Tangent Bundle
Tangent Bundle
Tangent Bundle
Steinar Johannesen
Oslo and Akershus University College of Applied Sciences
Norway
CRC Press
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Preface ix
1 INTRODUCTION 1
Space curves . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Curves on surfaces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
4 TENSORS 69
Dual vector bundles . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
Tensor bundles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76
Contraction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95
The Lie derivative . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
Distributions and integral manifolds . . . . . . . . . . . . . . . . . . . . 107
v
vi Contents
A PRELIMINARIES 591
Maps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 591
The permutation group . . . . . . . . . . . . . . . . . . . . . . . . . . . 591
Group actions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 594
Categories and functors . . . . . . . . . . . . . . . . . . . . . . . . . . . 596
Connectivity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 598
Homotopy theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 601
Coverings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 611
Topological groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 621
Topological vector spaces . . . . . . . . . . . . . . . . . . . . . . . . . 623
Bibliography 629
Index 633
Preface
The intention of this book is to provide the necessary mathematical background from
the theory of smooth manifolds, fibre bundles, Lie groups and differential geometry
for students interested in classical mechanics and the general theory of relativity, and
for students interested in the wide range of applications in diverse areas of mathemat-
ics. Although these mathematical subjects become more and more important in the
recent developments of theoretical physics, it is hard to find books in physics with
a self-contained presentation of the mathematical foundation needed in the physical
theory. The purpose of this book is to fill this gap. This book can as well be used
as a textbook in a pure mathematics course in differential geometry, giving a self-
contained and systematic approach based on principal fibre bundles and jet bundles,
and also containing the necessary background theory of smooth manifolds and Lie
groups. It is assumed that the reader has a good knowledge of basic analysis, linear
algebra and point set topology (see [13], [14], [20] and [22]).
The first chapter is an introduction to differential geometry for curves and sur-
faces in the 3-dimensional Euclidean space R3 , in order to obtain a good intuition of
important concepts in differential geometry such as curvature and torsion. A leading
goal in the next chapters will be to generalize these concepts to spaces of higher di-
mension, with 4-dimensional spacetimes used in the theory of relativity as important
examples.
In Chapters 2 to 6 we start by presenting the fundamental theory of smooth man-
ifolds, including the tangent bundle, global flows for vector fields, tensor bundles,
differential forms, Frobenius’ theorem for distributions, integration on manifolds and
Stokes’ theorem.
Chapter 7 is devoted to metrical structures in vector bundles and pseudo-
Riemannian manifolds. Symplectic manifolds are also introduced, and they are used
to describe Hamiltonian and Lagrangian systems, including the Hamilton-Jacobi the-
orem for time-dependent systems.
Chapters 8 and 9 contain the theory of Lie groups and group actions, which is
needed for the last part of the book. They include the relationship between a Lie
group and its Lie algebra, the exponential map, the closed subgroup theorem, the
Lorentz group, the adjoint representation, semidirect products and affine spaces. Fi-
nally, some applications to Hamiltonian systems with symmetry, including Noether’s
theorem, are given.
Chapters 10, 11 and 12 are a crucial part of the book, describing fibre bundles
and differential geometry which is the foundation for the general theory of relativ-
ity. The main topic is the theory of Ehresmann connections in principal fibre bun-
ix
x Preface
Steinar Johannesen
Erik Andersen
Ole Moes vei 7 E
N-1165 Oslo
Chapter 1
INTRODUCTION
In this chapter we will investigate some important results in the differential geometry
of curves and surfaces in the 3-dimensional Euclidean space R3 , in order to obtain a
good intuition of geometric concepts such as curvature and torsion. These concepts
and results will be generalized to higher dimensional manifolds of various types in
the next chapters.
SPACE CURVES
1.1 Arc length Let c : I → R3 be a smooth curve in R3 defined on an interval I. If
I is not an open interval, this means that c is the restriction of a smooth curve defined
on an open interval containing I. We say that the curve c is regular if c′ (t) 6= 0 for
every t ∈ I. If φ : J → I is a diffeomorphism, then c ◦ φ : J → R3 is also a regular
curve called a reparametrization of c.
Given a regular curve γ : I → R3 , we define its arc length function s : I → R with
initial point t0 ∈ I by Z t
s(t) = kγ ′ (u)k du
t0
1
2 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for s ∈ I which measures how fast the unit tangent vector is changing, is called the
curvature function of c. Assuming that κ > 0, we now have a vector-valued function
n : I → R3 , called the principal normal vector field of c, defined by
for s ∈ I so that
t′ = κ n. (1)
We also have a vector-valued function b : I → R3 defined by
for s ∈ I, called the binormal vector field of c. The vector fields t, n and b form an
orthonormal frame field along the curve c, called the Frenet frame field of c. The
plane through c(s) spanned by n(s) and b(s) is called the normal plane at c(s) for
s ∈ I. The planes through c(s) spanned by t(s) and n(s), and by t(s) and b(s), are
called the osculating plane and the rectifying plane at c(s), respectively.
Since
n(s) · t(s) = 0 and n(s) · n(s) = 1
for s ∈ I, it follows that
n′ = −κ t + τ b. (2)
b′ (s) · t(s) = −b(s) · t′ (s) = 0 , b′ (s) · n(s) = −τ (s) and b′ (s) · b(s) = 0
CURVES ON SURFACES
e1 = ∂ r1 and e2 = ∂ r2
∂x ∂x
are everywhere linearly independent so that they span a tangent plane at each point
on the surface with a unit normal vector
e1 × e2
u= .
ke1 × e2 k
∂ej ∂ 2r
e jk = k = ,
∂x ∂ xk ∂ x j
can be decomposed in a component in the tangent plane and a component along the
unit normal u by the Gauss’ formula
2
i
e jk = ∑ Γ jk ei + a jk u (1)
i=1
symbols of the second kind and will be determined in 1.5. Since e jk = e k j , we see
i and a are symmetric in the indices j and k .
that Γ jk jk
it follows that
2
dα
2 dγ j dγ k
dt
= ∑ g jk dt dt ,
j,k=1
where
g jk = e j · ek (1)
for 1 ≤ j, k ≤ 2. The dot product defines a metric in R3 , and g jk are the components
of the induced metric in each tangent plane with respect to the basis consisting of e1
4 SMOOTH MANIFOLDS AND FIBRE BUNDLES
and e2 . The induced metric g is a symmetric bilinear function in each tangent plane,
given by
g (e j , ek ) = g jk
for 1 ≤ j, k ≤ 2. Using the coefficients a jk in Gauss’ formulae we also define the
shape tensor II on the surface, which is a symmetric bilinear function in each tangent
plane given by
II (e j , ek ) = a jk
for 1 ≤ j, k ≤ 2. Classically g was denoted by I , and I and II were called the first
and second fundamental form on the surface. We will follow the modern use of the
notion “form” which is reserved for tensors which are skew symmetric multilinear
functions in each tangent plane.
1.5 The Christoffel symbols By taking the derivative of Equation (1) in 1.4 with
respect to el and using the Gauss’ formulae we obtain
2
∂ g jk i i
l = e j l · ek + e j · e kl = ∑ (gik Γ j l + gi j Γk l ) = [ jl , k ] + [kl , j ], (1)
∂x i=1
where
2
[ jk, l ] = ∑ gil Γ jki
i=1
for 1 ≤ j, k, l ≤ 2 is called Christoffel symbols of the first kind. Permuting the indices
in Equation (1) and using that [ jk, l ] is symmetric in the indices j and k, we have that
and
2
i
Γ jk = ∑ gil [ jk, l ]
l=1
1.6 The Weingarten formulae The curvature of the surface is determined by the
rate of change of the unit normal vector u. Since u · u = 1, we have that u k · u = 0 for
k = 1, 2 , where
u k = ∂ uk
∂x
is the derivative of u with respect to ek . Hence u k lies in the tangent plane and is
given by the Weingarten formula
2
u k = − ∑ a ki ei (1)
i=1
INTRODUCTION 5
for 1 ≤ j, k ≤ 2 , so that
2
a ki = ∑ gi j a jk (2)
j=1
2 2
j
= ∑ gi j ∑ a ki vk1 v2 = g (S(t1 ), t2 ) .
i, j=1 k=1
As the shape tensor II is symmetric, it follows that the shape operator S is self-adjoint
in each tangent plane.
1.7 The Darboux frame Let s : I → R be the arc length function of the curve α
defined in 1.4 with initial point t0 ∈ I, and let β = γ ◦ s−1 be a reparametrization of γ
so that c = α ◦ s−1 = r ◦ β is a parametrization of α by arc length. From the relation
2
dβ i
t = dc
dt = ∑ dt ei (1)
i=1
2 2 2
d2 β i i dβ j dβ k dβ j dβ k
=∑ dt 2
+ ∑ Γ jk dt dt ei + ∑ a jk dt dt u .
i=1 j,k=1 j,k=1
6 SMOOTH MANIFOLDS AND FIBRE BUNDLES
As the first term after the last equality is orthogonal to both u and t, it must be parallel
to
e = u×t .
The vector fields t, e and u form an orthonormal frame field along the curve c, called
the Darboux frame field of c, which is adapted to the surface as well as to the curve.
Now we have that
t′ = κ n = κg e + κn u, (2)
where κg = κ n · e = κ u · b and κn = κ n · u are called the geodesic and normal
curvatures of the curve c. They are given by
2 2
d2 β i i dβ j dβ k
κg e = ∑ dt 2
+ ∑ Γ jk dt dt ei (3)
i=1 j,k=1
and
2
dβ j dβ k
κn = ∑ a jk dt dt = II (t, t). (4)
j,k=1
The curves c with vanishing geodesic curvature satisfy the differential equations
2
d2 β i i dβ j dβ k
dt 2
+ ∑ Γ jk dt dt = 0
j,k=1
for i = 1, 2 and are called geodesics. These are the curves on the surface which corre-
spond to straight lines in a plane. Introducing the geodesic torsion τg = e′ · u of the
curve c, we obtain the formulae
which together with formula (2) express the rate of change of the Darboux frame in
terms of the frame itself.
1.8 Gaussian curvature From Equation (4) in 1.7 we see that the normal cur-
vature κn of a curve c parameterized by arc length through a point p on the surface
only depends on its unit tangent vector t at this point which is given by Equation (1)
in 1.7. The value of
κn (t) = II (t, t) = g (S(t), t)
for all unit vectors t in the tangent plane at the point p gives information about the
curvature of the surface at p. Since the set of unit tangent vectors is compact, there is
a maximal and a minimal value of the normal curvature. They are called the principal
curvatures, and the corresponding unit tangent vectors define the principal directions.
If the maximal and minimal values are equal, all directions are called principal.
As the shape operator S is self-adjoint, there is an orthonormal basis {t1 , t2 } in
INTRODUCTION 7
for every (a, b) ∈ R2 with kat1 + bt2k2 = a2 + b2 = 1 , these eigenvalues are the prin-
cipal curvatures. Their product
K = λ1 λ2
is called the Gaussian curvature of the surface at p. By (2) and (3) in 1.6 we see
that the matrix of S with respect to the basis {e1 , e2 } is B −1A , where A = (ai j ) and
B = (gi j ) . We therefore have that
det A
K = det (B −1A) = det B .
Chapter 2
SMOOTH MANIFOLDS AND VECTOR
BUNDLES
SMOOTH MANIFOLDS
9
10 SMOOTH MANIFOLDS AND FIBRE BUNDLES
PROOF : Let D be the set of all charts on M which are C∞ -related to every chart in
A . In order to prove that D is an atlas, we must prove that y ◦ x−1 is C∞ for any pair
of local charts (x,U) and (y,V ) in D. Let a be a point in the domain x(U ∩ V ) of
y ◦ x−1 , and let (xα ,Uα ) be a local chart in A around x−1 (a). Then y ◦ x−1 is C∞ at
a, since y ◦ x−1 |x(U∩V ∩Uα ) is the composition of the C∞ coordinate transformations
xα ◦ x−1 and y ◦ x−1 −1 is C∞ at every point in x(U ∩ V ), and it is clear
α . Hence y ◦ x
that D is the unique maximal atlas containing A .
2.7 Remarks The dimension n of the Euclidean space Rn having an open subset
homeomorphic with a coordinate neighbourhood of a point p in a smooth manifold
M, is uniquely determined by p. For if x : U → Rn and y : V → Rm are two coor-
dinate maps at p, then the derivative D(y ◦ x−1 )(x(p)) : Rn → Rm of the coordinate
transformation y ◦ x−1 is an isomorphism with inverse D(x ◦ y−1 )(y(p)), and hence
n = m.
SMOOTH MANIFOLDS AND VECTOR BUNDLES 11
This result is also true more generally for topological manifolds, where the coor-
dinate transformation y ◦ x−1 is a homeomorphism between the nonempty open sets
x(U ∩V ) and y(U ∩V ) in Rn and Rm , respectively. The proof then depends on a deep
result from algebraic topology by Brouwer saying that two nonempty, open subsets
of Rn and Rm can only be homeomorphic when n = m (topological invariance of
dimension, cf. [23]).
n is called the dimension of M at p and is denoted dim p (M). We say that the
manifold M is n-dimensional and write dim(M) = n or simply M n if it has dimension
n at all points p.
A manifold M being locally Euclidean, is also locally connected, i.e., each point
has a basis of connected neighbourhoods. Hence the connected components are open
subsets of M and are therefore also manifolds. A manifold M can therefore be written
as a disjoint union of connected manifolds which are both open and closed in M.
2.8 Proposition A connected manifold has the same dimension at all points.
PROOF : Suppose M is connected, and let f : M → Z be the function defined by
f (p) = dim p (M). Since f is continuous, f (M) is also connected and hence consists
of only one number n since Z has the discrete topology.
2.9 Examples
(a) The Euclidean space Rn is a smooth manifold with atlas {(id, Rn )}, where
id : Rn → Rn is the identity map.
(b) An n-dimensional vector space V is a smooth manifold with the topology de-
fined in Proposition 13.117 in the appendix, and with atlas {(x,V )} where
x : V → Rn is any linear isomorphism.
(c) Let M be an open subset of a smooth manifold N with smooth structure D.
Then M is also a smooth manifold with smooth structure D |M = {(x,U) ∈
D |U ⊂ M}.
(d) An open interval I is a smooth manifold with atlas {(r, I)}, where r : I → R is
the inclusion map. We call (r, I) the standard local chart on I.
(e) The n-sphere is the set Sn = {x ∈Rn+1 | kxk = 1}. Sn is a smooth manifold with
an atlas consisting of 2n + 2 local charts ( fi ,Ui ) and (gi ,Vi ) for i = 1, ..., n + 1,
where Ui = {x ∈ Sn |xi > 0} and Vi = {x ∈ Sn |xi < 0} are open half spheres,
and fi : Ui → Rn and gi : Vi → Rn are homeomorphisms onto the open ball
D n = {y ∈ Rn | k y k < 1} given by
To find the inverse of φ1 , we must solve the equation y = φ1 (x) with respect to
x. Using k x k = 1, we see that
1 − (xn+1 )2 n+1
k y k2 = n+1 2
= 1 + xn+1 , so that
(1 − x ) 1−x
2 2
1+ k y k2 = and 1 − xn+1 = .
1 − xn+1 1 + kyk2
and similarly
!
2y1 2yn 1 − kyk2
φ2−1 (y) = , ..., , .
1 + kyk2 1 + kyk2 1 + kyk2
which proves that the coordinate transformations φ2 ◦ φ1−1 and φ1 ◦ φ2−1 are C∞ .
We also see that the two atlases defined above are C∞ -related and hence give
the same differeniable structure on Sn .
(f) The product M × N of two smooth manifolds M and N is again a smooth man-
ifold. If {(xα ,Uα ) | α ∈ A} and {(yβ ,Vβ ) | β ∈ B} are atlases for M and N, re-
spectively, then {(xα × yβ ,Uα × Vβ ) | (α , β ) ∈ A × B} is an atlas for M × N. In
the same way we can form the product manifold M1 × · · · × Mn with n factors.
(g) The n-dimensional torus Tn = S1 × · · · × S1 is the product manifold of n circles.
SMOOTH MANIFOLDS AND VECTOR BUNDLES 13
SMOOTH MAPS
2.11 Remark For a function f : M → R we use the standard atlas {(id, R)} on
R. Hence f is smooth at a point p in M if f ◦ x−1 : x(U) → R is C∞ in an open
neighbourhood of x(p) for a local chart (x,U) around p. f is smooth if f ◦ x−1 is C∞
for all local charts (x,U) on M.
∂f
(p) = Di ( f ◦ x−1 )(x(p)) ,
∂ xi
i.e., the i-th partial derivative of f ◦ x−1 at x(p). In the same way we define the m-th
order partial derivative of f at p with respect to (x,U) to be
∂m f
(p) = Dik11 · · · Dikrr ( f ◦ x−1 )(x(p))
(∂ xi1 )k1··· (∂ xir )kr
for (i1 , ..., ir ) ∈ Inr and non-negative integers k1 , ..., kr with m = ∑ri=1 ki .
An n-tuple k = (k1 , ... , kn ) of non-negative integers is called a multi-index . Its
length and factorial are defined by
n n
|k| = ∑ ki and k ! = ∏ ki ! ,
i=1 i=1
14 SMOOTH MANIFOLDS AND FIBRE BUNDLES
and we set
∂ |k| f ∂ |k| f
k (p) = 1 k1 (p) .
∂x (∂ x ) ··· (∂ xn )kn
We let 1i denote the multi-index where all the components are equal to zero except
the i-th component which is 1.
∂f ∂m f
(p) = Di f (p) and (p) = Dik11 · · · Dikrr f (p)
∂ xi (∂ xi1 )k1··· (∂ xir )kr
in accordance with the usual notation for partial derivatives of functions defined on
an open subset of Rn .
2.15 Definition Let p be a point in the smooth manifold M, and let F p be the al-
gebra of all smooth functions f : V → R , each defined on some open neighbourhood
V of p. Then a linear functional l on F p is called a local derivation at p if it satisfies
the relation l( f g) = l( f ) g(p) + f (p) l(g) for every f , g ∈ F p .
2.16 Example If (x,U) is a local chart around a point p in the smooth manifold
M, then it follows from Proposition 2.14 that the operator l = ∂ i on F p taking f
∂x
p
∂f
to i (p) is a local derivation at p. It is called the i-th partial derivation at p with
∂x
respect to (x,U).
SMOOTH MANIFOLDS AND VECTOR BUNDLES 15
PARTITIONS OF UNITY
2.17 Definition A family {Uα |α ∈ A} of sets in a topological space X is said to
be locally finite if each point p in X has a neighbourhood V such that V ∩Uα 6= 0/ for
only a finite number of indices α ∈ A.
If {Uα |α ∈ A} and {Vβ |β ∈ B} are two covers of X, we say that {Uα |α ∈ A} is a
refinement of {Vβ |β ∈ B} if for every α ∈ A, there is a β ∈ B such that Uα ⊂ Vβ .
∑ φα (p) = 1
α ∈A
for every p ∈ M.
We say that a partition of unity {φα |α ∈A} is subordinate to a cover {Vα |α ∈A}
of M if supp (φα ) ⊂ Vα for every α ∈ A.
Gk ⊂ U1 ∪ · · · ∪Uik+1 ,
and we define
Gk+1 = U1 ∪ · · · ∪Uik+1 .
Since ik ≥ k, we have that Gk ⊃ Uk which shows that {Gi }∞ i=1 covers X, and the other
properties of {Gi }∞
i=1 in the proposition are clearly satisfied.
16 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for x > 0, where Pn (x) is a polynomial of degree ≤ n. Indeed, this is clearly true for
n = 0, and assuming that it is true for n we have that
where
Pn+1(x) = (1 − 2nx)Pn(x) + x2 Pn′ (x).
From this it follows by induction that f (n) (0) = 0 which is clearly true for n = 0.
Assuming that it is true for n we have that
2.27 Remark If f has rank k atp, then f has rank ≥ k in some neighbourhood
∂ (yi ◦ f )
of p, for some k × k submatrix of j has non-zero determinant at p, and
∂x
hence by continuity in a neighbourhood of p.
In particular, if f : M n → N m has rank k = m or k = n at p, then f has rank k in
some neighbourhood of p.
y ◦ f ◦ x−1 (a1 , ..., an ) = (a1 , ..., ak , h1 (a), ..., hm−k (a)) for a ∈ x(U).
SMOOTH MANIFOLDS AND VECTOR BUNDLES 19
PROOF OF (1) : Let (u,W ) and (y,V ) be local charts around p and f (p), respectively.
i j
By a permutation functions u and y we may assume that the k × k-
of the coordinate
∂ (yα ◦ f )
submatrix A = (p) , where 1 ≤ α , β ≤ k, has non-zero determinant.
∂ uβ
Let f1 : u(W ) → Rk and f2 : u(W ) → Rm−k be the component maps of y ◦ f ◦ u−1 :
u(W ) → Rk × Rm−k , i.e. y ◦ f ◦ u−1 (a, b) = ( f1 (a, b), f2 (a, b)) for (a, b) ∈ u(W ) ⊂
Rk × Rn−k . Then
−1 D1 f1 (u(p)) D2 f1 (u(p))
D(y ◦ f ◦ u )(u(p)) =
D1 f2 (u(p)) D2 f2 (u(p))
where D1 f1 (u(p)) = A is non-singular.
Let φ : u(W ) → Rk × Rn−k be the C∞ -map defined by φ (a, b) = ( f1 (a, b), b) for
(a, b) ∈ u(W ) ⊂ Rk × Rn−k . Then
D1 f1 (u(p)) D2 f1 (u(p))
Dφ (u(p)) =
0 In−k
is non-singular, and by the inverse function theorem, φ is a local diffeomorphism on
an open neighbourhood O of u(p).
We let (x,U) be the local chart around p with U = u−1 (O) and x = φ ◦ u|U .
Then if φ (a, b) = (c, d) ∈ x(U), we have y ◦ f ◦ x−1 (c, d) = y ◦ f ◦ u−1 (a, b) =
( f1 (a, b), f2 (a, b)) = (c, h(c, d)) where h = f2 ◦ φ −1 : x(U) → Rm−k is C∞ .
PROOF OF (2) : Let (x,U) and (v,V ) be local charts around p and f (p), respectively,
so that v ◦ f ◦ x−1 : x(U) → Rk × Rm−k has the form in (1), i.e., v ◦ f ◦ x−1 (a, b) =
(a, h(a, b)) for (a, b) ∈ x(U) ⊂ Rk × Rn−k .
By choosing smaller coordinate neighbourhoods U and V , we may assume that f has
rank k in U, and that x(U) = O1 ×O2 and v(V ) = O3 ×O4 for open sets O1 ⊂ O3 ⊂ Rk ,
O2 ⊂ Rn−k and O4 ⊂ Rm−k . From (1) we see that O3 may be replaced by O1 . Since
−1 Ik 0
D(v ◦ f ◦ x ) = ,
D 1 h D2 h
we have that D2 h = 0 in x(U), and hence there is a C∞ map h : O1 → Rm−k so that
h(a, b) = h(a) for (a, b) ∈ O1 × O2 .
Let φ : O1 × Rm−k → O1 × Rm−k be the C∞ -map defined by φ (a, b) = (a, b − h(a)).
φ is a diffeomorphism with inverse ψ : O1 × Rm−k → O1 × Rm−k given by ψ (c, d) =
(c, d + h(c)).
We let (y,V ) be the local chart around f (p) with y = i ◦ φ ◦ v, where i : O1 × Rm−k →
Rk × Rm−k is the inclusion map. Then y ◦ f ◦ x−1 (a, b) = φ ◦ v ◦ f ◦ x−1 (a, b) =
φ (a, h(a)) = (a, 0) for (a, b) ∈ x(U).
20 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for a ∈ x(U). This shows that U ⊂ f −1 (p) and completes the proof that f −1 (p) is
open in M.
SUBMANIFOLDS
2.30 Definition A smooth map f : M n → N m is called an immersion at a point p
in M if it has rank n at p, and it is called a submersion at p if it has rank m at p. f
is called an immersion (submersion ) if it is an immersion (submersion) at all points
p in M. An immersion f : M → N which is a homeomorphism onto its image f (M)
endowed with the subspace topology, is called an embedding.
Let M and N be smooth manifolds of dimensions n and m, respectively, with
M ⊂ N. M is called an immersed submanifold of N if the inclusion map i : M → N is
an immersion. It is called a submanifold if the inclusion map is an embedding. The
number m − n is called the codimension of M in N, and M is called a hypersurface of
N if the codimension is 1.
2.32 Examples
(a) The map f : R → R2 defined by f (t) = (2 sin(t), sin(2t)) is an immersion which
SMOOTH MANIFOLDS AND VECTOR BUNDLES 21
is not one-to-one. Its image is the Geronos lemniscate L given by the equation
x4 − 4x2 + 4y2 = 0.
(b) The maps f1 = f |<−π ,π > and f2 = f |<0,2π > are one-to-one immersions which
are not embeddings. They make the image L into an immersed submanifold of
R2 in two different ways.
(c) The map f3 = f |<− π , π > is an embedding which makes an open subset of L
2 2
into a submanifold of R2 .
(d) An open subset M of a smooth manifold N, with the smooth structure defined
in Example 2.9 (c), is a submanifold of N.
2.33 Remarks (b) of the above example shows that given a subset A of a smooth
manifold M, there is not in general a unique manifold structure (i.e., topology and
smooth structure) on A which makes it an immersed submani- fold of M. However,
we will see in Corollary 2.40 that there is at most one such smooth structure for a
given topology on A.
(c) is an example of the next proposition which says that an immersion is locally
an embedding.
2.42 Example The smooth map f : Rn+1 → R defined by f (x) = k x k2 has rank
n in Rn+1 \ {0}. Hence the n-sphere Sn = f −1 (1) is a closed submanifold of Rn+1 of
dimension n.
This manifold structure coincides with the one defined in Example 2.9 (e). To
see this, we note that id ◦ fi−1 and id ◦ g−1 i have rank n on D. Hence the inclusion
map i : Sn → Rn+1 is an embedding when we use the atlas consisting of the local
charts ( fi ,Ui ) and (gi ,Vi ) on Sn , and the standard atlas consisting of the local chart
(id, Rn+1 ) on Rn+1 . The manifold structure making Sn a submanifold of Rn+1 is
uniquely determined by Corollary 2.40.
VECTOR BUNDLES
2.44 Definition Let M be a smooth manifold. The product manifold M × Rn is
called an n-dimensional product bundle over M. The projection pr1 : M × Rn → M
on the first factor is a surjective smooth map called the projection of the bundle. For a
point p in M, the inverse image pr1 −1 (p) = {p} × Rn is called the fibre over p. It has
a natural vector space structure such that the projection pr2 : {p} × Rn → Rn on the
second factor is a linear isomorphism, i.e., with operations (p, u) + (p, v) = (p, u + v)
and k (p, u) = (p, k u) for vectors u and v in Rn and real numbers k.
The product bundle is an example of a more general bundle called a vector bundle
which we define next. A vector bundle is a smooth manifold which looks locally like
a product bundle.
t ✲
π −1 (U) U × Rn
❅
πU ❅ pr1
❘
❅ ✠
U
SMOOTH MANIFOLDS AND VECTOR BUNDLES 25
PROOF : If (t1 , π −1 (U1 )) is a local trivialization and (x2 ,U2 ) a local chart around p,
let U = U1 ∩U2 and x = x2 |U , and let t : π −1 (U) → U × Rn be the diffeomorphism
induced by t1 .
tα ✲
π −1 (Uα ) Uα × Rn
❅
π Uα ❅ pr1
❘
❅ ✠
Uα
is commutative. Moreover, suppose that for each pair α , β ∈ A, the map tβ ◦ tα−1 is a
diffeomorphism from (Uα ∩ Uβ ) × Rn onto itself which is a linear isomorphism on
each fibre {p} × Rn for p ∈Uα ∩Uβ .
Then there is a unique topology and smooth structure on E and a unique vec-
tor space structure on each fibre π −1 (p) for p ∈ M such that π : E → M is an n-
dimensional vector bundle and (tα , π −1 (Uα )) is a local trivialization for each α ∈ A.
PROOF : We first define a topology τ on E such that the projection π is continuous
and the bijections tα : π −1 (Uα ) → Uα × Rn are homeomorphisms for every α ∈ A.
The continuity of π implies that each π −1 (Uα ) must be open in τ , and hence a set O
26 SMOOTH MANIFOLDS AND FIBRE BUNDLES
in E must belong to τ if and only if O∩ π −1 (Uα )∈ τ for every α ∈A. The requirement
that the bijections tα are homeomorphisms now defines τ uniquely as the collection
of sets O in E such that tα (O ∩ π −1 (Uα )) is open in Uα × Rn for every α ∈ A. This
collection τ is clearly a topology on E, and we must prove that it satisfies the above
requirements.
We first show that π −1 (Uα ) is open in τ for each α ∈ A. For every β ∈ A we have
that tβ (π −1 (Uα ) ∩ π −1 (Uβ )) = (Uα ∩ Uβ ) × Rn which is open in Uβ × Rn , thereby
proving the assertion.
We next show that tα is a homeomorphism for every α ∈ A. If O ⊂ π −1 (Uα )
belongs to τ , we have that tα (O ∩ π −1 (Uα )) is open in Uα × Rn , which proves that
tα is an open map. To show that it is continuous, let O be an open set in Uα × Rn . For
every β ∈ A we have that tβ (tα−1 (O) ∩ π −1 (Uβ )) = (tβ ◦ tα−1 ) (O ∩ (Uα ∩Uβ ) × Rn )
which is open in Uβ × Rn , and hence tα−1 (O) ∈ τ showing that tα is continuous.
From this it also follows that the projection π is continuous since π Uα = pr1 ◦ tα
is the composition of the continuous maps tα and pr1 in the above commutative
diagram for each α ∈ A.
Now let {(xβ ,Vβ ) | β ∈ B} be an atlas on M such that {Vβ |β ∈ B} is a refinement
of the open cover {Uα |α ∈ A}. We then have a map φ : B → A such that Vβ ⊂ Uφ (β )
for every β ∈ B. By the assumptions in the proposition we now see that the family
B = {((xβ × id) ◦ tφ (β ) , π −1 (Vβ ))| β ∈B} is an atlas on E. To show that E is a smooth
manifold, we must show that it is Hausdorff and second countable. By Proposition
2.6 we know that M has an atlas of the above form where B is countable, thus showing
that E is second countable.
To see that the E is Hausdorff, let p1 and p2 be two different points in E. If p1
and p2 lie in different fibres, they can be separated by the neighbourhoods π −1 (W1 )
and π −1 (W2 ), where W1 and W2 are disjoint neighbourhoods of π (p1 ) and π (p2 ) in
M. If p1 and p2 lie in the same fibre π −1 (q) with q∈Uα , they can be separated by the
neighbourhoods tα−1 (O1 ) and tα−1 (O2 ), where O1 and O2 are disjoint neighbourhoods
of tα (p1 ) and tα (p2 ) in Uα × Rn .
This shows that E is a smooth manifold with a unique smooth structure such that
the bijections tα : π −1 (Uα ) → Uα × Rn are diffeomorphisms for every α ∈A. We see
that the projection π is smooth since π Uα = pr1 ◦ tα is the composition of the smooth
maps tα and pr1 .
We finally show that there is a unique vector space structure on each fibre π −1 (p)
for p ∈M such that (tα , π −1 (Uα )) is a local trivialization for each α ∈A. If tα is to be
a linear isomorphism on the fibre π −1 (p) where p ∈Uα , we must define addition and
scalar multiplication on this fibre by
for elements u and v in π −1 (p) and real numbers k. If p ∈ Uβ for another index
β ∈ A, we have that tβ = (tβ ◦ tα−1 ) ◦ tα is also a linear isomorphism since it is the
composition of the linear isomorphisms tα and tβ ◦ tα−1 . Hence each fibre has a well-
defined vector space structure such that (tα , π −1 (Uα )) is a local trivialization for each
α ∈ A, and this completes the construction of the vector bundle π : E → M.
SMOOTH MANIFOLDS AND VECTOR BUNDLES 27
π1 π2
❄ ❄
f✲
M1 M2
is commutative, and f˜ is linear on each fibre. We let f˜p denote the induced linear
map f˜p : π1−1 (p) → π2−1 ( f (p)) between the fibres for each p ∈ M1 . If f˜ and f are
diffeomorphisms, ( f˜, f ) is called an equivalence .
is commutative, and f is linear on each fibre. We let f p denote the induced linear map
f p : π1−1 (p) → π2−1 (p) between the fibres for each p ∈ M. If f is a diffeomorphism,
it is called an equivalence over M .
for p ∈ U is smooth for every local trivialization (t, π −1 (U)) in a trivializing cover
of E .
PROOF : Since
(t ◦ s)(p) = (p, a(p))
for p ∈U, a is the local representation of s on U as defined in Definition 2.52.
2.55 Remark Definition 2.52 and Proposition 2.54 can be generalized in the
following way. Let π : E → M be an n-dimensional vector bundle, and let f : N → M
be a smooth map from a smooth manifold N . Then a smooth map F : N → E with
π ◦ F = f is called a section of π along f , or a lifting of f to E. The set of all liftings
of f to E is denoted by Γ( f ; E) .
If (t, π −1 (U)) is a local trivialization of π and F : N → E is a map with π ◦ F = f ,
then it follows from the commutative diagram in Definition 2.45 that pr1 ◦ t ◦ F = fU .
Hence F| f −1 (U) is completely determined by the map a : f −1 (U) → Rn , called the
local representation of F on U , given by
(t ◦ F)(p) = ( f (p), a(p))
for p ∈ f −1 (U) . If E = {e1 , ..., en } is the standard basis for Rn , this relation is also
equivalent to
n
F(p) = ∑ ai (p) t −1
f (p) (ei )
i=1
for p ∈ f −1 (U) .
We see that F is smooth on f −1 (U) if and only if the local represen-
tation a is smooth.
PROOF OF (2) : Let (t, π −1 (U)) be a local trivialization around p, and let E =
{e1 , ..., en } be the standard basis for Rn . If
n
v = ∑ ai t p−1 (ei ) ,
i=1
and
h2 (q) = t 2,q ◦ s2 (q) .
Combining this it follows that
−1 −1
h1 (q) = (t 2, f (q) ◦ f˜q ◦ t 1,q ) ◦ h2 ( f (q))
s1 , ..., sn such that t p (si (p)) = ei for p ∈ U and i = 1, ..., n, where ei is the i-th standard
basis vector in Rn .
A map s : U → E, with π (s(p)) = p for every p ∈ U, is a section of π on U if and
only if the map a : U → Rn defined by
n
s(p) = ∑ ai (p) si (p)
i=1
for p ∈ U is smooth.
PROOF : The existence and uniqueness of the local trivialization (t, π −1 (U)) follows
from the last part of the proof of Proposition 2.58, replacing π with the bundle π | U .
The last part of the corollary follows from the relation
which holds for p ∈U, and which shows that a is the local representation of s on U
as defined in Definition 2.52.
2.61 Remark The inclusion map i being a bundle map is equivalent to the asser-
tion that π ′ = π |E ′ and that each fibre π ′−1 (p) in E ′ is a k-dimensional subspace of
the fibre π −1 (p) in E for all p ∈ M.
for q ∈ U, and i1 : Rk → Rk × Rn−k is the linear map defined by i1 (a) = (a, 0) for
a ∈ Rk , then the map g : U → L(Rn , Rn ) is smooth, and we have that
πσ ◦ f (q) = g(q) −1 ◦ i1
so that
g(q) ◦ πσ ◦ f (q) = i1 .
Hence the local trivialization (t, π −1 (U)) around p given by t(v) = (id U ×
g (π (v)) ◦ πσ ) ◦ t2 (v) for v ∈ π −1 (U) satisfies the subbundle property in (2). Indeed
we have that
t2 (π −1 (q) ∩ E ′ ) = {q} × f (q) (Rk )
which implies that
for q ∈ U.
Finally we assume that assertion (2) is satisfied and show that E ′ is a subbundle
of E. It only remains to show that E ′ is a k-dimensional submanifold of E. Let v be a
point in E ′ , and let (t1 , π −1 (U1 )) be a local trivialization in E having the subbundle
property and (x2 ,U2 ) a local chart on M around π (v). Then ((x2 × id) ◦ t1 , π −1 (U1 ∩
U2 )) is a local chart around v on E having the submanifold property, and the result
hence follows from Proposition 2.36.
2.63 Remark The sections s1 , ..., sk in assertion (1) of the proposition are said to
form a local basis for E ′ on U.
SMOOTH MANIFOLDS AND VECTOR BUNDLES 33
Now let A r (q) be the standard matrix of π2′ ◦ πσ ′ ◦ tq′ ◦ fq ◦ tq−1 ◦ πσ−1 ◦ ir for
q ∈ U ∩ U ′ and r = 1, 2. Then A2 is non-singular in an open neighbourhood V of
p contained in U ∩ U ′ . If g(q) : Rn → Rn is the linear isomorphism with standard
matrix
Ik 0
A1 (q) A2 (q)
for q ∈ V , then the map g : V → L(Rn , Rn ) is smooth, and we have that
so that
π2′ ◦ πσ ′ ◦ tq′ ◦ fq = π2 ◦ g(q) ◦ πσ ◦ tq .
This shows that
Note that an arbitrary vector v ∈ Rn is the representation in the local chart (x,U) of a
curve c defined by c(t) = x−1 (x(p) + (t − t0 ) v). In order to obtain the tangent vectors
SMOOTH MANIFOLDS AND VECTOR BUNDLES 35
to M at p, we therefore consider the set of all pairs (x, v) where (x,U) is a local chart
around p and v ∈ Rn , and we say that two pairs (x, v) and (y, w) are equivalent, and
write (x, v) ∼ p (y, w), if
w = D(y ◦ x−1 )(x(p)) v .
By the chain rule, this is an equivalence relation, and the equivalence class of (x, v)
is denoted by [x, v] p and is called a tangent vector to M at p. The set of all tangent
vectors at p is called the tangent space Tp M to the manifold M at p, and the set
[
TM = Tp M
p∈M
(y × id) ◦ ty ◦ tx−1 ◦ (x−1 × id) (a, v) = (y ◦ x−1 (a), D(y ◦ x−1 )(a) v)
2.68 Remark We say that (tx , π −1 (U)), where tx ([x, v]q ) = (q, v) for q ∈ U and
v ∈ Rn , is the local trivialization in the tangent bundle π : T M → M associated with
the local chart (x,U) on M.
c, i.e., with π ◦ c′ = c. Indeed, using the local charts (id, R) and (x,U) on R and M,
we have that
(x × id) ◦ tx ◦ c′ ◦ id (t) = (x ◦ c (t), (x ◦ c)′ (t))
for t ∈ c−1 (U) which shows that c′ is smooth.
Given a smooth map h : J → I from an open interval J, the curve γ = c ◦ h is
called a reparametrization of c. We have that
for t ∈ J.
so that
f∗ ([x, (x ◦ c)′ (t0 )] p ) = [y, (y ◦ f ◦ c)′ (t0 )] f (p) = [y, D(y ◦ f ◦ x−1 )(x(p)) (x ◦ c)′ (t0 )] f (p)
which implies
f∗ ([x, v] p ) = [y, D(y ◦ f ◦ x−1 )(x(p)) v] f (p) . (2)
This shows in particular that f∗ ([x, v] p ) is well defined and does not depend on the
curve c having tangent vector [x, v] p . The induced map f∗ p : Tp M → T f (p) N between
the tangent spaces is given by the commutative diagram
f∗ p
Tp M ✲ T N
f (p)
(y × id) ◦ ty ◦ f∗ ◦ tx−1 ◦ (x−1 × id) (a, v) = (y ◦ f ◦ x−1 (a), D(y ◦ f ◦ x−1 )(a) v)
for (a, v)∈x(U ∩ f −1 (V )) × Rn , and this completes the proof of the proposition.
2.73 Remark Assertion (1) in the proposition is still true for a map g defined
only on an open submanifold V of N if we identify T ( f −1 (V )) with T M| f −1 (V ) and
TV with T N|V , as the proof still holds for p ∈ M ∩ f −1 (V ).
[ z, v ] (p,q) = iq ∗ ( [ z 1 , v1 ] p ) + i p ∗ ( [ z 2 , v2 ]q ) (2)
for v = (v1 , v2 ) ∈ Rn × Rm .
38 SMOOTH MANIFOLDS AND FIBRE BUNDLES
f∗ ( [ z, v ] (p,q) ) = fq ∗ ( [ z 1 , v1 ] p ) + f p ∗ ( [ z 2 , v2 ]q ) , (3)
for v ∈ Rr .
PROOF : The first two formulae follow from
= iq ∗ ( [ z 1 , v1 ] p ) + i p ∗ ( [ z 2 , v2 ]q ).
which completes the proof of formula (4). Finally, formula (5) is obtained by com-
bining formula (3) and (4) and using Proposition 2.72 (1).
2.75 Remark To avoid confusion when the manifolds M and N have elements in
common, we denote the maps iq , i p , fq and f p by iq1 , i p2 , fq1 and f p2 in this case.
In particular, if f : N × N → P is a smooth map, and h : N → P is the map given
by h(q) = f (q, q) for q ∈ N, then formula (5) reduces to
where fq1 : N → P and fq2 : N → P are the maps defined by fq1 (p) = f (p, q) and
fq2 (p) = f (q, p) for p ∈ N .
SMOOTH MANIFOLDS AND VECTOR BUNDLES 39
2.77 We will now see that a tangent vector to a smooth manifold M n at a point
p has an alternative description as a local derivation on the algebra F p of all smooth
functions, each defined on some open neighbourhood of p in M.
Let [x, v] p be the tangent vector to a curve c at p with c(t0 ) = p, and let f : V → R
be a smooth function defined on an open neighbourhood V of p in M. We say that
( f ◦ c)′ (t0 ) is the derivative of f along c at p. This derivative actually depends only
on f and the tangent vector [x, v] p to c at p since we have that
so that
( f ◦ c)′ (t0 ) = (tid, f (p) ◦ f∗ )([x, v] p ) ,
where tid, f (p) : T f (p) R → R is the isomorphism defined in Remark 2.46. Hence
( f ◦ c)′ (t0 ) is also called the derivative of f at p with respect to [x, v] p . Using the
curve c defined by c(t) = x−1 (x(p) + (t − t0 ) v), we see that
∂f
(2) gi (x(p)) = Di ( f ◦ x−1 )(x(p)) = (p).
∂ xi
When u = x(q), assertion (1) implies that
n
f (q) = f (p) + ∑ (xi (q) − xi (p)) (gi ◦ x)(q) for q ∈ x−1 (W ),
i=1
eM eN
❄ ❄
f# ✲
T ′M T ′N
2.82 Remark If (tx , π −1 (U)) is the local trivialization in the tangent bundle
SMOOTH MANIFOLDS AND VECTOR BUNDLES 43
Indeed, if (x,U) is a local chart around c(t), it follows from Definition 2.69 that
2.84 Lemma Let V be a vector space of dimension n. Then the tangent space TpV
at any point p ∈ V may be identified with V by means of the linear isomorphism ω p :
TpV → V given by ω p = x−1 ◦ tx,p for any linear isomorphism x : V → Rn , ω p being
independent of the choice of x. We will refer to this as the canonical identification.
If E = {e1 , ..., en } is the standard basis for Rn and B = {v1 , ..., vn } is a basis for
V so that x(vi ) = ei for i = 1, ..., n, then B ∗ = {x1 , ..., xn } is the dual basis of B, and
n n
ω p ( ∑ a ∂ j ) = ∑ a j v j .
j
j=1
∂x j=1
p
If l ∈ TpV , then
xi ◦ ω p (l ) = l (xi )
for i = 1, ..., n, and
λ ◦ ω p (l ) = l (λ )
for any linear functional λ on V .
The map ω = (idV × x−1 ) ◦ tx : TV → V × V is an equivalence over V so that
n
ω ( ∑ a ∂ j ) = (p, x−1 (a))
j
j=1
∂x
p
and
n
ω −1
(p, q) = ∑ x (q) ∂ j j
j=1
∂x
p
44 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for p, q ∈ V and a ∈ Rn .
Let c : I → V be a smooth curve on V defined on an open interval I. Then we have
that
n
c(t) = ∑ (xi ◦ c)(t) vi
i=1
and
n
ωc(t) ◦ c′ (t) = ∑ (xi ◦ c)′ (t) vi = lim 1 [ c(t + h) − c(t) ]
i=1 h→0 h
ωF(p) ◦ F∗ p ◦ ω p−1 = F .
PROOF : We have that (x,V ) is a local chart on V , and that tx,p : TpV → Rn is a linear
isomorphism. Hence ω p is also a linear isomorphism which is independent of the
choice of x. Indeed, if y : V → Rn is another linear isomorphism, then it follows from
2.70 that
−1
ty,p ◦ tx,p = D (y ◦ x−1 )(x(p)) = y ◦ x−1 ,
so that
y−1 ◦ ty,p = x−1 ◦ tx,p .
n
To prove the next part of the lemma, let l = ∑ a ∂ j . Then j
j=1
∂x
p
n
ω p (l ) = x−1 (a) = ∑ a j vj ,
j=1
and
xi ◦ ω p (l ) = ai = l (xi )
for i = 1, ..., n. If
n
λ= ∑ bj xj ,
j=1
then
n n n
λ ◦ ω p (l ) = ∑ b j x j ◦ ω p (l ) = ∑ b j l (x j ) = l ( ∑ b j x j ) = l (λ ) .
j=1 j=1 j=1
In this chapter we develop the theory of integral curves and flows of vector fields on
a smooth manifold, and prove the important result that a smooth vector field has a
smooth flow. We first establish the necessary facts about existence and uniqueness of
solutions of differential equations.
VECTOR FIELDS
3.1 Definition By a vector field on an open subset V of a smooth manifold M
we mean a section of its tangent bundle π : T M → M on V . A section of π along a
smooth map f : N → M from a smooth manifold N is called a vector field along f .
If X : M → T M is a map with π ◦ X = idM and p is a point in M, then X(p) is
often denoted by X p . If f : V → R belongs to the algebra F (V ) of C∞ -functions
on V and we think of X p as a local derivation at p, we can define a new function
XV ( f ) : V → R by letting X operate on f at each point p ∈ V , i.e.,
XV ( f )(p) = X p ( f ) .
for p ∈ U is smooth.
(2) Whenever V is open in M and f ∈ F (V ) , then XV ( f ) ∈ F (V ) .
PROOF OF (1) : Follows from Proposition 2.54 and Remark 2.82.
47
48 SMOOTH MANIFOLDS AND FIBRE BUNDLES
PROOF OF (2) : Assume first that X is a vector field on M, and let f ∈ F (V ) for an
open set V in M. If (x,U) is a local chart on M with U ⊂ V and a : U → Rn is the
smooth map defined in (1), we have that
n
∂f
XV ( f )| U = ∑ ai
i=1
∂ xi
showing that XV ( f )| U ∈ F (U). Since this is true for every coordinate neighbourhood
U contained in V , we have that XV ( f ) ∈ F (V ).
Conversely, assume that X satisfies (2) and let (x,U) be a local chart on M. Then
the map a : U → Rn defined in (1) is given by XU (xi ) = ai for i = 1 , ..., n and hence
is smooth, showing that X is a vector field on M.
3.3 Example If (x,U) is a local chart on the smooth manifold M n , then we have
for each i = 1 , ..., n a vector field Xi = ∂ i called the i’th partial derivation on U
∂x
given by
Xi (p) = ∂ i .
∂x
p
If X is an arbitrary vector field on M, we have that
n
X| U = ∑ ai ∂ i
i=1
∂x
X p ( f ) = F(g)(p) ,
and it follows from Lemma 3.7 that X p ( f ) does not depend on the choice of W and
g. Furthermore, we see the X p is a local derivation at p since F is a derivation on
F (M).
It only remains to show that X is smooth on M. By Proposition 3.2 (1) we must
show that the functions ai : U → R defined by
ai (p) = X p (xi )
for p ∈ U and i = 1 , ..., n, are smooth for every local chart (x,U) on M. Fix p in U,
and let W be an open neighbourhood of p with W ⊂ U. In the same way as above we
extend each function h xi on U to a smooth function yi on M so that they coincide on
W . Then we have that
ai (q) = F(yi ) (q)
for q ∈ W showing that ai is smooth at p. Since p was an arbitrary point in U, this
completes the proof that X is smooth.
3.9 Remark Because of Proposition 3.8 we will not distinguish between the vec-
tor field X and the map XM , and a vector field on M can be thought of as a derivation
of the algebra F (M) of C∞ -functions on M.
50 SMOOTH MANIFOLDS AND FIBRE BUNDLES
3.10 Definition Let f : M → N be a smooth map, and let X and Y be vector fields
on M and N, respectively. We say that X and Y are f -related if the diagram
f∗✲
TM TN
✻ ✻
X Y
f
M ✲ N
YN (g) ◦ f = XM (g ◦ f )
and
XM (g ◦ f ) (p) = X p (g ◦ f ) = f∗ (X p ) (g)
for every p ∈ M.
Hence if
n
X| U = ∑ ai ∂ i ,
i=1
∂x
we have that
n
Y f (q) = f∗ (Xq ) = ∑ ai (q) ∂ i
i=1
∂y
f (q)
for t ∈ I. If I contains 0 and γ (0) = p0 , the point p0 is called the starting point or
initial condition of γ .
52 SMOOTH MANIFOLDS AND FIBRE BUNDLES
α : I × U0 → M ,
β : I × x(U0 ) → x(U)
defined by β = x̃ ◦ α ◦ (id × x−1 ) is called a local flow for f at x0 . Indeed, for each
point u = x(p) in x(U0 ), we have that βu = x̃ ◦ α p is an integral curve for f with initial
condition u if and only if α p is an integral curve for X with initial condition p, so the
problem of finding a local flow for X|U on U is transformed to a similar problem on
x(U).
3.20 The contraction lemma Let M be a nonempty complete metric space with
distance function d, and let f : M → M be a contraction, i.e., there is a constant C
with 0 ≤ C < 1 such that
d ( f (x), f (y)) ≤ C d (x, y)
for all x, y ∈ M. Then f has a unique fixed point, i.e., a point x such that f (x) = x. If
x0 is an arbitrary point in M, we have that x = limn→∞ f n (x0 ).
PROOF : If x and y are two fixed points for f , we have that
d (x, y) = d ( f (x), f (y)) ≤ C d (x, y)
which implies that d (x, y) = 0 since C < 1. This shows that x = y and proves the
uniqueness of the fixed point for f .
To show existence, let x0 be an arbitrary point in M, and let xn+1 = f (xn ) for
n = 0, 1 , .... By induction we have that
d (xi , xi+1 ) ≤ Ci d (x0 , x1 ) ,
so if n < m, we have
m−1 m−1 n m
−C
d (xn , xm ) ≤ ∑ d (xi, xi+1 ) ≤ ( ∑ Ci ) d (x0, x1 ) = C1 −C d (x0 , x1 ) .
i=n i=n
If Ib ⊂ J0 is the open interval (t0 − b,t0 + b), where b is a positive real number with
b < 1/K and b ≤ a/L, then there is a unique integral curve α : Ib → U for f defined
on Ib with α (t0 ) = x0 .
If αi : Ii → U where i = 1, 2 are two integral curves for f with α1 (s) = α2 (s) for
some real number s in I1 ∩ I2 , then α1 and α2 are equal on I1 ∩ I2 .
PROOF : Let M be the set of all continuous curves
α : Ib → Ba (x0 ) .
Then M is a nonempty compete metric space with the usual supremum metric given
by
d (α , β ) = sup k α (t) − β (t) k .
t∈Ib
VECTOR FIELDS AND DIFFERENTIAL EQUATIONS 55
for every t ∈ Ib which shows that S(α ) is a continuous curve in Ba (x0 ) and hence
belongs to M. Since
Z t
d (S(α ), S(β )) ≤ sup
t [ f (u, α (u)) − f (u, β (u)) ] du
≤ bK d (α , β )
t∈Ib 0
and bK < 1 , we have that S is a contraction and hence has a unique fixed point
c by the contraction lemma. If i : Ba (x0 ) → U is the inclusion map, it follows by
Remark 3.18 that the curve α = i ◦ c is the unique integral curve for f defined on Ib
with α (t0 ) = x0 and α (Ib ) ⊂ Ba (x0 ). This shows the existence of an integral curve
α : Ib → U for f with α (t0 ) = x0 , and uniqueness will follow from the last part of
the proposition.
Let I = I1 ∩I2 and I0 = {t ∈ I|α1 (t) = α2 (t)}. Then I0 is closed in I by Proposition
3.22. Since I is connected, it will follow that I0 = I if we can show that I0 is also open
and nonempty. If t1 ∈ I0 and α1 (t1 ) = α2 (t1 ) = x1 , choose Ib as in the first part of the
proposition with (t1 , x1 ) instead of (t0 , x0 ), and let in addition b be so small that Ib ⊂ I
and αi (Ib ) ⊂ Ba (x1 ) for i = 1, 2. Then it follows from the first part of the proof that
α1 and α2 are equal on Ib so that I0 is open. Since I0 contains s, it is also nonempty,
and this completes the proof that the curves α1 and α2 are equal on the intersection
of their domains.
3.26 Remark In Example 3.25 we see that the maximal integral curve is defined
on a smaller time interval that the time-dependent vector field. The reason is that
α (t) → ∞ when t → −1+ and t → 1− , and we see that f (t, α (t)) is not bounded.
Another case when this can happen is when the integral curve tends to leave the
open set U where the time-dependent vector field is defined. For instance will the
domain of the maximal integral curve be smaller if we remove from U a point lying
on the curve.
The next proposition shows that apart from these two cases, the maximal integral
curve is always defined on the same time interval as the time-dependent vector field.
for t1 ,t2 ∈ (b0 − ε , b0 ). Hence limt→b0 − α (t) exists and equals a point x0 in U by
hypothesis (1). If b0 < b, it follows from Proposition 3.23 that there is an integral
curve β for f defined on some open interval (b0 − ε1 , b0 + ε1 ) contained in (a, b)
with β (b0 ) = x0 . Since α ′ = β ′ on (b0 − ε1 , b0 ), we have that α and β only differ
by a constant on this interval. As their limit when t → b0 − are equal, this constant
must be zero. Hence α may be extended to an integral curve for f on a larger open
subinterval of (a, b), and this contradiction shows that b0 = b.
PROOF : If x is a point in Ba (x0 ), then Ba (x) ⊂ B2a (x0 ), so by Proposition 3.23 there
is a unique integral curve αx : Ib → U for f defined on Ib with αx (t0 ) = x. Hence the
map α : Ib × Ba (x0 ) → U defined by α (t, x) = αx (t) is the unique local flow for f
defined on Ib × Ba (x0 ).
It remains to show that α is Lipschitz on Ib ×Ba (x0 ). If x, y ∈ Ba (x0 ), we have that
so that
sup k α (t, x) − α (t, y) k ≤ 1 −1bK k x − y k ,
t∈I
b
PROOF : We first suppose that A > 0, and let h : [a, b) → R be the function defined
by Zt
h(t) = A + f (u) g(u) du
a
appearing on the right side of (1). Then h(t) > 0 and h′ (t) = f (t) g(t) ≤ h(t) g(t) so
that h′ (t) / h(t) ≤ g(t) for t ∈ [a, b). Integration gives
Z t
log h(t) − logA ≤ g(u) du
a
and hence Z t
h(t) ≤ A exp ( g(u) du)
a
for t ∈ [a, b). Since f (t) ≤ h(t), this shows (2) in the case when A > 0.
If (1) is satisfied for A = 0, then (1) and hence (2) is satisfied for every A > 0
which shows that f (t) = 0 for t ∈ [a, b).
3.31 Corollary If b < a, then Lemma 3.30 is still valid if we replace the interval
[a, b) by (b, a] and take absolute values of the integrals.
PROOF : Let f , g : [−a, −b) → R be the functions defined by f (t) = f (−t) and
g(t) = g(−t), and suppose that
Zt
f (t) ≤ A + | f (u) g(u) du |
a
for t ∈ (b, a]. Making the substitution s = −u in the integral, this implies that
Z −t
f (−t) ≤ A + f (s) g(s) ds .
−a
so that Z t
f (t) ≤ A exp ( | g(u) du | )
a
for t ∈ (b, a].
g : J × V → L(E, E)
λ : J × V → L(E, E)
VECTOR FIELDS AND DIFFERENTIAL EQUATIONS 59
such that
D1 λ (t, x) = g(t, x) ◦ λ (t, x) and λ (0, x) = id | E
for all t ∈ J and x ∈ V . Furthermore, this λ is continuous.
PROOF : Choose a point x in V , and let
f : J × L(E, E) → L(E, E)
k λx (t) k ≤ eCt ≤ eC b0
so that
k f (t, λx (t)) k ≤ k g(t, x) k k λx(t) k ≤ CeC b0
for t ∈ (0, b0 ). This shows that hypothesis (2) in Proposition 3.27 is also satisfied
with B = CeC b0 . The assumption b0 < b hence leeds to a contradiction. A similar
argument using Corollary 3.31 applies to a and a0 , and this completes the proof that
I = J.
We therefore have a unique map λ : J × V → L(E, E), defined by λ (t, x) = λx (t)
for t ∈ J and x ∈ V , which satisfies the linear differetial equation and the initial value
condition of the proposition. It only remains to show that λ is continuous. We know
from Definition 3.17 that λ is continuous in the first variable t for each fixed value
of x.
Let (t0 , x0 ) be a point in J × V , and let ε > 0. Choose an open inter-
val J0 containing 0 and t0 with compact closure J0 ⊂ J and a compact neigh-
bourhood V0 of x0 in V . Then there are positive constants C and K such that
60 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for t ∈ J1 and
k g(t, x) − g(t, x0) k < Cr
for (t, x) ∈ J0 × V1 .
