Alexander The Great
Alexander The Great
Alexander The Great
By
Krzysztof Nawotka
Alexander the Great, by Krzysztof Nawotka
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Bibliography............................................................................................ 387
Index........................................................................................................ 419
PREFACE
and other regions of the ancient world (e.g. Holt, 1988; Eggermont, 1993;
Karttunen, 1997; Habicht, 1999; Debord, 1999; Sartre, 2001, 2003; Speck,
2002); specific aspects of 4th-century history such as the attitude of
mainland Greece towards Macedonia (Jehne, 1994; Blackwell, 1999); the
way the elites functioned in Greece (Herman, 1987; Mitchell, 2002) and
Macedonia (Heckel, 1992); the position of women in Macedonia (Carney,
2000) and Persia (Brosius, 1996); Macedonian colonization (Fraser, 1996);
finances and numismatics (Le Rider, 2003; Holt, 2003); history of art and
ideology (Stewart, 1993; Cohen, 1997) as well as the first monographs on
Darius III (Briant, 2003), Olympias (Carney, 2006), and new biographies
of Philip II (Hammond, 2002; Corvisier, 2002; Worthington, 2008). To
that there is a plethora of new books on military history, although without
much real progress except for the critical assessment of study of
Macedonian army logistics pioneered by Engels in 1978 (Roth, 1999). All
this new knowledge and all these new interpretations clearly require the
actions and personality of Alexander to be once again reviewed.
Second, for a long time it has been a common knowledge that the
most serious obstacle faced in Alexander research is the number and
quality of historical sources available. A few authors were already writing
about Alexander in his lifetime and over a dozen more wrote about him
not long after his death when they still had access to eyewitness accounts.
Unfortunately all these works have disappeared almost without a trace.
The earliest extant historical work to mention Alexander at least in passing
is that of Polybius, who wrote in the mid 2nd century BC, whereas the most
important ancient accounts date from the 1st and 2nd centuries AD. The
quality of these accounts depends not only on the considerable time that
had elapsed between the time of writing and the epoch of Alexander, but
also on the methods the authors used, frequently relying on a single
source. Ancient Alexander historians are customarily classified into two
groups depending on the sources they use. One is the works of Flavius
Arrianus (Arrian) and the anonymous Itinerarium Alexandri, which are
based on the writings of Alexander’s companions – the King of Egypt
Ptolemy I and Aristobulos. Their accounts are of greater value for events
prior to 327 BC, for they made use of the now missing books of the
famous historian Callisthenes of Olynthus, who also accompanied
Alexander. The second category, commonly called the Vulgate, includes
Diodorus, Curtius Rufus and Justin, who above all based their writings on
the Alexandrian historian Cleitarchus, Ptolemy’s contemporary. Plutarch
cannot be included in either of these groups, for this outstandingly erudite
scholar made use of the works of as many as 24 different authors, mainly
Alexander’s contemporaries, in an extraordinarily modern way. To the
x Preface
modern reader Arrian’s rhetoric is more palpable than that of the Vulgate
authors and for this reason he was for many years considered to be the
most trustworthy source. However, his methodology in fact simply relied
on rejecting information that might in any way cast Alexander in a
negative light and thus his stance primarily reflects the Macedonian
propaganda version of events. W.W. Tarn and N.G.L. Hammond both
largely rely on Arrian and to give him greater credibility they maintain the
theory regarding the existence of the Royal Journal (ephemerides), which
was allegedly kept at Alexander’s court throughout his reign and later
taken to Alexandria in Egypt, where it served as a source for Ptolemy and
thus also indirectly as a source for Arrian.
