Working Memory and The Mind
Working Memory and The Mind
Working Memory and The Mind
by Patricia S. Goldman-Rakic
T
he seeming simplicity of everyday life tive memory acquires facts and figures and
belies the enormously complex ongoing holds them in long-term storage. That knowl
operations of the mind. Even routine edge is of no use, however, unless it can be ac
tasks such as carrying on a conversation or cessed and brought to mind in order to in
driving to work draw on a mixture of current fluence current behavior.
sensory data and stored knowledge that has Working memory complements associative
suddenly become relevant. The combination memory by prOviding for the short-term acti
of moment-to-moment awareness and instant vation and storage of symbolic information,
retrieval of archived information constitutes as well as by permitting the manipulation of
what is called the working memory, perhaps that information. A simple activity involving
the most Significant achievement of human working memory is the carry-over operation
mental evolution. It enables humans to plan in mental arithmetic, which requires tempo
for the future and to string together thoughts and ideas, rarily storing a string of numbers and holding the sum of
which has prompted Marcel Just and Patricia Carpenter of one addition in mind while calculating the next. More com
Carnegie Mellon University to refer to working memory as plex examples include planning a chess move or construct
"the blackboard of the mind." ing a sentence. Working memory in humans is considered
Until recently, the fundamental processes involved in such fundamental to language comprehension, to learning and to
higher mental functions defied description in the mechanis reason.
tic terms of science. Indeed, for the greater part of this cen
N
tury, neurobiologists often denied that such functions were umerous lines of evidence indicate that the opera
accessible to scientific analysis or declared that they be tions of working memory are carried out in a part of
longed strictly to the domain of psychology and philosophy. the brain known as the prefrontal lobes of the cere
Within the past two decades, however, neuroscientists have bral cortex. (Cortex derives from the Latin word meaning
made great advances in understanding the relation between bark; the cerebral cortex consists of an outer rind of so-called
cognitive processes and the anatomic organization of the gray matter neurons surrounding the cerebrum.) Much of the
brain. As a consequence, even global mental attributes such evidence identifying this structure as the center for working
as thought and intentionality can now be meaningfully stud memory comes from observations of the effects of injuries
ied in the laboratory. to the prefrontal part of the hemispheres. For example, pa
The ultimate goal of that work is extraordinarily ambi tients having frontal lobe damage exhibit gross deficiencies
tious. Eventually researchers such as myself hope to be able in how they use knowledge to guide their behavior in every
to analyze higher mental functions in terms of the coordi day situations. Nevertheless, they often retain a full store of
nated activation of neurons in various structures in the information and may continue to score well on conventional
brain. It should also be possible to identify the cells that tests of intelligence.
mediate the activity of those structures. Such research will Although most fully developed in humans, some elements
help explain the origin of mind. It may also lead to more of working memory exist in other animals, especially in oth
complete descriptions of baffling mental disorders such as er primates; if their prefrontal cortices are damaged, those
schizophrenia. animals develop symptoms much like the ones seen in hu
For many years, insight into the operation of the brain was mans. Neuroscientists have therefore turned to monkeys
stymied by the misconception that memory is a single entity in their efforts to explore the nature of working memory.
that could be traced to a single structure or location. Since
the 1950s, neuroscientists have increasingly come to appre
ciate that memory consists of multiple components con
PATRlCIA S. GOLDMAN-RAKlC has devoted her academic ca
structed around a distributed network of neurons. Accord reer to studying the neurobiology of memory and cognition. She
ing to present thinking, a form of memory known as associa- received a Ph.D. from the University of California, Los Angeles,
in 1963. Two years later she joined the Intramural Research Pro
gram of the National Institute of Mental Health. In 1979 she
moved to the Yale University School of Medicine, where she is a
WORKING MEMORY enables a human to retrieve stored sym
professor of neuroscience. Goldman-Rakic sits on several national
bolic information, such as the bowings and fingerings of a
advisory boards and is a member of the National Academy of
memorized piece of music, and to translate that information Sciences. She recently served as president of the Society for Neu
into a controlled set of motor activities. Studies of similar but roscience. Her current research focuses on identifying the neural
simpler information processing performed by primates is re mechanisms that carry out higher cortical functions in primates.
vealing the structure of working memory.
