuir, 2015; Goodenow & Grady, 1993). The research also highlighted the
importance of other stakeholders and their feelings of connectedness to the organization, built
through trust and collaboration (Kouzes & Posner, 2012). Trust is the foundation to building and
sustaining connections (Kouzes & Posner, 2012). According to Bennis and Nanus, “Trust is the
emotional glue that binds followers and leaders together” (1997, p. 142).
The literature addressed the strong need for students to have a sense of belonging and the
subsequent impact on school success (Allen et al., 2013; Aryana, 2010; Cohen & Garcia, 2008;
Goodenow & Grady, 1993; Osterman, 2000). Goodenow and Grady (1993) defined sense of
belonging as “the extent to which students feel personally accepted, respected, included, and
supported in the school social environment” (p. 60). Students who feel connected to their school
are more likely to have better academic achievement and school attendance (CDC, 2015; Klem
& Connell, 2004, Wentzel et al., 2010). The literature also pointed out that school connectedness
is linked to a positive school climate and feeling safe at school (Mehta, Cornell, Fan, & Gregory,
2012). Mehta et al.’s (2012) research supported the school safety research that showed students
41
who felt unsafe or bullied, showed less connectedness and low engagement at school (Astor et
al., 2010; Gregory et al., 2010; Thapa et al., 2013; Voight et al., 2013).
community members, and other organizations has been shown to improve and expand learning
opportunities and build relationships that promoted a positive school climate (Perkins, 2008).
The research pointed to the relationship between community and school improvement and the
desire of community to be involved with the school (Ice, Thapa, & Cohen, 2015).
engagement (Uline et al., 2010). The condition of physical facilities also factors in attracting
quality teachers and staff. School leaders realize that well maintained, welcoming school
environments may effect decisions made by community members, taxpayers, and policymakers
who make choices on whether or not to allocate resources for school improvement (Uline et al.,
2010).
involvement made a significant difference in a child’s education. The results of the meta-
analysis found an association between parent involvement and a child’s academic success. It
also showed the importance of this involvement with various populations as well as various
Galassi, 2010). Schools need to engage parents and community members in the educational
process, asking for input, and communicating resources that are available to promote academic
success (Griffin & Galassi, 2010). Parents and community members need to feel welcome in the
42
school and are more likely to communicate with school personnel and access resources to
support academic achievement if they have a sense of community (Griffin & Galassi, 2010).
Proficiency-Based Education
As the research demonstrates, there is a strong case for the importance of positive school
climate. Attention to the needs of teachers and students supports a positive school climate
(Newberry et al., 2013). In light of the school reform occurring across the United States, many
studies pointed out that schools must find ways not only to promote a positive school climate but
also to facilitate student learning and achievement (Corrigan, D’Alessandro, & Brown, 2013;
Hoy, 2012; Kilinc, 2014; Stauffer & Mason, 2013; Thoonen et al., 2011; Wentzel et al., 2010).
As Freiberg (2005) stated, “Continuous improvement requires continuous information about the
One of the major reforms sweeping the nation is the Common Core State Standards
created by the Council of Chief State School Officers and the National Governors Association
(NGA & CCSSO, 2010). The Common Core State Standards were designed to provide clear
academic benchmarks and standards that provide equity, clarity, and collaboration in and among
schools (Liebtag, 2013). Proficiency-based education is one way to implement the Common
Core State Standards and move towards a more individualized approach of teaching and learning
and also encompass many of the essential areas that promote a positive school climate (Maine
Melville, Bartley, and Weinburgh (2012) pointed out that lasting student gains are
dependent on teachers and students working together for the common good. Proficiency-based
are given the individual academic support needed to assist them in mastery of knowledge at their
own pace (Maine Department of Education, 2015). Tschannen-Moran and Gareis (2015)
reasoned that if schools are clear about standards and assess students on these standards and
educators are held accountable, then academic performance will improve. This sounds
simplistic, however, many factors impact academic performance including the area of school
climate. Education is complex and schools need to find ways to meet the needs of the learner in
the twenty-first century (Tschannen-Moran & Gareis, 2015). Voight et al. (2013) highlighted the
outcomes of over 300 studies from the U.S. Department of Education that demonstrated the
importance of high expectations, learning connected to students’ needs, and small group
instruction to increase academic success. Proficiency-based education is one model that many
Students today have very different needs, experiences, and expectations than schools
structured 100 years ago (Schwahn & McGarvey, 2011). Technology not only provides
knowledge and information at the touch of a button, it also provides schools with many more
options for learning (Khan, 2012). Today’s world requires a workforce that is not just proficient
in math and reading but able to solve problems, synthesize, and conceive new ideas (Khan,
2012). Proficiency-based education does not rely on tests or one-shot snapshots of a student’s
performance but understands that students learn at different rates and in different ways and
scaffolding gives support for students that is more individualized to their needs, and quality
feedback that assists students in reaching high standards (Dweck et al., 2014). The students are
44
able to utilize feedback to improve their learning and ensure that targets or standards are met
theorists found important in motivation for academic success including competence, autonomy,
and relatedness (Ryan & Deci, 2000). Students are provided the scaffolding needed to feel
competent and yet have autonomy in learning choices (Dweck et al., 2014). Sense of belonging
smaller learning communities within the school (Dweck et al., 2014). Many studies have shown
the power behind school connectedness and the desire for students to get one-on-one attention
from their teachers (Allen et al., 2013; Aryana, 2010; Cohen & Garcia, 2008; Dweck et al., 2014;
The research with organizational climate theory aligns with the proficiency-based model
highlighting the importance of a work or educational environment that provides a safe, positive
environment where failure is not an option. Instead, students know what they need to learn, and
mistakes are an avenue to feedback that promotes learning (Dweck et al., 2014; Marzano, 2012;
The research remains unclear whether or not proficiency-based education has an impact
on teacher satisfaction and ultimately school climate. Sturgis (2015) pointed out several factors,
however, that may promote teacher satisfaction and thereby impact school climate. Teachers in a
proficiency-based model have more autonomy in how they design the learning pathways for their
students (Sturgis, 2015). There is also more emphasis on one to one planning and small group
instruction. This fosters relationships that are key in a positive school climate
(CompetencyWorks, 2015; Sturgis, 2015). Finally, a shared leadership and collaborative effort
45
among staff was found in successful proficiency-based school models that promoted respect and
There are five main elements that are key in proficiency-based education: student
mastery, clear targets with measurable learning objectives, formative and summative assessment
that is meaningful and positive for students, differentiated teaching and support, and learning
targets that include application and creation of new knowledge (CompetencyWorks, 2015). It
was also noted that strong teachers and leaders are part of an effective proficiency-based model
(CompetencyWorks, 2015).
Student mastery and clear targets go hand in hand. Students are expected to master
specified content that is clearly defined. Clear targets are important to the success of students. If
students are provided with a clear target, they will hit it (Stiggins, 2014). The materials,
assignments, and teaching instruction align with the specified content to provide clearly defined
targets for mastery (Deci, 2009; Schwahn & McGarvey, 2011). The learning is personalized with
support and teaching is based on an individual’s needs. Student progress is tracked and
advancement made upon mastery (Marzano, 2012; Schwahn & McGarvey, 2011). A phrase
often used in regard to proficiency-based education is, “Learning is constant, and time is the
Along with clear targets, formative assessments that help students understand what they
know and what they need to work on is important before they demonstrate mastery of the
with feedback on what students have learned so that support is provided for student mastery
(Friedlaender et al., 2014; Marzano, 2012; Schwahn & McGarvey, 2011). High standards and
rigor do not guarantee positive student outcomes if students do not perceive that they can attain
46
them (Dweck et al., 2014). “The effects of any educational intervention depend on its
psychological meaning to the students” (Dweck et al., 2014, p. 24). Challenging work should be
presented in a positive way so that it does not overwhelm or discourage students but provides the
supports necessary to foster success (Dweck et al., 2014). It also involves engagement of the
student through instruction and activities that provide choice and significance. This engagement
is connected to autonomous motivation through choice and relevance (Deci, 2009, Deci & Flaste,
Differentiated teaching and support for individualized student learning also impacts
student achievement (Haystead, 2010). Schools need to provide individual support both in
school and out of school that builds confidence and competence. Both areas will boost
motivation that is intrinsically based and a good foundation for school success (Walters et al.,
2014). Individualized learning gives students a choice in their learning. It also helps bridge the
gap between real world skills and a traditional curriculum (Dachtler, 2015).
