Topic 1
Topic 1
Topic 1
PRESENTATION
NATURAL THEORY OF LAW
Introduction
Definition
Essential Features of Natural
Law
Natural Law and Positive Law
Historical Odyssey of Natural
Law
Restatement of Natural Law
Types of Natural Law
Obedience to Unjust Law
1 Natural Law in Ugandan Law
NATURAL THEORY OF LAW
OBJECTIVE
At the end of this topic, you will be able to:
3
NATURAL THEORY OF LAW
REFLECT
Are gay marriages immoral?
Is racism wrong?
Should the law permit abortion?
Is it wrong to eat human being?
Should torture be allowed?
Should necessity be a defence for murder?
Should war be allowed?
Should the way we dress be regulated?
4
NATURAL THEORY OF LAW
INTRODUCTION
Moral questions routinely tug at the sleeve of our legal
and political practices, their persistence is perhaps one
of the hallmarks of a democratic, or at least an open,
society.
These inquiries are not confined to the armchair of
philosophy: the vocabulary of ethics increasingly
infuses the language of international relations.
To postulate an ‘axis of evil’ presupposes a normative
touchstone by which to judge the behaviour of states
that, since the establishment of the United Nations, is
partly embodied in an ever-growing cluster of
5
international declarations and conventions.
NATURAL THEORY OF LAW
The ubiquity of ethical problems has, of course,
preoccupied moral philosophers since Aristotle.
The recent renaissance in natural law theory
represents an acknowledgement that we have, over
the centuries, come no closer to resolving these
awkward questions.
Natural law theory is one of the most important
theories in the philosophy of Classical Realism.
However, it is also widely misunderstood by many
either because they did not study it or have heard of it
and dismissed it as a "medieval" relic.
6 Before the overview of the nature of natural law
theory, let's take a brief look at some history.
NATURAL THEORY OF LAW
The concept of natural law has taken several forms:
The idea began with the ancient Greeks' conception of
a universe governed in every particular by an eternal,
immutable law and in their distinction between what is
just by nature and just by convention.
Stoicism provided the most complete classical
formulation of natural law.
The Stoics arguments:
that the universe is governed by reason, or rational
principle;
that all humans have reason within them and can
7 therefore know and obey its law.
NATURAL THEORY OF LAW
that because human beings have the faculty of choice
(a free will), they will not necessarily obey the law;
that if they act in accordance with reason, however,
they will be "following nature.”
Christian philosophers readily adapted Stoic natural
law theory, identifying natural law with the law of God.
– For Thomas Aquinas, natural law is that part of the eternal law
of God ("the reason of divine wisdom") which is knowable by
human beings by means of their powers of reason.
Human, or positive, law is the application of natural
law to particular social circumstances.
Like the Stoics, Aquinas believed that a positive law
8 that violates natural law is not true law.
NATURAL THEORY OF LAW
With the secularization of society resulting from the
Renaissance and Reformation, natural law theory found
a new basis in human reason.
The 17th century Dutch jurist Hugo Grotius believed that
humans by nature are not only reasonable but social.
Thus the rules that are "natural" to them - those
dictated by reason alone are those which enable them
to live in harmony with one another.
From this argument, by the way, Grotius developed the
first comprehensive theory of international law.
Natural law theory eventually gave rise to a concept of
9 "natural rights."
NATURAL THEORY OF LAW
John Locke argued that human beings in the state of
nature are free and equal, yet insecure in their freedom.
When they enter society they surrender only such rights
as are necessary for their security and for the common
good.
Each individual retains fundamental prerogatives drawn
from natural law relating to the integrity of person and
property (natural rights).
This natural rights theory provided a philosophical basis
for both the American and French revolutions.
– Thomas Jefferson used the natural law theory to
justify his trinity of "inalienable rights" which were
10 stated in the United States Declaration of
NATURAL THEORY OF LAW
During the 19th century natural law theory lost
influence as utilitarianism and Benthamism,
positivism, materialism, and the historical school
of jurisprudence became dominant.
In the 20th century, however, natural law theory
has received new attention, partly in reaction to
the rise of totalitarianism and an increased interest
in human rights throughout the world.
With this contemporary interest in mind, let's now
turn our attention to the natural law theory as
understood by the tradition of Classical Realism.
