Yap vs. People, G.R. No. 234217
Yap vs. People, G.R. No. 234217
Yap vs. People, G.R. No. 234217
THIRD DIVISION
[ GR. No. 234217, November 14, 2018
PERALTA, J.:
Before the Court is a petition for review on certiorari under Rule 45 of the Rules of
Court, seeking the reversal and setting aside of the Decision[1] of the Court of
Appeals (CA), dated March 8, 2017, in CA-G.R. CR No. 38903, which affirmed
the August 7, 2015 Decision[2] of the Regional Trial Court (RTC) of Manila,
Branch 27, in Criminal Case No. 13-297324, finding herein petitioner guilty of the
crime of attempted murder, and the May 3, 2016 Order[3] of the RTC, Branch 14,
denying petitioner's Motion for Reconsideration. Petitioner also assails the
September 22, 2017 Resolution[4] of the CA, which denied his Motion for
Reconsideration.
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CONTRARY TO LAW.[5]
Upon arraignment, Yap entered a plea of not guilty.[6] However, during pre-trial, he
manifested that he invokes self-defense.[7] As a consequence, trial on the merits
ensued whereby the defense presented its evidence-in-chief first.
The defense and the prosecution presented conflicting versions of the antecedent
facts.
According to the defense, petitioner Yap and the alleged victim, George Hao Ang
(Ang), had been friends for more than ten (10) years prior to the questioned
incident, and they have gone out together fishing, gambling and meeting girls.
Around 3:20 in the afternoon of November 5, 2012, Yap and Ang met at the
Kentucky Fried Chicken (KFC) store along Vito Cruz St. in Manila for the purpose
of meeting some girls. Since it was drizzling, they decided to wait inside Ang's car.
While waiting, Yap informed Ang that they are going to meet the same set of girls
they have previously gone out with before. Ang complained because he did not like
the girl with whom he was paired. This led to an argument between the two. Ang
then punched Yap's face causing the latter to retaliate. They then engaged in a
scuffle and in the process, Ang got hold of a rolling pin and used the same to hit
Yap on the forehead. Yap was eventually able to wrest possession of the rolling pin
and was able to hit Ang also in the forehead causing a wound from which blood
oozed. Ang tried to recover possession of the rolling pin from Yap, but the latter bit
the former's hand. The rolling pin fell and, thereafter, both Yap and Ang got out of
the car and ran towards opposite directions.
On the other hand, the prosecution alleged that on November 5, 2012, Ang and
Yap met at the KFC store along Vito Cruz St., in Manila because the latter wanted
to introduce the former to a businessman. Between 2:30 and 3:00 in the afternoon,
Yap arrived carrying two cups of coffee and a plastic bag. Ang invited Yap to go
inside the KFC, but the latter insisted that that they wait inside Ang's car. Yap then
offered Ang a cup of coffee, but the latter refused because he does not drink coffee.
Yap, nonetheless, insisted saying that the cup of coffee he bought was expensive.
Ang acceded and took a sip but Yap encouraged him to finish his coffee. Ang
drank ¾ of the coffee. Shortly thereafter, he felt groggy and, subsequently, lost
consciousness. Upon regaining consciousness, Ang felt something hit his head.
Thereupon, he saw Yap holding a bloodied rolling pin and hitting him with it. He
tried to parry the blows and kept asking Yap why he was hitting him but the latter
did not reply and, instead, hit him several times more. Feeling helpless, Ang
opened the car door and successfully escaped despite Yap's attempt to prevent him
from doing so. He was eventually able to ask help from passers-by who brought
him to the hospital.
After trial, the RTC rendered judgment finding Yap guilty as charged. The
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dispositive portion of the RTC decision, dated August 7, 2015, reads as follows:
SO ORDERED.[8]
The RTC ruled that the essential elements of an attempted felony are present in the
instant case and there was intent to kill. The trial court also found the circumstance
of treachery to be present, but ruled that evident premeditation was absent.
Yap filed a Motion for Reconsideration[9] essentially contending that his conviction
was not warranted by the evidence on record. However, the RTC denied the
Motion for Reconsideration in its Order dated May 3, 2016.
