Yellow Book - English

Instrument
reprocessing
In Dental Practices
How To Do It Right
of
Working Group
Instrument Reprocessing
4
Edition
Instrument reprocessing In Dental Practices
How To Do It Right
4th anniversary edition 2016
Dental Instruments
Previous German editions: Foreign language editions:

1st edition 1986 Chinese, 4th edition 2011
2nd edition 1995 English, 4th edition 2011
3rd edition 2003 French, 4th edition 2011
3rd revised edition 2005 Polish, 4th edition 2011
4th edition 2011 Portoguese, 4th edition 2011
Spanish, 4th edition 2011
Website:
www.a-k-i.org
These booklets are available in pdf format to download free of charge from our website www.a-k-i.org.
This page also includes our sales conditions. You can order AKI booklets direct by writing to this
e-mail address: bestellung@a-k-i.org.
All rights reserved by Arbeitskreis Instrumenten-Aufbereitung [Working Group Instrument Reprocessing]

(c) 2016 Moosberger Straße 24 | D-64285 Darmstadt
No part of this publication may be reproduced in any form.
Instrument reprocessing In Dental Practices - How To Do It Right, 4th anniversary edition 2016, www.a-k-i.org 3
The working group
INSTRUMENT REPROCESSING
consists of the following members:
Authors & Addresses
Instruments Product Group: Disinfectant, cleaning and Disinfecting and cleaning
care agents product group: devices and sterilizing units
product group:
Wolfgang Fuchs Sebastian Niebur Hans Jörg Drouin

c/o Aesculap c/o Ecolab c/o MMM
Am Aesculap-Platz Ecolab Allee 1 Moosberger Straße 24
D-78532 Tuttlingen D-40789 Monheim am Rhein D-64285 Darmstadt
Tel.: +49 (0)7461-95 27 98 Tel.: +49 (0)2173-599 1733 Tel.: +49 (0)6151-5995 27-11
Gerhard Kirmse Dr. Andreas Otte Robert Eibl

c/o Aesculap c/o Ecolab c/o MMM
Am Aesculap-Platz Ecolab Allee 1 Semmelweisstraße 6
D-78532 Tuttlingen D-40789 Monheim am Rhein D-82152 Planegg
Tel.: +49 (0)7461-95 28 80 Tel.: +49 (0)2173-599 1506 Tel.: +49 (0)89-89918-334
Helmi Henn Verona Schmidt Dr. Winfried Michels

c/o Richard Wolf c/o Chem. Fabrik Dr. Weigert c/o Miele
Pforzheimer Str. 32 Mühlenhagen 85 Carl-Miele-Straße 29
D-75438 Knittlingen D-20539 Hamburg D-33332 Gütersloh
Tel.: +49 (0)7043-35-4144 Tel.: +49 (0)40-78960-179 Tel.: +49 (0)5241-89-1491
Bernd Tangel Dr. Matthias Tschoerner Michael Sedlag

c/o Richard Wolf c/o Chem. Fabrik Dr. Weigert c/o Miele
Pforzheimer Str. 32 Mühlenhagen 85 Carl-Miele-Straße 29
D-75438 Knittlingen D-20539 Hamburg D-33332 Gütersloh
Tel.: +49 (0)7043-35-4485 Tel.: +49 (0)40-78960-401 Tel.: +49 (0)5241-89-1461
Karl Leibinger
c/o KLS Martin Group, Gebr. Martin
Kolbinger Straße 10
D-78570 Mühlheim
Tel.: +49 (0)7463-838-110
Massimo Fiamma
c/o KLS Martin Group, Gebr. Martin
KLS Martin Platz 1
We should like to offer our warm thanks to all former members of AKI who
D-78532 Tuttlingen are not specifically mentioned here by name for developing and constant-
Tel.: +49 (0)7461-706 347 ly expanding the stock of AKI booklets.
4 Instrument reprocessing In Dental Practices - How To Do It Right, 4th anniversary edition 2016, www.a-k-i.org
Adviser:
Prof. Dr. Ulrich Junghannß Dieter Rensch Dr. Holger Biering
c/o Hochschule Anhalt (FH) c/o Sirona Dental Systems Gladiolenweg 19
Bernburger Straße 55 Fabrikstraße 31 D-41516 Grevenbroich
D-06366 Köthen D-64625 Bensheim Tel.: +49 (0)2182-3159
Prof. Dr. Michael Pietsch Bernd Gugel

c/o Universitätsmedizin Mainz c/o KaVo Dental
Hochhaus am Augustusplatz Bismarckring 34
D-55131 Mainz D-88400 Biberach a.d. Riss
Ulrich Schweickhardt Marc Jakubzik

c/o A. Schweickhardt c/o Gebr. Brasseler
Tuttlinger Straße 12 Trophagener Weg 25
D-78606 Seitingen/Oberflacht D-32657 Lemgo
Former AKI members:

Dr. Theodor Altenschöpfer Rudolf Glasmacher Claudia Schwieger
former Ecolab former Ecolab former Martin
Heinrich Beer | former Rüsch Dr. Ingo Haas | former Martin Johannes Seibert | former Aesculap
Herbert Beuerle | former Aesculap Sigrid Krüger | former Dr. Weigert Rolf H.F. Uthmann | former Miele
Prof. Dr. Marianne Borneff-Lipp Hans Jürgen Neitzert | former MMM Heinz Schawacht | former Martin
Institut für Hygiene / Universität
Halle-Saale Roland Maichel | Teleflex Medical Olaf Schreiber | former Dr. Weigert
Volker Bühler | former Bühler Ursel Oelrich | former Aesculap Joachim Wenzler | former Aesculap
Dr. Karl Heinz Disch | former Ecolab Herbert Posmik | former MMM
Carsten Dogs Dr. Jürgen Staffeldt

former Dr. Weigert former Dr. Weigert
Instrument reprocessing In Dental
Practices; How To Do It Right
Table of Contents
Authors & Addresses 4

Preface 8
Introduction 9
1. Materials and Design 12
1.1 Materials 12
1.2 Design 14
2. Media for Instrument Reprocessing 15
2.1 Water 15
2.2 Process chemicals 17
3. How to Treat Brand New and Repaired Instruments 18
4. Treatment Recommendations for Returned Goods 19
5. Preparation for Cleaning and Disinfecting 20
6. Manual and Machine-Based Cleaning and Disinfecting 22
6.1 Manual Cleaning/Disinfecting Cleaning 22
6.2 Machine-Based Cleaning and Disinfecting 25
6.3 Ultrasound 29
7. Checks and Care 31
8. Packaging 33
9. Sterilization 34
9.1 Steam Sterilization 34
9.2 Hot Air Sterilization 37
10. Storage 37
10.1 Storing Non-Sterile Instruments 37
10.2 Storing Sterile Instruments 38
11. Surface Changes, Deposits, Corrosion, Aging,
and Stress Cracks 38
11.1 Metal/Deposits – Organic Residues 38
11.2 Metal/Deposits – Process Chemical Residues 40
11.3 Metal/Deposits – Spotting Caused by Lime 41
11.4 Metal/Deposits – Silicates and Other Mineral Compounds 41
11.5 Metal/Deposits – Discolouration Due to Oxidation 43
11.6 Metal/Corrosion – Pitting Corrosion 44
11.7 Metal/Corrosion – Wear Friction Corrosion 46
11.8 Metal/Corrosion – Stress Corrosion Cracking 47
11.9 Metal/Corrosion – Surface Corrosion 49
11.10 Metal/Corrosion – Contact Corrosion 51
11.11 Metal/Corrosion – Extraneous and Film Rust/
Subsequent Rust 52
11.12 Metal/Corrosion – Crevice Corrosion 53
11.13 Rubber/Embrittlement 54
12. Bibliography 55
13. Schematic flow chart as per EN ISO 17664 56
AKI sales conditions: 57

Legal Notice and Disclaimer 57
Preface
The Instrument Reprocessing Working Group (AKI) was first set up
in 1976 in Germany. Since its inception, its members have devoted
themselves to the collection and publication of expertise relating to
the safety and value retention of the instruments used in human,
dental and veterinary medicine.

Today, in 2016, the AKI is publishing its anniversary brochure to mark
its 40-year existence. This brochure, like its predecessors, presents
the salient aspects of instrument reprocessing in simple, easy-to-
understand terms. This brochure does not profess to present a
scientific approach to the subject but rather attempts to provide users
with practical tips which are of benefit in their responsible work.The
international relevance of the AKI brochure is reflected in the fact that
it has already been published in 19 languages with a total circulation
of more than 300,000 copies worldwide and is valued in a large
number of countries by machine users and trainers alike.
Modified quality assurance regulations for the reprocessing of dental

instruments, changed materials and new findings on influences and
constraints during their treatment have resulted in a revision of the
so-called "Yellow Booklet".
This booklet focuses on retaining the value of instruments, since

corrosion and malfunctioning that require either repair work or lead
to the complete destruction of instruments can have an enormous
economic impact. Proper instrument reprocessing demands
numerous chemical and physical factors to prevent the spread of
germs. However, the required measures should only be carried out
after considering the risks involved. Correct reprocessing combined
with long-term value retention of the instruments is only possible with
profound knowledge of the material properties, the effectiveness of
treatment agents, the influence of various water qualities, and the
consequences resulting from unsuitable treatment.
This booklet is, therefore, not simply a guideline about the hygienic
aspects of instrument reprocessing. Nonetheless, the current and
generally accepted concepts of hygiene are related to their effects
on the respective instrument and form the basis for the structure
and content of this booklet. The professional revision of this booklet
was only possible with the help of specialists who develop and
manufacture instruments, chemical agents, and reprocessing devices,
as well as experts in the field of hygiene.
Dentists and dental specialists are thus provided with an updated
compendium for the execution of cutting-edge reprocessing measures
within the framework of dental practice hygiene. It will hopefully be
well accepted and appreciated.
Prof. Dr. Michael Pietsch

Deputy Head of the Hygiene and Environmental Medicine Department
at the University Medical Center Mainz
Introduction
Instruments are a major asset and represent a significant share of the
total capital spending of a dental practice. The practical experience
recorded in this booklet, together with a description of fundamental
interrelationships, is intended to help users to keep their reusable
instruments in good working order and preserve their value for many
years, by ensuring proper reprocessing. It should be emphasized
that the recommended measures must always be carried out in
accordance with the manufacturer’s instructions, pertinent hygiene
requirements and official safety-at-work guidelines.
Instrument reprocessing is increasingly subject to legislation (Medical

