Engineering Structures
Engineering Structures
Engineering Structures
journal homepage: www.elsevier.com/locate/engstruct
A R T I C LE I N FO A B S T R A C T
Keywords: Structural optimization is normally carried out by means of conventional heuristic optimization due to the
Low-embodied energy complexity of the structural problems. However, the conventional heuristic optimization still consumes a large
Post-tensioned concrete amount of time. The use of metamodels helps to reduce the computational cost of the optimization and, along
Box-girder bridge these lines, kriging-based heuristic optimization is presented as an alternative to carry out an accelerated op-
Structural optimization
timization of complex problems. In this work, conventional heuristic optimization and kriging-based heuristic
Metamodel
Kriging
optimization will be applied to reach the optimal solution of a continuous box-girder pedestrian bridge of three
spans with a low embodied energy. For this purpose, different penalizations and different initial sample sizes will
be studied and compared. This work shows that kriging-based heuristic optimization provides results close to
those of conventional heuristic optimization using less time. For the sample size of 50, the best solution differs
about 2.54% compared to the conventional heuristic optimization, and reduces the computational cost by
99.06%. Therefore, the use of a kriging model in structural design problems offers a new means of solving certain
structural problems that require a very high computational cost and reduces the difficulty of other problems.
⁎
Corresponding author.
E-mail addresses: vipepl2@cam.upv.es (V. Penadés-Plà), tagarse@upv.es (T. García-Segura), vyepesp@cst.upv.es (V. Yepes).
https://doi.org/10.1016/j.engstruct.2018.11.015
Received 11 June 2018; Received in revised form 3 October 2018; Accepted 7 November 2018
0141-0296/ © 2018 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/BY-NC-ND/4.0/).
V. Penadés-Plà et al. Engineering Structures 179 (2019) 556–565
spatial covariance values. This means that kriging considers both global process of conventional heuristic optimization, which is the structural
and local approximations at the same time. Thus, the kriging model analysis and evaluation of the objective function part, is replaced by an
takes into account the local variations of the objective response. In this evaluation of the metamodel. Therefore, the computational cost ne-
context, a methodology that allows optimal designs to be determined cessary for metamodel-based heuristic optimization (Fig. 2) is lower
with adequate accuracy and at reduced time cost is highly desirable. than the computational cost necessary for conventional heuristic opti-
In this work, conventional heuristic optimization and kriging-based mization.
heuristic optimization will be applied to determine an optimized con-
tinuous box-girder pedestrian bridge of three spans with a low embo- 3. Metamodel construction process
died energy. A comparison between both optimization techniques will
be carried out to determine if the kriging-based heuristic optimization The basis of metamodels consists of constructing an approximate
provides reasonable results compared with the conventional heuristic mathematical model of a detailed simulation model, which predicts the
optimization. For this purpose, different coefficients of penalizations output data (objective response) from input data (design variables) in
and sampling sizes will be considered to determine the characteristics the whole design space, more efficiently than the detailed simulation
of the kriging-based heuristic that performs better. After that, a set of models. It could, as such, be called a model of the model. The con-
parameters for the kriging model will be recommended. In Section 2 struction process of a metamodel focuses on three main parts: (a) ob-
both optimization processes will be described. In Section 3, a general taining the initial input dataset points inside the design space, (b)
scheme of the process to construct a metamodel will be shown, focusing choosing the metamodel type to construct the approximate mathema-
on the main methods used in this work, namely latin hypercube sam- tical model and (c) choosing the fitting model. There are a large number
pling and the kriging model. In Section 4, the problem design will be of options for carrying out these steps [25]. Regardless of the choice for
described, and in Section 5 the most important results will be shown. each step, the main objective of constructing a metamodel is to obtain a
Finally, the most important conclusions will be detailed. model with the best accuracy possible to predict the objective response.
The choice of the initial input dataset points or sampling inside the
2. Optimization process design space is defined by the sample size and the position of the points,
because both aspects have an influence on the model construction. On
Optimization is a process that tries to find the best possible solution the one hand, the sample size is fundamentally related to the number of
to a problem that may be defined by one (mono-objective) or several design variables. The sample size must be higher with a larger number
(multi-objective) objective functions, f, that satisfy some constraints, gj. of design variables for the same accuracy of the metamodel, and
therefore the computational cost necessary to construct the model will
f (X ) (1)
be higher. On the other hand, once the sample size has been defined,
gj (X ) ≤ 0 the position of the points must be placed within the design space in
(2)
order to obtain the best possible information. This process is called
where X represents the vector with the design variables chosen for the Design Of Experiments (DoE).