D
elayed-response tests resemble
very closely the object-perma
nence task, developed in the
DELAY DELAY early part of this century by the French
child psychologist Jean Piaget, that is
widely used to chart the cognitive de
---- - - - .---- - -- _ . _ - - - - - - - - - --- velopment of young children. For Pia
get's task, a child is shown two boxes,
one of which contains a toy. The boxes
are then closed. After a brief wait, dur
ing which the child is purposely dis
tracted, the child is asked to pick which
box contains the toy. Once the child
gives several consecutive correct re
sponses, the toy is switched into the
other box while the child watches. The
experimenter then continues the test to
find out whether the child will change
his or her response in accord with the
RESPONSE CUE AND updated information.
RESPONSE A series of studies has demonstrated
that performance on the object-perma
nence task, like the ability to conduct
delayed-response activities, depends on
the degree of maturity of the subject's
prefrontal cortex. Human infants less
than about eight months old (whose cor
tices have not yet acquired adult cir
WRONG
cuitry) perform poorly on these tasks,
as do monkeys whose prefrontal re
MEMORY TASKS help to assess the workings of the mind. In the classical working
gions have been surgically ablated. In
memory task (left), a monkey briefly views a target stimulus-in this case, a morsel
both cases, the subjects' responses are
of food. Only after a delay is the animal allowed to retrieve the food. The experi
menter randomly varies the location of the food between trials, so that each re guided by habit and by reflex rather
sponse tests only the animal's short-term retention of visual and spatial informa than by representational principles. In
tion. An associative memory task (right), in contrast, follows a consistent pattern fants and brain-injured monkeys tend
throughout. Here a plus sign always indicates the correct response. The task there to repeat the response that previously
fore measures the animal's ability to retain long-term rules. was reinforced (for example, choosing
the box on the right even after they have
seen that the toy was transferred to the
Such exploration has been aided by the on information immediately present in box on the left) rather than change their
design of repeatable tests of working the environment. In the prototypical de response to agree with newly presented
memory functions. layed-response test, an animal receives information. Both humans and monkeys
Working memory is being assessed a brief visual or auditory stimulus that act as if "out of sight" is "out of mind."
in monkeys by means of tasks known is then hidden or taken away. After a Such behavior implies that the mech
as delayed-response tests, which evalu delay of several seconds, the animal is anism for guiding behavior by repre
ate an organism's ability to react to sit given a signal that tells it to respond to sentational knowledge is destroyed in
uations on the basis of stored or in the location where the stimulus had ap monkeys having prefrontal lesions and
ternalized representations rather than peared. If the response is correct, the not yet developed in human infants. In
TIME 1 TIME 2
r
TIME 3
r---'
, ,
1 ,
L __ ..J
x x
DELAYED-RESPONSE TASK has been used to study working off, the animal moves its eyes to look where the target ap
memory in monkeys. While a monkey fixes its gaze on a cen peared (right). Measurements of electrical activity show that
tral spot, a target flashes on the screen (left), then vanishes. certain neurons in the prefrontal cortex react to the appear
During a delay of several seconds, the monkey keeps a mem ance of the target, others hold the memory of it in mind and
ory of the spot "in mind" (center). When the central spot turns still others fire in preparation for a motor response.
T
he activation of prefrontal neu awareness of the body and its relation
rons during the delay period of a to objects in the outside world.
delayed-response task depends Given that working memory depends
neither on the presence of an external on accessing and bringing to mind in
stimulus nor on the execution of a re formation that is stored in long-term
sponse. Rather the neural activity corre memory, one might presume that the
sponds to a mental event interposed principal sulcus also interacts with the
between the stimulus and the response. hippocampus, the neuronal structure
Monkeys whose prefrontal cortices have that controls associative, or learned,
been damaged have no difficulty in memory. Researchers have used radio
mOving their eyes to a visible target or active amino acids to trace direct con
in reaching for a desired object, but they nections between the principal sulcus
cannot direct those motor responses by and the hippocampus.