Devices Act, Medical Devices Directive), with a general tendency
towards a worldwide harmonization.
In addition, there are direct legal requirements that need to be

observed, e.g. the German "Betreiberverordnung" (Operator
Regulations), which implements the Medical Devices Directive (MDD).
They provide detailed instructions in the form of validation measures
that should be carried out by the Central Sterile Supply Department
(CSSD). Compliance with such requirements can best be assured
and documented within the context of a quality system (QS). As this
"Yellow Booklet" has a distinctly process-oriented structure according
to the reprocessing procedures and based on the provisions of DIN
EN ISO 17664, it can be incorporated directly into a process-oriented
system.
National regulations,
Section Yellow Booklet Section Section EN ISO 17664: 2007
e.g. RKI guideline
1 Materials and Design
2 Media for Instrument
Reprocessing
3 How to Treat Brand New and
Repaired Instruments
4 Treatment Recommendations
for Returned Good
5 Preparation for Cleaning 2.1 Reprocessing Unused 3.3 Processing at the point
and Disinfecting Medical Devices of use
6.1 Manual Cleaning/ 2.2 Reprocessing Used 3.4 Preparation before the
Disinfecting Cleaning Medical Devices cleaning
6.2 Machine-Based Cleaning and 2.2.1 Preparation for Reprocessing, 3.5 Disinfecting
Disinfecting Cleaning/Disinfecting, 3.6 Drying process
6.3 Ultrasound Rinsing and Drying
7 Checks and Care 2.2.2 Checking technical- 3.8 Checks, maintenance,

functional safety testing
8 Packaging 2.2.3 Packaging 3.9 Packaging
9 Sterilization 2.2.4 Sterilization 3.10 Sterilization
10 Storage 2.2.5 Labeling 3.11 Storage
2.2.6 Release
2.2.7 Documentation
2.2.8 Transport and Storage
11 Surface Changes, Deposits,
Corrosion, Aging, and Stress
Cracks
Comparison of structure Yellow Booklet, RKI recommendation and EN ISO 17664
*Hygiene requirements for the sterile reprocessing of medical devices. Recommendation; Federal Health Gazette 44/2001, 1115-
1126 – For other countries, the German example must be modified and adapted in accordance with valid national regulations.
A wide-spread misconception that "high-grade steel" or "stainless

steel" are virtually indestructible and extremely durable needs to be
corrected: even stainless steel can be adversely affected by a wide
range of potential attack - whether mechanical, thermal or chemical.
Nonetheless, as long as you understand the material and its

characteristics and know how to handle these products, you will be
able to extend the trouble-free life of your stainless steel instruments.
Dental instruments need special care due to their great variety and
the particular materials used in each case.
Needless to say, users of medical devices expect well-known

manufacturers to exercise the greatest of care in both selecting the
right materials and manufacturing the product. Because of this, the
user can count on medical devices that are optimally adapted to the
intended purpose and provide excellent functionality. However, to
retain the value of the instruments in the long run, users must make
a significant contribution, i.e. by ensuring correct reprocessing and
care. To explain how this is done is the purpose of this booklet.
Disposable instruments Disposal instruments are intended for single use, because their
conformity assessment covers such use only. This is why this booklet
contains no instructions on how to reprocess disposal instruments.
General notes and Basically, the reprocessing of medical devices comprises:

instructions n Preparation (pretreatment, collecting, precleaning and, where
applicable, taking the instruments apart)
n Cleaning, disinfecting, final rinse, drying (if required)
n Visual inspection of cleanliness and condition of material
n Care and repair where required
n Functional test
n Marking
n Where applicable, packaging and sterilization, approval for reuse
and storage
National regulations, such as the German Operator Regulations

relating to medical devices and the recommendations of the Robert
Koch Institute (RKI) entitled: "Anforderungen an die Hygiene bei
der Aufbereitung von Medizinprodukten" [Hygiene requirements to
be observed when reprocessing medical devices], demand quality
control and assurance in these processes. It is the owner’s/operator’s
responsibility to evaluate the risks, to classify the various risk areas, to
provide written standard work instructions that clearly define each step
in the reprocessing process and to ensure adequate documentation.
Validated cleaning, disinfecting and sterilization processes,
supplemented by defined configurations for loading the washers/
disinfectors (Ws/Ds) and sterilizers, are an indispensable prerequisite
for quality assurance.
It is particularly important to follow the manufacturer’s instructions in

the instruction manual, not only because ignoring them might lead
to expensive replacements or repairs, but also because incorrect
reprocessing or product failure might endanger the patient or third
parties. We urge you to consult the manufacturer if you have any
doubts.
For thermostable medical devices, machine-based reprocessing with

thermal disinfection and steam sterilization is the preferred method.
Instruments and components which are exclusively provided for single

only use must be disposed of after use.
1. Materials and Design
1.1 Materials
When producing medical devices, the manufacturer must design them
to be fit for their intended purpose not only in design, manufacture
and finish, but also by selecting adequate materials. For surgical
Color etching - martensitic microstructure on
corrosion-resistant instrument steel - hard- instruments generally only stainless steel (hardened, non-rusting) can
ened (magnified 500 times)
meet the tough requirements in terms of elasticity, tenacity, rigidity,
blade characteristics, resistance to wear and maximum corrosion
resistance.
Corrosion resistance/ The corrosion resistance of stainless steel primarily depends on

Passive layer the quality and thickness of the passive layer. This passive layer is
a layer of chromium oxide that results from the chemical reaction
between the chromium in the steel alloy (at least 12%) and oxygen in
high the ambient air. This layer is not affected by the specific surface finish
gloss/e-polished
of the product (matt or high-gloss). In fact, its formation and growth
are influenced by the following factors:
matt/brushed
n Composition of the alloy

n Microstructure of the material, which is influenced by heat treatment
matt/pearl matt (e.g. forging, tempering, annealing, welding, soldering)
n Surface finish and condition, e.g. roughness or smoothness
n Handling and reprocessing conditions
Surface finishes on instruments
n The service life and number of reprocessing cycles
Chlorides are dangerous Passive layers are extremely resistant to many chemical substances.
Depending on the factors mentioned above, on every passive layer
there are areas with a specific crystallographic structure where the
passive layer is very susceptible to corrosive attack, particularly when
in a damp or aqueous environment. Among the few substances that
can attack and destroy this layer are halogen salts (halides), the most
common and dangerous of them being chlorides. Chlorides tend to
react with the passive layer in a process leading to the well-known,
chloride-induced damage called "pitting corrosion". Depending on the
concentration of chlorides, the damage caused ranges from a few
sparse points of attack (visible as small black dots) to a completely
damaged instrument surface covered with large deep holes.
Chlorides also cause "stress corrosion cracking".
Scanning electron microscope image,

chloride-induced pitting
With increasing service life, the passive layer tends to become
thicker. From experience, this causes a decrease in corrosive attack
because the probability of chlorides penetrating all the way down to
the unprotected base material is reduced.
Chloride sources in the instrument usage and processing cycle:

n Fresh-water chloride content (depending on the source of the
supply)
n Insufficient demineralization of the water used for the final rinse and
steam sterilization
n Regeneration salt carryover, leakage or spillage from ion
exchangers used for water softening
n Use of agents not permitted for or incorrectly used during
reprocessing
n Isotonic solutions (e.g. a physiological salt solution), etchants and
drug residues
n Organic residues (body fluids such as blood, chloride content
3200-3550 mg/ltr, saliva, sweat) dried on the surfaces
n Laundry, textiles, packaging materials
Pitting and stress corrosion cracking are seldom or never observed in

a chloride-free or low-chloride environment irrespective of the degree
Regenerating salt containing chloride
caused massive pitting on the surface of the of gloss and the given passive layer of the instrument surface.
instrument. Cause: Leaking ion-exchanger
connection in the W/D. If corrosion only occurs on new, high-quality instruments reprocessed
in the same cycle as older instruments, the reason can probably
be found in the instrument reprocessing conditions. In all cases
investigated so far, reprocessing had taken place under conditions
that individually or collectively approached or exceeded the limits of
process security.
As well as heat-treatable chromium steels, standardized non-

hardenable chromium steels with modified chromium contents and
rust/acid-resistant chromium-nickel steels are also used to make
instruments in accordance with EN ISO 7153-1. Their mechanical
properties are limited however, so that the use of these steels is
restricted to certain types of instruments.
Color etching - austenitic microstructure on
corrosion and acid-resistant instrument steel
(magnified 500 times)
A great variety of materials is employed for instruments, depending
on the given application technique and the particular instrument
design. The most important of these are:
n Rust/Acid-proof chromium-nickel steels (also as welding filler)
n Pure titanium or titanium alloy
n Non-ferrous heavy metal alloys with surface finishing (e.g. chrome/
nickel-plated brass)
n Light metals (e.g. anodized aluminum)
n Non corrosion-resistant steels and components
n Glass (for optical systems)
n Ceramics
n Cements and other bonding agents
n Solder
n Plastics and rubber
Special processes may The combination of these very different materials in a particular
be required depending on instrument places restrictions on reprocessing. In other words,
the material combination these items may require special treatment apart from standardized
used. instrument reprocessing. These are described in the manufacturer’s
instructions.
Special reprocessing methods may be necessary for varnished

housings made of unalloyed sheet steel, handpieces with colored
graduations (indicating gear ratios), or anodized aluminum housings
(as used for handpieces and angle pieces). For appropriate treatment
recommendations, please refer to the manufacturer’s instructions.
In addition to special reprocessing requirements, lubrication is also
essential for heavy-duty shafts as well as for bearing and gear
components made of stainless steel (and in some cases, also for
those made of non-stainless quenched and tempered steels or
bronze materials).
1.2 Design
The capacity for reprocessing medical devices is of extreme
importance for patient and user safety. During the design and
development stage of a medical device it is necessary to consider its
capacity for good reprocessing after use. However, the focus must
also be on correct functioning and the capacity for reprocessing.
Often the mechanism required is accommodated in the tiniest of
spaces in order to avoid patient discomfort.
Optimum cleaning results can be achieved if the medical device can

be dismantled as much as possible. But there are limits here too. It is
possible to dismantle many medical devices only with great difficulty,
e.g. a turbine head, since users are unable to disassemble and
reassemble these delicate components. Another important point is
the choice of materials and joining techniques. Since at 134 °C steam
sterilization represents the most important sterilization method, the
materials used must be temperature-resistant.
In order to achieve optimum reprocessing results, everyone involved
needs to cooperate closely: from the medical device manufacturer,
the manufacturers of automatic washers/disinfectors and sterilizers
to the manufacturers of process chemicals. When purchasing
medical devices, it is recommended that the aspects of instrument
reprocessing are considered at an early stage.
2. Media for Instrument Reprocessing

2.1 Water
The quality of water used for instrument reprocessing has a
considerable influence on value retention.
Water fulfills a variety of functions in the reprocessing process, e.g.:

n Dissolving detergents and other treatment agents
n Transferring mechanical forces and heat to the surface of the items
to be washed
n Dissolving soluble dirt and impurities
n Flushing away cleaning and treatment solutions
n Thermal disinfection for machine-based reprocessing
n Application for steam sterilization
Unfavorable water composition can have an adverse effect both on

the reprocessing process and on the appearance of the instruments
and materials. This is why water quality in sufficient quantity is
already important when planning on-site plumbing installations.
While any natural water contains dissolved salts, concentrations vary

depending on the source of the water and how it is collected.
Stains on instruments. Cause:
Dried water with high salt content
Depending on water hardness and temperature, the fresh water
used can lead to the formation of a hard layer (lime deposits, scale)
that is difficult to dissolve. It is even possible for corrosion to occur
underneath such deposits.
Scale is acid-soluble and can thus be removed with an acid-

based detergent. However, make sure to observe the detergent
manufacturer’s instructions regarding material compatibility.
Aluminum might be In softened water, the above-mentioned "hardeners" have been
attacked by softened replaced by sodium salts. However, this does not reduce the total
water. load of substances contained in the water.
When using softened water, alkalinity can greatly increase depending

on the temperature and exposure. Especially when thermal
disinfection is used in the final rinse, aluminum surfaces might be
subject to attack.
When water evaporates, some substances contained in it remain as