Source research in recent decades has uncovered so much new
information regarding Alexander’s history that writing a new biography
has become both possible and necessary. Commentary on Arrian and
other studies by A.B. Bosworth (1980, 1988a and 1995) have shed new
light on Arrian’s methods, his reliance on earlier sources and generally
allowed us to wonder whether the significance of this ancient author
regarding the life and times of Alexander may have been somewhat
overrated. At the same time the value of the so-called Vulgate authors
have undergone a positive reappraisal, particularly thanks to new
commentaries (Atkinson, 1980, 1994 and 2009) and other studies
(Baynham, 1998a) on Curtius Rufus, who for all his extravagant rhetoric
and moralising is a very valuable author especially in that he was well
informed about events within the Persian camp. Although today hardly
anyone believes in the existence of the so-called mercenary source, i.e. an
account written by a Greek mercenary in the Persian camp that Curtius
Rufus and Diodorus had seen, evidence corroborating what these authors
write about the Persian camp has been found. Therefore we can assume
that the Vulgate authors had indirect access to this information from
earlier historians who had actually heard the oral accounts of Greek
mercenaries on Persian pay. Interest in Plutarch is currently undergoing a
genuine revival, whereas the commentary to his Alexander (Hamilton,
1999; 1st edition in 1969) is rightly considered to be classics of the genre.
Historical and philological commentaries have also appeared to his other
work: On the Fortune or the Virtue of Alexander the Great (D’Angelo,
1998; Cammarota, 1998; Nawotka, 2003). Finally scholars have now more
boldly made use of smaller anonymous works such as the Metz Epitome
(which is associated with the Vulgate group though it makes no references
to the others and is based on the works of historians a generation after
Alexander) or extant fragments of the writings of Alexander’s
contemporaries Ephippus and Chares. The author of this book agrees with
Alexander the Great xi
those (Plezia, Bielawski, 1970) who argue that the document found in an
Arab manuscript is the translation of a genuine letter from Aristotle to
Alexander regarding the treatment of Greeks and barbarians. With newly
discovered 4th-century Greek inscriptions as well as already well known
but newly researched ones we have an increasingly better understanding of
Alexander’s policies towards the Greeks and how they were received –
differently on the east coast of the Aegean and differently on the west
coast. Of particular value is the steadily increasing amount of eastern
sources, which not only allow us to more accurately establish the dates of
key events but also move away from the Eurocentric view held in some
earlier studies. That is also the value of later, even mediaeval Zoroastrian
sources maintaining the Persian tradition, which unlike the western
sources was consistently hostile towards Alexander.
Third, one should note how historical interpretations have changed
over recent decades. In the period immediately after World War II the
immense influence of W.W. Tarn’s book (1948) gave Alexander the image
of a benign propagator of the Western civilization and the brotherhood of
the various peoples within one empire. The work of another great scholar
from that period, F. Schachermeyr (1973), gave us the heroic image of this
great Macedonian and it is not surprising that the first edition of his
monumental biography (1947) is entitled Ingenium und Macht. However,
scholars subscribing to this traditional view of Alexander (e.g. Hammond
or Lane Fox) are now very much a minority among historians. The tragic
consequences of 20th-century militarism and totalitarianism, a gradual
departure from European colonialism and the mission of taking up ‘the
white man’s burden’ as well as from the traditional world outlook in the
postmodern era inevitably led to a revision or even deconstruction of
Alexander the Great’s character. The process of diminishing Alexander’s
greatness has been continuing since the 1950s. A decisive blow to the
predominance of Tarn’s image of Alexander was delivered by E. Badian
(1960, 1964), for whom the Macedonian prefigured the 20th-century
dictators Stalin and Hitler, being preoccupied with organising large-scale
purges and surrounded by the ‘loneliness of power’. The next step in the
new trend was to reject the notion that Alexander was motivated by any
grand ideas or non-military objectives. Today’s chief proponents of this
minimalist view, represented above all by P. Green, A.B. Bosworth and I.
Worthington, have reduced Alexander’s life to purely a matter of military
history. Excluding his talents as a commander (although sometimes
questioned too), Alexander has now all too frequently been depicted as a
megalomaniac, alcoholic (most vividly: O’Brien 1992; more balanced:
Kets de Vries, 2004), tyrant and hothead who for no profound reason laid
xii Preface
waste to the local cultures of Europe, Asia and Africa and thus, as it is
sometimes asserted, is to be blamed for radical Islam’s hatred of the West
(Prevas, 2004). Such extreme views may only be expressed if one treats
sources very selectively, and that surely indicates that the pendulum of
reaction against the over idealisation of the great Macedonian has swung
too far in the opposite direction (Holt, 1999a; Briant, 2002). Nonetheless, I
believe, that without either idealizing or deconstructing Alexander, his
times may be reassessed from a non-military perspective. For instance in
the light of recent research of 4th-century Greek society it is worthwhile to
consider the reasons why Macedonian policies succeeded or failed on
either side of the Aegean Sea. The last quarter century’s breakthroughs in
research into Achaemenid Persia in fact demand that the effectiveness of
Alexander’s policies in the various countries of the Persian Empire be
reviewed in terms of his attitude towards Achaemenid tradition and
cultural conflicts during his campaign in the East. Although for a long
time yet to come no doubt no one will dare formulate any grand theories
the way Tarn did, there is now enough room to make careful
generalisations and sum up the historical discussions of the last few
decades.