remembering targets and objects that My colleague Harriet Friedman, also
are no longer in evidence. at Yale, and I have used a remarkable
Because the prefrontal cortex func technique known as autoradiography
tions as an intermediary between mem to measure brain metabolism. Our work
ory and action, one can imagine that shows that the hippocampus and the
damage to the prefrontal cortex could principal sulcal areas of the cortex are
spare knowledge about the outside often simultaneously active during de
world yet destroy the organism's ability layed-response tests. My co-workers and
to bring that stored knowledge to mind I think t�at the primary role of the hip
and to utilize it. Indeed, monkeys whose pocampus is to consolidate new as
prefrontal cortices have been damaged, with major sensory and motor control sociations, whereas the prefrontal cor
as well as many humans with similar centers. Various researchers have found tex is necessary for retrieving the prod
injuries, exhibit no difficulty learning that the part of the cortex near the ucts of such associative learning (facts,
sensory-discrimination tasks. All forms princigal sulcus, a large groove in the events, rules) from long-term storage
of associative, or long-term, learning prefrontal cortex, is critical for the vi elsewhere in the brain for use in the
are preserved as long as the subject sual and spatial working memory func task at hand.
can still find the familiar environmen tions. I have focused my research on A particularly useful version of auto
tal stimuli associated with certain con this particular region in the belief that radiography, called the 2-deoxyglucose
sequences and expectations [see "The an in-depth neurobiological analysis of method, has made it possible to ob
Biological Basis of Learning and Indi one major subdivision of the prefrontal serve directly which parts of the brain
viduality," by Eric R. Kandel and Robert cortex could serve as a starting point are activiated during specific tasks. In
D. Hawkins, page 78]. for analysis of the other subdivisions this technique, developed by Louis Sok
Over the past decade, improved tech of the brain and help lead the way to oloff of the National Institute of Men
niques for investigating the anatomy of development of a unified theory of the tal Health, animals are injected with the
the brain have provided for the first function of the entire prefrontal cortex. compound 2-deoxyglucose, a molecule
time an accurate and detailed picture Studies of direct and indirect neuro that appears chemically identical to glu
of how the prefrontal cortex connects nal linkages in the brain reveal that the cose, the sugar that cells consume to
T
hese results confirm anatomic frontal cortex while performing their Whole-brain studies tell only part of
studies of the connections be tasks, all of which engaged working the story; to understand the details of
tween the prefrontal cortex and memory. how signals pass to and from the pre
other parts of the brain. More signifi In a complementary study, Robert frontal cortex, one must scrutinize the
cantly, they also reveal the degree to T. Knight of the University of Califor brain on a cellular scale.
which various parts of the brain are en nia at Davis looked at EEGs of patients When viewed through a conventional
gaged in certain discrete memory whose frontal lobes were injured. He microscope, the cerebral cortex appears
tasks. The studies also hint at how the
prefrontal cortex organizes the many
different kinds of information that
must flood through it. In fact, patterns
of brain activity appear distinctly differ
ent depending on whether the task calls
up memories of location or of at
tributes of objects.
I think the prefrontal cortex is divid
ed into multiple memory domains, each
specialized for encoding a different kind
of information, such as the location
of objects, the features of objects (col
or, size and shape) and additionally,
in humans, semantic and mathematical
knowledge. Recently Fraser Wilson and
James Skelly in my laboratory at Yale
have begun to define an area below
the prinCipal sulcus in monkeys where
neurons respond preferentially to com
plex attributes of objects rather than to
their locations. They have found neu
rons there that increase their rate of PYRAMIDAL NEURON (left) in the prefrontal cortex is thought to modulate signals
firing when a monkey is remembering to and from the prefrontal cortex. Each such neuron is covered with thousands of
a red circle but not when calling up a spines, bulblike projections where synaptic connections occur. Synapses have differ·
memory of a green square, for example. ent morphologies depending on whether they are excitatory or inhibitory (right).
Noninvasive imaging techniques are The dopamine-containing connections in the cortex are of the inhibitory type.
T
he prefrontal cortex probably can
not independently trigger motor
responses. Nevertheless, it may
regulate motor behavior by initiating,
programming, facilitating and cancel
ing commands to brain structures that
are more immediately involved in di
recting muscular movement. Such COIn
mands are transmitted via an elaborate
L AYER 6 set of chemical pathways in the brain.