visible mineral residues. Chlorides dissolved in water are particularly
Left: Original critical substances, as they tend to cause pitting even on stainless
Right: Optical changes to
color anodized aluminum steel instruments if present in higher concentrations.
Chlorides are dangerous Generally speaking, the danger of chloride-induced pitting rises with:
n an increase in the chloride content
n an increase in temperature
n a decrease in the pH-value
n an increase in the exposure time
n insufficient drying
n concentration of chloride resulting from adherence of dry residues
to instrument surfaces after evaporation
Pitting induced by chlorides on instrument While the causal relationships between the chloride content of the
water and pitting are not always predictable, experience shows that
the probability of pitting is low as long as the chloride content does
not exceed a level of approx. 120 mg/l (equivalent to 200 mg/l NaCl)
at room temperature. However, with increasing chloride
concentrations the risk of pitting also increases rapidly. It should also
be noted that when water evaporates during the drying process, the
chloride content of water droplets may drastically exceed the limit of
120 mg/l.
To prevent excessive chloride concentrations and subsequent pitting,

we recommend using fully demineralized water for the final rinse.
Other substances may cause brownish, bluish, gray-black or

iridescent discolourations, even when present in small quantities.
Such discolourations may be caused by silicates/silicic acids
contained in the water, or by compounds containing iron, copper or
manganese. As a rule, however, such discolourations are harmless,
constituting very thin residual layers that do not cause or facilitate
corrosion.
Apart from its natural constituents, drinking water sometimes
contains rust, generally flushed from corroded pipework. During the
reprocessing cycle this rust tends to adhere to instruments, causing
rust spots (extraneous rust) and subsequent corrosion.
The use of fully demineralized water in the final rinse is not only
recommended for the reasons described above (i.e. preventing
chloride-induced corrosion), but also because it helps to keep the
surfaces of the instruments free from stains and discolourations, and
stabilizes anodized aluminum surfaces. Fully demineralized water for
the final rinse does not leave dried crystalline residues, which could
have a negative effect on any later sterilization procedures.
Discolored surfaces on scalpel handle
Use fully demineralized Since there is currently no specific standard regarding the use of fully
water for the final rinse! demineralized water for machine-based reprocessing, we recommend
the following quality based on experience in the reprocessing of
medical devices within the dental industry:
Conductivity value (at 25 °C) < 20 µS/cm

Chloride < 5 mg/l
Silicate < 2 mg/l
If ion exchangers are used in the production of fully demineralized

water, glaze-like discolourations may occur as a result of the specific
behavior of silicic acid. This cannot be controlled through the
conductivity value in the regeneration process! Make sure to consult
an expert in this case.
2.2 Process chemicals
Process chemicals used to reprocess medical instruments must be

developed, tested and manufactured in Europe in accordance with
the European Medical Devices Directive [20].
n Cleaners, neutralizing agents, rinsing and care agents are

classified as class I medical devices and are identified by the CE
mark on the label.
nP
rocess chemicals with anti-microbial effect that are used for
disinfecting cleaning or manual/automatic final disinfection at room
temperature or raised temperature are classified in Europe as class
II medical devices and identified by the CE mark and a four-digit
number indicating the responsible notified body.
When developing the product, the manufacturer of the process
chemicals must ensure that the composition of the products is
optimized with regard to the desired effects of application, such
as cleaning efficiency, anti-microbial effectiveness, or the care
properties, taking into account compatibility with the materials used
to manufacture the instruments, as well as the bio-compatibility
with any adhering residues containing human tissue at the place
where the instrument is to be used. The manufacturer of the
process chemicals must provide evidence of the compatibility of the
materials, if necessary in cooperation with the manufacturer of the
corresponding medical instruments. The bio-compatibility must be
tested and assessed in accordance with EN ISO 10093-1 "Biological
Assessment of Medical Devices"
Optimum application properties, material compatibility and bio-

compatibility of the process chemicals are achieved only under
the application conditions recommended by the manufacturer. The
manufacturer must describe in detail the application conditions
(on the label, technical data sheet) and users must observe these
instructions. Special attention must be paid to the concentrations
of the process chemicals in the application solutions and to the
temperature and exposure time. The process chemical documents
are supplemented by safety data sheets and, upon request from
the user, by expert's reports on material compatibility, effectiveness,
ecological properties and bio-compatibility.
The ingredients of various process chemicals may not be compatible.

For example, the constituents of a detergent can have a negative
effect on the effectiveness of a disinfectant if small quantities of
the detergent enter the disinfectant solution. For this reason, it is
recommended that only inter-coordinated process chemicals from a
single manufacturer should be used in a closed reprocessing cycle.
3. How to Treat Brand New and

Repaired Instruments
Preparation Brand new instruments and those returned from repair must be
removed from their transportation packaging before storing and/or
inclusion in the instrument usage and processing cycle. Any protective
caps or film must also be removed.
Before using brand new and repaired instruments, they must be sent
through the entire reprocessing cycle in the same manner as used
instruments.
Cleaning is mandatory! The cleaning step should never be skipped because residues (e.g.
from packing materials or care agents) could result in the formation of
stains or deposits during sterilization. Always visually inspect cleaning
results. As a rule, the instruments should be visibly clean after the
cleaning stage. The passive layer of brand new instruments is usually
still thin and these instruments, therefore, tend to be more sensitive to
critical reprocessing conditions.
Storage Brand new instruments and instruments returned from repair must be
stored only at room temperature in dry rooms or cabinets. Otherwise
condensate may build up inside plastic packages as a result of
temperature fluctuations. This may cause subsequent corrosion
damage. Instruments should never be stored near chemicals, such as
active chlorine, which emit corrosive vapors.
To avoid mechanical damage during reprocessing, easily damaged

instruments should be stored in suitable racks or retainers right from
the start.
4. Treatment Recommendations for

Returned Goods
In our context, returned goods are defined as packaged medical
devices which, irrespective of whether they have been used or
not, are returned to the manufacturer. The reasons for return
can be manifold: necessary repairs or servicing, return of leased
instruments, for checks to be carried out on products that are being
clinically tested, in the case of complaints, return of explants for
scientific investigation or damage analysis, etc. Note that there
is a risk of infection for anyone dealing with products actually or
potentially contaminated. It is most important to minimize this risk by
implementing adequate and reliable treatment processes.
The above guideline implies that goods may be returned only if they:
n have been properly disinfected and declared hygienically safe, or

n are visibly marked as "non-decontaminated" and delivered in
sufficiently safe packaging
The decontamination of products to be returned should be carried
out as soon as possible after use, as in the normal supply and
reprocessing cycle. This prevents subsequent damage (e.g. pitting
caused by blood chlorides).
However, decontamination is not indicated where such treatment

would alter or destroy the product, prevent proper analysis, or distort
its results. If in doubt, consult the manufacturer of the product.
Possible procedural options include the enclosure of an individual or

collective declaration containing all the information required (see, for
example, the BVMed). This type of collective declaration given to the
manufacturer or other receiving or processing entity should at least
contain the following information:
n Date of manufacture/validity
n Confirmation that from that date onwards all goods returned can
be considered hygienically safe unless clearly and visibly marked
otherwise.
n Contact details to enable the clarification of any questions
concerning the goods and the receipt of returns.
5. Preparation for Cleaning and

Disinfecting
Immediately clean instru- The first steps in a proper reprocessing cycle are taken in the
ments with filling materials treatment room. Dental materials adhering to instruments (such as
and caustic agents filling materials or phosphoric acid-based cement removers) must be
removed immediately after use. Otherwise, the material will harden
on the instrument and/or cause corrosion. Dental cement must
preferably be removed with a swab or cellulose cloth immediately
after use at the patient's chair. Residues from isotonic solutions (e.g.
a physiological salt solution), hemostatics and caustic drugs must
be removed before the instruments are set down. Cleaning and
disinfecting in an ultrasonic bath is recommended for instruments with
filling materials adhering to them. The suitability of the instrument
Filling instruments with adherent composite for treatment in an ultrasonic bath must be taken into account (see
material. Cause: Lack of immediate repro-
cessing section 6.3 Ultrasound).
Load instruments carefully, Machine-based reprocessing should be preferably used for
do not throw instruments. After use, they are carefully placed on a suitable tray
or in an instrument cassette (dry disposal) and undergo machine-
based cleaning and disinfecting as soon as possible. Always observe
the manufacturer's instructions! Improper handling may damage the
instruments. This applies, in particular, to instruments with delicate
working ends, e.g. forceps, probes, scissors, especially with carbide
inserts, needle holders, periodontal (PA) instruments.
When using wet disposal, it is advisable to immerse the instruments

Scissors with broken tip. Cause:
Incorrect loading in a combined detergent and disinfectant that has no protein-fixing
effect. Disinfectants containing aldehyde should be avoided, as they
have a fixing effect. As regards concentration and exposure time,
as well as the addition of cleaning intensifiers, the manufacturer’s
instructions should be followed at all times.
Because of the corrosion risk and the cleaning factors, long intervals
between instrument use and reprocessing (e.g. overnight or over the
weekend) should be avoided, irrespective of the disposal method
being used (i.e. wet or dry disposal). Field experience has shown
that in the case of dry disposal, intervals of up to 6 hours pose no
problem. Wherever possible, "dry disposal" should be preferred.
Deformation caused by improper handling
Instruments with rotating components must be processed using

wet disposal or initially cleaned with a brush under running water. If
these instruments can be reprocessed in a washer/disinfector, it is
a prerequisite that they can be placed in machine-suitable stands
(racks). During manual reprocessing, instruments with rotating
components should be placed in a suitable container (disinfection
container) for disinfecting and subsequently be cleaned. The same
applies to root canal instruments.
Disinfection container (Fräsator)

Handpieces, angle pieces and turbines should be placed separately
and preferably machine reprocessed in accordance with the
manufacturer's instructions.
Effective cleaning requires that articulated instruments (such as

scissors and forceps) be processed in the open position to minimize
surface overlapping. The trays, racks, holders, supports, etc., must
be such that subsequent cleaning in ultrasound basins or washer/
disinfectors will not be hampered by areas inaccessible to ultrasound
or water. Unused instruments on the dental instrument table must be
treated in the same manner as used instruments during processing.
Special racks or appropriate storage fixtures must be used for easily

damaged instruments.
Do not reprocess To avoid damage to fine instruments, they must be transported in
disposable instruments suitable containers with retainers.
Disposal instruments, e.g. polishers with lamellae, polishing brushes,

should not be reprocessed. These instruments must be treated as
dental practice waste in accordance with relevant regulations and
guidelines.
6. Manual and Machine-Based

Cleaning and Disinfecting
6.1 Manual Cleaning/Disinfecting Cleaning
For manual reprocessing, the instruments are placed in a solution
of a combined detergent and disinfectant with proven disinfecting
capability.
n Correct concentration
n Correct exposure time
Instruments in a combined detergent and n Correct temperature
disinfectant solution
For manual cleaning, active non-protein-fixing detergents with or

without antimicrobial effect and/or enzymes are used. If disinfecting
cleaning is required, the disinfecting capability should be proven
under "dirty conditions" (high protein load) in accordance with
European (EN) standards or corresponding national regulations.
Choose suitable detergent As regards the detergent and disinfectant, the manufacturer’s
and disinfectant instructions concerning concentration, temperature, and exposure
time, as well as shelf life of the solution should be strictly observed.
When treating non-stainless-steel instruments, the manufacturer’s
instructions on material compatibility are of particular importance.
Observe material Material compatibility depends on the instrument material, the

compatibility! composition of the disinfectant, the temperature, the exposure time,
the concentration, and the pH-value of the solution being used.
Regards organic peroxo compounds, particularly disinfectants
containing peracetic acid, compatibility greatly depends on the
composition of the disinfectant and the specific conditions of use.
When using disinfectants containing alkylamines, the chemical
structure of the agent strongly influences material compatibility with
regard to elastomers and adhesive/glued joints. In the case of silicone
elastomers, extended treatment with alkylamine-based disinfectants
may lead to hardening.
Disinfectants based on organic peroxo compounds or alkylamines
must be categorized as "sensitive" in terms of instrument material
compatibility. For this reason, the tested and validated instructions of
disinfectant manufacturers must be strictly observed.
Incorrect concentrations and excessive exposure times may result in

material damage.
If solutions are used for too long, the following problems may occur:
n Corrosion risk due to contamination levels
n Corrosion risk due to increased concentration of cleaning/
disinfecting solution as a result of evaporation
n Insufficient disinfection due to accumulated contamination (loss of
active agent/protein effect)
Open articulated Articulated instruments must be placed into the solution open, thus
instruments minimizing obscured surface area.
Avoid air bubbles in hollow Narrow-lumened instruments such as flexible tubes and cannulas,
bodies and instruments incorporating cavities are always difficult to
reprocess. This is why it is important to make sure that the internal
surfaces are thoroughly and completely in contact with the solution.
Dissolve powders If powdery products are used, the powder must be fully dissolved in
completely! the water before immersing the instruments. Undissolved particles
may cause surface damage and clog narrow instrument channels.
Immerse instruments The instruments must be completely covered by the solution.