11
NATURAL THEORY OF LAW
EXERCISE
What is Natural Law?
12
NATURAL THEORY OF LAW
DEFINITION
What do we mean by "natural law"?
In its simplest definition, natural law is that
"unwritten law" that is more or less the same for
everyone everywhere.
It is the concept of a body of moral principles that
is common to all humankind and, as generally
posited, is recognizable by human reason alone.
Natural law is therefore distinguished from -- and
provides a standard for -- positive law, the formal
13 legal enactments of a particular society.
NATURAL THEORY OF LAW
Since law must always be some dictate of reason,
natural law also will be some dictate of reason. In fact,
it is law discovered by human reason.
Our normal and natural grasp of the natural law is
effected by reason, that is, by the thinking mind, and
in this service reason is sometimes called
"conscience."
We, in all our human acts, inevitably see them in their
relation to the natural law, and we mentally pronounce
upon their agreement or disagreement with the
natural law.
Such a pronouncement may be called a "judgment of
14
conscience."
NATURAL THEORY OF LAW
The "norm" of morality is the natural law as applied by
conscience.
Lastly, natural law is the disposition of things as known by
our human reason and to which we must conform if we
are to realize our proper end or "good" as human beings.
In summary, natural law:
is not made by human beings;
is based on the structure of reality itself;
is the same for all human beings and at all times;
is an unchanging rule or pattern which is there for human beings to
discover;
is the naturally knowable moral law;
is a means by which human beings can rationally guide themselves
15
to their good
NATURAL THEORY OF LAW
Everyone seems to have some knowledge of natural
law even before such knowledge is codified and
formalized.
This is why many proponents of the natural law theory
say it is the law which is "written upon the hearts of
men."
Definition by Authors
Lloyd – “natural law” has been variously applied by
different people at different times:
i. Ideals which guide legal development and administration;
ii. A basic moral quality in law which prevents a total
16 separation of the ‘is’ from the ‘ought’;
NATURAL THEORY OF LAW
– That natural law argues that what ‘is’ the law is based on
a higher law dictated by reason and so is also what the
law ’ought’ to be.
– That natural law is thought to acquire a sanctity that puts
it beyond question.
– That despite it different doctrines, what has remained
constant is an assertion that there are principles of
natural law.
– Though views as to the content of these principles have
sometimes diverged but the essence of natural law may
be said to lie in the constant assertion that there are
objective moral principles which depend upon the nature
of the universe and which can be discovered by reason.
17 – These principles constitute the natural law.
NATURAL THEORY OF LAW
John Finnis - a theory of natural law claims to be
able to identify conditions and principles of
practical right-mindedness, of good and proper
order among men and in individual conduct.
That natural law consists of two sets of principles:
28
NATURAL THEORY OF LAW
EXERCISE
What are the essential features of Natural Law?
29
NATURAL THEORY OF LAW
ESSENTIAL FEATURES OF NATURAL LAW
1. Natural law is universal, unchanging and everlasting;
2. That which is good is in accordance with nature but
that which is evil is contrary to nature. Therefore,
natural law is good;
3. There exists an order in nature which is rational and
which can be known by man;
4. There are absolute values, and ideals which validate
laws. A law lacking in moral validity is wrong and
unjust.
. On this basis, natural law invalidates certain
30 manifestations of the positive law and provides an
NATURAL THEORY OF LAW
Some Analyses of the Features of Natural Law
1. Natural law as Universal, Unchanging and
Everlasting
. It is usually claimed to be universal, unchanging, and
everlasting.
. Looking at the major legal systems of the world, this
assertion can hardly be faulted – traces of it exist in
them irrespective of time, space and geography.
. Consider for example, the social contract theory.
– that citizens agreed to submit their rights to their
rulers in return for responsible and responsive
31 governance. It forms the basis of modern State
NATURAL THEORY OF LAW
Hardly any system of government in contemporary
world that is not founded upon democracy - any
exception is an aberration.
Another e.g. – FHR - said to have pre-dated humanity.
They are rights that appertain to a person by reason of
his being a person.
HR regime guarantees or upholds the equality of all
before God and law, right to life, freedom of speech,
freedom from discrimination, etc. - Citizens cannot
barter them away.