Aggrieved by the ruling of the RTC, Yap appealed to the CA arguing that: (1)
treachery was not proven because there was no direct or circumstantial evidence to
establish that he put a sleep-inducing substance in Ang's cup of coffee; (2) the
prosecution failed to prove his guilt beyond reasonable doubt; and (3) the trial
court erred in failing to appreciate his exculpatory theory, as it constitutes not only
self-defense but also denial.[10] Yap was allowed to continue on provisional liberty
under the same bail pending his appeal.[11]
In its assailed Decision, the CA found no merit in Yap's appeal and affirmed the
judgment of the RTC, thus:
SO ORDERED.[12]
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The CA held that by invoking self-defense during pre-trial, Yap has admitted
performing the criminal act and it is incumbent upon him to prove the presence of
any claimed justifying circumstance. The CA, however, ruled that the defense
failed to establish the essential element of unlawful aggression on the part of Ang;
that the RTC correctly found that the severity and location of the injuries sustained
by Ang are indicative of a serious intent to inflict harm upon him and not merely
accidentally inflicted as Yap claims. The CA also gave credence to the findings of
the RTC of the presence of the qualifying circumstance of treachery.
Yap filed a Motion for Reconsideration,[13] but the CA denied it in its Resolution of
September 22, 2017.
Hence, the present petition for review on certiorari filed by Yap[14] based on the
following grounds:
(FIRST)
THE HONORABLE COURT OF APPEALS HAS DEPARTED FROM
THE ACCEPTED AND USUAL COURSE OF JUDICIAL
PROCEEDINGS IN AFFIRMING THE JUDGMENT OF
CONVICTION DESPITE THE GROSS MISTAKE OF THE
COUNSEL FOR THE PETITIONER IN INTERPOSING SELF-
DEFENSE.
(SECOND)
THE HONORABLE COURT OF APPEALS HAS DECIDED THE
CASE IN A WAY NOT PROBABLY IN ACCORD WITH LAW OR
APPLICABLE DECISIONS OF THE SUPREME COURT IN NOT
CONSIDERING THE INABILITY OF THE PROSECUTION TO
PROVE THE QUALIFYING CIRCUMSTANCES ALLEGED IN THE
INFORMATION.
(THIRD)
THE HONORABLE COURT OF APPEALS HAS DECIDED THE
CASE IN A WAY NOT PROBABLY IN ACCORD WITH LAW IN
NOT HOLDING THAT THE CRIME, IF ANY, COMMITTED BY
THE ACCUSED IS PHYSICAL INJURIES ONLY AND NOT
ATTEMPTED MURDER DUE TO THE ABSENCE OF ANY
QUALIFYING CIRCUMSTANCE.[15]
The basic issue for this Court's resolution in the present petition is whether or not
the CA correctly upheld the conviction of herein petitioner for attempted murder.
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It is a well-settled rule that the client is bound by the counsel's conduct, negligence,
and mistakes in handling the case; and the client cannot be heard to complain that
the result might have been different had his lawyer proceeded differently.[16] An
exception to this rule is consistently enunciated in a number of cases,[17] and that is
when the negligence of counsel had been so egregious that it prejudiced his client's
interest and denied him his day in court.
In the instant case, the general rule applies and the above exception finds no
application because petitioner failed to prove that his previous counsel's act of
invoking self-defense, on petitioner's behalf, is tantamount to gross negligence as
to deprive petitioner of his right to due process. The Court agrees with the Office
of the Solicitor General (OSG) that records would show that petitioner was ably
represented by his former counsel during trial and was not denied due process, as
shown by the following: first, petitioner and his wife were able to take the witness
stand where they themselves were personally able to present their case to the court
during direct examination; second, during cross-examination, petitioner was able to
knowingly and intelligently answer the questions propounded to him by the
prosecutor and the trial judge; and third, when the prosecution presented its case,
petitioner, through his former counsel, was able to examine the witnesses and the
evidence presented.
The right to counsel must be more than just the presence of a lawyer in
the courtroom or the mere propounding of standard questions and
objections. The right to counsel means that the accused is amply
accorded legal assistance extended by a counsel who commits himself
to the cause for the defense and acts accordingly. The right assumes an
active involvement by the lawyer in the proceedings, particularly at the
trial of the case, his bearing constantly in mind of the basic rights of the
accused, his being well-versed on the case, and his knowing the
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In the present case, the Court finds no error in the OSG 's argument that there is
nothing on record which would show that petitioner's former counsel handled his
defense in an incompetent manner nor did he evade his duties as such. On the
contrary, petitioner, through his previous counsel, was able to participate actively
in the proceedings before the trial court.
