Chauvin Plea Agreement
Chauvin Plea Agreement
Chauvin Plea Agreement
defendant") agree to resolve this case on the terms and conditions that follow. This Plea
Agreement binds only the defendant, the United States Attomey's Office for the Dishict
of Minnesot4 and the Civil Rights Division of the U.S. Department of Justice. This
Agreement does not bind any other United States Attorney's Office or any other federal or
state agency.
Indictment and Count One of the Information, each of which charge the defendant with
the nature and elements of the crimes with which he has been charged. The defendant's
expectation is that, as a result of entering into this Agreement, he will serve his sentence
of imprisonment in federal custody. At the time of sentencing, the United States agrees
to move to dismiss, as to this defendant, Count Three of the Indictment in this case, and
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Counts One and Two of the Indictment in Case No. 21-CR-109.
NED
DEC 1 5 Z0Zl
U,S. DIS1HICT COUFT ST PAUL
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of Count One ofthe Indictment and Count One ofthe Information. IJpleading guilty, the
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defendant admits that the following facts are true, and that those facts establish his guilt
beyond a reasonable doubt and constitute relevant conduct pursuant lo the United States
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Sentencing Guidelines. The defendant acknowledges that the foflo*ing facts are only a
On or about May 25,2020, in the State and Dishict of Minnesota, the defendant,
while acting under color of law, and while aided and abetted by other officers, willfully
deprived George Perry Floyd, Jr., of his constitutional rights-specifically, the right to be
free from an unreasonable seizure, which includes the right to be free from the use of
unreasonable force by a police officer. The defendant held his left knee across Mr.
Floyd's neck, back, and shoulder, and his right knee on Mr. Floyd's back and arm. As
Mr. Floyd lay on the ground, handcuffed and unresisting, the defendant kept his knees on
Floyd's neck and body, even after Mr. Floyd became unresponsive. This offense resulted
Specifically, the defendant admits that on May 25,2020, he was on duty and acting
under color of law as a patrol officer for the Minneapolis Police Deparffnent ("MPD") in
the City of Minneapolis and District of Minnesota. Through his experience as an MPD
patrol officer, the defendant was familiar with MPD policies and training regarding the
authorized use of force, including the requirement that an officer use force only in
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proportion to a subject's resistance and the requirement that an officer stop using force
when a subject is not resisting. The defendant was also familiar with MPD policy
officer using inappropriate force. The defendant was also aware of MPD policy and
training that once an arrestee is in custody, the arrestee is the officer's responsibility to
protect, and accordingly, officers are required to provide emergency medic aI aidto an
arrestee who needs it, including CPR (immediately if there is no pulse) and other basic first
aid, even while awaiting Emergency Medical Services (EMS). Finally, the defendant was
trained that if an arrestee is in the prone position, that position may make it more difficult
to breathe, and thus, officers should move that arestee to a side recovery or seated position.
The defendant further admits that he did not, at any time on or before May 25,2020,
threaten or force Officers Tou Thao, J. Alexander Kueng, or Thomas Lane to disregard or
On the evening of May 25, 2020, the defendant and his partner, Offtcer Thao,
responded to a dispatch call regarding a counterfeit bill. Officers Kueng and Lane were
already on scene. After an attempt to seat Mr. Floyd in a squad car, the defendant and
Officers Kueng and Lane maneuvered Mr. Floyd, who was handcuffed and requesting to
be placed on the ground, out of the vehicle and face-down on the street. Mr. Floyd
remained restrained, prone and handcuffed on the ground for approximately ten minutes.
During this entire period, the defendant held his left knee on Mr. Floyd's neck, back, and
shoulder area and his right knee on Mr. Floyd's left arm and upper back. During the entire
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time, Officers Kueng and Lane aided the defendant in restraining Mr. Floyd. During
much ofthis time, Officers Kueng and Lane physically assisted the defendant in restraining
Mr. Floyd
After the initial restraint, Mr. Floyd stopped resisting officers. The defendant
admits that no later than the time the officers decided not to apply the hobble to Mr. Floyd,
the defendant's continued use of force became objectively unreasonable and excessive
based on a totality of the circumstances. After that point, the defendant continued his
The defendant admits that in using this unreasonable and excessive force, he acted
willfully and in callous and wanton disregard ofthe consequences to Mr. Floyd's life. The
defendant knew that what he was doing was wrong, in part, because it was contrary to his
training as an MPD officer. The defendant chose to continue his use of force even though
he knew from MPD policy and training that once Mr. Floyd was compliant, the defendant
should have gotten off of him and moved him into a side recovery or seated position.