completely Immersion baths should, therefore, not be overloaded.
We recommend using soft, lint-free cloths or towels, plastic brushes

or cleaning guns for cleaning. Following manual cleaning or
disinfection and cleaning, make sure to rinse instruments adequately
and thoroughly with clear running water. This manual procedure
removes dirt residues that may still adhere to the surfaces of the
instruments.
To avoid water spots, use only fully demineralized water. The
instruments must be dried carefully immediately after this procedure.
Compressed air drying is preferred to other methods (such as drying
with a cloth), as it is not only a very gentle, but also highly effective
technique.
The main reasons for mechanical damage during manual

Stains caused by high salt content of
rinse water reprocessing include:
n Use of metal brushes
n Use of coarse scouring agents
n Use of excessive force
n Dropping or bumping of instruments
Easily damaged instruments are especially prone to mechanical

damage.
Treatment instruments, such as handpieces, angle pieces, and

turbines, should never be immersed in a solution. They can be
cleaned under running water with a brush and their external surfaces
sprayed with a suitable disinfectant or wiped with a disinfectant.
As regards cleaning their internal surfaces and taking appropriate
reprocessing measures, please observe the manufacturer’s
instructions. Machine-based reprocessing methods are preferable.
Instruments with rotating components are placed in an appropriate

instrument rack and then immersed in a suitable cleaning and
disinfecting solution. In the case of polishing, ceramic, or plastic-
bonded abrasive tools, check first whether the agents used are
suitable for these instruments. The use of unsuitable agents,
e.g. alcohol-based formulations, could destroy bonding agents,
endangering shaft fixation. Sonic tips are difficult to reprocess. Use a
Stand with instruments for root canal
treatment suitable tool, e.g. cleaning wire, to ensure patency (free passage, no
obstructions). Further reprocessing must be carried out in accordance
with the manufacturer's instructions.
Instruments for root canal treatment are highly susceptible to

mechanical damage and should therefore be reprocessed separately
and placed in special stands for handling purposes. For cleaning and
disinfecting, remove the silicon stoppers in order to adjust the depth
of preparation. If instruments for root canal treatment have colored,
anodized handles, do not treat them with alkaline solutions, as this
would impair or destroy their color-coding function.
6.2 Machine-Based Cleaning and Disinfecting
Cleaning and disinfecting can best be standardized when using
machine-based processes. Always keep in mind that proper cleaning
during instrument reprocessing is essential for retaining the value
of your instruments as well as for successful sterilization. The
International Standard (EN ISO 15883) and/or the national versions
of that standard (e.g. DIN EN ISO 15883), and national guidelines
state that only validated machine-based cleaning and disinfecting
procedures should be used. The general requirements of washers/
disinfectors (Ws/Ds) are stipulated in Part 1 of EN ISO 15883.
Machine-based reprocessing should preferably be preceded by

dry disposal. With wet disposal (e.g. instruments with rotating
components), the applied foam active detergent and disinfectant must
be fully rinsed off. Foam can significantly reduce the rinse pressure
during machine-based cleaning, thus impairing the result.
This also applies if heavily soiled instruments (filling material residues

adhering to dental instruments, etc.) have been pre-treated manually
or with ultrasound.
Ensure correct loading! When using machine-based reprocessing, the following should be
observed:
n To ensure effective machine-based reprocessing, all trays, inserts,
holders, etc., must be loaded correctly.
n Articulated instruments must be opened for loading.
n Avoid overloading trays to ensure that all instrument surfaces can
be readily accessed by the cleaning/disinfecting solutions. Always
consult the established loading templates for validation purposes.
n When placing large instruments on trays, make sure that they do
not obscure other instruments, thus preventing proper cleaning.
n I nstruments with cavities or hollow spaces (e.g. turbines) need
careful cleaning and rinsing on the inside as well. For this purpose,
special (instrument-specific) inserts with appropriate rinsing
facilities should be used.
n The instruments must be arranged in such a way as to prevent
mechanical damage through contact.
For instruments with rotating components made of carbide or
stainless steel, it is recommended to carry out reprocessing in special
stands (racks) to prevent damage to the blades.
Colored, anodized aluminum parts may fade as a result of
machine-based cleaning, thereby losing their coding function (see
section 11.10). However, if special detergents are used and fully
demineralized water is employed for the final rinse (and for thermal
Severely attacked anodized
aluminum stand disinfection), such instruments can be reprocessed and disinfected
together with other instruments.
The items should be removed from the machine immediately upon

completion of the program. If they are left in the closed machine, the
residual moisture may cause corrosion.
As a rule, it is advisable to use processes where cleaning is carried

out at a separate stage prior to disinfection. For machine-based
reprocessing, both thermal and chemothermal disinfection options
are available. As a rule, thermal disinfection is the better choice.
Therefore, you should take the suitability of medical devices for
machine-based reprocessing with thermal disinfection into account at
the purchasing stage.
In thermal processes, disinfecting is carried out at temperatures

above 65 °C for the corresponding exposure time. As a measure of
the disinfecting capability, the Ao value has been introduced
(EN ISO 15883-1, Appendix A). It determines the temperature-time
relation as a function of microbiological contamination and the
intended purpose of the medical devices involved (e.g. Ao = 3000 =
90 °C and 5 minutes exposure time). The program structure depends
on the outcome requirements for cleaning, disinfecting, and rinse
quality, and on the items to be treated. A machine-based reprocessing
program with thermal disinfection typically includes the following steps
or stages:
1. Pre-wash
Cold water without any additives, to remove coarse dirt and foaming
substances.
2. Cleaning
Use a suitable detergent! Hot or cold water; cleaning is usually carried out at temperatures
of 40-55 °C for at least 5 minutes. Suitable, more or less alkaline
products can be used for cleaning. The choice of detergent depends
on the materials and properties of the instruments to be treated,
the necessary cleaning efficiency, and on national guidelines and
recommendations (e.g. as issued by the Robert Koch Institute in
Germany).
3. First intermediate rinse

With hot or cold water. Adding an acidic neutralizer facilitates the
removal of alkaline detergent residues. Even when using neutral
detergents, it may be advisable to add an acidic neutralizer in order
to prevent deposits (e.g. in cases where the water used has a high
salt content).
4. Second intermediate rinse

With hot or cold water, no additives (use fully demineralized water if
possible). Depending on the items to be processed and on the rinsing
quality and safety level required, several intermediate rinses without
additives will take place.
5. Thermal disinfection/Final rinse

Carry-over of detergent Using fully demineralized water prevents spotting, stains, deposits
residues due to insufficient rinsing
and corrosion on the surfaces of the instruments. It also prevents the
formation of crystals which can interfere with the sterilization process.
If you add a final rinse agent to shorten the drying period, make sure
to check the material compatibility of the processed items.
6. Drying
Sufficient drying must be ensured either through the washer/
disinfector or by taking other appropriate measures. With regard
to the process chemicals used, the manufacturer’s instructions
concerning concentration, temperature and exposure time should
always be observed. This guarantees good results and keeps the
instrument materials intact to the greatest possible degree. It must
be possible to verify the automatic volume dosing of liquid process
chemicals.
Instruments Requiring Special Treatment
Easily damaged instruments can undergo machine-based
reprocessing, provided the instruments are safely held in place
(e.g. by using stands or other suitable supports) and an effective
rinsing method is used.
The following specific points need to be observed for certain

instruments:
n Probes, periodontal (PA) and other easily damaged instruments

must be placed in special holding devices for protection.
n I nstruments with rotating components, such as drill bits, cutters,
burrs or abrasive tools, are only suitable for machine-based
reprocessing if it is expressly permitted by the manufacturer. They
Drill bit stand
should be placed in special instrument stands that are suitable
for rinsing. It may be necessary to carry out an additional pre-
treatment by ultrasound.
n I nstruments for root canal treatment should always be reprocessed
in suitable instrument stands to prevent damage to delicate parts
and to minimize the risk of injuries.
n Ultrasound and sonic tips with lumen for internal cooling must be
connected to special rinsing adapters to ensure internal rinsing. To
prevent corrosion, use fully demineralized water for the final rinse.
nH andpieces, angle pieces, and turbines can undergo machine-
based reprocessing if it is expressly permitted by the manufacturer,
the manufacturer's instructions are observed, and special rinsing
fixtures are available for rinsing the turbine drive's spray, air
channel and air infeed recirculation system. The same applies for
spray channels (air and water) and the drive duct of motorized
treatment instruments. For these instruments, there are also
special devices with process-combined cleaning, care and
disinfection.
Handpieces and angle pieces nM outh mirrors are subject to wear. For example, silver-backed
glass mirrors may become dull as a result of machine-based
reprocessing; rhodium-metalized mirrors, in contrast, are more
resistant, but are easily damaged by mechanical impact.
Instruments with stubborn coagulation residues that cannot be

removed by additional intensive cleaning (e.g. 3% hydrogen peroxide
solution, brushes, ultrasonic bath) must be discarded, as proper
functioning and hygiene can no longer be guaranteed.
6.3 Ultrasound
Ultrasonic treatment is a very good choice to help with cleaning
instruments made of stainless steel or hard plastic materials.
Instruments sensitive to mechanical impact can likewise be gently
and thoroughly cleaned and disinfected with the help of ultrasound.
Powerful ultrasonic devices are able to dissolve encrustations in
Ultrasonic device places that are difficult to access otherwise.
In principle, the same requirements apply for preparing the bath as

for manual cleaning and disinfecting in an immersion bath. However,
the following special conditions must be observed:
Filling level
The bath must be filled to the line
Suitable detergents and/or disinfectants

A suitable detergent or disinfectant must be added to the water.
Temperatures of 50 °C should not be exceeded, as it could result

in blood encrustations.
Temperatures of between 40 °C and 50 °C support the cleaning
efficiency. Depending on the used product, always pay attention to
the manufacturer's instructions as regard concentration, exposure
time, and temperature when cleaning and disinfecting.
Degassing
The freshly prepared disinfecting or cleaning solution requires
degassing before initial use.
Timely replacement of the cleaning/disinfecting solution