Finally, according to Marzano and Kendall (2008) learning targets that include higher
order thinking are an important part of proficiency-based education. The focus is not on the
attainment of knowledge but on what the student does with the knowledge. It goes beyond recall
and encourages students to investigate, experiment, problem solve, make decisions, and invent
(Marzano & Kendall, 2008). Educational reform has typically focused on curriculum and how it
is presented. With the knowledge that self-development theory presents, and the research
available on non-cognitive or motivational factors, schools need to challenge students with high
Murray-Harvey (2010) found that schools with teaching interventions that built
supportive relationships helped to counteract the stressful environments that students may
47
encounter outside of school. These environments provided for the positive relationships that
the teacher-student relationship as they work in small groups and individually as well as planning
educational pathways that meet individual student needs (Schwahn & McGarvey, 2011).
Proficiency-based education also provides students with the means to take responsibility.
Students must not only take responsibility to plan their own learning, they are an important part
of their peers’ learning (Khan, 2012). This aligns with the research showing the importance of
peer interactions in relation to academic success (Aryana, 2010; Bryk et al., 2010; Drolet &
Arcand, 2013; Johnson & Roseth, 2010; Klem & Connell, 2004).
In order for schools to embrace the change necessary for proficiency-based education to
take root, the perspective of the self-determination theory should be noted. It is necessary for
teachers and students to internalize the importance of this type of reform (Deci, 2009).
the need for competency, autonomy, and a sense of relatedness (Deci, 2009; Ryan and Deci,
2000). These needs also support ownership and commitment to educational reform (Deci, 2009;
As research has noted, organizational climate theory and subsequent school climate
research demonstrated the need for best practices in an organization that foster a positive climate
(Adams et al., 2015; Alliance for the Study of School Climate, 2014; Friedlaender, 2014;
Schneider et al., 2013; Voight, Austin, & Hanson, 2013; Wolf et al., 2013). Proficiency-based
education may be one educational practice that leads to improved climate that ultimately
produces quality outcomes ( CompetencyWorks, 2015; Schwahn & McGarvey, 2011; Sturgis,
2015).
48
Summary
The theories that guided this research are the theory of human motivation through the
work of Maslow (1943) and Ryan and Deci (2000) and organizational climate theory. Maslow’s
(1943) work introduced the idea that each person has needs that must be met in order for
motivation to positively impact an individual’s choices. Ryan and Deci’s (2000) self-
determination theory delves deeper into human motivation and examines intrinsic and extrinsic
motivation. Intrinsic motivation, also called autonomous motivation, is at the core of creativity,
responsibility, academic success, and lasting change (Deci & Flaste, 1995). Ryan and Deci’s
(2000) research focused on conditions that fostered intrinsic motivation. The researchers found
that competence, autonomy, and relatedness are important factors in nurturing intrinsic
light of school climate and academic success. Extrinsic motivation, also known as controlled
motivation, produces compliance for task completion or learning that is initiated by negative or
positive control but does not always produce lasting change or deeper learning (Ryan & Deci,
2000).
Organizational climate theory began in the business world and was the springboard for
school climate research (Schneider et al., 2013; Thoonen et al., 2011; Zullig et al., 2010). School
climate research has grown over the last few years as school reform has resurfaced (Brand et al.,
2008; Tschannen-Moran & Gareis, 2015; Stauffer & Mason, 2013; Zullig et al., 2010). With
education reform at the forefront due to the No Child Left Behind federal legislation and the
adoption of the Common Core State Standards (National Governors’ Association Center for Best
Practices & Council of Chief State School Officers, 2010), school climate has once again
become a focus as schools seek educational reform (Stauffer & Mason, 2013; Zullig et al., 2010).
49
School climate is defined as “the quality and character of school life” (National School
Climate Center: School Climate, 2015, para. 3). Research has shown that school climate, in
relation to student achievement, has a positive correlation with school engagement and academic
success (Anari, 2011; Freiberg, 1998; Gumuseli & Eryilmaz, 2011; Embse & Hasson, 2012; Van
Ryzin, 2011; Thapa et al., 2013). There are several essential areas that research found important
to school climate. They are: safety, relationships, teaching and learning, and the school
Education reform brought about the creation of Common Core State Standards and with
of Education, 2015; NGA & CCSSO, 2010). Proficiency-based education has many different
Keenan, 2013; Liebtag, 2013; Schwann & McGarvey, 2012). It is defined as instruction,
assessment, and grading based on student mastery of specific standards. Students are not bound
by class or time but must meet specific standards before they move on to the next level. Students
receive differentiated instruction and support to meet their individual needs. The classroom
environment encourages students to take responsibility for their learning. Learning outcomes
(CompetencyWorks, 2015; Maine Department of Education, 2015). Research has shown the
importance of positive relationships and a sense of belonging on an individual’s success and also
the impact on school climate (Anari, 2011; Freiberg, 1998; Gumuseli & Eryilmaz, 2011; Embse
& Hasson, 2012; Van Ryzin, 2011; Thapa et al., 2013). Proficiency-based education offers the
50
necessary elements to improve school climate through relationship building in the classroom and
focusing on the needs of each individual to assist them in working to their potential and
experiencing academic success. This relates well to the research on motivation by Maslow
(1943) and Ryan and Deci (2000) that highlighted the importance of competence, autonomy, and
relatedness.
students but also fosters competency. Competency must accompany autonomy according to
Ryan and Deci (2000). Proficiency-based classrooms encourage autonomy through choice in
activities and learning that takes place on an individual level (CompetencyWorks, 2015;
Schwahn & McGarvey, 2011). Competence and the perception of autonomy promote intrinsic
The self-determination theory also emphasized the need for relatedness. Ryan and Deci’s
(2000) research pointed out that relatedness is important for intrinsic motivation to flourish. The
and small group interactions with both teachers and peers (Bird et al., 2013; Bryk et al., 2010;
Schwahn & McGarvey, 2011; Wentzel et al., 2010). Cooperative learning promotes positive
peer relationships that foster self-esteem and that Aryana (2010) confirmed impacts academic
achievement.
With the explosion of technology and the changing needs of businesses and organizations
in today’s world, schools are challenged to meet these needs by changing how students are
educated (Schwahn & McGarvey, 2011). The proficiency-based model provides the cognitive
scaffolding needed to meet individual student needs (Dweck et al., 2014). It also provides
51
teachers and students with the framework to experience success in the classroom that in turn
fosters a positive climate (Maine Department of Education, 2015; Melvin & Bartley, 2012;
Tschannen-Moran & Gareis, 2015; Schwahn & McGarvey, 2011). This research study will add
to the research regarding school climate by focusing on a gap in the literature that targets a
effect on school climate as well as teaching and learning (Thapa et al., 2013).
52
Overview
This chapter focuses on the research design, the hypotheses, and a detailed look at the
participants, setting, the instrument utilized for research, the procedures, and data analysis.
Design
which the researcher sought to identify if there is a difference between school climate in a
and reporting that is based on students demonstrating mastery of the knowledge and skills they
are expected to learn before they progress to the next lesson, get promoted to the next grade level
defined as school climate. “School climate refers to the quality and character of school life.
School climate is based on patterns of students’, parents’ and school personnel’s experience of
school life and reflects norms, goals, values, interpersonal relationships, teaching and learning
practices, and organizational structures” (National School Climate Center: School Climate, 2015,
para. 3). This design is appropriate as Gall, Gall and Borg (2007) stated, “Causal-comparative
present or absent… and then determining whether the groups differ on the dependent variable”
(p. 306). The dependent variable is continuous in nature and the independent variable is a
53
dichotomous nominal-level discrete variable which is appropriate when analyzing the data using
Research Question
proficiency-based high school and a non-proficiency-based high school on the eight categories as
measured by The Alliance for the Study of School Climate Secondary Assessment Instrument
(SCAI-S-G)?