This book presents the story of Alexander strictly on the basis of
ancient sources. In the footnotes I have endeavoured to refer to all primary
and most secondary ancient sources. On the other hand, for all effort to
synthesise modern scholarship in this book, no attempt has been made to
cite all modern literature concerning Alexander and his epoch. The sheer
volume of such works would make the task quite unfeasible and, from the
point of view of most readers, both tedious and unnecessary. Those
specifically interested in historiography concerning Alexander the Great
can refer to specialist literature dealing with this subject (e.g. Seibert,
1972). Footnotes in this book may serve to inform the reader of the most
important historical discussions of recent decades. The names of ancient
authors and the titles of their works are quoted using the abbreviations also
applied in the Oxford Latin Dictionary and Liddell, Scott, Jones’ Greek-
English Lexicon. The titles of periodicals are abbreviated according to
L’Année Philologique. When ancient times are discussed in this book,
unless otherwise stated, all given dates are BC/ BCE.
Finally, I have the pleasant task of thanking all the people and
institutions without whose help this book would never have been
published. The several years of research and especially the enquiries made
in the libraries of Vienna and Oxford were possible thanks to generous
grants from the Polish State Committee for Scientific Research and the
Lanckoroński Foundation as well as the hospitality of St John’s College
Alexander the Great xiii
1. Birth of Alexander
In Antiquity people believed that the birth of someone destined to be great
was accompanied by signs, portents and strange happenings. Alexander’s
biographer, Plutarch, states that his mother, Olympias, dreamt of a fiery
thunderbolt that had entered her body, whereas his father, Philip II,
envisioned in his dream a seal on his wife’s body in the shape of a lion,
which allegedly foretold the extraordinary ‘lion-like’ nature of his son.
Another persistently repeated tale has Philip seeing in a dream on the night
of consumption Olympias having sexual intercourse with a giant serpent,
presumably an incarnation of the god Ammon from the Siwah Oasis in the
Libyan Desert. According to a much later legend, emerging no doubt after
Alexander’s visit to Siwa, Philip was then told by the Apollo Oracle at
Delphi to henceforth offer sacrifices to Ammon and was also told a
prophecy that he would lose the eye with which he had seen the deity lying
next to Olympias.1 Such tales could emerge from the traditional view that
Olympias had in her native Epirus engaged in mysterious Orphic rituals,
which were much feared by the Greeks, and an important element of this
practice was the breeding of serpents in her home.2 The belief that
Alexander was conceived by the god Ammon did not mean in the opinions
of contemporaries that he was not the son of Philip. After all, they knew
the myth of Alexander’s forebear Heracles, who was the son of Alcmene
but also of the god Zeus. At various stages in his career, Alexander
himself sometimes boasted that he was the son of Philip and at other times
allowed people to believe that he was conceived by the god Ammon.3
1
Ephor., FGrH, 70 F217; Plu., Alex., 2-3; Paus., 4.14.7; Luc., Alex., 7; Just.,
11.11.3, 12.16; It. Alex., 12; see Baynham, 1998, p. 149; Hamilton, 1999, pp. 4-6.
For an alternative version of the legend, but one still maintaining the notion of
divine conception and lion shaped seal, see: Ps.-Callisth., 1.4-8.
2
Cic. Div., 2.135: Plu., Alex., 2.9; see Lane Fox, 1973, pp. 44-45.
3
Ogden, 1999, pp. 27-28.