If x is an arbitrary point in V1 and ψ : J0 → R is the function defined by
ψ (t) = k λ (t, x) − λ (t, x0) k, it follows from the integral Equation (1) that
Z t
ψ (t) ≤ k g(u, x) ◦ λ (u, x) − g(u, x0) ◦ λ (u, x0 ) k du
0
Z t
≤ k g(u, x) k k λ (u, x) − λ (u, x0) k du
0
Z t
+ k g(u, x) − g(u, x0) k k λ (u, x0 ) k du
0
Z t Z t
≤K ψ (u) du + r t = K (ψ (u) + Kr ) du
0 0
so that Z t
ψ (t) + Kr ≤ Kr + K (ψ (u) + Kr ) du
0
for t ≥ 0 in J0 . By Gronwall’s inequality we therefore have that
and hence
k λ (t, x) − λ (t, x0) k ≤ Kr (eKl − 1) (3)
for t ≥ 0 in J0 . A similar argument using Corollary 3.31 gives the same result for
t ≤ 0 in J0 . From (2) and (3) it now follows that
Ba (x0 ) → U in Theorem 3.28. We allready know that α is Lipschitz so that there are
positive constants A and B with
we have that
θ (t, h) − λ (t, x) h
Z t
= [ f (u, α (u, x + h)) − f (u, α (u, x)) ] du − [ λ (t, x) − idE ] h
0
Z t
= [ f (u, α (u, x + h)) − f (u, α (u, x)) ] du
0
Zt (3)
− D2 f (u, α (u, x)) λ (u, x) h du
0
Z t
= [ f (u, α (u, x + h)) − f (u, α (u, x)) − D2 f (u, α (u, x)) θ (u, h) ] du
0
Zt
+ D2 f (u, α (u, x)) [ θ (u, h) − λ (u, x) h ] du
0
k f (u, α (u, x + h)) − f (u, α (u, x)) − D2 f (u, α (u, x)) θ (u, h) k
(5)
≤ k θ (u, h) k sup k D2 f (u, y) − D2 f (u, α (u, x)) k,
where the sup is taken over all y on the line segment between α (u, x) and α (u, x + h).
By (1) we have that k θ (u, h) k ≤ B k h k.
62 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Given ε > 0, let k = ε e−Mc . For each u ∈ [−c, c] there is an open ball Bu ⊂ U of
radius δu centered at α (u, x) and an open interval Ju ⊂ Ib of radius ru centered at u
such that ru < δu / 2A and
k
k D2 f (s, z) − D2 f (u, α (u, x)) k < 2B
for all (s, z) ∈ Ju × Bu , by the continuity of D2 f at the point (u, α (u, x)). Since the
interval [−c, c] is compact, it is covered by a finite number of intervals Jui for i =
1, ..., n. Let
δ = min {δui / 2B|1 ≤ i ≤ n} ∪ {d} ,
and suppose that k h k < δ . If u ∈ [−c, c], then u ∈ Jui for some i. Hence it follows
from (1) that both α (u, x) and α (u, x + h) and hence every y on the line segment
between α (u, x) and α (u, x + h) belong to Bui . From this it follows that
k
k D2 f (u, y) − D2 f (ui , α (ui , x)) k < 2B
and
k
k D2 f (u, α (u, x)) − D2 f (ui , α (ui , x)) k < 2B
so that
k D2 f (u, y) − D2 f (u, α (u, x)) k < Bk (6)
Combining (6) with (3), (4) and (5), we obtain
Z t
k θ (t, h) − λ (t, x) h k ≤ k k h k + M k θ (u, h) − λ (u, x) h k du
0
k θ (t, h) − λ (t, x) h k ≤ ε k h k
for t ∈ [0, c), and a similar argument using Corollary 3.31 gives the same result for
t ∈ (−c, 0]. Since for each point (t, x) in Ib × Ba (x0 ) we may always choose a positive
real number c with |t| < c < b, this completes the proof that D2 α exists and equals
λ so that the local flow α is of class C1 in the second variable x. From the equation
D1 α (t, x) = f (t, α (t, x)) we see that α is also of class C1 in the first variable t.
This shows the theorem in the case k = 1. Now assume inductively that it is true
for k − 1, and let f be of class Ck . We have to show that D1 α and D2 α are of class
Ck−1 . Let
G : Ib × Ba (x0 ) × L(E, E) → E × L(E, E)
be the time-dependent vector field on Ba (x0 ) × L(E, E) given by G(t, x, w) =
(0, g(t, x) ◦ w), and let
be the map defined by Λ(t, x, w) = (x, λ (t, x) ◦ w). By (2) we have that
with
Λ(0, x, w) = (x, id|E ◦ w) = (x, w)
showing that Λ is a local flow for G. Since G is of class Ck−1 , it follows by the
induction hypothesis that there are positive real numbers a′ and b′ and some open
neighbourhood V of id|E in L(E, E) such that Λ is of class Ck−1 on Ib′ × Ba′ (x0 ) ×V .
Since λ (t, x) = pr2 ◦ Λ(t, x, id|E ), where pr2 : E × L(E, E) → L(E, E) is the projec-
tion on the second factor, we have that D2 α = λ is of class Ck−1 on Ib′ × Ba′ (x0 ).
From the equation D1 α (t, x) = f (t, α (t, x)) we see that this is also the case for D1 α ,
and this completes the induction step.
3.34 Remark It follows from the equation D1 α (t, x) = f (t, α (t, x)) that the local
flow α is in fact Ck+1 in the first variable t.
Since a and b depend on k as well as on x0 , we cannot yet conclude that the
theorem is true when k = ∞. However, this will follow from the following Remark
3.35 and Theorem 3.39.
α : I × U0 → U ,
β : I × I0 × U0 → J × U
be a local flow for h, where I and I0 are open subintervals of J containing 0, and U0
is an open subset of U containing x0 , so that
for all t ∈ I and (s, x) ∈ I0 ×U0 . If β1 and β2 are the components of β , it follows that
β1 (t, s, x) = s + t, and hence we have that
GLOBAL FLOWS
3.38 Definition Let X be a vector field on a smooth manifold M. For each point
p on M we denote by γ p : I(p) → M the maximal integral curve for X with initial
condition p. The set
D(X) = {(t, p) ∈ R × M|t ∈ I(p)}
VECTOR FIELDS AND DIFFERENTIAL EQUATIONS 65
is called the domain of the flow for X, and the (global) flow for X is the map γ :
D(X) → M defined by γ (t, p) = γ p (t) for p ∈ M and t ∈ I(p).
3.39 Theorem Let X be a vector field on a smooth manifold M. Then D(X) is
an open subset of R × M containing {0} × M, and the flow γ : D(X) → M for X is
smooth.
PROOF : It follows immediately from Definition 3.38 that {0} × M ⊂ D(X). Given
an integer k ≥ 1, we will show that D(X) is open and that the flow γ is of class
Ck on D(X). For each point p on M we let I * (p) be the set of points t in I(p)
for which there is a real number b > 0 and an open neighbourhood U of p such
that (t − b,t + b) × U ⊂ D(X) and γ is of class Ck on this product. Then I * (p) is
clearly open in I(p) and contains 0 by Theorem 3.33 and Remark 3.16. Since I(p) is
connected, it will follow that I * (p) = I(p) if we can show that I * (p) is also closed
in I(p).
Let s ∈ I(p) be a point in the closure of I * (p). By Theorem 3.33 and Remark
3.16 there is an open neighbourhood V of γ (s, p), a real number a > 0 and a unique
local flow β : (−a, a) ×V → M for X which is of class Ck . Since the integral curve γ p
is continuous, we have that γ p−1 (V ) is an open neighbourhood of s. Let t1 ∈ I * (p) ∩
γ p−1 (V ) ∩ (s − a, s + a), and choose a real number b > 0 and an open neighbourhood
U of p such that (t1 − b,t1 + b) ×U ⊂ D(X) and γ is of class Ck on this product. By
choosing smaller b and U if necessary, we may assume that γ ((t1 − b,t1 + b) ×U) ⊂
V.
Now let α : (t1 − a,t1 + a) × U → M be the map defined by
α (t, q) = β (t − t1, γ (t1 , q)).
Then α is of class Ck , and we have that α (t1 , q) = β (0, γ (t1 , q)) = γ (t1 , q) for every
q ∈ U. For each such q we therefore have that αq is an integral curve for X defined
on the interval (t1 − a,t1 + a) with αq (t1 ) = γq (t1 ). Since γq is maximal, it follows
that (t1 − a,t1 + a) ×U ⊂ D(X) and that γ coincides with α and hence is of class Ck
on this product. Since s ∈(t1 − a,t1 + a), this implies that s ∈ I * (p) which completes
the proof of the theorem.
3.43 Remark The domain of γs ◦ γt is generally not equal to Ds+t (X) in part (2)
of the preceding proposition if s and t have opposite sign. For instance, when s = −t,
the domain of γs ◦ γt is Dt (X), whereas Ds+t (X) = M.
numbers called the 1-parameter group of X. When X is not complete, this family is
not a group, but is referred to as the local 1-parameter group of X.
3.46 Corollary Let X be a vector field with compact support on a smooth mani-
fold M. Then X is complete.
PROOF : We must show that I(p) = R for each point p on M. Let K be the support
of X, and let γ be its flow. Suppose first that γ p (s) = q ∈
/ K for some real number
s ∈ I(p). Then it follows from Proposition 3.36 that γ p must coincide on I(p) with
the constant curve c : R → M defined by c(t) = q for all t, and since γ p is maximal,
we have that I(p) = R.
If, on the other hand, the above assumption is not satisfied, we have that
γ p (I(p)) ⊂ K, in which case I(p) = R follows from Proposition 3.45.
3.48 Proposition Let f : M → N be a smooth map, and let X and Y be vector fields
on M and N, respectively, which are f -related. If c : I → M is an integral curve for
X with initial condition q, then f ◦ c is an integral curve for Y with initial condition
f (q).
PROOF : If c is an integral curve for X, then
c ′ (t) = X (c (t))
which shows that f ◦ c is an integral curve for Y . If c has initial condition c(0) = q,
then f ◦ c has initial condition ( f ◦ c)(0) = f (q).
D t (Y ) = f (D t (X)) and β t = f ◦ γ t ◦ f −1
for t ∈ R .
PROOF : The first part of the proposition follows from Proposition 3.48 applied to f
and f −1 .
Now, let γq : I(q) → M and β p : J(p) → N be the maximal integral curves for X
and Y , respectively, with initial conditions q and p. By the first part of the proposition,
we have that
J( f (q)) = I(q) and β f (q) = f ◦ γq (1)
for q ∈ M.
From the first relation in (1) it follows that (t, f (q)) ∈ D (Y ) if and only if (t, q) ∈
D (X), which shows that D (Y ) = (id × f ) (D (X)). For a fixed t ∈ R, we have that
f (q) ∈ D t (Y ) if and only if q ∈ D t (X) so that D t (Y ) = f (D t (X)).
From the second relation in (1) we have that β (t, p) = f ◦ γ (t, f −1 (p)) for
(t, p) ∈ D (Y ), which implies that β = f ◦ γ ◦ (id × f −1 ). For a fixed t ∈ R, we have
that β t (p) = f ◦ γ t ( f −1 (p)) for each p ∈ D t (Y ) so that β t = f ◦ γ t ◦ f −1 .
for every q ∈ M which shows that f∗ (X) = X, and the converse statement is obviously
true.
Chapter 4
TENSORS
With the tangent bundle of a smooth manifold described in Chapter 2 at our disposal,
we can now form new vector bundles by replacing the tangent space at each point
with new vector spaces of various types, gluing them together in a smooth way. The
sections in these new vector bundles will be covector fields and various types of
tensor fields, including differential forms which will be investigated more fully in the
next chapter. We also describe the Lie derivative of tensor fields, and the fundamental
integrability theorems of Frobenius for integral manifolds of distributions.
4.1 If V is a vector space, we let V ∗ denote the dual space L(V, R) consisting
of all linear functionals on V . If F : V → W is a linear map, we have a linear map
F ∗ : W ∗ → V ∗ defined by F ∗ (λ ) = λ ◦ F so that the diagram
F✲
V W
❙ ✓
F ∗ (λ ) ❙ ✓ λ
✇ ✴
❙ ✓
R
is commutative.
69
70 SMOOTH MANIFOLDS AND FIBRE BUNDLES
4.3 Proposition If {v1 , ..., vn } is a basis for a vector space V , we have a basis
{v∗1 , ..., v∗n } for the dual space V ∗ consisting of the linear functionals v∗i defined by
v∗i (v j ) = δi, j for j = 1, ..., n. If λ is a linear functional in V ∗ , we have that
n
λ = ∑ λ (vi ) v∗i .
i=1
which shows the last assertion of the proposition and also that the set {v∗1 , ..., v∗n }
spans V ∗ . To show that it is linearly independent, assume that ∑ni=1 ai v∗i = 0. By
applying both sides to v j , we see that a j = 0 for j = 1, ..., n.
4.4 Proposition For each vector space V of dimension n we have a natural iso-
morphism iV : V → V ∗∗ given by iV (v)(λ ) = λ (v) for v ∈ V and λ ∈ V ∗ , i.e., iV is an
isomorphism such that the diagram
F
V ✲ W
iV iW
❄ ❄
F ∗∗✲
V ∗∗ W ∗∗
4.5 Remark We will often identify V ∗∗ with V by means of the natural isomor-
phism iV , and we may consider a vector v ∈ V to be a functional on V ∗ mapping
λ ∈ V ∗ onto λ (v).
4.6 Proposition Let F : V → W be a linear map, and let B and C be bases for V
and W , respectively, with dual bases B ∗ and C ∗ . Then we have that
∗
mCB∗ (F ∗ ) = mB t
C (F) .
m
F(v j ) = ∑ Ai j wi
i=1
called the dual bundle of E , by replacing each fibre E p by its dual space. We have a
projection π ∗ : E ∗ → M defined by π ∗ (λ ) = p for λ ∈ E p∗ .
where tα ,p ◦ tβ−1
,p
: Rn → Rn is a linear isomorphism for each p ∈Uα ∩Uβ . Since
tβ′ ,p ◦ tα′ −1 −1 ∗
,p = r ◦ (tα ,p ◦ tβ ,p ) ◦ r
−1
,
∗
it follows from Proposition 4.6, using the fact that mEE (r) and mEE ∗ (r−1 ) are both the
identity matrix, that
mEE (tβ′ ,p ◦ tα′ −1 E −1 t
,p ) = mE (tα ,p ◦ tβ ,p ) .
Hence tβ′ ◦ tα′ −1 is also a diffeomorphism from (Uα ∩ Uβ ) × Rn onto itself which is
a linear isomorphism on each fibre. By Proposition 2.48 there is therefore a unique
topology and smooth structure on E ∗ such that π ∗ : E ∗ → M is an n-dimensional
vector bundle over M with (tα′ , π ∗ −1 (Uα )) as local trivializations.
4.9 Remark We say that (t ′ , π ∗ −1 (U)), where t p′ = r ◦ (t p−1 )∗ for p ∈ U, is the lo-
cal trivialization in the dual bundle π ∗ : E ∗ → M corresponding to the local trivializa-
tion (t, π −1 (U)) in the n-dimensional vector bundle π : E → M. Here r : (Rn )∗ → Rn
is the linear isomorphism defined by r(ei ) = ei for i = 1, ..., n, where E = {e1 , ..., en }
is the standard basis for Rn and E ∗ = {e1 , ..., en } is its dual basis.
is a basis for the fibre π ∗ −1(p) which is dual to the basis B p for π −1 (p) given in
Remark 2.46. Moreover
is a basis for the fibre π ∗∗ −1(p) in the double dual bundle π ∗∗ : E ∗∗ → M which may
be identified with B p according to Remark 4.5.
PROOF : Since t p′ = r ◦ (t p−1 )∗ , we have that
−1
t p′ (ei ) = t p∗ ◦ r−1 (ei ) = t p∗ (ei ) = ei ◦ t p ,
and
(ei ◦ t p )(t p−1 (e j )) = ei (e j ) = δi j
which shows that B p∗ is the dual basis of B p .
Using the notation in the proof of Proposition 4.10, we have that
−1
iE p (t p−1 (ei )) = t p′′ (ei ) = ei ◦ t p′
for p ∈ U is smooth for every local trivialization (t, π −1 (U)) in a trivializing cover
of E.
PROOF : If (t ′ , π ∗ −1 (U)) is the corresponding local trivialization for the dual bundle
E∗ as defined in Remark 4.9, it follows that
so that
(t ′ ◦ s)(p) = (p, a(p))
for p ∈ U. Hence a is the local representation of s on U as defined in Definition
2.52.
74 SMOOTH MANIFOLDS AND FIBRE BUNDLES
d f (p)(l) = l( f )
for each local derivation l in Tp M. By the discussion in 2.77 we know that this is the
derivative of f at p with respect to the tangent vector l.
It follows from Lemma 2.78 (1) that d f (p) only depends on the local behavior of
f around p, i.e., if fi : Vi → R for i = 1, 2 are two smooth functions defined on open
neighbourhoods Vi of p which coincide on an open neighbourhood of p contained in
V1 ∩V2 , then d f1 (p) = d f2 (p).
If (x,U) is a local chart around p, we have that
!
∂
dxi (p) = ∂ j (xi ) = δi j
∂xj ∂x
p p
which shows that the set {dx1 (p), ..., dxn (p)} of differentials of the coordinate func-
tions of the local chart (x,U) at p is a basis for Tp∗ M which is dual to the basis
{ ∂ 1 , ..., ∂∂xn } for Tp M of partial derivations at p with respect to (x,U).
∂x
p p
4.15 Proposition If (tx , π −1 (U)) is the local trivialization for the tangent bundle
π : T M → M corresponding to a local chart (x,U) around a point p in M n as defined
in Remark 2.68, and if E ∗ = {e1 , ..., en } is the dual of the standard basis for Rn , then
we have that
dxi (p) = ei ◦ tx,p for i = 1, ... , n .
PROOF : Follows from Remark 2.82 and Proposition 4.11.
for p ∈ U.
V ∗ = A(V1 ) ⊕ A(V2) .
TENSOR BUNDLES
4.23 Let V1 , ...,Vk be vector spaces. Their tensor product V1 ⊗ · · ·⊗Vk is defined
to be a vector space V with a multilinear map φ : V1 × · · · × Vk → V satisfying the
TENSORS 77
φ V
✟✯
✟
✟
V1 × · · · × Vk F∗
❍ ❄
❍❥
❍
F W
commutative. It follows from the definition that the tensor product is uniquely defined
in the sense that if V ′ is another vector space satisfying the above condition, then
there is a unique linear isomorphism between V and V ′ .
If vi ∈ Vi for i = 1, ..., k, we denote the element φ (v1 , ..., vk ) by v1 ⊗ · · · ⊗ vk .
Given a linear map Fi : Vi → Vi′ for each i = 1, ..., k, we have a unique linear map
F1 ⊗ · · · ⊗ Fk : V1 ⊗ · · · ⊗ Vk → V1′ ⊗ · · · ⊗ Vk′ such that the diagram
φ ✲
V1 × · · · × Vk V1 ⊗ · · · ⊗ Vk
F1 × · · · × Fk F1 ⊗ · · · ⊗ Fk
❄ ❄
V1′ × · · · × Vk′ ✲ V′ ⊗ ···⊗V′
1 k
φ′
It remains to prove the existence of V . We first consider the tensor product of the
dual spaces V1∗ , ...,Vk∗ .
4.24 If V1 , ...,Vk ,W are vector spaces, we let Lk (V1 , ...,Vk ; W ) be the space of
all multilinear maps F : V1 × .. × Vk → W . The space Lk (V1 , ...,Vk ; R) consisting of
all multilinear functionals T : V1 × .. × Vk → R is also denoted by T (V1 , ...,Vk ). If
k = 1, then T (V ) = V ∗ is just the dual space of V . We want to prove in general
that T (V1 , ...,Vk ) = V1∗ ⊗ · · · ⊗ Vk∗ so that V1 ⊗ · · · ⊗ Vk = T (V1∗ , ...,Vk∗ ) when we
identify each Vi with its double dual Vi∗∗ as usual.
The components F j ∈ T (V1 , ...,Vk ) of a multilinear map F ∈ Lk (V1 , ...,Vk ; W )
with respect to a basis C = {w1 , ..., wm } for W are defined by
m
F(v1 , ..., vk ) = ∑ F j (v1 , ..., vk ) w j
j=1
4.25 If T ∈ T (V1 , ...,Vk ) and S ∈ T (Vk+1 , ...,Vk+l ), we define their tensor prod-
uct T ⊗ S ∈ T (V1 , ...,Vk+l ) by
(T ⊗ S)(v1 , ..., vk , vk+1 , ..., vk+l ) = T (v1 , ..., vk )S(vk+1 , ..., vk+l )
defined by
φ (λ1 , ..., λk ) = λ1 ⊗ · · · ⊗ λk
where
(λ1 ⊗ · · · ⊗ λk )(v1 , ..., vk ) = λ1 (v1 ) · · · λk (vk ) .
4.26 Proposition If Br = {vr1 , ..., vrnr } is a basis for the vector space Vr for r =
1 , ..., k, then
where In = {1 , ..., n}, is a basis for T (V1 , ...,Vk ). If T ∈ T (V1 , ...,Vk ) we have that
∑ T (v1i1 , ..., vkik ) v1i1∗ ⊗ · · · ⊗ vkik∗ (v1j1 , ..., vkjk ) = T (v1j1 , ..., vkjk )
i1 ,...,ik
for 1 ≤ jr ≤ nr and 1 ≤ r ≤ k, which shows the last assertion of the proposition and
also that D spans T (V1 , ...,Vk ). To show that it is linearly independent, assume that
By applying both sides to (v1j1 , ..., vkjk ), we see that a j1 ,..., jk = 0 for 1 ≤ jr ≤ nr and
1 ≤ r ≤ k.
TENSORS 79
4.27 Remark We can order the index set In1 × · · · × Ink for the basis D lexico-
graphically so that (i1 , ..., ik ) < ( j1 , ..., jk ) if there is an integer r ∈Ik such that is = js
for 1 ≤ s < r and ir < jr . We then have a unique bijection b : In1 × · · · × Ink → In
which is strictly increasing and where n = ∏kr=1 nk . It is explicitly given by
k k
b (i1 , ..., ik ) = ∑ (ir − 1) ∏ nj + 1 .
r=1 j=r+1
We let T (B1 , ..., Bk ) be the basis {v1 , ..., vn } for T (V1 , ...,Vk ) obtained by reindex-
ing D so that
v b (i1 ,...,ik ) = v1i1∗ ⊗ · · · ⊗ vkik∗
for (i1 , ..., ik ) ∈ In1 × · · · × Ink .
4.28 Proposition If V1 , ...,Vk are vector spaces, the tensor product V1∗ ⊗ · · · ⊗
Vk∗ equals T (V1 , ...,Vk ) with the multilinear map φ : V1∗ × · · · × Vk∗ → T (V1 , ...,Vk )
defined in 4.25.
PROOF : Let Br = {vr1 , ..., vrnr } be a basis for the vector space Vr for r = 1 , ..., k, and
let F : V1 × · · · × Vk∗ → W be a multilinear map into some vector space W . Then we
∗
4.29 Corollary Let V1 , ...,Vk be vector spaces, and let φ ′ : V1∗∗ × · · · × Vk∗∗ →
T (V1∗ , ...,Vk∗ ) be the multilinear map defined in 4.25. Then the tensor product
V1 ⊗ · · · ⊗ Vk equals T (V1∗ , ...,Vk∗ ) with the multilinear map φ : V1 × · · · × Vk →
T (V1∗ , ...,Vk∗ ) given by φ = φ ′ ◦ (iV1 × · · · × iVk ).
We have that iV1 ⊗ · · · ⊗ iVk is the identity on T (V1∗ , ...,Vk∗ ), and if vi ∈ Vi for
i = 1, ..., k, then v1 ⊗ · · · ⊗ vk is the element in T (V1∗ , ...,Vk∗ ) given by
4.30 Corollary If Br = {vr1 , ..., vrnr } is a basis for the vector space Vr for r =
1 , ..., k, then
D = {v1i1 ⊗ · · · ⊗ vkik | (i1 , ..., ik ) ∈ In1 × · · · × Ink } ,
where In = {1 , ..., n}, is a basis for V1 ⊗ · · · ⊗ Vk . If T ∈ T (V1∗ , ...,Vk∗ ) we have that
The tensor product V1 ⊗ · · ·⊗Vk is generated by the set φ (V1 × · · ·×Vk ) consisting
of elements of the form v1 ⊗ · · · ⊗ vk , where vi ∈ Vi for i = 1, ..., k, which are called
simple . If Fi : Vi → Vi′ is a linear map for i = 1, ..., k, we have that
defined by
µ (T, S) = T ⊗ S
which induces a linear map
If the vector spaces V1 , ...,Vk+l are finite dimensional, it follow from Proposition 4.26
and 4.28 that µ∗ is a linear isomorphism since it is a surjective linear map between
spaces of the same dimension.
defined by
(F1 , ..., Fk )∗ (T ) = T ◦ (F1 × · · · × Fk ) ,
i.e.,
(F1 , ..., Fk )∗ (T ) (v1 , ..., vk ) = T (F1 (v1 ), ..., Fk (vk )) .
TENSORS 81
4.33 Proposition
(1) If Fi : Ui → Vi and Gi : Vi → Wi are linear maps for i = 1 , ..., k, we have that
(G1 ◦ F1 , ..., Gk ◦ Fk )∗ = (F1 , ..., Fk )∗ ◦ (G1 , ..., Gk )∗ .
(2) If id i : Vi → Vi is the identity on Vi for i = 1 , ..., k, then (id 1 , ..., id k )∗ :
T (V1 , ...,Vk ) → T (V1 , ...,Vk ) is the identity on T (V1 , ...,Vk ).
4.35 Corollary
(1) If Fi : Ui → Vi and Gi : Vi → Wi are linear maps for i = 1 , ..., k, we have that
(G1 ◦ F1 ) ⊗ · · · ⊗ (Gk ◦ Fk ) = (G1 ⊗ · · · ⊗ Gk ) ◦ (F1 ⊗ · · · ⊗ Fk ) .
(2) If id i : Vi → Vi is the identity on Vi for i = 1 , ..., k, then id 1 ⊗ · · · ⊗ id k : V1 ⊗
· · · ⊗ Vk → V1 ⊗ · · · ⊗ Vk is the identity on V1 ⊗ · · · ⊗ Vk .
(3) If Fi : Vi → Wi are isomorphisms for i = 1 , ..., k, then so is F1 ⊗ · · · ⊗ Fk : V1 ⊗
· · · ⊗ Vk → W1 ⊗ · · · ⊗ Wk with (F1 ⊗ · · · ⊗ Fk ) −1 = F1−1 ⊗ · · · ⊗ Fk−1 .
82 SMOOTH MANIFOLDS AND FIBRE BUNDLES
PROOF : Follows from Propositions 4.2 and 4.33 or immediately from the definition
in 4.23.
Ai j = A1i1 j1 · · · Akik jk
mr
Fr (vrj ) = ∑ Arij wri
i=1
for ( j1 , ..., jk ) ∈ Im1 × · · · × Imk . If B = {v1 , ..., vn } and C = {w1 , ..., wm }, where
n = ∏kr=1 nr and m = ∏kr=1 mr , and if (A1 )t ⊗ · · · ⊗ (Ak )t = A, it follows from
Remark 4.27 and Definition 4.36 that
n
(F1 , ..., Fk )∗ (w j ) = ∑ Ai j vi
i=1
manifold M for r = 1 , ..., k, and let E pr = π r −1 (p) be the fibre over p for each p ∈ M.
We want to define a new bundle
[
T (E 1 , ..., E k ) = T (E p1 , ..., E pk )
p∈M
for r = 1 , ... , k, where tαr ,p ◦ tβr ,p−1 : Rnr → Rnr is a linear isomorphism for each p ∈
Uα ∩Uβ . Since
−1 ∗
tβ′ ,p ◦ t ′ α ,p = r′ ◦ (tα1 ,p ◦ tβ1 ,p−1 , ... ,tαk ,p ◦ tβk ,p−1 ) ◦ r′ −1 ,
it follows from Proposition 4.37, using the fact that mB ′ E ′ −1 ) are both
E (r ) and mB (r
the identity matrix, that
E1 1 E
mEE (tβ′ ,p ◦ tα′ −1 1 −1 t k k k −1 t
,p ) = mE1 (tα ,p ◦ tβ ,p ) ⊗ · · · ⊗ mEk (tα ,p ◦ tβ ,p ) .
Hence tβ′ ◦ tα′ −1 is also a diffeomorphism from (Uα ∩ Uβ ) × Rn onto itself which is
a linear isomorphism on each fibre. By Proposition 2.48 there is therefore a unique
topology and smooth structure on T (E 1 , ... , E k ) such that π ′ : T (E 1 , ... , E k ) → M
is an n-dimensional vector bundle over M with (tα′ , π ′ −1 (Uα )) as local trivializations.
∗
4.40 Remark We say that (t ′ , π ′ −1 (U)), where t p′ = r′ ◦ (t p1 −1 , ...,t pk −1 ) for
p ∈ U, is the local trivialization in the tensor bundle π ′ : T (E 1 , ..., E k ) → M cor-
responding to the local trivializations (t r , π r −1 (U)) in the nr -dimensional vector
84 SMOOTH MANIFOLDS AND FIBRE BUNDLES
where i = b (i1 , ..., ik ) for the bijection b : In1 × · · · × Ink → In defined in Remark 4.27
with n = ∏kr=1 nr .
E 1 ⊗ · · · ⊗ E k = T (E 1 ∗ , ..., E k ∗ ) ,
4.43 Proposition Let π1r : E1r → M and π2r : E2r → M be two nr -dimensional
vector bundles for each r = 1 , ... , k , and let f r be bundle maps over M from π1r to π2r .
Then we have a bundle map ( f 1 , ... , f k ) ∗ over M from π2′ : T (E21 , ... , E2k ) → M to
π1′ : T (E11 , ... , E1k ) → M given by
( f 1 , ... , f k ) ∗p = ( f 1, p , ... , f k, p ) ∗
i.e.,
( f 1 , ... , f k ) ∗ (T ) (v1 , ... , vk ) = T ( f 1 (v1 ), ... , f k (vk ))
for all T ∈ π2′ −1 (p) and vr ∈ π1r −1 (p) where p ∈ M and r = 1, ... , k .
PROOF : The proof is similar to the proof of Proposition 4.39, and we use the same
notation. Choose a trivializing cover {(ti,r α , πir −1 (Uα ))|(r, α )∈Ik × A} of the bundles
Ei1 , ... , Eik over M for i = 1, 2 , and let (ti,′ α , πi ′ −1 (Uα )) be the corresponding local
trivializations in the tensor bundles πi ′ : T (Ei1 , ... , Eik ) → M.
For each index α ∈ A, we have that t2, r ◦ f ◦ t r −1 is a smooth map from U ×
α r 1,α α
R r to Uα × R r given by
n n
r r −1 r r −1
(t2,α ◦ f r ◦ t1,α ) (p, v) = (p, (t2,α ,p ◦ f r ◦ t1,α ,p ) (v))
TENSORS 85
r −1
α ,p ◦ f r ◦ t1,α ,p : R → R is a linear map for each p ∈ Uα .
r
for r = 1 , ... , k , where t2, nr nr
Since
′ ∗ ′ −1
t1,α ,p ◦ ( f 1 , ... , f k ) ◦ t 2,α ,p
1 1 −1 k k −1 −1 ∗
= r ◦ (t2,α ,p ◦ f 1 ◦ t1,α ,p , ... ,t2,α ,p ◦ f k ◦ t1,α ,p ) ◦ r ,
4.44 Corollary Let π1r : E1r → M and π2r : E2r → M be two nr -dimensional vector
bundles for each r = 1 , ... , k , and let f r be bundle maps over M from π1r to π2r .
Then we have a bundle map f 1 ⊗ · · · ⊗ f k over M from π1′ : E11 ⊗ · · · ⊗ E1k → M to
π2′ : E21 ⊗ · · · ⊗ E2k → M given by
( f 1 ⊗ · · · ⊗ f k ) p = f 1, p ⊗ · · · ⊗ f k, p
i.e.,
f 1 ⊗ · · · ⊗ f k ( v1 ⊗ · · · ⊗ vk ) = f 1 (v1 ) ⊗ · · · ⊗ f k (vk )
r −1
for all vr ∈ π1 (p) where p ∈ M and r = 1, ... , k .
where i = b (i1 , ..., ik ) for the bijection b : In1 × · · · × Ink → In defined in Remark 4.27
with n = ∏kr=1 nr . If a : U → Rn is the map defined by ai = Ai1 ,...,ik , we have that
(t ′ ◦ s)(p) = (p, a(p))
for p ∈ U, which shows that a is the local representation of s on U as defined in
Definition 2.52.
86 SMOOTH MANIFOLDS AND FIBRE BUNDLES
if sr (p) = 0 for some r. Then it will follow that sr in (1) may be replaced by any
other section of π r on M with the same value at p without changing the value of
F (s1 , ... , sk ) (p).
Suppose that sr (p) = 0, and choose a local chart (x,U) around p and a smooth
function f : M → R with f (p) = 1 and supp ( f ) ⊂ U. If
nr
sr | U = ∑ bi ηir ,
i=1
where ηir :U → Er is the section given by ηir (p) = t pr −1 (eri ) for p ∈ U and i =
so that
nr
f 2 F (s1 , ... , sr , ... , sk ) = F (s1 , ... , f 2 sr , ... , sk ) = ∑ gi F (s1 , ... , θi , ... , sk ) .
i=1
Evaluating at p and using that f (p) = 1 and gi (p) = 0 for i = 1, ... , nr , we obtain (2),
and this compeletes the proof that T (p) is well defined by formula (1).
It only remains to show that T is smooth on M. By Proposition 4.45 we must
show that the functions Ai1 ,...,ik : U → R defined by
for p ∈ U, are smooth for every local chart (x,U) on M. Fix p in U, and let V be an
open neighbourhood of p with V ⊂ U. By Proposition 2.56 (1) there are sections θir
of π r on M which coincide with ηir on V for i = 1, ... , nr and r = 1, ... , k. Then we
have that
Ai1 ,...,ik (q) = F (θi11 , ... , θikk )(q)
for q ∈ V , showing that Ai1 ,...,ik is smooth at p. Since p was an arbitrary point in U,
this completes the proof that T is smooth.
4.48 Remark Because of Proposition 4.47 we will not distinguish between the
section T and the map TM , and a section in Γ(M; T (E 1 , ... , E k )) can be thought of as
an operation on k sections in Γ(M; E 1 ) , ... , Γ(M; E k ), respectively, yielding a smooth
funnction on M.
4.49 Proposition Let π1r : E1r → M1 and π2r : E2r → M2 be two vector bundles of
dimensions nr1 and nr2 for each r = 1, ... , k, and let ( f˜r , f ) be bundle maps from π1r
to π2r . If s2 is a section of π2′ : T (E21 , ... , E2k ) → M2 on an open subset V2 of M2 and
V1 = f −1 (V2 ), then the map s1 : V1 → T (E11 , ... , E1k ) defined by
for p ∈ V1 and vr ∈ π1r −1 (p) where r = 1, ... , k , is a section of π1′ : T (E11 , ... , E1k ) →
M1 on V1 .
s1 is called the pull-back of s2 by ( f˜1 , ... , f˜k ) and is denoted by ( f˜1 , ... , f˜k ) ∗ (s2 ).
We will give two alternative proofs.
FIRST PROOF : Let p be a point in V1 , and let (t r1 , π1r −1 (U1 )) and (t r2 , π2r −1 (U2 )) be
local trivializations of π1r and π2r around p and f (p), respectively, with U2 ⊂ V2 and
r r
U1 ⊂ f −1 (U2 ). Then the maps t r2 ◦ f˜r ◦ t r1 −1 : U1 × Rn1 → U2 × Rn2 are smooth and
linear on each fibre.
Now let (t ′i , πi′ −1 (Ui )) be the local trivialization of πi′ defined in Remark 4.40
for i = 1, 2. We have that t ′i : πi′ −1 (Ui ) → Ui × Rni is given by t ′i (ω ) = (q,t ′i,q (ω ))
∗
for q ∈ Ui and ω ∈ πi′ −1 (q), where t ′i,q = ri ◦ (t 1i,q−1 , ... , t ki,q−1 ) and ni = ∏kr=1 nri .
88 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Hence t ′i ◦ si (q) = (q, hi (q)) where the local representations hi : Ui → Rni of si are
given by
h1 (q) = r1 ◦ ( f˜1 ◦ t 11,q−1 , ... , f˜k ◦ t k1,q−1 ) ∗ ◦ s2 ( f (q))
and
h2 (q) = r2 ◦ (t 12,q−1 , ... , t 12,q−1 ) ∗ ◦ s2 (q) .
Combining this we have that
h1 (q) = r1 ◦ (t 12, f (q) ◦ f˜1 ◦ t 11,q−1 , ... , t k2, f (q) ◦ f˜k ◦ t k1,q−1 ) ∗ ◦ r2−1 ◦ h2 ( f (q))
r
for q ∈ U1 . If Eir and Bi are the standard basis for Rni and Rni , respectively, for
r = 1, ... , k and i = 1, 2, we have that
mB 2 1 ˜ 1 −1 k ˜ k −1 ∗ −1
B1 (r1 ◦ (t 2, f (q) ◦ f 1 ◦ t 1,q , ... , t 2, f (q) ◦ f k ◦ t 1,q ) ◦ r2 )
E 1 E k
= mE11 (t 12, f (q) ◦ f˜1 ◦ t 11,q−1 ) t ⊗ · · · ⊗ mE1k (t k2, f (q) ◦ f˜k ◦ t 1,q
k −1 t
)
2 2
for q ∈ U1 , where
(1,1) (1,k)
Bi1 ,...,ik (q) = s1 (q) (t 11,q−1 ( e i1 ) , ... ,t k1,q−1 ( e ik ))
(1,1) (1,k)
= s2 ( f (q)) ( f˜1 ◦ t 11,q−1 ( e i1 ) , ... , f˜k ◦ t k1,q−1 ( e ik ))
= ∑ A j1 ,..., jk ( f (q)) a1j1 i1 (q) · · · akjk ik (q).
j1 ,..., jk
TENSORS 89
Since the functions Bi1 ,...,ik : U1 → R are smooth, it follows that s1 is smooth in a
neighbourhood of every point p in V1 and hence is a section of π1′ on V1 .
−1
where t2,p ◦ f˜q ◦ t1,q : Rn → Rn is a linear isomorphism for each q ∈ U1 and where
p = f (q). Since
′ −1
t2,p ◦ g̃ q ◦ t ′ 1,q = r ◦ { (t2,p ◦ f˜q ◦ t1,q
−1 −1 ∗
) } ◦ r−1 ,
∗
it follows from Proposition 4.6, using the fact that mEE (r) and mEE ∗ (r−1 ) are both the
identity matrix, that
′ −1
mEE (t2,p ◦ g̃ q ◦ t ′ 1,q ) = { mEE (t2,p ◦ f˜q ◦ t1,q
−1 −1 t
) } .
T kl (V ) = T (V , ... ,V ,V ∗ , ... ,V ∗ ) = V ∗ ⊗ · · · ⊗ V ∗ ⊗V ⊗ · · · ⊗ V
| {z } | {z } | {z } | {z }
k l k l
is called the tensor space of type (kl ) on V , or the space of tensors on V which are
covariant of degree k and contravariant of degree l. We let T 00 (V ) = R. The spaces
T k0 (V ) and T 0k (V ) of purely covariant and contravariant tensors of degree k are
usually denoted simply by T k (V ) and Tk (V ), respectively. If B is a basis for V with
dual basis B ∗ , then the basis
T (B , ... , B , B ∗ , ... , B ∗ )
| {z } | {z }
k l
( F , ... , F , (F −1 )∗ , ... , (F −1 )∗ )∗ : T kl (W ) → T kl (V )
| {z } | {z }
k l
simply by F ∗ : T kl (W ) → T kl (V ), so that
and denote its projection by πlk . The bundles T k0 (E) and T 0k (E) are usually denoted
simply by T k (E) and Tk (E) with projections π k and πk , respectively.
4.53 Proposition For each local trivialization (t, π −1 (U)) in the n-dimensional
vector bundle π : E → M, we have a corresponding local trivialization (t ′ , (πlk ) −1 (U))
in the tensor bundle πlk : T kl (E) → M, where t p′ = r′′ ◦ (t p−1 )∗ for p ∈ U. Here r′′ :
T kl (Rn ) → Rm is the linear isomorphism defined by
r′′ ( e i1 ⊗ · · · ⊗ e ik ⊗ e j 1 ⊗ · · · ⊗ e j l ) = ees ,
for (i1 , ..., ik , j1 , ..., jl ) ∈ Ink+l , where E = {e 1 , ..., e n } is the standard basis for Rn with
TENSORS 91
dual basis E ∗ = {e 1 , ..., e n } and B = {e e1 , ... , eem } is the standard basis for Rm , and
where s = b (i1 , ..., ik , j1 , ..., jl ) for the bijection b : Ink+l → Im defined in Remark 4.27
with m = nk+l .
We have that t ′ = (id U × r′′ ) ◦ τ , where ( id U × r′′ ,U × T kl (Rn )) is a local
trivialization for the vector bundle pr1 : U × T kl (Rn ) → U , and τ : (πlk ) −1 (U) →
U × T kl (Rn ) is the equivalence over U given by
τ (T ) = (p, (t p−1 )∗ (T ))
for T ∈ T kl (E p ) where p ∈ U.
PROOF : By Remarks 4.9 and 4.40 we have that
for p ∈ U, where
is given by
r′′ ( e i1 ⊗ · · · ⊗ e ik ⊗ e j 1 ⊗ · · · ⊗ e j l ) = r′ ( e i1 ⊗ · · · ⊗ e ik ⊗ e j 1 ⊗ · · · ⊗ e j l ) = ees
given by
φ (T ) (v1 , ..., vk ) = T (vσ (1) , ..., vσ (k) )
for every T ∈ T (Vσ (1) , ...,Vσ (k) ) and vi ∈ Vi for i = 1, ... , k. We will not distinguish be-
tween the isomorphic spaces obtained from T (V1 , ...,Vk ) by interchanging the spaces
V1 , ...,Vk .
In particular, if V is a vector space, every tensor product with k factors V ∗ and
l factors V in any order is identified with T kl (V ) with the canonical order given in
92 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Definition 4.52 placing all the factors V ∗ to the left of V . Hence if T ∈ T kl11 (V ) and
+k2
S ∈ T kl22 (V ), their tensor product T ⊗ S ∈ T kl11+l2
(V ) is given by
s1 (p)(v1 , ... , vk , λ 1 , ... , λ l ) = s2 ( f (p))( f˜p (v1 ), ... , f˜p (vk ) , λ 1 ◦ f˜p−1 , ... , λ l ◦ f˜p−1 )
for all v1 , ..., vk ∈ π1 −1 (p) and λ1 , ..., λl ∈ π1∗ −1 (p) where p ∈ M1 , is a section of
(π1 )kl : T kl (E1 ) → M1 on M1 .
for λ ∈ π1∗ −1 (p) where p ∈ M1 , which shows that the above definition of the pull-
back of s2 is consistent with the one in Proposition 2.57.
4.58 Proposition Let πlk : Tlk (M) → M be the tensor bundle of type (kl ) over a
smooth manifold M n and T : M → Tlk (M) be a map with πlk ◦ T = idM . Then T is a
j ,..., j
tensor field of type (kl ) on M if and only if the functions Ai11,...,ikl : U → R defined by
T (p) = ∑
j ,..., j
Ai11,...,ikl (p) dxi1 (p) ⊗ · · · ⊗ dxik (p) ⊗ ∂ ⊗ ··· ⊗ ∂j
i1 ,...,ik
∂ x j1 ∂x l
p p
j1 ,..., jl
for p ∈ U are smooth for every local chart (x,U) on M. Here each ∂ jr for r =
∂x
p
1, ..., l is considered as a functional on Tp∗ M as described in Remark 4.5.
PROOF : Follows from Remark 2.82 and Propositions 4.11, 4.15 and 4.45.
4.59 For each tensor field T of type (kl ) on M we have a multilinear map
defined by
TM (X1 , ... , Xk , λ1 , ... , λl ) (p) = T (p) (X1 (p) , ... , Xk (p) , λ1 (p) , ... , λl (p))
for each point p on M and for vector fields X1 , ... , Xk ∈ T1 (M) and 1-forms
λ1 , ... , λl ∈ T 1 (M) as described in 4.46. Conversely, each such multilinear map
arises from a unique tensor field in this way by Proposition 4.47. Hence we will
not distinguish between the tensor field T and the map TM , and a tensor field of type
(kl ) on M can be thought of as an operation on k vector fields and l 1-forms yielding
a smooth funnction on M.
for q ∈ U, where
!
∗
Bi1 ,...,ik (q) = f (T )(q) , ∂
... , ∂
∂ xi1 ∂x k
i
! q q!!
∂
∂
= T ( f (q)) f∗ i1 , ... , f∗ ik
∂x ∂x
q q
!! !!
∂
∂
j1 jk
= ∑ A j1 ,..., jk ( f (q)) dy ( f (q)) f∗ i1 · · · dy ( f (q)) f∗ ik
j1 ,..., jk
∂x ∂x
q q
!! !!
∂
∂
= ∑ A j1 ,..., jk ( f (q)) f∗ (y j1 ) · · · f∗ (y jk )
j ,..., j
∂ xi1 ∂ xik
1 k q q
∂ (y j1 ◦ f ) ∂ (y jk ◦ f )
= ∑ A j1 ,..., jk ( f (q)) i1 (q) · · · (q) .
j1 ,..., jk
∂x ∂ xik
Since the functions Bi1 ,...,ik : U → R are smooth, it follows that f ∗ (T ) is smooth in
a neighbourhood of every point p in f −1 (V ) and hence is a covariant tensor field of
degree k on f −1 (V ).
for p ∈ V , then
∗
f (T )(q) = ∑
j ,..., j
Bi11,...,ikl (q) dxi1 (q) ⊗ · · · ⊗ dxik (q) ⊗ ∂ ⊗ ··· ⊗ ∂j
i1 ,...,ik
∂ x j1 ∂x
l
q q
j1 ,..., jl
where
j ,..., j ∂ (yr1 ◦ f ) ∂ (yrk ◦ f )
Bi11,...,ikl (q) = ∑ Asr11 ,...,s
r ,...,r
,...,rk ( f (q))
l
∂x i1 (q) · · ·
∂ xik
(q)
1 k
s1 ,...,sl
∂ (x j1 ◦ f −1 ) ∂ (x jk ◦ f −1 )
∂y s1 ( f (q)) · · · ∂ ysk
( f (q))
for q ∈ U ∩ f −1 (V ).
PROOF : Since
!! !
∂
∂
∂ (yr ◦ f )
dyr ( f (q)) f∗ = f∗ (yr ) = (q)
∂ xi ∂ xi ∂ xi
q q
and
! !
∂
∂
∂ (x j ◦ f −1 )
j −1 −1
dx (q) ◦ ( f )∗ ∂ ys
= (f )∗ ∂ ys
(x j ) = ∂ ys
( f (q)) ,
f (q) f (q)
∂ (x j1 ◦ f −1 ) ∂ (x jk ◦ f −1 )
∂ y s1
( f (q)) · · · ∂ y sk
( f (q)).
CONTRACTION
4.63 Definition If A = (ai j ) is an n × n-matrix, we define the trace of A to be
n
tr (A) = ∑ aii ,
i=1
96 SMOOTH MANIFOLDS AND FIBRE BUNDLES
tr (AB) = tr (BA) .
tr (BAB−1 ) = tr (A) .
tr (F) = tr (mB
B (F))
where B is a basis for V . It follows from Corollary 4.65 that tr (F) is well defined
and does not depend on the choice of B. Indeed, if C is another basis for V , we have
that
tr (mCC (F)) = tr (mB B C B
C (id) mB (F) mB (id)) = tr (mB (F)) .
φ : L(V,V ) → T 11 (V )
T = ∑ Ti j v∗i ⊗ v j ,
i, j
TENSORS 97
so that mB i
B (F) = A where Ai j = T j .
δ (v, λ ) = λ (v)
for v ∈ V and λ ∈ V ∗ . If B = {v1 , ..., vn } is any basis for V with dual basis B ∗ =
{v∗1 , ..., v∗n }, then
δ = ∑ v∗i ⊗ vi .
i
T |U = ∑ dxi ⊗ ∂ i
i
∂x
for every local chart (x,U) on M, showing that T is in fact a tensor field. It is called
the Kronecker delta tensor on M and is also denoted by δ .
C : T 11 (V ) → R ,
then
C(T ) = ∑ Tii .
i
Csr : T kl (V ) → T k−1
l−1 (V ) ,
called a contraction in the r-th covariant and the s-th contravariant index, which
98 SMOOTH MANIFOLDS AND FIBRE BUNDLES
is defined in the following way. Let T ∈ T kl (V ), and fix v1 , ... , vk−1 ∈ V and
λ1 , ... , λl−1 ∈ V ∗ . Then
S(v, λ ) = T (v1 , ... , vr−1 , v, vr , ... , vk−1 , λ1 , ... , λs−1 , λ , λs , ... , λl−1 )
for v ∈ V and λ ∈ V ∗ .
then
j ,..., j
l−1 ∗
Csr (T ) = ∑ B i11,...,ik−1 vi1 ⊗ · · · ⊗ v∗ik−1 ⊗ v j1 ⊗ · · · ⊗ v j l−1
i ,...,i
1 k−1
j1 ,..., j l−1
where
j ,..., j j ,..., j ,m, j ,..., j
B i11,...,ik−1
l−1
= ∑ A i11,...,ir−1
s−1 s l−1
,m,ir ,...,ik−1 .
m
4.73 Definition Let T be a tensor field of type (kl ) on a smooth manifold M. Then
we have a tensor field S of type (k−1
l−1 ) on M given by
showing that S is in fact a tensor field. It is called the contraction of T in the r-th
covariant and the s-th contravariant index, and it is also denoted by Csr (T ).
PROOF : Let B = {v1 , ..., vn } be a basis for V with dual basis B ∗ = {v∗1 , ..., v∗n }, and
suppose that
T = ∑ A j1 ,..., jl v j1 ⊗ · · · ⊗ v jl
j1 ,..., jl
and
λ r = ∑ arir v∗ir
ir
so that
C(T ⊗ λ 1 ⊗ · · · ⊗ λ k )
= ∑ Ai1 ,...,il a1i1 · · · alil ∑ al+1 k ∗ ∗
il+1 · · · aik vil+1 ⊗ · · · ⊗ vik
i1 ,...,il il+1 ,...,ik
= T (λ 1 , ... , λ l ) λ l+1 ⊗ · · · ⊗ λ k .
and
Ai11,...,ik l dxi1 ⊗ · · · ⊗ dxik ⊗ ∂ j1 ⊗ · · · ⊗ ∂ j l .
j ,..., j
T |U = ∑
i ,...,i ∂x ∂x
1 k
j1 ,..., j l
where
j ,... , j l
j ,..., j
n ∂ Ai 1,...,i l n
j ,... , j , j, jm+1 ,..., j l ∂ a jm
i 1
Bi11,...,ik l = ∑a ∂x i
k
− ∑∑ Ai11,...,ik m−1
∂xj
i=1 m=1 j=1
k n
j ,..., j ∂ ai
+ ∑ ∑ Ai11,... ,im−1
l
,i,im+1 ,...,ik ∂ xim
.
m=1 i=1
where
j ,..., j ∂ (xr1 ◦ γt ) ∂ (xrk ◦ γt )
Ct i11,...,ik l (q) = ∑ Ars11 ,...,s
r ,...,r
,...,rk (γt (q))
l
∂x i1 (q) · · ·
∂ xik
(q)
1 k
s1 ,...,s l
(1)
∂ (x j1 ◦ γ−t ) ∂ (x j l ◦ γ−t )
· ∂ x s1
(γt (q)) · · · ∂ xs l
(γt (q))
for q ∈ W .
We now transform the problem to open sets in Rn using the local chart (x,U).
The coordinate map x can be written as x = i ◦ x̃, where x̃ : U → x(U) is a diffeomor-
phism and i : x(U) → Rn is the inclusion map. Consider the functions f i = ai ◦ x−1
j ,... , j j ,... , j j ,... , j j ,... , j
and Fi11,...,ik l = Ai11,...,ik l ◦ x−1 on x(U) and Ht i11,...,ik l = Ct i11,...,ik l ◦ x−1 on x(W ) repre-
senting X, T and γ t∗ T , and let
α : I × x(W ) → x(U)
be the local flow for f given by α = x̃ ◦ γ ◦ (id × x−1 ) , where γ is the local flow for
X on I × W . Then
D1 α (t, u) = f (α (t, u)) and α (0, u) = u (2)
TENSORS 101
for all t ∈ I and u ∈ x(W ), and we have that αt = x̃ ◦ γt ◦ x−1 . If u = x(q), it follows
from (1) that
j ,..., j ,...,s l
Ht i11,...,ik l (u) = ∑ Frs11,...,r k
(α (t, u)) Di1 +1 α r1 (t, u) · · · Dik +1 α rk (t, u)
r1 ,...,rk
s1 ,...,s l
(3)
j1 jl
· Ds1 +1 α (−t, α (t, u)) · · · Ds l +1 α (−t, α (t, u))
for u ∈ x(W ), which shows that the curve c is smooth and that the Lie derivative LX T
is a well-defined tensor field of type (kl ) on M.
Using (2) we can now find the derivative of each term in (3) with respect to t at
t = 0. First note that
j ,..., j
Inserting this in (3), we obtain the formula for Bi11,...,ik l in the proposition.
we have that
j j
LX Y | U = ∑ ai ∂ b i − b i ∂ a i ∂
j .
i, j
∂x ∂x ∂x
4.78 Remark Let B = {v1 , ... , vn } be a basis for Tp M with dual basis B ∗ =
102 SMOOTH MANIFOLDS AND FIBRE BUNDLES
{v1 , ... , vn }, and let c : I → M be an integral curve for X with initial condition p given
by c(t) = γ t (p). If vi (t) = γ t ∗ (vi ) and vi (t) = vi ◦ γ −t ∗ for i = 1, ... , n and t ∈ I, then
Bt = {v1 (t), ... , vn (t)} is a basis for Tc(t) M with dual basis Bt∗ = {v1 (t), ... , vn (t)},
since (γ t ) ∗ p : Tp M → Tc(t) M is a linear isomorphism. We say that vi (t) and vi (t) are
obtained from vi and vi , respectively, by Lie transport along the integral curve c. If
j ,..., j
T (c(t)) = ∑ C p i11,...,ik l (t) vi1 (t) ⊗ · · · ⊗ vik (t) ⊗ v j1 (t) ⊗ · · · ⊗ v j l (t) ,
i1 ,...,ik
j1 ,..., j l
then
so that
j ,..., j
γ t∗ T (p) = ∑ C p i11,...,ik l (t) vi1 ⊗ · · · ⊗ vik ⊗ v j1 ⊗ · · · ⊗ v j l .
i1 ,...,ik
j1 ,..., j l
PROOF : Point (1) to (4) follow directly from Remark 4.78. Point (5) follows from
(2) and (4) since T (X1 , ... , Xk , λ1 , ... , λl ) can be obtained from T ⊗ X1 ⊗ · · · ⊗ Xk ⊗
λ1 ⊗ · · · ⊗ λl by applying contractions repeatedly.
4.81 Remark A bilinear map satisfying (1) is called skew symmetric , and the
identity (2) is called the Jacobi identity .
A bilinear map satisfies (1) if and only if it is alternating , i.e., if
(3) [ X, X ] = 0 for every X ∈ A .
Indeed, it follows from (3) that
0 = [ X + Y, X + Y ] = [ X, X ] + [ X,Y ] + [Y, X ] + [Y,Y ] = 0 + [ X,Y ] + [Y, X ] + 0
which implies (1). Conversely, if (1) is satisfied, we have that [ X, X ] is equal to its
own inverse and hence must be 0 for every X ∈ A , thus implying (3).
4.82 Proposition Every associative algebra A is a Lie algebra, where the bracket
[ X,Y ] = XY − Y X is the commutator product.
PROOF : We immediately see that the commutator product is bilinear and skew sym-
metric, and it only remains to prove the Jacobi identity. If X,Y, Z ∈ A , we have that
since the product of every permutation of X, Y and Z occurs once with a plus and
once with a minus in the formula.
104 SMOOTH MANIFOLDS AND FIBRE BUNDLES
4.83 Remark As special cases we have the Lie algebra End (V ) of endomor-
phisms of a real or complex vector space V , and the Lie algebras gl (n, R) and
gl (n, C) of real or complex n × n-matrices, all considered as vector spaces over R.
so that
j j ∂f
i ∂b i ∂a
[ X,Y ] ( f ) | U = ∑ a
∂xi −b i
∂x j .
∂x
i, j
Yi (g) ◦ f = Xi (g ◦ f )
f ∗ (LX T ) = L f ∗ (X) f ∗ (T ) .
PROOF : Let γ and β be the global flows for f ∗ (X) and X, respectively, and let q ∈ M
and p = f (q). If c : I(q) → T kl (Tq M) and b : J(p) → T kl (Tp N) are the curves defined
by
c(t) = γ t∗ f ∗ (T )(q) and b(t) = β t∗ T (p) ,
and we canonically identify Tc(0) T kl (Tq M) with T kl (Tq M) and Tb(0) T kl (Tp N) with
T kl (Tp N) as in Lemma 2.84, then
D−t0 (X), and denote the restriction of X to D−t0 (X) by X0 . Let J(q) be the domain of
the maximal integral curve for X0 with initial condition q. If α and β are the flows for
X0 and γ t∗0 (X0 ), respectively, it follows from Proposition 3.49 that α s = γ t0 ◦ β s ◦ γ −t0
for every s ∈ R so that α s ◦ γ t0 = γ t0 ◦ β s . Since α s is the restriction of γ s to Ds (X0 ), it
follows by Proposition 3.42 (2) that α s ◦ γ t0 is the restriction of γ s+t0 to γ −t0 (Ds (X0 )).
Hence we have that
c 0 (s) = β s∗ (γ t∗0 T ) (p)
for every s ∈ J(γ t0 (p)) so that
α t ∗ (Y (p)) = Y (α t (p)) .
PROOF : Let γ : D(X) → M be the global flow for X, and choose an open neighbour-
hood W of p and an open interval I containing 0 such that I × W ⊂ D(X). Let (z,V )
be a local chart around p with V ⊂ W and z(p) = 0.