Neuroscientists and biochemists around
the world have been racing to learn
more about these chemicals and how
they regulate the operation of the brain.
A number of researchers studying
rodent brainS, including Anne Marie
Thierry and Jacques Glowinski of the
College of France in Paris, Brigitte Ber
INHIBITORY ger of Pitie Salp�triere Hospital, also in
Paris, and Tomas Hbkfelt of the Karo
linska Institute in Sweden, along with
many colleagues, find that the prefron
tal cortex abounds in catecholamines,
a family of compounds that prepare
SUBST A N TIA MEDIODORSAL the body for a stressful situation. Those
NIG RA T H AL AMUS compounds also act as neurotransmit
ters, substances that transmit neuronal
INHIBITORY EXCITATORY impulses in the brain. My co-workers
and I have discovered a similar abun
dance of catecholamines in the prefron
+
tal cortices of nonhuman primates. One
of the most familiar catecholamines,
dopamine, regulates how neurons react
to stimuli and seems to play a central
SUPERIOR
COLLICULUS EYE MOVEMENT role in schizophrenia.
� A growing body of evidence suggests
EXCITATORY that dopamine is one of the most im
portant of the chemicals that regulate
cell activity associated with working
memory. An imbalance in the abun
dance of dopamine in the prefrontal
I cortex can induce deficits in the work
ing memory similar to those resulting
from lesions in the prinCipal sulcus
region of the prefrontal cortex. For ex
ELABORATE FLOW OF NEURAL SIGNALS is involved in producing a memory-guid
ample, aged monkeys whose prefrontal
ed eye movement. A neuron in the fifth layer of the prefrontal cerebral cortex trans
cortices are deficient in dopamine and
mits signals along a chain of neurons in the striatum, the substantia nigra and the su
perior colliculus, where they trigger motor response in the eyes. Impulses from the norepinephrine (a chemical relative of
substantia nigra travel to the mediodorsal thalamus and back to the cortex, indicat adrenaline) perform poorly in delayed
ing the completion of the motor response and signaling the prefrontal neuron to re response tests. Injecting the aged ani
turn to a baseline level of activity. The graphs show the electrical activity of the neu mals with the deficient neurotransmit
rons; inverted triangles indicate the nearly instantaneous travel of the signals. ters restored their memory function
I
bral cortex contain a great abundance nvestigations of the workings of the relevant portions of the prefrontal
of D) receptors, one of the chemical the prefrontal cortex are revealing cortex exhibit the same type of predic
sites where dopamine binds to a cell. In not only how the mind operates tive tracking disorder that has long been
terestingly, the neurons that are rich in but also what goes wrong when it mal considered a marker of schizophrenia
D1 receptors are those that project to functions. Medical researchers have im in humans.
the thalamus, the brain structure that plicated dysfunction of the prefrontal Perhaps researchers should begin to
relays information to the cortex. cortex as the cause of many neurolog think of schizophrenia as a breakdown
Csaba Leranth, John Smiley and F. ical and psychiatric disorders, includ in the processes by which representa
Mark Williams of Yale are examining ing Parkinson's disease and especial tional knowledge governs behavior. In
the cellular structures that enable dopa ly schizophrenia. The abnormal mental my view, neural pathways in the pre
mine to modulate responses to senso attributes associated with schizophre frontal cortex update inner models of
ry inputs in the cerebral cortex. The re nia strongly resemble those caused by reality to reflect changing environmen
searchers use an antibody developed by physical damage to the prefrontal cor tal demands and incoming information.
Michel Geffard of the Institute of Cellu tex: thought disorders, reduced atten Those pathways guide short-term mem
lar Biochemistry and of Neurochemistry tion span, inappropriate or flattened ory and moment-to-moment behavior.
of the National Center of Scientific Re emotional responses and lack of initia If they fail, the brain views the world
search in Bordeaux, France, to label the tive, plans and goals. Schizophrenic pa as a series of disconnected events, like
neurons and their axonal projections tients, like frontal lobe patients and a slide show, rather than as a continu
that contain dopamine. They then scru monkeys afflicted with prefrontal lobe ous sequence, like a movie. The result
tinize those cells under an electron mi leSions, retain a normal ability to per is schizophrenic behavior, excessively
croscope. The team looked in particular form routine procedures or habits but dominated by immediate stimulation
at the points of contact between dopa exhibit fragmented, disorganized behav rather than by a balance of current, in
mine-releasing cells and the neuronal ior when attempting to perform tasks ternal and past information.