2 Chapter I
2. Macedonia
Alexander’s fatherland was situated to the north of Thessaly with borders
that have not been precisely defined but most certainly did not resemble
the borders of today’s Macedonian state (FYROM)6 and were much closer
4
Hegesias, ap. Plu., Alex., 35-36 (FGrH, 142 F3); Timae., ap. Cic., N.D., 2.69;
Cic., Div., 1.47; Plu., Alex., 2.7. Burning of Artemisium by Herostratus: Str.,
14.22.1; Solinus, 183.23. Magi in Ephesus: Str., 14.1.23. See Briant 1996, p. 875;
Shabazi 2003, pp. 7-14. Asia as the Persian empire: Nawotka 2004.
5
Plu., Alex., 3.5-8; Plu., mor., 105a; Just., 12.16.6. Brown 1977, pp. 76-77; Badian
1982, p. 38; Bosworth 1988, p. 19; Hammond 1992, pp. 356-357; Hamilton 1999,
pp. 7-9. Alexander I at the Olympic Games: Hdt., 5.23; but see Borza 1982, pp. 8-
13; Thompson 1982, p. 113.
6
On fluidity of the name Macedonia see: Czamańska, Szulc 2002.
Childhood, Family, Macedonia 3
7
Errington 1990, chapter i; Billows 1994, p. 3.
4 Chapter I
8
Geography of Macedonia principally after: Borza 1990, pp. 23-57, 287-299; also
Corvisier 2002, pp. 37-41; Thomas 2007, pp. 23-32.
Childhood, Family, Macedonia 5
9
Hammond 1994, p. 40, n. 38.
10
Billows 1994, pp. 198-206. Population of Attica: Hansen 1991, pp. 90-94. Low
estimates for Attica (ca. 200,000) and Macedonia (660,000) are after Corvisier
2000, pp. 32-44. Thomas 2007, p. 49 lists 700,000 for Macedonia under Philip II.
6 Chapter I
11
Presentation of Greek position: Kalléris 1954-1976; similar: Lane Fox 1973, p.
30; Cawkwell 1978, pp. 22-23; Hammond 1979, pp. 39-54; Hammond 1999, pp.
31-33; O’Brien 1992, p. 26; Corvisier 2002, pp. 49-50; Worthington 2004, pp. 7-8;
Panayotou 2007. See: Borza 1990, pp. 3-12, 90-97.
12
Mikołajczak, Stamatoski 2002; Moroz-Grzelak 2002; Danforth 2003.
13
Borza 1990, pp. 90-94; Borza 1994; Borza 1999, pp. 41-43. See now Panayotou
2007 for Macedonian as a Greek dialect.
Childhood, Family, Macedonia 7
14
Hammond 1995; now also Worthington 2008, p. 8.
15
Weber 1968, p. 389; Badian 1982; Haarmann 1986, pp. 260-262; Borza 1990,
pp. 90-97, 305-306; Borza 1992; Borza 1996; Hall 2000, pp. 19-26, 170-172, 177;
Nawotka 2003, p. 27; Thomas 2007, pp. 32-37.
8 Chapter I
16
Barr-Sharrar 1982.
17
Diod., 18.66. Montgomery 1985; Montgomery 1997; Hammond 1994, p. 56;
Thomas 2007, pp. 81-83.
18
Greenwalt 1999; Corvisier 2002, pp. 53-57.
Childhood, Family, Macedonia 9
19
Arist., Pol., 1286b20. See Gauthier 1984, p. 86; Quass 1979.
20
Errington 1990, pp. 222-234.
21
Archibald 2000.
22
FGrH, 115 F225b.