Then we have that X(p) = [ z, v1 ] p for a vector v1 6= 0 in Rn , and we extend {v1 }
to a basis B = {v1 , ... , vn } for Rn . If E = {e1 , ... , en } is the standard basis for Rn , we
have a linear isomorphism φ : Rn → Rn given by φ (vi ) = ei for i = 1, ... , n. Hence if
(y,V ) is the local chart with y = φ ◦ z, we have that
Now let O be an open neighbourhood of 0 in Rn−1 with {0} × O ⊂ y(V ), and let
θ : I × O → M be the map defined by
i∗ [ X ′ ,Y ′ ] p = [ X,Y ] p .
k
[ Xi , X j ] = ∑ crij Xr
r=1
for i, j = 1, ... , k.
so that
by Proposition 4.87. This shows that [ X,Y ] also belongs to ∆ so that ∆ is integrable.
(3) For every (a0 , b0 ) ∈ x(U) ⊂ Rk × Rn−k , the set x−1 (Rk × {b0}) is an integral
manifold for ∆ called a slice of U, and each slice is a submanifold of M.
110 SMOOTH MANIFOLDS AND FIBRE BUNDLES
PROOF : The equivalence of (1) and (2) follows from Remark 2.82.
To show the equivalence of (2) and (3), let S = x−1 (Rk × {b0}) and let t : Rk ×
Rn−k → Rk × Rn−k be the translation defined by t(a, b) = (a, b − b0). Then the local
chart (u,U) , where u = t ◦ x , has the submanifold property u(U ∩ S) = u(U) ∩ (Rk ×
{0}).
We have a local chart (y, S) on S with coordinate map y = p ◦ x|S , where p :
Rk × Rn−k → Rk is the projection on the first factor. If i : S → M is the inclusion
mapping, we have that
!
∂
n
∂ (xl ◦ i)
i∗ =∑ (q) ∂ l = ∂j
∂yj l=1
∂ y j
∂x ∂x
q q q
∂
∂
for q ∈ S and j = 1, ... , k. This shows that { 1 , ... , k } is a basis for i∗ (Tq S)
∂x ∂x
q q
and completes the proof that (2) and (3) are equivalent.
X1 = ∂ 1
∂y
on W , and we may assume that y(W ) = I × O for an open interval I and an open
subset O of Rn−1 . We define a new local basis {Y1 , ... ,Yk } for ∆ on W by
Y1 = X1 ,
Y j = X j − X j (y1 ) X1 for j = 2, ... , k .
k
[Yi ,Y j ] = ∑ crij Yr (1)
r=1
so that x ◦ y−1 (t, a) = (t, z ◦ y−1 (t0 , a)). Then we have that x(U) = I × z(U ′ ), and
n j
Y1 = ∂ 1 = ∑ ∂∂ yx1 ∂
= ∂1 on U. (2)
∂y j=1
∂xj ∂x
for j = 1, ... , k and r = k + 1, ... , n which implies that { ∂ 1 , ... , ∂ k } is a local ba-
∂x ∂x
sis for ∆ on U, thus completing the proof of the theorem. The case j = 1 follows
immediately from (2), and by (1) with c1i j = 0 and (2) we have that
k
∂
(Y j (xr )) = Y1 (Y j (xr )) = [Y1 ,Y j ] (xr ) = ∑ c1l j Yl (xr )
∂ x1 l=2
and
Y j (xr ) ◦ i = Z j−1 (xr ◦ i) = Z j−1 (zr−1 ) = 0
for j = 2, ... , k and r = k + 1, ... , n.
Hence for each a ∈ z(U ′ ) and r = k + 1, ... , n, the curve γ : I → Rk−1 defined by
γ j (t) = Y j+1 (xr ) ◦ x−1 (t, a)
for j = 1, ... , k − 1, is an integral curve for the time-independent vector field f :
Rk−1 → Rk−1 given by
k−1
f j (u) = ∑ c1l+1j+1 ul ,
l=1
112 SMOOTH MANIFOLDS AND FIBRE BUNDLES
and we have that γ (t0 ) = 0. The uniqueness part of Proposition 3.23 and Remark 3.35
therefore implies that γ is identically zero, and this completes the proof of (3).
f✲
M1 M2
✻ ✻
i1 i2
g✲
N1 N2
PROOF : By Frobenius’ integrability theorem there are local charts (y,V ) and (z,W )
around p such that { ∂ 1 , ... , ∂ k } and { ∂
, ... , ∂ n } are local bases for ∆ 1 and
∂y ∂y ∂ zk+1 ∂z
∆ 2 on V and W , respectively.
Since Tp M = ∆ 1 p ⊕ ∆ 2 p , we have that { ∂ 1 , ... , ∂ k , ∂k+1 , ... , ∂∂zn }
∂y ∂y ∂z
p p p p
is a basis for Tp M . Hence there are real numbers ar j such that
k n
∂ = ∑ ar j ∂ + ∑ ar j ∂
∂yj ∂ yr ∂ zr
p r=1 p r=k+1 p
for j = k +1, ... , n . By applying both sides of this formula to the coordinate functions
yi where i = k + 1, ... , n , we see that
n
∂ yi
δi j = ∑ ar j ∂ zr (p)
r=k+1
∂ yi
for i, j = k + 1, ... , n , which shows that the matrix (p) , where k + 1 ≤ i, j ≤ n ,
∂zj
is non-singular. By the inverse function theorem there is therefore a local chart (x,U)
around p on M with U ⊂ V ∩W and coordinate functions
i
z |U for i = 1, ... , k
xi = .
yi |U for i = k + 1, ... , n
Since
∂ k i
= ∑ ∂ zj ∂ i
∂yj ∂ y ∂x
U i=1
for j = k + 1, ... , n , we see the local chart (x,U) has the desired properties.
Chapter 5
DIFFERENTIAL FORMS
5.3 Definition The skew symmetric tensors in T k (V ) are called exterior forms
of degree k or simply exterior k-forms on V . They form a subspace of T k (V ) which
we denote by Λk (V ). We let Λ0 (V ) = R.
More generally, we let T k (V ;W ) be the space Lk (V, ...,V ;W ) of all multilinear
maps F : V k → W into a vector space W , and Λk (V ;W ) be the subspace consisting
of all skew symmetric multilinear maps into W . The elements in Λk (V ;W ) are called
vector-valued exterior k-forms on V with values in W . We let Λ0 (V ;W ) = W and
T kl (V,W ) denote the space
T (V , ...,V ,W ∗ , ...,W ∗ ) .
| {z } | {z }
k l
117
118 SMOOTH MANIFOLDS AND FIBRE BUNDLES
If B is a basis for V , and C is a basis for W with dual basis C ∗ , then the basis
T (B , ... , B , C ∗ , ... , C ∗ )
| {z } | {z }
k l
G∗ (F) = F ◦ Gk ,
i.e.,
G∗ (F) (v1 , ..., vk ) = F (G(v1 ), ..., G(vk ))
for v1 , ..., vk ∈ U, which maps Λk (V ;W ) into Λk (U;W ). We also use the notation G∗
for the induced map G∗ : Λk (V ;W ) → Λk (U;W ) , and we have that
λ ◦ G∗ (F) = G∗ (λ ◦ F)
T σ = ε (σ ) T (1)
T τ = ε (τ ) T
for every transposition τ , and this is certainly the case if (1) is satisfied for every
permutation σ ∈ Sk .
Suppose conversely that T is skew symmetric, and let σ be an arbitrary permuta-
tion in Sk . We know by Proposition 13.7 in the appendix that σ may be expressed as
a product of transpositions
σ = τ1 · · · τm .
Then (1) follows by induction on the number m of factors in σ . Assuming it is true
for σ ′ = τ1 · · · τm−1 , we have that
′ ′ ′
T σ = T σ τm = (T τm )σ = ε (τm ) T σ = ε (τm ) ε (σ ′ ) T = ε (σ ) T
T σ = ε (σ ) T (1)
i.e.,
1
k! σ∑
A (T )(v1 , ..., vk ) = ε (σ ) T (vσ (1) , ..., vσ (k) )
∈S k
and
1 1
A (T ) σ = ε (τ ) (T τ ) σ = ε (σ ) ∑ ε (σ τ ) T σ τ = ε (σ ) A (T )
k! τ∑
∈S k! τ ∈S
k k
5.8 Proposition
(1) If T ∈ T k (V ;W ), then A (T ) ∈ Λk (V ;W ) .
(2) If ω ∈ Λk (V ;W ), then A (ω ) = ω .
(3) If T ∈ T k (V ;W ), then A (A (T )) = A (T ) .
PROOF : (1) Follows from Proposition 5.4 and 5.7.
(2) If ω ∈ Λk (V ;W ), then
1 1
∑ ε (σ ) ω σ =
k! σ∑
A (ω ) = ε (σ ) ε (σ ) ω = ω
k! σ ∈S ∈S
k k
by Proposition 5.4.
120 SMOOTH MANIFOLDS AND FIBRE BUNDLES
F ∗ ◦ AV = AU ◦ F ∗ .
A (T ⊗ S) = (−1)kl A (S ⊗ T ) .
Alternatively the last equality follows from the first by (1) as follows
5.12 Proposition
(1) ∧ is bilinear.
(2) If F : V → W is a linear map, then F ∗ (ω ∧ η ) = F ∗ (ω ) ∧ F ∗ (η ) for every
exterior form ω and η on W .
(3) If ω ∈ Λk (V ) and η ∈ Λl (V ), then ω ∧ η = (−1)kl η ∧ ω .
(4) If ω ∈ Λk (V ), η ∈ Λl (V ) and θ ∈ Λm (V ), then
(k + l + m)!
(ω ∧ η ) ∧ θ = ω ∧ (η ∧ θ ) = A (ω ⊗ η ⊗ θ ) .
k! l! m!
PROOF : (1) Follows from the fact that ⊗ is bilinear and the alternation A is linear.
(2) Follows from the corresponding relation for ⊗ and Proposition 5.9.
(3) Follows from Proposition 5.10 (1).
(4) By Proposition 5.10 (2) we have that
(k + l + m)! (k + l)! (k + l + m)!
(ω ∧ η ) ∧ θ = A ( A (ω ⊗ η ) ⊗ θ ) = A (ω ⊗ η ⊗ θ ) ,
(k + l)! m! k! l! k! l! m!
5.13 Proposition
(1) If ω1 , ..., ωk ∈ V ∗ , then
ωσ (1) ∧ · · · ∧ ωσ (k) = ε (σ ) ω1 ∧ · · · ∧ ωk .
5.14 Proposition If B = {v1 , ..., vn } is a basis for the vector space V , then
and by applying A to both sides it follows by Proposition 5.8 (2) and 5.13 (1) that
1
ω= ∑ ω (vi1 , ..., vik ) v∗i1 ∧ · · · ∧ v∗ik .
k! i1 ,...,ik
DIFFERENTIAL FORMS 123
As ω is alternating, we have that the coefficient ω (vi1 , ..., vik ) is 0 if the indices
i1 , ..., ik are not all different. If they are different and σ ∈ Sk , we have that
ω (vi1 , ..., vik ) v∗i1 ∧ · · · ∧ v∗ik = ω (viσ (1) , ..., viσ (k) ) v∗iσ (1) ∧ · · · ∧ v∗iσ (k)
since both ω and the map φ from Proposition 5.13 (2) are alternating. Since there are
k! such rearrangements of the indices i1 , ..., ik , we have that
which shows the last assertion of the proposition and also that D spans Λk (V ). To
show that it is linearly independent, assume that
By applying both sides to (v j1 , ..., v jk ) where 1 ≤ j1 < ... < jk ≤ n, we see that
a j1 ,..., jk = 0.
5.15 Let V and W be vector spaces, and let C = {w1 , ..., wm } be a basis for W
with dual basis C ∗ = {w∗1 , ..., w∗m }. Then we have a linear isomorphism
φ : T k (V ;W ) → T k1 (V,W )
defined by
φ (F)(v1 , ..., vk , λ ) = λ (F(v1 , ..., vk ))
for F ∈ T (V ;W ), v1 , ..., vk ∈ V and λ ∈ W ∗ , with inverse
k
ψ : T k1 (V,W ) → T k (V ;W )
given by
m
ψ (T )(v1 , ..., vk ) = ∑ T (v1 , ..., vk , w∗i ) wi
i=1
k
for T ∈ T 1 (V,W ) and v1 , ..., vk ∈ V . Indeed, we have that
which shows that ψ = φ −1 . In particular, it follows that ψ does not depend on the
choice of the basis C .
124 SMOOTH MANIFOLDS AND FIBRE BUNDLES
If the space V is also finite dimensional, then it follows from Remarks 4.5 and
4.31 that we have a linear isomorphism
µ∗ : T k (V ) ⊗ W → T k1 (V,W )
µ : T k (V ) × W → T k1 (V,W )
defined by
µ (T, w) = T ⊗ w
k
for T ∈ T (V ) and w ∈ W , i.e.,
ψ ◦ µ : T k (V ) × W → T k (V ;W )
is given by
ψ ◦ µ (T, w)(v1 , ..., vk ) = T (v1 , ..., vk ) w
k
for T ∈ T (V ), w ∈ W and v1 , ..., vk ∈ V .
Hence if A is the alternation operator, we have that
ψ ◦ µ∗ ◦ (A , id )∗ = A ◦ ψ ◦ µ∗
since
1
k! σ∑
= A (T )(v1 , ..., vk ) w = ε (σ ) T (vσ (1) , ..., vσ (k) ) w
∈S k
1
k! σ∑
= ε (σ ) ψ ◦ µ (T, w)(vσ (1) , ..., vσ (k) )
∈S k
ψ ◦ µ∗ ✲
T k (V ) ⊗ W T k (V ;W )
(A , id )∗ A
❄ ❄
T k (V ) ⊗ W ✲ T k (V ;W )
ψ ◦ µ∗
By Proposition 5.8 it follows that the linear isomorphism ψ ◦ µ∗ maps the subspace
Λ k (V ) ⊗ W of T k (V ) ⊗ W onto Λ k (V ;W ) . We let Λ k1 (V,W ) denote the image
µ∗ (Λk (V ) ⊗W ) consisting of all tensors in T k1 (V,W ) which are skew symmetric in
the first k variables.
5.16 Proposition If B = {v1 , ..., vn } and C = {w1 , ..., wm } are bases for the
vector spaces V and W , respectively, then
In particular dim Λ k1 (V,W ) = m (nk ) when 0 ≤ k ≤ n, and Λ k1 (V,W ) = {0} for k > n.
PROOF : By 5.15 and Proposition 5.14 it follows that D is a basis for Λ k1 (V,W ) when
k > 0, as well as the last part of the proposition. If
j
ω= ∑ a i1 , ...,ik (v∗i1 ∧ · · · ∧ v∗ik ) ⊗ w j ,
i1 <...<ik , j
then
ω (vr1 , ..., vrk , w∗s ) = a sr1 , ...,rk
for 1 ≤ r1 < ... < rk ≤ n and 1 ≤ j ≤ m which yields the formula for ω .
5.17 Proposition Let {v1 , ... , vn } be a basis for the vector space V , and let ω ∈
Λn (V ). If w j = ∑ni=1 ai j vi for j = 1, ... , n, we have that
5.18 Corollary If {v1 , ... , vn } and {w1 , ... , wn } are two bases for a vector space
V with w j = ∑ni=1 ai j vi for j = 1, ... , n, then we have that
v∗1 ∧ · · · ∧ v∗n = v∗1 ∧ · · · ∧ v∗n (w1 , ...wn ) w∗1 ∧ · · · ∧ w∗n = det(ai j ) w∗1 ∧ · · · ∧ w∗n .
for p ∈ U and 1 ≤ i1 < ... < ik ≤ n, and {si1 ,...,ik (p) | 1 ≤ i1 < ... < ik ≤ n} is a basis
for Λk (E p ) by Propositions 4.11 and 5.14. The result hence follows from Proposition
2.62.
of tensors which are skew symmetric in the first k variables on each fibre E p . We
e → M defined by π ′′ (ω ) = p for ω ∈ Λ k1 (E p , Eep ).
have a projection π ′′ : Λ k1 (E, E)
t p−1 (e j )
si1 ,...,ik , j (p) = ((ei1 ◦ t p ) ∧ · · · ∧ (eik ◦ t p )) ⊗ e
for p ∈ U ∩ U,e 1 ≤ i1 < ... < ik ≤ n and 1 ≤ j ≤ m, and {si ,...,i , j (p) | 1 ≤ i1 < ... <
1 k
with Eep -valued covariant tensors of degree k in each fibre E p . We have a projection
e → M given by π k (ω ) = p for ω ∈ T k (E p ; Eep ), and a map
π k : T k (E ; E)
e → T k1 (E, E)
φ : T k (E ; E) e
defined by
φ (F)(v1 , ..., vk , λ ) = λ (F(v1 , ..., vk ))
for F ∈ T k (E p ; Eep ), v1 , ..., vk ∈ E p and λ ∈ Eep∗ . From 5.15 we know that φ is a linear
isomorphism on each fibre with π1k ◦ φ = π k , and we give T k (E ; E) e the manifold
structure such that φ is an equivalence over M. We also define the bundle
[
e =
Λ k (E ; E) Λ k (E p ; Eep )
p∈M
ρ ′′p : Λ k1 (E p , {p} × W ) → Λ k1 (E p ,W )
induced by
and
ρ ′p : Λ k (E p ; {p} × W ) → Λ k (E p ;W )
given by
ρ ′p (F) = ρ p ◦ F
DIFFERENTIAL FORMS 129
for F ∈ Λ k (E p ; {p} × W ). If
φ p : Λ k (E p ;W ) → Λ k1 (E p ,W )
φep
Λ k (E p ; {p} × W ) ✲ Λ k (E , {p} × W )
1 p
ρ ′p ρ ′′p
❄ ❄
Λ k (E p ;W ) ✲ Λ k1 (E p ,W )
φp
since
π ′ : Λ k (E ;W ) → M and π ′′ : Λ k1 (E,W ) → M
φe
Λ k (E ; EW ) ✲ Λ k1 (E , EW )
ρ′ ρ ′′
❄ ❄
k
Λ (E ;W ) ✲ Λ k1 (E ,W )
φ
ρ ′′p : Λ 11 (W , E p ) → Λ 11 ({p} × W , E p )
induced by
(ρ p , id ) ∗ : T 11 (W , E p ) → T 11 ({p} × W , E p )
and
ρ ′p : Λ 1 (W ; E p ) → Λ 1 ({p} × W ; E p )
given by
ρ ′p (F) = F ◦ ρ p
for F ∈ Λ 1 (W ; E p ). If
φ p : Λ 1 (W ; E p ) → Λ 11 (W , E p )
φ p (G)(v, λ ) = λ (G(v))
φp
Λ 1 (W ; E p ) ✲ Λ 11 (W , E p )
ρ ′p ρ ′′p
❄ ❄
1
Λ ({p} × W ; E p ) ✲ Λ 1 ({p} × W , E )
1 p
φep
since
π ′ : Λ 1 (W ; E ) → M and π ′′ : Λ 11 (W, E ) → M
φ
Λ 1 (W ; E ) ✲ Λ 11 (W , E )
ρ′ ρ ′′
❄ ❄
1
Λ (EW ; E ) ✲ Λ 11 (EW , E )
φe
are equivalences over M.
is the equivalence over M defined in 5.25 and (t ′ , π ′′ −1 (U)) is the local trivialization
e defined in Remark 4.40, then we have that
in T k1 (E, E)
(id U × β ) ◦ τ = t ′ ◦ φ .
t p ◦ F ◦ (t p−1 ) k (e i 1 , ... , e i k )
= fj◦e
= ∑ t p ◦ F ◦ (t p−1 ) k (e i 1 , ... , e i k ) e i1 ⊗ · · · ⊗ e ik ⊗ f j
fj◦e
i1 ,...,ik , j
are the equivalences over M defined in 5.27, using the basis C = {x−1 (e1 ), ..., x−1 (en )}
for W , and if (t ′ , π ′′′ −1 (U)) is the local trivialization in Λ 11 (EW , E) = T (EW , E ∗ ) de-
fined in Remark 4.40, then we have that
(id U × β ) ◦ τ = t ′ ◦ φe ◦ ρ ′ .
DIFFERENTIAL FORMS 133
and
b (i , ... ,i k+1 , j)
3 1
β k+1 (G 3 ) = f j ◦ G 3 (e i1 , ... , e ik+1 )
for i, i1 , ... , ik+1 ∈ In , j ∈ Im and l ∈ Ir , where b1 : In × Im → Ir , b2 : Ink × Ir → Is and
b3 : Ink+1 × Im → Is are the bijections defined in Remark 4.27. Then we have that
b (i , ... ,i k+1 , j)
3 1
β k+1 (φ (G)) = f j ◦ G(e i1 , ... , e ik )(e i k+1 )
b (i k+1 , j)
= β1 1 ◦ G(e i1 , ... , e ik ) = g b1 (ik+1 , j) ◦ (β 1 ◦ G)(e i1 , ... , e ik )
b (i , ... ,i k , b1 (i k+1 , j)) b (i , ... ,i k+1 , j)
= βek 2 1 (β 1 ◦ G) = βe k 3 1 (β 1 ◦ G)
t p ◦ F ◦ {t p−1 } h
τ h,p (F) = e
= τ 1,p ◦ F ◦ {t p−1 } k (a1 , ... , ak )(ak+1 ) = φ (τ 1,p ◦ F ◦ {t p−1 } k )(a1 , ... , ak+1 )
DIFFERENTIAL FORMS 135
so that
t k −1 = id U × Rs ,
t k+1 ◦ ψ ◦ e
thus showing that ψ is an equivalence.
σ =b
b1 ◦ ρ ◦ b
b2−1 ,
ρ ( j2 , j1 , k) = ( j1 , j2 , k)
e
b1 ( j1 , b2 ( j2 , k)) b
b1 ( j1 , j2 , k) σ◦b
b2 ( j2 , j1 , k)
= βe1 (β2 ◦ G) = βe1 (β2 ◦ G) = βe1 (β2 ◦ G)
= πσ ◦ βe 1 ( β 2 ◦ τ 2,p ◦ F ◦ t1,p
−1
) = πσ ◦ βe1 (e −1
t2,p ◦ F ◦ t1,p ) = πσ ◦ b
t 1,p (F)
so that
b t 1 −1 = id U × πσ ,
t2 ◦ ψ ◦ b
thus showing that ψ is an equivalence.
DIFFERENTIAL FORMS 137
5.33 Proposition Let ( f˜i , f ) be a bundle map from a vector bundle π1i : E1i → M1
to a vector bundle π2i : E2i → M2 for i = 1, 2, and suppose that f˜2 induces a linear
isomorphism between the fibres (π12 ) −1 (p) and (π22 ) −1 ( f (p)) for every p ∈ M1 . If s2
is a section of π2′ : Λ k (E21 ; E22 ) → M2 on an open subset V2 of M2 and V1 = f −1 (V2 ),
then the map s1 : V1 → Λ k (E11 ; E12 ) defined by
−1
s1 (p)(v1 , ..., vk ) = f˜2,p ◦ s2 ( f (p))( f˜1 (v1 ), ... , f˜1 (vk ))
for all v1 , ..., vk ∈ (π11 ) −1 (p) where p ∈ V1 , is a section of π1′ : Λ k (E11 ; E12 ) → M1
on V1 .
s1 is called the pull-back of s2 by ( f˜1 , f˜2 ) and is denoted by ( f˜1 , f˜2 ) ∗ (s2 ).
PROOF : Follows from Proposition 4.49 since
where φ i : Λ k (Ei1 ; Ei2 ) → Λ k1 (Ei1 , Ei2 ) is the equivalence over Mi defined in 5.25 for
i = 1, 2 , and (g̃, f ) is the bundle map between the dual bundles (π12 ) ∗ : (E12 ) ∗ → M1
and (π22 ) ∗ : (E22 ) ∗ → M2 defined in Proposition 4.50. Indeed, we have that
for p ∈ M1 , i.e.,
B(s)(p) = s(p) ( TM (s1 , ... , sk )(p)) = iEe ◦ TM (s1 , ... , sk )(p) (s(p)) .
Hence iEe ◦ TM (s1 , ... , sk ) is the unique section S in Γ(M; Ee ∗∗ ) with B = SM which is
given by Proposition 4.47.
We see that TM is multilinear over F (M). The next proposition shows that each
such multilinear map arises from a unique section of π k in this way.
5.37 Remark Because of Proposition 5.36 we will not distinguish between the
e can be thought of as
section T and the map TM , and a section in Γ(M; T k (E ; E))
e The map TM is
an operation on k sections in Γ(M; E) yielding a section in Γ(M; E).
k e
skew symmetric if and only if T is a section in Γ(M; Λ (E ; E)).
defined by
ωM (s1 , ... , sk ) (p) = ω (p) (s1 (p), ... , sk (p))
for each point p ∈ M and sections s1 , ... , sk ∈ Γ(M; E) . Indeed, if ρ ′k : Λ k (E ; EW ) →
Λ k (E ;W ) is the equivalence ρ ′ over M defined in 5.26, we have that
−1
ωM = ρ ′0 ◦ (ρ ′k ◦ ω )M .
We see that ωM is multilinear and skew symmetric over F (M). The next proposition
shows that each such multilinear skew symmetric map arises from a unique section
of π ′ in this way.
be a map which is multilinear and skew symmetric over F (M). Then there is a
unique section ω on M in the vector bundle π ′ : Λ k (E ;W ) → M such that F = ωM .
PROOF : Apply Proposition 5.36 to the map ρ ′0 −1 ◦ F, using the notation in 5.38.
140 SMOOTH MANIFOLDS AND FIBRE BUNDLES
5.40 Remark Because of Proposition 5.39 we will not distinguish between the
section ω and the map ωM , and a section in Γ(M; Λ k (E ;W )) can be thought of as
an operation on k sections in Γ(M; E) yielding a vector-valued smooth function in
F (M;W ).
(λ · ω ) (p) = λ ◦ (ω (p))
(2) Using the maps ψ and µ defined in 5.15, the components ω j of ω are given by
the formula
m
ω (p) = ∑ ψ ◦ µ (ω j (p), w j )
j=1
which is equivalent to
m
φ ◦ ω (p) = ∑ ω j (p) ⊗ w j .
j=1
Comparing this with the formula for φ ◦ ω (p) in (1), we hence obtain that
then
m
λ ·ω = ∑ cj ω j .
j=1
for p ∈ U ∩ V are smooth for any local basis B = {s1 , ..., sm } for E on some
open subset V of M and every local chart (x,U) on M.
(2) The components ω j of ω with respect to any local basis B = {s1 , ..., sm } for E
on some open subset V of M defined by
m
ω (p)(v1 , ..., vk ) = ∑ ω j (p)(v1 , ..., vk ) s j (p)
j=1
(3) For any section s of the dual bundle π ∗ : E ∗ → M on some open subset V of M,
the map s · ω : V → Λ k (T M) defined by
which is equivalent to
m
φ ◦ ω (p) = ∑ ω j (p) ⊗ s j (p) .
j=1
Comparing this with the formula for φ ◦ ω (p) in (1), we hence obtain that
then
m
s·ω = ∑ cj ω j .
j=1
ε (p) = id Tp M
for p ∈ M, i.e.,
ε (p)(v) = v
DIFFERENTIAL FORMS 143
λ · (G · ω ) = (λ ◦ G ) · ω
means of the linear isomorphism ω f (p) : T f (p)W → W given in Lemma 2.84. This is
analogous to the definition of l( f ) for real-valued functions f given in 2.77. For any
linear functional λ on W , we have that
x j ◦ l( f ) = l(x j ◦ f )
X( f )(p) = X p ( f )
l( f ) = l(Re f ) + i l(Im f )
and
X( f ) = X(Re f ) + i X(Im f ) .
PROOF : We first prove uniqueness of dU . If ω is the k-form given in the last part of
the proposition, it follows from (1) and (3) that
The uniqueness of dU as well as the formula for dU (ω ) now follows from (2).
To prove existence, we must show that the map dU given by (1) and the last part
of the proposition really satisfies all four conditions. We immediately see that (2) is
satisfied. Note that we have
for arbitrary indices i1 , ..., ik in In . If some of the indices are equal, then both sides
are equal to zero. Otherwise there is a permutation σ ∈ Sk such that iσ (1) < ... < iσ (k) ,
and by Propositions 5.4 and 5.13 (2) we have
Similarly, it is enough to prove (4) for the case where ω = f dxi1 ∧ · · · ∧ dxik . We then
have that
n
∂f
dU (dU ω ) = dU ( ∑ dxi ∧ dxi1 ∧ · · · ∧ dxik )
i=1
∂ xi
n n
∂2 f j i i1 ik
=∑ ∑ j i dx ∧ dx ∧ dx ∧ · · · ∧ dx
i=1 j=1
∂ x ∂ x
where the terms with i = j vanish since dxi ∧ dxi = 0, and the other terms
∂2 f ∂2 f
cancel in pairs since = j i and dxi ∧ dx j = − dx j ∧ dxi .
∂ xi ∂ x j ∂x ∂x
The arguments above also hold for 0-forms if we make the usual convention that
a wedge product with no factors is replaced by the constant function 1 on U.
5.56 Remark Let ω be the k-form given in the last part of the proposition,
where x : U → Rm is any smooth map defined on an open subset U of M with m
components. Then dU (ω ) is still uniquely determined by the first part of the given
formula, provided that dU satisfies the four conditions in the proposition. In fact the
first part of the proof is still valid for the given ω even if (x,U) is not a coordinate
system.
148 SMOOTH MANIFOLDS AND FIBRE BUNDLES
If (x,U) is a local chart on M and the form ω ∈ Ωk (M), where k > 0, is given locally
by
d ω (p) = dU (ω |U )(p) .
DIFFERENTIAL FORMS 149
dU ( f |U ) = d ( f |U ) = (d f )|U
where d now denotes the ordinary differential of the functions f |U and f , and this
completes the proof of (1).
To prove (2) we use that the same condition is satisfied for d|U so that
d (ω + η ) (p) = dU (ω |U + η |U )(p) = dU (ω |U )(p) + dU (η |U )(p)
= d ω (p) + d η (p) ,
and the last two conditions follow in the same way.
Finally, the formula for (d ω )|U follows from Proposition 5.55 since
(d ω )|U = dU (ω |U )
by the definition of d.
We now prove that if ω ∈ Ωk (M) and p is a point in M, then d ω (p) is uniquely
determined by the four conditions in the proposition. We first show that d ω (p) only
depends on the local behavior of the k-form ω , i.e., if η is another k-form on M
which coincides with ω on an open neighbourhood V of p, then d ω (p) = d η (p).
To see this let W be an open neighbourhood of p with W ⊂ V , and choose a smooth
function h : M → R with h = 1 on W and supp (h) ⊂ V . Such a function h exists by
Corollary 2.24. Then h ω = h η , and by (1) and (3) we have that
so that
d ω (p) = d (hω )(p) = d (hη )(p) = d η (p) .
The uniqueness of d ω (p) follows from (1) in the case when k = 0. If k > 0 we
choose a local chart (x,U) around p and suppose that ω |U has the local expression
given in the last part of the proposition. If V is an open neighbourhood of p with V ⊂
U, we may again choose a smooth function g : M → R with g = 1 on V and supp(g) ⊂
U. We now extend the functions g ω i1 ,...,ik and g xi on U to smooth functions η i1 ,...,ik
and yi on M, respectively, by defining them to be zero outside U, and we let
that d η is uniquely determined by the four conditions in the proposition and is given
by
d η = ∑ d η i1 ,...,ik ∧ dyi1 ∧ · · · ∧ dyik .
i1 <...<ik
Combining this we now see that d ω (p) is uniquely determined and is given by
d ω (p) = ∑ d ω i1 ,...,ik (p) ∧ dxi1 (p) ∧ · · · ∧ dxik (p)
i1 <...<ik
then
m m m
λ ·dω = ∑ c j (d ω ) j = ∑ c j d (ω j ) = d ( ∑ c j ω j ) = d (λ · ω ) .
j=1 j=1 j=1
d (G · ω ) = G · d ω .
λ · d (G · ω ) = d (λ · (G · ω )) = d ((λ ◦ G ) · ω ) = (λ ◦ G ) · d ω = λ · (G · d ω )
f ∗ (dg) = d (g ◦ f ) .
λ · f ∗ (d ω ) = f ∗ (λ · d ω ) = f ∗ (d(λ · ω )) = d( f ∗ (λ · ω )) = d(λ · f ∗ ω ) = λ · d( f ∗ ω )
(3) d ◦ d = 0 .
152 SMOOTH MANIFOLDS AND FIBRE BUNDLES
PROOF : Condition (1) follows from 5.51. Using Propositions 5.58 (2) and (4) we
have that
λ · d (ω + η ) = d (λ · ω + λ · η ) = d (λ · ω ) + d (λ · η ) = λ · (d ω + d η )
and
λ · d(d ω ) = d(λ · d ω ) = d(d (λ · ω )) = 0
for every ω , η ∈ Ωk (M;W ) and every functional λ ∈ W ∗ , thereby showing (2) and
(3).
ν : W1 × W2 → W
( T ⊗ν S)(v1 , ..., vk , vk+1 , ..., vk+l ) = ν ( T (v1 , ..., vk ), S(vk+1 , ..., vk+l )) .
We will often omit the reference to ν in the notation if it is clear from the context.
Since ν is bilinear and A is linear, it follows that ⊗ ν and ∧ ν are bilinear. If
F : U → V is a linear map from a vector space U, we see that
F ∗ ( T ⊗ ν S) = F ∗ ( T ) ⊗ ν F ∗ (S) ,
and hence
F ∗ (ω ∧ ν η ) = F ∗ (ω ) ∧ ν F ∗ (η )
by Proposition 5.9.
for every v1 , ..., vk+l ∈ V . By appying the alternation operator A on both sides, we
obtain formula (1), and formula (2) is obtained from (1) by applying λ on both
sides.
5.67 Proposition Let V , W1 and W be finite dimensional vector spaces, and let
ν : W1 × W1 → W be a bilinear map so that
ν (u, v) = (−1) n ν (v, u)
for u, v ∈ W1 , where n is a fixed integer. If ω ∈ Λk (V ;W1 ) and η ∈ Λl (V ;W1 ) , then
ω ∧ η = (−1) kl + n η ∧ ω .
PROOF : Follows from Propositions 5.66 and 5.12 (3).
f ∗ (ω ∧ ν η ) = f ∗ ω ∧ ν f ∗ η
INTERIOR PRODUCT
5.71 Definition If V is a vector space, we define the interior product of a vector
v ∈ V and a covariant tensor T ∈ T k (V ) to be the covariant tensor iv T ∈ T k−1 (V )
given by
iv T (v1 , ... , vk−1 ) = T (v, v1 , ... , vk−1 )
for v1 , ... , vk−1 ∈ V . We let iv T = 0 when k = 0. If T is alternating, so is iv T .
We define the kernel of a k-form ω ∈ Λk (V ) by
ker (ω ) = {v ∈ V | iv ω = 0} ,
which equals the kernel of the linear map φ : V → Λ k−1 (V ) given by φ (v) = iv ω for
v ∈ V.
for p ∈ U, where h : U → T k (Rn ) is the smooth map given by h(p) = (t p−1 )∗ s(p).
From this it follows that
for (p, a) ∈ U ×Rn , where B : Rn ×T k (Rn ) → T k−1 (Rn ) is the bilinear map defined
(t p−1 )∗ {it −1
p (a)
s(p)}(a1 , ... , ak−1 ) = h(p)(a, a1 , ... , ak−1 ) = ia h(p)(a1 , ... , ak−1 )
k
= ∑ (−1)i+1 iv1 ( λ i )(λ 1 ∧ · · · ∧ λ i−1 ∧ λ i+1 ∧ · · · ∧ λ k ) (v2 , ... , vk )
i=1
k
iv (ω ∧ η ) = ∑ (−1)i+1 iv ( ωi ) ω1 ∧ · · · ∧ ωi−1 ∧ ωi+1 ∧ · · · ∧ ωk ∧ η
i=1
l
+ ∑ (−1)k+ j+1 iv ( η j ) ω ∧ η1 ∧ · · · ∧ η j−1 ∧ η j+1 ∧ · · · ∧ ηl
j=1
The general result now follows since every form ω ∈ Λk (V ) and η ∈ Λl (V ) can be
expressed as a linear combination of forms of the above type.
iv F ∗ (T ) (v1 , ... , vk−1 ) = F ∗ (T ) (v, v1 , ... , vk−1 ) = T (F(v), F(v1 ), ... , F(vk−1 ))
= iF(v) T (F(v1 ), ... , F(vk−1 )) = F ∗ (iF(v) T ) (v1 , ... , vk−1 )
f ∗ ( AN (T )) = AM ( f ∗ (T ))
where A Tp M and A Tf (p) N are the alternations on T k (Tp M) and T k (T f (p) N) , re-
spectively.
5.80 Proposition If X is a vector field on the smooth manifold M, then the Lie
derivative LX commutes with the alternation operator A on T k (M).
158 SMOOTH MANIFOLDS AND FIBRE BUNDLES
PROOF : Let γ be the global flow for X, and let T ∈ T k (M) and p ∈ M. If c : I(p) →
k
T l (Tp M)and b : I(p) → T kl (Tp M) are the curves defined by
and we canonically identify Tc(0) T kl (Tp M) and Tb(0) T kl (Tp M) with T kl (Tp M) as in
Lemma 2.84, then
Since c(t) = A ◦ b(t) for t ∈ I(p) by Proposition 5.79, it now follows from Lemma
2.84 that
LX ( A (T ))(p) = c′ (0) = A ◦ b′ (0) = A (LX T )(p) .
LX ω = LX (A (ω )) = A (LX ω )
so that
n
d ∂
i i1 ik
LX (d ω ) (q) = ∑ ∑ dt ∂ xi C i1 ,...,ik dx (q) ∧ dx (q) ∧ · · · ∧ dx (q)
i1 ,...,ik i=1 0 q
= d (LX ω ) (q)
for every q ∈ W .
5.83 Proposition The Lie derivative of a k-form ω with respect to a vector field
X on a smooth manifold M is given by the Cartan formula
LX ω = d (iX ω ) + iX (d ω ) .
PROOF : Follows since both LX and d ◦ iX + iX ◦ d are derivations on Ωk (U) for each
open subset U of M, which commute with d and restriction to open subsets, and have
the same effect on functions. Indeed, whenever ω ∈ Ωk (U) and η ∈ Ωl (U) , it fol-
lows from Propositions 5.55 and 5.75 that
= (d ◦ iX ) (ω ) ∧ η + (−1)k−1 (iX ω ) ∧ (d η )
+ (−1)k (d ω ) ∧ (iX η ) + ω ∧ (d ◦ iX ) (η )
and
(iX ◦ d ) (ω ∧ η ) = iX [ (d ω ) ∧ η + (−1)k ω ∧ (d η ) ]
so that
(d ◦ iX + iX ◦ d ) (ω ∧ η ) = (d ◦ iX + iX ◦ d ) (ω ) ∧ η + ω ∧ (d ◦ iX + iX ◦ d ) (η ) .
(d ◦ iX + iX ◦ d ) ◦ d = d ◦ iX ◦ d = d ◦ (d ◦ iX + iX ◦ d )
160 SMOOTH MANIFOLDS AND FIBRE BUNDLES
and
LX ( f ) = X( f ) = d f (X) = iX (d f ) = (d ◦ iX + iX ◦ d )( f ) .
The result hence follows from the expressions for ω in local coordinates.
k+1
d ω (X1 , ... , Xk+1 ) = ∑ (−1)i+1 Xi (ω (X1 , ... , X̂i , ... , Xk+1 ))
i=1
k+1
= X1 (ω (X2 , ... , Xk+1 )) − ∑ ω ( X2 , ... , [ X1 , X j ], ... , Xk+1 )
j=2
k+1
− ∑ (−1)i Xi (ω (X1 , X2 , ... , X̂i , ... , Xk+1 ))
i=2
k+1
= ∑ (−1)i+1 Xi (ω (X1 , ... , X̂i , ... , Xk+1 ))
i=1
5.86 Remark The case k = 1 of Proposition 5.84 and Remark 5.85 is particularly
DIFFERENTIAL FORMS 161
d ω ( X,Y ) = X ( ω (Y )) − Y ( ω ( X)) − ω ( [ X ,Y ] ) .
iX iY d ω = i [X,Y ] ω , (1)
6.3 Let Hn = {x ∈ Rn |xn ≥ 0} denote the upper half space in Rn , and let
IntHn = {x ∈ Rn |xn > 0} and ∂ Hn = {x ∈ Rn |xn = 0} be its interior and its bound-
ary, respectively.
A second countable Hausdorff space M is called a topological manifold with
boundary if each point p in M has an open neighbourhood U homeomorphic to an
open set in Hn for some integer n ≥ 0. A map x : U → Hn sending U homeomorphi-
cally onto an open subset x(U) of Hn , is called a coordinate map at p, and the pair
163
164 SMOOTH MANIFOLDS AND FIBRE BUNDLES
(x,U) is called a local coordinate system or a local chart . We can now define an
atlas and a smooth structure on M in the same way as in Definition 2.1. If M has a
smooth structure, it is called a smooth manifold with boundary.
A point p in M n is called a boundary point if there is a local chart (x,U) around
p with x(p) ∈ ∂ Hn . By the inverse function theorem it then follows that y(p) ∈
∂ Hn for every local chart (y,V ) around p. The set of boundary points in M is called
the boundary of M and is denoted by ∂ M. Its complement M − ∂ M is called the
interior of M and is denoted by IntM.
If (x,U) is a local chart on M, we have that x (U ∩ ∂ M) = x(U) ∩ ∂ Hn and x (U ∩
IntM) = x(U) ∩ IntHn . Hence Int M is open in M, and it follows from Example 2.9
(c) and Proposition 2.36 that Int M and ∂ M are smooth submanifolds of M without
boundary of dimensions n and n − 1, respectively. For each local chart (x,U) on
M with x(U) ∩ ∂ Hn 6= 0, / we have an induced local chart (x̃, Ũ) on ∂ M defined by
Ũ = U ∩ ∂ M and x̃ = p ◦ x|Ũ where p : Rn−1 × R → Rn−1 is the projection on the
first factor. These charts form an induced atlas on ∂ M.
6.4 Let M n be a smooth manifold with boundary, and let U be an open neigh-
bourhood of a point p in M. Then a map x : U → Rn , sending U homeomorphically
onto some subset x(U) of Rn , is called a generalized coordinate map at p if there
is open set O in Rn with O ⊂ x(U) ⊂ O, and if y ◦ x−1 and x ◦ y−1 are C∞ for every
local chart (y,V ) in the smooth structure on M.
Note that the domain x(U ∩V ) of y ◦ x−1 is an open subset of x(U) so that x(U ∩
V ) = x(U) ∩W for some open set W in Rn , and we have that O ∩W ⊂ x(U) ∩W ⊂
O ∩W . To show the last inclusion, let Q be any open neighbourhood of a point q ∈
x(U) ∩ W . Then Q ∩ W is also an open neighbourhood of q so that Q ∩ W ∩ O 6= 0/
which shows that q ∈ O ∩W . Hence it is meaningful to require that y ◦ x−1 is C∞ in
the sense defined in 6.1. The same is true for x ◦ y−1 which is defined on the open
subset y(U ∩V ) of the half space Hn .
The pair (x,U) is called a generalized local chart around p. If f : V → R is a
smooth function defined on some open neighbourhood V of p, we define the i-th
partial derivative of f at p with respect to (x,U) to be
∂f
(p) = Di ( f ◦ x−1 )(x(p)) ,
∂ xi
EXACT FORMS
6.5 A k-form ω on a smooth manifold M is said to be closed if d ω = 0 . It is
called exact if there is a (k − 1)-form η on M such that ω = d η . Since d ◦ d = 0 ,
INTEGRATION ON MANIFOLDS 165
every exact form is closed, but the converse statement is not true in general. We are
going to show that it is in fact true for smoothly contractible manifolds, and therefore
also true locally on an arbitrary smooth manifold.
6.6 Lemma Let V = V1 ⊕V2 where dimV1 = n and dimV2 = 1, and let πi : V → V
be the projection with range Vi for i = 1, 2 . If λ ∈ Λ1 (V ) is a non-zero 1-form on V
with λ = π2∗ (λ ), then every k-form ω ∈ Λk (V ) can be written uniquely as
ω = α + (λ ∧ β )
and
β= ∑ ω (v0 , vi1 , ..., vik−1 ) v∗i1 ∧ · · · ∧ v∗ik−1 ,
1≤i1 <...<ik−1 ≤n
6.8 Proposition Let M n be a smooth manifold and I = [0, 1], and let it : M →
M × I be the map defined by it (p) = (p,t) for p ∈ M and t ∈ I. Then there is a family
of linear maps
h : Ωk (M × I) → Ωk−1 (M)
for k > 0 satisfying
d ◦ h + h ◦ d = i1∗ − i0∗ .
166 SMOOTH MANIFOLDS AND FIBRE BUNDLES
then
Z 1
(hω )(p) = ∑ β j1 ,..., jk−1 (p,t) dt d x j1 (p) ∧ ... ∧ d x j k−1 (p)
j1 <...< jk−1 0
for p ∈ U, so that
d (hω )(p)
n Z 1
∂ β j1 ,..., jk−1
= ∑ ∑ (p,t) dt d x j (p) ∧ d x j1 (p) ∧ ... ∧ d x j k−1 (p) .
j1 <...< jk−1 j=1 0 ∂xj
∂ α i1 ,...,ik
+ ∑ ∂s d s ∧ d x i1 ∧ ... ∧ d x ik
i1 <...<ik
n ∂ β j1 ,..., jk−1
+ ∑ ∑ d x j ∧ d s ∧ d x j1 ∧ ... ∧ d x j k−1 ,
j1 <...< jk−1 j=1
∂xj
which implies
h(d ω )(p)
Z 1
∂ α i1 ,...,ik
= ∑ ∂s (p,t) dt d x i1 (p) ∧ ... ∧ d x ik (p)
i1 <...<ik 0
n Z 1
∂ β j1 ,..., jk−1
− ∑ ∑ (p,t) dt d x j (p) ∧ d x j1 (p) ∧ ... ∧ d x j k−1 (p) .
j1 <...< jk−1 j=1 0 ∂xj
ω = (F ◦ i0 ) ∗ ω − (F ◦ i1 ) ∗ ω = −(d ◦ h + h ◦ d ) F ∗ ω = d(−h F ∗ ω )
168 SMOOTH MANIFOLDS AND FIBRE BUNDLES
since d (F ∗ ω ) = F ∗ (d ω ) = 0 .
6.10 Proposition Let (x,U) be a local chart around a point p on a smooth man-
ifold M where x(U) is star-shaped with respect to x(p) . Then U is smoothly con-
tractible to p .
PROOF : We have a smooth contraction F : U × I → U of U to p defined by
for q ∈ U and t ∈ I .
ORIENTATION
6.11 Definition We say that two ordered bases (v1 , ... , vn ) and (w1 , ... , wn ) for a
vector space V are equally oriented , and write (v1 , ... , vn ) ∼ (w1 , ... , wn ), if
n
w j = ∑ a i j vi for j = 1, ... , n (1)
i=1
with det (ai j ) > 0. If det (ai j ) < 0, the bases are said to be oppositely oriented .
We see that ∼ is an equivalence relation in the family of ordered bases for V ,
and the equivalence class of (v1 , ... , vn ) is denoted by [ v1 , ... , vn ] and is called an
orientation of V . Since each ordered basis in V is equivalent to either (v1 , ... , vn ) or
(−v1 , ... , vn ), we see that V has exactly two orientations. If µ denotes one orientation
of V , the other is denoted by −µ . A vector space V with an orientation µ is called an
oriented vector space and is denoted by (V, µ ) if we want to indicate the orientation
explicitly. An ordered basis (v1 , ... , vn ) in (V, µ ) is said to be positively oriented if
[ v1 , ... , vn ] = µ and negatively oriented if [ v1 , ... , vn ] = −µ .
Now let (V, µ ) and (W, ν ) be two oriented vector spaces of dimension n, and
let F : V → W be a linear isomorphism. By applying F to both sides of (1), we see
that (v1 , ... , vn ) ∼ (w1 , ... , wn ) implies that (F(v1 ), ... , F(vn )) ∼ (F(w1 ), ... , F(wn )).
From this and the same argument for F −1 we see that {(F(v1 ), ... , F(vn )) | (v1 , ... , vn )
∈ µ } is an orientation of W which we denote by F(µ ). We say that F is orientation
preserving if F(µ ) = ν and orientation reversing if F(µ ) = −ν .
for every p ∈ M.
In the last two propositions µ is called the orientation determined by ω , and ω is
called a volume element compatible with the orientation µ .
PROOF : Given a point p on M, let (t, π −1 (U)) be a local trivialization around p with
U connected. Then we have a nowhere vanishing smooth function f : U → R defined
by
f (q) = ω (q) (tq−1 (e1 ), ...,tq−1 (en ))
for q ∈ U, which must be either positive or negative on U, and we can define n
sections s1 , ..., sn of π on U by s1 (q) = sgn ( f (q))tq−1 (e1 ) and si (q) = tq−1 (ei ) for
i = 2, ..., n so that [ s1 (q), ..., sn (q) ] = µq for all q ∈ U. This completes the proof that
µ is an orientation of E.
for every p ∈ U.
6.19 Remark If (tx , π −1 (U)) is the local trivialization in the tangent bundle
assosiated with the local chart (x,U) on M, then it follows by Remark 2.82 that (x,U)
is positively (negatively) oriented if and only if the equivalence tx : π −1 (U) → U × Rn
is orientation preserving (orientation reversing) on each fibre when U × Rn is given
the standard orientation.
It follows from the inequality in the proposition the µ p is well defined and does not
depend on the choice of local chart (x,U).
The family µ = {µ p |p ∈ M} is an orientation of M since for each point p on
M, there is a local chart (x,U) around p belonging to A , and the partial derivations
X j = ∂ j for j = 1, ..., n are n vector fields on U such that [ X1 (q), ..., Xn (q) ] = µq
∂x
for all q ∈ U.
172 SMOOTH MANIFOLDS AND FIBRE BUNDLES
6.24 Proposition Let M n be an orientable smooth manifold, and let (x,U) and
i
∂y
(y,V ) be local charts on M with U and V connected. Then det j cannot change
∂x
sign on U ∩V .
PROOF : Let µ be an orientation of M. Then it follows from Proposition 6.20 that
each of the local charts (x,U) and (y,V ) is either positively or negatively oriented.
From the relations
∂
n
∂ yi
= ∑ j (p) ∂ i
∂xj i=1
∂ x ∂y
p p
∂ yi
for j = 1, ..., n and p ∈ U ∩V , we see that det is positive on U ∩V if the local
∂xj
charts (x,U) and (y,V ) are equally oriented, and it is negative on U ∩ V if they are
oppositely oriented.
x (U ∩V ∩ ∂ M) = x(U ∩V ) ∩ ∂ Hn
and
y (U ∩V ∩ ∂ M) = y(U ∩V ) ∩ ∂ Hn ,
we have that
(y ◦ x−1 ) (x(U ∩V ) ∩ ∂ Hn ) = y(U ∩V ) ∩ ∂ Hn
which implies the first assertion in the lemma.
The second assertion follows from the inclusion
∂ yn
det D (y ◦ x−1 ) = detD (ỹ ◦ x̃−1 ) · ∂ xn
n
on Ue ∩V e where ∂ yn > 0. Hence detD (y ◦ x−1 ) > 0 on U ∩ V implies that
∂x
e ∩ Ve , showing that the induced atlas on ∂ M is also ori-
det D (ỹ ◦ x̃−1 ) > 0 on U
ented.
where a > 0. Indeed, if (tx , π −1 (U)) is the local trivialization assosiated with a local
174 SMOOTH MANIFOLDS AND FIBRE BUNDLES
chart (x,U) around p, then tx,p (u′ ) n = atx,p (u) n where tx,p (u) n > 0 and tx,p (u′ ) n > 0
since u and u′ are outward pointing. Hence
Then
1 0
B=
0 A
which implies that detB = det A , showing that (∂ µ ) p is well defined by the conditions
in the proposition.
Now let (x,U) be a local chart around p ∈ ∂ M which is positively oriented with
e be the induced local chart on ∂ M. Then − ∂ n is an
respect to µ , and let (x̃, U) ∂x
p
outward pointing vector in Tp M, and we have that
! !
[ − ∂∂xn , i∗ ∂
, ... , i∗ ∂
] = [ − ∂∂xn , ∂ 1 , ... , ∂n−1 ]
∂ x̃1 ∂ x̃n−1 ∂x ∂x
p p p p p p
= (−1)n [ ∂ 1 , ... , ∂∂xn ] = (−1)n µ p
∂x
p p
so that
[ ∂ 1 , ... , ∂n−1 ] = (−1)n (∂ µ ) p .
∂ x̃ ∂ x̃
p p
This shows the last part of the proposition and also that ∂ µ is an orientation of ∂ M.
6.29 Let (N, ν ) and (M, µ ) be two oriented smooth manifolds where N n−1 is an
immersed submanifold of M n , and let i : N → M be the inclusion map and p ∈ N .
INTEGRATION ON MANIFOLDS 175
6.30 Remark In the case where (M, µ ) is an oriented smooth manifold with
boundary and (N, ν ) is the oriented manifold (∂ M, ∂ µ ) , the positive (negative) tan-
gent vectors are the outward (inward) pointing vectors.
where the last integral is the Riemann integral over any rectangle containing the
support of f ◦ x−1 . We extend the Zintegrand to Rn by defining it to be zero outside
x(U). The next lemma shows that ω is well defined and does not depend on the
M
choice of local chart (x,U) containing supp (ω ).
6.33 Lemma Let (x,U) and (y,V ) be positively oriented local charts on M with
supp (ω ) ⊂ U ∩V . If
then Z Z
f ◦ x−1 = g ◦ y−1 .
x(U) y(V )
PROOF : Since supp ( f ) and supp (g) are both contained in U ∩ V , we may replace
x(U) and y(V ) in the above integrals by x(U ∩ V ) and y(U ∩ V ), respectively. By
Proposition 5.52 we have that
6.34 Lemma Let ω and (x,U) be as above, and let A = {(xα ,Uα ) | α ∈A} be an
INTEGRATION ON MANIFOLDS 177
atlas on M consisting of positively oriented local charts. Let {φα |α ∈A} be a partition
of unity on M subordinate to the open cover {Uα |α ∈ A}. Then we have that
Z Z
M
ω= ∑ φα ω
α ∈A M
6.35 We now want to define the integral of an n-form ω with compact support on
an oriented smooth manifold (M n , µ ) in the case where supp (ω ) is not necessarily
contained in a single coordinate neighbourhood. Let A = {(xα ,Uα ) | α ∈ A} be an
atlas on M consisting of positively oriented local charts with respect to µ , and let
{φα |α ∈ A} be a partition of unity on M subordinate to the open cover {Uα |α ∈ A}.
Then we define Z Z
ω= ∑ φα ω .
M α ∈A M
Since supp (ω ) is compact, Zonly a finite number of terms in the sum are non-zero.
The next lemma shows that ω is well defined and does not depend on the choice
M
of atlas and partition of unity on M.
M
φα ω = ∑ ψβ φα ω
β ∈B M
M
ψβ ω = ∑ φα ψβ ω
α ∈A M
178 SMOOTH MANIFOLDS AND FIBRE BUNDLES
we have that !
n
∂f
d ω |U = ∑ ∂ xii dx1 ∧ ... ∧ dxn .
i=1
n Z r Z r
=∑ ··· [ gi (x1 , ... , xi−1 , r, xi+1 , ... , xn )
i=1 −r −r
− gi (x1 , ... , xi−1 , − r, xi+1 , ... , xn ) ] dx1 ... dxi−1 dxi+1 ... dxn = 0 .
which completes the proof of Stokes’ theorem in the case where x(U) ∩ ∂ Hn 6= 0. /
Now consider the general case where supp(ω ) is not necessarily contained in
a single coordinate neighbourhood. Let A = {(xα ,Uα ) | α ∈ A} be an atlas on M
consisting of positively oriented local charts with respect to µ , and let {φα |α ∈A} be
a partition of unity on M subordinate to the open cover {Uα |α ∈ A}. By the first part
of the proof we have that
Z Z
d (φα ω ) = i ∗ (φα ω )
M ∂M
for every α ∈ A, and the integrals are non-zero only for a finite number of indices α
since supp (ω ) is compact. Hence we have that
Z Z Z Z
dω = ∑ d (φα ω ) = ∑ i ∗ (φα ω ) = i ∗ω
M α ∈A M α ∈A ∂M ∂M
and it is said to be positive definite (resp., negative definite ) if it satisfies the stronger
condition
g(v, v) > 0 (resp. g(v, v) < 0) for every v 6= 0 .
The transpose gt of g is the bilinear functional gt : V × V → R defined by
gt (v, w) = g(w, v)
for all v, w ∈ V .
A bilinear functional g ∈ T 2 (V ) which is skew symmetric and non-degenerate,
is called a symplectic form on V .
φ : T 2 (V ) → L(V,V ∗ )
181
182 SMOOTH MANIFOLDS AND FIBRE BUNDLES
φ −1 : L(V,V ∗ ) → T 2 (V )
g(v, w) = G(v)(w)
where g i j = g(vi , v j ) for i, j = 1, ..., n. These numbers are called the components of g
with respect to the basis B, and the matrix (g i j ) is also denoted by mB (g) . We see
that mB (g t ) = mB (g) t .
Now if φ (g) = G, we have that
n n
G(v j ) = ∑ G(v j )(vi ) v∗i = ∑ g j i v∗i
i=1 i=1
so that mB t
B ∗ (G) = (g i j ) . Hence if
n
v = ∑ a i vi ,
i=1
then
n n
G(v) = ∑ ai v∗i where ai = ∑ gji aj .
i=1 j=1
We say that G(v) is obtained from v by lowering indices , and the map G is denoted
by g ♭ . We have that g ♭ (v) = i v g . The linear functional g ♭ (v) is also denoted by v ♭ .
By the rank of the bilinear map g we mean the rank of the matrix (g i j ) , which
is equal to dim G(V ) and therefore independent of the choice of the basis B. We
immediately see that g and its transpose gt always have the same rank.