spines, small protuberances where the involving symbolic or verbal informa At present, theories describing the
cells receive incoming signals. Spines tion [see "Major Disorders of Mind and fundamental causes of schizophrenia
are discrete sites where calcium ions Brain," by Elliot S. Gershon and Ronald are inadequate, much as knowledge of
can enter and activate cellular mecha o. Rieder, page 126). the functioning of the working memory
nisms involving information processing SchizophreniC patients taking tests system remains frustratingly sketchy.
and modulation of neuronal responses. such as the Wisconsin Card Sort test Fortunately, neurobiological research
In most cases, the dopamine-releasing tend to repeat a previous response has been advanCing at a breathless pace
cells make symmetric contact with the even when it is clear that it is no long in the past few years. Such research
spines-that is, the cell projections on er the correct one; normal subjects, in should lead to a greater understanding
either side of the synaptic cleft show contrast, shift hypotheses much soon not only of schizophrenia but of the
roughly the same density. Such symmet er after making an error. SchizophreniC prefrontal cortex and how it shapes
ric contacts are thought to have an in individuals are also severely impaired short-term memory and the broader
hibitory effect: when the postsynaptic both on spatial delayed-response tasks working of the rational mind.
site is activated, the cell's normal, spon and on a variety of tests of problem
taneous electrical activity is dampened. solving, abstraction and planning.
A large proportion of the spines of pyr Studies of cerebral blood flow by FURTHER READING
amidal cells-the major class of neuron David H. Ingvar of University Hospital
WORKING MEMORY. Alan Baddeley. Ox
that projects out of the cortex-receive in Lund, Sweden, and by Daniel R. ford University Press, 1986.
asymmetric contacts from the axons of Weinberger, Karen F. Berman and oth CIRCUITRY OF PRIMATE PREFRONTAL COR
another cell whose point of origin has ers at the National Institute of Men TEX AND REGUIATION OF BEHAVIOR BY
not yet been identified but which is tal Health, as well as measurements REPRESENTATIONAL MEMORY. P. S. Gold
thought to carry signals from other of local cerebral metabolism made by man-Rakic in Handbook of Physiology,
cortical areas. Those asymmetric con Monte S. Buchsbaum of the University Section 1, Vol. 5: Higher Functions of
the Brain, Part 1. Edited by Fred Plum.
tacts probably have an opposite, excita of California at Irvine, show that schizo
Bethesda, Md., American Physiological
tory effect. phrenic patients have below-average
SOCiety, 1987.
Pyramidal cells receive the major sen blood flow into their prefrontal cortic MNEMONIC CODING OF VISUAL SPACE
sory or informational signals arriving es, indicative of a depressed level of ac IN THE MONKEY's DORSOLATERAL PRE
at the cerebral cortex. The network of tivity in that part of the brain. Schizo FRONTAL CORTEX. Shintaro Funahashi,
excitatory and inhibitory synapses, or phrenic subjects often suffer from im Charles ]. Bruce and Patricia S. Gold
connections, noted by the Yale group paired ability to move their eyes to track man-Rakic in Journal of Neurophysiolo
provides a mechanism by which dopa and project the forward trajectories of
gy, Vol. 6 1, No.2, February 1989.
PREFRONTAL CORTICAL DYSFUNCTION
mine could alter the way that various moving targets, further evidence that
IN SCHIZOPHRENIA: THE RELEVANCE OF
classes of pyramidal neurons respond the disorder involves malfunctions in a WORKING MEMORY. Patricia S. Goldman
to integrate such signals across thou posterior part of the prefrontal cortex, Rakic in Psychopathology and the Brain.
sands of spines in their dendrites. In where the eye-movement centers in Edited by Bernard]. Carroll and James
this way, dopamine may regulate the volved in predictive tracking are located. E. Barrett. Raven Press, 199 1.
overall output of the cortex. Further Sohee Park and Philip S. Holzman of