10 Chapter I
The most sumptuous sepulchres are the royal graves at Vergina, which
shall be discussed in detail in Chapter III. The number of hetairoi during
Philip II’s reign rose to approximately 1,800. This would have been so not
only because of a natural rise in the number of Macedonian aristocrats
resulting from the country’s prosperity, but also from a large influx of
foreigners, especially Greeks. The closeness between the king of
Macedonia and his aristocrats is apparent in their name, hetairoi, which
simply means companions – the king’s companions. The hetairoi
accompanied the king in battle as well as in hunting and feasting, yet in
the monarch’s regular presence they were bound by none of the
submissiveness and strict adherence to court ceremony that was so typical
of ancient states of the East. The lack of an administrative or court
hierarchy meant that both Philip II and Alexander ruled with the aid of
their closest entourage, especially a group of seven to eight
Somatophylakes (‘personal bodyguards’). Despite their name, the latter
were not only to physically protect their king but also serve as officers
carefully selected from the king’s most trusted men to carry out special
missions. The king, who wore no unique garments or head covering
distinguishing him from his wellborn subjects, was probably addressed by
name. Indeed, the ancient authors draw our attention to the fact that there
was generally little social distance between Macedonian kings and their
subjects, who in the Classical and Hellenistic periods still had easy access
to their monarch and relative freedom to speak out (parrhesia) in his
presence. The abilities of riding a horse, using weapons and hunting were
an essential part of every young Macedonian aristocrat’s education. The
hunting down of the first wild boar and the killing of the first enemy in
battle were elements of the Macedonian ‘rites of passage’. It was only then
that a young aristocrat was entitled to wear a belt and feast, as was the
fashion in the ancient world, in a half reclined position. The Greeks were
shocked by a peculiar form of pederasty practiced by Philip II’s hetairoi in
which the adult could be the passive partner in a homosexual
relationship.23 Macedonian aristocrats loved breeding horses which
originated from the famous Median Nesaian breed brought over to
Macedonia during the Persian rule.24
Little is known about Macedonia’s lower social orders before the
Hellenistic period as they were not an object of interest to ancient authors.
The usual custom in the Balkan states was for the aristocracy to rule over a
serf majority, who in Thessaly were called the penestai. And such was no
23
Theopomp., FGrH, 115 F225. Flower 1994, pp. 109-119.
24
Errington 1990, pp. 152-154, 219-220; Billows 1990, pp. 19-22; Borza 1990, pp.
85-88; Badian 1996, pp. 11-12; Heckel 2003, pp. 206-208.
Childhood, Family, Macedonia 11
25
Billows 1994, pp. 9-10.
26
Figures after Hanson 1999, especially pp. 104-105, 226-227.
12 Chapter I
27
Hanson 1999, pp. 84-141; van Wees 2000, pp. 87-88; Lendon 2005, pp. 102-
105.
28
Diod., 16.3.1-3.
29
Greenwalt 1999, p. 171; Archibald 2000, p. 230.
Childhood, Family, Macedonia 13
30
Hdt., 8.136-138; Th., 2.99. Borza 1990, pp. 84-85.
31
Hdt., 8.137-139. Hammond 1979, pp. 3-14, 152.
32
Badian 1982, pp. 34-36; Borza 1982, pp. 7-13; Huttner 1997, pp. 65-85; Hall
2000, p. 64.
14 Chapter I
and Macedonia but also their subsequent defeats at Salamis (480) and
Plataea (479) by the league of Greek states. During the time of Persian
dominance Alexander I was a loyal vassal of Darius I and Xerxes I. He
gave away his sister Gygaia to the Persian aristocrat Bubares and adopted
the Persian system of administration as well as elements of Persian culture.
Thanks to his ties with Persia, Alexander I consolidated his control over
Lower Macedonia and subjugated the mini states of Upper Macedonia.33
But at the same time he also maintained contact with Athens, selling her
Macedonian timber to build a fleet. Although tales of the Macedonian king
helping the Greeks during the 480-479 wars with Persia, particularly just
before the Battle of Plataea, are most probably apocryphal, Alexander’s
loyalty to the Persian suzerain certainly did not survive Xerxes’ European
defeat. Alexander I’s adroitness in liaising with both the Persian invader
and the ultimately victorious Greeks, particularly Athens, enabled a
peripheral and backward Macedonia to become for a short while a regional
power in its part of the Balkans.34
The next attempt to build a strong Macedonian state was undertaken by
Archelaus (413-399). He was an ally of Athens in the final phase of the
Peloponnesian War and tried to reform his weak and peripheral state by
building roads and fortresses. It was presumably his decision make Pella
Macedonia’s capital because, according to Xenophon, in 382 it was the
most important city in the land and it is hard to imagine that the shifting of
the capital would have occurred in the years of chaos that followed
Archelaus’s death.35
Besides, the reasons for the move could only have been economic as in
military terms Pella was in a more vulnerable position than the old capital
at Aegae. Indeed, thanks to the river Ludias, Pella had access to the sea,
which allowed the king of Macedon to make additional profits from the
export of timber and other forest products (pitch and resin) as well as other
natural resources. Political stability as well as the external security
provided by Archelaus’ reign allowed Macedonia to become prosperous,
as is testified by the high quality of its silver in two-drachm coins that
were issued in that period. Thucydides also attributes Archelaus with
arming his soldiers with the ‘hoplon’, which for a long time was
interpreted as evidence that he had created a heavy (hoplite) infantry.