In IHRL, these are grouped into generations of rights,
32 domesticated or deemed to be operative in all States.
NATURAL THEORY OF LAW
Notwithstanding its universality, in different
civilizations, natural law has been a ready tool in the
hands of persons and systems of varied ideological
persuasions.
Natural law has been used by democrats, liberals,
autocrats, dictators, etc. to advance their causes,
positive and negative to the common good of the
people.
Prof. Alf Christian Ross (1899- 1979) in his On Law
and Justice, § 58 (p. 261) wrote:
– Like a harlot, natural law is at the disposal of
everyone. The ideology does not exist which cannot
33
be defined by an appeal to the law of nature.
NATURAL THEORY OF LAW
– And, indeed, how can it be otherwise, since the
ultimate basis for every natural right lies in a private
direct insight, an evident contemplation, an intuition.
Cannot my intuition be just as good as yours?
Natural law has been used to advance the freedom of
humanity; at the same time, it has been utilized to
perpetrate inequality or slavery. E.g. civilizations of
Egypt, Mesopotamia, China, India, Rome and Greece.
2. Good and Evil
. Natural law is usually associated with good. This is
predicated on the origin of nature or humanity.
. The almighty creator is good and in Him is no evil. He
34
is omnipotent and omniscient.
NATURAL THEORY OF LAW
In the fullness of these qualities, He designed the
universe (including humanity) in an orderly fashion for
the good of all.
Operating within the scope of that design, harmonizes
with that order. Deviation therefrom means disorder or
rebellion.
Hence, anything done consistently with the divine
design is good; anything contrary is bad or evil.
Thus, man-made law that does not meet the
requirement of divine good is evil.
3. Man’s Comprehension of Nature
42
NATURAL THEORY OF LAW
Examples of areas of divergence:
1. Immanuel Kant - that the thrust of law is
external while morality is a matter of internal
conscience.
. Evident in inchoate offences e.g. the law of attempt
under the Penal Code.
2. Law is a product of conscious, formal procedure
in contrast with morality which is created
informally.
. Man-made law does not just emerge out of the blues
with the few exceptions of dictatorships/autocratic
43 systems.
.
NATURAL THEORY OF LAW
No such formalities in the making of morality.
Morality is not made; it grows or emerges. Pre-existing
moral norms are handed down from generation to
generation until people find them unacceptable.
Recall that natural law is everlasting and unchanging.
It has always been there, waiting to be discovered by
the intelligence or reasoning power of man.
3. Law prescribes right or wrong judgment but
natural law prescribes good conduct.
. The validity of law is confined only to the issue of
whether it is right to do one thing or wrong to do
44 another.
NATURAL THEORY OF LAW
E.g. The law that gives me the right to own acres of
land in a community of landless peasants is valid if it
was promulgated in accordance with the requirements
for such promulgation.
However, under natural law or morality, this would be
bad or evil because one man possesses to the
detriment of many others. Therefore, such law would
be a bad law.
4. Law prescribes sanctions against violations,
while violation of natural law is not punishable
by man but by God or the creator.
. Moral sanction is of a different kind and guided more
45
by public opinion.
NATURAL THEORY OF LAW
For example, criminal law imposes on a parent a duty
of care towards his infant child but it does not similarly
obligate a non-parent.
However, natural law/morality imposes equal duty of
care on both biological and non-biological parents.
46
NATURAL THEORY OF LAW
EXERCISE
What were the contributions of Greek heritage to the
development of natural law?
47
NATURAL THEORY OF LAW
HISTORICAL ODYSSEY OF NATURAL LAW
This looks at the processes natural law has gone through
in attaining its attributed status in contemporary times.
A. Early Origins
. In pre-modern societies there was a union of secular and
religious beliefs. Societies were believed or deemed to be
ruled or directed by gods or spirits.
. This developed the belief that there was a power beyond
human power, directing the affairs of the human society
with certain rules, principles or laws.
. Discovery of these laws ultimately enabled the human
society to access the divine good plans or intentions of
48 these spiritual forces for humankind.
NATURAL THEORY OF LAW
If human society tried well enough, it could
discover them.
Put differently, in order for the human society to
experience cosmic order and harmony, it was
essential for it to harmonize its conduct with such
divine plans and intentions.