Hypotheses
attitude and culture in a proficiency-based high school and a non-proficiency-based high school
The participants for this study were taken from a convenience sample of high schools in
For the purpose of this study, the type of school was identified according to whether or not the
school report card used is proficiency-based in all content areas. Gall, Gall, and Borg (2007)
pointed out that many times researchers must do a convenience sample in order for the study to
be conducted. Due to the large geographic area of New England and the small size of many
schools, multiple schools were part of the study to obtain a sufficient sample size. In order to
ensure an appropriate sample size based on Gall et al. (2007), medium effect size and statistical
power at .7, this study included 87 teachers from proficiency-based high schools and 125
teachers from non-proficiency based high schools. The participants consisted of 77 male and 135
participants having 0-5 years of experience, 37 survey participants with 6-10 years of experience,
79 survey participants with 11-20 years of experience and 54 survey participants with 20+ years
55
Native American-3 and other-6. The representation of content levels is as follows: English
Language Arts-27, Math-34, Social Studies-22, Science-26, Special Education-27 and other-76.
Instrumentation
This study used a survey developed by the Alliance for the Study of School Climate, with
the purpose of investigating the difference between the teachers’ assessments of school climate
proficiency-based school. The survey tool is called the Secondary School Climate Assessment
Instrument-General (SCAI-S-G) specifically designed for use with teachers, administrators, and
external assessment consultants. Approval was granted to use the SCAI-S-G in the research
study (see Appendix A). All surveys were returned to ASSC through an online link and data
compiled by ASSC.
rating by an independent study of climate instruments and has also been approved by the U.S.
Department of Education Office of Safe and Supportive Schools (Alliance for the Study of
School Climate, 2014). This instrument was also used in many research studies (Gangi, 2010;
Shindler, Jones, Williams, Taylor, & Cadenas, 2009; Thapa et al., 2013). Cronbach’s alpha
coefficient for internal consistency reliability for the survey tool was calculated by adding
together the questions for each of the sub-scales, and then dividing by the total number of items
present in the scale. Using this coding format allowed the average of the composite scale to be
interpreted as a function of the original measurement metric of the scale (i.e., a scale of 1 to 4).
This was done for each sub scale to determine Cronbach’s alpha of reliability. Each of the sub-
scales of the SCAI are all above the accepted standard for a reliable instrument of 0.7 with each
56
of the sub-scales holding a Cronbach’s alpha reliability measure at .77 or higher. The individual
coefficients for each sub-scale are as follows: physical environment-.77, faculty relations-.89,
and assessment-.90, attitude and culture-.91 and community relations-.80, N=212 (ASSC, 2015).
Validity for the instrument was demonstrated through face, construct, and predictive validity
(ASSC, 2015). Face validity is demonstrated, as each of the item descriptions will be familiar to
participants and mirrors what takes place within the school setting (ASSC, 2015). The items also
reflect current research in regard to characteristics found within effective schools (ASSC, 2015).
Construct validity on each of the eight sub-scales is grounded in a theoretical set of constructs
that relate to each other both practically and theoretically (ASSC, 2015). This indicates that the
items were created based on principles that predict a school’s success. In other words, if certain
characteristics are found in a school, then it is more than likely that other characteristics will also
be found (ASSC, 2015). Predictive validity is shown as stated by The Alliance for the Study of
School Climate, “The SCAI is predictive of student achievement and as a reliable measure of
internal locus of control producing behaviors it is predictive of outcomes related to the level of
The eight sub-scales are defined as follows and describe the dimensions of the SCAI-S-G
in order to provide a more complete picture of school climate. In the SCAI-S-G, physical
appearance looks at the relationship between the physical setting of the school, including how
others view it. It also incorporates the custodial staff and their role and expectations (ASSC,
2015). Faculty relations looks at relationships between faculty members and the level of respect
and collaboration that is present (ASSC, 2015). Student interactions examine peer relationships
relative to school climate. It also looks at whether these interactions are intentional or accidental
57
(ASSC, 2015). The administrative leadership style is examined in the sub-scale of leadership
and decision-making. The shared vision of the school community is also examined (ASSC,
2015). Discipline and management examines discipline styles and also strategies that focus on
student responsibility and motivation. Teacher-student interactions are also given consideration
in relation to the climate (ASSC, 2015). Learning and assessment examines learner centered
instruction and clear learning targets (ASSC, 2015). Attitudes and culture is the seventh sub-
scale in the SCAI-S-G and examines social and communal bonds as well as prevailing attitudes
in the school including a sense of pride in the school (ASSC, 2015). The final sub-scale is
community relations. This encompasses the community’s attitudes toward and perceptions of
the school as well as the degree to which the school is a part of the community (ASSC, 2015).
Each item is rated on a three-point Likert scale with ratings that range from high to low.
Participants will be asked to select the rating that best describes the school currently and
low=1. The eight sub-factors include a different number of items under each one and are listed
items, leadership and decisions-11 items, discipline environment- 10 items, learning and
assessment-12 items, attitude and culture-10 items, and community relations-7 items. The scores
on the SCAI-S-G can range from a low of 0 to a high of 237. The high scores range from 159-
237 and describe a positive school climate that depicts a collaborative school, with a vision that
drives effective, student-centered teaching and learning. The school vision and mission would
also include teaching and learning built on clear standards and assessments that measure a
student’s progress towards mastery (ASSC, 2015). The middle scores on the SCAI-S-G range
58
from 80-158 and describe a school climate that depicts a collegial school with a vision that has
good intentions that may work most of the time. However, the teacher is the central part of the
learning environment. Student voice and choice is also not a significant part of the learning
process. The school follows standards and assessments created and defined by external entities
with a mix of student success (ASSC, 2015). The low scores on the SCAI-S-G can range from
0-79. These scores would indicate a school climate that is focused on the faculty and staff and
their interests. The atmosphere is competitive, contentious and unfriendly with poor
relationships among staff and students. Learning is not student-centered and assessments are
used to punish or motivate learning in a negative way. The whole educational experience has a
Procedures
IRB approval was secured for the research study (see Appendix E). Following
IRB approval, ASSC was contacted to work out final details needed to carry out the inventory
including payment for the use of the survey and how it would be emailed to participants. The
identified New England high school principals in proficiency-based schools and non-proficiency
based schools were contacted by telephone to explain the research study and obtain consent. In
order to preserve the anonymity of the survey, the researcher sent a link to the survey and
consent form (Appendix D) to principals and the principals sent out the link to their staff. An
explanation of the voluntary study was sent with the link so that teachers were fully informed
and if requested, a paper copy was provided (Appendix C). The email explained that the
principals of the participants’ schools had granted prior approval. The SCAI-S-G was given in
an online format provided by ASSC to participating high school teachers, unless a paper copy
was specifically requested. A few days following the requested deadline specified for
59
respondents to complete the assessment survey, the principals were contacted with a follow up
email and another link with an appeal for a response from their staff (Gall et al., 2007).
All principals were sent a follow up, thank you email to be distributed to their staff, once
the assessment survey was completed. The principals were also given the opportunity to request
Data Analysis
Prior to all statistical analyses, there were several data preparation steps taken. The
original dataset consisted of a sample of 405, however, the data was restricted to 212 valid cases
present for all the dependent variables. List-wise deletion was used during all analyses for
missing variables for the independent samples t-test (Allison, 2002). An exploratory analysis of
data was conducted with descriptive statistics computed for each teacher group. Gall et al.
(2007) pointed out that usually the descriptive statistics reported include the group mean and
standard deviation. Next a t test for the difference between two sample means was conducted.
The two teacher groups were compared in each of the eight categories of the SCAI-S-G survey
with a separate t test for each comparison. The data was examined to accept or fail to reject the
null hypothesis for each category. Gall et al. (2007) emphasized the importance of a separate t
test for each category explaining that there is more of a chance to find a significant difference
between groups by comparing the groups on a number of variables. For each t test there are
three assumptions regarding the scores. According to Gall et al. (2007), “The first assumption is
that the scores form an interval or ratio scale of measurement” (p. 315). The second and third
assumptions are that score variances for the populations under study are normally distributed and
equal (Gall et al., 2007). A box and whisker plot was run and any outliers dismissed. The
researcher checked for normality using Kolmogorov-Smirnov and the Shapiro-Wilks test (Green
60
and Salkind, 2014). Some violations of normality were found and noted. The Levene’s Test for
Equality of Variance was run to find out if the population distributions consisted of the same
variances with the hope that the F ratio will be nonsignificant (Warner, 2013).