Currently a more sceptical opinion prevails which notes the lack of any
33
Fol, Hammond 1988, p. 249; Borza 1990, pp.100-105; Brosius 2003a, pp. 230-
231.
34
Borza 1990, pp. 113-115, 123-131.
35
X., HG, 5.2.13. Hammond 1979, pp. 139-140; Borza 1990, pp. 166-171;
Greenwalt 1999, pp. 163-164.
Childhood, Family, Macedonia 15
trace in the sources that such weapons were used by Macedonians at the
time as well as the fact that the ancient authors suggest Macedonia’s
military weakness at the start of the 4th century. However, we know that
Archelaus conducted an aggressive foreign policy and towards the end of
his reign he ordered military intervention in Thessaly on the side of the
Aleuad aristocratic family. It was thanks to this intervention that
Macedonia gained the borderland region of Perrhaebia, which provided it
with an important link to Greece. Moreover, a Macedonian garrison was
briefly installed in Thessaly’s chief city – Larissa. However, Archelaus’
successes were short-lived as Macedonian troops had to withdraw from
Thessaly as Spartan forces, then imposing hegemony over the whole of
Greece after the Peloponnesian War, moved in. Nonetheless the
Thessalian expedition is noteworthy in that it showed the direction of
Macedonian expansion which became so important in the times of Philip
II and Alexander. Even if Archelaus had actually formed some hoplite
units, they would have in all certainty been disbanded in the years of chaos
that followed his death.36 This monarch had promoted the Hellenisation of
the Macedonian elites by organising theatre festivals in Dion and inviting
to his court numerous Greek artists, including Zeuxis, Agathon, Timotheos
and Euripides, who reportedly was torn apart by a pack of dogs in Pella.37
It was this policy of Hellenisation that would prove to be his lasting
legacy.38
Archelaus’ other achievements, administrative ones, came to nothing in
the anarchic early decades of the 4th century, when the Argead dynasty
was blighted by assassinations and political coups. Mini states broke away
from Argead control in Upper Macedonia and the whole country was
subjected to repeated invasions and looting by neighbouring nations,
particularly the Illyrians. At the time of the Theban hegemony over Greece
Macedonia became de facto a Boeotian fief. As a guarantee of his loyalty,
King Alexander II had to give to the Thebans hostages, including his own
brother Philip, who spent three years in Thebes and returned to Macedonia
in 364. Shortly afterwards war broke out between Macedonia and the
Illyria, which was then rising in power and whose king, Bardylis, defeated
in battle Philip’s brother, King Perdiccas III, killing him and some 4000 of
36
Th., 2.100.2; Polyaen., 2.1.17; X., HG, 5.2.40. Milns 1976, pp. 92-93; Markle
1978, p. 485; Cawkwell 1978, p. 31; Borza 1990, pp. 165-166; Snodgrass 1999, p.
116.
37
Satyr., Vit. Eur., fr. 39.21; St.Byz., s.v. Borm∂skoj. Schorn 2004, pp. 310-311,
340.
38
Borza 1990, pp. 161-177.
16 Chapter I
his troops.39 Most history books state that the battle took place in 359,
though some historians believe that it happened somewhat earlier in 360.40
39
Diod., 16.2.4-5; Polyaen., 4.10.1. Pająkowski 2000, pp. 148-155.
40
Borza 1990, p. 200.
41
Diod., 16.2.2; Plu., Pel., 26.4-8; Plu., mor., 334c-d ; Just., 7.5.1-2; Scholia in
Aeschin., 3.112; Suda, s.v. K£ranoj. Ogden 1999, pp. 12-13; Carney 2000, p. 41;
Hammond 1994, pp. 8-10; Corvisier 2002, pp. 69-73.