Environmental History 2
Environmental History 2
Environmental History 2
M
ANY SOCIAL SCIENTISTS HAVE FOUND
of modes of production useful when classifying societies
according to their technologies and rel3:tions of production.
Undoubtedly the original scheme, of primitive communism-slavery-
feudalism-capitalism, derived largely from the European experience,
has been modified by an increasing sophistication within the writing of
the histories of non-western cultures. Notwithstanding the problems
in applying European models of feudalism to societies such as India
and China, as well as the continuing debates around the so-called
Asiatic mode of production, the framework itself remains very much
in favour. It is strongest while delineating the features of the capitalist
mode of production. With the emergence of capitalism as a 'world
system', it is currently enjoying a revival in those far-flung corners of
the globe where the clash between pre-capitalist relations of produc-
tion and the capitalist ethos is only now gathering momentum.
Among several important criticisms made of the mode of produc-
tion scheme, we single out three. The first, made by Marxists themselves,
relates to the relative lack of emphasis in this scheme on political
st ructures and struggles. In his widely-noticed interventions in the
'transition' debate, Robert Brenner argued that the form and intensity
10
.. nfuct rather than changes in prod uctio n techn ology
of poliacal co ' , lam
· the nature of the transition .. or f odes of resource use exten ds the realm of prod
. . de better exp fi T he conc ept o m . . uctio n
expansion m era . '. .cauna wate r and minerals. It asks very sunil .
to capitalism m
. different parts of Euro pe (Bre nner 19ro111 1.nclud e fl ora, 1, ' . . ar .ques tions .
feu dali sm 1 76 to
v.
-8) Othe r sc holars have suggested a supp emen tary conce With respect to r elations of prod uctio n, for exam ple, 1t mvestJ.gates the
Pt, . .
=-
;_-
and 19 1 · t;0 rrns o f prop er ty' man agem ent and cont rol, and of allocatJ.on and dis-
d f wer , to more ac curatelv, captu re the struc ture of pow
er _ . hich gove rn . .
'mo e o . po. '. .J:a: rent societies (Cha tterje e cnbu non, w the utiliz ation of natur al resou rces m diffe rent
and dorrunaoon m wue 1983). Seco nd, there . . d . .c
1 f h . • d histo rical peno ds. And with
.. . ·hi soc1enes an . respe ct to pro uctJ.ve 1orces,
are cnoe1sms \.\• ch ' while accepting the re evan ce o t e scheme to . . .
. li . 1 1t an alyses the varv ~r
ing techn olog ies of resou rce expl01tat:1 on, conv er-
European history, exp ress reservations abou t its app cano n e sewhere . . .
1 fi . .
s1on an d tr ansp ortat ion that char acten ze diffe rent social orde rs.
The European mo de1offeudalism does .
not, for exam p e, 1t the Indian .
. . . Whil e com plem entin g the mod e of prod ucoo
~- fram e:1or k, _the
expenence, an d the Asiatic mode 1s scarcely of any use either, since
- -d- de of resou rce use sche me inco rpora tes two
addi tiona l dime nsion s.
the state p1aye d by no means as impo rtant . a part m prov1 mg public ~o
. . flfst, 1·t exam ines whe ther one can iden tify chara cteri stic ideo lo-
works an d lfnga
· · 0·011 1.c.acilities for agnc ultur e as this not10
• n suggests _ . . .