A high level of contamination in the ultrasound basin impairs the
cleaning capacity and increases the risk of corrosion. Depending
on the specific conditions of use, the solution must be replaced at
regular intervals in accordance with the manufacturer's instructions.
Preparing the bath Apart from a properly prepared bath, the following basic rules should
always be observed to ensure good cleaning results:
n The instruments should only be placed in suitable holders or

baskets to ensure the effectiveness of the ultrasonic bath.
n The items to be treated must be fully immersed in the cleaning
solution.
nA rticulated instruments, scissors etc. must be opened in order to
minimize the obscured surface areas.
n Do not overload trays.
n Hollow body instruments, such as suction tubes, must be placed
in the ultrasonic bath at an angle to ensure any trapped air is
removed, as it would otherwise reduce the cleaning efficiency.
n Blades should not have contact with metal parts.
Very important: Thorough After ultrasonic treatment, the instruments are either thoroughly
rinsing! manually rinsed or undergo machine-based reprocessing. The
manual rinse can be carried out with fresh tap water, taking care
that all detergent and disinfectant residues are completely removed
in the process. To avoid water spots, we recommend using fully
demineralized water for the final rinse.
Instructions for certain dental instruments
Handpieces, angle pieces, Handpieces, angle pieces, turbines, and other drives should not be
turbines, and other drives treated in an immersion or ultrasonic bath.
Instruments with Dental instruments with rotating components should only be treated
rotating and oscillating with suitable detergents and disinfectants. Prior to ultrasound
components treatment they should be placed in special stands to avoid any
contact damage between the instruments (e.g. via sharp cutting
edges, diamond grains). The cleaning efficiency of an ultrasonic bath
is limited for polishing and flexible instruments (polishing brushes,
polishers), as the elasticity absorbs the ultrasound.
Instruments for root canal Instruments for root canal treatment with colored, anodized aluminum
treatment handles should not be treated in an alkaline solution, since their color
coding function would be impaired or lost.
Chrome-plated instru- Instrument stands or trays which are not made of stainless steel, but,
ments and aluminum e.g., of chrome-plated brass, anodized aluminum, or plastic, should
instruments only be used with suitable detergents and disinfectants.
Mouth mirror Mouth mirrors can be damaged in an ultrasonic bath.
Acid detergents, e.g. cement removers, should only be used when

absolutely necessary, as they cause corrosion on surfaces and at
soldered seams.
Corroded filling spatula. Cause: Material

attacked by acidic cement remover
7. Checks and Care
Sufficient cleaning standards are absolutely vital for successful
sterilization. Instruments to be sterilized must be macroscopically
clean, i.e. free from visible residues. This is checked by visual
inspection. Critical areas, such as handle structures, joints or jaw
serration, require especially careful checking. It is advisable to use
working lights with magnifying lenses when checking instruments. If
Blood residues on the grip of an instru-
ment. Cause: Insufficient cleaning there is doubt as to the level of cleanliness, particularly in the case of
instruments with hollow areas, chemical tests for protein and blood
must be carried out.
All instruments with lumens, such as cannulas, etc., must be checked

for patency (free passage, no obstructions). Clogged instruments
must be reprocessed. If this does not help, such instruments must be
replaced.
Poorly cleaned instruments must be recleaned, disinfected, and then

rinsed sufficiently.
Instruments with metallic friction surfaces, e.g. articulated

instruments, must be lubricated before subjecting them to a functional
test using a squirt oiler or via the precise application of drops of oil.
Maintenance or care means the targeted application of care agent to

the joints, hinges, locks, threads or friction surfaces of instruments,
such as clamps and scissors, after they have been carefully cleaned
and disinfected. This minimizes metal-on-metal friction and therefore
constitutes a preventive measure against corrosion caused by
chafing.
This ensures the instruments are kept functional and the hinge action
maintained.
Requirements for care agents for surgical instruments:

n Paraffin/White oil basis
Lubricating instruments with a spray can or n Biocompatible in accordance with the current European or United
drops of oil
States Pharmacopeia
n Suitable for steam sterilization and vapor-permeable
Instruments must not be treated with care agents containing silicone

oil. This can adversely affect the instrument's functionality and also
the steam sterilization results.
Proper performance of care measures:
Allow the instruments to cool down to room temperature before
opening and closing the instruments, as otherwise metal abrasion
might occur when the parts rub against each other. Such "fretting"
would impair the instrument’s ease of movement or even destroy its
functionality altogether.
The care agent must be distributed evenly by operating the joints/
friction surfaces. Any excess care agent must be removed with a lint-
free cloth.
Spraying the instruments or applying the care agent mechanically is

neither sufficient, nor does it provide additional corrosion protection.
Immersion baths should not be used because of the germ infestation
hazard.
Never process plastic surfaces with instrument care agents.
However, there are some exceptions:
n Handpieces, angle pieces, and turbines must be treated with special

agents in accordance with the manufacturer’s instructions due to
their complicated internal design.
s the various instruments are made for specific application
nA
Internal design of handpiece and angle purposes, the functional tests must be carried out so that items
piece
that fail to serve their intended purpose are reliably recognized
and discarded. If in doubt, consult the instrument manufacturer for
suitable testing methods.
Special storage of easily fter the check, easily damaged instruments must be stored in
nA
damaged components special cassettes designed to prevent transportation damage. If

indicated, suitable facilities should be employed to secure them
against dislocation.
utting instruments (periodontal instruments, excavators, gingival
nC
margin trimmers, sharp curette) must be resharpened at regular
intervals. To ensure the correct sharpness and functioning, it is
advantageous to resharpen the instruments after each use.
Resharpen cutting Regular resharpening can, however, cause a weakening of the material
instruments (reduced cross section). If there is a risk of these
instruments bending or breaking under normal working pressure,
they must be removed and discarded.
Blunt periodontal instrument
8. Packaging
International standard EN ISO 11607 Parts 1 and 2 apply to packed
items requiring sterilization. The standard stipulates the packaging
material (Part 1) and the validation of the packaging process (Part 2).
Sterile barrier system The packaging for items for sterilization must be of a type
representing a sterile barrier system. Its task is to prevent micro-
organisms from entering the packaging and to enable removal under
aseptic conditions. It must also be possible to open the package
easily under aseptic conditions. The sterile barrier system represents
a microbial barrier which prevents recontamination under specified
conditions. Such conditions include:
n Temperature
n Pressure
n Humidity
n Sunlight
n Cleanliness
Sealing sterile packaging
with a sealer. n Pathogen contamination
Protective packaging The protective packaging is additional packing designed to prevent

damage from occurring to the sterile barrier system from the moment
it is put together until the moment of use.
The sterile barrier system can be a reusable system (sterilizing

container) or a disposal product (non-woven fabric, paper, transparent
bag).
Containers and storage systems help to retain the value of

instruments.
The packaging has a considerable effect on sterilization results.

Therefore, the packaging system (sterile barrier system and
protective packaging) must be compatible with the sterilization
procedure. The packaging material must not absorb the sterilizing
agent beyond a reasonable limit, and must not cause any alterations
in the sterilizing agent. The sterilization process validation also
investigates the suitability of the packaging. The processes involved
in forming the pack, seal and composition that previously took place
must also be validated. Whenever new materials are used that
have not yet been properly validated, the performance assessment
(validation) must be repeated.
Drying To retain the value of the instruments, it is also important that they
are sufficiently dried, because residual humidity can cause corrosion
damage. If non-woven fabric is used, care should be taken to ensure
that it does not interfere with the drying process.
Marking It must be possible to mark and identify the package with information
such as:
n Sterilization date
n Packer
n Expiry or "use before" date (if date has been defined)
n Contents
9. Sterilization
Within the scope of European (EN) standards, the application of
sterile instruments on or in the patient requires proper cleaning
and disinfecting, followed, if necessary, by sterilization in approved
packaging, on the basis of a validated sterilization process. Following
such treatment, the sterile items must be stored in accordance with
the rules and provisions governing sterile supplies. Consequently,
it is important to only use sterilization methods and sterilizers that
allow validated sterilization processes. Sterilization accessories and
packaging materials must be selected in accordance with the items
to be sterilized as well as with the sterilization method being used.
In this context, the user instructions for the sterilizer used must be
strictly observed. In dental practices, steam sterilization is the method
of choice!
9.1 Steam Sterilization

Checking the suitability Steam sterilization is performed with saturated steam, usually at
and functionality of the 134 °C.
sterilizer
The sterilizer and the sterilization method must correspond to current
standards and regulations.
Sterilizer types are divided into 3 categories in accordance with

EN 13060 (European standard on small steam sterilizers):
Type B for wrapped, solid, hollow load and porous products

Type N for non-wrapped, solid instruments
Type S for products specified by the manufacturer of the small
Small steam sterilizer sterilizers
Note:
Type B for universal application
A type B sterilizer is recommended for universal application in dental
practices. The following restrictions apply to the other types:
n Type N small sterilizers are not suitable for wrapped products and
are, therefore, not usually appropriate for reprocessing items to be
sterilized.
n Type S sterilizers are suitable for specific products, e.g. treatment
instruments.
Always adhere to the specified routine checks and maintenance

regulations. The manufacturer's instructions must be observed.
Only use fully demineralized or distilled water in the steam sterilizer.

The use of tap water will result in deposits and corrosion on the
Stains on tweezers: Cause: Insufficient
steam quality instruments and the sterilizer.
Stain formation due to If chemoindicators are used in large numbers in a sterilization batch,
"running" chemoindicators it may lead to stains on instrument surfaces, especially if there is
direct contact between instruments. This particularly applies to silver
products or products with silver-plated surfaces.
Ensure steam quality in If validated steam sterilization processes are used in accordance
accordance with with ISO 17665 (or DIN 58946 Part 6 in Germany) and all process-
EN 285 or EN 13060 relevant parameters, such as pressure, temperature and the
proportion of non-condensable gases in the steam, are being
documented, it is a good idea to use chemoindicators to detect
sterilization. The sterilization steam used must be free from impurities
and should neither impair the sterilization process nor damage the
sterilizer or the items to be sterilized. To ensure this, the tolerances
specified in the table of EN 13060, Appendix C, relating to the quality
of the boiler feed water and the condensate should not be exceeded.
Otherwise corrosion may result from contaminants, such as rust
particles in the piping system, or discolouration caused by excessive
Marbling caused by impurities in steam silicic acid levels may appear on instrument surfaces.
condensate
Contamination in the condensate of a steam supply for sterilizers, measured at the
sterilizer supply line
Substance/Property Condensate
Silicates (SiO2) ≤ 0.1 mg/l
Iron ≤ 0.1 mg/l
Cadmium ≤ 0.005 mg/l
Lead ≤ 0.05 mg/l
Heavy metal residues, except for iron, cadmium, lead ≤ 0.1 mg/l
Chloride (Cl-) ≤ 0.1 mg/l
Phosphate (P2O5) ≤ 0.1 mg/l
Conductivity (at 25 °C) ≤ 3 µS/cm
pH value (degree of acidity) 5 to 7
Note: See 22.4 for the procedure for taking
Appearance colorless, clear, no
condensate samples.
deposits
Source: EN 13060, Appendix C, updated 2009 Hardness ∑ (of alkaline earth ions) ≤ 0.02 mmol/l
If the feed water contains large quantities of bicarbonate hardness,

it increases the inert gas content of the sterilization steam and may
adversely affect the sterilization result.
Corrosion hazards due to Damp or wet containers pose instrument corrosion hazards. Poor
residual humidity/damp- and insufficient drying is frequently caused by incorrectly organized
ness! loading and the use of less suitable types of non-woven fabrics for
drying. In principal, heavy sieves should be placed at the lowest level,
so that the majority of the accumulated condensate can drain off
directly.
In practice, residual moisture in the form of a few drops of water

capable of evaporating within 15 minutes is tolerated, but actual
pools of water are not acceptable. Even so, a few drops of water may
cause some spotting. To prevent residual moisture altogether, consult
the manufacturer of your sterilizer for relevant procedures.
Should separate treatment be required for dental instruments, the