In order to limit the risk of type I error with multiple tests run, a Bonferroni correction
was used (Warner, 2013). The Bonferroni correction is calculated by dividing the alpha level of
.05 by the number of tests run, which in this research is 8, with the new alpha level set at .006.
The null hypothesis was rejected with statistical significance if p < .006. The effect size is
Due to violations that the Shapiro-Wilks and the Kolmogorov-Smirnov tests showed,
assumption of normality was not tenable (Green and Salkind, 2014). Therefore, a non-
parametric test, Mann-Whitney U, was conducted and results reported. Scores are converted to
ranks and therefore, outliers do not have as much significance on results (Warner, 2013). Due to
the use of the non-parametric Mann-Whitney U, outliers were not excluded (Warner, 2013).
61
Overview
proficiency-based high school and a non-proficiency based high school from the teacher’s
based. The dependent variable is school climate measured through the eight categories in the
SCAI-S-G.
This chapter begins with a review of the research question that navigates this study,
followed by the eight null hypotheses associated with that question. The descriptive statistics are
Research Question
proficiency-based high school and a non-proficiency-based high school on the eight categories as
measured by The Alliance for the Study of School Climate Secondary Assessment Instrument
(SCAI-S-G)?
Null Hypotheses
attitude and culture in a proficiency-based high school and a non-proficiency-based high school
Descriptive Statistics
Descriptive statistics are presented as frequencies for the categorical variables for
proficiency based and non-proficiency based schools as noted in Table 1 (Ritchey, 2008).
Slightly more than half (58.7%) of the sample is in non-proficiency based schools.
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Table 1
Percentages and Frequencies, Study Variables
Frequency Percent
Non-PBE schools 125 58.7%
PBE schools 87 40.8%
N 212 100.0%
Descriptive statistics including the means and standard deviations were calculated for all
variables in Table 2. Ritchey (2008) notes that for continuous variables, means and standard
deviations are the appropriate descriptive statistics to report. It is important to note that for every
(Table 2). This indicates that there is a difference between the two types of schools in regard to
Table 2
Means and Standard Deviations, Study Variables
Non-PBE
PBE schools
schools
Variables M SD M SD
Physical Environment 3.93 0.66 3.33 0.71
Results
with the research question, a series of independent samples t-tests were used. As Ritchey (2008)
notes, the use of an independent samples t-test is appropriate when the dependent variable is
variable. These criteria are satisfied under the current circumstances. Gall et al. (2007) also
emphasized the importance of a separate t-test for each category, explaining that there is more of
variables.
Assumption Tests
For each t-test, the assumption of normality was checked utilizing the Shapiro-Wilks test
and the Kolmogorov-Smirnov test (Green and Salkind, 2014). These tests were performed for all
non-proficiency based and proficiency based variables. The results of the Kolmogorov-Smirnov
tests are displayed in Table 3, while results of the Shapiro-Wilks tests are displayed in Table 4.
65
Table 3
Tests of Normality, Kolmogorov-Smirnov Tests
Kolmogorov-Smirnov
Statistic Df P
Physical Environment Non-PBE 0.178 124 0.000
Physical Environment PBE 0.100 81 0.045
Faculty Relations Non-PBE 0.116 119 0.000
Faculty Relations PBE 0.110 79 0.018
Student Interactions Non-PBE 0.092 116 0.018
Student Interactions PBE 0.116 81 0.009
Leadership & Decisions Non-PBE 0.103 115 0.004
Leadership & Decisions PBE 0.096 77 0.078
Discipline & Environment Non-PBE 0.121 113 0.000
Discipline & Environment PBE 0.103 74 0.052
Learning & Assessment Non-PBE 0.112 110 0.002
Learning & Assessment PBE 0.097 77 0.068
Attitude & Culture Non-PBE 0.085 108 0.051
Attitude & Culture PBE 0.095 75 0.094
Community Relations Non-PBE 0.115 107 0.001
Community Relations PBE 0.097 80 0.061
As Table 3 indicates, all of the variables violate the assumption of normality except for
Leadership and Decisions PBE, Discipline and Environment PBE, Learning and Assessment
PBE, Attitude and Culture non PBE, Attitude and Culture PBE and Community Relations PBE.
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Table 4
Tests of Normality, Shapiro-Wilk Tests
Shapiro-Wilk
Statistic Df Sig.
Physical Environment Non-PBE 0.921 124 0.000
Physical Environment PBE 0.982 81 0.333
Faculty Relations Non-PBE 0.949 119 0.000
Faculty Relations PBE 0.902 79 0.000
Student Interactions Non-PBE 0.972 116 0.015
Student Interactions PBE 0.983 81 0.342
Leadership & Decisions Non-PBE 0.932 115 0.000
Leadership & Decisions PBE 0.951 77 0.005
Discipline & Environment Non-PBE 0.953 113 0.001
Discipline & Environment PBE 0.977 74 0.197
Learning & Assessment Non-PBE 0.969 110 0.011
Learning & Assessment PBE 0.921 77 0.000
Attitude & Culture Non-PBE 0.960 108 0.002
Attitude & Culture PBE 0.985 75 0.545
Community Relations Non-PBE 0.949 107 0.000
Community Relations PBE 0.971 80 0.063
As Table 4 indicates, all of the variables violate the assumption of normality except for
Physical Environment PBE, Student Interactions PBE, Discipline and Environment PBE,
Attitude and Culture PBE and Community Relations PBE. Due to the results of these tests, the
assumption of normal data was not tenable. This may be due to the fact that the teacher groups
were not equal with slightly more than half (58.7%) of the sample from non-proficiency-based
schools. With the violation of non-normal data, the non-parametric Mann-Whitney U test was
Data was screened by checking for outliers for all eight of the dependent variables via
box and whisker plots (Green and Salkind, 2014). The box and whisker plots are shown in
As can be seen by Figure 1, there are 7 outliers for Non-PBE schools and 4 outliers for
PBE schools.
As can be seen by Figure 2, there are 2 outliers for Non-PBE schools and 2 outliers for
PBE schools.
68
As can be seen by Figure 3, there are 2 outliers for Non-PBE schools and 2 outliers for
PBE schools.
Figure 4. Box and Whisker Plot for Leadership and Decisions scale.
As can be seen by Figure 4, there are 2 outliers for Non-PBE schools and 3 outliers for
PBE schools.
69
Figure 5. Box and Whisker Plot for Discipline and Environment scale.
As can be seen by Figure 5, there is 1 outlier for Non-PBE schools and no outliers for
PBE schools.
Figure 6. Box and Whisker Plot for Learning and Assessment scale.
As can be seen by Figure 6, there is 1 outlier for Non-PBE schools and 3 outliers for PBE
schools.
70
Figure 7. Box and Whisker Plot for Attitude and Culture scale.
As can be seen by Figure 7, there are 2 outliers for Non-PBE schools and no outliers for
PBE schools.
The Kolmogorov-Smirnov tests were run with and without the outliers with no change in
the results. With the Mann-Whitney U test utilized in this research, Warner (2014) indicates that
outliers are not a problem in non-parametric analyses and can be left alone.
71
Hypotheses
The first null hypothesis states, H01: There is no statistically significant difference
this hypothesis, an independent samples t-test was conducted. The use of an independent
samples t-test is appropriate when the dependent variable is continuous in nature and the
satisfied under the current circumstances. The results are reported in Table 5. It was found that
the independent variable (t=6.18; p=0.000). Levene’s test for homogeneity of variance shows
that the data are homoscedastic (F=0.409; p=0.523). The analysis indicates that teachers in non-
relative to teachers in proficiency-based schools (M=3.33), therefore the null is rejected with p
<.006. The data was run with and without outliers with no change in results.