We see that g is non-degenerate if and only if φ (g) = G is a linear isomorphism
so that the matrix (gi j ) is invertible, i.e., det(gi j ) 6= 0. The inverse of (gi j ) is denoted
by (gi j ). If
n
λ = ∑ ai v∗i ,
i=1
then
n n
G −1 (λ ) = ∑ ai vi where ai = ∑ gji aj .
i=1 j=1
We say that G −1 (λ )
is obtained from λ by raising indices , and the map G −1 is
denoted by g . We have that i g ♯ (λ ) g = λ . The vector g ♯ (λ ) is also denoted by λ ♯ .
♯
METRIC AND SYMPLECTIC STRUCTURES 183
L sr : T kl (V ) → T k+1 r k k−1
l−1 (V ) and R s : T l (V ) → T l+1 (V ) ,
also called lowering and raising of indices, respectively, which are defined by
= T (w1 , ... , wr−1 , wr+1 , ... , wk+1 , λ 1 , ... , λ s−1 , G(wr ), λ s , ... , λ l−1 )
and
R sr (T ) (w1 , ... , wk−1 , λ 1 , ... , λ l+1 )
= T (w1 , ... , wr−1 , G −1 (λ s ), wr , ... , wk−1 , λ 1 , ... , λ s−1 , λ s+1 , ... , λ l+1 )
7.3 Proposition Let B = {v1 , ..., vn } is a basis for a vector space V with dual
basis B ∗ = {v∗1 , ..., v∗n } , and let g be a metric on V and T ∈ T kl (V ) be a tensor so that
j ,..., j
g = ∑ g i j v∗i ⊗ v∗j and T = ∑ A i11 ,...,ikl v∗i1 ⊗ · · · ⊗ v∗ik ⊗ v j1 ⊗ · · · ⊗ v j l .
i, j i1 ,...,ik
j1 ,..., j l
Then the tensors L sr (T ) and R sr (T ) obtained by lowering and raising indices in T are
given by
j ,..., j l−1 ∗
L sr (T ) = ∑ B i11 ,...,ik+1 vi1 ⊗ · · · ⊗ v∗ik+1 ⊗ v j1 ⊗ · · · ⊗ v j l−1
i ,...,i
1 k+1
j1 ,..., j l−1
and
j ,..., j l+1 ∗
R sr (T ) = ∑ C i11 ,...,ik−1 vi1 ⊗ · · · ⊗ v∗ik−1 ⊗ v j1 ⊗ · · · ⊗ v j l+1 ,
i ,...,i
1 k−1
j1 ,..., j l+1
where
j ,..., j j ,..., j ,m, j ,..., j
B i11,...,ik+1
l−1
= ∑ g ir m A i11,...,ir−1
s−1 s l−1
,ir+1 ,...,ik+1
m
and
j ,..., j j ,..., j ,j ,..., j
C i11,...,ik−1
l+1
= ∑ g js m A i11,...,ir−1
s−1 s+1 l+1
,m,ir ,...,ik−1 .
m
for every v, w ∈ V . Indeed, if B = {v1 , ..., vn } is a basis for V with dual basis B ∗ =
{v∗1 , ..., v∗n }, then C = {(gt ) ♯ (v∗1 ), ..., (gt ) ♯ (v∗n )} is also a basis for V with dual basis
C ∗ = {g ♭ (v1 ), ..., g ♭ (vn )} since
g ♭ (vi ) {(gt ) ♯ (v∗j )} = g (vi , (gt ) ♯ (v∗j )) = gt ((gt ) ♯ (v∗j ), vi ) = v∗j (vi ) = δi, j .
and
n n
ψ ◦ R 12 (T ) (v) = ∑ R 12 (T ) (v, g ♭ (v j )) (gt ) ♯ (v∗j ) = ∑ T (v, v j ) (gt ) ♯ (v∗j )
j=1 j=1
j ,..., j j ,..., j
for every p ∈ M. If (x,U) is a local chart on M, and if g i j , Ai11,...,ikl , Bi11,...,ik+1
l−1
and
j ,..., j
Ci11,...,ik−1
l+1
are the components of the local representations of g, T , S1 and S2 on U,
then it follows from Proposition 7.3 that
j ,..., j j ,..., j ,m, j ,..., j
B i11,...,ik+1
l−1
= ∑ g ir m A i11,...,ir−1
s−1 s l−1
,ir+1 ,...,ik+1
m
and
j ,..., j j ,..., j ,j ,..., j
C i11,...,ik−1
l+1
= ∑ g js m A i11,...,ir−1
s−1 s+1 l+1
,m,ir ,...,ik−1 ,
m
showing that S1 and S2 are in fact tensor fields. We say that they are obtained by
lowering and raising of indices in T , and they are denoted by L sr (T ) and R sr (T ),
respectively. If X is a vector field on M, then the covector field L 11 (X) is usually
denoted by g ♭ (X) or X ♭ . Similarly, if ω is a covector field on M, then the vector field
R 11 (ω ) is usually denoted by g ♯ (ω ) or ω ♯ .
METRIC AND SYMPLECTIC STRUCTURES 185
PSEUDO-RIEMANNIAN MANIFOLDS
7.6 Now consider the linear map S : T k (V ) → T k (V ) defined by
1
Tσ
k! σ∑
S (T ) =
∈Sk
i.e.,
1
k! σ∑
S (T )(v1 , ..., vk ) = T (vσ (1) , ..., vσ (k) )
∈S k
7.7 Definition Let V be a finite dimensional vector space with a metric g. Then
two vectors v, w ∈ V are said to be orthogonal , and we write v ⊥ w, if g(v, w) = 0. If
S is a subset of V , then v ⊥ S means that v ⊥ w for every w ∈ S. We have a subspace
S⊥ of V , called the orthogonal space of S, which is given by
S⊥ = {v ∈ V |v ⊥ S } = g ♯ (A(S)) ,
where A(S) is the annihilator of S defined in Definition 4.19. When S = {w}, then S⊥
is denoted simply by w⊥ and is called the orthogonal space of w.
The norm of a vector v ∈ V is defined by kvk= |g(v, v)| 1/2 . A non-zero vector
v is called a unit vector if kvk = 1 and a null vector if kvk = 0 . A set of mutually
orthogonal vectors is called orthogonal , and it is called orthonormal if all the vectors
are unit vectors.
If W is a subspace of V , then the restriction g| W ×W is a symmetric bilinear
functional on W × W which is denoted simply by g| W . We say that W is a non-
degenerate subspace of V if g| W is non-degenerate.
7.11 Remark Let B = {v1 , ..., vn } be an orthonormal basis for a vector space
V with a metric g. Then the subspaces Vr = L(v1 , ..., vr ) are non-degenerate for r =
1, ... , n. Indeed, if v ∈ Vr with g(v, w) = 0 for every w ∈ Vr , then v = ∑ri=1 ai vi where
a j = g(v, v j )/g(v j , v j ) = 0 for j = 1, ... , r .
we have that
k k
g(v, v) = ∑ g(vi , v j ) ai a j = − ∑ (ai )2 < 0 ,
i, j=1 i=1
PROOF : By Propositions 7.9 and 7.10 there are orthonormal bases B = {v1 , ..., vr }
and C = {vr+1 , ..., vn } for W and W ⊥ where the number of vectors vi for which
g(vi , vi ) = −1 are ind W and ind W ⊥ , respectively. The proposition now follows
since {v1 , ..., vn } is an orthonormal basis for V .
7.15 Definition Given an n-tuple ε = (ε1 , ... , εn ) ∈ {−1, 1}n , there is a unique
metric g εn in Rn such that the standard basis E = {e1 , ..., en } is orthonormal with
signature ε . It is given by
n
g nε (a, b) = ∑ εi ai bi
i=1
for a, b ∈ Rn . The vector space Rn equipped with this metric is denoted by Rnε and is
called the pseudo-Euclidean space of dimension n and signature ε . If the index of the
metric g nε is k and ε is its canonical signature, then g nε and Rnε are also denoted by
g nk and Rnk , respectively. The matrix S = m E (g nε ) is the n × n diagonal matrix with
diagonal elements S ii = εi for i = 1, ... , n, and it is called the signature matrix for
the metric g nε . We have that
g nε (a, b) = at S b
for column vectors a and b in Rn . The space Rn1 where n ≥ 2 is called the n-
dimensional Minkowski space , and the space Rn equipped with the metric g n0 is
called the n-dimensional Euclidean space.
PROOF : Let {(tα , π −1 (Uα )) | α ∈A} be a trivializing cover of E, and let {φα |α ∈A}
be a partition of unity on M subordinate to the open cover {Uα |α ∈ A}. For each
α ∈ A, we let gα be the section in π 2 : T 2 (E) → M defined by
φα (p) tα∗ ,p g n0 for p ∈ Uα
gα (p) = ,
0 for p ∈
/ Uα
where n is the dimension of the vector bundle and g n0 is the Riemannian metric in
Rn defined in Definition 7.15. Then g = ∑α ∈A gα is a Riemannian fibre metric in
π : E → M.
(t p−1 )∗ ◦ e p ◦ t p−1 (ei )(e j ) = g(p)(t p−1 (ei ),t p−1 (e j )) = gi j (p) ,
so that
t p′ ◦ e p ◦ t p−1 (ei ) = ∑ gi j (p) e j
j
190 SMOOTH MANIFOLDS AND FIBRE BUNDLES
x = r cos φ
y = r sin φ
and
p
r= x2 + y2
cot−1 (x/y) − π for y < 0
φ= 0 for y = 0 and x > 0
cot−1 (x/y) for y > 0
so that
det Dρ (r, φ ) = r > 0
for (r, φ ) ∈ U . Proposition 2.80 now implies that
∂ ∂y
= ∂∂ xr ∂ + ∂ r ∂ = cos φ ∂ + sin φ ∂
∂r ∂x ∂y ∂x ∂y
and
∂ ∂y
= ∂∂φx ∂ + ∂ φ ∂ = − r sin φ ∂ + r cos φ ∂ ,
∂φ ∂x ∂y ∂x ∂y
g = dx2 + dy2
g|V = dr2 + r2 d φ 2 .
V = {(x, y, z) ∈ R3 |y 6= 0 or x > 0}
x = r sin θ cos φ
y = r sin θ sin φ
z = r cos θ
and
192 SMOOTH MANIFOLDS AND FIBRE BUNDLES
p
r = x2 + y2 + z2
p
θ = cos−1 ( z / x2 + y2 + z2 )
cot−1 (x/y) − π for y < 0
φ= 0 for y = 0 and x > 0
cot−1 (x/y) for y > 0
so that
det Dρ (r, θ , φ ) = (cos θ )(r2 cos θ sin θ ) + (r sin θ )(r sin2 θ ) = r2 sin θ > 0
∂ ∂y
= ∂∂ xr ∂ + ∂ r ∂ + ∂∂ rz ∂ = sin θ cos φ ∂ + sin θ sin φ ∂ + cos θ ∂ ,
∂r ∂x ∂y ∂z ∂x ∂y ∂z
∂ ∂y
= ∂∂θx ∂ + ∂ θ ∂ + ∂∂θz ∂ = r cos θ cos φ ∂ + r cos θ sin φ ∂ − r sin θ ∂
∂θ ∂x ∂y ∂z ∂x ∂y ∂z
and
∂ ∂y
= ∂∂φx ∂ + ∂ φ ∂ + ∂∂φz ∂ = − r sin θ sin φ ∂ + r sin θ cos φ ∂ ,
∂φ ∂x ∂y ∂z ∂x ∂y
∂y ∂y ∂y
dy = ∂ r dr + ∂ θ d θ + ∂ φ d φ = sin θ sin φ dr + r cos θ sin φ d θ + r sin θ cos φ d φ
and
METRIC AND SYMPLECTIC STRUCTURES 193
V = {(w, x, y, z) ∈ R4 |y 6= 0 or x > 0}
w = r cos χ
x = r sin χ sin θ cos φ
y = r sin χ sin θ sin φ
z = r sin χ cos θ
and
p
r= w2 + x2 + y2 + z2
p
χ = cos−1 ( w / w2 + x2 + y2 + z2 )
p
θ = cos−1 ( z / x2 + y2 + z2 )
cot−1 (x/y) − π for y < 0
φ= 0 for y = 0 and x > 0
cot−1 (x/y) for y > 0
ρ (r, χ , θ , φ ) = (r cos χ , r sin χ sin θ cos φ , r sin χ sin θ sin φ , r sin χ cos θ ) ,
Dρ (r, χ , θ , φ ) =
cos χ −r sin χ 0 0
sin χ sin θ cos φ r cos χ sin θ cos φ r sin χ cos θ cos φ −r sin χ sin θ sin φ
sin χ sin θ sin φ r cos χ sin θ sin φ r sin χ cos θ sin φ r sin χ sin θ cos φ
sin χ cos θ r cos χ cos θ −r sin χ sin θ 0
so that
det Dρ (r, χ , θ , φ ) = (cos χ )(r3 cos χ sin2 χ sin θ ) − (−r sin χ )(r2 sin3 χ sin θ )
= r3 sin2 χ sin θ > 0
dw = cos χ dr − r sin χ d χ ,
and
dz = sin χ cos θ dr + r cos χ cos θ d χ − r sin χ sin θ d θ
w = r cosh χ
x = r sinh χ sin θ cos φ
y = r sinh χ sin θ sin φ
z = r sinh χ cos θ
and
p
r= w2 − x2 − y2 − z2
p
χ = cosh−1 ( w / w2 − x2 − y2 − z2 )
p
θ = cos−1 ( z / x2 + y2 + z2 )
cot−1 (x/y) − π for y < 0
φ= 0 for y = 0 and x > 0
cot−1 (x/y) for y > 0
ρ (r, χ , θ , φ ) = (r cosh χ , r sinh χ sin θ cos φ , r sinh χ sin θ sin φ , r sinh χ cos θ ) ,
Dρ (r, χ , θ , φ ) =
cosh χ r sinh χ 0 0
sinh χ sin θ cos φ r cosh χ sin θ cos φ r sinh χ cos θ cos φ −r sinh χ sin θ sin φ
sinh χ sin θ sin φ r cosh χ sin θ sin φ r sinh χ cos θ sin φ r sinh χ sin θ cos φ
sinh χ cos θ r cosh χ cos θ −r sinh χ sin θ 0
so that
196 SMOOTH MANIFOLDS AND FIBRE BUNDLES
det Dρ (r, χ , θ , φ ) = (cosh χ )(r3 cosh χ sinh2 χ sin θ ) − (r sinh χ )(r2 sinh3 χ sin θ )
= r3 sinh2 χ sin θ > 0
dw = cosh χ dr + r sinh χ d χ ,
and
dz = sinh χ cos θ dr + r cosh χ cos θ d χ − r sinh χ sin θ d θ
where a > 0 is a closed submanifold of the Minkowski space R41 . Let i : H3a → R4
be the inclusion map and p : R × R3 → R3 be the projection on the last factor, and
let Va = V ∩ H3a . Then (p ◦ ψ ◦ i,Va ) is a local chart on the upper sheet of H3a with
coordinate functions χ ◦ i, θ ◦ i and φ ◦ i which we also denote simply by χ , θ and
φ . The pull-back to Va of the Lorentz metric g 41 on R41 is given by
1
h k ( λ 1 ⊗ · · · ⊗ λ k , µ 1 ⊗ · · · ⊗ µ k) = h ( λ 1, µ 1) · · · h ( λ k, µ k) (1)
k!
for λ 1 , ... , λ k , µ 1 , ... , µ k ∈ V ∗ . Since this implies that
1
h k ( λ 1 ⊗ · · · ⊗ λ k , µ 1 ⊗ · · · ⊗ µ k) = µ ⊗ · · · ⊗ µ k ( G −1 (λ 1 ), ... , G −1 (λ k )) ,
k! 1
(2)
it follows that
r
hk(λ 1 ⊗ ··· ⊗ λ k , ∑ ci µ i1 ⊗ · · · ⊗ µ ik ) = 0
i=1
where C : T kk (V ) → R is the k-fold contraction in the i-th contravariant and the i-th
198 SMOOTH MANIFOLDS AND FIBRE BUNDLES
then
Hence, if
S= ∑ B j1 ,..., jk v∗j1 ⊗ · · · ⊗ v∗jk ,
j1 ,..., jk
we have that
1
h k ( T, S) = ∑ A i1 ,...,ik B i1 ,...,ik .
k! i1 ,...,ik
1
h k ( λ 1 ∧ · · · ∧ λ k , µ 1 ⊗ · · · ⊗ µ k) =
k! ∑ ε (σ ) h ( λ σ (1) , µ 1 ) · · · h ( λ σ (k) , µ k )
σ ∈Sk
h ( λ 1, µ 1) h ( λ 1, µ 2) ··· h ( λ 1, µ k )
1 h ( λ 2 , µ 1 ) h ( λ 2 , µ 2 ) ··· h ( λ 2, µ k )
= .. .. ..
k! . . .
h ( λ k, µ ) h ( λ k, µ ) ··· h ( λ k, µ k)
1 2
Now let B = {v1 , ..., vn } be an orthonormal basis for V with dual basis B ∗ =
METRIC AND SYMPLECTIC STRUCTURES 199
{v∗1 , ..., v∗n }. Then B ∗ is an orthonormal basis for V ∗ , since G is a linear isometry
and G(vi ) = g(vi , vi ) v∗i for i = 1, ..., n. From (3) it follows that
C = At BA
for the matrices A = (ai j ), B = (g(vi , v j )) and C = (g(wi , w j )). Since the bases are
equally oriented, we have that det(A) > 0 , and
by Corollary 5.18.
Suppose now that both bases are orthonormal. Then det(B) = det(C) = (−1)k ,
where k is the index of the metric g, and it follows that det(A) = 1 which proves the
first part of the proposition.
If on the other hand only the basis {v1 , ... , vn } is assumed to be orthonormal, then
we obtain det(A) = | det(C) | 1/2 which proves the last part.
(v1 , ..., vn ) is a positively oriented basis in V , it follows from Proposition 5.13 (1)
and 7.25 that the metric volume element ω in V is given by
with components
1/2
ai1 ... in = | g | εi1 ... in ,
where g = det (g(vi , v j )) . Raising the indices we have that
−1/2
ai1 ... in = | g | ε i1 ... in
7.27 Let (V, µ ) be an n-dimensional oriented vector space with a metric g, and
let ε be the metric volume element in V compatible with µ . If 0 ≤ k ≤ n, we have a
linear isomorphism R : T k0 (V ) → T 0k (V ) given by
∗ : Λk (V ) → Λn−k (V ) ,
and
ε = c1,...,n v∗1 ∧ · · · ∧ v∗n .
It will be useful to express the forms ω and ε in terms of tensor products of the basis
vectors from B ∗ , instead of wedge products. By Proposition 4.26 we have that
and
ε= ∑ ci1 ,...,in v∗i1 ⊗ · · · ⊗ v∗in ,
i1 ,...,in
METRIC AND SYMPLECTIC STRUCTURES 201
where the new coefficients ai1 ,...,ik = ω (vi1 , ..., vik ) and ci1 ,...,in = ε (vi1 , ..., vin ) are
skew symmetric in their indices, and agree with the old ones when the indices are
strictly increasing. Now we have that
so that
∗ω = ∑ b j1 ,..., jn−k v∗j1 ⊗ · · · ⊗ v∗jn−k
j1 ,..., jn−k
with
1
b j1 ,..., jn−k = ∑ ai1 ,...,ik ci1 ,...,ik , j1 ,..., jn−k .
k! i1 ,...,ik
where
b j1 ,..., jn−k = ∑ ai1 ,...,ik ci1 ,...,ik , j1 ,..., jn−k .
i1 <...<ik
n
In particular, if ω = g ♭ (v) for a vector v = ∑ ai vi , then
i=1
!
n
∗ω = ∑ i
∑ a c i, j 1 ,..., j n−1 v∗j 1∧ · · · ∧ v∗j n−1
j 1 <...< j n−1 i=1
n
= ∑ (−1) i+1 c 1,...,n ai v∗1∧ · · · ∧ v∗i−1 ∧ v∗i+1 ∧ · · · ∧ v∗n
i=1
n
= c 1,...,n ∑ (−1) i+1 i v (v∗i ) v∗1∧ · · · ∧ v∗i−1 ∧ v∗i+1 ∧ · · · ∧ v∗n = i v (ε )
i=1
by Proposition 5.74.
If C = {w1 , ..., wn } is an orthonormal basis for V with dual basis C ∗ =
{w∗1 , ..., w∗n } , we have that
if
w∗i1 ∧ · · · ∧ w∗ik ∧ w∗j1 ∧ · · · ∧ w∗jn−k = ε . (2)
Indeed, if
wi r for 1 ≤ r ≤ k
vr = ,
w j r−k for k + 1 ≤ r ≤ n
202 SMOOTH MANIFOLDS AND FIBRE BUNDLES
then B = {v1 , ..., vn } is a positively oriented orthonormal basis for V , and we have
that
∗( v∗1 ∧ · · · ∧ v∗k ) = b k+1,...,n v∗k+1 ∧ · · · ∧ v∗n
where
b k+1,...,n = a1,...,k = g(v1 , v1 ) · · · g(vk , vk ) .
In particular, we have that
∗1 = ε and ∗ ε = (−1) s
( w∗i1 ∧ · · · ∧ w∗ik ) ∧ ∗( w∗i1 ∧ · · · ∧ w∗ik ) = < w∗i1 ∧ · · · ∧ w∗ik , w∗i1 ∧ · · · ∧ w∗ik > ε ,
and
< w∗r1 ∧ · · · ∧ w∗rk , w∗i1 ∧ · · · ∧ w∗ik > = 0
when {r1 , ..., rk } 6= {i1 , ..., ik }. Hence it follows from Proposition 5.14 that
for ω , η ∈ Λk (V ).
(∗ ω )(p) = ∗ ω (p)
METRIC AND SYMPLECTIC STRUCTURES 203
δ = (−1) n(k+1)+s+1 ∗ d ∗ ,
and the Laplace–Beltrami operator ∆ : Ω k (M) → Ω k (M) by
∆ = δ d+d δ
for k = 0, ..., n.
for ω , η ∈ Ω k (M) and k = 0, ..., n. The metric may also be extended to Ω(M) =
n
⊕ k=0 Ω k (M) by requiring the various Ω k (M) to be orthogonal.
which completes the proof of the first formula in the proposition. The second formula
follows immediately from the first.
204 SMOOTH MANIFOLDS AND FIBRE BUNDLES
7.32 Let M n be a smooth manifold with a volume element ω . Then a vector field
X on M with global flow γ : D(X) → M is called incompressible if the diffeomor-
phism γ t : Dt (X) → D−t (X) is volume preserving for each t ∈ R. By Proposition
4.90 this is equivalent to the assertion that
LX ω = 0 .
L X ω = (div ω X ) ω .
then
n
(div ω X ) | U = 1
h i=1
∑ ∂∂xi (hai )
since
n
(LX ω )|U = X(h)dx1 ∧ ... ∧ dxn + ∑ hdx1 ∧ ... ∧ LX (dxi ) ∧ ... ∧ dxn
i=1
n n
∂h ∂ ai
= ∑ ai i dx1 ∧ ... ∧ dxn + ∑ h i dx1 ∧ ... ∧ dxn
i=1 ∂ x i=1 ∂ x
n
= ∑ ∂∂xi (hai )dx1 ∧ ... ∧ dxn
i=1
div ε X = ∗ d ∗(X ♭ ) = − δ (X ♭ ) .
grad f = (d f ) ♯ .
so that
∂ f ∂
grad f | U = ∑ gij ∂ x j ∂ xi
.
i, j
∆ f = δ (d f ) = − div(grad f ) .
Hence the Laplace-Beltrami operator has the opposite sign of the ordinary Laplacian
on functions
∇ 2 f = div(grad f ) .
curl X = {∗ d (X ♭ )} ♯
φ1 φ2 φ3 φ4
❄ ❄ ❄ ❄
d ✲ 1 d ✲ d ✲
Ω 0 (M) Ω (M) Ω 2 (M) 3
Ω (M)
206 SMOOTH MANIFOLDS AND FIBRE BUNDLES
i curlX ε = d (X ♭ ) .
7.37 Example Consider the smooth manifold M = R3 with its standard orien-
tation µ so that the local chart (id, M) is positively oriented, and with its standard
metric
g = dx2 + dy2 + dz2
in cartesian coordinates x, y and z which are the coordinate functions of id. Then the
metrical volume element is given by
ε = dx ∧ dy ∧ dz .
∂f ∂f ∂f
grad f = (d f ) ♯ = ∂ x ∂ + ∂ y ∂ + ∂ z ∂ .
∂x ∂y ∂z
X = ax ∂ + ay ∂ + az ∂
∂x ∂y ∂z
so that
X ♭ = ax dx + ay dy + az dz .
Then we have that
♭ ∂ az ∂ ay ∂ ax ∂ az ∂ ay ∂ ax
d (X ) = ∂ y − ∂ z dy ∧ dz + ∂ z − ∂ x dz ∧ dx + ∂ x − ∂ y dx ∧ dy
and
i j k
∂ az ∂ ay ∂ ax ∂ az ∂ ay ∂ ax
curl X = = ∂ ∂ ∂ .
∂y − ∂z , ∂z − ∂x , ∂x − ∂y ∂x ∂y ∂ z
ax ay az
eu = U ∂ , ev = V ∂ and ew = W ∂
∂u ∂v ∂w
eu = 1 du , ev = 1 dv and ew = 1 dw .
U V W
The metrical volume element is given by
1
ε = eu ∧ ev ∧ ew = du ∧ dv ∧ dw .
UVW
For a smooth function f : O → R we have that
∂f ∂f ∂f ∂f ∂f ∂f
d f = ∂ u du + ∂ v dv + ∂ w dw = U ∂ u eu + V ∂ v ev + W ∂ w ew .
208 SMOOTH MANIFOLDS AND FIBRE BUNDLES
X = a u eu + a v ev + a w ew = a u U ∂ + a v V ∂ + a w W ∂
∂u ∂v ∂w
so that
au a a
X ♭ = a u eu + a v ev + a w ew = du + v dv + w dw .
U V W
Then we have that
h i h i
d (X ♭ ) = ∂∂v w − ∂∂w v dv ∧ dw + ∂∂w u − ∂∂u w dw ∧ du
a a a a
W V U W
h i h i
+ ∂∂u v − ∂∂v u du ∧ dv = VW ∂∂v w − ∂∂w v ev ∧ ew
a a a a
V U W V
h i h i
+ WU ∂∂w u − ∂∂u w ew ∧ eu + UV ∂∂u v − ∂∂v u eu ∧ ev
a a a a
U W V U
7.39 Example We are going to apply the formulae in Example 7.38 to the ori-
ented Riemannian manifold M = R3 and the spherical coordinate system (ψ , O) with
METRIC AND SYMPLECTIC STRUCTURES 209
so that
U = 1 , V = 1r and W = r sin 1
θ .
Given a smooth function f : O → R and a vector field X on O with
X = a r er + a θ eθ + a φ eφ ,
we have that
∂f ∂f ∂f
grad f = ∂ r er + 1r ∂ θ eθ + r sin 1
θ ∂ φ eφ ,
h i
1 ∂ ∂ aθ
curl X = r sin θ ∂θ ( sin θ a φ ) − ∂ φ er
h i h i
1 ∂ ar ∂ 1 ∂ ∂ ar
+ r sin θ ∂φ − sin θ ∂r (r a φ ) e θ + r ∂r (r a θ ) − ∂ θ eφ ,
∂ aφ
div X = 12 ∂∂r (r2 ar ) + r sin
1 ∂ 1
θ ∂ θ (sin θ aθ ) + r sin θ ∂ φ and
r
∂f ∂f ∂2 f
∇ 2 f = 12 ∂∂r r2 ∂ r + 2 1 ∂
sin θ ∂θ + 2 2
1
.
r ∂θ
r sin θ r sin θ ∂ φ 2
for p ∈ U by the commutative diagram in 2.70, where (tx , π ′ −1 (U)) and (ty , π −1 (V ))
210 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for p ∈ W and i = 2, ... , n. Indeed, assuming inductively that { Y1′′ (p), ... ,
′′ (p) } is an orthogonal basis for V ′′ / Vi−1 (p) ⊥
Yi−1 i−1 (p) , we have that Y j (p) ∈
so that g(p)(Y j′′ (p),Y j′′ (p)) 6= 0 for j = 1, ... , i − 1 since Vi−1 (p) is a non-
degenerate subspace of Tp M , thus showing that Yi′′ (p) is well defined. Further-
more, g(p)(Yi′′ (p),Yr′′ (p)) = 0 for r = 1, ... , i − 1 which shows that { Y1′′ (p), ... ,
Yi′′ (p) } is an orthogonal basis for Vi (p) . Hence we have an orthonormal basis
{ Y1 (p), ... ,Yn (p) } for Tp M with Yi (p 0 ) = vi for i = 1, ... , n , given by
i ∗ (∗ ω ) = ( ω ◦ i)(N) ε
ε (p) = (i ∗ p ) ∗ ( ω2 ∧ · · · ∧ ωn ) .
(i ∗ p ) ∗ (∗ ω k ) = δ 1k ε (p) = ω k (N p ) ε (p)
PROOF : By Theorem 6.38 and Propositions 7.33 and 7.42 we have that
Z Z Z Z
( div X ) ε = ∗d ∗(X ♭ ) ε = d ∗(X ♭ ) = i ∗ (∗X ♭ )
M M M ∂M
Z Z
= (X ◦ i) ♭ (N) e
ε= < X ◦ i, N > e
ε.
∂M ∂M
212 SMOOTH MANIFOLDS AND FIBRE BUNDLES
7.44 The Classical Stokes’ Theorem Let M 2 be a compact manifold with bound-
ary in R3 with its standard metric <, > and orientation, and let N : M → T R3 be the
positive unit normal field on M with respect to an orientation µ of M. Let dA and
dS be the metric volume elements on M and ∂ M compatible with µ and ∂ µ , respec-
tively, and let i : M → R3 and j : ∂ M → R3 be the inclusion maps. If T : ∂ M → T R3
is the vector field along j defined by T = j ∗ ◦ τ , where τ is the positive unit tangent
field on ∂ M , and X is a vector field on an open subset U of R3 containing M, then
we have that Z Z
< curl X ◦ i, N > dA = < X ◦ j, T > dS .
M ∂M
π2 ∗ ◦ Xe = X .
and !
d
e β (t − s)) = iγ (t) ∗
X( + i t ∗ ◦ X(t, γ (t))
dr
t
for t ∈ I.
e
Λ ( D(X)) = D(X)
214 SMOOTH MANIFOLDS AND FIBRE BUNDLES
and
β ◦ Λ (t, s, p) = (t, γ (t, s, p))
for (t, s, p) ∈ D(X) . In particular, D(X) is an open subset of J × J × M containing
∆J × M, where ∆J ⊂ J × J is the diagonal, and the time-dependent flow γ for X is
smooth. If π2 : J × M → M is the projection on the second factor, we have that
π2 ◦ β ◦ Λ = γ .
π2 ◦ β t−s ◦ i s = γt,s .
is called the domain of the flow for X, and the (global) flow for X is the map α :
D ′ (X) → M defined by α (t, p) = α p (t) for p ∈ M and t ∈ I(p).
and
β t ◦ i 0 = i t ◦ αt
for t ∈ J. If π2 : J × M → M is the projection on the second factor, we have that
π2 ◦ β t ◦ i 0 = αt .
7.57 Definition Let πlk : Tlk (M) → M be the tensor bundle of type (kl ) over a
smooth manifold M. By a time-dependent tensor field of type (kl ) on M we mean a
smooth map T : J × M → Tlk (M) such that πlk ◦ T = π2 , where J is an open interval
containing 0, and π2 : J × M → M is the projection on the second factor. This means
that the map Tt : M → Tlk (M) defined by Tt (p) = T (t, p) for p ∈ M, is a tensor field
of type (kl ) on M for each t ∈ J.
using the vector space topology on T k (Tp M) defined in Proposition 13.117 in the
appendix.
c ′ (t) = γ t,s
∗
(LX T ) t (p)
for t ∈ I(s, p). Since γt,s = π2 ◦ β t−s ◦ i s by Corollary 7.51, it follows that
∗
c(t) = i s∗ ( β t−s ( π2∗ T ))(p) = (i s∗ p ) ∗ ( β t−s
∗
( π2∗ T ))(s, p) = (i s∗ p ) ∗ ◦ b(t − s)
for t ∈ I(s, p), where (i s∗ p ) ∗ : T k (T(s,p) (J × M)) → T k (Tp M) is the linear map
Defined in Definition 4.52. This shows that the curve c is smooth, and if we
canonically identify Tc(s) T k (Tp M) with T k (Tp M) and Tb(0) T k (T(s,p) (J × M)) with
T k (T(s,p) (J × M)) as in Lemma 2.84, we have that
Since
b′ (t − s) = β t−s
∗
( LXe ( π2∗ T ))(s, p)
and β t−s ◦ i s = i t ◦ γt,s by Proposition 4.90 and Corollary 7.51, it also follows that
c′ (t) = (i s∗ p) ∗ ◦ b′ (t − s) = i s∗ (β t−s
∗
( LXe ( π2∗ T )))(p)
∗
= γ t,s (i t∗ ( LXe ( π2∗ T )))(p) = γ t,s
∗
(LX T ) t (p).
(iX ω ) t = i Xt ω
for each t ∈ J.
i Xt ω = i t∗ ( iXe ( π2∗ ω ))
for every p ∈ M.
(LX ω ) t = d ( i Xt ω ) + i Xt (d ω )
for t ∈ J.
for t ∈ J.
SYMPLECTIC MANIFOLDS
7.63 Definition A non-degenerate, closed 2-form ω ∈ Ω 2 (M) is called a sym-
plectic form on M. A smooth manifold M with a symplectic form ω is called a
symplectic manifold, and it is also denoted by (M, ω ) . If (M1 , ω1 ) and (M2 , ω2 ) are
two sympectic manifolds, then a smooth map f : M1 → M2 is said to be symplectic
or to be a canonical transformation if f ∗ ω2 = ω1 .
7.64 Proposition Let (M1 , ω1 ) and (M2 , ω2 ) be sympectic manifolds, and let
π1 : M1 × M2 → M1 and π2 : M1 × M2 → M2 be the projections on the first and second
factor. Then
Ω = π1∗ ω1 − π2∗ ω2
is a symplectic form on M1 × M2 . A smooth map f : M1 → M2 with graph G( f ) is
symplectic if and only if
i∗ Ω = 0 ,
where i : G( f ) → M1 × M2 is the inclusion map.
METRIC AND SYMPLECTIC STRUCTURES 219
PROOF : As
Ω (p, q) ( iq ∗ (v1 ) + i p ∗ (v2 ), iq ∗ (w1 ) + i p ∗ (w2 ))
= ω1 (p)(v1 , w1 ) − ω2 (q)(v2 , w2 )
for v1 , w1 ∈ Tp M1 and v2 , w2 ∈ Tq M2 , the 2-form Ω is non-degenerate. By Proposition
5.59 it is also closed, and Ω is therefore a symplectic form on M1 × M2 . The last part
of the proposition follows since
i ∗ Ω (p, f (p)) ( i f (p) ∗ (v) + i p ∗ ◦ f ∗ (v), i f (p) ∗ (w) + i p ∗ ◦ f ∗ (w))
= ( ω1 − f ∗ ω2 )(p)(v, w)
for v, w ∈ Tp M1 .
PROOF : We prove the first part of the propsition by induction on n. It is true for
n = 0 and n = 1 since ω = 0 in this case, so that m = 0 and we can let B be any basis
for V . We will now prove it for n > 1 assuming that it is true for every vector space
V of dimension less than n.
The assertion is obviously true if ω = 0. Otherwise, there are vectors vm , v2m ∈ V
with a = ω (vm , v2m ) 6= 0. Dividing vm by a, we may assume that ω (vm , v2m ) = 1. Let
V1 = L(vm , v2m ) be the subspace of V spanned by vm and v2m , and let
W1 = {w ∈ V | ω (w, v) = 0 for every v ∈ V1 } .
Then we have that V = V1 ⊕ W1 . Indeed, if v ∈ V , then
v − ω (v, v2m ) vm + ω (v, vm ) v2m ∈ W1
which shows that V = V1 + W1 , and we clearly have that V1 ∩ W1 = {0} .
The restriction ω1 : W1 × W1 → R of ω is a skew symmetric bilinear func-
tional of rank r − 2. By the induction hypothesis there is therefore a basis B1 =
{v1 , ..., vm−1 , vm+1 , ..., v2m−1 , v2m+1 , ..., vn } for W1 with
0 Im−1 0
mB1 (ω1 ) = − Im−1 0 0 ,
0 0 0
220 SMOOTH MANIFOLDS AND FIBRE BUNDLES
and B = {v1 , ..., vn } is then a basis for V satisfying the first part of the proposition.
To prove the last part of the proposition, we use that
v∗i ∧ v∗i+m (v j , vk ) = v∗i (v j ) v∗i+m (vk ) − v∗i+m (v j ) v∗i (vk ) = δi, j δi+m,k − δi+m, j δi,k
for i = 1, ..., m and j, k = 1, ..., n , which follows from Proposition 5.13 (1). This
implies that
m
∗ ∗ δ −δ for 1 ≤ j, k ≤ 2m
∑ vi ∧ vi+m (v j , vk ) = 0 j+m,k k+m, j otherwise
i=1
= (−1) m (m−1) / 2 ∑ v∗σ (1) ∧ · · · ∧ v∗σ (m) ∧ v∗σ (1)+m ∧ · · · ∧ vσ∗ (m)+m
σ ∈Sm
Each term in the third sum is obtained by moving successively the basis vectors
vσ∗ (2) , ..., v∗σ (m) in the dual basis leftwords and collecting them on the left hand side
of the exterior product, resulting in 1 + ... + (m − 1) = m (m − 1)/ 2 transpositions
as each basis vector v∗σ ( j+1) is moved successively to the left of the j basis vectors
v∗σ ( j)+m , ..., v∗σ (1)+m for j = 1, ..., m − 1.
Now, if ω is symplectic, then r = n and the last assertion in the proposition is
satisfied with k = m. On the other hand, if ω is not symplectic, then r < n. In this
case, either n is odd, or n = 2k for an integer k > m so that ω k = 0 which follows
from the above formula for ω m .
PROOF : Let (y,V ) be a local chart around p with y(p) = 0, and suppose that the
form ω is closed and is given locally by
ω |V = ∑ ω i j dyi ∧ dy j .
i< j
e
ηt = η0 +t η
for q ∈ U by Propositions 5.53 and 5.59. Hence it follows from Proposition 4.15 that
ω (q) = tz,∗q β
for q ∈ U, where (tz , π −1 (U)) is the local trivialization for the tangent bundle π :
T M → M corresponding to the local chart (z,U), and β ∈ Λ2 (R2k ) is the symplectic
2-form on R2k given by
β = ∑ ω i j (p) ei ∧ e j ,
i< j
where E = {e1 , ..., e2k } is the standard basis for R2k and E ∗ = {e1 , ..., e2k } is the dual
basis.
By Proposition 7.65 there is a basis B = {v1 , ..., v2k } for R2k with dual basis
∗
B = {v1 , ..., v2k } so that
k
β = ∑ vi ∧ vi+k .
i=1
Now let x = Λ ◦ z , where Λ : R2k → R2k is the linear isomorphism with Λ(vi ) = ei
for i = 1, ..., 2k. By Proposition 4.6 it follows that Λ∗ (ei ) = vi for i = 1, ..., 2k, so that
!
k
β = Λ∗ ∑ ei ∧ ei+k .
i=1
Since tx, q = Λ ◦ tz, q by the commutative diagram in 2.70, this finally shows that
!
k k
ω (q) = tx,∗ q ∑ ei ∧ ei+k = ∑ dxi (q) ∧ dxi+k (q)
i=1 i=1
for q ∈ U, which completes the proof of the “only if” part of the theorem. The “if”
part is immediately seen to be true.
θ (v) = v ◦ π∗ v
If (x,U) is a local chart on M and (tx′ , π −1 (U)) is the corresponding local trivial-
ization in the cotangent bundle defined in Remark 4.9, we obtain a local chart (z,W )
on T ∗ M where W = π −1 (U) and z = (x × id) ◦ tx′ so that
!
n
z ∑ ai dxi (u) = (x(u), a)
i=1
Since
x ◦ π ◦ z−1 = pr1 | x(U)× Rn ,
it follows that D(x ◦ π ◦ z−1 )(z(v)) = pr1 , where pr1 : Rn × Rn → Rn is the projection
on the first factor. By 2.70 we therefore have a commutative diagram
tz,v
Tv (T ∗ M) ✲ Rn × Rn
π∗ v pr1
❄ ❄
Tu M ✲ Rn
tx,u
❅
v❅ λ
❅❅
❘ ✠
R
224 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Using that
2n n n
λ ◦ pr1 = ∑ λ ◦ pr1 ( fi ) f i = ∑ λ (ei ) f i = ∑ ai f i ,
i=1 i=1 i=1
for every u ∈ M and v ∈ Tu M. The last formula in the proposition follows from the
first one since ω = − d θ .
is a basis for ker π ∗ v for each v ∈ W , and ω (v)(w1 , w2 ) = 0 for every w1 , w2 ∈ ker π ∗ v .
If β is a closed 1-form on M , then
PROOF : Since !
∂
∂ (xi ◦ π )
π∗ (xi ) = (v) = δ ik
∂ zk ∂ zk
v
for i = 1, ..., n and k = 1, ..., 2n , we have that
!
2n n
π∗ ∑ ai ∂∂zi = ∑ ai ∂ i
∂x
i=1 v i=1 u
for u ∈ U, v ∈ Tu∗ M and a ∈ R2n , which proves the first part of the proposition.
Using that w − (β ◦ π ) ∗ (w) ∈ ker π ∗ β (u) when u ∈ M and w ∈ Tβ (u) (T ∗ M), and
that β ∗ ω = 0 when β is closed by Proposition 7.71, we now obtain that
HAMILTONIAN SYSTEMS
7.73 Definition Let (M, ω ) be a symplectic manifold, and let H ∈ F (M) be
a smooth function on M. Then the vector field XH = ω ♯ (dH) obtained by raising
indices in the 1-form dH, is called the Hamiltonian vector field with energy function
H. The function H is also called the Hamiltonian .
(q i ◦ γ ) ′ (t) = ∂∂ H ′ ∂H
p i (γ (t)) and (p i ◦ γ ) (t) = − ∂ q i (γ (t))
7.76 Proposition Let (M, ω ) be a symplectic manifold, and consider two smooth
functions f , g ∈ F (M) . If γ : I → M is an integral curve for Xg , then we have that
( f ◦ γ ) ′ (t) = { f , g} ◦ γ (t)
for t ∈ I . In particular, the function f ◦ γ is constant on I if and only if { f , g} vanishes
on γ (I) .
PROOF : By Proposition 4.14 we have that
for t ∈ I .
LAGRANGIAN SYSTEMS
f✲
E Ee
❙ ✓
π ❙ ✓ πe
✇
❙ ✴
✓
M
F( f )(v) = ( f p ) ∗ v
for p ∈ M and v ∈ E p , where we canonically identify Tv E p with E p and T f (v) Eep with
Eep as in Lemma 2.84.
( f p)∗ v ✲ T Ee
Tv E p f (v) p
ωv e f (v)
ω
❄ ❄
Ep ✲ Eep
F( f )(v)
= (p, e e f (v) ◦ ( f p ) ∗ v ◦ ω −1
tp ◦ ω −1
v ◦ t p ) = (p, t e
−1
t p , f (v) ◦ ( f p ) ∗ v ◦ t t p , v )
which shows that the fibre derivative F( f ) is smooth and fibre preserving.
F( f ) : E → Λ 1 (E ;W ) ,
F( f )(v) = ( f p ) ∗ v
ρ p ◦ fep = f p ,
METRIC AND SYMPLECTIC STRUCTURES 229
ρ p ◦ F( fe)(v) = F( f )(v)
ρ ′ ◦ F( fe) = F( f ) ,
which shows that the fibre derivative F( f ) is smooth and fibre preserving.
and !
n
i
z ∑ ai dx (u) = (x(u), a)
i=1
for i = 1, ..., n. The function pi ◦ F(L) is called the conjugate momentum of the coor-
dinate function qi on V . We have that
In 0
D(z ◦ F(L) ◦ y−1 )(y(v)) = ,
B(v) A(v)
(Lu ) ∗ v ✲ T R
Tv (Tu M) L(v)
ωv e L(v)
ω
❄ ❄
Tu M ✲ R
F(L)(v)
where
−1 ∗ −1 e L(v) ◦ (Lu ) ∗ v ◦ ω −1 −1
(tx,u ) ◦ F(L)(v) = F(L)(v) ◦ tx,u =ω v ◦ tx,u
= t id , L(v) ◦ (Lu ) ∗ v ◦ t −1 −1
tx,u , v = D(Lu ◦ tx,u )(tx,u (v)) .
for t ∈ R. If tx (v) = (u, a), the last equality in the formula follows since
θL | V = ∑ ∂ Li dqi
i
∂ q̇
and
∂ 2L i j ∂ 2L
ωL | V = ∑ i j dq ∧ dq + dqi ∧ d q̇ j .
ij
∂ q̇ ∂ q ∂ q̇i ∂ q̇ j
for Tv (T M) is therefore
B(v) − B(v) t A(v)
mB ( ωL (v)) =
−A(v) 0
for v ∈ V , where A(v) and B(v) are the matrices defined in Proposition 7.81.
PROOF : By Propositions 7.70 and 7.81 we have that
7.84 Remark We see that the Lagrange 2-form ωL is symplectic if and only if L
is a regular Lagrangian.
A(v) = F(L)(v)(v)
232 SMOOTH MANIFOLDS AND FIBRE BUNDLES
7.86 Remark If (x,U) is a local chart on M, and (y,V ) and (z,W ) are the corre-
sponding local charts on T M and T ∗ M defined in Proposition 7.81, we have that
A| V = ∑ q̇i ∂ Li ,
i
∂ q̇
since
λ (v) = ∑ q̇i (v) p i (λ )
i
for t ∈ I .
π∗ ◦ X = idT M
(π ◦ γ ) ′ = γ
7.90 Proposition Let (x,U) be a local chart on a smooth manifold M n , and let
(y,V ) be the corresponding local chart on T M defined in Proposition 7.81. Further-
more, let XE be a Lagrangian vector field for a regular Lagrangian L : T M → R . Then
XE is a second order equation on M, and a smooth curve γ : I → V is an integral curve
for XE if and only if it satisfies the Lagrange’s equations
′
∂L
(q i ◦ γ ) ′ (t) = q̇ i (γ (t)) and i ◦ γ (t) = ∂ Li (γ (t))
∂ q̇ ∂q
so that
!
∗ ♯
0 A(v) −1
mB
B ( ωL (v) ) = .
−A(v) −1 A(v) −1 {B(v) t − B(v) } A(v) −1
E | V = ∑ q̇ j ∂ Lj − L| V ,
j
∂ q̇
so that
dE | V = ∑ (ai dqi + bi d q̇ i )
i
where
∂ 2L
ai = ∂ Ei = ∑ q̇ j − ∂L
∂q j
∂ qi ∂ q̇ j ∂ qi
and
∂ 2L
bi = ∂ Ei = ∑ q̇ j .
∂ q̇ j
∂ q̇i ∂ q̇ j
a = B t q̇ − e and b = A q̇ .
234 SMOOTH MANIFOLDS AND FIBRE BUNDLES
where
c = q̇ and Ad = −(B t q̇ − e) + (B t − B) q̇ = e − B q̇ .
Hence γ is an integral curve for XE if and only if
(q i ◦ γ ) ′ (t) = q̇ i (γ (t))
and
′
∂L ∂L
◦ γ (t) = d (γ (t)) (γ ′ (t))
∂ q̇ i ∂ q̇i
∂ 2L ′ ∂ 2L
=∑ i
j
j (γ (t)) dq (γ (t)) (γ (t)) + (γ (t)) d q̇ j (γ (t)) (γ ′ (t))
j
∂ q̇ ∂ q ∂ q̇i ∂ q̇ j
∂ 2L 2
=∑ (γ (t)) (q j ◦ γ ) ′ (t) + ∂i L j (γ (t)) (q̇ j ◦ γ ) ′ (t)
j
∂ q̇i ∂ q j ∂ q̇ ∂ q̇
∂ 2L 2
=∑ (γ (t)) q̇ j (γ (t)) + ∂i L j (γ (t)) (q̇ j ◦ γ ) ′ (t) = ∂ Li (γ (t))
j
∂ q̇i ∂ q j ∂ q̇ ∂ q̇ ∂q
F(L) ∗
T ( T M) ✲ T ( T ∗ M)
✻ ✻
XE XH
TM ✲ T ∗M
F(L)
❅
❅
E ❅ H
❘
❅ ✠
R
PROOF : Let ω be the canonical 2-form on T ∗ M, and let ωL = F(L) ∗ ω be the La-
grange 2-form on T M. Then we have that
F(L) ∗ ◦ XE = XH ◦ F(L) ,
(Hu ) ∗ v ✲
Tv (Tu∗ M) TH(v) R
ωv e H(v)
ω
❄ ❄
Tu∗ M ✲ R
iT M ◦ F(H)(v)
where
−1
′ −1
(tx,u )∗ ◦ iT M ◦ F(H)(v) = iT M ◦ F(H)(v) ◦ tx,u
′
−1
e H(v) ◦ (Hu ) ∗ v ◦ ω −1
=ω ′ −1
v ◦ tx,u = t id , H(v) ◦ (Hu ) ∗ v ◦ t t ′ , v
x,u
′ −1 ′
= D(Hu ◦ tx,u )(tx,u (v)) .
for t ∈ R. If tx′ (v) = (u, a), the last equality in the formula follows since
−1 −1
c(t) = H ◦ z−1 (x(u), a + tei ) = H ◦ tx′ (u, a + tei) = Hu ◦ tx,u
′
(a + tei) .
G = θ (XH ) ,
7.95 Remark If (x,U) is a local chart on M, and (z,W ) is the corresponding local
chart on T ∗ M defined in Proposition 7.81, we have that
G| W = ∑ pi ∂∂ H
pi ,
i
F(L) = F(H)−1 .
PROOF : Let (x,U) be a local chart on M, and let (y,V ) and (z,W ) be the correspond-
ing local charts on T M and T ∗ M defined in Proposition 7.81. By Proposition 7.93
we have that
qi ◦ F(H)−1 = qi and ∂∂ H −1
p ◦ F(H) = q̇
i
i
for i = 1, ..., n. Hence it follows from Remark 7.95 that
L| V = ∑ {p j ◦ F(H)−1 } q̇ j − H | W ◦ F(H)−1 ,
j
∂ {p j ◦ F(H)−1 } j
pi ◦ F(L) = ∂ Li = ∑ i q̇ + {pi ◦ F(H)−1 }
∂ q̇ j
∂ q̇
∂ {p j ◦ F(H)−1 }
− ∑ { ∂∂ pH ◦ F(H)−1 } = pi ◦ F(H)−1
j j ∂ q̇i
for i = 1, ..., n. The proposition now follows since we also have that
qi ◦ F(L) = qi = qi ◦ F(H)−1
for i = 1, ..., n.
it follows from Proposition 7.92 that A is the action of L, and hence that E = A − L
is the energy of L. Therefore H = E ◦ F(L)−1 can be recovered from L in the way
described in Proposition 7.92.
F(H) = F(L)−1 .
METRIC AND SYMPLECTIC STRUCTURES 239
PROOF : Let (x,U) be a local chart on M, and let (y,V ) and (z,W ) be the correspond-
ing local charts on T M and T ∗ M defined in Proposition 7.81. By the same proposition
we also have that
∂L
qi ◦ F(L)−1 = qi and ◦ F(L)−1 = pi
∂ q̇i
for i = 1, ..., n. Hence it follows from Remark 7.86 that
H |W = ∑ {q̇ j ◦ F(L)−1 } p j − L| V ◦ F(L)−1 ,
j
∂ {q̇ j ◦ F(L)−1 }
q̇i ◦ F(H) = ∂∂ H
pi = ∑ ∂ pi p j + {q̇i ◦ F(L)−1 }
j
∂ {q̇ j ◦ F(L)−1 }
− ∑ { ∂ Lj ◦ F(L)−1 } ∂p = q̇i ◦ F(L)−1
j
∂ q̇ i
for i = 1, ..., n. The proposition now follows since we also have that
qi ◦ F(H) = qi = qi ◦ F(L)−1
for i = 1, ..., n.
CONSERVATIVE SYSTEMS
7.101 Proposition Let M be a pseudo-Riemannian manifold with a metric g, and
let V ∈ F (M) be a smooth function on M. Then the map L : T M → R defined by
L = T − V ◦ π , where
T (v) = 12 g(u)(v, v)
for u ∈ M and v ∈ Tu M, is a hyperregular Lagrangian whose fibre derivative F(L) :
T M → T ∗ M is given by
F(L) u = g(u) ♭
for u ∈ M. The action and energy of L are given by A = 2T and E = T + V ◦ π .
240 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for (q, v) ∈ R3n ×R3n . As well as being real numbers, we also let q1 , ... , q3n , v1 , ... , v3n
denote the coordinate functions of the local chart (ω , T R3n ) on T R3n .
We have a metric g on R3n defined by
3n
g(q)(v, w) = ∑ Mi vi wi
i=1
for q ∈ R3n and v, w ∈ Tq R3n , where M3k−2 = M3k−1 = M3k = mk for k = 1, ... , n. Let
(F3k−2 , F3k−1 , F3k ) be the force acting on the kth particle for k = 1, ... , n. Assuming
that the forces are conservative, there is a potential energy function V ∈ F (R3n ) such
that
Fi = − ∂ Vi ◦ π
∂q
for i = 1, ... , 3n.
By Proposition 7.101 we have a hyperregular Lagrangian L : T R3n → R defined
by L = T − V ◦ π , where T : T R3n → R is the kinetic energy function given by
3n
T ◦ ω −1 (q, v) = ∑ 1
2 Mi (vi )2
i=1
for (q, v) ∈ R3n × R3n . The energy of L, called the total energy function, is therefore
E = T + V ◦ π , i.e.,
3n
E ◦ ω −1 (q, v) = ∑ 12 Mi (vi )2 + V (q)
i=1
for (q, v) ∈ R3n × R3n . The Lagrange’s equations for a curve γ : I → T R3n now take
the form
for t ∈ I and i = 1, ..., 3n. Combining these equations, we obtain Newton’s second
law
Mi (qi ◦ γ ) ′′ (t) = Fi ◦ γ (t)
for t ∈ I and i = 1, ..., 3n.
The system can also be described in the phase space R3n × (R3n )∗ , which may
be identified with the total space in the cotangent bundle π : T ∗ R3n → R3n by means
of the equivalence ω e : T ∗ R3n → R3n × (R3n )∗ over R3n given by ω eq = (ωq∗ )−1 for
3n
q ∈ R , i.e.,
3n 3n
ωe ( ∑ p i de i (q) ) = q, ∑ pi ei
i=1 i=1
for (q, p) ∈ R ×R . As well as being real numbers, we also let q1 , ... , q3n , p1 , ... , p3n
3n 3n
denote the coordinate functions of the local chart ((id × r) ◦ ωe , T ∗ R3n ) on T ∗ R3n ,
n ∗
where r : (R ) → R is the linear isomorphism defined by r(e ) = ei for i = 1, ..., 3n.
n i
for (q, p) ∈ R3n × R3n . By Proposition 7.92 the Hamiltonian of the system is H =
E ◦ F(L) −1 , i.e.,
3n 3n
−1 i p2
H◦ω e q, ∑ pi e = ∑ i + V (q)
i=1 i=1 2Mi
for (q, p) ∈ R3n × R3n . The Hamilton equations for a curve γ : I → T ∗ R3n therefore
take the form
and
k
ω |U = ∑ dxi ∧ dxi+k .
i=1
ω |V = ∑ a i j dyi ∧ dy j ,
1≤i< j≤2k
where the skew symmetric matrix ( ω i j (q)) , given by ω i j (q) = a i j (q) for 1 ≤ i <
j ≤ 2k , is of rank 2k for every q ∈ V . Using that ω is closed, we have that
n
∂ ai j
d ω |V = ∑ ∑ dyr ∧ dyi ∧ dy j = 0
1≤i< j≤2k r=1 ∂ yr
α ∗(ω ) = ∑ b i j dui ∧ du j ,
1≤i< j≤2k
Using this, we obtain the local chart (x,U) around p on M with coordinate neigh-
bourhood U = π −1 (W ) and coordinate map x : U → R2k × Rn−2k defined by x =
{(z ◦ u−1 ) × id } ◦ y , i.e.,
j
z ◦ π for j = 1, ... , 2k
xj = ,
yj for j = 2k + 1, ... , n
METRIC AND SYMPLECTIC STRUCTURES 243
π∗ ✲
T ( T ∗ M) TM
π ′′ π′
❄ ❄
✲
T ∗M π M
that π∗ ◦ XH ◦ dS is a section of π ′ : T M → M .
Let α : I → T ∗ M be the smooth curve on T ∗ M given by α = dS ◦ γ . If γ : I → M
is an integral curve for π∗ ◦ XH ◦ dS , we have that
if and only if
d(H ◦ dS)(γ (t)) = 0
for t ∈ I , showing that the assertions (1) and (2) are equivalent.
ωH = π2∗ ω + dH ∧ dt .
The suspension XeH of the Hamiltonian vector field with energy function H is a local
basis for ker ωH .
PROOF : We see that
! ! !
d
d
ωH (s, p) i p ∗ a dr + i s ∗ (v) , i p ∗ b dr + i s ∗ (w)
s s
on M for each s ∈ J .
PROOF : Let (r, J) be the standard local chart on J where r : J → R is the inclusion
map, and let (x,U) be a local chart on M and (z,W ) be the corresponding local chart
on T ∗ M defined in Proposition 7.70. We denote by t and y the two component maps
of the coordinate map r × x : J × U → R × Rn on J × M.