1. Graeco-Roman Heritage
. This belief system was boosted in Europe in the
classical era when the rise of Judeao-Christian
tradition saw monotheism replacing polytheism.
49
NATURAL THEORY OF LAW
To Chinhengo:
– this belief in one deity paved the way for the
definition of a singular purpose for the human
society with the law-giver providing basic
principles for human morality and law through
the scriptures and revelations of His prophets,
and demanding that societies rule themselves
on the basis of these principles under the
rulership of kings who had the right to do so as
of divine right.
However, the Greek system of belief, based on
50 polytheism, had contrary view of natural law.
NATURAL THEORY OF LAW
Parallel to the spiritual/religious coloration, the Greeks
developed the idea of rationalism.
Rationalism holds that the universe, being governed by
intelligible laws, was capable of being understood by the
human mind.
From such rationality, it was possible to derive rational
principles that could be put to use in the governance of
human conduct in the society.
Socrates (470-399 BC) and Plato (428-348 BC) asserted
that there were principles of morality which were
discoverable through the processes of reasoning.
Plato further developed the idea of justice as an end in
51 itself having qualities of truth and reality higher than
NATURAL THEORY OF LAW
Aristotle (384- 322 BC) saw nature as the capacity for
development inherent in particular things and aimed
at a particular end.
The Stoics, who taught the development of self-
control and fortitude as means of overcoming
destructive emotions, identified nature with reason:
– That reason governs all parts of the universe and that
human beings were equally governed by reason.
– That people live ‘naturally’ when they conduct their lives
in accordance with reason.
Cicero agreed and asserted that nature provides rules
by which the human society ought to live and that
52 these rules were discoverable through reason.
NATURAL THEORY OF LAW
In ancient Greece, the belief flowered that natural law
was metaphysical, transcendental, and independent of
the will of the individual.
Sophocles (496 BC-406 BC) in Antigone describes
natural law as the unwritten and unfailing statutes of
heaven.
The Greeks distinguished between logos (laws of
heaven) and nomos (man-made laws).
Where both are harmonized or, where nomos harmonizes
with logos, there will be cosmic harmony, a condition in
which everything functions efficiently.
When there is disconnection, there will be chaos or
53 anarchy and redressing this would entail going back to
NATURAL THEORY OF LAW
Hence, the destiny of the Greek society was tied to the
apron string of heavens.
The polis (City State), or civil society, was to be
organized in a way consistent with the cosmic order.
Socrates was of the view that the laws of the polis
were a reflection of natural law. That natural law was
each doing what pertains to his nature.
Socrates was condemned to death because he taught
young people normal ideas.
He exhibited the height of his morality when he
resisted moves by his loyalists to escape because this
54 escape would be unjust. He drank the hemlock and
died.
NATURAL THEORY OF LAW
Plato (427-347 BC), a student of Socrates, maintained,
that society will be peaceful and orderly if only those well
trained take over the reins of governance.
In other words, persons endowed with intellectual
superiority are exclusively those entitled to rule.
His proposition is that a person who has gone through
the process of good, seasoned training should aspire to
leadership position.
Compare this with contemporary developments
Democracy – majority rule even if uneducated.
He further maintained like Socrates, that each man was
to do what ethically pertains to him. E.g. a slave cannot
55 be master.
NATURAL THEORY OF LAW
Plato upheld the legitimacy of inequality or slavery.
Aristotle, a student of Plato, in his Nichomachean
Ethics, defined justice as treating equals equally and
unequals unequally.
He identified some types of justice such as natural
justice, conventional justice, commutative justice,
corrective justice and distributive justice.
He also accepted the naturalness of slavery.
Pythagoras (580 – 500 BC) on justice, said, equality
was tantamount to justice.
Thus, the reward or punishment of human action should
be proportional to his degree of his goodness or
56
badness.
NATURAL THEORY OF LAW
He defined justice in mathematical terms: Justice is like
a square number. It gives the same for the same and
thus is the same multiplied by the same.
The morale of this mathematical conceptualization is
proportionality.
– When a person damages the property of another, he
has to make it good through restitutio in integrum or
restore the victim to the condition in which he would
have been had the wrongful conduct not occurred.