Due to violations that the Shapiro-Wilks test and the Kolmogorov-Smirnov test showed,
assumption of normality was not tenable (Green and Salkind, 2014). For the K-S test, in the
based, D(81)=.100, p=.045. With these violations of normality evident, a non-parametric test,
Mann-Whitney U was conducted. The use of the Mann-Whitney U test is appropriate when
assumption of normality is not tenable (Warner, 2013). This criterion is satisfied under the
current circumstances. The results are reported in Table 6. It was found that the domain of
physical environment yielded a statistically significant difference. The analysis indicates that
72
= 0.000. Therefore, the null is rejected with p <.006. It is important to note that these results
The second null hypothesis states, H02: There is no statistically significant difference
between the teachers’ assessments of faculty relations in a proficiency-based high school and a
hypothesis, an independent samples t-test was conducted. The use of an independent samples t-
test is appropriate when the dependent variable is continuous in nature and the independent
variable is a dichotomous, nominal-level discrete variable (Ritchey, 2008). These criteria are
satisfied under the current circumstances. The results from the independent samples t-test are
reported in Table 5. The results indicated no significant differences between the teachers’
results, the researcher failed to reject the null hypothesis. The data was run with and without
Due to violations that the Shapiro-Wilks test and the Kolmogorov-Smirnov test showed,
assumption of normality was not tenable (Green and Salkind, 2014). For the K-S test, in the
D(79)=.110, p=.018. With these violations of normality evident, a non-parametric test, Mann-
Whitney U was conducted. The use of the Mann-Whitney U test is appropriate when assumption
of normality is not tenable (Warner, 2013). This criterion is satisfied under the current
73
circumstances. The results are reported in Table 6. The results indicated there were no
based high school (M=90.09) and a non-proficiency-based high school (M=105.75), Z = -1.886;
p = .059. Based on the non-significant results, the researcher failed to reject the null hypothesis.
It is important to note that these results agree with the t test results above.
The third null hypothesis states, H03: There is no statistically significant difference
between the teachers’ assessments of student interactions in a proficiency-based high school and
hypothesis, an independent samples t-test was conducted. The use of an independent samples t-
test is appropriate when the dependent variable is continuous in nature and the independent
variable is a dichotomous, nominal-level discrete variable (Ritchey, 2008). These criteria are
satisfied under the current circumstances. The results are reported in Table 5. It was found that
the domain of student interactions yielded a statistically significant difference as a function of the
independent variable (t=2.66; p=0.008). Levene’s test for homogeneity of variance shows that
the data are homoscedastic (F=0.860; p=0.355). The analysis indicates no significant differences
(M=3.95) and proficiency-based schools (M=3.75). The researcher failed to reject the null
hypothesis. The data was run with and without outliers with no change in results.
Due to violations that the Shapiro-Wilks test and the Kolmogorov-Smirnov test showed,
assumption of normality was not tenable (Green and Salkind, 2014). For the K-S test, in the
based, D(81)=.116, p=.009. With these violations of normality evident, a non-parametric test,
74
Mann-Whitney U was conducted. The use of the Mann-Whitney U test is appropriate when
assumption of normality is not tenable (Warner, 2013). This criterion is satisfied under the
current circumstances. The results are reported in Table 6. It was found that the domain of
student interactions yielded a statistically significant difference. The analysis indicates that
.002. Therefore, the null is rejected with p <.006. It is important to note that these results do not
The fourth null hypothesis states, H04: There is no statistically significant difference
between the teachers’ assessments of leadership and decisions in a proficiency-based high school
this hypothesis, an independent samples t-test was conducted. The use of an independent
samples t-test is appropriate when the dependent variable is continuous in nature and the
criteria are satisfied under the current circumstances. The results are reported in Table 5. The
results indicated no significant differences between the teachers’ assessments of leadership and
(M=3.88), (t=1.99; p=0.047). Levene’s test for homogeneity of variance shows that the data are
homoscedastic (F=0.698; p=0.405). Based on the non-significant results, the researcher failed to
reject the null hypothesis. The data was run with and without outliers with no change in results.
Due to violations that the Shapiro-Wilks test and the Kolmogorov-Smirnov test showed,
assumption of normality was not tenable (Green and Salkind, 2014). For the K-S test, in the
75
parametric test, Mann-Whitney U was conducted. The use of the Mann-Whitney U test is
appropriate when assumption of normality is not tenable (Warner, 2013). This criterion is
satisfied under the current circumstances. The results are reported in Table 6. The results
indicated there were no significant differences between the teachers’ assessments of leadership
school (M=104.32), Z = -2.385; p = .017. Based on the non-significant results, the researcher
failed to reject the null hypothesis. It is important to note that these results agree with the t test
results above.
The fifth null hypothesis states, H05: There is no statistically significant difference
investigate this hypothesis, an independent samples t-test was conducted. The use of an
independent samples t-test is appropriate when the dependent variable is continuous in nature
and the independent variable is a dichotomous, nominal-level discrete variable (Ritchey, 2008).
These criteria are satisfied under the current circumstances. The results from the independent
samples t-test are reported in Table 5. The results indicated no significant differences between
(M=3.83) and a non-proficiency-based high school (M=3.91), (t=1.00; p=0.321). Based on the
non-significant results, the researcher failed to reject the null hypothesis. The data was run with
Due to violations that the Shapiro-Wilks test and the Kolmogorov-Smirnov test showed,
assumption of normality was not tenable (Green and Salkind, 2014). For the K-S test, in the
based, D(74)=.103, p=.052. With these violations of normality evident, a non-parametric test,
Mann-Whitney U was conducted. The use of the Mann-Whitney U test is appropriate when
assumption of normality is not tenable (Warner, 2013). This criterion is satisfied under the
current circumstances. The results are reported in Table 6. The results indicated there were no
= -1.485; p = .138. Based on the non-significant results, the researcher failed to reject the null
hypothesis. It is important to note that these results agree with the t test results above.
The sixth null hypothesis states, H06: There is no statistically significant difference
between the teachers’ assessments of learning and assessment in a proficiency-based high school
this hypothesis, an independent samples t-test was conducted. The use of an independent
samples t-test is appropriate when the dependent variable is continuous in nature and the
criteria are satisfied under the current circumstances. The results from the independent samples
t-test are reported in Table 5. The results indicated no significant differences between the
and a non-proficiency-based high school (M=3.91), (t=0.32; p=0.750). Based on the non-
significant results, the researcher failed to reject the null hypothesis. The data was run with and
77
Due to violations that the Shapiro-Wilks test and the Kolmogorov-Smirnov test showed,
assumption of normality was not tenable (Green and Salkind, 2014). For the K-S test, in the
parametric test, Mann-Whitney U was conducted. The use of the Mann-Whitney U test is
appropriate when assumption of normality is not tenable (Warner, 2013). This criterion is
satisfied under the current circumstances. The results are reported in Table 6. The results
indicated there were no significant differences between the teachers’ assessments of learning and
school (M=95.23), Z = -.371; p = .711. Based on the non-significant results, the researcher failed
to reject the null hypothesis. It is important to note that these results agree with the t test results
above.
The seventh null hypothesis states, H07: There is no statistically significant difference
between the teachers’ assessments of attitude and culture in a proficiency-based high school and
hypothesis, an independent samples t-test was conducted. The use of an independent samples t-
test is appropriate when the dependent variable is continuous in nature and the independent
variable is a dichotomous, nominal-level discrete variable (Ritchey, 2008). These criteria are
satisfied under the current circumstances. The results are reported in Table 5. It was found that
the domain of attitude and culture yielded a statistically significant difference as a function of the
independent variable (t=2.86; p=0.004). Levene’s test for homogeneity of variance shows that
78
the data are homoscedastic (F=0.199; p=0.656). The analysis indicates that teachers in non-
proficiency-based schools (M=3.88) have a slightly higher score in the domain of attitude and
culture relative to teachers in proficiency-based schools (M=3.59), therefore the null is rejected
with p <.006. The data was run with and without outliers with no change in results.
Due to violations that the Shapiro-Wilks test and the Kolmogorov-Smirnov test showed,
assumption of normality was not tenable (Green and Salkind, 2014). For the K-S test, in the
based, D(75)=.095, p=.094. With these violations of normality evident, a non-parametric test,
Mann-Whitney U was conducted. The use of the Mann-Whitney U test is appropriate when
assumption of normality is not tenable (Warner, 2013). This criterion is satisfied under the
current circumstances. The results are reported in Table 6. It was found that the domain of
attitude and culture yielded a statistically significant difference. The analysis indicates that
teachers in non-proficiency based schools (M=102.06) have a slightly higher average rank on
.002. Therefore, the null is rejected with p <.006. It is important to note that these results agree
The eighth null hypothesis states, H08: There is no statistically significant difference
this hypothesis, an independent samples t-test was conducted. The use of an independent
samples t-test is appropriate when the dependent variable is continuous in nature and the
criteria are satisfied under the current circumstances. The results are reported in Table 5. It was
found that the domain of community relations yielded a statistically significant difference as a
function of the independent variable (t=4.09; p=0.000). Levene’s test for homogeneity of
variance shows that the data are homoscedastic (F=3.228; p=0.074). The analysis indicates that
teachers in non-proficiency-based schools (M=4.07) have a slightly higher score in the domain of
null is rejected with p <.006. The data was run with and without outliers with no change in
results.