Finally, there are the criticisms of non- Marx ists (an~ · gies that gove rn diffe rent mod es. Mor e impo
rtant ly, it ident1fies the
non-economists). ecolo ical impa ct of vario us mod es, and asses
These amount to the view that, what ever the men ses the cons eque nces of
ts of the mode of these ~iffe rent mod es for the patte rn, distr ibuti
production concept while explaining differenc~ on and availability of
s in _economic_ struc- natural resources.
ture, this concept is of little use when inter pretm
g differences m the Thre e caveats are in orde r here . First, the
religious, cultural and ideological attributes of diffe mod e of resou rce use
rent societies. conc ept, like the mod e of prod uctio n conc ept,
While all these criticisms are compelling, from is at bott om an 'idea l
the perspective type'. Henc e, the iden tifica tion of disti nct mod
of this book they do not go far enou gh. An ecolo es does not prec lude the
gical appro ach to existence of more than one mod e in any give
such questions suggests that the mod e of prod uctio n social (or, more accu -
n conc ept is not rately, socio -ecol ogica l) form ation . Still, it is usua
adequately materialistic in the first place. This lly poss ible to iden tify
may seem an ironic the dominant mod e with in a socio -eco logic al
accusation against a doctrine as supposedly materialis form ation . Seco nd, our
t as Marx ism, yet treat ment is large ly restr icted to hum an uses
a little reflection bears it out. Marxist analyses usual
ly begi n with the of living reso urce s-i.e .,
flora and faun a-bo th husb ande d and in their
economic 'infra struc ture' -the so-called relations
of prod uctio n and natu ral";tate. Tiiis fram e-
;-ork can of cour se be exte nded to inco rpor
productive force s-wi thou t investigating the ecolo
gical cont ext, i.e. ate othe r natu ral resou rces,
such as wate r and mine rals. Finally, one impo
the soil, water, animal, mineral and vegetative bases
of socie ty in whic h rtant respe ct in whic h
our sche me differs from the Marx ian mod
the infrastructure is embedded. As exemplified by
recen t polit ical and e of prod uctio n sche me
economic histories of mode rn India, both Marx is that the indu stria l mod e of resou rce use,
ist and non- Marx ist, as defin ed by us, inclu des
the most major lacuna in existing scholarship is both capitalist and socia list socie ties. Whi le
an inade quate appre - there are signi fican t dif-
ciation of the ecological infrastructure of hum an ferences betw een socialist and capit alist path
society. We there fore s of deve lopm ent- for
propose to complement the conc ept of modes of example with respe ct to prop erty and the role
prod uctio n with the of the mar ket- from an
concept of modes of resource use. ecological poin t of view the simil aritie s in
these two deve lopm enta l
While focusing on spheres of prod uctio n, such paths are · ·fi
as the field and more sigm 1eant t h an the diffe rence s. For insta nce, there
the factory, most analyses of modes of prod uctio structural simil ·u· · h are
n have igno red the an es m t e sea1e and direc - -
tion of natu ral resou rce
natural contexts in whic h the field and factory
are emb edde d-th e flows the tech n 0 1 ·
' .
f - -
contexts to which they respond, and whic h they ogies o resou rce expl0 1tat1 0n, the patte rns of ener gy
in turn transc- use, the ideo logie s f h .
torm . o uma n-na ture mter actio .
mana geme nt p . d .
n, the spec ific reso urce -
racti ces, an , ultim ately , the cum ulati ve impa
ct of all
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rnaY be considered as mothers, and totemic anim
a~telopes) as brethren; specific trees may be seen
als (like bears or
as inhabited by
17
~
nd perhaps most importantly by has thus d
over large di stances a human muscle power, supplemented . . epended
of cec~nol?gy lief in man's mastery over nature. on . m some regions b .
scle power. In the mdustrialized world . h Y arumal
dissenunaung the be mu . . , lt as come to de d
. creasmgly on fossil-fuel energy. However, pre-m . d . pen
u., in ustnal · 1
on plant and animal-bas d . agnc~ ture
Settled Cultivation depends primarily e materials alon ·h
me control of natural flowing water for irngation.. . . ' g wit
· t" learnt to cultivate plants and domesticate so . . Conse
Technology- Human socie ies re-industrial agncultural societies (more pro 1 quent1Y,
. · · d h e time beginning some 10,000 years ago. In P i: · l · 1 k nowledge base i per .Y, peasant societ-
b stant1a
an11nals aroun t e sam ' .h h . .es) have a 1air y su
• h d eloped hand-in-hand .