The defendant also knew there was no legal justification to continue his use of force
because he was aware that Mr. Floyd not only stopped resisting, but also stopped talking,
stopped moving, stopped breathing, and lost consciousness and a pulse. The defendant
chose to continue applying force even though he knew Mr. Floyd's condition progressively
worsened. The defendant also heard Mr. Floyd repeatedly explain that he could not
Likewise, the defendant knew that what he was doing was wrong-{hat continued
force was no longer appropriate and that it posed significant risks to Mr. Floyd's life-
based on what he observed and heard about Mr. Floyd. The defendant was aware that
civilian bystanders repeatedly asked him to check for a pulse, stated that Mr. Floyd was
unresponsive and not breathing, and asked him to get off of Mr. Floyd. The defendant
also heard Officer Kueng, who checked Mr. Floyd at least twice for a pulse, twice say that
he could not find one. The defendant did not observe Officer Thao or Officer Keung do
or say anything to try to get the defendant off of Mr. Floyd. The defendant heard Officer
Lane twice ask whether Mr. Floyd should be rolled on his side. The defendant did not
hear or observe Offrcer Lane press the point, and did not hear or observe Officer Lane say
or do anything else to try to get Officer Kueng and the defendant off of Mr. Floyd. The
defendant did not ask or direct Officer Kueng to discontinue his restraint of Mr. Floyd.
from the use of unreasonable force by a police officer, as detailed above, the defendant also
willfully violated Mr. Floyd's constitutional right not to be deprived of libefy without due
process of law, which includes an arrestee's right to be free from a police officer's
deliberate indifference to his serious medical needs. The defendant admits that he failed
to render medical aid to Mr. Floyd, as he was capable of doing, and trained and required to
do. The defendant heaxd bystanders offering to provide medical aid and did not permit
the bystanders to approach Mr. Floyd. At the time the defendant failed to render medical
aid to Mr. Floyd, the defendant saw Mr. Floyd lying on the ground, in serious medical
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need, and eventually unconscious and pulseless, and recognized Mr. Floyd was in clear
need of medical aid. At no point during the entire period that Mr. Floyd was on the ground
did the defendant or anyone else move Floyd onto his side, start CPR, or provide medical
aid of any kind to Mr. Floyd. The defendant's failure to render medical aid resulted in
The defendant agrees that the appropriate base offense level is second-degree
murder because he used unreasonable and excessive force that resulted in Mr. Floyd's
death, and he acted willfully and in callous and wanton disregard of the consequences to
Mr. Floyd's life. The defendant admits that his willful use of unreasonable force resulted
in NIr. Floyd's bodily injury and death because his actions impaired Mr. Floyd's ability to
defendant, while acting under color of law, willfully deprived Juvenile 1 of his
includes the right to be free from the use of unreasonable force by a police officer. First,
the defendant, without legal justification, held Juvenile 1 by the throat and struck Juvenile
1 multiple times in the head with a dangerous weapon, resulting in bodily injury io Juvenile
1. Second, the defendant held his knee on the neck, shoulders, and upper back ofJuvenile
1 even after Juvenile 1 was lying prone, handcuffed, and unresisting, resulting in bodily
injury to Juvenile 1.
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Specifically, the defendant admits that on September 4,2017, he was on duty and
acting under color of law as a patrol officer for MPD in the City of Minneapolis and District
of Minnesota. The defendant and a second MPD officer who was being trained by the
Upon arrival,they spoke with the caller who reported that her 14-year-old son, Juvenile 1,
had assaulted her. After the officers took a report from the mother, she showed them to a
bedroom where Juvenile 1 was lying on his stomach on the floor, playing with his phone.
At no point in the encounter did Juvenile 1 use force or threaten the use of force
against the officers. Throughout the encougrter, the defendant was aware that Juvenile I
was 14 years old and that Juvenile 1 made no aggressive moves towards the officers.