Due to violations that the Shapiro-Wilks test and the Kolmogorov-Smirnov test showed,
assumption of normality was not tenable (Green and Salkind, 2014). For the K-S test, in the
based, D(80)=.097, p=.061. With these violations of normality evident, a non-parametric test,
Mann-Whitney U was conducted. The use of the Mann-Whitney U test is appropriate when
assumption of normality is not tenable (Warner, 2013). This criterion is satisfied under the
current circumstances. The results are reported in Table 6. It was found that the domain of
community relations yielded a statistically significant difference. The analysis indicates that
teachers in non-proficiency based schools (M=106.90) have a slightly higher average rank on
.000. Therefore, the null is rejected with p <.006. It is important to note that these results agree
Table 5
Independent Samples t-Test Results,8 domains of SCAI-S-G
Non-PBE
PBE schools
schools
Variables M SD M SD T p
0.000
Physical Environment 3.93 0.66 3.33 0.71 6.18
Table 6
Mann Whitney U test ,8 domains of SCAI-S-G Results,8 domains of SCAI-S-G
Non-PBE
PBE schools
schools
Variables Mean Rank Mean Rank Z p
Overview
This chapter begins with a discussion of the results and implications of this study in light
of the theory and research outlined in the literature review. The chapter presents the limitations
Discussion
The purpose of this quantitative, causal comparative study was to find out whether
proficiency-based education, through the perspective of high school teachers, impacts school
climate. Proficiency-based education is a shift in thinking for many and emphasizes student-
centered learning (Starr, 2011). Throughout the United States, various schools have shifted to
proficiency-based education but the research is limited on whether or not this system of
instruction impacts school climate (CompetencyWorks, 2015). Prior research indicated the
positive effects of the proficiency-based model in regard to student learning and engagement,
Tschannen-Moran & Gareis, 2015). Proficiency-based education also provides for the needs of
the individual found in the works of Maslow (1943) and Ryan and Deci (2000) concerning the
With the push for academic reform through proficiency-based education, Thapa et al.
(2013) pointed out that positive school climate is an important consideration in strengthening
instructional supports and called for more research on school climate linked to various
curriculum models or interventions. Therefore, school climate was examined through the lens of
the proficiency and non-proficiency based model, addressing eight domains of school climate.
83
school and a non-proficiency-based high school. The physical environment includes the setting
of the school, how others view it and the custodial staff and their expectations. While physical
environment may not directly affect the teaching model utilized in a school, it does impact
school climate and is important to consider when looking at the overall perceptions of school
climate. The analysis indicates that teachers in non-proficiency-based schools scored slightly
results, the null hypothesis was rejected. Uline et al. (2010) points out that poorer facilities may
detract from good teachers taking jobs in such environments and this in turn impacts school
climate. This research does not indicate the condition of the facilities in the sample schools.
Therefore, further research is necessary to investigate whether or not there is a difference in the
physical environment of each type of school and whether this in fact does impact school climate.
Research indicates that physical environment, however, is important for any instructional model.
Maslow’s theory of human motivation also highlights the importance of a safe physical
environment in order for an individual to meet their full potential (Maslow, 1942; Ryan & Deci,
2000).
high school and a non-proficiency-based high school. Faculty relations pertains to the level of
respect and collaboration between faculty members (ASSC, 2015). The results indicated no
significant differences and, based on this non-significance, the researcher failed to reject the null
hypothesis.
84
this research project, research does indicate that collaboration is important and may foster
relationships that are key to a positive school climate (CompetencyWorks, 2015; Sturgis, 2015).
collaboratively with students and colleagues (Melville et al., 2012; Sturgis, 2015). For this
reason, it is interesting to note that there were no significant differences. The teachers in the non-
proficiency-based school had a higher rank (105.79) than the teachers in the proficiency-based
school (90.09) showing that collaboration and relationships seem to be stronger in the non-
proficiency based schools. This is contrary to the literature. This may be due in part to the type
of leadership that is present in each school type. Administrative leadership that supports
collaboration and relationship building fosters a positive school climate (Conner, 2014). Troman
(2008) also found that relationships matter to teachers as they discussed their opinions on school
climate. Nevertheless, with the huge shift in the teaching and learning model of proficiency-
based education, and the time required to implement new models of instruction, educators may
be sacrificing collegial relationships. With the means in both schools very close, (Non-PBE,
The third research hypothesis sought to discover whether there was a statistically
based high school and a non-proficiency-based high school. Student interactions as measured by
the SCAI-S-G examine peer relationships and a teacher’s perspective on whether those
interactions are intentional or accidental. The results of the analysis indicated teachers in a non-
proficiency based school had a slightly higher score on student interactions than teachers in
These findings were surprising in light of the emphasis that proficiency-based education
places on student interactions and peer relationships. The proficiency-based model should
support and cultivate a sense of belonging and relatedness through small group learning and
smaller learning communities within the school (Dweck et al., 2014). Positive faculty
relationships may act as a role model for students and impact student interactions (Conner,
2014). With faculty relations in non-proficiency-based schools showing a higher rank than the
proficiency-based schools, and research indicating a correlation between faculty relations and
student interactions, further research in this area would be appropriate. The stress of educational
The fourth research hypothesis sought to discover whether there was a statistically
decisions on the SCAI-S-G examines the administrative leadership style in the school. The
results indicated no significant differences and, based on this non-significance, the researcher
Due to the need for the Bonferroni correction, the alpha level was set very low, at .006. If
the usual alpha level of .05 had been used, then the null hypothesis would have been rejected. In
order to determine whether or not there is a difference in teachers’ assessments of leadership and
decisions between these two types of schools, further research is needed in this area.
Leadership is important in determining school climate (Hough & Schmitt, 2011; May &
Sanders; Southern Regional Education Board, 2009, 2012; Zullig et al., 2010). This research
project indicated that there was no difference in school climate in relation to leadership and
decisions. Further research in this area may be beneficial as schools experience educational
86
reform and change. Beaudoin (2011) shared that transformational leaders are the driving force
behind positive school reform and positive school climate. The research on leadership indicates
that the type of leadership factors significantly in affecting educational change and creating a
The fifth research hypothesis sought to discover whether there was a statistically
environment considers discipline styles of the staff and strategies that focus on student
responsibility and motivation. The results indicate no significant differences between the
non-proficiency-based high school. Therefore, the researcher failed to reject the null hypothesis.
Past research on the discipline environment indicated that strong leadership and teacher’s
management styles affected this domain (Sebastian & Allensworth, 2012; Shindler et al., 2011).
and students and the subsequent impact on student behavior and learning, it was surprising that
no statistical difference occurred between the two models (Ryan & Deci, 2000; Dweck et al.,
2014; Griffin & Galassi, 2010; Sturgis, 2015). Deci (2009) denotes the importance of the self-
determination theory in building relationships that in turn fosters positive school climate. It is
unclear, however, whether the teachers involved in this research project have internalized this
importance thereby impacting the results. Furthermore, with the stress of educational reform,
small group instruction and individual student needs (Anari, 2012; Lim & Eo, 2014; Stauffer &
Mason, 2013; Thapa et al., 2013). Further research in this area is appropriate.
87
The sixth research hypothesis sought to discover whether there was a statistically
assessment examines learner-centered classrooms and clear targets. The results of the research
analysis indicate no significant differences between the teachers’ assessment of learning and
on the non-significant results, the researcher failed to reject the null hypothesis.