Going to the merits of the case, the Court finds that petitioner's claim of self-
defense does not deserve merit. It is settled that a person invoking self-defense
admits to having inflicted harm upon another person - a potential criminal act
under Title Eight (Crimes Against Persons) of the Revised Penal Code (RPC).[23]
However, he or she makes the additional, defensive contention that even as he or
she may have inflicted harm, he or she nevertheless incurred no criminal liability
as the looming danger upon his or her own person justified the infliction of
protective harm to an erstwhile aggressor.[24] Hence, it becomes incumbent upon
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the accused to prove by clear and convincing evidence the three (3) elements of
self-defense, namely: (1) unlawful aggression on the part of the victim; (2)
reasonable necessity of the means employed to prevent or repel the aggression; and
(3) lack of sufficient provocation on the part of the person defending himself.[25] Of
these elements, the accused must, initially, prove unlawful aggression, because
without it, there can be no self-defense, either complete or incomplete.[26]
In the instant case, both the RTC and the CA found that, contrary to the claims of
petitioner, the evidence of the case shows that there was no unlawful aggression
coming from Ang. The Court finds no error on the part of the RTC and the CA in
holding that the records are bereft of sufficient proof to support petitioner's
allegation that Ang punched and hit him on the face. In fact, the CA held that
petitioner stated in his testimony that he has no evidence of his claimed injury and,
indeed, his medical certificate states that he did not exhibit any external signs of
physical injuries at the time of his examination.[27] Neither was there competent
evidence to prove petitioner's claim that Ang's head injuries were accidentally self-
inflicted when petitioner supposedly lost grip of the rolling pin when he and Ang
were fighting for its possession which allegedly caused Ang to hit himself on the
head. The RTC also observed that petitioner never mentioned during the police
investigation that he acted in self-defense. Verily, the issue of credibility, when it is
decisive of the guilt or innocence of the accused, is determined by the conformity
of the conflicting claims and recollections of the witnesses to common experience
and to the observation of mankind as probable under the circumstances.[28] It has
been appropriately emphasized that the court has no test of the truth of human
testimony, except its conformity to human knowledge, observation, and
experience.[29] Whatever is repugnant to these belongs to the miraculous and is
outside of judicial cognizance.[30] In sum, the Court finds no error in the decision
of both the RTC and the CA that petitioner's assertion of self-defense cannot be
justifiably appreciated for being uncorroborated by independent and competent
evidence, and for being extremely doubtful by itself.
The foregoing notwithstanding, this Court finds that the RTC and the CA
committed error in finding petitioner guilty beyond reasonable doubt of the crime
of attempted murder.
At this point, it bears to reiterate the settled rule that in criminal cases, an appeal
throws the entire case wide open for review and the reviewing tribunal can correct
errors, though unassigned in the appealed judgment, or even reverse the trial court's
decision based on grounds other than those that the parties raised as errors.[31] The
appeal confers the appellate court full jurisdiction over the case and renders such
court competent to examine records, revise the judgment appealed from, increase
the penalty, and cite the proper provision of the penal law.[32]
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Article 248. Murder. — Any person who, not falling within the
provisions of Article 246, shall kill another, shall be guilty of murder
and shall be punished by reclusion perpetua, to death if committed with
any of the following attendant circumstances:
xxxx
xxxx
On the other hand, the third paragraph, Article 6 of the RPC provides that:
xxxx
The essential elements of an attempted felony are as follows: (1) the offender
commences the commission of the felony directly by overt acts; (2) he does not
perform all the acts of execution which should produce the felony; (3) the
offender's act be not stopped by his own spontaneous desistance; and (4) the non-
performance of all acts of execution was due to cause or accident other than his
spontaneous desistance.[34]
With respect to attempted or frustrated murder, the principal and essential element
thereof is the intent on the part of the assailant to take the life of the person
attacked.[35] Such intent must be proved in a clear and evident manner to exclude
every possible doubt as to the homicidal intent of the aggressor.[36] Intent to kill is
a specific intent that the State must allege in the information, and then prove by
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In the instant case, a careful review of the records reveals that petitioner's alleged
intent to kill Ang cannot be clearly inferred from the surrounding circumstances.