formulation. The DoE can be divided into two different groups. The first group
The optimization process is defined by the algorithm used and es- clusters the classic designs, that include the factorial or fractional fac-
tablishes a set of rules to be followed in solving operational problems. torial designs, central composite designs, Box-Behnken designs, Plackett-
These algorithms can be divided into exact algorithms and heuristic Burman designs, Koshal designs and D-optimal designs [26]. These types of
algorithms. Exact algorithms reach the global optimum by using se- designs tend to spread the sample points around the border of the de-
quential techniques of mathematical programming. Heuristic algo- sign space and only include a few points inside of it. The classic designs
rithms were developed to solve complex and realistic structural opti- are mainly used to construct polynomial metamodels. When the initial
mization problems of discrete variables. These algorithms achieve good input data points were used to construct more advanced metamodels,
solutions without guaranteeing the global optimum, but with a lower other designs, called space-filling designs, were preferred. These types
computational cost. Complex optimization problems, such as structural of designs trend to spread the sample points all over the design space
optimization, are defined for a large number of design variables, and (often with a uniform distribution), so it is possible to take into account
thus the heuristic algorithms have demonstrated the best behavior in the local phenomena in any region of the design space. The most
solving this kind of problem. popular space-filling designs are latin hypercube sampling [27], dis-
Heuristic algorithms try to simulate simple events observed in tance-based designs [28] and low-discrepancy sequences, which group
nature. In general, the traditional heuristic algorithms look for a local Hammersley sequence sampling [29] and the uniform design [30].
optimum, while the metaheuristic algorithms have tools to avoid local In this work, to generate the sample, latin hypercube sampling
optimums in order to find a better solution. Metaheuristic algorithms (LHS) has been considered; its effectiveness in the estimation of the
follow an iterative process in which a complete structural design objective response of the metamodel has been proven in several works
(combination of design variables) is defined to carry out the structural [31,32]. LHS was proposed by McKay et al. in 1979 [27]. This method
analysis and to evaluate aptitude by an objective function (Fig. 1). In determines the N number of non-overlapping intervals for each variable
recent years, some metaheurisitc algorithms have been applied to (in this work these intervals are divided according to a uniform dis-
structural optimization including the variable neighborhood search tribution) from a number of design variables (v) and a number of initial
[10], harmony search [21], threshold function [22], memetic algorithm input dataset points (N). Therefore, the design space is divided into Nv
[23], glowworm swarm algorithm [9] and simulated annealing [11] regions. Each sample point will be located in one region in order that
among others. each point corresponds to a combination of different intervals of each
However, despite the advances in technology, the computational design variable range. In this way, each interval of each design variable
cost of structural heuristic optimization is still very high [24] due to the range will only be associated with one sample point. Consequently, the
finite element structural analysis carried out during all iterations of the LHS guarantees that all of the design variables are represented along
optimization process. This high computational cost can be reduced by their respective ranges. Fig. 3 shows an example with 2 design variables
means of metamodels (also called surrogate models or approximation and 10 initial input dataset points.
models) [17]. These metamodels construct a mathematically approx- Once the sample is defined, the objective response of the initial
imate model of the objective function from a set of points in the design input dataset points is obtained. All of this initial information (inputs
space (initial sampling) to predict the output without the need to carry and outputs) is used to construct the metamodel over all of the design
out a full structural analysis. This means that the slowest part of the space. In this way, the metamodel predicts the objective response
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V. Penadés-Plà et al. Engineering Structures 179 (2019) 556–565
according to a mathematical function: others as this depends on the problem posed. However, the most
common metamodels are polynomial regression, neural networks and
y = f (x ) = g (x ) + ε (3)
kriging [18,19]. The polynomial-based response surface model is
where x are the input dataset points, f(x) corresponds to the real sometimes difficult to use in complex engineering problems, and the
response (model), g(x) represents the approximate response (meta- neural network-based model requires many sample points and much
model) and ɛ represents the approximation error. There are several computational time for the training of the network [35]. The kriging
mathematical formulations to construct metamodels with different model is a promising metamodel as it is more flexible than polynomial-
characteristics [19,25]. Although these metamodels have been com- based models and less time consuming than neural network-based
pared [32–34], it is not possible to determine if one is better than the techniques [33]. Thus, this work uses the kriging formulation to
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(xi, xj) between two data points. In engineering design, the Gaussian
correlation function (Eq. (7)) is the most commonly used [37] function
that can be defined with only one parameter (θ) that controls the area
of influence of nearby points [35]. A low θ means that all the sample
points have a high correlation, thus the term Z(x) will be similar all over
the design space. As the value θ increases, the points with higher cor-
relation will be closer, thus the term Z(x) will differ depending on the
point in the design space:
m i j2
R (x i , x j ) = e− ∑k = 1 θ | xk − xk | (7)
4. Problem design
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t = max { b − 2·ea
5 }
, ei .