These findings were unexpected with the strong emphasis that proficiency-based
support to assist the learner in mastery of learning targets at the learner’s own pace
(CompetencyWorks, 2015; Maine Department of Education, 2015). This model also provides
cognitive scaffolding that gives individual support to the student and their needs (Dweck et al.,
2014). With only a slightly higher rank in the non-proficiency-based school (95.23) than the
proficiency-based school (92.25) in regard to learning and assessment, this seems to indicate
what past research has shown, any classroom or school that focuses on individual student needs
positively impacts school climate (Hoy, 2012). Further research in the area of learning and
The seventh research hypothesis sought to discover whether there was a statistically
significant difference between the teacher’s assessments of attitude and culture in a proficiency-
based high school and a non-proficiency-based high school. Attitude and culture examines
social and communal bonds within the school and how teachers and students feel connected to
the school. The results of the analysis indicated that teachers in non-proficiency-based schools
88
scored slightly higher in the domain of attitude and culture relative to teachers in proficiency-
based schools and therefore, the researcher rejected the null hypothesis.
The literature addressed a strong need for teachers and students to feel connected to the
school and hold a sense of belonging that, in turn, positively affects school climate (Friedlaender
et al., 2014, Frehill & Dunsmuir, 2015; Goodenow & Grady, 1993). The proficiency-based
education model emphasizes relationships and collaboration (Dweck et al., 2014; Maine
Department of Education, 2015) and, therefore, it was remarkable that the results of the analysis
showed a higher score in non-proficiency-based schools in the domain of attitude and culture.
This result may indicate that it is not necessarily the model of education used but the vision and
leadership style of the school staff that affects the domain of attitude and culture. Stress on
teachers and students, that educational reform brings to the school and classroom, may also
impact the results (Anari, 2012; Lim & Eo, 2014; Maine Department of Education, 2015;
The eighth research hypothesis sought to discover whether there was a statistically
based high school and a non-proficiency-based high school. The domain of community relations
examines the perceptions of teacher’s attitudes in relation to the community including parents
and community members. Based on the analysis, teachers in non-proficiency based schools have
a slightly higher rank in the domain of community relations relative to teachers in proficiency-
communication. Schools need to engage parents and community members in the educational
process (Griffin & Galassi, 2010; Jeynes, 2007). This becomes extremely important as
89
communities, in general, maintain strong, long-held beliefs regarding education making good
communication vital in helping the school community understand the shift to proficiency-based
education. With the push for proficiency-based education and educational reform, community
relations should be noted as an important part of the process. Schools must clearly communicate
the changes that are taking place in regard to teaching models, grading and graduation. If the
school community does not understand the reason for educational reform, they will want to hold
on to what they have known in education and possibly retain negative feelings towards change
such as in the proficiency-based education model (Griffin & Galassi, 2010; Jeynes, 2007;
Schwahn & McGarvey, 2011). With the non-proficiency-based schools in this research showing
a higher rank (106.90) than the proficiency-based schools (76.74), community relations must be
strengthened in order to build a positive school climate that will ultimately impact the success of
Implications
This research study added to the body of knowledge on school climate and proficiency-
based education through the lens of school climate. This research also adds to the literature on
school climate and its importance in the process of educational reform and change. Through the
analysis of data, it was found that there was a statistical difference in four domains of school
climate with non-proficiency-based schools showing a slightly higher score than proficiency-
based schools: physical environment, student interactions, attitude and culture and community
relations. The researcher feels strongly that the higher ranks in these areas are due to the many
forces that are present in the midst of educational reform. Schools that are in the process of
change should look closely at building strong faculty and student relationships. The literature
addressed the strong need for school connectedness which in turn strengthens trust (Frehill &
90
Dunsmuir, 2015; Goodenow & Grady, 1993; Kouzes & Posner, 2012). This trust is foundational
for successful change to happen both in the school and community. Community relations is an
important part of school climate and student success (Ice, Thapa & Cohen, 2015; Perkins, 2008).
The non-proficiency-based schools showed a higher rank than the proficiency-based schools.
This may be an indication that the school community does not have a strong understanding of
school leadership to build and encourage a working relationship with the community by
providing information and opportunities for the school community to understand how and why
and proficiency-based schools in the domains of faculty relations, leadership and decisions,
discipline and learning and assessment. While these results were surprising, in light of the
relationships and autonomy, the information is useful for schools as they strive to build a positive
school climate in the midst of educational change (Khan, 2012; Schwahn & McGarvey, 2011).
The literature indicated that teacher stress and burnout comes with major shifts in school reform
(Anari, 2012; Lim & Eo, 2014; Stauffer & Mason, 2013). At this time of educational reform in
New England, it is possible that teachers in proficiency-based schools are feeling more stress and
burnout due to the vast changes in the grading system, graduation requirements and curriculum
that proficiency-based education requires of teachers and schools. Consequently, this may have
impacted the results especially in the area of faculty relations and learning and assessment. As
teachers make curriculum changes, the amount of work increases along with an increase in stress
levels.
91
The researcher feels that the discipline environment is impacted once again by the stress
classrooms where individualized student instruction and needs are emphasized. Teachers must
also learn to give up control and teach students how to take responsibility for their learning.
School leadership is important in assisting teachers to manage classrooms built around the needs
The findings of this research in the area of leadership and decisions showed non-
proficiency-based schools with a higher mean, and a very low difference. Further research in
this area should be conducted, as prior research has indicated the leadership in the school plays a
significant part in the process of school reform and the change process (May & Sanders, n.d.;
May & Supovitz, 2011; Park, 2012; Sebastian & Allensworth, 2012). Proficiency-based
education is a model that requires teachers to give up long-held beliefs and past research
indicates a principal’s leadership style contributes to a positive school climate that embraces
change and innovation (Park, 2012; Starr, 2011). With proficiency-based education at the
forefront of educational change, schools should closely examine the type of leaders that can
move the school towards positive change. It is the opinion of the researcher that effective
leadership is vital in the midst of educational change and plays an important role in affecting
As research indicates, positive school climate is important to student success and schools
in the midst of educational change must find ways to promote a positive school climate. While
this research project did not show a correlation between positive school climate and the
proficiency-based model, it did add to the literature on the importance of leadership and the
impact of this model will add to a better understanding of its effect on school climate and
education.
Limitations
There are several imitations of the study. First, obtaining good response rates from
teachers proved difficult, consequently, the researcher added more schools as the study
progressed, thereby limiting the threat of a poor sample but adding to the number of schools in
the study. Many schools across the United States and in New England are either exploring,
transitioning or fully implemented in the proficiency-based model and this impacted the
availability of schools to obtain a good sample. In order to limit this threat, the researcher
defined the proficiency based schools as fully implemented as defined by the use of a proficiency
based report card. Schools also were not asked how long they had been fully implemented in
regard to proficiency-based education which may impact the findings. With schools moving to a
proficiency-based model, it is recognized that with any change comes a certain amount of stress
and many hours of hard work which may have impacted how teachers in proficiency-based
schools responded to the survey and ultimately impacted school climate (Brand et al., 2008;
Stauffer & Mason, 2013; Zullig et al., 2010). It was also difficult to get teachers to respond as the
researcher did not have direct access to teacher emails and instead went through the principals.
Another limitation was that the researcher depended on the principals in each school to
disseminate the survey link so that respondents stayed anonymous. However, this possibly
impacted the response rates as well. Another limitation of the study was that this survey only
based schools by the principals and district administration. Also, this study only targeted high
93
schools so it is not generalizable to all schools. Finally, a limitation that should be noted is that
the personal life experiences of staff members may affect their view of school climate (Connolly,
1. The leadership of the schools should be researched to find out if there is any correlation
between the types of leadership in the schools and the impact on school climate in
2. Further research in school climate and student outcomes may be appropriate (Wolf et al.,
2013).
3. Conducting the research through the lens of the student and parent population would
4. Further research should investigate the extent to which the physical environment might
impact a student’s attitudes and behaviors in different educational models (Uline et al.,
2010)
5. A qualitative study may be appropriate in the area of school climate and types of teaching
models.
6. Further research on the impact of self-actualization linked to student success within the
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APPENDIX A
APPENDIX B
Thank you for taking my call. My name is Kay York and I am a principal in Northern Maine at
Central Aroostook Junior Senior High School and also currently a doctoral student at Liberty
University. I am currently working on my dissertation focusing on traditional and proficiency-
based education and the impact, if any, on school climate. I am contacting high school teachers
throughout New England in both proficiency-based and non-proficiency based schools to assist
in the research.