following instructions apply for steam sterilization:
n Instruments with rotating components (e.g. drill bits or burrs) can be
steam sterilized.
n Handpieces, angle pieces, and turbines should be steam sterilized
at 134 °C wherever possible to keep treatment time to a minimum.
n Mouth mirrors can be steam sterilized, but being subject to wear,
will soon become dull as a result of the ingress of moisture. This is
possible because of the different expansion coefficients of various
materials.
9.2 Hot Air Sterilization
Although hot air sterilization no longer represents the state of the
art, it is still being used in isolated cases. If sterilization is still carried
out with a hot air sterilizer, the following instructions continue to be
effective and must be observed:
At temperatures above 185 °C, paraffin oil will resinify. This

destroys its lubricating properties and thus reduces the instrument’s
functionality.
Prescribed temperature If the specified temperature is significantly exceeded, there

should not be exceeded! is a corrosion hazard as well as the risk of loss of hardness.
Consequently, functionality is compromised, making instruments
useless in many cases. Similarly, plastics such as color rings may be
adversely affected or even destroyed at higher temperatures.
To ensure uniform heat distribution in the sterilization chamber, and

thus in the items to be treated, the sterilizer loading instructions must
be strictly observed! Treatment instruments should never be hot air
sterilized.
10. Storage
10.1 Storing Non-Sterile Instruments
Instruments stored in poor conditions can corrode. To prevent
this they should be stored in dry and dust-free conditions. Major
temperature fluctuations should be avoided to prevent the
accumulation of moisture (condensate) on instrument surfaces.
Chemicals may destroy metals when in direct contact with them,
or may emit corrosive vapors. Never store your instruments near
chemicals!
The storage of instruments must be organized in such a way that they

cannot damage one another. Appropriate systems must be used to
ensure this; such systems improve overall clarity of the organization,
while also reducing the risk of injury to users. Closed storage systems
are preferable in order to ensure additional protection against
pathogens.
10.2 Storing Sterile Instruments
To guarantee the sterility of instruments until they are used on/
in the patient, germ-tight packaging is absolutely essential. Further
requirements for the protected storage of sterile supplies and
the prevention of corrosion damage include a dust-free and dry
environment and the prevention of temperature fluctuations. These
conditions allow items to be stored for six months (or more). See DIN
EN 868 and Table 1 of the German standard DIN 58 953, Part 9, for
further details.
11. Surface Changes, Deposits,

Corrosion, Aging, and Stress
Cracks
11.1 Metal/Deposits – Organic Residues
During daily use and over time many medical devices are subject to
surface changes due to chemical, thermal and/or physical impacts. If
not directly caused by normal usage, the origin of such changes can
usually be found in the reprocessing conditions. If surface changes
occur, it is advisable to proceed systematically in the following order
in order to remove and avoid surface damage:
n Determine the nature, origin and cause

n Estimate the risks
n If necessary, process/treat the items in accordance with the
manufacturer’s recommendations to correct the changes
n Take appropriate measures to prevent re-occurrence, then validate
your entire instrument reprocessing process
Reworking or repair of affected products only makes sense if the

causes of the surface changes have been determined and eliminated.
All examples given below are based on the systematic 4-step
approach outlined above. These examples cover the most frequent
surface changes in metallic instruments made of stainless steels and/
or plastic products.
Type of surface change
Blood residues in the closed joint area. Cause: Clean in closed joint area
Instrument was closed for cleaning. Reason: Instrument was open for cleaning.
Organic residues
Origin & causes Rust and/or blood-colored deposits can often be seen.
Immediately after the operation caused by operational residues
(blood, protein) due to salt residues, due to drug residues.
nD
ry residue because the interval between use and reprocessing is
too long.
n Use of unsuitable instrument disinfectants.
nT
ransferred by contaminated detergents and disinfectants.
n Insufficient rinsing after cleaning.
nInsufficient cleaning efficiency caused by areas inaccessible to
ultrasound when ultrasonic cleaning.
n I nadequate maintenance/servicing of the washer/disinfector.
n Fixing caused by water feed temperature being too high
(exceeding 45 °C) in first water intake cycle.
n Ineffective rinsing (insufficient water flow through or around the
instruments, insufficient rinse pressure, inaccessible areas)
n Insufficient cleaning efficiency due to foam formation, for example
due to high amounts of blood or detergent and disinfectant
residues carried over from the ultrasonic or immersion bath.
n Improper loading due to use of wrong instrument trolley/trays or
overloading
n Insufficient cleaning efficiency, because the instruments/devices
were not open and/or badly positioned.
Treatment n Sufficient cleaning

recommendations n Regular replacement of immersion baths
n Recleaning with ultrasound
n Targeted manual recleaning
n Immersion in 3% H2O2 solution (approx. 5 minutes)
Preventive measures n Remove all coarse contamination, especially salt solutions,
immediately after treatment.
n Exclude factors that cause drying or fixing.
n Minimize drying by reducing the period between use and
reprocessing (under 6 hours).
n The use of suitable aldehyde and alcohol-free disinfectants for wet
disposal.
n Ensure cold water pre-rinse.
n Correction program sequence in washers/disinfectors.
Risk assessment n Hygiene risk – danger of infection for patients. Can lead to
corrosion even with stainless steel, as blood, for example, contains
chloride ions. If present in higher concentrations, these ions cause
pitting and/or stress-crack corrosion.
11.2 Metal/Deposits – Process Chemical

Residues
Depending on the extent of the residues, instrument type, and surface
quality, various sizes of bright-to-dark gray deposits / discolouration
may appear. The ability to detect this can be reinforced even further
by sterilization.
Hollow handle with visible Incorrect loading of a washer/disinfector

residues
Origin & causes Process chemicals that have not been removed sufficiently
(inaccessible areas, incorrect loading) during the intermediate and/or
final rinses.
Treatment n Wipe off with a lint-free cloth.

recommendations n Acid-based cleaning with special detergents as recommended by
the instrument manufacturer.
Preventive measures Ensure sufficient intermediate and/or final rinsing with fully
demineralized water or correct the loading. The manufacturer's
instructions regarding disassembly and cleaning must be followed
strictly!
Risk assessment Discolored surfaces can also be caused by residues of process

chemicals, as described in other sections.
11.3 Metal/Deposits – Spotting Caused by Lime
Rinsing chamber with heavy Consequence: Instruments

lime scale deposits have lime scale residues
Stains/Discolourations of a milky white to gray color. Depending

on specific conditions, these changes may extend across a larger
surface or take the form of irregular spots with sharply defined
borders, distributed across the instrument’s surface (and/or the
washer/disinfector’s internal surfaces).
Origin & causes Excessive lime in the water used for the cleaning stage or at the final
rinse.
Treatment n Wipe-off with a lint-free cloth.

recommendations n Acid-based cleaning with special detergents as recommended by
the instrument manufacturer.
Preventive measures n Cleaning and, if necessary, intermediate rinse with demineralized water.
n Use of fully demineralized water for the final rinse to prevent stain
formation during machine-based reprocessing.
Risk assessment n No corrosion, only aesthetic significance.
11.4 Metal/Deposits – Silicates and Other

Mineral Compounds
Typical silicate discolouration in the rinsing chamber and on the sur-

face of the instrument caused by a detergent containing silicate, or
excessive levels of silicic acid in the water.
Typical silicate discolouration on the surface of the instrument after

steam sterilization caused by excessive silicic acid levels in the demineralized water.
Yellowish-brown to blue-violet discolourations of various forms,
ranging from extended and rainbow-like tarnish to colored spots
or droplet-shaped stains on instruments, washer/disinfectors and
sterilization chambers.
Origin & causes Silicic acid leakage during the production of fully demineralized water
when using ion exchangers and reverse-osmosis water treatment
equipment.
n Carry-over of detergent residues containing silicates into the

final rinse of machine-based reprocessing due to insufficient
intermediate rinsing.
n Other mineral substances contained in the final rinse water of
machine-based reprocessing or in the steam condensate, e.g.
copper from the pipework.
n Mineral deposits can be removed via acid-based cleaning using
special detergents as recommended by the manufacturer.
Treatment n Stubborn deposits (silicate build-up) can be removed with agents

recommendations containing hydrofluoric acid.
n Mechanical surface treatment by the manufacturer.
n Implementation of repair work by a qualified repair service agent.
Preventive measures Use silicic acid-free, fully demineralized water for final rinse during
machine-based reprocessing. Prevent detergent carry-over by:
n Correct tray loading and proper positioning/fixation of items with
hollow spaces in which liquids can accumulate (e.g. kidney-shaped
bowls).
n Ensure correct functioning of dispensing equipment.
n Ensure sufficient neutralization and intermediate rinsing during
machine-based reprocessing.
n Use water quality as specified in EN 285 (Appendix B, Table B1.) or
EN 13060, Appendix C, for steam sterilization.
Risk assessment No corrosion, only aesthetic effect; no hygiene risk.

The laser-lettered labels on instruments may be adversely affected
(bleached) when treating them with acid-based detergents. The
coding function may become illegible or even completely lost.
11.5 Metal/Deposits – Discolouration Due to Oxidation
Retractors with dis- Details of clamp: Discolored instrument handle made of titanium
colored black shaft in Lock and ring area
hardened Cr-steel with
the handle and blade
remaining bright, made
from non-hardenable
CrNI steel.
A shiny, gray-black passive chromium oxide layer is only formed

in the case of hardenable stainless steels, frequently initially
identifiable with cutting instruments (e.g. scissors), but also in the
case of blunt instruments (e.g. forceps, tweezers).
Origin & causes In the case of titanium materials (pure titanium or alloys), surface
discolouration may be formed with uniform varying coloration (e.g.
gray, blue, violet, red, golden yellow, green) or with blotchy multicolor
discolouration.
For the above mentioned hardenable stainless steels, in the case

of machine-based cleaning by the neutralizer carried away in the
last rinsing stage, and/or by other passive layer forming factors that
have not yet been identified in the cleaning process. Passive layers
may be transparent (is usual) to black in the case of stainless steels,
depending on the composition, density and thickness. The tendency
to form gray-black chromium oxide passive layers depends, in
particular, on the ratio of chromium content/carbon content, alongside
the influences of the material composition referred to above. In
practice, this means that the higher the carbon content, the faster a
gray-black discolouration may become visible.
In the case of titanium materials, damp heat and/or cleaning

chemicals used in the various reprocessing stages may lead to
oxidation of the surface and hence to discolouration of the surface.
Titanium oxide deposits may be transparent or multicolored/colored
depending on the composition, density, and thickness.
Treatment Elimination of the problem is not recommended due to the properties

recommendations of the deposit, but may be carried out by the manufacturer or a
qualified repair service if necessary. In both cases, appropriate
surface treatment is required (mechanical in the case of steel,
chemical in the case of titanium). In the case of stainless steels,
removing the deposit with a basic detergent has no effect on account
of significantly increased resistance to corrosion.
Preventive measures In the case of stainless steels, ensure precise dosing of the
neutralizer. Exclude carry over of the neutralizer with adequate
final rinsing. In the case of titanium materials, virtually unavoidable
or not avoidable, since the nature of the material means it always
reacts with the surface more or less visibly as a result of the ambient
conditions prevailing during reprocessing (temperature, chemicals,
humidity).
Risk assessment No corrosion – aesthetic effect If, in the case of titanium materials,
any identification/coding function lost as a result of discolourations,
e.g. color coding of the size of the medical device, does not present a
safety risk, color changes due
to the formation of different properties of oxide layers is completely
unproblematic. This means there are no restrictions as regards bio-
compatibility, hygiene, functioning or service life.
11.6 Metal/Corrosion – Pitting Corrosion
Scissors with Pitting on tweezers. Cause: Over-