Now let F : J × M → T ∗ M be the smooth map defined by F(s, u) = dWs (u) for
s ∈ J and u ∈ M , which is given locally by
n
∂W
F(s, u) = ∑ (s, u) dxi (u)
i=1
∂ yi
so that
!
d
2n
∂ (zi ◦ F) 2 n
Fu ∗ dr = ∑ ∂t (s, u) ∂ i = ∑ ∂ W i (s, u) ∂ i
i=1
∂z i=1
∂t ∂y ∂p
s F(s,u) F(s,u)
for s ∈ J and u ∈ U . Using the local expression for ω given in Proposition 7.74, we
see that
! !
d
n
∂ 2W
ω (F(s, u)) Fu ∗ dr ,w =− ∑ (s, u) dqi (F(s, u)) (w)
i=1
∂ t ∂ yi
s
n
= − ∑ ∂ i ∂∂Wt dxi (u) (π∗ (w)) = − d ∂∂Wt (u) (π∗ (w))
∂x i=1 s s
u
if and only if
d Hs ◦ dWs + ∂∂Wt (γ (s)) = 0
s
for each s ∈ I , showing that the assertions (1) and (2) are equivalent.
Chapter 8
LIE GROUPS
8.3 If G is a Lie group and g ∈ G, we define the left and right translations
Lg : G → G and Rg : G → G by
for h ∈ G. Both Lg and Rg are diffeomorphisms with inverses Lg−1 and Rg−1 , respec-
tively. In particular, it follows that a Lie group has the same dimension at all points.
A vector field X on G is called left invariant if Lg ∗ (X) = X for every g ∈ G, which
means that X is Lg -related to itself for every g ∈ G. It follows from Propositions 4.86
and 4.88 that the left invariant vector fields form a Lie subalgebra of the Lie algebra
of all vector fields on G.
Xeg = Lg ∗ (X)
Xegh = Lg ∗ (Xeh )
for every g, h ∈ G. To complete the proof, we only need to show that Xe is smooth in
247
248 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Xe |Lg (V ) = Lg ∗ (Xe |V ) ,
it then follows that Xe is smooth at every point g ∈ G and therefore is a left invariant
vector field on G with Xee = X.
Let (z,U) be a local chart around e, and let n be the dimension of G. As G is
a Lie group, the map µ : G × G → G given by µ (g, h) = gh is smooth. Choose an
open neighbourhood V of e so that µ (V × V ) ⊂ U, and let x = z|V . Then the map
f : x(V ) × x(V ) → Rn defined by f = z ◦ µ ◦ (x−1 × x−1 ) is smooth, and we have that
f (a, b) = z ◦ Lx−1 (a) ◦ x−1 (b)
for a, b ∈ x(V ).
Now let (tz , π −1 (U)) be the local trivialization in the tangent bundle π : T G → G
associated with the local chart (z,U) on G. If X = [x, v] e , we have that
Xe ◦ x−1 (a) = Lx−1 (a) ∗ (X) = [ z, D (z ◦ Lx−1 (a) ◦ x−1 )(x(e)) v ] x−1 (a)
= [ z, D2 f (a, x(e)) v ] x−1 (a)
so that
(z × id) ◦ tz ◦ Xe ◦ x−1 (a) = (a, D2 f (a, x(e)) v)
8.5 We thus have a linear isomorphism φ from the tangent space Te G to the Lie
e and we introduce
algebra of all left invariant vector fields on G given by φ (X) = X,
a bracket product in Te G which makes φ a Lie algebra isomorphism by defining
e Ye ] (e)
[ X,Y ] = [ X,
for X,Y ∈ Te G. The vector space Te G with this bracket product is called the Lie
algebra of G and is denoted by L (G) or g.
φ ◦ Lg = Lφ (g) ◦ φ
so that
φ∗ (Xeg ) = φ∗ Lg ∗ (X) = Lφ (g) ∗ (X ′ ) = Xe′ φ (g) .
8.10 Examples
(a) Let gl (n, R) be the Lie algebra of real n × n-matrices with bracket product
[ A, B ] = AB − BA as defined in Remark 4.83. It is a vector space of dimension
n2 , and we let y i j : gl (n, R) → R be the linear funtional assigning to each ma-
2
trix A its i j-th entry A i j . Then we have a linear isomorphism z : gl (n, R) → Rn
given by z b ( j, i) = y i j for 1 ≤ i, j ≤ n, where b : In × In → In2 is the bijection
defined in Remark 4.27. We give gl (n, R) the manifold structure defined in
Example 2.9 (b) so that z is a coordinate map. If E = {e1 , ... , en2 } is the stan-
2
dard basis for Rn , we have a corresponding basis C = {E ji |1 ≤ i, j ≤ n} for
gl (n, R) , where E ji is the n × n-matrix with all the entries equal to zero except
the i j-th entry which is 1. We have that z(E ji ) = e b ( j, i) for 1 ≤ i, j ≤ n, and
E ji Esr = δ j r Esi
for 1 ≤ i, j, r, s ≤ n.
Now let Gl (n, R) be the group of non-singular real n × n-matrices. As the
determinant function det : gl (n, R) → R is given by
Gl (n, R) → gl (n, R) is the inclusion map, then (z ◦ α , Gl (n, R)) is a local chart
on Gl (n, R) with coordinate functions x i j = y i j ◦ α . Moreover, since
n
(AB) i j = ∑ A ik B k j
k=1
and
(A−1 ) i j = (−1) i+ j det (A ji )/det (A) ,
where A i j is the matrix obtained from A by deleting the i-th row and the
j-th column, it follows that x i j (AB−1 ) is a rational function of x kl (A) and
x kl (B) with non-zero denominator. Hence the group operations in Gl (n, R)
are smooth so that Gl (n, R) is a Lie group called the general linear group .
We will show that the Lie algebra g of Gl (n, R) may be identified with
gl (n, R) using Lemma 2.84. We have that g = Te Gl (n, R) = Te gl (n, R) which
we canonically identify with gl (n, R) by means of the linear isomorphism
ω : g → gl (n, R) given by ω = z−1 ◦ tz,e . It only remains to show that
As usual we let Xe and Ye be the left invariant vector fields on Gl (n, R) deter-
mined by X and Y . By Lemmas 2.84 and 2.78 (1) we have that
ω (X) i j = X (x i j )
ω ( [ X,Y ] ) i j = [ X,Y ] (x i j ) = X ( Ye (x i j )) − Y ( Xe (x i j )) .
and hence
n n
X ( Ye (x i j )) = ∑ X (x ik ) Y (x k j ) = ∑ ω (X) ik ω (Y ) k j = (ω (X) ω (Y )) i j
k=1 k=1
(b) Let V be a finite dimensional real vector space and End (V ) be the Lie algebra
of linear endomorphisms of V with bracket product [ F, G ] = F ◦ G − G ◦ F. If
B = {v1 , ..., vn } is a basis for V , we have a Lie algebra isomorphism
φ : End (V ) → gl (n, R)
given by
φ (F) = mB
B (F)
G ◦ F −1 = φ −1 ( φ (G) φ (F)−1 )
ψ : Aut (V ) → Gl (n, R)
e
ω ω
❄ ❄
φ✲
End (V ) gl (n, R)
252 SMOOTH MANIFOLDS AND FIBRE BUNDLES
which shows that ψ∗ is identified with φ when we identify the Lie algebras of
Aut (V ) and Gl (n, R) with End (V ) and gl (n, R) in the way described above.
We often denote End (V ) and Aut (V ) by gl (V ) and Gl (V ), respectively. When
V = Rn , we always use the standard basis E = {e1 , ..., en } to define the isomor-
phisms φ and ψ and the basis D.
(c) Let gl (n, C) be the Lie algebra of complex n × n-matrices with bracket prod-
uct [ A, B ] = AB − BA as defined in Remark 4.83. It is a real vector space of
dimension 2 n2 , and we let y i j : gl (n, C) → C be the complex linear funtional
assigning to each matrix A its i j-th entry A i j . Then we have a linear isomor-
2
phism z : gl (n, C) → R 2 n given by z b (1, j, i) = Re y i j and z b (2, j, i) = Im y i j
for 1 ≤ i, j ≤ n, where b : I2 × In × In → I 2 n2 is the bijection defined in Re-
mark 4.27. We give gl (n, C) the manifold structure defined in Example 2.9 (b)
so that z is a coordinate map. If E = {e1 , ... , e 2 n2 } is the standard
p basis for
2 2
R , we have a corresponding basis C = {E j |1 ≤ i, j ≤ n} ∪ { −1 E ji |1 ≤
n i
i, j ≤ n} for gl (n, C) , where E ji is the n × n-matrix with all the entries equal
to zero except the i j-th entry which is 1. We have that z(E ji ) = e b (1, j, i) and
p
z( −1 E ji ) = e b (2, j, i) for 1 ≤ i, j ≤ n.
Now let Gl (n, C) be the group of non-singular complex n × n-matrices. As the
determinant function det : gl (n, C) → C is given by
φ : End (V ) → gl (n, C)
given by
φ (F) = mB
B (F)
GROUP REPRESENTATIONS
8.11 Definition A Lie group homomorphism φ : G → H, where H = Aut (V ) for
a vector space V or H = Gl (n, R), is called a representation of the Lie group G. The
representation φ is said to be faithful if it is injective.
We say that the representations φ i : G → Aut (V i ) for i = 1, 2 are equivalent if
there is a linear isomorphism S : V 1 → V 2 so that
S ◦ φ 1 (g) = φ 2 (g) ◦ S
for every g ∈ G. Two representations φ i : G → Gl (n, R) for i = 1, 2 are said to be
equivalent if there is a matrix A ∈ Gl (n, R) so that
A φ 1 (g) = φ 2 (g) A
for every g ∈ G.
i◦ ψ ∗ = α ◦ ψ ◦ φ ,
for A ∈ Gl (n, R), thus showing that ρ is smooth and completing the proof of the
proposition.
LIE SUBGROUPS
8.14 Definition Let G be a Lie group. A Lie group H is called a Lie subgroup of
G if it is a subgroup and an immersed submanifold of G.
8.17 Proposition Let G be a Lie group, and let h be a Lie subalgebra of g. Then
we have an integrable distribution ∆ on G given by
e
∆ g = {X(g)|X ∈ h}
k
[ Xei , Xej ] = ∑ crij Xer
r=1
8.18 Theorem Let G be a Lie group, and let h be a Lie subalgebra of g. Then
there is a unique connected Lie subgroup H of G with Lie algebra h.
256 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Lg ∗ (∆ h ) = ∆ gh
for every g, h ∈ G, it follows from Proposition 4.107 that Lg−1 (H) is also a maximal
connected integral manifold of ∆ passing through e and therefore coincides with H
for each g ∈ H. Hence we have that g, h ∈ H implies g−1 h ∈ H, which shows that H
is a subgroup of G.
To prove that H is a Lie subgroup of G, we must show that the map ρ : H ×H → H
given by ρ (g, h) = gh−1 is smooth. This follows from Proposition 4.102 as the map
i ◦ ρ : H × H → G is smooth, where i : H → G is the inclusion map.
Finally, it follows from Proposition 8.16 that the Lie algebra of H is ∆ e with
bracket product inherited from g. Hence the Lie algebra of H is h, and this completes
the existence part of the theorem.
To prove the uniqueness part, let H ′ be any connected Lie subgroup of G with
Lie algebra h. By Proposition 8.17 we know that H ′ is a connected integral manifold
of ∆ passing through e. Hence the Frobenius theorem implies that H ′ is an open
submanifold of H. Since both H ′ and H are subgroups of G, H ′ is also a subgroup of
H, and each left coset of H ′ in H is open in H. As H is connected, this implies that
H ′ = H.
φ✲
gl (n, R) gl (n, C)
z̃ z
❄ ❄
2 i ✲ 2 2
Rn Rn × Rn
2 2 2
where φ : gl (n, R) → gl (n, C) is the inclusion map, and i : Rn → Rn × Rn is the
map given by i(a) = (a, 0) .
As described in Example 8.10, the Lie algebras eg and g of Gl (n, R) and Gl (n, C)
may be identified with gl (n, R) and gl (n, C), respectively, by means of the linear
isomorphisms ω g → gl (n, R) and ω : g → gl (n, C) given by ω
e :e e = z̃−1 ◦ tz̃,e and
LIE GROUPS 257
ψ ∗✲
e
g g
tz̃,e tz,e
❄ ❄
2 i ✲ 2 2
Rn Rn × Rn
since D(z ◦ ψ ◦ z̃−1 )(z̃(e)) = i . Combining these two diagrams, we obtain the com-
mutative diagram
ψ ∗✲
e
g g
e
ω ω
❄ ❄
φ✲
gl (n, R) gl (n, C)
which shows that ψ ∗ is identified with the inclusion map φ when we identify the Lie
algebras of Gl (n, R) and Gl (n, C) with gl (n, R) and gl (n, C) in the way described
Example 8.10.
COVERINGS
PROOF : We first show that M e is second countable. For each point u ∈ M there is an
open neighbourhood U around u which is evenly covered by p. By eventually choos-
ing a smaller U using Propositions 13.38 and 13.81 in the appendix, we may assume
that U is also connected. Since M is second countable and therefore is a Lindelöf
space, M is covered by a countable family {Ui | i ∈ N } of such neighbourhoods.
Now it follows from Proposition 13.82 in the appendix that the connected com-
ponents of p−1 (Ui ) are the sheets over Ui which are second countable since they
are homeomorphic to Ui . We also have that M e is locally connected since this is true
for the manifold M and p is a local homeomorphism. By applying Proposition 4.103
to the countable open cover { p−1 (Ui ) | i ∈ N } of Me , it therefore follows that M
e is
second countable.
We next show that M e is locally Euclidean. Since p is a local homeomorphism,
e has an open neighbourhood U
each point ũ on M e1 which is mapped homeomorphi-
e1 → U1 is the induced
cally by p onto an open neighbourhood U1 of p (ũ) . If p 1 : U
homeomorphism and (x2 ,U2 ) is a local chart around p (ũ) , then x̃ = x2 ◦ p 1 maps the
e = p −1 (U1 ∩ U2 ) of ũ homeomorphically onto an open set
open neighbourhood U 1
inRn . Since Me is also Hausdorff by Proposition 13.76 in the appendix, we therefore
have that Me is locally Euclidean.
If the covering is smooth, then it follows from the rank theorem that p1 is a
diffeomorphism. Hence (x̃, U)e must be a local chart around ũ in the differetiable
e . As these local charts around each point on M
structure on M e form an atlas on M
e,
the uniqueness of the smooth structure follows from Proposition 2.2.
e ) be another local chart on M
To prove the existence, let (ỹ, V e obtained in the
same way as (x̃, U)e from a homeomorphism q 1 : Ve1 → V1 induced by p and a local
chart (y2 ,V2 ) on M. Then the coordinate transformation ỹ ◦ x̃ −1 = y2 ◦ q 1 ◦ p −1 −1
1 ◦ x2
−1
is the restriction of y2 ◦ x2 to x2 (U1 ∩ U2 ∩ V1 ∩ V2 ), showing that the local charts
e and (ỹ, Ve ) are C∞ -related. Hence we obtain a smooth structure on M
(x̃, U) e such
−1 −1
that the covering is smooth, since y2 ◦ p ◦ x̃ = ỹ ◦ x̃ .
8.25 Proposition Let G be a connected Lie group with unit element e, and let p :
e ẽ) → (G, e) be a smooth covering of (G, e) with a connected covering manifold
(G,
Ge . Then there is a unique Lie group structure on G
e with ẽ as unit element such that
the covering projection p is a Lie group homomorphism.
PROOF : Let ρ : (G × G , (e, e)) → (G, e) be the smooth map given by ρ (g, h) =
gh−1 for g, h ∈ G. Then it follows from Proposition 13.109 in the appendix that
e × G,
ρ∗ ◦ (p × p)∗ π1 (G e (ẽ, ẽ)) ⊂ p∗ π1 (G,
e ẽ)
since
ρe ✲
e × G,
(G e (ẽ, ẽ)) e ẽ)
(G,
p× p p
❄ ❄
(G × G , (e, e)) ✲ (G, e)
ρ
is commutative.
We now let ge−1 = ρe (ẽ, ge) and gee g, e
h = ρe (e h −1 ) for ge, e e . To prove that this
h∈G
260 SMOOTH MANIFOLDS AND FIBRE BUNDLES
e,
geẽ = ẽ ge = ge and gege−1 = ge−1 ge = ẽ for every ge ∈ G (1)
and that
ge
(e h) e
k = ge(e
hek) for every ge, e
h, e e.
k∈G (2)
To show the first part of (1), we use the fact that G is a group so that the two
maps µ 1 , µ 2 : (G, e) → (G, e) given by µ 1 (g) = g e and µ 2 (g) = e g and the iden-
tity map id : (G, e) → (G, e) are all equal. Hence the same is true for the maps
e 1, µ
µ e ẽ) → (G,
e 2 : (G, e ẽ) given by µ
e 1 (e e 2 (e
g) = ge ee and µ g) = eege and the identity map
e : (G,
id e ẽ) → (G,e ẽ) , since they are the unique liftings of µ 1 ◦ p , µ 2 ◦ p and id ◦ p ,
respectively. Indeed, we have that
e 1 (e
p◦ µ g) = p ◦ ρe (e
g, ρe (e
e, ee)) = ρ (p (e
g), ρ (e, e)) = µ 1 ◦ p (e
g)
and
e 2 (e
p◦ µ g) = p ◦ ρe (e
e, ρe (e
e, ge)) = ρ (e, ρ (e, p (e
g))) = µ 2 ◦ p (e
g)
ge
p (e h) = p ◦ ρe (e e, e
g, ρe (e g), ρ (e, p (e
h)) = ρ (p (e g) p (e
h))) = p (e h)
for every ge, e e , which shows that the covering projection p is a Lie group homo-
h∈G
morphism, and this completes the proof of the existence part of the proposition.
To show the uniqueness part, suppose that Ge has any Lie group structure with ee
as unit element such that the covering projection p is a Lie group homomorphism,
and let e
λ :G e×Ge→G e be the smooth map defined by e g ,e
λ (e h) = gee
h −1 for ge, e e.
h∈G
Then we have that
p◦e g ,e
λ (e g) p (e
h) = p (e g,e
h) −1 = ρ ◦ (p × p )(e h)
8.26 Corollary Let G be a connected Lie group with unit element e, and let H be
e ẽ) → (G, e) such that
a subgroup of π1 (G, e) . Then there is a smooth covering p : (G,
e ẽ) = H , where the covering manifold G
p∗ π1 (G, e is a Lie group with unit element ẽ
and the covering projection p is a Lie group homomorphism.
LIE GROUPS 261
8.28 Theorem Let G and H be Lie groups, and let Φ : g → h be a Lie algebra
homomorphism. If G is simply connected, then there is a unique Lie group homo-
morphism φ : G → H with φ∗ = Φ.
PROOF : We consider the graph k of Φ given by k = {(X, Φ (X))|X ∈ g} . As Φ
is a Lie algebra homomorphism, k is a Lie subalgebra of g × h = L (G × H) , so
by Theorem 8.18 there is a unique connected Lie subgroup K of G × H whose Lie
algebra is k.
Now let π1 : G × H → G and π2 : G × H → H be the projections on the first and
second factor, and let ω = π1 |K . Then ω : K → G is a Lie group homomorphism,
and ω∗ : k → g is a Lie algebra isomorphism since
ω∗ (X, Φ (X)) = X
for X ∈ g, we have that φ∗ = Φ, showing that φ satisfies the conditions of the theorem.
To show uniqueness of φ , suppose that ψ : G → H is another Lie group homo-
morphism with ψ∗ = Φ. Then the map θ : G → G × H defined by
8.29 Proposition Let G be a Lie group, and let X ∈ g. Then there is a unique
one-parameter subgroup φX : R → G with φ X′ (0) = X.
The left invariant vector field Xe on G determined by X is complete, with flow
γ : R × G → G given by
γ (t, g) = Lg ◦ φX (t) .
In particular, φX is the maximal integral curve for Xe with initial condition φX (0) = e.
PROOF : We use the local chart (r, R) on the Lie group R, where r : R → R is the
d
identity map. Then the tangent vector dr is a basis for the Lie algebra of R, which
0
we may also identify with R, and we have a unique Lie algebra homomorphism
ΦX : R → g such that !
d
ΦX dr =X .
0
By Theorem 8.28 there is a unique Lie group homomorphism φX : R → G with
φX ∗ = ΦX , and hence the first part of the proposition follows from Remark 2.83
which implies that !
d
φ X′ (0) = φX ∗ dr .
0
To prove the last part of the proposition, let Ls : R → R be the left translation on
R defined by Ls (t) = s + t. Then
!
d
d
Ls ∗ dr = dr
t Ls (t)
d
for every s,t ∈ R, which shows that dr is the left invariant vector field on R deter-
d
d
mined by dr . Hence it follows from Proposition 8.7 that the vector fields dr and
0
Xe are φX -related, so that
!
d
φ X′ (t) = φX ∗ dr = Xe (φX (t))
t
for every t ∈ R. Since Xe is left invariant, the last formula is still true if φX is replaced
by Lg ◦ φX , and this completes the proof of the proposition.
LIE GROUPS 263
φX ◦ µ t = φ t X ,
8.33 Corollary Let G be a Lie group, and let φ : G → G be the smooth map
given by φ (g) = g−1 for g ∈ G. Then we have that
φ ∗ g = − ( R g−1 ◦ L g−1 ) ∗ g
φ ∗ ◦ (L g ) ∗ ( X) = (φ ◦ Lg ◦ φ X ) ′ (0) = − (R g−1 ) ∗ ( X)
for every X ∈ g.
264 SMOOTH MANIFOLDS AND FIBRE BUNDLES
8.34 Proposition Let G be a Lie group, and let X,Y ∈ g. Then we have that
[ X,Y ] = 0 if and only if
PROOF : Let α and β be the flows of the left invariant vector fields Xe and Ye on G
determined by X and Y , respectively. Then we have that
and
β (s, α (t, e)) = exp (t X) exp (sY )
for every s,t ∈ R by Propositions 8.29 and 8.31. The result therefore follows from
Propositions 4.91 and 4.92.
8.35 Proposition Let G be a Lie group, and let X,Y ∈ g with [ X,Y ] = 0 . Then
we have that
exp t ( X + Y ) = exp (t X) exp (t Y )
for every t ∈ R.
PROOF : Using Corollary 8.32 (1) and Proposition 8.34 we see that the smooth curve
γ : R → G given by
γ (t) = exp (t X) exp (t Y )
for t ∈ R, is a one-parameter subgroup of G, and we have that γ ′ (0) = X + Y by
Remark 2.75. The result therefore follows from Proposition 8.31.
for v ∈ V .
for every X ∈ g by 2.70 and Proposition 8.31, showing that exp ∗ 0 = id . The last part
of the proposition now follows from the inverse function theorem.
for a ∈ x(U) .
exp ◦ φ ∗ = φ ◦ exp
266 SMOOTH MANIFOLDS AND FIBRE BUNDLES
φ∗✲
g h
exp exp
❄ ❄
φ✲
G H
(φ ◦ φX ) ′ (0) = φ ∗ X .
exp ◦ i∗ = i ◦ exp
i ◦ φ (t) = exp (t X)
exp (U ∩ h ) = ψ (U ∩ h ) = V ∩ H . (1)
for a ∈ x(U) . Then (y,V ) is a local chart around e on G having the submanifold
property
y(V ∩ H) = y(V ) ∩ (Rk × {0}) .
Hence the same is true for the local chart (y ◦ Lg−1 , gV ) around g for each g ∈ H,
which shows that H is a submanifold and a Lie subgroup of G.
Now it follows from Proposition 8.16 that the Lie algebra L (H) of H is a Lie
subalgebra of g, and it only remains to prove that L (H) = h. If X ∈ L (H), then
exp (t X) ∈ H for every t ∈ R by Proposition 8.41. We choose a t 6= 0 with tX ∈ U
and exp (t X) ∈ V . Then it follows from (1) and the fact that exp is one-to-one on
U that tX ∈ U ∩ h , which shows that X ∈ h. Since L (H) and h are subspaces of g
having the same dimension k with L (H) ⊂ h, we conclude that L (H) = h.
CLOSED SUBGROUPS
8.43 Theorem Let G be a Lie group, and let H be a closed subgroup of G. Then
H is a submanifold and a Lie subgroup of G.
Let h denote the Lie algebra of H and h′ be a subspace of g so that g = h ⊕ h′ ,
and let φ : g → G be the map given by
exp (ti Xi ) ∈ H for all i, we claim that X ∈ h. If t ∈ R, we let ki be the largest integer
≤ t/ti so that
t/ti − 1 < ki ≤ t/ti
for all i. Then the sequence {ki ti Xi }∞
i=1 converges to t X, and
which shows that exp (t X) ∈ H , since H is closed. As this is true for all t ∈ R, we
have that X ∈ h.
Using this, we can now show that h is a subspace of g. It is clearly closed under
multiplication with scalars, so we only need to show that it is closed under addition.
Suppose that U ′ is an open neighbourhood of 0 ∈ g which is mapped diffeomorphi-
cally by exp onto an open neighbourhood V ′ of e ∈ G . Let Y, Z ∈ h, and consider
the smooth curve γ : R → G given by
for i = 1, ..., n by 2.70 and Proposition 8.31, showing that φ ∗ 0 = id G . Hence there
are open neighbourhoods W and W ′ of 0 in h and h′ , respectively, with W +W ′ ⊂ U ′ ,
such that φ is a diffeomorphism from W + W ′ onto an open neighbourhood V of e.
We claim that W ′ can be chosen so that exp (X ′ ) ∈ / H when X ′ ∈ W ′ − {0}.
′ ∞ ′
Otherwise, there would be a sequence {Xi }i=1 in h − {0} which converges to 0
with exp (Xi′ ) ∈ H for all i. We have a norm on g so that the linear isomorphism
x : g → Rn given by x(Xi ) = ei for i = 1, ..., n is an isometry, where E = {e1 , ..., en }
LIE GROUPS 269
is the standard basis for Rn . Let ti = kXi′ k and Yi′ = Xi′ / ti for i = 1, 2, 3.... As the set
S′ = {Y ′ ∈ h′ |kY ′ k = 1} is compact, there is a subsequence {Yi′r }∞ ′ ∞
r=1 of {Yi }i=1 which
′ ∞
converges to an element Y ∈ S , and {tir }r=1 is a sequence of positive real numbers
which converges to 0 so that exp (tir Yir ) ∈ H for all r. This shows that Y ∈ h , which
is impossible since h ∩ S′ = 0/ .
We now clearly have that φ (U ∩ h ) ⊂ V ∩ H , where U = W + W ′ . To prove
the reverse inclusion, let g ∈ V ∩ H . Then there are elements X ∈ W and X ′ ∈ W ′
with g = exp (X ′ ) exp (X) . Since g, exp (X) ∈ H , we have that exp (X ′ ) ∈ H which
implies that X ′ = 0. Hence it follows that g ∈ φ (U ∩ h ) , which completes the proof
of the theorem.
8.44 Theorem Let H be a closed subgroup of a Lie group G. Then the set
G/H = {gH|g ∈ G} of left cosets has a unique manifold structure so that the natural
projection π : G → G/H is smooth, and given a map f : G/H → M into a smooth
manifold M, then f is smooth if and only if f ◦ π is smooth.
For each g ∈ G there is an open neighbourhood Ug of π (g) in G/H and a smooth
map sg : Ug → G so that π ◦ sg = ĩg , where ĩg : Ug → G/H is the inclusion map.
PROOF : We give G/H the quotient topology, consisting of the sets O ⊂ G/H such
that π −1 (O) are open in G . Then the projection π is continuous, and it is also an
open map since [
π −1 (π (U)) = UH = Uh
h∈H
ψ (X ′ ) = ψ (X + Y ′ )
φ (O) = φ (W0 + O)
is open for every open set O in W0′ . This completes the proof that φ is a homeo-
morphism.
Let x : h′ → Rn−k be a linear isomorphism, and consider for each g ∈ G the open
neighbourhood Ug = π (Vg ) of π (g) , where Vg = Lg (Ve ) , and the map yg : Ug → Rn−k
given by yg = x ◦ φ −1 ◦ L̃g−1 . We contend that {(yg ,Ug ) | g ∈ G} is an atlas on G/H.
To see this, let π (g1 exp (X1′ )) = π (g2 exp (X2′ )) , where X1′ , X2′ ∈ W0′ , be a point
in Ug1 ∩ Ug2 . Then there is an h ∈ H so that
g−1 ′ ′
2 g1 exp (X1 ) h = exp (X2 ) ,
and we can choose an open neighbourhood W1′ of X1′ contained in W0′ such that
g−1 ′
2 g1 exp (W1 ) h ⊂ Ve .
α (X ′ ) = ρ ◦ ψ −1 (g−1 ′
2 g1 exp (X ) h)
φ ◦ α (X ′ ) = π ( g−1 ′ ′
2 g1 exp (X )) = L̃g−1 ◦ L̃g1 ◦ φ (X )
2
sg = ig ◦ Lg ◦ ψ ◦ φ −1 ◦ L̃g−1 ,
where ig : Vg → G is the inclusion map. Then we have that π ◦ sg = ĩg , which proves
LIE GROUPS 271
the last part of the theorem. Suppose that f : G/H → M is a map into a smooth
manifold M so that f ◦ π is smooth. Then f is also smooth since
f | Ug = f ◦ π ◦ sg
for every g ∈ G.
To prove the uniqueness of the manifold structure, let (G/H) 1 and (G/H) 2 de-
note G/H with two manifold structures satisfying the first part of the theorem. Then
we immediately see that the identity map id : (G/H) 1 → (G/H) 2 and its inverse
are smooth, since π ◦ id = π and π ◦ id −1 = π . This shows that the two manifold
structures must coincide.
MATRIX GROUPS
8.46 Let V be a finite dimensional complex vector space, and let B = {v1 , ..., vn }
be a basis for V . Then we have a linear isomorphism ψ : V → C n given by
n
ψ (v) = a when v= ∑ aj vj ,
j=1
φ (F) = mB
B (F)
272 SMOOTH MANIFOLDS AND FIBRE BUNDLES
by Propositions 13.120 and 13.123 in the appendix. We also define a norm in gl (n, C)
by letting kAk = kFk, so that φ is an isometric isomorphism. If C = {e1 , ..., en } is
the standard basis for C n and A s is the s-th column in A, we see that
|A rs | ≤ kA s k ≤ kAk
for column vectors a and b in C n , so that kak = <a, a>1/2 . The adjoint of a matrix
A ∈ gl (n, C) is the unique matrix A∗ ∈ gl (n, C) which satisfies the relation
t t
<A a, b > = (A a) t b = at A t b = at A b = <a, A b > ,
t
we have that A∗ = A .
Using the Cauchy Schwartz inequality we see that
so that
kAk2 ≤ kA∗ Ak ≤ kA∗ k kAk .
Hence we have that
kAk ≤ kA∗ k ≤ k(A∗ )∗ k = kAk
which implies that kA∗ k = kAk .
A matrix A ∈ gl (n, C) is said to be unitary if it satisfies the relation
8.49 Remark We see that the product AB of two upper triangular n × n-matrices
A and B is an upper triangular n × n-matrix with diagonal elements
(AB) ii = A ii B ii
for i = 1, ..., n .
T (v j ) = a 1 j v1 + S(v j )
for 2 ≤ j ≤ n and complex numbers a 1 j , this completes the proof of the proposition.
for t ∈ R. Using the local chart (z ◦ α , Gl (n, C)) on Gl (n, C) defined in Example
8.10 (c), we see that
∞
zi (Ak ) t k
zi ◦ φ (t) = ∑
k=0 k!
by Definition 8.30.
Using Corollary 8.51 we now choose a B ∈ Gl (n, C) so that BAB−1 = C is an
upper triangular matrix. Then we have that
det( exp (A)) = det( B exp (A) B−1 ) = det( exp (BAB−1 ))
n
= ∏ e Ci i = e tr (C) = e tr (A)
i=1
8.53 Remark By Example 8.19 and Proposition 8.40 the exponential map exp :
gl (n, R) → Gl (n, R) is induced by exp : gl (n, C) → Gl (n, C) and satisfies the same
two formulas for every A ∈ gl (n, R) .
8.54 Corollary Let V be a finite dimensional real or complex vector space. Then
the exponential map exp : gl (V ) → Gl (V ) is given by
∞
Fk
exp (F) = ∑ , (1)
k=0 k!
LIE GROUPS 275
φ (F) = mB
B (F)
ψ : Gl (V ) → Gl (n, K)
φ✲
gl (V ) gl (n, K)
exp exp
❄ ❄
ψ✲
Gl (V ) Gl (n, K)
and
det( exp (F)) = det(ψ ◦ exp (F)) = det( exp ◦ φ (F)) = e tr (φ (F)) = e tr (F)
for F ∈ gl (V ) .
8.55 Examples
(a) Consider the subgroup
of matrices in Gl (n, R) with determinant 1 , called the special linear group, and
the subspace
sl(n, R) = {A ∈ gl (n, R)|tr (A) = 0 }
276 SMOOTH MANIFOLDS AND FIBRE BUNDLES
This shows that tr (A) = 0 so that A ∈ U ∩ sl (n, C) , and completes the proof
of the assertion.
is a submanifold and a closed Lie subgroup of Gl (n, K) , having the Lie subalgebra
ψ ◦ exp = exp ◦ ψ
which implies that exp (A) ∈ V ∩ G . Conversely, assuming that A ∈ U with exp (A) ∈
V ∩ G , we have that ψ (A), −A ∈ U and
This shows that ψ (A) = −A so that A ∈ U ∩ g , and completes the proof of formula
(1). Formula (2) follows by the same arguments combined with Example 8.55, just
replacing (3) by
in the case where K = C. The proposition now follows from Proposition 8.42.
278 SMOOTH MANIFOLDS AND FIBRE BUNDLES
8.57 Using Proposition 8.56 we obtain the following closed Lie subgroups of
Gl (n, R) or Gl (n, C) in the relative topology
respectively.
8.58 Examples
(a) Let S be the signature matrix for the metric g εn in Rn defined in Definition 7.15.
Then we have a closed Lie subgroup
we have that
−Ik 0 at yt −Ik 0 at −yt
S At S = =
0 In−k xt bt 0 In−k −xt bt
which equals
−a −x
−A =
−y −b
if and only if at = −a, bt = −b and y = xt .
(b) Let V be a finite dimensional real vector space with a metric g of index k. If
B = {v1 , ..., vn } is an orthonormal basis for V with g(vi , vi ) = εi for i = 1, .., n,
the linear isomorphism ψ : V → R n given by
n
ψ (v) = a when v= ∑ aj vj ,
j=1
Oε (V ) = {F ∈ Gl (V )|F ∗ g = g}
φ (F) = mB
B (F)
oε (V ) = φ −1 (oε (n))
for every v, w ∈ V , which follows from the fact that A = φ (F) ∈ oε (n) if and
only if
g εn (Aa, b) = at At S b = g nε (a,(SAt S) b) = − g nε (a, Ab)
for every a, b ∈ Rn . If ε is the canonical signature of g, then Oε (V ) and oε (V )
are also denoted by Ok (V ) and ok (V ) , respectively. If the index is 0, they are
denoted simply by O(V ) and o(V ) .
280 SMOOTH MANIFOLDS AND FIBRE BUNDLES
8.59 Proposition For each matrix A ∈ SO(3) there is a unit column vector w ∈ R3
with Aw = w . If F : R3 → R3 is the linear map having A as its standard matrix, there
is a positively oriented orthonormal basis B = {u, v, w} in R3 so that
cos θ − sin θ 0
mBB (F) =
sin θ cos θ 0
0 0 1
R w (θ ) = R −w (2π − θ )
(a1 − b2)2 + (b1 + a2)2 = (a21 + b21) + (a22 + b22 ) − 2(a1b2 − b1a2 ) = 0 ,
form a basis for the Lie algebra so(3) of skew symmetric matrices, satisfying the
commutation relations
[ L1 , L2 ] = L3 , [ L2 , L3 ] = L1 and [ L3 , L1 ] = L2 .
and
cos θ − sin θ 0
exp ( θ L3 ) = sin θ cos θ 0
0 0 1
are the standard matrices for rotations by the angle θ about the x−, y− and z−axis,
respectively.
g(a, b) = at S b
is the signature matrix. The vector space R4 equipped with this metric is called the
Minkowski space. A vector a ∈ R4 is said to be spacelike, lightlike or timelike if
g(a, a) > 0, g(a, a) = 0 or g(a, a) < 0, respectively. We denote the components of a
with respect to the standard basis E = {e0 , e1 , e2 , e3 } for R4 by a0 , a1 , a2 and a3 . The
pseudo-orthogonal group
described in Example 8.58 (a) is called the Lorentz group and is also denoted by L .
If A ∈ L , then det(A) 2 = 1 , and
3
−A200 + ∑ A2r0 = −1
r=1
so that
3
A200 = 1 + ∑ A2r0 ≥ 1 .
r=1
282 SMOOTH MANIFOLDS AND FIBRE BUNDLES
(A−1 ) 00 = (S At S) 00 = A00 .
This shows that L ↑+ is a closed subgroup and therefore a Lie subgroup of L , called
the proper Lorentz group. The matrices S, P = −S and −I are the standard matrices
for time inversion, space inversion (or parity transformation ) and total inversion,
respectively, and we have that
↑− ↑+ ↓+ ↑+
L = PL , L = (−I) L and L ↓− = S L ↑+
.
Example 8.58 (a) the Lie algebra o 1 (4) consists of matrices of the form
0 b1 b2 b3
b1 0 −a3 a2
b2 a3 0 −a1
b 3 −a2 a1 0
for arbitrary real parameters ai and bi . The matrices Ri = α∗ (Li ) for i = 1, 2, 3 are
obtained by choosing ai = 1 and all other parameters equal to 0. Let Bi for i = 1, 2, 3
be the matrices obtained by choosing bi = 1 and all other parameters equal to 0.
These six matrices form a basis for the Lie algebra o 1 (4) , satisfying the commutation
relations
and
[ Bσ (1) , Rσ (2) ] = ε (σ ) Bσ (3)
for every permutation σ ∈ S3 .
The corresponding one-parameter subgroups φ Ri : R → L ↑+ and φ Bi : R →
L ↑+ are given by φ Ri = α ◦ φ Li for i = 1, 2, 3 , and by φ Bi (χ ) = exp ( χ Bi ) for
χ ∈ R and i = 1, 2, 3 , where
cosh χ sinh χ 0 0 cosh χ 0 sinh χ 0
sinh χ cosh χ 0 0 0
exp( χ B1 ) = , exp( χ B2 ) = 0 1 0
0 0 1 0 sinh χ 0 cosh χ 0
0 0 0 1 0 0 0 1
and
cosh χ 0 0 sinh χ
0 1 0 0
exp ( χ B3 ) =
0
0 1 0
sinh χ 0 0 cosh χ
are the standard matrices for velocity transformations or boosts with velocity param-
eter χ along the x−, y− and z−axis, respectively.
= ((ab − u · v) c − (av + bu + u × v) · w,
(ab − u · v) w + c (av + bu + u × v) + (av + bu + u × v) × w)
= (abc − a v · w − b u · w − c u · v − u × v · w,
ab w + ac v + bc u + a v × w + b u × w + c u × v
− (v · w) u + (u · w) v − (u · v) w)
for (a, u), (b, v), (c, w) ∈ H, but it is not commutative. We call the components a and u
of the quaternion (a, u) its scalar and vector part, respectively. The quaternions with
zero scalar part form a subspace H 0 = {0} × R3 of H called the subspace of pure
quaternions. The injection ρ : R → H defined by ρ (a) = (a, 0) is an algebra homo-
morphism, and we identify the subalgebra R × {0} of H with R, and the quaternion
(a, 0) with the real number a. If {i, j, k} is the standard basis for R3 , we also denote
the quaternions (0, i), (0, j) and (0, k) simply by i, j and k, so that the quaternion
q = (a, (b, c, d)) can be written as q = a + bi + c j + dk. We have that
i2 = j2 = k2 = −1
and
i j = − j i = k , jk = −k j = i and ki = −ik = j .
The conjugate of a quaternion q = (a, u) is the quaternion q̄ = (a, −u), and we have
that
q q̄ = q̄q = a2 + kuk 2 = kqk 2 ,
where the non-negative real number
q
kqk = a2 + kuk 2
is called the norm of q = (a, u). Hence each quaternion q 6= 0 has a multiplicative
inverse which is given by q−1 = q̄ / kqk 2, showing that H is a division algebra. We
also have that
p q = q̄ p̄ and kp qk = kpkkqk
when p, q ∈ H.
286 SMOOTH MANIFOLDS AND FIBRE BUNDLES
The last three matrices are skew hermitian with trace 0 , and we denote them by τ1 ,
τ2 and τ3 , respectively. We have that τr = i σr for r = 1, 2, 3 , where
0 1 0 i 1 0
σ1 = , σ2 = and σ3 =
1 0 −i 0 0 −1
are the Pauli spin matrices which are hermitian with trace 0. We also introduce the
hermitian and skew hermitian matrix
1 0 i 0
σ0 = and τ0 =
0 1 0 i
when q ∈ H.
8.66 Now consider the module Hn over H with multiplication with quaternionic
scalars from the right. We define the inner product of two quaternionic vectors a, b ∈
Hn by
n
<a, b> = ∑ āi bi .
i=1
This product is additive in a and b, and we have that
<b, a> = <a, b> , <aq, b> = q̄ <a, b> and <a, bq> = <a, b> q
LIE GROUPS 287
for every a, b ∈ Hn . Indeed, assuming that F preserves the length of every quater-
nionic vector and using that
we see that <F(a), F(b)> q and <a, b> q have equal scalar parts for every quaternion
q. By choosing q = 1, i, j and k, this shows that F preserves the inner product.
Let E = {e1 , ... , en } be the standard basis for Hn , where ei is the vector with all
components equal to 0 except the i-th component which is 1. Writing a ∈ Hn as a
column vector, we have that F(a) = Aa, where A = mEE (F) is the quaternionic n × n
matrix given by
n
F(e j ) = ∑ ei Ai j
i=1
for j = 1, ... , n. We see that F is symplectic if and only if Āt A = I, where I is the
quaternionic n × n identity matrix.
Using only complex scalars, we have a complex vector space isomorphism
ψ : Hn → C2n defined by ψ (a) = x where ai = xi + jxn+i for i = 1, ..., n. The in-
ner product of the quaternionic vectors a and b, where ψ (a) = x and ψ (b) = y, is
given by
n n
<a, b> = ∑ āi bi = ∑ (x̄i − x̄n+i j)(yi + j yn+i )
i=1 i=1
2n n
= ∑ x̄i yi + j ∑ (xi yn+i − xn+i yi ) .
i=1 i=1
By 8.47, 8.57 and Example 8.64 the quaternionic linear map F : Hn → Hn is sym-
plectic if and only if the matrix mB −1
B (ψ ◦ F ◦ ψ ), where B is the standard basis in
2n
C , belongs to U(2n) ∩ Sp (n, C) . Indeed, we need to show that a complex linear
map F preserving the inner product in Hn actually is quaternionic linear, i.e., that
F(aq) = F(a)q for every a ∈ Hn and q ∈ H. But this follows since
is a closed Lie subgroup of Gl (2n, C) , called the symplectic group , with the Lie
subalgebra
sp(n) = u(2n) ∩ sp(n, C)
of gl (2n, C) as its Lie algebra. sp(n) consists of matrices of the form
a −b̄
b ā
Sp (1) = SU(2)
8.67 Example Let H be the Lie algebra of quaternions with bracket product
[ p, q ] = p q − q p as defined in Remark 4.83. It is a real vector space of dimension
4, and the identity map z : H → R4 is a real linear isomorphism. We give H the
manifold structure defined in Example 2.9 (b) so that z is a coordinate map.
Now let H∗ = H − {0} be the group of non-zero quaternions which is an open
submanifold of H . If α : H∗ → H is the inclusion map, then (z ◦ α , H∗ ) is a local
chart on H∗ . By 8.65 the group operations in H∗ are smooth so that H∗ is a Lie group.
We will show that the Lie algebra g of H∗ may be identified with H using
Lemma 2.84. We have that g = Te H∗ = Te H which we canonically identify with
LIE GROUPS 289
To compute the last expression, we will use the real linear maps L p : H → H and
R p : H → H defined by L p (q) = p q and R p (q) = q p for p, q ∈ H. Indentifying the
tangent space Tp H with H by means of the linear isomorphism ω p : Tp H → H given
by ω p = z−1 ◦ tz,p , we have that
φ✲
H gl (2, C)
exp exp
❄ ❄
ψ✲
H∗ Gl (2, C)
e (g) = Lg∗−1 (ω )
ω
e (h) = Lg∗ (ω
ω e (gh))
for every g, h ∈ G.
To complete the proof, we only need to show that ω e is smooth. If {X1 , ... , Xn } is
a basis for g, then the left invariant vector fields X f1 , ... , X
fn form a local basis for T G
on G. If {ω 1 , ... , ω n } is the dual local basis for Λ1 (T G) on G, then
e=
ω ∑ ωi1 , ... ,ik ω i1 ∧ · · · ∧ ω ik
i1 <...<ik
where
e (g) ((f
ωi1 , ... ,ik (g) = ω X1 ) g , ... , (Xek ) g ) = ω (X1 , ... , Xk )
LIE GROUPS 291
e is smooth.
for g ∈ G, thus showing that ω
Lg∗ (ω )(h) ((X1 ) h , ... , (Xk ) h ) = ω (gh) (Lg ∗ (X1 ) h , ... , Lg ∗ (Xk ) h )
= ω (gh) ((X1 ) gh , ... , (Xk ) gh )
for every g, h ∈ G. Assuming that ω is left invariant, the last assertion of the proposi-
tion follows by choosing h = e.
The converse statement follows from the fact that any tangent vector w ∈ Th G
equals Xeh for the left invariant vector field Xe determined by X = (Lh−1 )∗ (w).
8.73 Proposition Let G is a Lie group and W be a finite dimensional vector space.
If ω ∈ Λk ( g ;W ), e on G with
then there is a unique left invariant W -valued k-form ω
e (e) = ω which is given by
ω
e (g) = Lg∗−1 (ω )
ω
for g ∈ G. It is called the left invariant W -valued k-form determined by ω .
PROOF : e = λ]
Follows from Propositions 5.42 (3) and 8.72 since λ · ω ◦ ω for every
∗
functional λ ∈ W by Definition 5.3.
for g ∈ G and w ∈ Tg G.
θ (g)(Xeg ) = X
for every g ∈ G and X ∈ g, where Xe is the left invariant vector field on G determined
by X.
for g ∈ G and w1 , w2 ∈ Tg G.
PROOF : Suppose that w1 , w2 ∈ Tg G , and let Xi = θ (g)(wi ) = (Lg−1 ) ∗ (wi ) so that
e e is a constant
Xi g = Lg ∗ (Xi ) = wi for i = 1, 2. For each X ∈ g we know that θ ( X)
function on G with value X. Hence it follows from Remark 5.86 and Lemma 2.78 (2)
that
= −[ X1 , X2 ] = −[ θ (g)(w1 ), θ (g)(w2 ) ] .
8.78 Remark The formula in Theorem 8.77 can also be written in the form
d θ = − 12 θ ∧ θ
ν : g×g → g
INTRODUCTION
9.1 Definition Let M be a smooth manifold and G be a Lie group. By an operation
or an action of G on M on the left we mean an operation µ : G × M → M of G on
M as Defined in Definition 13.12 in the appendix, where µ is smooth. An operation
of G on M on the right is defined similarly as in Remark 13.13 in the appendix.
9.2 Proposition Let G be a Lie group and V a finite dimensional vector space,
and let µ : G × V → V and φ : G → Aut (V ) be maps so that
µ (g, v) = φ (g)(v)
for g ∈ G and v ∈ V . Then µ is an operation of G on V on the left which is linear in
its second argument if and only if φ is a representation.
µ is called the operation determined by φ .
PROOF : Assume that φ is smooth. Then we see that µ is smooth since
µ = B ◦ (φ × idV ) ,
where B : End (V ) × V → V is the bilinear map defined by B(F, v) = F(v) for F ∈
End (V ) and v ∈ V .
Conversely, assume that µ is smooth, and let B = {v1 , ..., vn } be a basis for V
with dual basis B ∗ = {v∗1 , ..., v∗n } . Then φ is smooth since
v∗i ◦ φ (g)(v j ) = v∗i ◦ µ (g, v j )
for g ∈ G and i, j = 1, ... , n.
Since
φ (e)(v) = µ (e, v)
for v ∈ V where e ∈ G is the unit element, and
φ (g) ◦ φ (h)(v) = µ (g, µ (h, v)) and φ (gh)(v) = µ (gh, v)
for g, h ∈ G and v ∈ V , we see that µ is an operation if and only if φ is a representation
of G on V .
293
294 SMOOTH MANIFOLDS AND FIBRE BUNDLES
= (z ◦ Lx−1 (a) ◦ y−1 (b), D(z ◦ Lx−1 (a) ◦ y−1 )(b) v) = ( f (a, b), D2 f (a, b) v)
for (a, b, v) ∈ x(V ) × y(W ) × Rn , which completes the proof of the proposition.
9.5 Corollary Let G be a Lie group acting on the smooth manifold M on the left,
and suppose that p ∈ M is a fixed point, i.e., that g p = p for every g ∈ G. For each
g ∈ G, we let Lg : M → M be the diffeomorphism defined by Lg (q) = gq for q ∈ M.
Then we have a representation φ : G → Aut (Tp M) of G defined by
φ (g) = (Lg) ∗ p
for g ∈ G.
GROUP ACTIONS 295
−1
where t2,gp ◦ L̃ g,p ◦ t1,p : Rn → Rn is a linear isomorphism for each g ∈ V and p ∈ U1 .
Since
′ −1
t2,gp ◦ L̂ g,p ◦ t ′ 1,p = r ◦ { (t2,gp ◦ L̃ g,p ◦ t1,p
−1 −1 ∗
) } ◦ r−1 ,
∗
it follows from Proposition 4.6, using the fact that mEE (r) and mEE ∗ (r−1 ) are both the
identity matrix, that
′ −1
mEE (t2,gp ◦ L̂ g,p ◦ t ′ 1,p ) = { mEE (t2,gp ◦ L̃ g,p ◦ t1,p
−1 −1 t
) } .
Ad g ✲
g g
exp exp
❄ ❄
ig ✲
G G
for X ∈ g and t ∈ R .
Now the map a : G × G → G defined by a (g, h) = ghg−1 = ig (h) for g, h ∈ G, is
an operation of G on itself on the left with fixed point e. By Corollary 9.5 we thus
have a representation
Ad : G → Gl (g)
of G defined by Ad (g) = Ad g for g ∈ G, which is called the adjoint representation .
If we define
ad : g → gl (g)
by ad = Ad ∗ and again use Proposition 8.40, we have the commutative diagram
ad
g ✲ gl (g)
exp exp
❄ ❄
Ad ✲
G Gl (g)
9.8 Examples
(a) For each non-singular matrix A ∈ Gl (n, R) the inner automorphism iA :
Gl (n, R) → Gl (n, R) is induced by the linear isomorphism eA : gl (n, R) →
gl (n, R) given by
eA (B) = ABA −1
for B ∈ gl (n, R). Hence it follows from Lemma 2.84 that Ad (A) = eA ∗ = eA
when we canonically identify Te gl (n, R) with gl (n, R) as in Example 8.10 (a).
The adjoint representation
is therefore given by
Ad (A)(B) = ABA −1
for A ∈ Gl (n, R) and B ∈ gl (n, R).
(b) In the same way we see that the adjoint representation
is given by
Ad (A)(B) = ABA −1
for A ∈ Gl (n, C) and B ∈ gl (n, C).
(c) We also see that the adjoint representation
Ad : Gl (V ) → Gl (gl (V )) ,
Ad (F)(G) = F ◦ G ◦ F −1
for F ∈ Gl (V ) and G ∈ gl (V ).
(d) The adjoint representation
Ad : H∗ → Gl ( H)
ad (X)(Y ) = [ X,Y ]
for X,Y ∈ g.
PROOF : Let Xe and Ye be the left invariant vector fields on G determined by X and Y .
According to Proposition 4.86 we have that
e Ye ] (e) = L e Ye (e) ,
[ X,Y ] = [ X, X
γ (t, g) = g exp (t X)
= Λ ◦ Ad ◦ φX (t)
9.12 Proposition The center Z(G) of a connected Lie group G is a closed sub-
manifold and a Lie subgroup of G with Lie algebra Z(g), and it is the kernel of the
adjoint representation Ad : G → Gl (g) .
PROOF : The first assertion follows from the last by Proposition 8.45. If g ∈ Z(G) ,
we have for each X ∈ g that
9.13 Corollary A connected Lie group G is abelian if and only if its Lie algebra
g is abelian.
iφ (g) ◦ φ = φ ◦ ig
for g, h ∈ G and w ∈ Th G.
Ad (q)(p) = q p q −1 = q p q̄
for q ∈ S3 and p ∈ H 0 . Using the basis C = {i, j, k} for H 0 , we also have a repre-
sentation ρe : S3 → Gl (3, R) defined by
q = cos θ2 + sin θ2 t
r2 = s2 = t 2 = −1
and
rs = −s r = t , s t = −ts = r and tr = −rt = s ,
so that
By Example 8.60 it follows that the Lie algebra isomorphism ρ ∗ : H 0 → so(3) maps
the basis { i/2, j/2, k/2} for H 0 onto the basis {L1 , L2 , L3 } for so(3) .
= a+ jb
302 SMOOTH MANIFOLDS AND FIBRE BUNDLES
so that
φ +ψ ψ −φ +π
|a| = cos θ2 , arga = 2 , |b| = sin θ2 and arg b = 2 .
Ad (q)(k) = qk q −1
= exp φ +2π /2 k exp θ2 i k exp − θ2 i exp − φ +2π /2 k
φ + π /2 φ + π /2
= exp 2 k exp ( θ i) k exp − 2 k
(1)
= exp φ +2π /2 k (cos θ + sin θ i) exp − φ −2π /2 k
= exp π2 k cos θ + exp (φ k) sin θ i
= cos θ k + (cos φ + sin φ k) sin θ i
= sin θ cos φ i + sin θ sin φ j + cos θ k = t
This shows that a rotation by an angle ψ about the axis through the origin with
direction vector w can be performed as a composition of rotations about the x- and
z-axis in the following way :
(1) First rotate by the angle −(φ + π2 ) about the z-axis so that w is transformed to
the vector (0, − sin θ , cos θ ) in the yz-plane.
(2) Rotate by the angle −θ about the x-axis so that this vector is transformed to the
vector k along the z-axis.
(3) Now perform the rotation by the angle ψ about the z-axis.
(4) Rotate by the angle θ about the x-axis so that k is transformed back to the vector
(0, − sin θ , cos θ ).
(5) Finally rotate by the angle φ + π2 about the z-axis so that this vector is trans-
formed back to w.
map Λ : R6 → L ↑+ given by
e φ1 + π , θ1 , 0) exp ( χ B3 ) R(
Λ(φ1 , θ1 , χ , φ2 , θ2 , ψ2 ) = R( e φ2 , θ2 , ψ2 )
2
↑+
for (φ1 , θ1 , χ , φ2 , θ2 , ψ2 ) ∈ R6 . We contend that Λ maps the set W × R ×V onto L ,
where
W = {(φ , θ ) | − π2 ≤ φ < 32π , 0 ≤ θ ≤ π }
and V is the set defined in 9.19.
To show this, suppose that A ∈ L ↑+ , and let
so that
3
∑ A2r0 = r2 , A200 − r2 = 1 , cosh χ = A00 and sinh χ = r .
r=1
using spherical coordinates for the vector (A10 , A20 , A30 ) . Then we have that
e φ1 + π , θ1 , 0) exp ( χ B3 ) e0
R( 2
1 0 0 0 cosh χ 0 0 sinh χ 1
0 − sin φ1 − cos θ1 cos φ1 sin θ1 cos φ1 0 1 0 0 0
=
0 cos φ1 − cos θ1 sin φ1 sin θ1 sin φ1 0 0 1 0 0
0 0 sin θ1 cos θ1 sinh χ 0 0 cosh χ 0
1 0 0 0 A00 A00
0 − sin φ1 − cos θ1 cos φ1 sin θ1 cos φ1 0 A10
=
0
=
A20 = A e0 .
cos φ1 − cos θ1 sin φ1 sin θ1 sin φ1 0
0 0 sin θ1 cos θ1 r A30
By 9.19 and Remark 8.63 there are therefore Euler angles (φ2 , θ2 , ψ2 ) ∈ V so that
Λ(φ1 , θ1 , χ , φ2 , θ2 , ψ2 ) = A , thus completing the proof of the assertion. By restrict-
ing the parameters to the open set W ◦ × R∗ × V ◦ , where R∗ = R − {0} and
satisfying
−x20 + x21 + x22 + x23 = det( iBB ∗ ) = −1 ,
where C = {τ0 , τ1 , τ2 , τ3 } is the basis for u(2) introduced in 8.65. In the same way
as in 9.21 we let
r = (x20 − 1) 1/2 and χ = log (x0 + r)
so that
3
∑ x2r = r2 , x20 − r2 = 1 , cosh χ = x0 and sinh χ = r .
r=1
using spherical coordinates for the vector (x1 , x2 , x3 ) . Now we have that
3
= x0 τ0 + r (sin θ cos φ τ1 + sin θ sin φ τ2 + cos θ τ3 ) = ∑ xr τr = iBB ∗
r=0
where the third equality is obtained by applying the Lie group isomorphism φ : S3 →
SU(2) to formula (1) in Remark 9.20. This implies that
It also follows that Sl(2, C) is connected, as it is the image of the connected set
W × R × U by the continuous map S .
σb (B)(A) = BA B ∗ = (i B) A (i B) ∗
for B ∈ Sl(2, C) and A ∈ u(2) . Using the linear isomorphism β : R4 → u(2) given by
3
i(x0 + x3 ) −x2 + ix1
β (x) = ∑ xr τr = x2 + ix1 i(x0 − x3 )
r=0
r2 = s2 = t 2 = −σ0
and
rs = −s r = t , s t = −ts = r and tr = −rt = s .