The goal of the research is to find out if there is a difference between the teachers’ assessments
of school climate in a proficiency-based high school and the teachers’ assessments of school
climate in a non-proficiency-based high school. Conclusions and recommendations from the
study will provide valuable information for schools as educators seek instruction methods and a
school climate that meets the needs of students in the twenty-first century.
For the purposes of this study, proficiency-based education is defined by Maine Department of
Education as any system of academic instruction, assessment, grading and reporting that is based
on students demonstrating mastery of the knowledge and skills they are expected to learn before
they progress to the next lesson, get promoted to the next grade level or receive a diploma. If
students struggle to meet minimum expected standards, they receive additional instruction,
practice time and academic support to help them achieve proficiency, but they do not progress in
their education until expected standards are met.
I have been given information by the state department of education in your state that your school
is identified as a proficiency-based school, evidenced by the use of a proficiency-based report
card.
Or
I have been given information by the state department of education in your state that your school
uses a traditional report card and that you are not a proficiency-based school.
I am asking for your help in providing a link to the teachers in your school to take a short,
anonymous, 20-minute survey that will provide valuable insight in regard to school climate and
proficiency-based education.
Would you be willing to help me with this? If so, I will email you a follow up letter with a
request for a letter of permission on school letterhead for your staff to participate in the survey.
I appreciate your time and thank you for your support.
113
APPENDIX C
Participant E-mail
Dear Colleague,
I have spoken with your principal and received permission to contact you regarding participation
in a research project that will involve taking a short, anonymous survey on school climate. I am
a doctoral student at Liberty University as well as a fellow New England educator. I am currently
working on my dissertation focusing on traditional and proficiency-based education and the
impact, if any, on school climate. I am contacting high school teachers throughout New England
in both proficiency-based and non-proficiency based schools to assist in the research.
The goal of the research is to find out if there is a difference between the teachers’ assessments
of school climate in a proficiency-based high school and the teachers’ assessments of school
climate in a non-proficiency-based high school. Conclusions and recommendations from the
study will provide valuable information for schools as educators seek instruction methods and a
school climate that meets the needs of students in the twenty-first century.
This voluntary survey will take about twenty minutes to complete and you may opt out at any
time. By completing and submitting the survey, you are consenting to participate in this
educational research. A response by September 16, 2016 would be greatly appreciated!
Follow this link to the Survey, marking only one description per item:
xxxxx
Or copy and paste the URL into your internet browser:
If you would prefer a paper copy of the survey, please contact me at kyork3@liberty.edu.
If you have any questions concerning the study and/or the survey, please contact me at
kyork3@liberty.edu.
Thank you for your consideration and support in this research effort.
Sincerely,
Kay York
Liberty University Doctoral Candidate
114
APPENDIX D
CONSENT FORM
A Causal Comparative Study on the Effect of Proficiency-based Education on School Climate
Kay York
Liberty University
School of Education
You are invited to take part in a research study on school climate and whether or not it is
impacted by the absence or presence of proficiency-based education. You were selected as a
possible participant because you teach in either a proficiency-based or non proficiency-based
school. I ask that you read this form and ask any questions you may have before agreeing to be
in the study.
Kay York, a doctoral candidate in the School of Education at Liberty University, is conducting
this study.
Background Information: The purpose of this study is is to understand if proficiency-based
education has an effect on school climate. A positive school climate has been shown to
instruction that includes formative and summative assessments that are based on
individual students’ mastery of learning targets or standards before a student can progress
to the next lesson or level. The proficiency-based model provides key elements that promote
teacher and student satisfaction and therefore may impact school climate.
Procedures: If you agree to be in this study, I would ask you to do the following things:
1. Participants will be asked to take a short, online climate survey that should take about 20
minutes or less.
2. The data collection is anonymous. The survey responses cannot be traced back to
individual participants.
Risks and Benefits of being in the Study: There are no known potential risks to
participants.
Participants should not expect to receive direct benefits from completing the survey. However,
possible benefits to society include information to understand how better to meet the educational
needs of students in today’s world.
Compensation: You will receive no compensation for taking part in this study.
115
Confidentiality: The records of this study will be kept private. In any sort of report I might
publish, I will not include any information that will make it possible to identify a subject or
school. Research records will be stored securely. Only the researcher will have access to the
records.
The online link for the survey is a private, secure system through The Alliance for the
Study of School Climate (ASSC). The data is password protected. The report link is password
protected as well and will only be available to the researcher.
Voluntary Nature of the Study: Participation in this study is voluntary. Your decision whether
or not to participate will not affect your current or future relations with Liberty University. If
you decide to participate, you are free to not answer any question or withdraw at any time prior
to submitting your survey responses without affecting those relationships.
Contacts and Questions: The researcher conducting this study is Kay York. You may email her
any questions you have now. If you have questions later, you are encouraged to contact Kay at
kyork3@liberty.edu. You may also contact the researcher’s faculty advisor, Dr. Michelle
Barthlow, at mjbarthlow@liberty.edu
If you have any questions or concerns regarding this study and would like to talk to someone
other than the researcher, you are encouraged to contact the Institutional Review Board, 1971
University Blvd, Carter 134, Lynchburg, VA 24515 or email at irb@liberty.edu
Please notify the researcher if you would like a copy of this information to keep for your
records.
116
APPENDIX E
6/24/2016
Kay York
IRB Exemption 2529.062416: A Causal Comparative Study
on the Effect of Proficiency-Based Education on School Climate
Dear Kay York,
The Liberty University Institutional Review Board has reviewed your
application in accordance with the Office for Human Research
Protections (OHRP) and Food and Drug Administration (FDA)
regulations and finds your study to be exempt from further IRB review.
This means you may begin your research with the data safeguarding
methods mentioned in your approved application, and no further IRB
oversight is required.
Your study falls under exemption category 46.101(b)(2), which
identifies specific situations in which human participants research is
exempt from the policy set forth in 45 CFR 46:101(b):
(2) Research involving the use of educational tests (cognitive, diagnostic, aptitude,
achievement), survey procedures, interview procedures or observation of public behavior,
unless:
(i) information obtained is recorded in such a manner that human subjects can be
identified, directly or through identifiers linked to the subjects; and (ii) any disclosure of
the human subjects' responses outside the research could reasonably place the subjects at
risk of criminal or civil liability or be damaging to the subjects' financial standing,
employability, or reputation.
Please note that this exemption only applies to your current research
application, and any changes to your protocol must be reported to the
Liberty IRB for verification of continued exemption status. You may
report these changes by submitting a change in protocol form or a new
application to the IRB and referencing the above IRB Exemption
number.
117
APPENDIX F
SCAI-S-G Survey
Directions: Rate each item below. For each item there are three descriptions. Select the rating that best
describes the current state at your school as a whole: Level 3 (high), 2 (middle) or 1 (low). If you feel that
the practices at your school rate between two of the descriptions provided, select the middle level option.
Each item should receive only one rating/mark.
1. Physical Appearance
Level – 2 (middle) Level – 1 (low)
Level – 3 (high)
2. Faculty Relations
Level – 2 (middle) Level –1 (low)
Level – 3 (high)
ASSC SCAI – S- G Instrument v. 2011 7.2.1 Alliance for the Study of School Climate
www.calstatela.edu/schoolclimate-Reproduced with permission
121
3. Student Interactions
Level - 2 Level –1
Level - 3
ASSC SCAI – S- G Instrument v. 2011 7.2.1 Alliance for the Study of School Climate
www.calstatela.edu/schoolclimate-Reproduced with permission
122
4. Leadership/Decisions
Level - 2 Level – 1
Level - 3
ASSC SCAI – S- G Instrument v. 2011 7.2.1 Alliance for the Study of School Climate
www.calstatela.edu/schoolclimate-Reproduced with permission
123
5. Discipline Environment
Level - 2 Level – 1
Level – 3
ASSC SCAI – S- G Instrument v. 2011 7.2.1 Alliance for the Study of School Climate
www.calstatela.edu/schoolclimate-Reproduced with permission
124
6. Learning/Assessment
Level – 2 Level – 1
Level – 3
ASSC SCAI – S- G Instrument v. 2011 7.2.1 Alliance for the Study of School Climate
www.calstatela.edu/schoolclimate-Reproduced with permission
126
8. Community Relations
Level – 2 Level – 1
Level – 3
127
APPENDIX G