, wit t e traction
. . 1 . n re1anon to husbanded
some regions t e two ev lants and ammals; they also view nature as be·mg sub.~ect to human
· 1 d the manurial value of their dung .bemg vital to P . .
power O f aruma s an . control to a very sigmficant extent.
• 1 · This , for instance, was the case m the Middle
. .
agncultura operations. Economy: In peasant societies cereal grains can b e stored and
Of cattle and the plough, and .the cult1vat1on . '
East, from w h ere t h e use moved around, especially on the backs of animals or m ·
. of w h eat an d bar1ey, 0o-radually spread over parts of Asia, Europe. and .
carts, over long
animals played a much .less sigmfi- distances. Resources can here flow over much la di
· h d mesticated . . . rger stances than
Afnca. In ot er areas, o societies, enabling the concentration i·n towns of human
· lt. ti·on , as in the paddy-growin g tracts ofAsia-or had in gatherer
. . .
cant part m cu iva . . . . . .
· the case of maize cultivation m pre-Columbi an populations no~ directly mvolved in gathering or the production of
no ro 1e at all-as m
food. Changes m settlement patterns also correspond to shifts in con-
America (Grigg 1980) . - . . .
· · · 1 es an i·ntensified production of certam species of sumption. Of course, a majority of the agrarian population consumes
Cul tivanon mvo v
ant material from.a relatively _restricted area natural resources largely for subsistence- e.g. for food , clothing ,sh elter,
p1ants, an d t h e remoVal Of Pl . _
of land. The plant material so removed, for mstance cereal grams, are implements, fodder and manure. However, a small but powerful
particularly rich in certain elements, s~ch as ~trogen and phosphorus, segment of the population is involved in the large-scale consumption
and contain a number of rnicronutnent s , like boron and molybde- . and use of materials not directly related to subsistence-b oth luxury
num, in smaller quantities. The continuation or cultivation on_a piece items such as silk and wine, and instruments of coercion such as the
of land therefore depends on returning to the earth what is taken horse and elephant, metal swords and shields. Fig. 1.2 shows the result-
away from it. This happens either through long periods of fallow, as in ing structure of material flows in such a system. There are large-scale
shifting cultivation, or by the application of river silt, organic manure, exports of materials out of intensively cultivated patches oflands, both
or mineral fertilizers if the same piece of land is tilled year after year. to nearby villages and to more distant urban centres.The volume, range
Shifting cultivation is, of course, the option followed so long as the of items and distance-scal e of such flows steadily increase with techni-
amount of land available is large relative to the population. As this cal improvemen ts, especially in animal-based transport.These outflows
ratio declines, the same piece of land has to be used more and more from agricultural land are balanced by inflows from surrounding non-
intensively Almost everywhere, this has called for the extensive use of cultivated lands. In peasant societies there are no counterflows from
organic manure derived from natural vegetation in the surrounding urban centres back to cultivated lands. However, as Fig. 1.3 shows, in
areas, gathered either through grazing domestic animals or directly by industrial societies there are large flows, back to the land, of materials
human effort. This h·as changed radically only in recent times, when such as farm machinery and synthetic fertilizers.
fossil fuel energy began to be used to efficiently mine, transport and Characterize d by fairly extensive resource flows, especially of
synthesize mineral fertilizers to augment agricultural production foodgrains and livestock, peasant societies are much less subject to envi-
(Pimentel and Pimentel 1979). ronmental variation in space and time. Nevertheless, the techniques of
culuv . an d arum
. at10n · al husbandry, the choice .of plant and animal vari-
lands are .gathered
. and th e way that resources of non-cultivated 1 al
enes t on .the oc environment. .
and put' to use are all greatly dependen adap tive
l degr ee of local ity-d epen dent
. .
There is· t h ere11c.0 re a substantia ties. This
· pa r
· -·10n ill
vanat tte ns of resou rce use with . in peasant socie .