Now let B = exp ( χ2 b) where b = w1 σ1 + w2 σ2 + w3 σ3 and χ ∈ R . Since t = ib ,
we have that b2 = σ0 so that
so that
cosh χ 0 0 sinh χ
0 1 0 0
b (B) ◦ β ) =
mCC ( β −1 ◦ σ
0 0 1 0
sinh χ 0 0 cosh χ
using the basis C = {e0 , (0, u), (0, v), (0, w)} in R4 . Hence β −1 ◦ σb (B) ◦ β is a ve-
locity transformation or boost with velocity parameter χ along the axis through the
origin with direction vector w. In particular, we have that
σ ◦ exp ( χ2 σ3 ) = exp ( χ B3 )
for χ ∈ R . Since we also have that σ ◦ A = Re , it follows from 9.21 and 9.22 that
σe (Sl(2, C)) = L↑+ . If B ∈ ker σ , then B ∈ SU(2) since σb (B)(τ0 ) = τ0 . Hence it fol-
lows from 9.16 that ker σ = {σ0 , −σ0 } which is a discrete subgroup of Sl(2, C). By
Proposition 13.111 in the appendix we therefore conclude that the homomorphism
σ : Sl(2, C) → L↑+ is a double covering of the proper Lorentz group L↑+ .
Since
σ ∗ | su (2) = α ∗ ◦ ρ ∗ ◦ φ ∗−1
and
σ ◦ exp ( χ2 b) = exp χ σ ∗ b
2
for χ ∈ R , it follows from 8.62, 8.65, 9.16 and Example 8.67 that the Lie algebra
isomorphism σ ∗ : sl(2, C) → o 1 (4) maps the basis { τ1 /2, τ2 /2, τ3 /2, σ1 /2, σ2 /2,
σ3 /2} for sl(2, C) onto the basis {R1 , R2 , R3 , B1 , B2 , B3 } for o 1 (4) .
Ad (A)(σ3 ) = w1 σ1 + w2 σ2 + w3 σ3 = b
so that
χ χ χ χ
exp 2 b = exp ◦ Ad (A) 2 σ3 = i A ◦ exp 2 σ3 = A exp 2 σ3 A−1 .
Hence a boost with velocity parameter χ along the axis through the origin with direc-
tion vector w can be performed as a composition of the five transformations described
in Remark 9.20, where the rotation (3) is replaced by a boost with velocity parameter
χ along the z-axis.
tanh χ = v/c ,
308 SMOOTH MANIFOLDS AND FIBRE BUNDLES
The boost exp ( χ B3 ) gives the connection between the coordinates (ct, x, y, z) and
(ct ′ , x′ , y′ , z′ ) with respect to two inertial systems S and S ′ with parallel coordinate
axes, where S ′ is moving with constant velocity v with respect to S in the positive
z-direction so that their origins coincide at the time t = t ′ = 0. Then we have that
′
ct γ 0 0 γ v/c ct
x 0 1 0 0 x′
y = 0 0 1 0 y′
z γ v/c 0 0 γ z′
x = x′ , y = y′ , z = γ (z′ + vt ′ ) , t = γ (t ′ + z′ v/c2 ) .
SEMIDIRECT PRODUCTS
t F3 ◦ B ∗ = B ∗ ◦ ( t F1 ⊗ id V2 + id V1 ⊗ t F2 )
so that
exp ( t F3 ) ◦ B ∗ = B ∗ ◦ { exp ( t F1 ) ⊗ exp ( t F2 ) }
which completes the proof of (2).
Conversely, fix (u, v) ∈ V1 × V2 and assume that (2) is satisfied for every t ∈ R .
Let c : R → V3 be the curve defined by
c(t) = B(exp (t F1 )(u), exp (t F2 )(v))
for t ∈ R . If we canonically identify Tc(0)V3 with V3 as in Lemma 2.84 and use Re-
mark 2.75 and Proposition 8.29 and 8.31, we have that
F3 (B(u, v)) = c′ (0) = B(F1 (u), v) + B(u, F2(v))
which shows that (1) is satisfied.
9.28 Let g and h be Lie algebras, and let σ : g → ∂ (h) be a Lie algebra homomor-
phism of g into the Lie algebra ∂ (h) of derivations in h. Then we have a Lie algebra
structure on g × h given by
[ (X1 ,Y1 ), (X2 ,Y2 ) ] = ( [ X1 , X2 ] , [Y1 ,Y2 ] + σ (X1 )(Y2 ) − σ (X2 )(Y1 ) )
[ (X1 ,Y1 ), [ (X2 ,Y2 ), (X3 ,Y3 ) ] ] + [ (X2 ,Y2 ), [ (X3 ,Y3 ), (X1 ,Y1 ) ] ]
+ [ (X3 ,Y3 ), [ (X1 ,Y1 ), (X2 ,Y2 ) ] ]
for X1 , X2 , X3 ∈ g and Y1 ,Y2 ,Y3 ∈ h. We see that g × h is a Lie algebra with this Lie
algebra structure. It is called the semidirect product of g and h with respect to σ , and
it is denoted by g ×σ h.
The Lie algebra homomorphisms i 1 : g → g ×σ h and i 2 : h → g ×σ h , given by
GROUP ACTIONS 311
g ×σ h = i 1 (g) ⊕ i 2 (h) .
9.29 Proposition Let k be a Lie algebra, and let g be a Lie subalgebra and h be
an ideal in k so that
k=g⊕h.
Then the map σ : g → ∂ (h) given by σ (X)(Y ) = [ X,Y ] for X ∈ g and Y ∈ h , is a
Lie algebra homomorphism of g into the Lie algebra ∂ (h) of derivations in h, and
the map ψ : g ×σ h → k given by ψ (X,Y ) = X + Y for X ∈ g and Y ∈ h , is a Lie
algebra isomorphism.
PROOF : Since h is an ideal in k, we have that σ (X)(h) ⊂ h for every X ∈ g , and
σ (X) is a derivation in h by the Jacobi identity which implies that
σ ([ X1 , X2 ])(Y ) = [ [ X1 , X2 ],Y ] = [ X1 , [ X2 ,Y ] ] − [ X2 , [ X1 ,Y ] ]
= { σ (X1 ) ◦ σ (X2 ) − σ (X2 ) ◦ σ (X1 )}(Y )
ψ ( [ (X1 ,Y1 ), (X2 ,Y2 ) ] ) = ψ ( [ X1 , X2 ] , [Y1 ,Y2 ] + σ (X1 )(Y2 ) − σ (X2 )(Y1 ) )
= [ X1 , X2 ] + [ Y1 ,Y2 ] + [ X1 ,Y2 ] + [ Y1 , X2 ] = [ X1 + Y1 , X2 + Y2 ]
= [ ψ (X1 ,Y1 ), ψ (X2 ,Y2 ) ]
9.30 Let G and H be Lie groups, and let ρ : G → Aut (H) be a homomorphism
of G into the group Aut (H) of Lie group automorphisms of H, so that the map
φ : G× H → H given by φ (g, h) = ρ (g)(h) is smooth. Then we have a group structure
on G × H given by
so that
Λ 1 ◦ Ad ◦ i 1 = Λ 2 ◦ φ ,
where Λ 1 : gl (k) → L(h, k) and Λ 2 : gl (h) → L(h, k) are the linear maps given by
Λ 1 (F) = F ◦ i 2 ∗ and Λ 2 (G) = i 2 ∗ ◦ G for F ∈ gl (k) and G ∈ gl (h) . Hence we
have that
Λ 1 ◦ ad ◦ i 1 ∗ = Λ 2 ◦ σ ,
which means that
[ i 1 ∗ (X), i 2 ∗ (Y ) ] = i 2 ∗ (σ (X)(Y ))
for X ∈ g and Y ∈ h . This implies that ψ is a Lie algebra isomorphism since
ψ ( [ (X1 ,Y1 ), (X2 ,Y2 ) ] ) = ψ ( [ X1 , X2 ] , [Y1 ,Y2 ] + σ (X1 )(Y2 ) − σ (X2 )(Y1 ) )
= i 1 ∗ ( [ X1 , X2 ] ) + i 2 ∗ ( [Y1 ,Y2 ] + σ (X1 )(Y2 ) − σ (X2 )(Y1 ) )
= [ i 1 ∗ (X1 ), i 1 ∗ (X2 ) ] + [ i 2 ∗ (Y1 ), i 2 ∗ (Y2 ) ] + [ i 1 ∗ (X1 ), i 2 ∗ (Y2 ) ] + [ i 2 ∗ (Y1 ), i 1 ∗ (X2 ) ]
= [ i 1 ∗ (X1 ) + i 2 ∗ (Y1 ), i 1 ∗ (X2 ) + i 2 ∗(Y2 ) ] = [ ψ (X1 ,Y1 ), ψ (X2 ,Y2 ) ]
AFFINE SPACES
9.31 Definition A set E on which a vector space V acts freely and transitively is
called an affine space , and the action of a vector v ∈ V on a point p ∈ E is denoted
by p + v. We say that E is modelled on the vector space V . Each vector v ∈ V can be
identified with a bijection Tv : E → E given by Tv (p) = p + v for p ∈ E. This Tv is
called the translation on E by v, and V is called the vector space of translations on E.
For each pair of points p, q ∈ E there is a unique vector v ∈ V with p + v = q which
is denoted by q − p .
A map F : E1 → E2 between the affine spaces E1 and E2 is called affine if there
is a linear map T : V1 → V2 between the corresponding vector spaces of translations
so that
F(p + v) = F(p) + T (v) (1)
for every p ∈ E1 and v ∈ V1 . The map T is called the linear part of F. If G : E2 →
E3 is an affine map into the affine space E3 with linear part S : V2 → V3 , then the
composition G ◦ F is again an affine map with linear part S ◦ T .
A subset E1 of an affine space E2 is called an affine subspace of E2 if it is an affine
space having the same vector space V of translations as E2 , so that the inclusion map
i : E1 → E2 is an affine map with the identity map idV : V → V as its linear part. This
means that each translation on E2 by a vector v ∈ V maps E1 onto itself and induces
the translation on E1 by v.
314 SMOOTH MANIFOLDS AND FIBRE BUNDLES
9.33 Example A vector space V acts freely and transitively on itself and is
therefore an affine space. A map F : V1 → V2 between the vector spaces V1 and V2 is
affine if it is the composition of a linear map T : V1 → V2 and a translation Tw on V2
by a vector w ∈ V2 , i.e.,
F = Tw ◦ T
so that
F(v) = T (v) + w
for every v ∈ V1 . This follows from formula (1) in Definition 9.31 by taking p = 0
and w = F(0). Conversely, if F satisfies the above formula, then
9.34 Example Let E be an affine space modelled on a vector space V , and fix
a point o ∈ E . Then we have a bijection S o : V → E given by S o (v) = o + v for
v ∈ V , which is an affine map with the identity map idV : V → V as its linear part.
The inverse map S o−1 : E → V is given by S o−1 (p) = p − o for p ∈ E , and the vector
p − o is called the position vector of p . There is a unique vector space structure on
E such that So is a linear isomorphism, which is given by
i.e.,
a p + b q = o + a(p − o) + b(q − o)
for a, b ∈ R and p, q ∈ E . In this vector space structure o becomes the zero vector.
σ ((g1 , v1 )(g2 , v2 ))(w) = σ (g1 g2 , ρ (g1 )(v2 ) + v1)(w) = ρ (g1 g2 )(w) + ρ (g1 )(v2 ) + v1
= ρ (g1 )(ρ (g2 )(w) + v2 ) + v1 = σ (g1 , v1 ) ◦ σ (g2 , v2 )(w)
ψ ( σ ( T1 , v1 ) ◦ σ ( T2 , v2 )) (w,t) = ψ ◦ σ (( T1 , v1 )( T2 , v2 )) (w,t)
= ψ ◦ σ ( T1 ◦ T2 , T1 (v2 ) + v1 )(w,t) = ( T1 ◦ T2 (w) + T1 (t v2 ) + t v1 ,t)
= ( T1 ( T2 (w) + t v2 ) + t v1 ,t) = {ψ ◦ σ ( T1 , v1 )} ◦ {ψ ◦ σ ( T2 , v2 )} (w,t)
ψ (F) ◦ α = α ◦ F
F = α1−1 ◦ ψ1 (F) ◦ α1
and
A a
K={ | A ∈ Gl (n, R) and a ∈ Rn } .
0 1
For every B ∈ gl (n, R) and a ∈ Rn we have that
B 0 exp (tB) 0
exp t =
0 0 0 1
and
0 a In ta
exp t =
0 0 0 1
for t ∈ R , which follows from the relation
n
n k ( t B) k
∑ 1 tB 0
= ∑ k!
0
k=0 k!
0 0 k=0
0 1
when k ≥ 2. Hence the Lie algebras of G, H and K are the Lie subalgebras of gl (n +
1, R) given by
B 0 0 a
g={ | B ∈ gl (n, R)} , h = { | a ∈ Rn }
0 0 0 0
and
B a
k = g⊕h = { | B ∈ gl (n, R) and a ∈ Rn } .
0 0
The bracket product in gl (V ) ×id V is defined as in 9.28 and 9.30 by
If l ∈ Tp E , then
i
xi ◦ ω p (l ) = l (x′ )
for i = 1, ..., n, and
λ ◦ ω p (l ) = l (λ ◦ S p−1 )
for any linear functional λ on V .
The map ω = (idE × x−1 ) ◦ tx′ : T E → E × V is an equivalence over E so that
n
ω ( ∑ a j ∂′ j ) = (p, x−1 (a))
j=1
∂x
p
and
n
ω −1
(p, v) = ∑ x (v) ∂′ j
j
j=1
∂x
p
for p ∈ E , v ∈ V and a ∈ Rn .
If F : E1 → E2 is an affine map with T : V1 → V2 as its linear part, and if the
tangent spaces Tp E1 and TF(p) E2 are canonically identified with V1 and V2 by means
of the linear isomorphisms ω p : Tp E1 → V1 and ωF(p) : TF(p) E2 → V2 , then we have
that
ωF(p) ◦ F∗ p ◦ ω p−1 = T .
PROOF : Since Sq = S p ◦ Tv when q = S p (v) and Tv : V → V is translation by v, the
manifold structure on E is independent of the choice of p. We have that (x′ , E) is a
local chart on E since x′ ◦ S p (v) = x′ (p) + x(v) for v ∈ V , which implies that x′ =
Tx′ (p) ◦ x ◦ S p−1 where Tx′ (p) : Rn → Rn is translation by x′ (p). As tx′ ,p : TpV → Rn is
a linear isomorphism, the same is true for the map ω p . To show that it is independent
of the choice of x′ , let y′ : E → Rn be another bijective affine map with linear part
y : V → Rn . Then it follows from 2.70 that
−1
ty′ ,p ◦ tx−1 ′
′ ,p = D (y ◦ x
′
)(x′ (p)) = D (y ◦ x−1 )(0) = y ◦ x−1 ,
so that
y−1 ◦ ty′ ,p = x−1 ◦ tx′ ,p .
318 SMOOTH MANIFOLDS AND FIBRE BUNDLES
n
To prove the next part of the lemma, let l = ∑ a ∂′ j . Then j
j=1
∂x
p
n
ω p (l ) = x−1 (a) = ∑ a j vj ,
j=1
and
i
xi ◦ ω p (l ) = ai = l (x′ )
for i = 1, ..., n. If
n
λ= ∑ bj xj ,
j=1
then
n n n
j j
λ ◦ ω p (l ) = ∑ b j x j ◦ ω p (l ) = ∑ b j l (x′ )=l( ∑ b j x′ ) = l (λ ◦ S p−1 ) .
j=1 j=1 j=1
−1
= y−1 ◦ D (y′ ◦ F ◦ x′ )(x(p)) ◦ x
= y−1 ◦ D (y ◦ SF(p)
−1
◦ F ◦ S p ◦ x−1 )(0) ◦ x
= y−1 ◦ y ◦ T ◦ x−1 ◦ x = T
since
F ◦ S p (v) = F(p + v) = F(p) + T (v) = SF(p) ◦ T (v)
for v ∈ V .
9.37 Proposition Let G be a Lie group acting on the smooth manifold M on the
right. For each p ∈ M, we let σ p : G → M be the smooth map defined by σ p (g) = pg
for g ∈ G. Then we have a Lie algebra homomorphism σ : g → T 1 M defined by
σ (X) p = σ p ∗ (X)
GROUP ACTIONS 319
for X ∈ g and p ∈ M, and σ (X) is σ p -related to the left invariant vector field Xe on G
determined by X. The homomorphism σ is called the infinitesimal action of G on
M on the right.
PROOF : We first need to show that σ (X) is smooth on M so that it is a vector field
on M. Let (z,U) be a local chart around a point p on M, and let n be the dimension of
M at p. If ν : M × G → M is the operation of G on M, there is an open neighbourhood
V of p on M and a local chart (y,W ) around e on G so that ν (V × W ) ⊂ U, and we
let x = z|V . Then the map f : x(V ) × y(W ) → Rn defined by f = z ◦ ν ◦ (x−1 × y−1 )
is smooth, and we have that
f (a, b) = z ◦ σx−1 (a) ◦ y−1 (b)
e Ye ] e ) = [ σ (X), σ (Y ) ] p
σ ( [ X,Y ] ) p = σ p ∗ ( [ X,
for every p ∈ M.
PROOF : Since
9.39 Proposition Let G be a Lie group acting on the smooth manifold M on the
right. Then the vector field σ (X) defined in Proposition 9.37 is complete, with flow
γ : R × M → M given by
γ (t, p) = p exp (t X) .
In particular, we have that
σ (X) p = γ p ′ (0) .
If G acts effectively on M, then σ is injective, and if G acts freely on M, then
σ (X) is nowhere zero when X 6= 0.
PROOF : From Proposition 9.37 we know that σ (X) is σ p -related to the left invariant
vector field Xe on G determined by X, and the one-parameter subgroup φX : R → G
defined in Proposition 8.29 is an integral curve for Xe with initial condition e . Hence
it follows from Proposition 3.48 that γ p = σ p ◦ φX is an integral curve for σ (X) with
initial condition σ p (e) = p , showing that γ is the flow for σ (X) .
Now suppose that G acts effectively on M and that σ (X) = 0 . Then γ (t, p) = p
for every p ∈ M and t ∈ R. Since G acts effectively, this implies that φX (t) = e for
every t ∈ R which shows that X = 0.
Finally, suppose that G acts freely on M and that σ (X) p = 0 for a point p ∈ M.
For each g ∈ G, we let R g : M → M be the diffeomorphism defined by R g (p) = pg
for p ∈ M. Since
γ p (s + t) = R exp (t X) ◦ γ p (s)
for s,t ∈ R, we have that
for t ∈ R. This implies that γ p (t) = p and therefore φX (t) = e for every t ∈ R, since
G acts freely on M, thus showing that X = 0.
9.40 Proposition Let G be a Lie group acting on the smooth manifold M on the
left. For each p ∈ M, we let σ p : G → M be the smooth map defined by σ p (g) = g p
for g ∈ G. Then we have a Lie algebra anti-homomorphism σ : g → T 1 M defined
by
σ (X) p = σ p ∗ (X)
GROUP ACTIONS 321
(L g ) ∗ σ (X) = σ ( Ad (g−1 ) X )
for every X ∈ g and g ∈ G. The vector field σ (X) is complete, with flow γ : R× M →
M given by
γ (t, p) = exp (t X) p .
In particular, we have that
σ (X) p = γ p ′ (0) .
PROOF : e : M × G → M defined by
The map µ
e (p, g) = g−1 p
µ
e : g → T 1 M be
for p ∈ M and g ∈ G, is an action of G on M on the right. We let σ
the corresponding Lie algebra homomorphism defined in Proposition 9.37. Then we
have that
σ p = σep ◦ φ
for p ∈ M , where φ : G → G is the smooth map given by φ (g) = g−1 for g ∈ G. By
Corollary 8.33 it follows that
σ = −σe ,
and the proposition now follows from Propositions 9.37, 9.38 and 9.39.
for p ∈ M and X ∈ g .
322 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Since this is true for every p ∈ M , we obtain the formula in the proposition for
ξ,η ∈ g.
= Ad (g−1 ) ∗ ◦ J(p)(ξ )
( f ∗) p = ( f ∗ q) ∗
f ∗ (v) = v ◦ f ∗
∗
f✲
T ∗M T ∗M
π π
❄ ❄
f
M ✛ M
PROOF : Let σ b be the Lie algebra anti-homomorphism associated with the action µ b.
As the projection π ′ : T ∗ M → M is equivariant with respect to the actions µ b and µ ,
b (ξ ) and σ (ξ ) are π ′ -related. This implies that
it follows from Proposition 9.41 that σ
ˆ ξ )(v) = θ (v)( σb (ξ ) v ) = v ◦ π∗′ ◦ σb (ξ )(v) = v ◦ σ (ξ ) ◦ π ′ (v) = v( σ (ξ ) u )
J(
ωq ◦ σq ∗ 0 ◦ ω0−1 = idV .
Now let J : T ∗ E → T0∗V be the Ad ∗ -equivariant momentum mapping for the action
of V on E defined in Proposition 9.49. Then we have that Jq = (σq ∗ 0 ) ∗ so that
Identifying the cotangent spaces Tq∗ E and T0∗V with V ∗ by means of the linear iso-
morphisms ω eq = (ωq∗ )−1 : Tq∗ E → V ∗ and (ω0∗ )−1 : T0∗V → V ∗ , it follows that
J(q, p) = p
9.51 Example Let G be a Lie subgroup of Gl (n, R) , and consider the action
µ : G × Rn → Rn given by
µ (B, q) = Bq
for B ∈ G and q ∈ Rn written as a column vector. For each vector q ∈ Rn we let
σq = ρq |G , where ρq : gl (n, R) → Rn is the linear map given by ρq (B) = Bq for
B ∈ gl (n, R). Now it follows from Lemma 2.84 that σq ∗ e = ρq |g when we canon-
ically identify Tq Rn with Rn and Te gl (n, R) with gl (n, R) as in Example 8.10 (a).
Hence the Ad ∗ -equivariant momentum mapping J : Rn × (Rn ) ∗ → g∗ for the action
µ defined in Proposition 9.49 is given by
which is the dot product in R3 as defined in Definition 7.15, we may identify (R3 ) ∗
with R3 by means of the linear isomorphism e : R3 → (R3 ) ∗ given by
e(u)(v) = u · v
for u, v ∈ R3 . By Remark 9.18 we may also identify the Lie algebra so(3) with R3
by means of the Lie algebra isomorphism λ : R3 → so(3) given by
λ (u) v = u × v
for q, p, u ∈ R3 so that
J(q, p) = q × p
for (q, p) ∈ R3 × R3 . This momentum mapping is called the angular momentum.
Ju = (σu ∗ e ) ∗ ◦ F(L) u
for u ∈ M, i.e.,
ˆ ξ )(v) = F(L)(v)( σ (ξ ) u )
J(
for ξ ∈ g , u ∈ M and v ∈ Tu M , where σ is the Lie algebra anti-homomorphism
associated with the action µ as defined in Proposition 9.40. If c : I → T M is an
integral curve for XE , then the function J ◦ c is constant on I.
GROUP ACTIONS 327
for u ∈ M and v ∈ Tu M . From (1) we see that the action A : T M → R and hence also
the energy E = A − L is invariant under the operation µe , since
for B ∈ SO(3) and q ∈ R3 written as a column vector. Using the same notation as in
Example 9.52, the Ad ∗ -equivariant momentum mapping for this action described in
Theorem 9.53 is J = e−1 ◦ λ ∗ ◦ J3 ◦ F(L) : R3 × R3 → R3 , which is given by
J(q, v) = q × mv
V (q) = V (Bq)
for tangent vectors v ∈ T N with coordinates (r, φ , ṙ, φ˙) as described in Example 7.20
and Proposition 7.81. We assume that V is the potential energy of a gravitational
force from a mass M at the origin, so that
V (r) = −γ Mm
r
where γ is Newton’s gravitational constant.
Since φ is a cyclic coordinate, its conjugete momentum pφ ◦ F(L) = mr2 φ̇ is
a constant of the motion, which is equal to the length l of the angular momentum
J. The motion of the particle in N is given by an integral curve γ : I → T N for the
Lagrangian vector field XE . From the Lagrange’s equations it follows that
so that
m {r ◦ γ (t)} 2 (φ ◦ γ ) ′ (t) = l (1)
for t ∈ I. Assuming that J 6= 0, we see that the function φ ◦ γ is a strictly increasing
GROUP ACTIONS 329
diffeomorphism onto an open interval I ′ . The orbit of the particle is described by the
function ρ = (r ◦ γ ) ◦ (φ ◦ γ )−1 : I ′ → R . Since
for t ∈ I, where
l2
U(r) = − γ Mm
2m r2 r
is called the effective potential energy . It has an absolute minimum at the point
(r0 , E0 ) where
l2 γ Mm
r0 = and E0 = − . (5)
γ Mm2 2r0
Combining (2), (3) and (4), we now obtain the equation
2 2
E = l u ′ (s) 2 + l u(s) 2 − γ Mm u(s)
2m 2m
which can be written in the form
r0 u(s) − 1 = ε cos(s − s0 )
so that
r0
ρ (s) =
1+ ε cos(s−s0 )
1/2
for s ∈ I ′ , where s0 is an integration constant and ε = 1− E . Hence the particle
E0
is moving along a conic section with one focus at the origin and with eccentricity ε .
The cases E = E0 , E0 < E < 0, E = 0 and E > 0 correspond to a circle, an ellipse, a
parabola and a hyperbola with eccentricities ε satisfying ε = 0, 0 < ε < 1, ε = 1 and
ε > 1, respectively.
By a rotation of the coordinate system we may assume that s0 = 0, so that the
polar equation of the conic section is
r0
r= ,
1+ ε cos φ
330 SMOOTH MANIFOLDS AND FIBRE BUNDLES
r = r0 − ε r cos φ . (6)
so that
p 2
2a − x2 + y2 = 4a2 − 4(b2 − cx) + (x2 + y2) = (x + 2c)2 + y2 ,
showing that the sum of the distances of the point (x, y) from the two foci is 2a, in
agreement with the usual definition of an ellipse. By Equation (9) we also have that
a2 (x2 + y2 ) = b2 (a2 − c2) − 2 b2cx + (a2 − b2) x2 = a2 (x2 + b2) − b2(x + c)2
so that
(x+c)2 y2
2
+ 2 =1,
a b
which is the cartesian equation of the ellipse. From (5), (7) and (8) we finally obtain
γ Mm γ Mm2 b2
E =− and l 2 = .
2a a
We see that the energy E does not depend on the semiminor axis b. Furthermore, the
length l of the angular momentum for a given energy E is largest for a circular orbit.
Chapter 10
FIBRE BUNDLES
INTRODUCTION
10.1 Definition Let M and F be smooth manifolds, and let G be a Lie group which
acts on F effectively on the left. A smooth manifold E is called a fibre bundle over
M with fibre F and structure group G if the following three conditions are satisfied :
(i) There is a surjective smooth map π : E → M which is called the projection
of the total space E onto the base space M. For each point p ∈ M the inverse
image π −1 (p) is called the fibre over p.
(ii) We have a family of G-related local trivializations D = {(tα , π −1 (Uα ))|α ∈A},
in the sense defined below, such that {Uα |α ∈ A} is an open cover of M. By a
local trivialization we mean a pair (t, π −1 (U)), where U is an open subset of
M and t : π −1 (U) → U × F is a diffeomorphism such that the diagram
t ✲
π −1 (U) U ×F
❅
πU ❅ pr1
❘
❅ ✠
U
is commutative. Two local trivializations (t, π −1 (U)) and (s, π −1 (V )) are said
to be G-related if there is a smooth map φ : U ∩ V → G, called the transition
map , so that
s ◦ t −1 (p, v) = (p, φ (p) v)
for every p ∈ U ∩V and v ∈ F.
(iii) The family D is maximal in the sense that if (t, π −1 (U)) is a local trivialization
which is G-related to every local trivialization in D, then (t, π −1 (U)) ∈ D.
We often use the projection π : E → M instead of the total space E to denote the
331
332 SMOOTH MANIFOLDS AND FIBRE BUNDLES
bundle in order to indicate more of the bundle structure in the notation. F is also
called the typical fibre to distinguish it from the fibre π −1(p) over p.
A family D satisfying (ii) and (iii) is called a fibre bundle structure on E, whereas a
family of local trivializations satisfying only (ii) is called a trivializing cover of E.
whenever p ∈ U ∩V ∩Uα ∩Uβ . This completes the proof that the local trivializations
(t, π −1 (U)) and (s, π −1 (V )) are G-related with transition map φ : U ∩V → G given
by
φ (p) = φα (p) ψα (p)
for p ∈ U ∩ V ∩ Uα , thus showing that D is the unique fibre bundle structure on E
containing A .
dim u (E p ) = dim t p (u) (F) = dim u (E) − dim p (M) = dim u (ker π∗ u ) .
10.4 Remark Let (t, π −1 (U)) and (s, π −1 (V )) be two G-related local trivializa-
tions in the fibre bundle π : E → M with transition map φ : U ∩V → G. Then we have
that
s p ◦ t p−1 (v) = φ (p) v
for every p ∈ U ∩ V and v ∈ F, i.e., the diffeomorphism s p ◦ t p−1 : F → F coincides
with the operation of the group element φ (p) ∈ G on the fibre F for every p ∈ U ∩V .
Since G acts effectively on F, we know that φ (p) is uniquely determined by s p ◦ t p−1 .
Moreover, we have that
s p (u) = φ (p)t p (u)
when p ∈ U ∩ V and u ∈ E p . Indeed, the last formula it obtained from the first by
letting v = t p (u).
10.5 Proposition Let M and F be smooth manifolds, and let G be a Lie group
which acts on F effectively on the left. Let π : E → M be a map from a set E, and let
{Uα |α ∈ A} be an open cover of M. Suppose that for each α ∈ A, there is a bijection
tα : π −1 (Uα ) → Uα × F such that the diagram
tα ✲
π −1 (Uα ) Uα × F
❅
π Uα ❅ pr1
❘
❅ ✠
Uα
is commutative. Moreover, suppose that for each pair α , β ∈A, there is a smooth map
φ β α : Uα ∩Uβ → G so that
f˜ ✲
E1 E2
π1 π2
❄ ❄
f✲
M1 M2
is commutative, and for every pair of local trivializations (t, π −1 (U)) and (s, π −1 (V ))
in E1 and E2 , respectively, there is a smooth map φ : U ∩ f −1 (V ) → G so that
for every p ∈ U ∩ f −1 (V ) and v ∈ F. We let f˜p denote the induced smooth map
f˜p : π1−1 (p) → π2−1 ( f (p)) between the fibres for each p ∈ M1 .
If f˜ and f are diffeomorphisms, ( f˜, f ) is called an equivalence . In that case it
follows from (1) that
φ α α (p) = e (2)
for every α ∈ A and every p ∈ Uα . Now putting α = γ in (1) and using (2), we also
have that
φ α β (p) = φ β α (p) −1 (3)
for every pair of indices α , β ∈ A and every p ∈ Uα ∩ Uβ .
336 SMOOTH MANIFOLDS AND FIBRE BUNDLES
10.10 Proposition Let M and F be smooth manifolds, and let G be a Lie group
which acts on F effectively on the left. Given a system {φ β α |α , β ∈ A} of transition
maps corresponding to an open cover {Uα |α ∈ A} of M with values in G, there is a
fibre bundle π : E → M with fibre F, structure group G and trivializing cover A =
{(tα , π −1 (Uα ))|α ∈ A} , where each pair of local trivializations (tα , π −1 (Uα )) and
(tβ , π −1 (Uβ )) in A are G-related with transition map φ β α : Uα ∩Uβ → G.
PROOF : We first define the set
[
X= Uα × F × {α } ,
α ∈A
and we say that two elements (p, v, α ) and (q, w, β ) in X are equivalent, and write
(p, v, α ) ∼ (q, w, β ) , if
p = q and φ β α (p) v = w .
It follows from (1) in Definition 10.8 and (2) and (3) in Remark 10.9 that ∼ is an
equivalence relation, and we denote the equivalence class of (p, v, α ) by [ p, v, α ] and
let E = X/ ∼ be the quotient set. We now have a map π : E → M defined by
π ([ p, v, α ]) = p ,
and for each α ∈ A we have a bijection tα : π −1 (Uα ) → Uα × F defined by
tα ([ p, v, α ]) = (p, v)
such that the diagram in Proposition 10.5 is commutative. Moreover, we have that
tβ ◦ tα−1 (p, v) = tβ ([ p, v, α ]) = tβ ([ p, φ β α (p) v, β ]) = (p, φ β α (p) v)
for every p ∈ Uα ∩Uβ and v ∈ F, and the proposition therefore follows from Propo-
sition 10.5.
INDUCED BUNDLES
10.12 Let π : E → M be a fibre bundle over M with fibre F and structure group
G. If f : N → M is a smooth map from a smooth manifold N, we define the set
Ee = {(p, u) ∈ N × E| f (p) = π (u)}
FIBRE BUNDLES 337
fe✲
Ee E
πe π
❄ ❄
f✲
N M
e tα−1
tβ ,p ◦ e −1
,p (v) = tβ , f (p) ◦ tα , f (p) (v) = φ β α ◦ f (p) v (2)
so that
tα−1 (p, v) = (p, φ β α ◦ f (p) v)
tβ ◦ e
e
for p ∈ N is smooth.
for p ∈ N.
We must show that the operation of G does not depend on the local trivialization
(t, π −1 (U)). So let (s, π −1 (V )) be another local trivialization with p ∈ V which is
G-related to (t, π −1 (U)) with transition map φ : U ∩V → G. Then we have that
u (g1 g2 ) = (u g1 ) g2 and ue = u
and
t p (ue) = t p (u) e = t p (u)
when u ∈ Pp . As the map
t ◦ ν ◦ (t −1 × id ) : U × G × G → U × G
is given by
t ◦ ν ◦ (t −1 × id ) (p, h, g) = (p, hg)
for p ∈ U and h, g ∈ G , it follows that ν is smooth and hence is an operation of G
on P on the right.
We see that G acts freely on P, and that the orbits of G are the fibres of P. Indeed,
if ug = u for a u ∈ Pp , then t p (u) g = t p (u) which implies that g = e. Moreover,
given u1 , u2 ∈ Pp there is a g ∈ G with t p (u1 ) g = t p (u2 ) so that u1 g = u2 .
Using these results, we can now give an alternative definition of a principal fibre
bundle.
For each point p ∈ M the inverse image π −1 (p) is called the fibre over p.
(iii) For each point p ∈ M there is an open neighbourhood U around p and a dif-
feomorphism t : π −1 (U) → U × G of the form t(u) = (π (u), ψ (u)) , where
ψ : π −1 (U) → G is a map satisfying
for every g ∈ G, which shows that the map ψ β α : π −1 (Uα ∩Uβ ) → G given by
is constant on each fibre. Hence it follows that the local trivializations (tα , π −1 (Uα ))
and (tβ , π −1 (Uβ )) are G-related with transition map φβ α : Uα ∩Uβ → G given by
π2 ◦ f˜ = f ◦ π1 (1)
342 SMOOTH MANIFOLDS AND FIBRE BUNDLES
and
f˜ ◦ R g = R ψ (g) ◦ f˜ (2)
for every g ∈ G1 . We let f˜p denote the induced smooth map f˜p : π1−1 (p) → π2−1 ( f (p))
between the fibres for each p ∈ M1 .
If f˜, f and ψ are inclusion maps which are immersions, then π1 : P1 → M1 is
called a subbundle of π2 : P2 → M2 . If in addition M2 = M1 and f = id, then the
homomorphism ( f˜, f , ψ ) is called a reduction of the structure group and π1 : P1 →
M1 is called a reduced subbundle of π2 : P2 → M2 . If f˜, f and ψ are diffeomorphisms,
then ( f˜, f , ψ ) is called an isomorphism. An isomorphism of a principal fibre bundle
with itself is called an automorphism.
unique frame (F(e1 ), ..., F(en )) in V . We let L (V ) denote the set of all linear iso-
morphisms F : Rn → V .
If π : E → M is an n-dimensional vector bundle, we define L p (E) = L (E p ) for
p ∈ M. We want to prove that
[
L (E) = L p (E)
p∈M
is a principal fibre bundle over M called the frame bundle of E, with structure group
Gl (Rn ) and projection π ′ : L (E) → M sending each set L p (E) to p.
Let {(tα , π −1 (Uα )) | α ∈ A} be a trivializing cover of E. For each α ∈ A we have
a bijection φα : π ′ −1 (Uα ) → Uα × Gl (Rn ) defined by
φ α (u) = (p , tα ,p ◦ u)
for (p, F) ∈ (Uα ∩Uβ ) × Gl (Rn ) , where φ α β : Uα ∩Uβ → Gl (Rn ) is the differen-
tiable map given by
φ α β (p) = tα ,p ◦ tβ−1
,p
f˜(u) = fˆp ◦ u
p ∈ M. If (tx , π −1 (U)) is the local trivialization in the tangent bundle associated with
a local chart (x,U) on M, then the corresponding local trivialization (φ , π ′ −1 (U)) in
the frame bundle is denoted by (φ x , π ′ −1 (U)) . If X1 , ... , Xn are vector fields on an
open subset V of M forming a local basis for T M, then the section s = (X1 , ... , Xn )
in π ′ : L (M) → M is called a frame field on V .
for b ∈ Rn , and we define an operation of the Lie group Gl (Rn )×id Rn on L (V )×V
on the right by
(u, v) (T, a ) = (u ◦ T , u(a) + v )
for (u, v) ∈ L (V ) × V and (T, a) ∈ Gl (Rn ) ×id Rn .
If π : E → M is an n-dimensional vector bundle, we define A p (E) = A (E p ) for
p ∈ M, and let σ p = σ E p : L p (E) × E p → A p (E) be the bijection defined above.
We want to prove that [
A (E) = A p (E)
p∈M
is a principal fibre bundle over M called the affine frame bundle of E, with structure
group GA (Rn ) and projection π ′′ : A (E) → M sending each set A p (E) to p.
Let {(tα , π −1 (Uα )) | α ∈ A} be a trivializing cover of E where each Uα is the
coordinate neighbourhood for a local chart (xα ,Uα ) on M. For each α ∈ A we have
a bijection φα : π ′′ −1 (U) → U × GA (Rn ) defined by
for p ∈ Uα and (u, v) ∈ L p (E) × E p . For each pair of indices α , β ∈ A , we have that
= (p , φ α β (p) ◦ σn (T, a ))
FIBRE BUNDLES 345
πe ′ ✲
E (E) E
πe π
❄ ❄
π ′✲
L (E) M
where [
E (E) = L p (E) × E p .
p∈M
346 SMOOTH MANIFOLDS AND FIBRE BUNDLES
t′ (u, v) = (v,t p ◦ u)
e
for p ∈ M and (u, v) ∈ L p (E) × E p . Indeed, if (φ′ , π ′ −1 (U)) is the local trivializa-
tion in the frame bundle π ′ : L (E) → M corresponding to the local trivialization
(t, π −1 (U)) in π : E → M , we have that
(x × σn−1) ◦ φ α ◦ σ ◦ e
t −1 ◦ ((x × id Gl (Rn ) ) ◦ φ′ × id Rn ) −1 (b, T, a) = (b, T , a + b)
ρ u = t p−1 ◦ L t p (u) ,
FIBRE BUNDLES 347
i.e.,
ρ u (g) = t p−1 (t p (u) g)
for g ∈ G. Hence it follows that σu is an embedding whose image is Pp , and we have
that
σ u ∗ (g) = i p ∗ ◦ ρ u ∗ (g) = i p ∗ (Tu Pp ) = Vu .
The last part of the proposition now follows from Proposition 2.62 and 9.37.
10.27 Remark By Proposition 4.95 and 10.3 we know that the distribution V on
P is integrable having the connected components of the fibres of π : P → M as its
maximal connected integral manifolds.
ASSOCIATED BUNDLES
10.28 Let π : P → M be a principal G-bundle, and let ψ : G → G′ be a Lie group
homomorphism into a Lie group G′ which acts on a smooth manifold F effectively
on the left. We are going to construct a fibre bundle π ′ : E → M with fibre F and
structure group G′ , called the fibre bundle associated with P. Consider the action of
G on the product manifold X = P × F on the right defined by
(u, v) g = (u g, ψ (g−1 ) v) ,
p ′✲
X E
pr1 π′
❄ ❄
π✲
P M
for p ∈ Uα , then
t ′ α ([ sα (p), v]) = (p, v) (2)
for (p, v) ∈ Uα × F. Now if (tα , π −1 (Uα ))
and (tβ , π −1 (Uβ ))
are two local trivializa-
tions in A which are G-related with transition map φ β α : Uα ∩ Uβ → G, we have
that
−1
t ′ β ◦ t ′ α (p, v) = (p, ψ ◦ tβ ,p (sα (p)) v) = (p, ψ ◦ tβ ,p ◦ tα−1,p (e) v) = (p, ψ ◦ φ β α (p) v)
p ′ π ′ −1 (Uα )
π −1 (Uα ) × F ✲ π ′ −1 (U )
α
❍
❍❍
tα × id F τα❍❍ t ′α
❄ ❍❍
❥ ❄
Uα × G × F ✲ U ×F
α
id Uα × µ
φ✲
G×F F ×G
❅
µ ❅ pr1
❘
❅ ✠
F
ρα ✲ π ′ −1 (U ) × G
π −1 (Uα ) × F α
tα × id F t ′ α × id G
❄ ❄
id Uα × φ
Uα × G × F ✲ U ×F ×G
α
so that
ρα (u, v) = (t ′ α × idG )−1 (τα ,p (u, v),tα ,p (u)) = (p ′ (u, v),tα ,p (u))
ρα−1 (w, g) = (tα × idF )−1 (p, g, ψ (g−1 ) t ′ α ,p (w)) = (tα−1,p (g), ψ (g−1 ) t ′ α ,p (w))
µ u (v) = [ u, v]
so that
−1
µ u = t ′ α ,p ◦ L ψ ( tα ,p (u)) ,
showing that µ u is the composition of the diffeomorphisms L ψ ( tα ,p (u)) : F → F and
t ′ α−1
,p : F → E p .
350 SMOOTH MANIFOLDS AND FIBRE BUNDLES
ν v (u) = [ u, v]
νv ✲
P E
❙ ✓ ′
π ❙ ✓ π
✇
❙ ✴
✓
M
is commutative. This follows from the commutative diagram in the beginning of this
section and the relation
tα (u) = (p,tα ,p (u))
for u ∈ π −1 (Uα ) where π (u) = p , which together with (1) implies that
for p ∈ Uα and g ∈ G.
Since
[ u g, v] = [ u, ψ (g) v] ,
it follows that
µ ug = µ u ◦ L ψ (g)
and
ν ψ (g) v = ν v ◦ R g
for u ∈ P, v ∈ F and g ∈ G.
10.29 Examples
(a) Let π : P → M be a principal G-bundle, and let π ′ : E → M be the fibre bundle
associated with P with fibre G obtained from the Lie group homomorphism
id : G → G, using that G is acting effectively on itself on the left by left transla-
tion. We contend that π ′ : E → M is equivalent over M to π : P → M, with the
equivalence e : E → P given by
e ([ u, g ]) = ug
e−1 (u) = [ u, e ]
for u ∈ P.
Using the equivalence e, we may therefore identify the fibre bundle E associ-
ated with P with fibre G with the principal fibre bundle π : P → M itself, and the
diffeomorphism µ u : G → E p defined in 10.28 is then identified with the dif-
feomorphism e p ◦ µ u : G → Pp which is induced by the embedding σu : G → P
defined in Proposition 10.26, since
e p ◦ µ u (g) = ug = σu (g)
t ′ α ,p ([ u, v]) = ψ ◦ tα ,p (u)(v) ,
From this it also follows that (p ′ , π ) is a bundle map between the vector bun-
dles pr1 : P × W → P and π ′ : E → M which is a linear isomorphism on each
fibre. As usual pr1 : P × W → P is given the vector bundle structure with
(id × x, pr1−1 (P)) as a local trivialization, i.e., with product manifold structure
and vector space operations
a1 ( u, v1 ) + a2 ( u, v2 ) = ( u, a1 v1 + a2v2 )
e ([ u, F ]) = µ u ◦ F
and
t ′′ ([ u, F ]) = (p, ρ (t p (u)) (F))
for [ u, v] ∈ π ′ −1 (U) and [ u, F ] ∈ π ′′ −1 (U) where p = π (u) . Given a linear iso-
morphism x : W → Rm , we obtain an equivalence ex : U ×gl (W ) → U ×gl (Rm )
FIBRE BUNDLES 353
Using the equivalence e, we may therefore identify the fibre bundle E ′ associ-
ated with P with fibre gl (W ) with the vector bundle π ′′′ : Λ 1 (W ; E ) → M ,
and the linear isomorphism µ ′u : gl (W ) → E p′ defined in (b) is then identified
with the linear isomorphism µ ′′u = e p ◦ µ ′u : gl (W ) → Λ 1 (W ; E p ) given by
µ ′′u (F) = µ u ◦ F
ν (u) = µ u
t ′′ ◦ ν′id W ◦ t −1 = idU × ψ
so that
e−1
x ◦ τx ◦ ν ◦ t
−1
= idU × ψ
for every local trivialization (t , π −1 (U)) in P.
(d) Let π : P → M be a principal G-bundle, and let ρ : G → Aut (W ) be the repre-
sentation of G on a finite dimensional vector space W given by
ρ (g) = id W
for g ∈ G . Then it follows from (b) that the fibre bundle π ′ : E → M with fibre
W associated with P is a vector bundle which we contend is equivalent over M
to the trivial vector bundle πe : EW → M defined in 5.26, with the equivalence
e : E ′ → EW given by
e ([ u, v ]) = (π (u), v)
for u ∈ P and v ∈ W . This is clearly well defined, for if g ∈ G , then
t ′ ([ u, v ]) = (p, v) = e ([ u, v ]) ,
showing that
−1
id U × W ◦ e ◦ t ′ = id U × W .
Using the equivalence e, we may therefore identify the fibre bundle E associ-
ated with P with fibre W with the vector bundle πe : EW → M , and the linear
isomorphism µ u : W → E p defined in (b) is then identified with the linear iso-
morphism µ ′u = e p ◦ µ u : W → {p} × W given by
µ ′u (v) = (p, v)
e ([ u, ξ ]) = u( ξ )
for u ∈ L (E) and ξ ∈ Rn . This is clearly well defined, for if G ∈ Gl (Rn ), then
e ([ u ◦ G, id (G−1 ) ξ ]) = u ◦ G ◦ G−1 ( ξ ) = u( ξ ) = e ([ u, ξ ]) .
φ (u) = (p , t p ◦ u)
and
t ′ ([ u, ξ ]) = (p, φ p (u) ξ )
for u ∈ L p (E) and ξ ∈ Rn where p ∈ U . Combining this, we have that
t ′ ([ u, ξ ]) = (p, t p ◦ u ( ξ )) = t ◦ e ([ u, ξ ])
Using the equivalence e, we may therefore identify the fibre bundle E ′ associ-
ated with L (E) with fibre Rn with the vector bundle π : E → M, and the linear
isomorphism µ u : Rn → E p′ defined in (b) is then identified with u : Rn → E p
since
ep ◦ µ u = u
for each u ∈ L (E).
(f) Let π ′ : L (E) → M be the frame bundle of an n-dimensional vector bundle
π : E → M. By Proposition 8.13 we have a representation ρ kl : Gl (Rn ) →
Aut (T kl (Rn )) of the structure group Gl (Rn ) on the finite dimensional vector
space T kl (Rn ) given by
ρ kl (F) = (F −1) ∗
for F ∈ Gl (Rn ), i.e.,
e ([ u, T ]) = (u −1) ∗ (T )
φ (u) = (p , t p ◦ u)
and
t ′ ([ u, T ]) = (p, ρ kl (φ p (u)) (T ))
for u ∈ L p (E) and T ∈ T kl (Rn ) where p ∈ U . Combining this, we have that
τ ◦ e ◦ t ′ −1 = id U × T k (Rn ) .
l
Using the equivalence e, we may therefore identify the fibre bundle E ′ associ-
ated with L (E) with fibre T kl (Rn ) with the tensor bundle πlk : Tlk (E) → M,
and the linear isomorphism µ u : T kl (Rn ) → E p′ defined in (b) is then identified
with (u −1) ∗ : T kl (Rn ) → T kl (E p ) since
e p ◦ µ u = (u −1) ∗
for u ∈ L p (E).
(g) Let π ′ : L (E) → M be the frame bundle of an n-dimensional vector bundle π :
E → M. Then Ad : Gl (Rn ) → Aut (gl (Rn )) is a representation of the structure
group Gl (Rn ) on the finite dimensional vector space gl (Rn ), so by (b) the fibre
bundle π ′′ : E ′ → M with fibre gl (Rn ) associated with L (E) is a vector bundle
which we contend is equivalent over M to the vector bundle π ′′′ : Λ 1 (E ; E ) →
M , with the equivalence e : E ′ → Λ 1 (E ; E ) given by
e ([ u, F ]) = u ◦ F ◦ u−1
for u ∈ L (E) and F ∈ gl (Rn ). This is clearly well defined, for if G ∈ Gl (Rn ),
then
φ (u) = (p , t p ◦ u)
and
t ′ ([ u, F ]) = (p, Ad (φ p (u)) (F))
for u ∈ L p (E) and F ∈ gl (Rn ) where p ∈ U . Combining this, we have that
τ ◦ e ◦ t ′ −1 = id U × gl (Rn ) .
FIBRE BUNDLES 357
Using the equivalence e, we may therefore identify the fibre bundle E ′ asso-
ciated with L (E) with fibre gl (Rn ) with the vector bundle π ′′′ : Λ 1 (E ; E )
→ M , and the linear isomorphism µ u : gl (Rn ) → E p′ defined in (b) is then
identified with the linear isomorphism µ ′u = e p ◦ µ u : gl (Rn ) → Λ 1 (E p ; E p )
given by
µ ′u (F) = u ◦ F ◦ u−1
for u ∈ L p (E) and F ∈ gl (Rn ) where p ∈ M .
(h) Let π ′ : L (E) → M be the frame bundle of an n-dimensional vector bundle
π : E → M, and let ρ : Gl (Rn ) → Aut (L (Rm , Rn )) be the representation of
the structure group Gl (Rn ) on the finite dimensional vector space L (Rm , Rn )
given by
ρ (G)(F) = G ◦ F
for G ∈ Gl (Rn ) and F ∈ L (Rm , Rn ) . Then it follows from (b) that the fibre
bundle π ′′ : E ′ → M with fibre L (Rm , Rn ) associated with L (E) is a vec-
tor bundle which we contend is equivalent over M to the vector bundle π ′′′ :
Λ 1 (Rm ; E ) → M defined in 5.27, with the equivalence e : E ′ → Λ 1 (Rm ; E )
given by
e ([ u, F ]) = u ◦ F
for u ∈ L (E) and F ∈ L (Rm , Rn ) . This is clearly well defined, for if G ∈
Gl (Rn ), then
e ([ u ◦ G, ρ (G−1 ) F ]) = (u ◦ G) ◦ (G−1 ◦ F) = u ◦ F = e ([ u, F ]) .
φ (u) = (p , t p ◦ u)
and
t ′ ([ u, F ]) = (p, ρ (φ p (u)) (F))
for u ∈ L p (E) and F ∈ L (Rm , Rn ) where p ∈ U . Combining this, we have that
t ′ ([ u, F ]) = (p, t p ◦ u ◦ F ) = τ ◦ e ([ u, F ])
τ ◦ e ◦ t ′ −1 = id U × L (Rm ,Rn ) .
Using the equivalence e, we may therefore identify the fibre bundle E ′ associ-
ated with L (E) with fibre L (Rm , Rn ) with the vector bundle π ′′′ : Λ 1 (Rm ; E )
358 SMOOTH MANIFOLDS AND FIBRE BUNDLES
ρ k (G)(F) = ψ (G) ◦ F ◦ {G −1 } k
e u ◦ F ◦ {u −1 } k
e ([ u, F ]) = µ
e ([ u ◦ G, ρ k (G −1 ) F ]) = {µ
e u ◦ ψ (G) } ◦ {ψ (G) −1 ◦ F ◦ {G } k } ◦
{{G −1 } k ◦ {u −1 } k } = e ([ u, F ]) .
To show that e is an equivalence, let (t , π −1 (U)) be a local trivialization in
the vector bundle π : E → M, and let (φ , π ′ −1 (U)) be the corresponding local
trivialization in L (E) defined as in Example 10.21 by
φ (u) = (p , t p ◦ u)
10.28 by
e
t ([ u, v ]) = (p, ψ (φ p (u)) (v))
and
t ′ ([ u, F ]) = (p, ρ k (φ p (u)) (F))
for u ∈ L p (E) , v ∈ W and F ∈ T k (Rn ;W ) where p ∈ U . Combining this, we
have that
FIBRE BUNDLES 359
= (p, x ◦ e e u ◦ F ◦ {u −1 } k ◦ {t p−1 } k ) = τ ◦ e ([ u, F ])
tp ◦ µ
Using the equivalence e, we may therefore identify the fibre bundle E ′ as-
sociated with L (M) with fibre T k (Rn ;W ) with the vector bundle π k :
e → M , and the linear isomorphism µ u : T k (Rn ;W ) → E p′ defined in
T k (E ; E)
(b) is then identified with the linear isomorphism µ ′u = e p ◦ µ u : T k (Rn ;W ) →
T k (E p ; Eep ) given by
µ ′u (F) = µ
e u ◦ F ◦ {u −1 } k
CONNECTIONS
10.30 Proposition If π : P → M is a principal G-bundle, then
(R g ) ∗ σ (X) = σ ( Ad (g−1 ) X )
V ug = (R g )∗ V u
(R g ) ∗ ◦ σu ∗ = σug ∗ ◦ Ad (g−1 )
so that
(R g ) ∗ V u = (R g ) ∗ ◦ σ u ∗ (g ) = σ ug ∗ (g ) = V ug .
for w ∈ Tu P. The vectors hu (w) and vu (w) are called the horizontal and vertical
components of w.
Now the vertical subspace Vu is isomorphic to the Lie algebra g by Proposition
10.26. If τu : Vu → g is the inverse of the linear isomorphism from g to Vu induced
by σu ∗ : T G → T P , we therefore have a g-valued 1-form ωu = τu ◦ vu on Tu P so
that ωu ◦ σu ∗ = id G . We will prove that the map ω : P → Λ 1 (T P ; g) defined by
ω (u) = ωu for u ∈ P, is a g-valued 1-form on P called the connection form of the
given connection H. We first need a definition.
So if w ∈ Tu P is written as
m+n
w= ∑ ω j (u)(w)Y j u ,
j=1
then
m
ω (u)(w) = ∑ ω j (u)(w) X j
j=1
showing the above assertion and completing the proof that ω is a g-valued 1-form on
P.
To prove formula (ii) in the definition, suppose first that w ∈ H u . Then (R g )∗ w ∈
H ug which implies that
and this completes the proof of formula (ii) since Tu P = H u ⊕Vu . The last part of the
proposition follows immediately from the definition of ω .
for w ∈ Tu P.
We next show that H is a distribution in P. Let ω j for j = 1, ..., m be the com-
ponents of ω with respect to a basis C = {X1 , ..., Xm } for g, and let u0 ∈ P. If
{Y1 , ...,Ym+n } is a local basis for T P on an open neighbourhood U of u0 , then the
vector fields {Z1 , ..., Zm+n } defined by
m m
Zi u = hu (Yi u ) = Yi u − σ ( ∑ ω j (u) (Yi u ) X j ) u = Yi u − ∑ ω j (u) (Yi u) σ (X j ) u
j=1 j=1
e
tα ,p ((p, u) g) = e
tα ,p (p, u) g = tα , f (p) (u) g = tα , f (p) (ug) = e
tα ,p (p, ug)
fe((p, u) g) = ug = fe(p, u) g
fe∗ σ
e (X) (p,u) = fe∗ σe (p,u) ∗ (X) = σu ∗ (X) = σ (X) u
so that
fe∗ ( ω )(p, u) (σe (X) (p,u) ) = ω (u) (σ (X) u ) = X .
By (3) and Proposition 5.48 we also have that
TENSORIAL FORMS
10.38 Definition Let π : P → M be a principal G-bundle and ρ : G → Aut (W ) a
representation of G on a finite dimensional vector space W . Then a W -valued k-form
ω ∈ Ω k (P;W ) is said to be pseudo-tensorial of type (ρ ,W ) if
R g∗ ω = ρ (g−1 ) · ω
F ◦ ρ 1 (g) = ρ 2 (g) ◦ F
R g∗ (F · ω ) = F · R g∗ ( ω ) = F · (ρ 1 (g−1 ) · ω ) = ρ 2 (g−1 ) · (F · ω )
(R g )∗ ◦ h = h ◦ (R g )∗ and (R g )∗ ◦ v = v ◦ (R g )∗
for every g ∈ G.
PROOF : By Proposition 2.64 we know that h and v are bundle maps over P. The
last part of the proposition follows from the relation
where
(R g )∗ ◦ h (w) ∈ H ug and (R g )∗ ◦ v (w) ∈ V ug
for every w ∈ Tu P by Definition 10.32 and Corollary 10.31.
PROOF : Suppose that w1 , ... , wk ∈ Tu P, and let wi,1 = h(wi ) and wi,2 = v(wi ) for
i = 1, ... , k. Then we have that
2
ω (u)(w1 , ... , wk ) = ∑ ω (u)(w1,i1 , ... , wk,ik ) .
i1 ,...,ik =1
and a similar argument applies when ω is vertical. The converse statements follow
directly from the definition.
= ρ (g−1 ) · d ω (u) (h (w1 ), ... , h (wk+1 ) ) = ρ (g−1 ) · D ω (u) (w1 , ... , wk+1 ) ,
366 SMOOTH MANIFOLDS AND FIBRE BUNDLES
10.45 Remark From Proposition 10.35 it follows that the connection form ω is
a vertical pseudo-tensorial 1-form of type (Ad, g), and hence the curvature form Ω is
a tensorial 2-form of type (Ad, g).
(R g )∗ X ∗ = X ∗
π∗ ◦ (R g )∗ = π∗
for every g ∈ G, and by Definition 10.32 and Corollary 2.38 we have a bundle map
(rg , R g ) from the vector bundle π ′ : H → P to itself, where rg : H → H is the map
induced by (R g )∗ : T P → T P so that
i ◦ rg = (R g )∗ ◦ i
α ◦ rg = π∗ ◦ i ◦ rg = π∗ ◦ (R g )∗ ◦ i = π∗ ◦ i = α
α ug ◦ (rg ) u = α u
and therefore
(rg ) u ◦ α u−1 = α ug
−1
368 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for every u ∈ P.