57
NATURAL THEORY OF LAW
2. Roman Heritage
. Roman law, (jus civile), was classified into three types:
65
NATURAL THEORY OF LAW
D. Decline of Natural Law
. The influence of natural law decreased in the 18 th and 19th
centuries.
. The cause was the emphasis on scientific approach to
learning, an approach that favoured rationalist and
secularist perspectives to the study of human phenomena
. There was an increasing assault on natural law for its
reliance on metaphysics and idealism.
. For example, David Hume (1711-1776) criticized natural
law for attempting to derive an ‘ought’ from an ‘is.’
. The fall of natural law incidentally saw the rise of
positivism with the likes of Austin and Bentham insisting
66 on the separation between positive law and morality.
NATURAL THEORY OF LAW
E. Rebirth of Natural Law
. The 20th century witnessed a revival or rebirth of
natural law doctrines. Why?
. Because of a combination of factors, representing the
failure, weakness or excesses of positivist doctrines.
. We shall consider some of these briefly:
72
NATURAL THEORY OF LAW
Restatement of Natural Law
This relates to the natural law discourse by modern
natural law theorists, for example, John Finnis (1940
- ).
Finnis, a British lawyer and philosopher was desirous
of investigating the utility of natural law in
contemporary society.
– To Finnis, natural law is a set of principles of practical
reasonableness to be utilized in ordering human life and
human community in the process of creating optimal
conditions for humans to attain the objective goods.
Finnis’ restatement proceeds from a denial of the
73 criticism of positivists that natural law theorists seek to
NATURAL THEORY OF LAW
He de-emphasized the metaphysical character of
natural law, perhaps, due to severe criticisms from
positivists.
The modern natural lawyers focus on the common
good without which the society will be in disarray.
To Finnis, the normative conclusion of natural
lawyers was not based on the observation of human
behaviour or nature but from the reflective grasp of
what is evidently good for all human beings.
He contends that objective knowledge of what is
good is possible owing to the existence of objective
74 goods which he calls ‘basic forms of human
NATURAL THEORY OF LAW
He enumerated such objective goods to include life,
knowledge, play, aesthetic experience, friendship or
sociability, practical reasonableness, and religion.
Finnis believes they are irreducibly basic.
75
NATURAL THEORY OF LAW
EXERCISE
The category of natural law is not closed. Do you
agree?
76
NATURAL THEORY OF LAW
TYPES OF NATURAL LAW
Thomas Aquinas (1224 – 1274) identified four kinds
of law: Eternal Law; Natural Law; Divine Law; and
Human Law.
a. Eternal Law (Lex aeterna)
. This is law that is known only to God though some
blessed select few may perceive it.
. Through it God rationally directs all creatures. All
creatures are ruled by the law.
. But note that the implication of man’s possession of
free will is his capacity to disobey or to act contrary to
77 this law.
NATURAL THEORY OF LAW
b) Divine Law (Lex divina)
. This is the law revealed in the scriptures.
. It comes in handy when law discovered by human
reason fails. i.e. it clears doubts in the mind of man
as to the law of nature.
. By doing this, it provides a guide for human reason.
Complementarily, this law can be revealed to a
select few – the prophets.
. In the Bible, for example, God revealed certain laws
or rules of conduct to the people of Israel through
such prophets as Isaiah, Jeremiah, Ezekiel, etc.
78
NATURAL THEORY OF LAW
c) Natural law (Lex naturalis)
. It is the law that manifests man’s participation in the
workings of the cosmic law or the law governing the
whole of the universe through the medium of reason.
. It is that small, still voice in a man’s heart, the
conscience, the ‘small god’ which exposes the
difference between good and evil, and encourages
one to do the former and to refrain from the latter.
. Thus, because natural law exists in every man,
‘whatever is a means of preserving human life and
warding off its obstacles belongs to the natural law.’
79 . For e.g. self-preservation is natural law.
NATURAL THEORY OF LAW
Also Since everyone shuns ignorance, the search for
knowledge is natural law.
d) Human (Lex humana)
. This is law made by man, otherwise called positive law. It
involves particular uses of the natural law.
. Since natural law is man’s participation in eternal law,
amidst such participation, man enacts positive law for the
governance of man and things.