As the officers beganto take Juvenile 1 into custody, Juvenile 1 attemptedto explain
the situation with his mother and pulled away. After this initial encounter, the defendant
used unreasonable and excessive force on Juvenile 1 by striking him in the head multiple
times with a police-issue flashlight. The defendant then pinned Juvenile 1 to the wall by
his throat and again struck Juvenile 1 in the head with his flashlight. The defendant's
The defendant admits he also used unreasonable and excessive force on Juvenile 1
by holding his knee on Juvenile l's neck, shoulders, and upper back for between fifteen
and sixteen minutes. During this period, Juvenile 1 was face-down on the floor,
handcuffed, and unresisting. During the defendant's restraint, Juvenile 1 cooperated with
The defendant admits his uses of unreasonable force were willful. Through his
experience as an MPD patrol officer, the defendant was familiar with MPD policies and
training regarding the authorized use of force, including the requirement that an officer use
force only in proportion to a subject's resistance and the requirement that an officer stop
using force when a subject is not resisting. In particular, strikes to the head are considered
deadly force and deadly force may only be used when a person presents a risk of death or
great bodily harm to the officer. The defendant was also trained that if an arrestee is in
the prone position, that position may make it more difficult to breathe, and thus, officers
The defendant's use of unreasonable force was also willful as evidenced by the
report the defendant wrote about the incident in which he omitted that he repeatedly struck
Juvenile 1 in the head with a flashlight, grabbed Juvenile 1 by the throat, and used his knee
Juvenile 1.
3. Waiver of Pretrial Motions. The defendant understands and agrees that the
defendant has certain rights to file pre-trial motions in these cases. As part of this Plea
Agreement, ffid based upon the concessions of the United States within this Plea
Agreement, the defendant knowingly, willingly, and voluntarily gives up the right to have
any pending motions resolved and to file any additional pretrial motions in these cases.
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The defendant agrees that, by pleading guilty, he is withdrawing any motions previously
fi1ed.
consequences, such as the loss of the right to carry frrearms, the right to vote, and the right
has the right to go to trial. At trial, the defendant would be presumed irurocent, have the
right to trial by jury or, with the consent of the United States and of the Court, to trial by
the Court, the right to the assistance of counsel, the right to confront and cross-examine
adverse witnesses, the right to subpoena witnesses to testify for the defense, the right to
testify and present evidence, and the right to be protected from compelled self-
incrimination. The defendant understands that he would have the right to an attorney at
every stage of these proceedings and, if necessary, one would be appointed to represent
him. The defendant understands that he has the right to persist in a plea of not guilty and,
if he did so, he would have the right to a public and speedy trial. By pleading guilty, the
defendant knowingly, willingly, and voluntarily waives each of these trial rights, except
the right to counsel. The defendant understands that a guilty plea is a complete and final
admission of guilt and, if the Court accepts the guilty plea, the Court will adjudge the
Indictment (Title 18, United States Code, Section 242) is a felony offense that carries the
The defendant understands that Count One of the Information (Title 18,
United States Code, Section 242) is a felony offense that carrieb the following statutory
penalties:
Therefore, under the terms of this Agreement, the total statutory penalties are: a
maximum of life imprisonment; a supervised release term of not more than 5 years; a
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defendant were to violate any condition of supervised release, the defendant could be
release term.
be sentenced in accordance with 18 U.S.C. $ 3551, et seq. Nothing in this Plea Agreement
should be construed to limit the parties from presenting any and all relevant evidence to
the Court at sentencing. The parties also acknowledge that the Court will consider the
United States Sentencing Guidelines in determining the appropriate sentence. The parties
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iii. Chapter 3 Adjustment. The parties agree that the base offense
level should be increased by 2 levels for restraint of the victim.
u.s.s.G. $ 3A1.3.
iii. Chapter 3 Adjustment. The parties agree that the base offense
level should be increased by 2 levels because the defendant
knew or should have known the victim was vulnerable.
u.s.s.G. $ 3A1.1(bX1).
c. Other Adjustments
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b' Supervised Release. The Sentencing Guidelines require a term of
supervised release of at least 2 yearc, up to a maximum supervised
release term of 5 years for Count One of the Indictment and a term of
supervised release of at least 1 year, up to a maximum supervised
release term of 3 years for Count One of the Information. U.S.S.G.
$ sD1.2(a)(1).
parties, but do not bind the Court. The parties understand that the Sentencing Guidelines
are advisory and their application is a matter that falls solely within the Court's discretion.
The Court will make its own determination regarding the applicabie guideline factors and
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the applicable criminal history category. If the Court determines that the applicable
guideline calculations or the defendant's criminal history category is different from that
stated above, the parties may not withdraw from this Agreement.
the facts and circumstances in these cases, the United States and the defendant agree,
pursuant to Federal Rule of Criminal Procedure 1 1 (c)( 1 )(C), that the following disposition
240 months and no greater than 300 months (expected to serve no less
time credit);
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the defendant receives credit in this case for time spent in state
custody.