As to the means used by petitioner, there is no evidence to show that he carried
with him any deadly weapon during his meeting with Ang. The rolling pin which
he used as a weapon to hit Ang was already inside the latter's car when they met.
Also, if petitioner really intended to kill Ang, he would have hit the latter several
times. However, the physician, who examined Ang and was presented as a witness
by the prosecution, testified that the injuries sustained by Ang were only caused by
a single blow to the forehead.[40] As to the nature, location and number of wounds,
contrary to the conclusion of the CA, there is no evidence to show that Ang's
wounds were serious and severe. He did not obtain any head fracture and his
injuries proved to be superficial as they only consisted of a hematoma, contusion
and laceration.[41] In fact, the laceration is only about an inch in length.[42]
Moreover, Ang was fully treated within two hours and was immediately sent home.
[43]
The superficiality of the injuries sustained by the private complainant is a clear
indication that his life and limb were never in actual peril. With respect to the
conduct of petitioner, and the surrounding circumstances before and during the
time that Ang was injured, there is no clear evidence of petitioner's intent to kill the
former. In fact, even at the time that he testified in court, Ang was still at a loss
why petitioner wanted to harm him.
Article 266 of the RPC provides that "[t]he crime of slight physical injuries shall be
punished by arresto menor when the offender has inflicted physical injuries which
shall incapacitate the offended party for labor from one to nine days, or shall
require medical attendance during the same period." Indeed, although the charge in
the instant case is for attempted murder, a finding of guilt for the lesser offense of
slight physical injuries is proper, considering that the latter offense is necessarily
included in the former, as the essential ingredients of slight physical injuries
constitute and form part of those constituting the offense of murder. As earlier
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discussed, evidence on record shows that Ang was brought to the Ospital ng
Maynila for medical treatment immediately after the incident. Right after receiving
medical treatment, Ang was then released as an out-patient. There was no
competent evidence to establish that he was incapacitated for labor and/or required
medical attendance for more than nine days. Without such evidence, the offense is
only slight physical injuries.
Anent the alleged aggravating circumstance of treachery, this Court has ruled that
the essence of treachery is the sudden and unexpected attack by the aggressor on an
unsuspecting victim, depriving the latter of any real chance to defend himself,
thereby ensuring its commission without risk to the aggressor and without the
slightest provocation on the part of the victim.[45] Moreover, treachery is not
presumed but must be proved as conclusively as the crime itself.[46] Circumstances
which qualify criminal responsibility cannot rest on mere conjectures, no matter
how reasonable or probable, but must be based on facts of unquestionable
existence.[47] Mere probabilities cannot substitute for proof required to establish
each element necessary to convict.[48]
In the instant case, there was no clear evidence to show that Ang was unconscious
at the time that petitioner began to attack him. On the contrary, there is no dispute
that Ang was immediately brought to the hospital after he sustained his injury and
that the physician who examined him testified that he arrived at the Emergency
Room of the hospital fully conscious and he did not exhibit any physical
manifestations of being intoxicated or drugged.[49] This directly contradicts the
evidence of the prosecution that, since the sleep-inducing drug found in Ang's
urine was more than five times the therapeutic dosage given to a person, the
sedative effect of the drug would have lasted up to five hours.[50] If Ang was
indeed rendered unconscious at the time that he was attacked, he should have
manifested the effects of such drug at the time of his treatment at the Ospital ng
Maynila, which was immediately after such attack. However, evidence proves
otherwise. Furthermore, the fact that both the prosecution and the defense did not
dispute the fact that there was a struggle between Ang and petitioner negates the
theory of the prosecution that Ang was rendered totally defenseless. Thus, the
prosecution failed to prove the presence of treachery in the instant case.
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Under Article 27 of the RPC, the penalty of arresto menor spans from one (1) day
to thirty (30) days. The Indeterminate Sentence Law does not apply since the said
law excludes from its coverage cases where the penalty imposed does not exceed
one (1) year. In the absence of any mitigating or aggravating circumstance, the
imposable penalty shall be arresto menor in its medium period, which ranges from
eleven (11) days to twenty (20) days. Consequently, the Court imposes upon
petitioner a straight sentence of fifteen (15) days of arresto menor.