· s to disappear only with large-scale mputs
of fossil-fuel energy
begm
. .
and advanced technology into agriculture.
res inten sive mputs of human
Social ·organization: Cultivation requi
hectares per person
energy in relatively restricted areas of land -a ~ew
group rather tha~ a
in the pre-industrial stage. Therefore a small ~n
s'. hence the family
large band can most effectively organize su~h mput
Family groups need to
becomes the basic unit of an agricultural society.
di~g defence against
co-operate with each other in a variety ofways, inclu
1s surr~nder~d as
the usurpation of their production (apart from what
ed together ma v~ag~,
· tax to the state) . Several families thus remain band
to a few thousand mdi-
which becomes a social group of a few hund red
manage a te~ritory of
viduals. This social group also tends to control and
, from whic h come 0 Non-Cultivated Lands
non-cultivated land surrounding the cultivated areas 0 Human Habitation
leaf ma~ure.
a variety of inputs such as fuel-wood, fodder and ~ Settled Cultivation
- Flows of Materials
ed m the peasant
Sex-based division of labo ur is quite pron ounc Figure 1.2 Mate rial flows in agrarian society
ations such as plou gh-
mode. Typically, men confine themselves to oper Settled agric ulture makes possible gener ation of surplus gra· d li k d
take on the burd en m an vestoc pro uc-
ing, which require higher pow er outp ut. Wom en _ _
_ gricultural populations in towns and
t10_n whi~h can s~pp ort conce ntrati on of non-a
planting, and, outside has to be made good by flows from
of more tedious work, such as weed ing and trans cities. This mater ial e~po rt from cultivated lands
r. thus become much more open in
cultivation, the collection of fuel, fodd er and wate surro un~m g n~n-c ultiva ted lands. Material cycles
always) cont rolle d g cultivator stage. Settlements adjacent .
While cultivated plots are usually (thou gh not comp arison with the hunte r-gath erer shiftin
habitation in the centre, towns . The
nds and wate r are to _cultivated land repre sent villages, the larger
by individual households, forests, _grazing grou thickness of the arrow indicates the intensity
of the flow.
erjee 1926). Several,
norm ally held in com mon by the village (cf. Muk
rated into a larger can no longer deal with
and some time s very many, such villages are integ integ rated thro ugh larger-scale resource flows
whic h the surp lus of all mem bers of the grou p in a personalized way.
chie fdom , whic h constitutes the terra in over
The righ t to do so is al society there is a
agric ultur al prod uctio n is.. pool ed together. With in the large r social grou p of an agricultur
r social entit ies inclu de by the fact that only a
cont ested with neig hbou ring states. The large great deal of divis ion of labo ur, mad e possible
ns in large r settlements, tly in the gathering
conc entra tions of non- agric ultur al popu latio fraction of the popu latio n needs to engage direc
thou sand s of inhabitants. ved in the production
the town s or cities with thou sand s or tens of and prod ucti on of food . Tho se not directly invol
social grou p (not neces- of food take on othe r occu patio ns. Thes e are
-
Whi le the villages cons titut e a face -to-f ace
sand peop le anal ogou s ds), transportation,
saril y kins hip based) of several hund red or thou The proc essin g of materials (e.g. textiles, oilsee
erers , the larg er society th cultural knowledge
to the band s/ endo gam ous triba l grou ps of gath e inter pret ation and dissemination of natural and
30
· (by specia . li d warrior groups) . In this division nd non-cultiva ted land, as the coercive power of th .
ze a . . , . . e non-agricultural
(b)' priests) and coercion
d
li . the more prestigious and skilled ector increases vis-a-vis the agricultural sector Th all .
p monopo zmg s . . · e over imbalances
of labour, men en u kill d d tedious work to the women. There decrease with large-scale mflows of synthetic che ·
· the less s e an . • · · · hi h · . . r: ili.