The parties understand that if this Plea Agreement is accepted by the Court, the
agreed disposition set forth in Paragraphs 10a - 10d will be binding on the Court. The
parties agree to advocate for a sentence as set forth in Paragraphs 10a - 0d. Specifically,
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the United States intends to advocate for a sentence of 300 months. The agreed sentence
is based on the parties' consideration of the sentencing factors set forth in 18 U.S.C. $
3ss3(a).
The parties acknowledge and agree that this stipulation under Rule 1t(c)(l)(C) is
limited to the issues set forth in Paragraphs 10a.- 10d, and that this stipulation has no effect
on the Court's authority and discretion to impose a frne, restitution, or any and all other
applicable penalties and conditions as the result of the defendant's conviction on Count
One of the Indictment and Count One of the Information. If the Court declines to accept
this Plea Agreement and the agreed sentencing disposition set out in Paragraphs 10a - 10d,
assessment in the amount of $100.00 for each felony count of which the defendant is
convicted. U.S.S.G. $ 5E1.3. The defendant agrees that any special assessment, fine,
costs, order of restitution, or other financial judgment imposed as part of the sentence in
this case shall be due, payable, and collectable immediately upon the entry of the judgment
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and commitment order in this case, and the United States may take all steps trnder the law
pursuant to Title 18, United States Code, Section 3663, and the Court may order the
defendant to pay restitution to the victims of his crimes. The parties agree that G.P.F. and
Juvenile 1 are identifiable victims who have suffered a physical injury or pecuniary loss.
Pursuant to Title 18, United States Code, Section 3663(a)(3), the defendant agrees to pay
no agreement as to the amount of restitution. The parties agree that the procedures for
issuance and enforcement of orders of restitution in Title 18, United States Code, Section
3664 apply.
through third parties, with the victims of his crimes, including Juvenile 1 and the estate or
family of George Perr)'Floyd, Jr., while in Bureau of Prisons custody or during any period
of supervised release.
agrees that, as a convicted felon, he will never be eligible to work in any law enforcement
capacity, even once he has served his substantial prison sentence. Accordingly, the
defendant expressly agrees to permanently forfeit any law enforcement and cor:rectional
officer certifications with the Minnesota Board of Peace Officer Standards and Training
and any other law enforcement certiffing agency from which he possesses a curent law
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15. Disclosure of Assets. The defendant will fully and completely disclose to
the United States Attorney's Office the existence and location of any assets in which the
defendant has any right, title, or interest, or over which the defendant exercises control,
directly or indirectly, including those assets held by a spouse, nominee, or other third parfy,
or any business owned or controlled by the defendant. The defendant agrees to assist the
United States in identifying, locating, returning, and transferring assets for use in payment
of restitution, frnes, and forfeiture ordered by the Court. The defendant agrees to complete
a financial statement within two weeks of the entry of his guilty plea. The defendant
frrther agrees to execute any releases that may be necessary for the United States to obtain
information concerning the defendant's assets and expressly authorizes the United States
to obtain a credit report on the defendant to evaluate his ability to satisff financial
obligations imposed by the Court. If requested by the United States, the defendant agrees
16. \ilaivers of Appeal and Collateral Attack. The defendant hereby waives
the right to appeal any non-jurisdictional issues, including the sentence imposed in this
case. This appeal waiver is effective so long as the sentence is consistent with Paragraph
10 herein and includes, but is not limited to, the defendant's waiver of the right to appeal
his guilt or innocence, his sentence and restitution, the constitutionality of the statutes to
which the defendant is pleading guilty, and the applicability of those statutes to his actions.
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The defendant also waives the right to petition under 28 U.S.C. 5 2255 except based upon
The defendant has discussed these rights with his attomey. The defendant
understands the rights being waived, and the defendant waives these rights knowingly,
intelligently, and voluntarily. The United States agrees to waive its right to appeal any
17. FOIA Requests. The defendant waives all rights to obtain, directly or
through others, information about the investigation and prosecution of this case under the
Freedom of Information Act and the Privacy Act of 1974,5 U.S.C. $$ 552, 5524.
18. Complete Agreement. This, along with any agreement signed by the
parties before enhy of plea, is the entire agreement and understanding between the United
KRISTEN CLARKE
Assistant Attomey General
Civil Rights Division
U.S. Department of Justice
TREPEL
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f5 gt,c'Lrzl \/ -l
Date: -.
DEREKMICITAEL CHAWIN
Defendant
Date: lL'lf'L\
ERIC NELSON
Attomev for Defendant
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