(3) By Propositions 4.88 and 10.3 we know that [ X ∗ ,Y ∗ ] is π -related to [ X,Y ] ,
and the vertical component of [ X ∗ ,Y ∗ ] u lies in the kernel of π∗ u for every u ∈ P.
Hence we have that
π∗ ( h [ X ∗ ,Y ∗ ] u ) = π∗ ( [ X ∗ ,Y ∗ ] u ) = [ X,Y ] π (u)
ρ (p, g) = s(p) g
s(p) = ρ (p, e)
for p ∈ V .
Conversely, any local trivialization (t, π −1 (V )) in P is associated with a unique
section s on V which is given by
s(p) = t −1 (p, e)
for p ∈ V .
If sk : Vk → P for k = 1, 2 are two sections in P with associated local trivializa-
tions (tk , π −1 (Vk )) which are G-related with transition map φ : V1 ∩V2 → G, then
we have that
for every v ∈ Tu P where u = ρ (p, g), showing that ρ∗ u surjective. Since dim u (P) =
dim p (M) + dim g (G) , it follows from the inverse function theorem that ρ and ρ −1
are diffeomorphisms. For every u = ρ (p, g) ∈ π −1 (V ) and h ∈ G we have that uh =
ρ (p, gh) so that
ψ (uh) = gh = ψ (u) h ,
thus completing the proof that (ρ −1 , π −1 (V )) is a local trivialization in P.
Now, if (t, π −1 (V )) is any local trivialization in P, then the map s : V → P given
by
s(p) = t −1 (p, e)
for p ∈ V is clearly a section on V . From 10.16 it follows that
s(p) g = t −1 (p, g)
for p ∈ V and g ∈ G, which shows that (t, π −1 (V )) is the local trivialization associated
with s.
FIBRE BUNDLES 371
s1 (p) = t1−1 (p, e) = t2−1 ◦ t2 ◦ t1−1 (p, e) = t2−1 (p, φ (p) e) = s2 (p) φ (p)
for p ∈ V1 ∩V2 , and (2) follows from formula (4) in Proposition 2.74. Now we have
that
s1 (p) = ρ2 ◦ λ (p)
for p ∈ V1 ∩ V2 , where ρ2 : V2 × G → π −1(V2 ) is the map defined by ρ2 (p, g) =
s2 (p)g , and formula (3) therefore follows from (1) and (2).
10.53 Remark For each local chart (x,U) on the manifold M n , the local trivial-
ization (φx , π ′ −1 (U)) in the frame bundle π ′ : L (M) → M defined in Example 10.21
is associated with the frame field
∂ ∂
s= 1 , ... , n
∂x ∂x
on U by Remark 2.82.
10.54 Corollary Suppose that s1 = (X1 , ... , Xn ) and s2 = (X1′ , ... , Xn′ ) are frame
fields on open subsets V1 and V2 of a smooth manifold M, and that the associated local
trivializations (t1 , π −1 (V1 )) and (t2 , π −1 (V2 )) in the frame bundle π : L (M) → M are
Gl (Rn )-related with transition map φ : V1 ∩V2 → Gl (Rn ). Then we have that
n
X j (p) = ∑ φ (p) ij Xi′ (p) (1)
i=1
ρ (p, g) = s(p) g
372 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for p ∈ V , g ∈ G and ξ ∈ W , we have a bundle map (α̃ , α ) between the vector bundles
π1 : V × G ×W → V × G and π2 : V ×W → V which is a linear isomorphism on each
fibre. Then it follows from Propositions 5.33 that η is a W -valued k-form on V × G
since
η = ρ ′1 ◦ (α ∗ , α̃ ) ∗ (ρ ′2−1 ◦ ω
e) ,
where ρ ′1 : Λ k (T (V × G) ;V × G × W ) → Λ k (T (V × G) ;W ) and ρ ′2 : Λ k (TV ; V ×
W ) → Λ k (TV ;W ) are the equivalences over V × G and V , respectively, defined in
5.26. Hence it follows that ω = (ρ −1 )∗ η is a W -valued k-form on π −1 (V ) .
FIBRE BUNDLES 373
e = s∗ (ω ).
It only remains to show that ω is tensorial of type (ψ ,W ) and that ω
Since
σρ (p,g) ∗ ◦ (L g−1 ) ∗ : Tg G → Vρ (p,g)
is a linear isomorphism by Proposition 10.26, it follows from (1) that ω is horizontal.
Indeed, if ρg ∗ (vr ) + ρ p ∗ (wr ) ∈ Vρ (p,g) for some r, then vr = 0 by formula (1) in
Proposition 10.52 so that ω e (p)(v1 , ... , vk ) = 0 . Furthermore, we have that
R h ◦ ρ (p, g) = ρ (p, gh)
which implies that
R h ◦ ρg = ρgh and R h ◦ ρ p = ρ p ◦ R h
so that
= ψ (φ (p) −1 ) ω
e 2 (p)(v1 , ... , vk )
for p ∈ V1 ∩V2 and v1 , ... , vk ∈ Tp M , which completes the proof of formula (2).
e = s∗ (ω ) is the
for p ∈ V and g ∈ G. If ω is a connection form on π −1 (V ), and if ω
pull-back of ω by s, then
ω e 2 (p)(v) + θe (p)(v)
e 1 (p)(v) = Ad (φ (p) −1 ) ω (2)
e = s∗ (ω ).
It only remains to show that ω is a connection form on π −1 (V ) with ω
If h ∈ G, we have that
so that
ω (ρ (p, g)) (σ (X) ρ (p,g)) = θ (g) ((L g ) ∗ (X)) = X
by Definition 8.75. Furthermore, we have that
R h ◦ ρg = ρgh and R h ◦ ρ p = ρ p ◦ R h
so that
s1 (p) = ρ2 ◦ λ (p)
= Ad (φ (p) −1 ) ω
e 2 (p)(v) + θ (φ (p))(φ∗ (v))
e 2 (p)(v) + θe (p)(v)
= Ad (φ (p) −1 ) ω
ρ (p, g) = s(p) g
PROOF : Formula (1) follows from Proposition 10.56 since s∗ (ω ) = 0, and it implies
that
Hρ (p,g) = ker ω (ρ (p, g)) = ρg ∗ (Tp M)
for (p, g) ∈ V × G, thus proving the first part of the proposition.
By formula (2) in Proposition 10.56 we have that
for p ∈ V1 ∩V2 and v ∈ Tp M , which shows that s1 is horizontal on V1 ∩V2 if and only
if φ ∗ = 0. The proposition now follows from Proposition 2.29 and Proposition 13.38
in the appendix.
e (t) = βe(t) g
α
for t ∈ I. By applying γe on both sides and using formula (3) in 10.37, we see that
this is equivalent to the assertion that
α (t) = β (t) g
for t ∈ I.
for t ∈< ti , ti+1 > where gi ∈ G. If α is horizontal, formula (2) actually holds for
t ∈ [ti , ti+1 ] by the continuity of α and β , and it follows by induction that gi = g0 for
i = 1, ... , r − 1 . Hence formula (1) is true for t ∈ [ a, b] with g = g0 .
Conversely, assuming that formula (1) is true we have that α is horizontal on
[ti , ti+1 ] by the continuity of αi∗ (ω ) , where α i : Ii → P is an extension of α |[ ti ,ti+1 ]
to a smooth curve defined on an open interval Ii containing [ti , ti+1 ], and ω is the
connection form of H.
PARALLEL TRANSPORT
τγ = µ β (b) ◦ µ −1
β (a)
,
10.72 Remark By Propositions 10.60 and 10.62 it follows in the same way as in
t
Remark 10.70 that τ t01 is a well-defined diffeomorphism with inverse
( τ tt01 ) −1 = τ tt10 ,
382 SMOOTH MANIFOLDS AND FIBRE BUNDLES
PROOF : Using the bundle map (p ′ , π ) between the vector bundles pr1 : P ×W → P
and π ′ : E → M defined in Example 10.29 (b), which is a linear isomorphism on each
fibre, it follows from Proposition 5.33 that the pull-back (π∗ , p ′ ) ∗ (ω ) is a bundle-
valued k-form on P with values in P × W . Now we have that
ω = ρ ′ ◦ (π∗ , p ′ ) ∗ (ω ) ,
ρ ′ (α ) = ρu ◦ α
µ u = µ ug ◦ ψ (g−1 ). (3)
since η is tensorial of type (ψ ,W ), thus completing the proof that ω is well defined.
To show that ω is an E-valued k-form on M, let s : V → P be a section in P de-
fined on an open subset V of M with associated local trivialization (t, π −1 (V )), and
let (t ′ , π ′ −1 (V )) be the associated local trivialization in E. Then t ′ is an equivalence
over V between the vector bundles π V′ : π ′ −1 (V ) → V and pr1 : V × W → V , and it
follows from formula (2) in 10.28 that
ω |V = (id V ∗ ,t ′ ) ∗ (ρ ′ −1 ◦ s∗ (η ))
Dω = Dω
or
D ω (p)(v1 , ... , vk+1 ) = µu ◦ d ω (u)(w1 , ... , wk+1 )
FIBRE BUNDLES 385
for p ∈ M and v1 , ... , vk+1 ∈ Tp M, where u ∈ P and w1 , ... , wk+1 ∈ Hu are chosen so
that π (u) = p and π∗ (wi ) = vi for i = 1, ... , k + 1.
for every g ∈ G. Then we have a bilinear map ν p : E1,p × E2,p → E3,p for each p ∈ M
defined by
ν p ( [ u, v1 ], [ u, v2 ]) = [ u, ν ( v1 , v2 )]
for u ∈ π −1 (p), v1 ∈ W1 and v2 ∈ W2 . It is well defined since
for every g ∈ G. If µ i,u : Wi → Ei,p where π (u) = p is the linear isomorphism defined
by µ i,u (v) = [ u, v] for v ∈ Wi , we have that
for each u ∈ P.
Now if ω ∈ Ω k (V ; E1 ) and η ∈ Ω l (V ; E2 ) are bundle-valued differential forms
on an open subset V of M, we have a bundle-valued differential form ω ∧ ν η ∈
Ωk+l (V ; E3 ) , called the wedge product of ω and η with respect to ν , defined by
ω ∧ν η = ω ∧ν η
or
( ω ∧ ν η )(p)(v1 , ... , vk+l ) = µ 3,u ◦ ( ω ∧ ν η )(u)(w1 , ... , wk+1 ) (2)
for p ∈ V and v1 , ... , vk+l ∈ Tp M, where u ∈ P and w1 , ... , wk+l ∈ Tu P are chosen so
that π (u) = p and π∗ (wi ) = vi for i = 1, ... , k + 1. Using (1) we have that
for p ∈ V . Using Proposition 5.69 and Definition 10.75 of the exterior covariant
derivative, we have that
D (ω ∧ ν η ) = (D ω ) ∧ ν η + (−1)k ω ∧ ν (D η )
We will often omit the reference to ν in the notation if it is clear from the context.
386 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Ds (p)(v) = µu ◦ d s (u)(w) = µu ◦ w( s )
the horizontal lift of γ with α (t0 ) = u. Then we also have that α ′ (t0 ) = w, since
α ′ (t0 ) ∈ Hu and π∗ (α ′ (t0 )) = γ ′ (t0 ) = v. By Remark 10.72 we now have that
τ tt0 = ( τ tt0 ) −1 = µ u ◦ µ −1
α (t)
so that
τ tt0 s(γ (t)) = µu ◦ s (α (t))
for t ∈ I. Hence it follows from 5.49 and Lemma 2.84 that
d t ′
dt τ t0 s(γ (t)) = µu ◦ s ∗ (α (t0 )) = µu ◦ s ∗ (w) = µu ◦ w( s ) = ∇v s
t0
by Lemma 2.84.
(4) ∇X ( f s) = X( f ) s + f ∇X s
for all vector fields X, X1 , X2 ∈ T1 (M), sections s, s1 , s2 ∈ Γ(M; E) and smooth func-
tions f ∈ F (M).
PROOF : We see that (1), (2) and (3) follow immediately from Definition 10.77 and
Proposition 10.51. To prove (4), we use that
∇v s = (p, v( f ))
for (i1 , ..., ik , j1 , ..., j l ) ∈ Ink+l and t ∈ I, which shows that the parallel transport in
Tlk (M) of the basis vectors in T kl (B) are obtained by taking the tensor product of
the parallel transported basis vectors from B and B ∗ . If
j ,..., j
T (γ (t)) = ∑ C p i11,...,ik l (t) vi1 (t) ⊗ · · · ⊗ vik (t) ⊗ v j1 (t) ⊗ · · · ⊗ v j l (t) ,
i1 ,...,ik
j1 ,..., j l
then
j ,..., j
τ t0 T (γ (t)) = ∑ C p i11,...,ik l (t) vi1 ⊗ · · · ⊗ vik ⊗ v j1 ⊗ · · · ⊗ v j l
i ,...,i
1 k
j1 ,..., j l
j ,..., j
so that C p i11,...,ik l are the components with respect to T kl (B) of the smooth curve
c : I → T kl (Tp M) given by c(t) = τ t0 T (γ (t)) = (u−1 ) ∗ ◦ T (α (t)). Hence we have
that
d
j1 ,..., j l i1 ik
∇v T = ∑
i ,...,i
dt C p i1 ,...,ik v ⊗ · · · ⊗ v ⊗ v j1 ⊗ · · · ⊗ v j l
1 k 0
j1 ,..., j l
by Lemma 2.84.
(2) If T ∈ T kl11 (M) and S ∈ T kl22 (M), then ∇X (T ⊗ S) = (∇X T ) ⊗ S + T ⊗ (∇X S).
for p ∈ N, u ∈ P and v ∈ F where f (p) = π (u). This is clearly well defined, for if
g ∈ G, then
FIBRE BUNDLES 391
e([(p, u)g, ψ (g−1 )v]) = [(p, ug), ψ (g−1 )v] = (p, [ug, ψ (g−1 )v])
= (p, [u, v]) = e([(p, u), v ]).
t ′ ([ u, v ]) = (q, ψ ◦ tq (u) v)
t˜ ′ ◦ e ◦ t ′′ −1 = id Ue × F .
Using the equivalence e, we may therefore identify the fibre bundle E ′ associated
with Pe with fibre F with the fibre bundle Ee induced from E by f , and the diffeomor-
phism µ ′(p,u) : F → E p′ defined in 10.28 is then identified with the diffeomorphism
e (p,u) = e p ◦ µ ′
µ (p,u): F → Eep given by
∇v F = fe′ ( ∇v Fe ) ,
∇X F (p) = ∇Xp F
for p ∈ N, so that
∇X F = fe′ ◦ ∇X Fe .
Hence ∇X F : N → E is the lifting of f corresponding to the section ∇X Fe in the
induced vector bundle πe ′ : Ee → N.
Now let F ∈ F (Pe ;W ) be the vector-valued function given by
−1
e (p,u)
F (p, u) = µ e ( πe ′ (p, u))
◦ F
∇v Fe = µ
e (p,u) ◦ w( F )
so that
∇v F = µ u ◦ w( F )
e (p,u) is chosen so that πe∗ (w) = v,
for p ∈ N and v ∈ Tp N, where u ∈ Pf (p) and w ∈ H
and where w is considered to act componentwise as a local derivation at (p, u) as
defined in 5.49. We recall from 10.37 that
e (p,u) = ( fe∗ (p,u) ) −1 (H u ) .
H
∇X F (p) = µ u ◦ Xu∗ ( F )
t
where τe t 0 : πe ′ −1 (β (t)) → πe ′ −1 (β (t 0 )) is the parallel transport in Ee along β from t
to t 0 .
Now let α : I → P be a horizontal lift of γ . Then the section α e : I → Pe in πe : Pe → I
determined by α , which is given by α e (t) = (t, α (t)) for t ∈ I, is a horizontal lift of β
by Remark 10.58. The proposition therefore follows by applying γe ′ on both sides of
(1), since
γe ′ ◦ τe tt 0 ◦ Fe (β (t)) = γe ′ ◦ µ
e (t e −1 ◦ Fe (t)
◦ µ
0 ,α (t 0 )) (t,α (t))
= µ α (t ◦ µ −1
α (t)
◦ F(t) = τ tt 0 ◦ F(t)
0)
τ tt10 F (t 0 ) = F (t1 ) ,
to t 1 .
LINEAR CONNECTIONS
10.93 Proposition Let π : L (M) → M be the frame bundle over a smooth man-
ifold M n . Then we have an Rn -valued 1-form θ on L (M) defined by
θ (u) = u−1 ◦ π∗ u
for u ∈ L (M), called the canonical form or the dual form on L (M), which is
tensorial of type (id, Rn ) with ker θ (u) = Vu for every u ∈ L (M). We have that
θ = ε , where ε ∈ Ω 1 (M; T M) is the bundle-valued 1-form on M defined in Example
5.45.
PROOF : Follows from Propositions 10.73 and 10.3.
396 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for u ∈ V , is smooth. By applying θ (u) on both sides, it follows from (3) that
n
ξ = ∑ ai (u) hi (u)
i=1
where
hi (u) = θ (u)(Yi u ) = u−1 ◦ αu (Yi u )
FIBRE BUNDLES 397
for i = 1, ... , n. Since u and αu are linear isomorphisms, these vectors form a basis
for Rn . We therefore have a smooth map h : V → Gl (n, R), where h(u) is the matrix
with h1 (u), ..., hn (u) as column vectors for u ∈ V . Writing the vectors ξ and a(u) as
column vectors as well, the above equation can be written as
ξ = h(u) a(u)
so that
a(u) = h(u)−1 ξ
for u ∈ V . This shows that a is smooth and hence that B(ξ ) is a vector field on
L (M).
for every ξ ∈ Rn and F ∈ Gl (Rn ). Moreover, B(ξ ) is nowhere zero when ξ 6= 0, and
if {ξ1 , ... , ξn } is a basis for Rn , then {B(ξ1 ), ... , B(ξn )} is a local basis for H on
L (M).
PROOF : For each u ∈ L (M) it follows from Definition 10.32 (ii) that (R F ) ∗ B(ξ ) u
and B(F −1 (ξ )) u ◦ F are vectors in H u ◦ F such that
since π ◦ R F = π . Hence
(R F ) ∗ ◦ B(ξ ) = B(F −1 (ξ )) ◦ RF
10.99 Remark From Proposition 10.43 and 10.93 it follows that the torsion form
Θ is a tensorial 2-form of type (id, Rn ).
T (p)(v1 , v2 ) = u ◦ Θ(u)(w1 , w2 )
398 SMOOTH MANIFOLDS AND FIBRE BUNDLES
where the smooth functions T jik : V → R, called the components of T with respect to
the frame field s = (X1 , ... , Xn ), are defined by
e i (X j , Xk )
T j ik = Θ
for 1 ≤ i ≤ n.
PROOF : By Proposition 10.73 and Example 10.29 (e) we have that
n
e j , Xk ) = ∑ Θ
T (X j , Xk ) = s · Θ(X e i (X j , Xk ) Xi
i=1
for 1 ≤ j, k ≤ n.
T (X,Y ) = ∇X Y − ∇Y X − [ X , Y ]
since
u ◦ θ (u)( [ X ∗ ,Y ∗ ] u ) = π∗ ( [ X ∗ ,Y ∗ ] u ) = [ X , Y ] p
by Proposition 4.88.
R(p)(v1 , v2 ) = µ u ◦ Ω(u)(w1 , w2 )
s, which form a dual local basis on V to the frame field s = (X1 , ... , Xn ) as described
in Remark 10.94, then we have that
e ji =
Ω ∑ R ji kl θe k ∧ θe l
k<l
for 1 ≤ i, j ≤ n.
FIBRE BUNDLES 401
= u ◦ v ( [ X ∗ ,Y ∗ ] u )(Z ) = u ◦ σ (F) u (Z ).
By Proposition 9.39 the integral curve γ u : R → L (E) for the fundamental vector
field σ (F) with initial condition u is given by
γ u (t) = u ◦ exp (t F)
Λu (G) = G ◦ Z (u)
for G ∈ gl (Rn ) . By 5.49 and 2.70 it follows that
σ (F) u (Z ) = c′ (0) = Λu ◦ φ −F
′
(0) = −F ◦ Z (u) (3)
if we canonically identify Tc(0) (Tu L (E)) with Tu L (E) as in Lemma 2.84. The
proposition now follows from formula (1), (2) and (3).
402 SMOOTH MANIFOLDS AND FIBRE BUNDLES
ν (u)(v) = µ u (v) = [ u, v]
e = s∗ (ω )
for u ∈ P and v ∈ W . If s is a section of π on an open subset V of M, and ω
is the pull-back by s of the connection form ω of H, then we have that
e )(p)(v)
∇(ν ◦ s)(p)(v) = (ν ◦ s)(p) ◦ (ψ ∗ · ω
for p ∈ V and v ∈ Tp M.
PROOF : If ρ : V × G → π −1 (V ) is the diffeomorphism defined by
ρ (p, g) = s(p) g
ν ◦ s ◦ ρ (p, g) = µ −1 −1 −1 −1
s(p)g ◦ ν (s(p)) = ψ (g ) ◦ µ s(p) ◦ µ s(p) = ψ (g ) .
e (p)(v) + X .
0 = ω (s(p)) (s ∗ (v) + ρ p ∗ (X)) = ω
FIBRE BUNDLES 403
Hence it follows from 5.51, Proposition 5.63 and Corollary 8.33 that
so that
∇(ν ◦ s)(p)(v) = µs(p) ◦ d ν ◦ s(s(p))(s∗ (v) + ρ p∗(X))
e )(p)(v).
= (ν ◦ s)(p) ◦ (ψ∗ · ω
where the smooth functions Γki j : V → R, called the connection components or the
connection coefficients of H with respect to the frame field s = (X1 , ... , Xn ), are
defined by
e ji (Xk )
Γki j = ω
e ji are the components of ω
for 1 ≤ i, j, k ≤ n, where ω e with respect to the basis D. If
e i ∗ i
θ = s θ for i = 1, ... , n are the pull-backs of the components of the dual form θ by
s, which form a dual local basis on V to the frame field s = (X1 , ... , Xn ) as described
in Remark 10.94, then we have that
n
e ji =
ω ∑ Γki j θe k
k=1
for 1 ≤ i, j ≤ n.
∇X Y = ∑ a j ∇X j (b i Xi ) = ∑ a j { X j (b i ) Xi + b i ∇X j Xi }
ij ij
!
j i j k j i k i
= ∑ a X j (b ) Xi + ∑ a b ∇X j Xk = ∑ a X j (b ) + ∑ b Γ jk Xi .
ij kj ij k
FIBRE BUNDLES 405
where
i n
b i ; j = ∂ b j + ∑ b k Γ jk
i
∂x k=1
for 1 ≤ i, j ≤ n.
ν (u) = (u−1 ) ∗
for u ∈ L (E) .
For each k we now have that α k = Λ k · ν ◦ s , where Λ k : gl ((Rn ) ∗ ) → (Rn ) ∗
is the linear map given by Λ k (F) = F(ek ) for F ∈ gl ((Rn ) ∗ ) . Hence it follows by
Proposition 5.62 and Theorem 10.109 that
where Γki j are the connection coefficients of H with respect to the frame field s =
(X1 , ... , Xn ) given by
Γki j = ω
e ji (Xk )
e ji are the components of ω
for 1 ≤ i, j, k ≤ n, where ω e with respect to the basis D.
where
n
b i ; j = X j (b i ) − ∑ b k Γ jki
k=1
for 1 ≤ i, j ≤ n.
PROOF : By Proposition 10.80 and Corollary 10.116 we have that
∇X α = ∑ a j ∇X j (b i α i ) = ∑ a j { X j (b i ) α i + b i ∇X j α i }
ij ij
!
j i j k j
= ∑ a X j (b i ) α + ∑ a b k ∇X j α = ∑ a X j (b i ) − ∑ b k Γ jki αi .
ij kj ij k
where
n
∂ bi
b i;j = − ∑ b k Γ jki
∂xj k=1
for 1 ≤ i, j ≤ n.
where
l n
j ,..., j j ,... , j j ,... , j , j, jm+1 ,..., j l j
B i11 ,...,ikl; h = Xh (B i11 ,..., ikl ) + ∑ ∑ B i11 ,...,ikm−1 Γ hmj
m=1 j=1
k n
j ,..., j i
− ∑ ∑ B i11 ,... ,im−1
l
,i,im+1 ,...,ik Γ h im .
m=1 i=1
the result follows from Proposition 10.83 (5) and Corollaries 10.111 and 10.116.
and
B i11 ,...,ikl dxi1 ⊗ · · · ⊗ dxik ⊗ ∂ j1 ⊗ · · · ⊗ ∂ j l ,
j ,..., j
T= ∑ ∂x ∂x
i1 ,...,ik
j1 ,..., j l
where
j ,... , j
j ,..., j
∂ B i 1 ,..., i l l n
j ,... , j , j, jm+1 ,..., j l j
1
B i11 ,...,ikl; h =
∂ xh
k
+ ∑ ∑ B i11 ,...,ikm−1 Γ hmj
m=1 j=1
k n
j ,..., j i
− ∑ ∑ B i11 ,... ,im−1
l
,i,im+1 ,...,ik Γ h im .
m=1 i=1
FIBRE BUNDLES 409
for smooth functions ai : I → R and bi : I → R , and we use the standard local chart
(r, I) on I where r : I → R is the inclusion map, then we have that
!
n n
DF
=∑ ai ′ + ∑ i
{Γ jk ◦ γ } b j ak {Xi ◦ γ } .
dr i=1 j,k=1
∂ Γlij ∂ Γki j n
(2) R ji kl = − + ∑ ( Γlhj Γki h − Γkhj Γlih )
∂ xk ∂ xl h=1
( ! !)
n ∂ Γlij n ∂ Γki j n
∂
= ∑ +∑ Γlhj Γki h − +∑ Γkhj Γlih
i=1 ∂x k
h=1 ∂x l
h=1
∂ xi
for p ∈ V1 ∩V2 and 1 ≤ i, j, k ≤ n, where the components in gl (Rn ) are with respect
to the basis D = {F ji |1 ≤ i, j ≤ n} defined in Example 8.10 (b), where F ji : Rn → Rn
is the linear map given by F ji (ek ) = δ j k ei for k = 1, ... , n.
Conversely, assume that we have a family of frame fields defined on sets which
form an open cover of M, and for each frame field a family { Γki j , 1 ≤ i, j, k ≤ n } of
smooth functions satisfying the transformation rule given in formula (1). Then there
is a unique linear connection H on M having these Γki j as connection coefficients.
for p ∈ V1 ∩V2 and 1 ≤ k ≤ n by Corollary 10.54, we therefore see that formula (1)
in our proposition is equivalent to formula (2) in Proposition 10.56.
on U ∩U ′ for 1 ≤ i, j, k ≤ n.
Conversely, assume that we for each local chart in an atlas on M have a family
{ Γki j , 1 ≤ i, j, k ≤ n } of smooth functions satisfying the transformation rule given
in formula (1). Then there is a unique linear connection H on M having these Γki j as
connection coefficients.
PROOF : To obtain formula (1), apply Proposition 10.123 to the coordinate frame
fields
∂ ∂ ∂ ∂
s1 = 1 , ... , n and s2 = ′1
, ... , ′n
∂x ∂x ∂x ∂x
−1
where φ (p) = tx′ ,p ◦ tx,p = D(x′ ◦ x−1 )(x(p)) for p ∈ U ∩ U ′ .
KOSZUL CONNECTIONS
10.125 Definition A Koszul connection on a smooth manifold M is a map ∇ :
T1 (M) × T1 (M) → T1 (M) , where ∇ ( X,Y ) is denoted by ∇X Y , satisfying
(1) ∇X1 +X2 Y = ∇X1 Y + ∇X2 Y
(2) ∇X (Y1 + Y2 ) = ∇X Y1 + ∇X Y2
(3) ∇ f X Y = f ∇X Y
(4) ∇X ( fY ) = X( f ) Y + f ∇X Y
for all vector fields X, X1 , X2 ,Y,Y1 ,Y2 ∈ T1 (M) and smooth functions f ∈ F (M).
(∇X Y ) p = ∇Xp Y
412 SMOOTH MANIFOLDS AND FIBRE BUNDLES
where
n
bi ; j = X j (bi ) + ∑ bk Γ jk
i
k=1
for 1 ≤ i, j ≤ n.
PROOF : By Definitions 10.125 and 10.129 we have that
∇X Y = ∑ a j ∇X j (bi Xi ) = ∑ a j { X j (bi ) Xi + bi ∇X j Xi }
ij ij
!
j i j k j i k i
= ∑ a X j (b ) Xi + ∑ a b ∇X j Xk = ∑ a X j (b ) + ∑ b Γ jk Xi .
ij kj ij k
for p ∈ V1 ∩V2 and 1 ≤ i, j, k ≤ n, where the components in gl (Rn ) are with respect
to the basis D = {F ji |1 ≤ i, j ≤ n} defined in Example 8.10 (b), where F ji : Rn → Rn
is the linear map given by F ji (ek ) = δ j k ei for k = 1, ... , n.
PROOF : By Corollary 10.54 we have that
n n
X j (p) = ∑ φ (p) sj Xs′ (p) and Xk (p) = ∑ φ (p) tk Xt′ (p)
s=1 t=1
STRUCTURE EQUATIONS
10.133 Lemma Let H be a linear connection on a smooth manifold M n . If F ∈
gl (Rn ) and ξ ∈ Rn , we have that
PROOF : According to Proposition 4.86 we have that [ σ (F), B(ξ ) ] = L σ (F) B(ξ ),
and the flow γ : R × L (M) → L (M) of the fundamental vector field σ (F) is given
by
γ (t, u) = u ◦ exp (t F)
for t ∈ R and u ∈ L (M) by Proposition 9.39.
Now fix u ∈ L (M) , and let c : R → Tu L (M) be the curve defined by
Λu (G) = B(G(ξ )) u
γ (t, u) = u exp (t X)
for t ∈ R. By Definition 10.32 (ii) we know that c actually is a curve which lies in
Hu , and therefore
[ L σ (X) Y ] u = c′ (0) ∈ Hu
by Proposition 4.76 if we canonically identify Tc(0) (Tu P) with Tu P as in Lemma
2.84.
From this we obtain the structure equation also in this case since ω (u)(w2 ) = 0,
θ (u)(w1 ) = 0 and h(w1 ) = 0 so that Θ(u)(w1 , w2 ) = 0. Since both sides of the struc-
ture equation are bilinear and skew symmetric as a function of w1 and w2 , the theorem
follows from these three cases.
10.136 Remark The first structure equation can also be written in the form
dθ = − ω ∧ θ + Θ
ν : gl (Rn ) × Rn → Rn
for i = 1, ..., n , where θ i and Θ i are the components of θ and Θ with respect to the
standard basis E = {e1 , ... , en } for Rn , and ω ji are the components of ω with respect
to the basis D = {Fji |1 ≤ i, j ≤ n} for gl (Rn ) defined in Example 8.10 (b), where
Fji : Rn → Rn is the linear map given by Fji (ek ) = δ j k ei for k = 1, ... , n.
From this we obtain the structure equation since h(wi ) = 0 for i = 1, 2 so that
Ω(u)(w1 , w2 ) = 0.
Finally, suppose that w1 ∈ Vu and w2 ∈ Hu . Then the right-hand side of the struc-
ture equation is 0 since h(w1 ) = 0 and ω (u)(w2 ) = 0. To prove that the left-hand
side is also 0 , let X = ω (u)(w1 ) so that σ (X) u = w1 , and choose a horizontal vector
field Y on P with Yu = w2 using Proposition 2.56 (2). Since ω ( σ (X)) is a constant
function on P with value X and the vector field [ σ (X),Y ] is horizontal by Lemma
10.134, it follows from Remark 5.86 and Lemma 2.78 (2) that
which proves the structure equation also in this case. Since both sides of the structure
equation are bilinear and skew symmetric as a function of w1 and w2 , the theorem
follows from these three cases.
10.139 Remark The formula in Theorem 10.138 is also called the structure
equation of Elie Cartan, and it can be written in the form
d ω = − 21 ω ∧ ω + Ω
ν : g×g → g
for i, j = 1, ..., n , where ω ji and Ω ji are the components of ω and Ω with respect
418 SMOOTH MANIFOLDS AND FIBRE BUNDLES
to the basis D = {Fji |1 ≤ i, j ≤ n} for gl (Rn ) defined in Example 8.10 (b), where
Fji : Rn → Rn is the linear map given by Fji (ek ) = δ j k ei for k = 1, ... , n.
PROOF : Since
ν (Fji , F lk ) = δ j k F li − δl i Fjk
for 1 ≤ i, j, k, l ≤ n by Example 8.10 (b), it follows from Proposition 5.68 that
DΘ = Ω ∧ θ .
dθ = − ω ∧ θ + Θ
0 = −(d ω ) ∧ θ + ω ∧ (d θ ) + dΘ .
DΘ = h∗ (dΘ) = h∗ (d ω ) ∧ h∗ (θ ) − h∗ (ω ) ∧ h∗ (d θ ) = Ω ∧ θ
DΩ = 0 .
d ω = − 12 ω ∧ ω + Ω
FIBRE BUNDLES 419
0 = − 21 (d ω ) ∧ ω + 12 ω ∧ (d ω ) + dΩ .
DΩ = h∗ (dΩ) = 21 h∗ (d ω ) ∧ h∗ (ω ) − 12 h∗ (ω ) ∧ h∗ (d ω ) = 0
(Λ · η e (u)(ξ1 , ... , ξk ) = µ −1
e )(u) = η u ◦ ω (π (u))(u(ξ1 ), ... , u(ξk ))
e (u 0 )(w) ◦ {u −1
∇v ω = µ u 0 ◦ d η k
0 } ,
e (u 0 )(w) ( ξ1 , ... , ξk ) = µ u 0 ◦ (Λ · d η
∇v ω ( v1 , ... , vk ) = µ u 0 ◦ d η e )(u 0 )(w)
e )(u 0 )(w) = µ u 0 ◦ w(Λ · η
= µ u 0 ◦ d(Λ · η e ) = µ u 0 ◦ w( η (B(ξ1 ), ... , B(ξk ))) .
420 SMOOTH MANIFOLDS AND FIBRE BUNDLES
µ u ◦ Dη (u)(w1 , w2 , w3 ) =
10.146 Corollary Let R and T be the curvature form and the torsion form of a
linear connection H on a smooth manifold M . Then Bianchi’s 1st and 2nd identity
can be written in the form
∑ {( ∇vσ (1) T ) ( vσ (2) , vσ (3) ) + T (p)( T (p)(vσ (1) , vσ (2) ), vσ (3) ) } , and
σ ∈A3
(2) ∑ {( ∇vσ (1) R ) ( vσ (2) , vσ (3) ) + R(p)( T (p)(vσ (1) , vσ (2) ), vσ (3) ) } = 0
σ ∈A3
(2 + 1)!
u ◦ ( Ω ∧ θ )(u)(w1 , w2 , w3 ) = u ◦ A ( Ω ⊗ θ )(u)(w1 , w2 , w3 )
2! 1!
1
= ∑ ε (σ ) {u ◦ Ω(u)(wσ (1) , wσ (2) ) ◦ u−1 } {u ◦ θ (u)(wσ (3) ) }
2! 1!
σ ∈S3
= ∑ {u ◦ Ω(u)(wσ (1) , wσ (2) ) ◦ u−1 } π∗ (wσ (3) ) = ∑ R(p)(vσ (1) , vσ (2) ) vσ (3)
σ ∈A3 σ ∈A3
The corollary now follows from Theorems 10.141 and 10.142 and Proposition
10.145.
422 SMOOTH MANIFOLDS AND FIBRE BUNDLES
GEODESICS
for every t ∈ I.
10.152 Let πe : E (M) → L (M) be the vector bundle induced from the tangent
bundle π : T M → M by the projection π ′ : L (M) → M in the frame bundle, as shown
e = πe ′ −1 (D). Then we have
in the commutative diagram in Example 10.25, and let D
e → L (M) defined by
a map E : D
πe ′ ✲
e
D D
E exp
❄ ❄
π ′✲
L (M) M
PROOF : We first show that D e is an open subset of E (M) and that E is smooth. Let
Y be the vector field on L (M) × E (M) defined by
for w ∈ L (M) and (u, v) ∈ E (M) , where (α , π ) is the bundle map from H to T M
defined in Proposition 10.49. The flow γ : D(Y ) → L (M) × E (M) for Y is given by
where β (ξ ) is the flow for the basic vector field B(ξ ) for each ξ ∈ Rn . Hence we
have that
De = (πe , id E (M) )−1 (D 1 (Y ))
and
E(u, v) = π1 ◦ γ1 (u, u, v)
for (u, v) ∈ De , where π1 : L (M) × E (M) → L (M) is the projection on the first
factor, thus completing the proof that E is smooth with an open domain D. e
As the projection πe ′ : E (M) → T M is an open mapping onto T M by Propositions
10.3 and 2.43, it follows that D = πe ′ (De ) is open in T M. For each frame field s : V →
L (M) defined on an open subset V of M we have that
for every v ∈ Tp M by 2.70 and Proposition 10.151, showing that exp p ∗ 0 = id . The
last part of the proposition now follows from the inverse function theorem.
for a ∈ x(U p ) .
10.156 By 10.12 we know that the bundle map (πe ′ , π ′ ) between the vector
bundles πe : E (M) → L (M) and π : T M → M induces a linear isomorphism πeu′ :
Eu (M) → Tp M for each p ∈ M and u ∈ L p (M). We have that s u = E ◦ πeu′ −1 ◦ log p :
Vp → L (M) is a frame field where s u (q) is obtained from u by parallel transport
FIBRE BUNDLES 425
along the geodesic γ log p (q) for each q ∈ Vp . Indeed, if v = log p(q) and β u,v is the
unique horizontal lifting of the maximal geodesic γv with β u,v (0) = u, then
−1
s u (q) = E ◦ πeu′ (v) = E(u, v) = β u,v (1) = τ 01 (u)
where τ 01 denotes parallel transport in L (M) along the geodesic γv from 0 to 1, and
π ′ ◦ s u (q) = π ′ ◦ β u,v (1) = γv (1) = exp p (v) = q .
for t ∈ I ∩ γ −1 (U) and i = 1, ... , n, where Γ jki are the components of H with respect
∂ ∂
to the coordinate frame field s = , ... , n . These are called the geodesic
∂ x1 ∂x
equations.
PROOF : Follows from Proposition 10.121 since
n
γ ′ (t) = ∑ (xi ◦ γ ) ′ (t) ∂ i .
i=1
∂x
γ (t)
METRICAL CONNECTIONS
10.159 Definition Let π : P → M be a principal G-bundle with a connection
H, and let g be a fibre metric in the associated vector bundle π ′ : E → M obtained
from a representation ψ : G → Aut (W ) of G on a finite dimensional vector space
W . Then H is said to be a metrical connection or a connection compatible with
g if parallel transport in E preserves the fibre metric, i.e., if the parallel transport
τ tt 01 : π ′ −1 (γ (t 0 )) → π ′ −1 (γ (t 1 )) in E from t 0 to t 1 along any smooth curve γ : I → M
on M, where t 0 and t 1 are arbitrary points in the open interval I, is a linear isometry.
By Propositions 2.56 (2) and 10.92 this is equivalent to saying that the function
c : I → R defined by c(t) = g(γ (t)) (F1 (t), F2 (t)) for t ∈ I, is constant for every pair
of parallel liftings F1 and F2 along γ . The function c is usually denoted by <F1 , F2 > .
have that B t = {V1 (t), ...,Vn (t)} is an orthonormal basis in the fibre E γ (t) with <
Vi (t),Vi (t) > = εi for i = 1, ... , n and t ∈ I.
Now if F1 : I → E and F2 : I → E are two liftings of γ , then there are smooth maps
a : I → Rn and b : I → Rn so that
n n
F1 = ∑ ai Vi and F2 = ∑ bi Vi
i=1 i=1
Using that the liftings V1 , ... ,Vn are everywhere orthonormal, we therefore have that
n n
d d d ai d bi
dr
< F1 , F2 > =
dr
∑ εi ai bi = ∑ εi ( dr
bi + ai
dr
)
i=1 i=1
D E D E
DF1
= , F2 + F1 , DF2
dr dr
+ ∑ ai (p) b j (p) { < ∇ f∗ (Yp ) si , s j ( f (p)) > + < si ( f (p)),∇ f∗ (Yp) s j > }
i, j
which completes the proof of (2), since the point p ∈ N was arbtrary.
and
D (si ◦ γ )
∇ si = ∇ (si ◦ γ ) =
Xp γ ∗ ( dr
d
0
) si = ∇ drd 0
dr
(0)
for every vector field Z on M, which completes the proof of the first formula. The sec-
ond formula is obtained from the first with Y = α ♯ by applying g ♯ on both sides.
10.164 Corollary Let X be a vector field and T a tensor field of type (kl ) on a
pseudo-Riemannian manifold M with a metric g. Then we have that
for every vector field X,Y, Z ∈ T1 (M). In the case when T = 0 , H is called the Levi–
Civita connection on M.
PROOF : If H is compatible with g, then it follows from Proposition 10.162 that
for each vector field X,Y, Z ∈ T1 (M). By a permutation of the vector fields X, Y and
Z, we also have that
and
Y < Z , X > = < ∇Y Z , X > + < Z , ∇Y X >, (4)
from which we obtain
Using Proposition 10.102 we therefore obtain formula (1) which shows the unique-
ness of ∇ and therefore of H.
To show the existence of H, we fix vector fields X and Y on M, and let ω :
T1 (M) → F (M) be the map where ω (Z) is the right-hand side of (1) for every
vector field Z ∈ T1 (M). Then ω is linear over F (M). Indeed, if f ∈ F (M), we have
that
1
ω ( f Z) = { X < f Z,Y > + Y < f Z , X > − f Z < X ,Y >
2
+ < X , [ f Z ,Y ] > + <Y , [ f Z , X ] > + < f Z , [ X ,Y ] >
1
<∇fX Y,Z > = { f X < Z,Y > + Y < Z , f X > − Z < f X ,Y >
2
+ < f X , [ Z ,Y ] > + <Y , [ Z , f X ] > + < Z , [ f X ,Y ] >
and
1
< ∇X ( f Y ), Z > = { X < Z, f Y > + f Y < Z , X > − Z < X , f Y >
2
+ <X ,[ Z, f Y ]> + < f Y,[ Z,X ]> + <Z,[ X , f Y ]>
for every Z ∈ T1 (M), which completes the proof that ∇ is a Koszul connection and
hence gives rize to a unique connection H by Corollary 10.132.
Finally, we must show that H has torsion form T and is compatible with the
metric g. This follows from (1) which implies that
and
< ∇X Y , Z > + <Y , ∇X Z > = X <Y , Z >
for every X,Y, Z ∈ T1 (M).
and
n n ′ n
∂ g jk
∑ (gi j ◦ γ )(q̇ j ◦ α ) (t) = 12 ∑ j k
i (γ (t)) (q̇ ◦ α )(t) (q̇ ◦ α )(t)
j=1 j,k=1
∂ x
for t ∈ I ∩ γ −1 (U) and i = 1, ..., n. By Definition 2.69 the first equation is obviously
true. The second equation can also be written in the form
n
∑ gi j (γ (t))(x j ◦ γ ) ′′ (t)
j=1
n
∂ gi j ∂gjk
= −∑ (γ (t)) − 12 (γ (t)) (x j ◦ γ ) ′ (t) (x k ◦ γ ) ′ (t)
j,k=1
∂ xk ∂ xi
n
∂ g ik ∂ gi j ∂gjk
= − ∑ 12 (γ (t)) + k (γ (t)) − (γ (t)) (x j ◦ γ ) ′ (t) (x k ◦ γ ) ′ (t) ,
j,k=1
∂xj ∂x ∂ xi
f˜∗ (H 1, u ) = H 2, f˜(u)
for every u ∈ P1 . If ωi and Ωi are the connection form and the curvature form of Hi
on Pi , respectively, for i = 1, 2, then
f˜ ∗ ω 2 = ψ ∗ · ω 1 and f˜ ∗ Ω 2 = ψ ∗ · Ω 1 .
PROOF : We first prove the uniqueness of the connection H2 . Let v ∈ P2 , and choose
a u ∈ π1−1 ( f −1 ◦ π2 (v)) . Since π2 ( f˜(u)) = f (π1 (u)) = π2 (v) , there is a g ∈ G2 with
v = f˜(u) g . Hence we have that
H 2, v = (R g ) ∗ H 2, f˜(u) = (R g ) ∗ ◦ f˜∗ (H 1, u )
ρ r (p, g) = s r (p) g
so that
f˜ ◦ ρ 1, g = ρ 2, ψ (g) ◦ f and f˜ ◦ ρ 1, p = ρ 2, f (p) ◦ ψ
for p ∈ V 1 and g ∈ G 1 , and we also have that ψ ∗ θ 2 = ψ ∗ · θ 1 since
= Ad (ψ (g)−1 ) ω
e 2 ( f (p))( f ∗ (v)) + θ 2 (ψ (g))(ψ ∗ (w))
= Ad (ψ (g)−1 ) f ∗ ω
e 2 (p)(v) + ψ ∗ θ 2 (g)(w)
= Ad (ψ (g)−1 ) ψ ∗ ω
e 1 (p)(v) + ψ ∗ θ 1 (g)(w)
= ψ ∗ {Ad (g−1 ) ω
e 1 (p)(v) + θ 1 (g)(w)}
= ψ ∗ η 1 ( ρ 1(p, g)) ( ρ 1, g ∗ (v) + ρ 1, p ∗ (w))
for p ∈ V and i = 2, ... , n. Indeed, assuming inductively that {s′′1 (p), ... ,
s′′i−1 (p) } is an orthogonal basis for Vi−1 (p) , we have that s′′j (p) ∈ / Vi−1 (p) ⊥
so that g(p)(s′′j (p), s′′j (p)) 6= 0 for j = 1, ... , i − 1 since Vi−1 (p) is a non-
degenerate subspace of E p , thus showing that s′′i (p) is well defined. Furthermore,
g(p)(s′′i (p), s′′r (p)) = 0 for r = 1, ... , i − 1 which shows that {s′′1 (p), ... , s′′i (p) } is an
orthogonal basis for Vi (p) . Hence we have an orthonormal basis {s1 (p), ... , sn (p) }
for E p with si (p 0 ) = vi for i = 1, ... , n , given by
si (p) = s′′i (p) / ks′′i (p)k
for p ∈ V and i = 1, ... , n.
Since the map fi : V → R given by fi (p) = g(p)(si (p), si (p)) for p ∈ V is smooth
and V is connected, we have that fi (p) = g(p 0 )(vi , vi ) = εi for p ∈ V and i = 1, ... , n.
This implies that
for every a, b ∈ Rn , which shows that s(p) ∈ Oε ,p (E) for p ∈ V . Hence the lo-
cal trivialization (ρ −1 , π ′ −1 (V )) in the frame bundle π ′ : L (E) → M, where ρ :
V × Gl(Rn ) → π ′ −1 (V ) is the diffeomorphism given by
ρ (p, G) = s(p) ◦ G
t
which shows that the parallel transport τ t01 is an isometry.
Now assume conversely that H is a metrical connection, and let v ∈ Hu for a u ∈
Oε ,p (E) . Choose a smooth curve γ : I → M defined on an open interval I containing
t0 with γ (t0 ) = p and γ ′ (t0 ) = π∗ (v), where π : L (E) → M is the projection in the
frame bundle, and let β : I → L (E) be the horizontal lifting of γ with β (t0 ) = u.
Then we have that β ′ (t0 ) = v, and
for ξ0 , ξ1 ∈ Rn , which shows that β (t) ∈ Oε (E) for all t ∈ I. Hence we have that
Hu ⊂ Tu Oε (E) for every u ∈ Oε (E) , showing that H is reducible to a connection in
Oε (E).
d θe = − ω
e ∧ θe + Θ.
e (1)
PROOF : Let θ e i and Θ e i be the components of θe and Θ e with respect to the standard
basis E = {e1 , ... , en } for Rn , and let ωe ji be the components of ω e with respect to
i n
the basis D = {Fj |1 ≤ i, j ≤ n} for gl (R ) defined in Example 8.10 (b), where
Fji : Rn → Rn is the linear map given by Fji (ek ) = δ j k ei for k = 1, ... , n. By Remark
10.94 we know that θe i for i = 1, ... , n form a dual local basis on V to the orthonormal
frame field s = (X1 , ... , Xn ). Hence there are unique smooth functions aijk , bijk and
cijk so that
e i = ∑ ai θe k
ω j jk (2)
k
for i, j = 1, ..., n, and
si j s jk ski = 1 (5)
for every triple of indices i, j and k. Indeed, we can partition the index set {1, ..., n}
in two disjoint classes {1, ..., r} and {r + 1, ..., n}. Then two indices i and j belong to
the same class if and only if si j = 1. Now there are two possibilities. Either all three
indices i, j and k belong to the same class, in which case all the factors in the product
are 1, or two indices can belong to one class and the third to the other class, in which
case two of the factors in the product are −1 and the third is 1. Using the structure
equation, we now obtain
1 e i = ∑ ai θe j∧ θe k + 1
2 ∑ bijk θe j∧ θe k = d θe i = − ∑ e ji ∧ θe j + Θ
ω jk 2 ∑ cijk θe j∧ θe k
jk j jk jk
so that
aijk − aki j = bijk − cijk (6)
which together with (4) implies that
and
−ski aikj − si j akij = −ski (bikj − cikj ). (9)
Adding these three equations and dividing by 2, we have that
aijk = 12 (bijk + si j bkij − ski bikj ) − 12 (cijk + si j ckij − ski cikj ) (10)
si j aik = 21 (si j bik + bki j − ski bkji ) − 21 (si j cik + cki j − ski ckji ) = −aijk
j j j
and
aki j = 12 (bki j + ski bkji − si j bikj ) − 12 (cki j + ski ckji − si j cikj ) = aijk − (bijk − cijk )
e ji ∧ θe j = ∑ aijk θe j ∧ θe k =
−∑ ω ∑ (aijk − aki j ) θe j∧ θe k
j jk j<k
= ∑ bijk θe j∧ θe k − ∑ cijk θe j∧ θe k = d θe i − Θe i
j<k j<k
since
d ψ (p)(v1 ) = ψ ∗ p (v1 ) = α ∗ φ (p) ◦ d(i ◦ φ ) (p)(v1 )
for 1 ≤ i, j, k, l ≤ n.
for v1 , v2 , v3 , v4 ∈ V .
= − {T (v1 , v3 , v4 , v2 ) + T (v1 , v4 , v2 , v3 ) }
+ {T (v2 , v3 , v4 , v1 ) + T (v2 , v4 , v1 , v3 ) }
= − {T (v3 , v1 , v2 , v4 ) + T (v3 , v2 , v4 , v1 ) }
+ {T (v4 , v1 , v2 , v3 ) + T (v4 , v2 , v3 , v1 ) }
= T (v3 , v4 , v1 , v2 ) − T (v4 , v3 , v1 , v2 ) = 2 T (v3 , v4 , v1 , v2 )
for v1 , v2 , v3 , v4 ∈ V .
FIBRE BUNDLES 441
0 = T (v1 + v3 , v2 , v1 + v3 , v2 )
= 0 + T (v1 , v2 , v3 , v2 ) + T (v3 , v2 , v1 , v2 ) + 0
= 2 T (v1 , v2 , v3 , v2 )
0 = T (v1 , v2 + v4 , v3 , v2 + v4 )
= 0 + T (v1 , v2 , v3 , v4 ) + T (v1 , v4 , v3 , v2 ) + 0
= T (v1 , v2 , v3 , v4 ) − T (v1 , v4 , v2 , v3 )
10.179 Example Let V be a finite dimensional vector space with a metric g. Then
the tensor Tg ∈ T 4 (V ) defined by
R(p)(v3 , v4 ) = −R(p)(v4 , v3 )
for p ∈ M and v3 , v4 ∈ Tp M .
(3) Follows from Corollary 10.146 (1).
R(p)(v1 , v2 , v1 , v2 )
K(W ) = ,
Qg(p) (v1 , v2 )
10.182 Remark It follows from Proposition 10.178 and Example 10.179 that
the sectional curature K(W ) is well defined, being independent of the choice of basis
{v1 , v2 } for W , and with Qg(p) (v1 , v2 ) 6= 0 when W is non-degenerate. In the next
proposition we will show that the covariant curvature tensor R is completely deter-
mined by the sectional curvature K on M. We first need a lemma.
10.183 Lemma Let V be a finite dimensional vector space with a metric g. Then
the set
B = {(v1 , v2 ) ∈ V × V |Qg (v1 , v2 ) 6= 0}
is dense in V × V .
PROOF : Consider two vectors u1 , u2 ∈ V , and let O1 and O2 be open neighbourhoods
around u1 and u2 , respectively. We must show that (O1 × O2 ) ∩ B 6= 0. /
We first show that there are vectors v1 ∈ O1 and v2 ∈ O2 which are linearly inde-
pendent. Let {e1 , e2 } be a basis for a 2-dimensional subspace W of V containing u1
and u2 , and suppose that u j = ∑2i=1 ai j ei for j = 1, 2. Then there is a real number t so
that vi = ui + tei ∈ Oi for i = 1, 2, and
a11 + t a12 a11 a12
= + (a11 + a22 ) t + t 2 6= 0
a21 a22 + t a21 a22
so that
∇Xm (φ ◦ R) = ∑ R ji kl ; m α j ⊗ α k ⊗ α l ⊗ Xi
i, j,k,l
∇Xm (φ ◦ R) = φ ◦ ∇Xm R ,
we consider the frame bundle π : L (M) → M over M and the vector-valued functions
φ ◦ R and R on L (M). For each p ∈ M and u ∈ L p (M) we have a commutative
diagram
ψ✲
T 2 (Rn ; gl (Rn )) T 31 (Rn )
bu
µ eu
µ
❄ ❄
φ p✲
T 2 (Tp M ; Λ 1 (Tp M ; Tp M)) T 31 (Tp M)
eu ◦ d φ ◦ R (u)(w) = µ
∇v (φ ◦ R) = µ eu ◦ ψ ◦ d R (u)(w)
bu ◦ d R (u)(w) = φ (∇v R)
=φ ◦µ
10.187 Remark Contracting Bianchi’s 2nd identity with respect to the indices i
and m leads to
∑ ( Ric k l − 12 S g k l ) ; l = 0
l
where γ = 6.673 · 10−11 N m2/ kg2 is Newton’s gravitational constant and c = 2.998 ·
10 8 m/ s is the speed of light in vacuum.
In both special and general relativity one often replaces the SI units with natural
units where c = 1, so that time is measured in meters where 1s = 2.998 · 10 8 m. In
general relativity one also uses geometrized units where in addition γ = 1, so that
κ = 8π . Since γ/c2 = 7.425 · 10−28 m/ kg , this means that we are also measuring
mass in meters where 1 kg = 7.425 · 10−28 m.
The fundamental idea of general relativity is that, contrary to Newton’s theory
of gravity, there are no gravitational forces. Instead the energy-momentum tensor
generates a curvature in spacetime, where free particles move along geodesics.
The spacetime of events is a 4-dimensional Lorentz manifold, and the path of
a particle through spacetime is called its world line . The world lines of material
particles are timelike, while photons follow null world lines. We imagine that each
material particle is equipped with a clock measuring its proper time , which in natural
units is the arc length of its world line from some specified starting point. The world
line is usually parametrized by proper time.
The energy-momentum tensor for a perfect fluid is given by
T = (ρ + p) u♭⊗ u♭ + p g ,
where ρ and p are the energy density and pressure measured by an observer co-
moving with the fluid. They are functions on the spacetime manifold M, and u is a
timelike unit vector field on M called the flow vector field of the fluid.
FIBRE BUNDLES 447
d θe 1 = 0
d θe 2 = a cos θ d θ ∧ d φ = a1 cot θ θe 1∧ θe 2 ,
ρa (r, u) = (r/a) u
for (r, u) ∈ (0, ∞) × Sa2 , so that
σa (V ) = (0, ∞) × Va and p ◦ ψ = ψa ◦ σa,2 .
448 SMOOTH MANIFOLDS AND FIBRE BUNDLES
10.189 We will now find the vacuum solution of Einstein’s field equation with
cosmological constant Λ for a spacetime which is static and spherically symmetric.
Let M be a Lorentz manifold with a metric g so that
θe 1 = eα dt , θe 2 = eβ dr , θe 3 = r d θ and θe 4 = r sin θ d φ .
Since
d θe 1 = − α ′ e−β θe 1∧ θe 2
d θe 2 = 0
d θe 3 = 1r e−β θe 2∧ θe 3
d θe 4 = 1r e−β θe 2∧ θe 4 + 1r cot θ θe 3∧ θe 4 ,
and
e are
This shows that the non-zero components of ω
e 12 = α ′ e−β θe 1 = α ′ eα −β dt
e 21 = ω
ω
e 23 = − 1r e−β θe 3 = − e−β d θ
e 32 = − ω
ω
e 34 = − 1r cot θ θe 4 = − cos θ d φ
e 43 = − ω
ω
so that
e1=Ω
Ω e 2 = dω
e 21 = − eα −β (α ′′ + α ′ 2 − α ′ β ′ ) dt ∧ dr
2 1
= − e−2β (α ′′ + α ′ 2 − α ′ β ′ ) θe 1∧ θe 2
e1=Ω
Ω 3
e3=ω
1 e 32 = − 1r α ′ e−2β θe 1∧ θe 3
e 21 ∧ ω
e 41 = Ω
Ω e 14 = ω e 42 = − 1r α ′ e−2β θe 1∧ θe 4
e 21 ∧ ω
e2=−Ω
Ω 3
e 3 = dω
2 e 32 + ω e 34 = β ′ e−β d r ∧ d θ = 1r β ′ e−2β θe 2∧ θe 3
e 42 ∧ ω
e 42 = − Ω
Ω e 42 = d ω
e 42 + ω e 43 = β ′ e−β sin θ d r ∧ d φ
e 32 ∧ ω
− e−β cos θ d θ ∧ d φ + e−β cos θ d θ ∧ d φ = 1r β ′ e−2β θe 2∧ θe 4
e3=−Ω
Ω e 43 = d ω
e 43 + ω e 42 = sin θ d θ ∧ d φ − e−2β sin θ d θ ∧ d φ
e 23 ∧ ω
4
= 12 ( 1 − e−2β ) θe 3∧ θe 4
r
By Corollary 10.106 the non-zero components of the curvature form R are
α + β = C and r( 1 − e−2β ) = Rs + Λ r3
3
for constants C and Rs . Changing the constant C simply corresponds to a rescaling of
the time coordinate t. Hence we can choose C = 0 so that
R
e2α = e−2β = 1 − rs − Λ r2
3
and
−1
R R
g|N = − 1 − rs − Λ r2 dt 2 + 1 − rs − Λ r2 dr 2 + r 2 (d θ 2 + sin2 θ d φ 2 ), (1)
3 3
where g is called the Schwarzschild–de Sitter metric. The value of the constant Rs ,
called the Schwarzschild radius , will be determined in Section 10.190. If Λ = 0, the
metric g is called the Schwarzschild metric, and t, r, θ and φ are called Schwarzschild
coordinates . If Rs = 0, the metric g is called the de Sitter metric when Λ > 0 and the
anti de Sitter metric when Λ < 0, and t, r, θ and φ are called Eddington coordinates .