pitting aging of color-coding band allows
harmful substances containing chlo-
Examples of ride to infiltrate.
pitting
Pitting - seen under

a scanning electron
microscope - magnified
200 times
Pinprick-like corrosion holes in stainless steel, frequently
microscopically small, surrounded by sparkling, reddish-brown or
multi-colored corrosion spots, often associated with circular corrosion
deposits around the corrosion hole. (Not to be confused with material-
specific cavities or foreign-matter inclusions that may occur in low-
quality instrument steels or with contact corrosion symptoms when only
stainless steel instruments are used.)
Origin & causes n In stainless steel, caused by exposure to halide ions (bromides,
iodides and chlorides), but especially chlorides, that locally break
through the passive layer of instrument steel, thus causing pitting.
n Dried-on organic residues, e.g. blood, pus, secretions (see section
11.1 Metal/Deposits - Organic Residues)
n Frequent pitting is due to the use of liquids with a high chloride
content, or more specifically, due to dry residues of such liquids
adhering to the instrument surfaces, e.g. if the concentration
of chlorides in the final rinse water is too high or if residues of
physiological salt solutions remain on the instruments.
n Brand new instruments are particularly susceptible to attack by
media containing chlorides due to their still thin passive layer.
Instruments that have been in use for some time are more resistant to
chloride attack, because they have developed a thicker passive layer.
Treatment Corrosion products can be dissolved with an acid-based detergent

recommendations used in accordance with the manufacturer’s instructions. The remaining
corrosion holes may be treated mechanically (reworking either by the
manufacturer or by a qualified repair service provider).
Preventive measures Chloride-induced pitting can usually be prevented by using low-

chloride concentrations in the water used for processing, and by
minimizing instrument exposure to other liquids containing chlorides,
e.g. physiological salt solutions.
Risk assessment n Heavily corroded instruments should be immediately withdrawn

from service (and the instrument processing cycle) for reasons of
patient and user safety.
n To retain the value of instruments, the causes of pitting corrosion
must be eliminated.
n Corrosion holes can pose a hygienic hazard and may lead to
stress corrosion cracking as well.
11.7 Metal/Corrosion – Wear Friction Corrosion
Hinge area (scissors)
Brown stains/discolourations or rust formation around an area that

has been chafed.
Origin & causes Insufficient lubrication and/or foreign bodies lead to corrosion of the
metallic friction surfaces that move relative to each other (especially
in locks/joints and sliding paths of, e.g., punching instruments). This
forms micro-abrasion, which can make the surface extremely rough
and destroys the passive layer. In these sensitized areas, humidity or
deposits (e.g. blood residues) can easily accumulate - a process that
usually leads to corrosion.
Treatment n Discard defective instruments or have them repaired if possible.

recommendations n Regrinding and/or polishing can usually repair corrosion damage.
n Repeated reworking affects the handling/controllability and thus the
functionality of the instrument, making it useless.
Preventive measures n Allow the instruments to cool down to room temperature.

n Proper instrument care and servicing = accurately applying a
lubricant to the instrument prior to performing the functional check.
n Manually apply the lubricant directly to the joint area
(using drops or spray).
n Distribute the lubricant uniformly in the joint by opening and closing
the instrument in the joint area several times.
n Lubricants suitable for instrument care must:

n be based on, for example, liquid paraffin (paraffin oil)/white oil.
n conform to currently valid pharmacopeia.
n be vapor-permeable/suitable for steam sterilization at the boundary
surface between the material and the oil film.
n Jamming of the joints due to accumulated lubricant must be
prevented.
Risk assessment Impairs or completely destroys the instrument’s functionality. Fretting

corrosion may lead to pitting.
11.8 Metal/Corrosion – Stress Corrosion Cracking
Detail: Scissors hinge joint with typical intercrys- Detail: Jaw clamp with typical grainy, intercrys-
talline crack. talline fractured structure.
Electrolytic/Anodic stress-crack corrosion (or stress corrosion

cracking) usually leads to visible cracks and fractures.
In some cases, crack formation is not visible because its origin

is hidden according to circumstances (e.g. in the joint of a pair of
scissors), possibly with crack propagation to fracture.
Very frequently, the non-deformed and possibly hidden fracture

surfaces are indicative of the growth of the crack (typically associated
with corrosion products).
Origin & causes This type of corrosion often affects areas or components subject to
high tensile stress
n due to design and/or manufacturing reasons (such as rivet or
screw connections, welded or soldered connections or so-called
press fit connections)
n Stress corrosion cracking can also be caused by improper repair
work (e.g. application of inadmissibly high straightening forces)
n Cleaning/Reprocessing the item in a state of high tension (e.g.
when the ratchet is fully closed).
n Processing overstressed or strained instruments in a corrosion-
promoting environment, especially at higher temperatures.
The main cause of corrosion is water containing chlorides, but
treatment residues, sodium chloride, and drugs, etc. must also be
taken into account.
Treatment n None (cannot be corrected)
recommendations
Preventive measures n Clean jointed instruments in an open position and sterilize them
with the ratchet locked in the first tooth.
n Reduce the chloride load to a minimum (e.g. reduce blood and
drug residues; use only suitable water for reprocessing, final
rinsing, and sterilizing).
n Overstressing due to improper handling.
n Have your instruments repaired only by the manufacturer or a
qualified and specially authorized repair service provider.
Risk assessment n For reasons of patient and user safety, withdraw affected
instruments from service and from the instrument processing cycle
at once!
n To retain the value of your instruments, eliminate the cause of
corrosion.
11.9 Metal/Corrosion – Surface Corrosion
Corroded drill bit made of tool Corroded scissors made Corroded, worn out carbide
steel. Cause: Material is not of stainless steel. Cause: drill head made of TC/CO.
suitable for machine-based Subsequent damage due Cause: Application of an acid
cleaning without a corrosion to an acid attack caused detergent.
protection layer. by overdosing of the basic
detergent.
Left: Partial material attack due to acidic cement remover, and on the right due to a hemostatic
agent. Cause: Excessive contact period or insufficient removal after use.
Corroded soldered seam on a carbide needle holder and carbide scissors. Cause: Phosphoric acid
attack caused by overdosing the neutralization agent.
Severe material attack on the natural and color anodized aluminum surfaces of an instrument stand
and containers. Cause: Overdosing of the otherwise material-compatible alkaline wash solution.
n On stainless steel there is usually a uniform, matt-gray surface

attack that quite often leads to subsequent damage in the form of
corrosive deposits.
n A matt-black surface forms on products made of unalloyed steel
or tool steel, e.g. old instruments with a dislodged or damaged
galvanized protective layer (chrome/nickel-plated) or drill bits. This
also leads to subsequent damage in the form of corrosive deposits.
Tools with sintered carbide drill heads made of cobalt bonded
tungsten carbide (TC/CO) are discolored black and become
worn extremely quickly. Soldered connections at instruments with
carbide inserts turn dark and rust-brown corrosion products can
build up on surfaces.
n In naturally anodized surfaces, whitish-gray/powdery corrosion
products initially form, caused by the dislodged anodized surface.
n In color anodized surfaces, there is a uniform/partial loss of color
intensity. This can result in crater formation in cases of strong
attack.
Origin & causes Chemical and electrochemical influences only in connection with an
excessive acid content with:
n stainless steel
n soldered connections
n TC/CO sintered carbide tools
n a long-term impact of water/moisture (condensate) in the case of
stainless steel, tool steel, and unalloyed steel
n an excessive load due to acids or alkalinity with anodized
aluminum (natural/color anodized surfaces).
Treatment recommenda- n Mechanical reworking of stainless steel surfaces without/with

tions soldered connections by a qualified repair service provider if the
damage is not application or safety relevant.
n Not possible for TC/CO or anodized carbide tools.
Preventive measures n When using stainless steel instruments without/with soldered

connections, always observe the application recommendations
for acid detergents and neutralizing agents. When using soldered
instruments, always observe the application recommendations for
acid detergents and neutralizing agents.
n Discard disposable products or old instruments with a damaged or
dislodged unalloyed steel corrosion layer and drill bits made of tool
steel and, if necessary, replace them with stainless steel products.
Risk assessment n Affected instruments or irreparable instruments must be discarded

due to the risk of transfer (subsequent rust/extraneous rust) to
intact instruments. Immediately scrap affected TC/CO carbide drill
bits, as there is a risk of metal abrasion in the oral cavity.
n The decorative appearance and the abrasion resistance of
anodized surfaces change, resulting in increased wear.
11.10 Metal/Corrosion – Contact Corrosion
Contact corrosion: Stainless steel/Stainless Contact corrosion: Stainless steel/Brass

steel
When using only stainless steel instruments, small dot or ring-

shaped, brownish-blue discolourations with slight corrosion in the
contact areas can occur. This type of contact corrosion is frequently
mistaken for pitting. Upon closer examination however, it becomes
clear that there is no hole in the center of the corrosion spot. Rather,
the surface structure is slightly rubbed smooth in these areas.
Origin & causes The classic variant of contact corrosion occurs in a material
combination involving stainless steel and non-ferrous metals (German
silver, brass, copper). Depending on the ambient conditions, e.g.
humidity, this generally also leads to corrosion deposits in the contact
areas and usually beyond them as well. When using only stainless
steel instruments, contact corrosion has so far been observed only
after the machine washing cycle. Microfriction at the contact points
leads to partial abrasion of the passive layer. Thus the corrosion
protection is temporarily removed in these places, which in turn leads
to the surface changes described above.
Treatment In the classic material combination stainless steel/brass, when the

recommendations instrument stock typically contains old and new instruments (old/
chrome-plated and new/stainless steel instruments), this type of
corrosion occurs during cleaning as well as during sterilization, due
to a damaged and/or incomplete chromium or nickel layer (e.g. in the
case of sharp curettes with hollow handles or retractors).
When only stainless steel instruments are used, there is no need to

remove contact corrosion symptoms, because such surface changes,
due to their low severity (i.e. quantity of deposits involved), pose no
risk either to the affected instruments or to other, unaffected items.
Experience shows that such surface symptoms usually disappear
after a few reprocessing cycles. Acid media (neutralizing agents)
usually dissolve these deposits at once, which in turn accelerates the
passivation process.
If contact corrosion occurs as a result of protective layer damage in
nickel or chrome-plated instruments, there is usually no remedy. If in
doubt, contact the instrument manufacturer.
Preventive measures Avoid vibration when cleaning (e.g. ultrasonic treatment, machine-
based reprocessing) stainless steel instruments (e.g. by ensuring
that the cleaning/disinfecting apparatus, or washer/disinfector, stands
firmly on level ground).
Replace nickel or chrome-plated instruments which have damaged
(scaly, peeled-off) protective layers with stainless steel instruments.
Risk assessment As experience shows, there is no risk for affected or unaffected items
when only stainless steel instruments are used, since the low amount
of deposits is insufficient to cause damage. Nor is there a patient
hazard in this case. However, when both stainless steel and non-
ferrous instruments are used, considerable damage can be caused
to intact instruments, depending on the extent of the protective layer
damage involved.
11.11 Metal/Corrosion –
Extraneous and Film Rust/Subsequent Rust
Type of surface change Left-hand filter holder showing
particulate corrosion. Cause:
Heavy corrosion on sterilizing
chamber results in light and
subsequent corrosion damage
Ruts on drill bits.