. Such positive law may or may not conform to the law of God
or natural law.
. Where it conforms, it is said to harmonize with the divine will
of the creator or with the law of reason.
. Where it does not, it is said to fail the test of natural law. In
80 the extreme of cases, it may even be denied legal validity.
NATURAL THEORY OF LAW
EXERCISE
What is meant by the statement that an unjust law is
no law?
In Uganda, every citizen is at liberty to disobey an
unjust law? Do you agree?
81
NATURAL THEORY OF LAW
OBEDIENCE TO UNJUST LAW
In the family of natural law, law is either just or
unjust.
To Aquinas, a just law has three features:
90
NATURAL THEORY OF LAW
EXERCISE
Examine the statement that there is no natural law
content in Ugandan Law
91
NATURAL THEORY OF LAW
NATURAL LAW IN UGANDAN LAW
There are so many laws which citizens may have good
reason to consider offensive to the moral conscience,
yet no immediate choice but to obey hoping, as
Socrates advised, that law makers would be aroused to
the consciousness of the unjustness of the law, and
carry out requisite reforms.
i. Social Contract
. To vindicate that natural law is universal, there are
several layers of natural law in most, if not all, legal
systems including the Ugandan legal system.
. The Constitution clearly demonstrated this.
92
NATURAL THEORY OF LAW
Social contract is what was accepted as the basis upon
which a person or group of persons could exercise
political power over the other members of a political
organization.
It is a contract, or assumed to be so, between the rulers
and the ruled.
The underlying implication is that no authority can
impose itself on the people in a manner inconsistent
with the dictates of the social contract.
ii. Separation of powers
. Another trace of natural law is separation of powers.
96
NATURAL THEORY OF LAW
CRITIQUE OF NATURAL LAW DOCTRINE
The doctrine of natural law has been criticized for
several reasons including the following:
i. Reliance on Metaphysical Validation
. Natural law is a law built around idealism. Knowledge is
acquired by means of metaphysical or transcendental
inquiry.
. In the Age of Science, or Renaissance, many
philosophers severely criticised the natural law doctrine
for its inability to prove or demonstrate the truth of its
claims.
. Hence, natural law was condemned for its unscientific
97
methodology.
NATURAL THEORY OF LAW
For e.g., David Hume said - natural law is real only in
the sense that some individuals entertain the feeling
that it exists.
– He believed it was a figment of the imagination of fertile
minds.
– He contended that its truths cannot be asserted or
demonstrated meaningfully, and concluded that it
attempts to derive an ‘ought’ from an ‘is.’
Natural law was not also spared by the proponent of
utilitarianism, Jeremy Bentham.
– He developed his theory upon the pedestal of
denigrated natural law.
98
NATURAL THEORY OF LAW
– He had described natural law as nothing but a
phrase and natural rights as nonsense upon stilts.
– He had argued, inter alia, that the spread of natural
law would undermine the fabric of sovereignty and
fan the embers of rebellion.
ii. Proviso to Universality
. Danish jurist, Alf Ross (1899-1979) mounted a virulent
attack on natural law doctrine in his On Law and Justice
(1958).
. According to him, the metaphysical speculation
underlying natural law is totally beyond the reach of
99 verification.
NATURAL THEORY OF LAW
He maintained that the doctrines of natural law are
neither eternal nor immutable.
To him, natural law has been utilized to defend every
conceivable kind of demand, slavery and fraternity.
It is in this light that Friedmann notes that ‘natural law
has at different times been used to support almost any
ideology’.
Lastly, Ross argued that the metaphysical postulates of
natural law are no more than ‘constructions to buttress
emotional attitudes and the fulfilment of certain needs.’
iii. Diversity of Moral Opinions
. We have said that natural law represents man’s
10 participation or share in the workings of the universe with
NATURAL THEORY OF LAW
We asserted that natural law is that small, still voice
in a man’s heart, the conscience, the ‘small god’ of a
man.
However, we realize the fact that man is different
from man. Because one person’s background, status,
belief system, etc, is different from another’s, their
appreciation of or participation in natural law is
bound to be different.
Therefore, there is no oneness of natural law. In
other words, there is no unity within the family of
natural law.
101 It is more or less a divided house since consensus is