J·obs, passing on "al differentiatio
. . . f oercive abilities wit n t e social . . rmca1s, iert zers and
no c machinery to agricultural lands m mdustrial societ" . h
is now a substantl . y little in return for the surplus . ies, owever 1t. is.
easants who receive ver . . very likely that, given the larger inflows and outflow th · bal'
group-from P . h . . . s, e im ances
. h y yield to ot ers, to priests and warriors who provide Pertammg.
to specific elements such as rnicro-n t ·
. .
production t e h they manage to get hold of (Service u nents, or to larger
others little in return for t e surp1us orgaruc molecules like hurmc acids may becom all h
. ' e t e more acute
(Pimentel and Pimentel 1978; Stanhill 1984).
197S). . .h h therer mode, the peasant mode shows
In companson wit t e ga . d1 d Agricultura l societies might be at equilibrium w·th h ·
· . . i t eir resource
a sharp separation b enveen cultivated and non-cultivate. an? . This base; or they
. rmght
. encounter either expanding or shri· n ki ng resource
. · · ·fi
separation is sigru ican t in directing resource flows (Fig. 1.-), and bas~s-~gnc ultunsts who newly colonize lands earlier held by gatherer
·h -d t
equally so wit regar o differing forms of property and control. At . societl_es, or who newly benefit from a major resource input such as
the lowest span·al sc ale agricultural land .may be controlled
. by a farruly.
. · irrigat1011, would find themselves with an expanding resource base,
Sue h contra1 may be Su biect J
to regulanon by the village commumty, analogous to the r-strategists of ecology. On the other hand the base
which could reassign plots of land and, further, tre~t land as a c~m- may be shrinking because of an adverse climatic change, or if access is
muniry resource, perhaps for grazing purposes, ~u~sid~ the croppmg cut off from important inputs like leaf manure and fodder from forests
season (Bloch 1978). The non-cultivated land withm village boundar- newly taken over by the state. Their resource base may also shrink
. typically a few square kilometres in extent, serves to supply fuel,
ies, if agricultura l productivit y remains stagnant in the face of human
· manure , etc . for the community as a whole.The se large chunks
grazmg, population growth. An approximate equilibrium may be maintained
.
of land, different portions of which may be used at different seaso~s, if the population grows slowly, if the external demands on agricultural
may be most effectively controlled as community, rather than _family, p~oduction remain stable, and if technological progress keeps pace
property. (This also applies to water sources such as tanks, rivulets, with the need to continue increases in agricultural production in con-
lakes and springs, typically held in common.) However, with techno- sonance with population change.
logical advance and the concentration of powers of coercion, village In the last case---that of approximate equilibrium as with the
communities may lose control over cultivated lands and becom~ k-strategists of ecology-t he social groups are likely to be highly
tenant-cultivators. Access to non-cultivated lands may be lost too, for viscous, with related individuals tending to stay together and tied,
instance with the enclosure of commons by powerful landlords or by perhaps generation after generation, to a given locality. Under these
the state. In addition to land in the vicinity of villages, the state may conditions they may exhibit high levels of co-operative behaviour
lay claim to larger uninhabited tracts, constituted as princely hunting among themselves, as also behaviour which favours long-term
preserves or forests from which the army derives its supply of elephants group interests. The peasant societies of India, China and South East
(Thompson 1975;Trautmann 1982). Asia, in the period before European colonization, perhaps fall into
The large-scale resource flows of agricultural societies are accompa- this category. On the other hand, when the resource base is rapidly
nied by imbalances involving net outflows from rural areas and inflows e_x panding, especially with new land being brought under cultiva-
into urban centres.The se imbalances become progressively more acute tion, social groups are likely to be much more fluid and far less tied
as technological advances in storage, transport and processing create to any locality. Their level of co-operativ e behaviour, and especially
an effective demand for a larger range of produce from both cultivated th eir willingness
to sacrifice individual interests to long-term group