(8)
Table 1
Main parameters of the analysis.
Material parameters
The strength of the concrete is defined by the variable fck that can
Maximum aggregate size 20 mm
take a value inside of the range 35–100 MPa. The post-tensioned steel Reinforcing steel B-500-S
formed by 0.6 in. strands is prestressed to 195.52 kN. The ducts are Post-tensioned steel Y1860-S7
symmetrically distributed through the webs with a parabolic layout. Strand diameter Φs = 0.6″
The maximum eccentricity is present where the bending moment is the Tensioning time 7 days
maximum or minimum (Fig. 5). At these points, the distance considered Geometrical parameters
between the duct and the surface is 0.2 m. The distance from the piers Pedestrian bridge width B=3m
Number of spans 3
to the point of inflection is defined by 5% of the length of each span. In
Central span length L1 = 50 m
addition, the position of the reinforced steel is defined according the External span length L2 = 40 m
Fig. 6. Longitudinal reinforcement is defined by the number of bars per Clearance 5m
meter and their diameter, placed at the top slab (LRn1, LRØ1), the flange Diaphragm thickness 1.2 m
(LRn2, LRØ2, LRn3, LRØ3), the web (LRn4, LRØ4), the bottom slab (LRn5, Exposure related parameters
LRØ5) and the core (LRn6, LRØ6). In addition, extra bending reinforce- External ambient conditions IIb
ment is divided into two systems. One covers the top slab at the support Regulation related parameters
zone (L/5 on both sides of the piers), with a diameter defined by LRØ7 Regulations EHE-08/IAP-11/Eurocodes
and the same number of bars per meter as LRn1. The other is placed at Service working life 100 years
the bottom slab throughout the rest of the external span (LRØ8) and the Loading related parameters
central span (LRØ9). The number of bars per meter is, for both loca- Reinforced concrete self-weight 25 kN/m3
tions, equal to LRn5. The diameter can change according to 0, 10, 12, Asphalt layer self-weight 24 kN/m3
Mean asphalt thickness 47.5 mm
16, 20, 25 and 32 mm. Regarding transverse reinforcement, the dia- Bridge railing self-weight 1 kN/m
meter of the standard reinforcement (TRØ1, TRØ2, TRØ3, TRØ4, TRØ5, Live load 5 kN/m2
TRØ6, TRØ7) is set with the same spacing (TRS) for construction re- Differential settling 5 mm
quirements.
Traditional scaffolding is used in the construction stage with a
clearance of 5 m. The formwork is disposed over the scaffolding to give gj (x1, x2 , x3, ⋯, x n ) ≤ 0 (10)
the shape of the cross section of the bridge. In addition, lighting is used
to lighten the self-weight of the bridge. Table 1 defines the other con- where x1, x2, x3, .., xn are the design variables.
ditions employed in this study such as the materials, the load actions on The objective function evaluates the embodied energy for the total
the structure, the exposure class and the regulations used. number of construction units considering the material used and the
placement embodied energy defined in Eq. (9). The embodied energy of
each unit (ei), shown in Table 2, were obtained from the BEDEC ITEC
4.2. Optimization problem description
database [39]. The embodied energy of concrete is determined for each
compressive strength grade according to the mix design, including the
In this work, the problem of continuous concrete box-girder pe-
embodied energy of raw materials extraction, manufacture and trans-
destrian bridge deck optimization involves a single-objective optimi-
portation. The measurements (mi) concerning the construction units are
zation of the embodied energy of the structure. Hence, this optimization
evaluated from the design defined using the design variables.
aims to minimize the embodied energy (Eq. (9)) and satisfy the con-
The structural constraints represented by Eq. (10) check the servi-
straints (Eq. (10)).
ceability and ultimate limit states (SLS and ULS) of Vertical shear,
Embodied energy = ∑ ei × mi (x1,x2,⋯.,x n ) Longitudinal shear, Punching shear, Bending, Torsion, Torsion com-
i = 1, n (9) bined with bending and shear, Cracking, compression and tension
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V. Penadés-Plà et al. Engineering Structures 179 (2019) 556–565
12% 18%
16%
Validation of the model (%)
10%
1200000
the best solution obtained with N = 50 differs only 2.54% with respect
to the best solution of the conventional heuristic optimization. Besides,
Mean embodied energy (kWh)
1100000
Fig. 10 shows that the increment in the initial sample size reduces the
1000000 coefficient of variance of the nine solutions, reaching a lower value than
the coefficient of variance of the nine solutions obtained in the con-
900000 ventional heuristic optimization. While the coefficient of variance of
the conventional heuristic optimization is 3.79%, the coefficient of
800000
variance of the kriging-based heuristic optimization is 3.67% when the
700000 sample size is N = 500. These results show that a satisfactory solution
can be obtained with an initial sample size of N = 50, but a higher
600000 initial sample size improves the accuracy of the model and the mean
0 100 200 300 400 500 embodied energy. Thus, it can be said that the kriging model is robust
Initial sampling size (N) for optimization problems.