Cause: Reprocessing of a disposable instrument
Origin & causes n Individual, irregularly dispersed rust particles.

n Brown, mostly locally limited corrosion deposits (rust formation).
n Given large-surface contact with very rusty products, subsequent
damage in the form of "instrument impressions" may occur.
n Rust particles carried over from the pipework.
n Use of water containing iron or rust, or use of steam containing
rust particles.
n Corrosion products (rust) that adhere to non-corrosion-resistant
disposable products made of steel, such as drill bits, may be
dislodged during the sterilization process and dispersed over other
instruments.
n Reprocessing of non-corrosion-resistant steels (often old
instruments) whose protective layer has been damaged or
completely dislodged.
Treatment Given a slight and only superficial attack, removal of the deposits with
recommendations acid-based cleaning may be an option (only for stainless steels), but
it is necessary to check afterwards whether the instrument surface is
still intact. Provided the damage is still superficial, it may be possible
for the instrument to be treated mechanically (reworked) by the
manufacturer or a qualified repair service provider.
Preventive measures n Disposable items made of steel must not be reconditioned.

n Discard, or treat separately, any non-stainless instruments and
materials.
n Avoid using cheap products (e.g. accessories available in DIY
stores).
n Carry out effective construction measures to prevent pipework rust
particles from entering the cleaning and sterilization stages. (For
example, by filtering the feed water mechanically before it enters
the washer/disinfector or sterilizer).
Risk assessment n A single rusty instrument may be enough to cause subsequent

corrosive damage in all of the instruments contained in the tray.
n If rust particles are carried over from the pipework, many of the
instruments processed may be affected and thus lose value.
11.12 Metal/Corrosion – Crevice Corrosion

Joint area - Clamp hinge area - Ends of tweezers
Since crevice corrosion is a locally-accelerated type of corrosion, it
leads to corrosion deposits only in crevice areas; (e.g. in the joint
crevice of the two halves of a pair of forceps, in joint gaps, or in
pressed-in or screwed-in working ends, as in the case of probes, for
example). Crevice corrosion can also occur in gaps between metal
and other materials.
Frequently residues (particularly organic ones) are mistaken for

crevice corrosion.
Origin & causes Crevice corrosion tends to occur in gaps of critical width if the
prevailing ambient conditions are favorable (e.g. insufficient drying).
Under these conditions the passive layer is vulnerable to attack. It
can no longer regenerate, as the oxygen supply to the metal surfaces
is impeded. The rust then works its way out of the gap or crevice.
Rust formation occurs in the presence of humidity and higher salt
concentrations.
Treatment The spread of rust to other instruments is usually excluded. In severe

recommendations cases, however, the rust might affect intact instruments and cause
subsequent damage there as well (also see "Extraneous and Film
Rust/Subsequent rust").
11.13 Rubber/Embrittlement
Polisher chipped at the distal end
Origin & causes Rubber compounds may be attacked when using unsuitable
detergents and disinfectants. This reduces the elasticity and damages
the composite materials, resulting in premature wear/defects.
Treatment
recommendations None (cannot be corrected)
Preventive measures Application of suitable process chemicals in accordance with the

manufacturer's instructions.
Risk assessment Discard the affected product if it no longer fulfills its intended purpose
efficiently and safely.
12. Bibliography
1. EN ISO 15883, Part 1-2, 2009 16. DIN 13940-1: 1990-04
Washer/Disinfector General requirements, Dentistry, dental handpieces; coupling dimensions
definitions, tests
17. ISO 3964: 1982-12
2. EN 13060: 2010 Small steam sterilizers Dental (drill) handpieces; coupling dimensions
(for connection to drive)
3. EN 868; Parts 1 to 10
(various years of publication 18. DIN Pocket book 100: 2009
of the individual parts) Packaging materials Medical Instruments
and systems for medical devices which are to be sterilized
19. DIN Pocket book 169: 2008
4. DIN EN ISO 11607, Part 1: 2007, Part 2: 2006, Sterilizers, Requirements of devices
Packaging for terminally sterilized medical devices
20. 93/42/EEC Council directive dated 14 June 1993
5. EN 10088: 1995, Parts 1 to 3 on medical devices Gazette of the European
Stainless steels Communities L 169, 36th year, 12 July 1993
6. EN ISO 7153-1: 2001-02 21. UW BGV A1 and Government Safety Organization

Surgical instruments - Metallic materials Rules, such as BGR 250, BGR 206 issued by the
Part 1: Stainless Steel Berufsgenossenschaft für Gesundheitsdienst und
Wohlfahrtspflege (Government Agency for the Prevention of
7. DIN 58298: 2005-12 Occupational Risks in Health Services)
Materials, finish, and testing of
medical instruments 22. Current version of the VAH list of disinfectants tested in
accordance with the guidelines for testing chemical disinfec-
8. ASTM Designation: F899-07 tants, and approved by the German Association of Hygiene
Standard specification for wrought stainless and Microbiology as being effective disinfecting procedures
steels for surgical instruments (including hand decontamination and hygienic hand-washing
procedures).
9. EN ISO 13402: 2000
Surgical and dental hand instruments. 23. Current version of the list of disinfectants and procedures
Determination of resistance against tested and recognized by the Robert Koch Institute
autoclaving, corrosion, and thermal exposure
24. European Pharmacopeia
10. ISO 7151: 1988
Surgical instruments; 25. Gray booklet "Trials and Statements" publication of AKI, 1999
non-cutting, articulated instruments;
General requirements and test methods 26. Returned goods at medical Institutions, facts sheet
Treatment Recommendations, BVMed
11. ISO 7741: 1986
Instruments for surgery; scissors and shears; 27. RKI recommendation
General requirements and test methods Hygiene requirements for the sterile reprocessing of
medical devices. Recommendation; Federal Health Gazette,
12. EN ISO 17665-1: 2006-11 44/2001, 1115-1126
Sterilization of health care products
28. EN ISO 10993-1, 2009-03
13. ASTM A 380 – 06 Biological evaluation of medical devices
Standard practice for cleaning, descaling, and passivation of
stainless steel parts, equipment, and systems 29. EN 14885, 2007-03
Chemical disinfectants and antiseptics
14. EN ISO 17664: 2007
Information to be provided by the manufacturer for the 30. DIN 58946, Sterilization - Steam sterilizers -
reprocessing of resterilizable medical devices Part 6: Operation of large sterilizers at healthcare facilities
15. ISO 14937: 2000 31. EN 285: 2006 Sterilization

Sterilization of health care products - General criteria for Steam sterilizers, Large sterilizers
characterization of a sterilizing agent and the development,
validation and routine control of a sterilization process for
medical devices
13. Schematic flow chart as per EN ISO 17664
AKI sales conditions:
1. This brochure does not replace the manufacturer's instructions
on reprocessing medical devices. The ordering party undertakes not
to use this brochure in conjunction with the marketing of medical
devices and to refrain from any activity which may suggest that the
brochures contain instructions from manufacturers.
2. AKI retains exclusive copyright and all other proprietary rights

for the brochures compiled by AKI. Duplication or the use of charts,
images and/or texts in any other electronic or printed publications
is prohibited without the express permission of AKI.
3. It is not permissible to add advertising to brochures sourced from

AKI. This also applies to flyers.
4. Any action which contravenes one or all of the obligations

described in Sections 1-3 is subject to a EUR 500 penalty and the
offender must immediately cease and desist from any such infringe-
ments.
5. AKI booklets may be purchased in quantities above 5 copies.

Please see our website www.a-k-i.org for prices and purchase condi-
tions.
Legal Notice
Instrument Reprocessing Working Group
Chairman and working group spokesman: Hans Jörg Drouin
Contact:
Arbeitskreis Instrumenten-Aufbereitung
c/o MMM Münchener Medizin Mechanik GmbH
Moosberger Straße 24
D-64285 Darmstadt
Tel: +49 (0)6151-59 95 27 11
Fax: +49 (0)6151-59 95 27 23
Mail: Hans-Joerg.Drouin@mmm-hci.com
Responsibility for editorial content: Hans Jörg Drouin
Disclaimer
These brochures do not replace manufacturers‘ instructions for the reprocessing of
medical products. The customer undertakes not to use the brochures in connection
with placing medical products on the market and refrains from any action that
could indicate that the brochures are manufacturers‘ instructions. Version 4.1J
Notes:

Yellow Book - English

Uploaded by

Copyright:

Available Formats

Yellow Book - English

Uploaded by

Document Information

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Yellow Book - English

Uploaded by

Copyright:

Available Formats

Instrument

Previous German editions: Foreign language editions:

All rights reserved by Arbeitskreis Instrumenten-Aufbereitung [Working Group Instrument Reprocessing]

Wolfgang Fuchs Sebastian Niebur Hans Jörg Drouin

Gerhard Kirmse Dr. Andreas Otte Robert Eibl

Helmi Henn Verona Schmidt Dr. Winfried Michels

Bernd Tangel Dr. Matthias Tschoerner Michael Sedlag

Prof. Dr. Michael Pietsch Bernd Gugel

Ulrich Schweickhardt Marc Jakubzik

Former AKI members:

Carsten Dogs Dr. Jürgen Staffeldt

Authors & Addresses 4

AKI sales conditions: 57

Modified quality assurance regulations for the reprocessing of dental

This booklet focuses on retaining the value of instruments, since

Dentists and dental specialists are thus provided with an updated

Prof. Dr. Michael Pietsch

Instrument reprocessing is increasingly subject to legislation (Medical

In addition, there are direct legal requirements that need to be

7 Checks and Care 2.2.2 Checking technical- 3.8 Checks, maintenance,

Comparison of structure Yellow Booklet, RKI recommendation and EN ISO 17664

A wide-spread misconception that "high-grade steel" or "stainless

Nonetheless, as long as you understand the material and its

Needless to say, users of medical devices expect well-known

General notes and Basically, the reprocessing of medical devices comprises:

National regulations, such as the German Operator Regulations

It is particularly important to follow the manufacturer’s instructions in

For thermostable medical devices, machine-based reprocessing with

Instruments and components which are exclusively provided for single

Corrosion resistance/ The corrosion resistance of stainless steel primarily depends on

n Composition of the alloy

Scanning electron microscope image,

Chloride sources in the instrument usage and processing cycle:

Pitting and stress corrosion cracking are seldom or never observed in

As well as heat-treatable chromium steels, standardized non-

Special reprocessing methods may be necessary for varnished

Optimum cleaning results can be achieved if the medical device can

2. Media for Instrument Reprocessing

Water fulfills a variety of functions in the reprocessing process, e.g.:

Unfavorable water composition can have an adverse effect both on

While any natural water contains dissolved salts, concentrations vary

Scale is acid-soluble and can thus be removed with an acid-

When using softened water, alkalinity can greatly increase depending

When water evaporates, some substances contained in it remain as

To prevent excessive chloride concentrations and subsequent pitting,

Other substances may cause brownish, bluish, gray-black or

Conductivity value (at 25 °C) < 20 µS/cm

If ion exchangers are used in the production of fully demineralized

2.2 Process chemicals

Process chemicals used to reprocess medical instruments must be

n Cleaners, neutralizing agents, rinsing and care agents are

Optimum application properties, material compatibility and bio-

The ingredients of various process chemicals may not be compatible.

3. How to Treat Brand New and

To avoid mechanical damage during reprocessing, easily damaged

4. Treatment Recommendations for

n have been properly disinfected and declared hygienically safe, or

However, decontamination is not indicated where such treatment

Possible procedural options include the enclosure of an individual or

5. Preparation for Cleaning and

n Cleaners, neutralizing agents, rinsing and care agents are

3. How to Treat Brand New and

6. Manual and Machine-Based

n The instruments should only be placed in suitable holders or

11. Surface Changes, Deposits,

11.2 Metal/Deposits – Process Chemical