Under paragraph (1), Article 2219 of the Civil Code, moral damages may be
recovered in a criminal offense resulting in physical injuries.[51] Moral damages
compensate for the mental anguish, serious anxiety, and moral shock suffered by
the victim and his family as being a proximate result of the wrongful act.[52] An
award requires no proof of pecuniary loss. Pursuant to previous jurisprudence, an
award of Five Thousand Pesos (P5,000.00) moral damages is appropriate for less
serious, as well as slight physical injuries.[53]
SO ORDERED.
NOTICE OF JUDGMENT
Sirs / Mesdames:
Please take notice that on November 14, 2018 a Decision, copy attached hereto,
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was rendered by the Supreme Court in the above-entitled case, the original of
which was received by this Office on November 26, 2018 at 3:17 p.m.
[1]
Penned by Associate Justice Francisco P. Acosta, with the concurrence of
Associate Justices Noel G. Tijam (now a member of this Court) and Eduardo B.
Peralta, Jr., rollo, pp. 45-55.
[2]
Penned by Judge Teresa Patrimonio-Soriaso; CA rollo, pp. 55-73.
[3]
Penned by Judge Buenaventura Albert J. Tenorio, Jr.; id. at 74-79.
[4]
Penned by Associate Justice Eduardo B. Peralta, Jr., with the concurrence of
Associate Justices Priscilla J. Baltazar-Padilla and Jhosep Y. Lopez; id. at 159-161.
[5]
Records, Vol. I, pp. 1-2.
[6]
Id. at 101.
[7]
Id. at 105-106.
[8]
Records, Vol. II, p. 21. (Emphasis in the original)
[9]
Id. at 32-59.
[10]
See Appellant's Brief, CA rollo, pp. 32-54.
[11]
Records, Vol. II, p. 171.
[12]
Rollo, p. 54. (Emphasis in the original)
[13]
CA rollo, pp. 113-132.
[14]
Hereinafter referred to as "petitioner."
[15]
Rollo, p. 18.
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[16]
Pascual, et al. v. People, 606 Phil. 451, 461 (2009).
[17]
People v. Bitanga, 552 Phil. 686, 696 (2007), citing Apex Mining, Inc. v. Court
of Appeals, 377 Phil. 482, 493 (1999); Salonga v. Court of Appeals, 336 Phil. 514,
527 (1997); Legarda v Court of Appeals, et al., 272-A Phil. 394, 406 (1991).
[18]
Ibañez v. People, 779 Phil. 436, 453 (2016).
[19]
People v. Bermas, 365 Phil. 581, 595 (1999).
[20]
Pascual, et al. v. People, supra note 16.
[21]
GCP-Manny Transport Services, Inc. v. Judge Principe, 511 Phil. 176, 185-186
(2005).
[22]
Id.
[23]
Velasquez, et al. v. People, 807 Phil. 438, 449 (2017).
[24]
Id.
[25]
People v. Lalongisip, 635 Phil. 163, 171 (2010).
[26]
Id.
[27]
See Exhibit "I-4"; records, vol I, p. 289.
[28]
Medina, Jr. v. People, 724 Phil. 226, 238 (2014).
[29]
Id.
[30]
Id.
[31]
Ramos, et al. v. People, 803 Phil. 775, 783 (2017).
[32]
Id.
[33]
Id.
[34]
Fantastico, et al. v. Malicse, Sr., et al., 750 Phil. 120, 131 (2015).
[35]
Engr. Pentecostes, Jr. v. People, 631 Phil. 500, 512 (2010).
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[36]
Id.
[37]
De Guzman, Jr. v. People, 748 Phil. 452, 458 (2014).
[38]
Id. at 458-459.
[39]
Id. at 459.
[40]
See TSN, January 22, 2014, p. 15.
[41]
Id. at 9-10.
[42]
Id. at 20.
[43]
Id. at 12; see Clinical Abstract, supra note 27.
[44]
Engr. Pentecostes, Jr. v. People, supra note 35; People v. Villacorta, 672 Phil.
712, 727 (2011).
[45]
People v. Ortiz, Jr., 638 Phil. 521, 527 (2010).
[46]
People v. Manzano, Jr., G.R. No. 217974, March 5, 2018.
[47]
People v. Panerio, G.R. No. 205440, January 15, 2018
[48]
Id.
[49]
TSN, January 22, 2014, pp. 20-23.
[50]
See TSN, March 19, 2014, pp. 19-24.
[51]
People v. Villacorta, supra note 44, at 729.
[52]
Id.
[53]
Id.
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