Fig. 9. Comparison of the mean of embodied energy of bridges. It must not be forgotten that the main advantage of the kriging-
based heuristic optimization is the computational cost saving as the
objective response of each iteration is directly obtained. The kriging-
model improves from 11.11% to 4.04% (upgrading of 7.07%). How-
based heuristic optimization required 1804.11 s for an initial sample
ever, the accuracy of the kriging model from N = 50 to N = 500 im-
size of N = 500, while the conventional heuristic optimization required
proves from 4.04% to 3.88% (upgrading of only 0.16%).
19617.14 s. This is a reduction of 90.80% in the computational cost.
Once the kriging surface is obtained, the optimization is carried out.
Note that the greater part of the computing time in the kriging-based
For each initial sample size, different characteristics of the two opti-
heuristic optimization is due to the generation of the initial population.
mizations have been compared. Fig. 9 shows the mean embodied en-
Regarding the conventional heuristic optimization, more than 80% of
ergy of nine optimized box-girder pedestrian bridges. The horizontal
the computing time is spent in the analysis and the verification of the
dashed line represents the mean embodied energy obtained by con-
ultimate and serviceability limit states, as well as the geometrical and
ventional heuristic optimization, while the solid line represents the
constructability requirements. Table 4 shows in more detail the time
mean embodied energy obtained by the kriging-based heuristic opti-
savings achieved for the other initial sample sizes.
mization according to the sample size. The mean embodied energy of
Table 4 summarizes the most important results in comparing the
the nine optimized bridges obtained by the conventional heuristic op-
optimization approaches. The first six rows represent the different in-
timization is 713,504 kWh. This result improves by 4.30% the best
itial sample sizes of the kriging-based heuristic optimizations, and the
mean embodied energy of the nine optimized bridges obtained by the
last row represents the conventional heuristic optimization. The col-
kriging-based heuristic optimization (corresponding to N = 500). Fur-
umns represent the results of the different characteristics studied. The
thermore, as can be seen in Table 4, the best solutions of each group of
first six columns show the main results of the nine optimized bridges,
nine obtained by kriging-based heuristic optimization are close to the
and the last two columns show the best optimized bridges for each case.
best solution of the conventional heuristic optimization. For example,
The first column shows the accuracy of the kriging model, evaluated as
Table 4
Overview of results obtained.
Method N Mean results Best result
Surface Time (s) Time comparison Embodied Energy Coefficient of Embodied Comparison with
accuracy (%) with CH (%) energy (kWh) comparison with variance (%) energy (kWh) CH (%)
CH (%)
Kriging-based heuristic 10 11.11% 26.73 99.86% 1,130,127 58.39% 15.81% 814,840 19.49%
optimization (KH) 20 5.83% 236.71 98.79% 844,816 18.2% 13.67% 721,400 5.79%
50 4.04% 185.08 99.06% 783,726 9.84% 6.65% 699,240 2.54%
100 4.16% 510.10 97.40% 762,350 6.85% 5.20% 700,800 2.77%
200 3.88% 1497.33 92.37% 767,034 7.50% 3.94% 701,910 2.93%
500 3.88% 1804.11 90.80% 744,157 4.30% 3.67% 701,910 2.93%
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the mean difference of the real embodied energy and the estimated means of commercial software. In this way, structural engineers can
embodied energy of nine random points. The second and third columns obtain the response objective of a small sample size through commer-
show the mean computational time of nine optimized solutions in cial software without the necessity of writing code, and after that,
seconds and the percentage with respect to the conventional heuristic achieve an optimized structure in simple terms. Thus, the use of the
optimization. The fourth and fifth columns show the mean embodied kriging model in structural design has a high potential in the research
energy of nine optimized solutions in kWh and the percentage with field as well as practical engineering.
respect to the conventional heuristic optimization. The sixth column
shows the coefficient of variance of the nine optimized solutions. Fi- Acknowledgments
nally, the seventh and eighth columns show the best optimized solution
of each group of nine in kWh and the percentage with respect to the The authors acknowledge the financial support of the Spanish
conventional heuristic optimization. This table can be used as a re- Ministry of Economy and Competitiveness, along with FEDER funding
ference for defining the initial sample size. Note that the design space of (Project: BIA2017-85098-R).
this work is formed by 8 variables. Depending on the preferred char-
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