The coordinate expression
R R −1 2
g|N = − 1 − rs dt 2 + 1 − rs dr + r 2 ( d θ 2 + sin2 θ d φ 2 ), (2)
for tangent vectors v ∈ T N with coordinates (t, r, θ , φ , t˙, ṙ, θ̇ , φ˙) as described in
10.189 and Proposition 7.81. Since t and φ are cyclic coordinates, their conjugete
momenta
R
p t ◦ F(L) = − 1 − rs t˙ and p φ ◦ F(L) = r 2 sin2 θ φ̇
so that
p 2φ
R
ṙ 2 + 1 − rs 1 + 2 = p 2t .
r
This implies that
1
2 ṙ 2 + V (r) = E (3)
where
Rs p 2φ Rs p 2φ
V (r) = − + 2− and E = 21 ( p 2t − 1) .
2r 2r 2 r3
The first two terms in the formula for V (r) constitute the effective Newtonian poten-
tial for the motion of a test particle of unit mass in a gravitational central field from
a mass M at the origin as described in 9.55, where
Rs = 2 γ M .
The third term is a relativstic correction, and Equation (3) can be solved by numerical
methods. It was a major breakthrough in the general theory of relativity when this
relativistic term was used to predict a perihelion precession of 43 arc seconds per
century for the orbit of the planet Mercury, which was exactly the part of the observed
precession which could not be accounted for by Newton’s theory.
for j = 1, 2. Let γ : I → N1 be the geodesic for a radially moving light ray in the
exterior Schwarzschild spacetime. Then we have that
r) ◦ γ = const
(t + e
r 2 = −dv (dv − 2 de
−dt 2 + de r)
so that
R
g|N = − 1 − rs dv 2 + 2 dv dr + r 2 ( d θ 2 + sin2 θ d φ 2 ). (2)
Since det(g i j )|N = −r4 sin2 θ , this coordinate expression of the Schwarzschild met-
ric is well defined for all r > 0. Hence the coordinate singularity at r = Rs has been
removed, and the Lorentz manifold M and the coordinate neighbourhood N can be
replaced by E = R ×(0, ∞) × S2 and V = R ×(0, ∞) × V1 , with the metric
R
g i e = − 1 − rs dv 2 + 2 dv dr + r 2 g1 .
r 2 = −du (du + 2 de
−dt 2 + de r)
so that
R
g|N = − 1 − rs du 2 − 2 du dr + r 2 ( d θ 2 + sin2 θ d φ 2 ). (3)
The Lorentz manifold M and the coordinate neighbourhood N can again be replaced
by E and V , but this time with the metric
R
g o e = − 1 − rs du 2 − 2 du dr + r 2 g1 .
v = t +e
r , u = t −e
r
and by
1/2
T = ε1 1 − r exp r cosh t
Rs 2Rs 2Rs
1/2
R = ε1 1 − r exp r
sinh t
Rs 2Rs 2Rs
when 0 < r < Rs , mapping M2 onto
p
K3−ε1 = {(T, R) ∈ R2 ||R| < ε1 T < R2 + 1 } × S2 .
FIBRE BUNDLES 455
we have that
4R 3
g|N = r s exp − r (−dT 2 + dR2 ) + r 2 ( d θ 2 + sin2 θ d φ 2 ) (2)
Rs
where r is given implicitely by (1). As this coordinate expression of the
Schwarzschild metric is well defined for all r > 0, and using all possible alternatives
for ε1 , we obtain a new Lorentz manifold
K = {(T, R) ∈ R2 |T 2 − R2 < 1} × S2
W = {(T, R) ∈ R2 |T 2 − R2 < 1} × V1
and
n o
ε2 r r u
T= −1 exp exp − exp − u
2 Rs Rs 2Rs 2Rs
n o
ε2 r r u
R= −1 exp exp + exp − u .
2 Rs Rs 2Rs 2Rs
The inverse transformations are given by (1) and by
ε1 exp v = R + T , ε2 exp − u = R−T .
2Rs 2Rs
Choosing ε1 = 1 and ε2 = 1 in these formulae, we see that the regions
K12 = {((T, R), u) ∈ K | R > −T } and K14 = {((T, R), u) ∈ K | R > T }
are isometric to the ingoing and outgoing Eddington–Finkelstein extension of K1 , re-
spectively. Hence K2 is isometric to the black hole, and K4 is isometric to the white
hole. The regions K1 and K3 are both isometric to the external Schwarzschild space-
time. But these two regions cannot be connected by any timelike or null curve. An
object entering the black hole K2 cannot avoid the singularity at T 2 − R2 = 1 where
r = 0.
r → ∞ when r → Rd . As
which is called a tortoise coordinate since e
−1
r = 1 − Λ r2
de dr ,
3
FIBRE BUNDLES 457
r) ◦ γ = const
(t − e
r 2 = −dv (dv + 2 de
−dt 2 + de r)
so that
g|N = − 1 − Λ r2 dv 2 − 2 dv dr + r 2 ( d θ 2 + sin2 θ d φ 2 ). (3)
3
Since det(g i j )|N = −r4 sin2 θ , this coordinate expression of the de Sitter metric is
well defined for all r > 0. Hence the coordinate singularity at r = Rd has been re-
moved, and the Lorentz manifold M and the coordinate neighbourhood N can be
replaced by E = R ×(0, ∞) × S2 and V = R ×(0, ∞) × V1 , with the metric
g o e = − 1 − Λ r2 dv 2 − 2 dv dr + r 2 g1 .
3
Now we have that
v ◦ γ = const
for outgoing light and
r) ◦ γ = const
(v + 2 e
for ingoing light. This shows that the surface r = Rd acts as a one-way membrane,
letting the light rays cross only from the inside to the outside.
We can also introduce a coordinate function u = t + e r and obtain a local chart
(ψ i e , N) on M with coordinate functions u, r, θ and φ , called ingoing coordinates,
satisfying
r 2 = −du (du − 2 de
−dt 2 + de r)
so that
g|N = − 1 − Λ r2 du 2 + 2 du dr + r 2 ( d θ 2 + sin2 θ d φ 2 ). (4)
3
The Lorentz manifold M and the coordinate neighbourhood N can again be replaced
by E and V , but this time with the metric
g i e = − 1 − Λ r2 du 2 + 2 du dr + r 2 g1 .
3
458 SMOOTH MANIFOLDS AND FIBRE BUNDLES
v = t −e
r , u = t +e
r
ε1 ε2 = sgn(Rd − r) ,
and
T = 12 (e
v + ue) , R = 12 (e
v − ue)
so that R −r
R2 − T 2 = − ve ue = sgn(Rd − r) exp − 2er = d . (1)
Rd Rd + r
The transformation from the de Sitter spacetime M is given by
R − r 1/2
d t
T = ε1 sinh
Rd + r Rd
R − r 1/2
d t
R = ε1 cosh
Rd + r Rd
and by
FIBRE BUNDLES 459
r − R 1/2
d t
T = ε1 cosh
r + Rd Rd
r − R 1/2
d t
R = ε1 sinh
r + Rd Rd
r 1 − (R2 − T 2 )
= , (2)
Rd 1 + (R2 − T 2 )
and by
t
tanh =T
Rd R
when 0 < r < Rd , and
t
tanh =R
Rd T
when r > Rd . Now using that
R −r
v d ue = 12 (− ve ue) (− dv du) = 12
−dT 2 + dR2 = − de d
r 2) ,
(−dt 2 + de
Rd Rd Rd + r
we have that
where r is given by (2). As this coordinate expression of the de Sitter metric is well
defined for all r > 0, and using all possible alternatives for ε1 , we obtain a new
Lorentz manifold
B = {(T, R) ∈ R2 | |R2 − T 2 | < 1} × S2
and a local chart (ψ b ,W ) on B with coordinate neighbourhood
To find the transformations from the extensions (E, g o e ) and (E, g i e ) of (M, g),
we use that
R −r
ue = − ε2 exp − 2er exp − v = − ε1 d exp − v
Rd Rd Rd + r Rd
460 SMOOTH MANIFOLDS AND FIBRE BUNDLES
and R −r
ve = ε1 exp − 2er exp u = ε2 d exp u ,
Rd Rd Rd + r Rd
which imply that
n R −r o
ε1 v
T= exp − d
exp − v
2 Rd Rd + r Rd
n R −r o
ε1 v
R= exp + d
exp − v
2 Rd Rd + r Rd
and
n R − r o
ε2 u
T= d
exp − exp − u
2 Rd + r Rd Rd
n R − r o
ε2 u
R= d
exp + exp − u .
2 Rd + r Rd Rd
are isometric to the outgoing and ingoing extension of B1 , respectively. The regions
B1 and B3 are both isometric to the internal de Sitter spacetime, but these two regions
cannot be connected by any timelike or null curve.
By (2) we also have that
2Rd
Rd + r =
1 + (R2 − T 2 )
so that
and
FIBRE BUNDLES 461
−{(Rd + r) T }2 + {(Rd + r) R }2 + r2
4(R2 −T 2 ) [1 − (R2 − T 2 )]2
= R2d + = R2d .
[1 + (R2 − T 2 )]2 [1 + (R2 − T 2 )]2
v ◦ α |W = (Rd + r) T
w ◦ α |W = (Rd + r) R
x ◦ α |W = r sin θ cos φ (5)
y ◦ α |W = r sin θ sin φ
z ◦ α |W = r cos θ
x ◦ α |U = r sin θ cos φ
y ◦ α |U = r sin θ sin φ
z ◦ α |U = r cos θ
in Eddington coordinates.
τe tt10 ◦ f ∗ γ (t 0 ) = f ∗ γ (t 1 ) ◦ τ tt10
for every smooth curve γ : I → M defined on an open interval I and for each pair of
points t0 ,t1 ∈ I, where τ tt 01 and τe tt 01 are the parallel translations from t 0 to t 1 in T M
and T N along γ and f ◦ γ , respectively.
(1) ∇X Y and ∇ ′X ′ Y ′ are f -related, where ∇ and ∇ ′ are the covariant derivatives of
H and H ′ on M and N, respectively.
(2) T (X,Y ) and T ′ (X ′ ,Y ′ ) are f -related, where T and T ′ are the torsion tensors of
H and H ′ on M and N, respectively.
(3) R(X,Y ) Z and R ′ (X ′ ,Y ′ ) Z ′ are f -related, where R and R ′ are the curvature
tensors of H and H ′ on M and N, respectively.
PROOF : (1) Let γ : I → M be a smooth curve defined on an open interval I contain-
t
ing t 0 with γ (t 0 ) = p and γ ′ (t 0 ) = X p , and let τ tt 0 and τe t 0 be the parallel translations
from t to t 0 in T M and T N along γ and f ◦ γ , respectively. Then we have that
t t
f ∗ p ◦ τ tt 0 Y (γ (t)) = τe t 0 ◦ f ∗ γ (t) Y (γ (t)) = τe t 0 Y ′ ( f ◦ γ (t))
f ∗ ( ∇Xp Y ) = ∇ ′X ′ Y ′ ,
f (p)
f˜(u) = f ∗ p ◦ u
f˜ ∗(θ ′ ) = θ (1)
since
= ( f ∗ p ◦ u) −1 ◦ ( f ◦ π ) ∗ u = u−1 ◦ π ∗ u = θ (u)
= f ∗ γ (t 1 ) ◦ τ tt10 ◦ f ∗−1γ (t ,
0)
From Proposition 10.197 we know that (1) implies (4), so it only remains to show
that (4) implies (3) in order to prove that the first four assertions are equivalent. By
Proposition 10.168 there is a linear connection H ′′ on N with a connection form ω ′′
satisfying f˜∗ ( ω ′′ ) = ω . From the first part of the proof we know that the corre-
sponding covariant derivative ∇′′ satisfies (4) with H ′ and ∇′ replaced with H ′′ and
∇′′ . Assuming that (4) is also true for H ′ and ∇′ , it follows that ∇′ and ∇′′ are two
coinciding Koszul connections on N . By Corollary 10.132 we therefore have that
ω ′ = ω ′′ , which shows that (3) is true.
Finally, we will show that (5) is equivalent to (2). We first note that
for u ∈ L (M) and ξ ∈ Rn . Assuming (2), we also know that B(ξ ) u ∈ Hu implies
that f˜∗ (B(ξ ) u ) ∈ Hf′˜(u) . Hence it follows from Proposition 10.96 that
for (t, u) ∈ I × π −1 (U) where π (u) = p . This implies that γeu is smooth in I for
u ∈ π −1 (U) , and that
for u ∈ π −1 (Dt (X)) ∩ γet −1 (π −1 (Ds (X))) when s ∈ I(p) − t . By taking the derivative
with respect to s at s = 0 we see that
e γeu (t)) = γeu′ (t)
X(
when t ∈ I(p) for each p ∈ M and u ∈ L p (M) . Hence it follows from Proposition
3.48 that each γeu is a maximal integral curve for Xe with initial condition u, thus
showing that γe is the global flow for Xe .
Since (γet , γ t , id) is a homomorphism, it follows from Corollary 3.50 that Xe satis-
fies (1) since
R F ◦ γet = γet ◦ R F
for every t ∈ R and F ∈ Gl (Rn ) . Xe also satisfies (2) since
for every F ∈ Gl (Rn ) , which shows that D(X) b = (id × π )−1(A ) . As Xb and X are
π -related, it follows from Proposition 3.48 that π ◦ γbu is an integral curve for X with
b . This
initial condition π (u), so that π ◦ γbu (t) = γ̄ π (u) (t) for u ∈ L (M) and t ∈ I(u)
implies that
π ◦ γbt = γ̄ t ◦ π
for t ∈ R . Finally, the condition L Xb θ = 0 implies that
for p ∈ M , where u ∈ L (M) is chosen so that π (u) = p . To see that X is well defined,
let u1 , u2 ∈ L (M) with π (u1 ) = π (u2 ), and choose F ∈ Gl (Rn ) with R F (u1 ) = u2 .
Then it follows from (1) that
e 2 ) = π∗ ◦ Xe ◦ R F (u1 ) = π∗ ◦ (R F ) ∗ ◦ X(u
π∗ ◦ X(u e 1)
e 1 ) = π∗ ◦ X(u
= (π ◦ R F ) ∗ ◦ X(u e 1) .
468 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for every u ∈ L (M) and t ∈ I(u) by Propositions 4.90 and 10.199. We also have that
(1) and (3) are equivalent, since they are both equivalent to the assertion that
for every ξ ∈ Rn , u ∈ L (M) and t ∈ I(u) by Propositions 4.86, 4.90 and 10.199.
T (X,Y ) = ∇X Y − ∇Y X − [ X , Y ] = 0
for every vector field Y , we finally see that (4) and (5) are equivalent since
by Proposition 10.162.
and
g | U = ∑ g i j dxi ⊗ dx j ,
ij
then it follows from Propositions 4.76 and 10.166 and Corollary 10.118 that
LX g | U = ∑ B i j dxi ⊗ dx j
ij
where
n
∂gij ∂ξ k ∂ξ k
Bij = ∑ ξk k + gkj i + g ki
k=1
∂x ∂x ∂xj
n
∂ (g k j ξ k ) ∂ (g ki ξ k ) ∂ gk j ∂g ∂gij
= ∑ + − ξk + kij − k
k=1
∂xi ∂xj ∂xi ∂x ∂x
n n
∂ (g k j ξ k ) ∂ (g ki ξ k ) k l
= ∑ ∂xi
+
∂xj
− 2 ξ ∑ g kl Γ i j
k=1 l=1
n
∂ξj ∂ξi
=
∂xi
+
∂xj
− 2 ∑ ξl Γ il j = ξ j ;i + ξ i ; j .
l=1
ξ j ;i + ξ i ; j = 0
CONFORMAL TRANSFORMATIONS
10.208 Definition A diffeomorphism f : M → N between two pseudo-
Riemannian manifolds M and N with metrics g and g′ is said to be conformal if
f ∗ (g′ ) = e 2 σ g
and
for each vector field X,Y, Z ∈ T1 (M). By a permutation of the vector fields X, Y and
Z, we also have that
and
g(K(Z, X),Y ) + g(X, K(Z,Y )) = 2 Z(σ ) g(X,Y ) (5)
from which we obtain
for every vector field Z, which completes the proof of formula (2). By Proposition
10.107 we have that
e
R(X,Y eX ∇
)Z = ∇ eY Z − ∇
eY ∇
eX Z − ∇
e (7)
[ X ,Y ] Z
where
eX ∇
∇ e Y Z = ∇X (∇Y Z + K(Y, Z)) + K(X, ∇Y Z + K(Y, Z)) (8)
and
e
∇ [ X ,Y ] Z = ∇ [ X ,Y ] Z + K([ X , Y ], Z). (9)
Formula (2) implies that
where
B 1 (X) = ∇X U ,
so that
{∇X K(Y, Z) + K(X, ∇Y Z)} − {∇Y K(X, Z) + K(Y, ∇X Z)}
− K([ X , Y ], Z) = {g(X, Z ) B 1 (Y ) − g(Y, Z ) B 1 (X)} (10)
+ {g(B 1 (X), Z ) Y − g(B 1(Y ), Z ) X }.
We also have that
where
1
B 2 (X) = −X(σ ) U + 2 U(σ ) X ,
so that
K(X, K(Y, Z)) − K(Y, K(X, Z)) = {g(X, Z ) B 2 (Y ) − g(Y, Z ) B 2 (X)}
(11)
+ {g(B 2 (X), Z ) Y − g(B 2(Y ), Z ) X }.
which shows (i) in Definition 10.34. Using Proposition 5.48 we also have that
= (ρ ◦ Ad (α (h)−1 )) · i∗ (ω ) = Ad (h−1 ) · (ρ · i∗ (ω )) ,
475
476 SMOOTH MANIFOLDS AND FIBRE BUNDLES
= (ρ ′ ◦ Ad (α (h)−1 )) · i∗ (η ) = ψ (h−1 ) · (ρ ′ · i∗ (η )) ,
v = fe1 ◦ η
e 1,p (v) + e e 2,p (v)
f2◦ η
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 477
for v ∈ T f (p) N , where ηe 1,p : T f (p) N → Tp M and η e 2,p : T f (p) N → N p (M) are the linear
maps defined by η e r,p = η r,p ◦ fe−1p for r = 1, 2 .
Now let π : Oε (N) → N and πM : Oε ( f ∗ (T N)) → M be the orthonormal frame
bundles of N and f ∗ (T N), respectively, with signature ε given by
−1 for 1 ≤ i ≤ k and n + 1 ≤ i ≤ n + l
εi = .
1 for k + 1 ≤ i ≤ n and n + l + 1 ≤ i ≤ m
for p ∈ M and u ∈ Oε , f (p) (N) . We have that ( f ′ ◦ e, f ) is the canonical bundle map
′ : f ∗ (O (N)) → M .
of πM ε
We want to define a reduced subbundle π ′ : O (N, M) → M of πM : Oε ( f ∗ (T N))
→ M, called the bundle of adapted orthonormal frames, with fibre
for p ∈ M and structure group Ok (Rn )×Ol (Rd ) . Let (i ′ , idM , φ ) be the corresponding
homomorphism, where i ′ : O (N, M) → Oε ( f ∗ (T N)) and φ : Ok (Rn ) × Ol (Rd ) →
Oε (Rm ) are the inclusion maps. Furthermore, let j 1 : Rn → Rn × Rd and j 2 : Rd →
Rn × Rd be the linear maps given by j 1 (a) = (a, 0) and j 2 (b) = (0, b) for a ∈ Rn and
b ∈ Rd , and let k 1 : Rn × Rd → Rn and k 2 : Rn × Rd → Rd be the projections on the
first and second factor.
for p ∈ U by the commutative diagram in 2.70, where (tx , πe1−1 (U)) and (ty , πe−1 (V ))
are the local trivializations in the tangent bundles πe1 : T M → M and πe : T N → N
associated with the local charts (x,U) and (y,V ), respectively.
We have an adapted frame field (Y1 , ... ,Ym ) on U with Yi (p 0 ) = (p 0 , vi ) for i =
1, ... , m , given by
Yi (p) = fep−1 ◦ ty,−1f (p) ◦ ty, f (p 0 ) (vi )
for p ∈ U and i = 1, ... , m, so that
−1
Yi (p) = ei1 ◦ tx,p ◦ tx,p 0 (wi ) ∈ e
i1 (Tp M)
for p ∈ W and i = 2, ... , m. Indeed, assuming inductively that { Z1 (p), ... , Zi−1 (p) }
is an orthogonal basis for Vi−1 (p) , we have that Z j (p) ∈ / Vi−1 (p) ⊥ so that
ge(p)(Z j (p), Z j (p)) 6= 0 for j = 1, ... , i − 1 since Vi−1 (p) is a non-degenerate
subspace of f ∗ (T N) p , thus showing that Zi (p) is well defined. Furthermore,
ge(p)(Zi (p), Zr (p)) = 0 for r = 1, ... , i − 1 which shows that { Z1 (p), ... , Zi (p) }
is an orthogonal basis for Vi (p) . Hence we have an adapted orthonormal frame field
s = (X1 , ... , Xm ) on W with Xi (p 0 ) = (p 0 , vi ) for i = 1, ... , m, given by
for p ∈ W and i = 1, ... , m. As {Xn+1 (p), ... , Xm (p)} is a basis for N p (M) for p ∈
W , it follows from Proposition 2.62 that the normal bundle πe 2 : N (M) → M is a
subbundle of πeM : f ∗ (T N) → M.
Since the map hi : W → R given by hi (p) = ge(p)(Xi (p), Xi (p)) for p ∈ W is
smooth and W is connected, we have that hi (p) = g( f (p 0 ))(vi , vi ) = εi for p ∈ W
and i = 1, ... , m. This implies that
for every a, b ∈ Rm , which shows that s(p) ∈ O p (N, M) for p ∈ W . Hence the
−1
local trivialization (ρ −1 , πM (W )) in the bundle πM : Oε ( f ∗ (T N)) → M, where
m −1
ρ : W × Oε (R ) → πM (W ) is the diffeomorphism given by
ρ (p, G) = s(p) ◦ G
π r ◦ λ r = idM ◦ π ′
and
λ r ◦ R G = R φ r (G) ◦ λ r
for G ∈ Ok (Rn ) × Ol (Rd ) , and it only remains to prove that λ r is differentible.
Let s = (X1 , ... , Xm ) be an adapted orthonormal frame field on an open set W in
M. By Proposition 3.14 there is a unique orthonormal frame field s 1 = (X1′ , ... , Xn′ )
on W in O (M) with ei1 ◦ X j′ = X j for j = 1, ... , n, and we let s 2 = (Xn+1 , ... , Xm ) so
that s r = λ r ◦ s for r = 1, 2 . If (ts , π ′−1 (W )), (ts 1 , π −1 −1
1 (W )) and (ts 2 , π 2 (W )) are the
local trivializations in O (N, M), O (M) and O (N (M)) associated with the sections
s, s 1 and s 2 , it follows by replacing u with s(p) in (1) that
ts r ◦ λ r ◦ ts−1 = idW × φ r ,
showing that λ r is smooth and completing the proof that ( λ r , idM , φ r ) is a homomor-
phism for r = 1, 2 .
11.5 Remark The principal fibre bundles and homorphisms described in 11.2
and in Propositions 11.3 and 11.4 can be summarized in the commutative diagrams
′
i✲ ′
f✲
O (N, M) Oε ( f ∗ (T N)) Oε (N)
π′ πM π
❄ ❄ ❄
id M f
M ✲ M ✲ N
and
O (M) ✛λ 1 O (N, M)
λ✲
2
O (N (M))
π1 π′ π2
❄ ❄ ❄
M ✛ id M M
id M ✲ M
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 481
φ◦ζ = f ,
we see that φ∗ ζ (p) : Tζ (p) N (M) → T f (p) N is the linear isomorphism given by
Indeed, since φ p (Wp ∩ ζ (M)) ⊂ Vp′′ ∩ f (M) is an open set in f (M) in the subspace
topology, we have that φ p (Wp ∩ ζ (M)) = f (M) ∩ O for an open set O in N. Replacing
Vp′′ and Wp by Vp′′ ∩ O and φ p−1 (Vp′′ ∩ O), respectively, we see that condition (1) is
satisfied.
Let {Vp′ |p ∈ M} and {Vp |p ∈ M} be locally finite open covers of the open sub-
S
manifold V ′′ = ′′
p∈M Vp of N with Vp ⊂ Vp′ ⊂ Vp′′ for p ∈ M, and let
k
\ r
\ c
f (p) ∈ Vpi ∩ Vpi ,
i=1 i=k+1
482 SMOOTH MANIFOLDS AND FIBRE BUNDLES
where i1 : Ok (Rn ) → Ok (Rn ) × Ol (Rd ) and i2 : Ol (Rd ) → Ok (Rn ) × Ol (Rd ) are the
Lie group homomorphisms given by i1 (F) = F × id Rd and i2 (G) = id Rn × G for
F ∈ Ok (Rn ) and G ∈ Ol (Rd ) , and
j 1 · λ 1∗ (θ 1 ) = ( f ′ ◦ i ′ ) ∗ (θ ) ,
since
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 483
for u ∈ O (N, M) .
Let ω be the Levi–Civita connection form on Oε (N) satisfying the first structure
equation
dθ = − ω ∧ θ .
If ωM = f ′ ∗ ( ω ) is the pull-back of ω to Oε ( f ∗ (T N)), and θ ′ = ( f ′ ◦ i ′ ) ∗ (θ ) and
ω ′ = ( f ′ ◦ i ′ ) ∗ ( ω ) are the pull-backs of θ and ω to O (N, M), it follows from Propo-
sitions 5.63 and 5.70 that
dθ ′ = − ω ′ ∧ θ ′ . (1)
By 10.37 and Proposition 11.1 we know that ρ · ω ′ is a connection form on O (N, M),
and we let ω 0 , ω 1 and ω 2 be the connection forms on Oε ( f ∗ (T N)), O (M) and
O (N (M)) obtained from ρ · ω ′ in the way described in Proposition 10.168 so that
∗
i ′ (ω 0) = (φ∗ ◦ ρ ) · ω ′ and λ r∗ ( ω r ) = (φ r ∗ ◦ ρ ) · ω ′ ,
and hence
ir ∗ · λ r∗ ( ω r ) = ρ r · ω ′ (2)
for r = 1, 2 . Since
dθ 1 = − ω 1 ∧ θ 1
τ∧ θ ′ = 0 (3)
11.9 By Example 10.29 (b) the fibre bundle π ′′ : E → M with fibre k associated
484 SMOOTH MANIFOLDS AND FIBRE BUNDLES
with O (N, M) is a vector bundle which we contend is equivalent over M to the vector
bundle π ′′′ : Q → M with fibre
e ([ u, F ]) = u ◦ F ◦ u−1
for u ∈ O (N, M) and F ∈ k. This is clearly well defined, for if G ∈ Ok (Rn ) × Ol (Rd ),
then
e
ts (s(p)(a)) = (p, a)
Using the equivalence e, we may therefore identify the fibre bundle E associated
with O (N, M) with fibre k with the vector bundle π ′′′ : Q → M , and the linear iso-
morphism µ u : k → E p defined in Example 10.29 (b) is then identified with the linear
isomorphism µ ′u = e p ◦ µ u : k → Q p given by
µ ′u (F) = u ◦ F ◦ u−1
since
11.10 Let E = {e1 , ... , em } be the standard basis for Rm and D = {Fji |1 ≤ i, j ≤
m} be the basis for gl (Rm ) defined in Example 8.10 (b), where Fji : Rm → Rm is the
linear map given by Fji (er ) = δ j r ei for r = 1, ... , m. If s = (Z1 , ... , Zm ) is an adapted
orthonormal frame field on an open set V in M, and τe = s∗ (τ ) is the pull-back of τ
by s, it follows from Proposition 10.105 that
m
α (p)(v) Z i (p) = ∑ τeir (p)(v) Z r (p)
r=n+1
s ir τeri = −τeir
τe∧ θe = 0
so that
n
0= ∑ τe jr ∧ θe j = ∑ (A irj − A rj i ) θe i ∧ θe j
j=1 i< j
A irj = A rj i
for 1 ≤ i, j ≤ n and n + 1 ≤ r ≤ m .
for G ∈ Ok (Rn ) × Ol (Rd ) and T ∈ T h (Rn ; Rd ) . By Example 10.29 (b) the fibre bun-
dle π ′′ : E → M with fibre T h (Rn ; Rd ) associated with O (N, M) is a vector bundle
which we contend is equivalent over M to the bundle π h : T h (T M ; N (M)) → M,
with the equivalence e : E → T h (T M ; N (M)) given by
e ([ u, T ]) = λ 2 (u) ◦ T ◦ {λ 1 (u) −1 } h
Using the equivalence e, we may therefore identify the fibre bundle E associated
with O (N, M) with fibre T h (Rn ; Rd ) with the vector bundle π h : T h (T M ; N (M))
→ M , and the linear isomorphism µ u : T h (Rn ; Rd ) → E p defined in Example
10.29 (b) is then identified with the linear isomorphism µ ′u = e p ◦ µ u :
T h (Rn ; Rd ) → T h (Tp M ; N p (M)) given by
µ ′u (T ) = λ 2 (u) ◦ T ◦ {λ 1 (u) −1 } h
(φ p ◦ µ ′u )(T )(v1 , ... , vh , λ ) = φ (T )(λ 1 (u) −1 (v1 ), ... , λ 1 (u) −1 (vh ), λ ◦ λ 2 (u))
for p ∈ M and v1 , v2 ∈ Tp M .
for (i1 , i2 , j) ∈ In2 × Id and t ∈ I, which shows that the parallel transport in
T 21 (T M, N (M)) of the basis vectors in T 21 (B, C ) are obtained by taking the tensor
product of the parallel transported basis vectors from B and C ∗ . If
j
φ ◦ T (γ (t)) = ∑ C p i1 , i2 (t) vi1 (t) ⊗ vi2 (t) ⊗ w j (t) ,
i1 , i2 , j
then
φ ◦ τ t0 T (γ (t)) = ∑ C p ij1 , i2 (t) vi1 ⊗ vi2 ⊗ w j
i1 , i2 , j
by Lemma 2.84.
If X, Y and Z are vector fields on M , we have the relation
∇X2p [ T (Y, Z) ] = ( ∇Xp T ) (Yp , Z p ) + T (p) ( ∇X1p Y, Z p ) + T (p) (Yp , ∇X1p Z). (2)
we obtain
!
T (γ (t))(Yγ (t) , Zγ (t) ) = ∑ ∑ C p ij1 , i2 (t) A pi1 (t) B pi2 (t) w j (t) .
j i1 , i2
for G ∈ Ok (Rn )× Ol (Rd ) and F ∈ L (Rd , Rn ) . By Example 10.29 (b) the fibre bundle
π ′′ : E → M with fibre L (Rd , Rn ) associated with O (N, M) is a vector bundle which
490 SMOOTH MANIFOLDS AND FIBRE BUNDLES
e ([ u, F ]) = λ 1 (u) ◦ F ◦ λ 2 (u) −1
for u ∈ O p (N, M) and F ∈ L (Rd , Rn ) where p ∈ M. This is clearly well defined, for
if G ∈ Ok (Rn ) × Ol (Rd ), then
{φ 2 (G) −1 ◦ λ 2 (u) −1 } = e ([ u, F ]) .
To show that e is an equivalence, let (ts , π ′ −1 (W )) be the local trivialization in
O (N, M) assosiated with an adapted orthonormal frame field s on some open set W
in M, and let (t s′ , π ′′ −1 (W )) be the corresponding local trivialization in E defined as
in 10.28 by
t s′ ([ u, F ]) = (p, ψ ′1(ts,p (u)) (F))
for u ∈ O p (N, M) and F ∈ L (Rd , Rn ) where p ∈ W . Since
Using the equivalence e, we may therefore identify the fibre bundle E associated
with O (N, M) with fibre L (Rd , Rn ) with the vector bundle πb 1 : Λ 1 (N (M) ; T M)
→ M , and the linear isomorphism µ u : L (Rd , Rn ) → E p defined in Example
10.29 (b) is then identified with the linear isomorphism µ ′u = e p ◦ µ u : L (Rd , Rn ) →
Λ 1 (N p (M) ; Tp M) given by
when v ∈ Tp M , and if X and X ′ are vector fields on M and N, respectively, which are
f -related, then
∇X ′ Z ′ ◦ f = fe ◦ ∇X′ Z .
for G ∈ Oε (Rm ) , where φ : Oε (Rm ) → Oε (Rm ) is the smooth map given by φ (G) =
G −1 for G ∈ Oε (Rm ) , and Λu : gl (Rm ) → Rm is the linear map given by
Λu (F) = F ◦ Z (u)
w − w 0 = σu ∗ ◦ ωM (u)(w − w 0 ) = − σu ∗ ◦ ωM (u)(w 0 )
= − σu ∗ ◦ (ωM − ω 0 )(u)(w 0 ) = − σu ∗ ◦ τ M (u)(w 0 )
so that
∇v0 ( ei r ◦ Yr ) = ei r ( ∇vr Yr )
so that
and
e 3−r,p ( ∇v ( fer ◦ Yr )) = α (p)(v)( ei r ◦ Yr (p))
ei 3−r ◦ η
for r = 1, 2 .
and
α (p)(v)(Z2 (p)) = ei 1 ◦ η 1 ( ∇v′ Z2 ) = ε <∇v′ Z2 , u(p) > u(p)
= − ε <Z(p),∇v′ u > u(p) ,
DF
(t) = ∇F(t) X
dr
for t ∈ I, using the standard local chart (r, I) on I where r : I → R is the inclusion
map.
PROOF : Let (x,U) be a local chart around a point c(t0 ) = p0 on the curve c, and
suppose that
n
F(t) = ∑ ai (t) ∂ i
i=1
∂x
c(t)
πe 2 ◦ γ p (t) = πe 2 (p) + t
when p ∈ W and t ∈ I(p). Hence
∇v2 Y = ηe 2,t ( ∇v F ) = η
e 2,t ( ∇F(t) ue)
= ηe 2,t F(t) 1 u + 1 ∇F(t) u = η e 2,t ( ∇F(t) u)
h h ◦ c(t)
we have that
∂
∂ ∂
m
∂
k
νp i = i + i , u(p) u(p) = ∑ ν i (p) k
∂x ∂x ∂x k=1
∂x
p p p p
for p ∈ O, where
ν ik = δ ik + uk ui
for i, k = 1, ... , m.
By composing the bundle-valued 1-form ∇u ∈ Ω 1 (N ; T N) with the equivalence
φ : T 1 (T N ; T N) → T 11 (T N, T N) over N defined in 5.25 and lowering the con-
travariant index, we obtain a covariant tensor field τe = L 11 (φ ◦ ∇u) ∈ T 2 (N) on N
of degree 2, which is given by
for p ∈ N and v1 , v2 ∈ Tp N . The last equality follows from Proposition 10.163. Using
Corollary 10.118 we therefore have that
m
τe|O = ∑ u i ; j dxi ⊗ dx j .
i, j=1
τ (p)(v1 , v2 ) = < ν (p)(v1 ),∇ν (p) (v2 ) u > = < v1 ,∇ν (p) (v2 ) u >
for p ∈ N and v1 , v2 ∈ Tp N.
Now let θe and ω e be the symmetric and antisymmetric parts of τe, and let θ = ν ∗ θe
∗ e
and ω = ν ω be their pull-backs by ν . The symmetric tensor field θ is called the
rate of strain , and the 2-form ω the vorticity or the rate of rotation . We have that
m
τ |O = ∑ τi j dxi ⊗ dx j
i, j=1
where
m m
τi j = ∑ u k ; l ν ik ν jl = ∑ u i ; l ν jl
k,l=1 l=1
and
m
1
ωij = 2 ∑ {u k, l − u l , k } ν ik ν jl (4)
k,l=1
∂ uk
for i, j = 1, ... , m, where u k, l = . From (2) we also have that
∂ xl
m
u♭ |O = ∑ u i dxi
i=1
so that
m m
du♭ |O = ∑ u i, j dx j ∧ dxi = − ∑ (u i, j − u j, i ) dxi ⊗ dx j = −2 ω
e |O .
i, j=1 i, j=1
so that
i Ω(p) η (p) = − j ∗ ω (p) = 1
2 j ∗ du♭ (p)
for p ∈ N. If
4 4
Ω(p) = ∑ Ω i vi , j ∗ ω (p) = ∑ ω jk v∗j ⊗ v∗k
i=2 j,k=2
and
4
η (p) = ∑ η i jk v∗i ⊗ v∗j ⊗ v∗k
i, j,k=2
for a basis {v2 , ..., v4 } in ker(u♭ (p)) with dual basis {v∗2 , ..., v∗4 }, then
4
∑ Ω i η i jk = ω k j (5)
i=2
for 2 ≤ j, k ≤ 4.
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 499
u|O = e−α ∂ 1 ,
∂x
which means that the coordinate system (x, O) is comoving in the reference frame
R defined by u. Hence each reference particle in R has a world line c which is an
integral curve for u satisfying xi ◦ c = constant for i = 2, 3, 4. Since
and
u1 = −eα and ui = eα wi for i = 2, 3, 4,
the non-zero components of ν are
ν ik = δ 1k w i + δ ik for i = 2, 3, 4 and k = 1, 2, 3, 4.
From (4) in 11.23 it follows that the non-zero components of ω are given by
2 ω i j = (u 1, 1 − u 1, 1) wi w j + (u 1, j − u j, 1 ) wi + (u i, 1 − u 1, i ) w j + (u i, j − u j, i )
= −eα (α, j wi − α,i w j ) + (eα wi ), j − (eα w j ),i = eα (wi, j − w j,i )
for i, j = 2, 3, 4.
Now fix an arbitrary point p ∈ O, and introduce a local chart (x̃, O) on N where
4
x̃1 = eα (p) x1 − ∑ wi (p) xi and x̃i = xi for i = 2, 3, 4,
i=2
so that
4
g(p) = − d x̃1 (p) 2 + ∑ h i j (p) d x̃i (p) d x̃ j (p) .
i, j=2
Assuming that N has an orientation such that the local chart (x, O) is positively ori-
ented, it follows from 7.26 that the metric volume element in ker(u♭ (p)) is given
by
4
η (p) = ∑ η i jk (p) d x̃i (p) ⊗ d x̃ j (p) ⊗ d x̃k (p)
i, j,k=2
where
η i jk (p) = det(h rs (p)) 1/2 ε i jk
500 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for 2 ≤ j, k ≤ 4. Multiplying by 1
2 η i jk = 1
2 det(h rs ) −1/2 ε i jk and summing over
j, k = 2, 3, 4, we obtain
4 4
Ωi = 1
2 det(h rs ) −1/2 ∑ ε i jk ωk j = 1
2 eα det(h rs ) −1/2 ∑ ε i jk wk, j
j,k=2 j,k=2
for i = 2, 3, 4, and
4 1/2
kΩ|O k = ∑ h i j Ωi Ω j .
i, j=2
in natural units for a positively oriented local chart (ψ , O) on N with coordinate func-
tions t, r, φ and z, where f = f˜ ◦ r, k = k̃ ◦ r, l = l˜ ◦ r and µ = µ̃ ◦ r for real functions
f˜, k̃, l˜ and µ̃ , and where D2 = f l + k2 > 0 and f > 0 . Then we have that
1
p 2µ D2 −1/2 k ∂ e−µ f
k ∂
Ω|O = 2 f e =
f f ,r ∂ z 2D f ,r ∂ z
and
e−µ /2 f k
kΩ|O k = .
2D f ,r
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 501
d ω = − 12 ω ∧ ω + Ω ,
where Ω is the curvature form on Oε (N) , and the wedge product is with respect to
the bilinear map
ν : oε (Rm ) × oε (Rm ) → oε (Rm )
given by ν (X,Y ) = [ X,Y ]. If Ω ′ = ( f ′ ◦ i ′ ) ∗ (Ω) is the pull-back of Ω to O (N, M),
it follows from Propositions 5.63 and 5.70 that
d ω ′ = − 12 ω ′ ∧ ω ′ + Ω ′ . (1)
(ρ 1 · ω ′ ) ∧ (ρ 2 · ω ′ )(u) = 0,
(ρ · ω ′ ) ∧ τ (u) ⊂ k,
(ρ 1 · ω ′ ) ∧ (ρ 1 · ω ′ )(u) ⊂ i1 ∗ ok (Rn ),
(ρ 2 · ω ′ ) ∧ (ρ 2 · ω ′ )(u) ⊂ i2 ∗ ol (Rd ) and
τ ∧ τ (u) ⊂ i1 ∗ ok (Rn ) + i2 ∗ ol (Rd ).
d (ρ r · ω ′ ) = − 12 (ρ r · ω ′ )∧ (ρ r · ω ′ ) − 12 ρ r · ( τ ∧ τ ) + ρ r · Ω ′ (2)
for r = 1, 2 , and
d τ = − (ρ · ω ′ )∧ τ + ρ 3 · Ω ′ . (3)
If Ω 1 and Ω 2 are the curvature forms of ω 1 and ω 2 on O (M) and O (N (M)),
respectively, we have that
d ω r = − 21 ω r ∧ ω r + Ω r
so that
d (ρ r · ω ′ ) = − 21 (ρ r · ω ′ )∧ (ρ r · ω ′ ) + ir ∗ · λ r∗ (Ω r )
for r = 1, 2 by (2) in 11.8. Combining this equation with (2) we find that
ir ∗ · λ r∗ (Ω r ) = − 12 ρ r · ( τ ∧ τ ) + ρ r · Ω ′ (4)
for r = 1, 2 .
502 SMOOTH MANIFOLDS AND FIBRE BUNDLES
< R( f (p))( f∗ (v1 ), f∗ (v2 )) ( fer (v3 )), fer (v4 ) > = < R r(p)(v1 , v2 )(v3 ), v4 >
+ < α (p)(v1 )(ei r (v3 )), α (p)(v2 )(ei r (v4 )) >
− < α (p)(v2 )(ei r (v3 )), α (p)(v1 )(ei r (v4 )) >
< R( f (p))( f∗ (v1 ), f∗ (v2 )) ( fer (v3 )), fer (v4 ) >
e r,p ◦ R( f (p))( f∗ (v1 ), f∗ (v2 )) ( fer (v3 )), v4 >
= <η
= < R r(p)(v1 , v2 )(v3 ), v4 >
+ < α (p)(v1 ) ◦ α (p)(v2 ) (ei r (v3 )), ei r (v4 ) >
− < α (p)(v2 ) ◦ α (p)(v1 ) (ei r (v3 )), ei r (v4 ) >
= < R r(p)(v1 , v2 )(v3 ), v4 >
+ < α (p)(v1 )(ei r (v3 )), α (p)(v2 )(ei r (v4 )) >
− < α (p)(v2 )(ei r (v3 )), α (p)(v1 )(ei r (v4 )) >
where the last equality follows from formula (1) in Example 8.58 (b).
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 505
11.31 Remark The formula in Theorem 11.29 or its corollary is called Gauss’
equation when r = 1 and the Ricci equation when r = 2. Gauss’ equation can also
be written in the following two forms:
< R( f (p))( f∗ (v1 ), f∗ (v2 )) ( f∗ (v3 )), f∗ (v4 ) > = < R 1(p)(v1 , v2 )(v3 ), v4 >
+ < II(p)(v1 , v3 ), II(p)(v2 , v4 ) > − < II(p)(v2 , v3 ), II(p)(v1 , v4 ) >
K( f∗ (W )) = K 1 (W )
< II(p)(v1 , v1 ), II(p)(v2 , v2 ) > − < II(p)(v1 , v2 ), II(p)(v1 , v2 ) >
−
< v1 , v1 > < v2 , v2 > − < v1 , v2 > 2
for every p ∈ M and every non-degenerate tangent plane W to M at p , where {v1 , v2 }
is a basis for W .
where
and
e ′ )∧ τe } (p)( X p ,Yp ) ◦ j 1
k 2 ◦ {(ρ · ω
e ′ )(p)( X p ) ◦ τe (p)(Yp ) − τe (p)(Yp ) ◦ (ρ 1 · ω
= k 2 ◦ { (ρ 2 · ω e ′ )(p)( X p ) } ◦ j 1
e ′ )(p)(Yp ) ◦ τe (p)( X p ) − τe (p)( X p ) ◦ (ρ 1 · ω
− k 2 ◦ { (ρ 2 · ω e ′ )(p)(Yp ) } ◦ j 1 .
The second part after the final equality sign in each of the last two formulas follows
from the first part by interchanging X and Y . Concerning the first parts, we have that
since
and
e ′ )(p)( X p ) ◦ j 1 (a3 )
s 2 (p) ◦ k 2 ◦ τe (p)(Yp ) ◦ (ρ 1 · ω
= η 2 ◦ s(p) ◦ τe (p)(Yp ) ◦ s(p) −1 ◦ ei 1 ◦ s 1 (p) ◦ ω
e 1 (p)( X p )(a3 )
The theorem now follows from formula (2) in 11.13, as the final term in the last three
formulas combine to (∇Xp II)(Yp , Z p ) .
SECOND PROOF : Let X , Y and Z be vector fields on M with X p = v1 , Yp = v2 and
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 507
Z p = v3 . Then it follows from Proposition 10.107, Corollary 11.19 and formula (2)
in 11.13 that
PSEUDO-RIEMANNIAN HYPERSURFACES
11.35 Let M n be a pseudo-Riemannian hypersurface of a pseudo-Riemannian
manifold N n+1 , with metrics g′ and g of index k and r, respectively. Then the normal
bundle πe 2 : N (M) → M is 1-dimensional with index l = r − k which can be 0 or 1.
The number ε = 1 − 2 l is called the sign of the hypersurface M. A section s of πe 2 on
an open subset V of M is called a normal field to M on V . It is called a unit normal
field if ks(p)k= 1 for every p ∈ V .
for p ∈ M and v ∈ Tp M, which shows that grad f (p) ∈ / i∗ (Tp M). Hence it follows that
i∗ g is a metric on M, and that (grad f )|M is a normal field to M.
508 SMOOTH MANIFOLDS AND FIBRE BUNDLES
h(p) = ω p∗ g
g = ∑ g i j xi ⊗ x j ,
i, j
then
h = ∑ g i j dxi ⊗ dx j
i, j
since !
∂
h(p) , ∂ = g(vi, v j ) = g i j
∂ xi ∂ x j
p p
for p ∈ V . By Proposition 10.166 it follows that all the Christoffel symbols are zero,
so that the Levi–Civita connection on V is flat.
Now let f : V → R be the smooth function defined by
f (p) = g(p, p)
∇X P = X
so that
grad f = 2 P
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 509
and
<grad f , grad f > = 4 f .
If a > 0 and ε = ±1, it follows from Proposition 11.36 that Qa,ε = f −1 (ε a2 ) is
a closed pseudo-Riemannian hypersurface of V with sign ε and unit normal field
U = P ′/a where P ′ = P|Qa,ε . The shape tensor is given by
by 11.16 and Corollaries 11.19. Since V is flat, it follows from Corollary 11.33 that
the sectional curvature K of Qa,ε is given by
K(W ) = ε /a2
fk (p) = g n+1
k (p, p)
for p ∈ Rn+1
k , and let a > 0. Then the set
which is a unit normal to Q1,ε at φ (p) , it follows that ωφ−1(p) ◦ ω p : TpV → Tφ (p) V
induces a linear isomorphism τ p : Tp M → Tφ (p) Q1,ε so that
bi ∗ φ (p) ◦ τ p = ω −1 ◦ ω p ◦ ei ∗ p
φ (p)
X1 = ∂ , X2 = 1 ∂ , X3 = 1 ∂
and X4 = 1 ∂
∂t a ∂χ ar ∂θ a r sin θ ∂ φ
form an orthonormal frame field on V with dual local basis
θe 1 = dt , θe 2 = a d χ , θe 3 = a r d θ and θe 4 = a r sin θ d φ .
Since
d θe 1 = 0
d θe 2 = aȧ θe 1∧ θe 2
′
d θe 3 = aȧ θe 1∧ θe 3 + ar r θe 2∧ θe 3
′
d θe 4 = aȧ θe 1∧ θe 4 + ar r θe 2∧ θe 4 + a1r cot θ θe 3∧ θe 4 ,
e 12 = ȧa θe 2 = ȧ d χ
e 21 = ω
ω
e 13 = ȧa θe 3 = ȧ r d θ
e 31 = ω
ω
e 14 = ȧa θe 4 = ȧ r sin θ d φ
e 41 = ω
ω
′
e 23 = − ar r θe 3 = − r′ d θ
e 32 = − ω
ω
′
e 24 = − ar r θe 4 = − r′ sin θ d φ
e 42 = − ω
ω
so that
e1=Ω
Ω e 2 = dω
e 21 + ω
e 31 ∧ ω
e 23 + ω
e 41 ∧ ω
e 24
2 1
= ä dt ∧ d χ = aä θe 1∧ θe 2
e1=Ω
Ω e 3 = dω
e 31 + ω
e 21 ∧ ω
e 32 + ω
e 41 ∧ ω
e 34
3 1
= ä r dt ∧ d θ + ȧ r′ d χ ∧ d θ − ȧ r′ d χ ∧ d θ = äa θe 1∧ θe 3
e1=Ω
Ω e 4 = dω
e 41 + ω
e 21 ∧ ω
e 42 + ω
e 31 ∧ ω
e 43
4 1
e 23 = − Ω
Ω e 3 = dω
e 32 + ω
e 12 ∧ ω
e 31 + ω
e 42 ∧ ω e 34
2
ȧ2 r′′
′′ 2
= − r d χ ∧ d θ + ȧ r d χ ∧ d θ = 2
− 2 θe 2∧ θe 3
a ra
e2=−Ω
Ω e 4 = dω
e 42 + ω
e 12 ∧ ω
e 41 + ω
e 32 ∧ ω
e 43
4 2
The induced metric ge on the simultaneity space Vt0 = ψ −1 ({t0 } × R3 ) at the time
t = t0 is given by
ge = ae(t0 ) 2 ( d χ 2 + r 2 ( d θ 2 + sin2 θ d φ 2 ))
When k = 0 we see from Example 7.21 that this is the Euclidean metric on R3 after a
rescaling of the radial coordinate χ by the factor ae(t0 ). When k = 1 and k = −1 it is
the metric of the 3-sphere S3ã(t ) with radius ae(t0 ) in the Euclidean space R4 , and of
0
the upper sheet of the 3-hyperboloid H3ã(t ) in the Minkowski space R41 , respectively,
0
as we see from Examples 7.22 and 7.23. By 11.37 it follows that the sectional cur-
vature of Vt0 , called the spatial curvature at the time t0 , is K = k/ ae(t0 ) 2 . The three
cases k = 1, k = 0 and k = −1 with positive, zero and negative spatial curvatures are
called closed, flat and open universe models, respectively.
514 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Using the components of R with equal contravariant and second covariant index, we
find the non-zero components of the Ricci tensor
Ric 11 = − 3aä
2
Ric i i = äa + 2 ȧ +k
2
for i = 2, 3, 4
a
2
S = −Ric 11 + Ric 22 + Ric 33 + Ric 44 = 6aä + 6 ȧ +k
2
a
2
G 11 = Ric 11 + 12 S = 3 ȧ +k
2a
2
G i i = Ric i i − 21 S = −2 äa − ȧ +k for i = 2, 3, 4
a2
We assume that the universe is a perfect fluid with energy-momentum tensor
given by
T = (ρ + p) u♭⊗ u♭ + p g ,
as described in Remark 10.187. Since the universe is homogeneous and isotropic,
the energy density ρ and the pressure p can only be functions of time, and the spatial
components of the flow vector field u must be zero. This means that ρ = ρ̃ ◦ t and
p = p̃ ◦ t for real functions ρ̃ and p̃ , and u = X1 so that u♭ = − θe 1 . Hence the non-
zero components of the energy-momentum tensor are
From the Einstein field equation we now obtain the Friedmann equations
2 2
3 ȧ +k
2
= κ ρ + Λ and − 2 äa − ȧ +k
2
= κ p−Λ .
a a
Multipying the first Friedmann equation with a2/ 3 , taking the derivative with respect
to t and dividing by 2a ȧ yields
ä κ d 2 Λ
a = 6a da (ρ a ) + 3 . (2)
Now subtracting Equation (1) from (2) and multipying with 6a2/ κ , we have that
d
a da (ρ a2 ) + (ρ + 3 p) a2 = 0
Since a3 and ρ a3 are proportional to the volume V and the energy U of any fluid
element, this equation means that
dU + p dV = 0
which is the first law of thermodynamics for an adiabatic process. This is in agree-
ment with the homogeneity and isotropy of our universe model which does not allow
any temperature gradient or heat flow.
We now assume that the perfect fluid obeys the barotropic equation of state
p = wρ
where w is a constant. For dust, radiation and Lorentz invariant vacuum energy the
values of w are 0 , 1/ 3 and −1, respectively. By dust we mean a set of collisionless,
nonrelativistic particles with vanishing pressure, and by radiation we mean either
electromagnetic radiation or massive particles with relative velocities close to the
speed of light. Multiplying Equation (3) with (a3 ) w we have that
∂ 3 (w+1)
∂t { ρ a }=0,
for constants ρ 0 and a 0 . We see that ρ 0 is the energy density of the fluid at the time
t 0 when ae(t 0 ) = a 0 . We let t 0 be the present time, and ρ 0 and a 0 be the present values
516 SMOOTH MANIFOLDS AND FIBRE BUNDLES
of the energy density and the scale factor. If ρ m0 , ρ r0 and ρ v0 are the present energy
densities of non-interacting dust, radiation and Lorentz invariant vacuum energy, we
have that −3 −4
ρ = ρ m0 aa + ρ r0 aa + ρ v0 . (5)
0 0
−3
The energy density of dust falls off as a due to the decrease in number density of
particles as the universe expands. The energy density of radiation falls off faster as
a−4 because of the additional loss of energy by a factor a−1 due to the redshift of each
photon. This is also the case for massive relativistic particles which behave like a gas
of photons, as their rest energy can be considered to be negligible compaired to their
total energy. From the Friedmann equations we see that the cosmological constant
Λ can also be interpreted as Lorentz invariant vacuum energy, and can therefore be
removed from the equations by including the term Λ/κ in ρ v0 .
To find the time evolution of the scale factor a we now use the first Friedmann
equation with Λ = 0, which implies that
2
ȧ
a = κ ρ − k2 . (6)
3 a
If ρ satisfies Equation (4) with w > −1/ 3 , the fate of the universe is determined by k.
When k = 0 or k = −1, it will expand forever, but when k = 1 it will stop expanding
and recollapse to a Big Crunch. If w < −1/ 3 , the universe will expand forever for
all values of k.
Using the metric g we see that the instantaneous physical distance l from an
observer at χ = 0 to a galaxy with radial coordinate χ = χ0 is given by l = a χ0 . The
velocity of the galaxy relative to the observer due to the expansion or contraction of
the universe is
dl ȧ
dt = a a χ0 = H l, (7)
where H = ȧ/a is called the Hubble parameter . Its present value, called the Hubble
constant , is approximately H0 = 20 (km/s)/ Mly. Equation (7) is called Hubble’s
law , stating that the velocity of a galaxy is proportional to its distance. The time
tH = 1/H is called the Hubble age of the universe. It coincides with the age t of
the universe if ȧ is constant, which means that the velocity of each fluid particle
comoving with the expansion of the universe relative to an observer at χ = 0 is
constant.
The energy density ρc in a flat universe model, called the critical energy density ,
is given by
H2 = κ ρc
3
which is obtained from Equation (6) with k = 0. Its present value is approximately
ρ c 0 = 2 · 10−26 kg/ m3 . Introducing the relative energy density Ω = ρ /ρ c of a uni-
verse model, we see from Equation (6) that its spatial curvature is
k
= H 2 (Ω − 1) .
a2
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 517
Hence the universe model is closed if Ω > 1 , flat if Ω = 1 and open if Ω < 1 . The
curvature radius is r
1 k
a=
H Ω−1
when Ω 6= 1 . We denote the present relative energy densities of non-interacting dust,
radiation and vacuum by Ω m0 , Ω r 0 and Ω v0 , respectively.
11.43 Universe models with dust and radiation We introduce a new time co-
ordinate η , called the parametric time , so that η = η̃ ◦ t for a real function η̃ with
η̃ ′ = 1/ ã and η̃ (0) = 0. Then we have that
∂a
∂ η = a ȧ .
In a universe model with dust and radiation it follows from (5) and (6) in 11.42 that
2
∂a
∂η = κ a30 ( ρ m0 a + ρ r 0 a 0 ) − k a2 ,
3
which can be written as
∂a 2
∂η = 2 α a + β 2 − k a2 (1)
where
1/2
α = κ ρ m0 a30 = 1 Ω m0 H 02 a30 and β = κ 1/2
ρ r0 a20 = Ω r 0 H 0 a20 .
6 2 3
When k 6= 0, Equation (1) can also be written as
2
∂a α 2
∂η = γ − k a − (2)
k
2
where γ = α + β 2 . Now let ε = |γ | when γ 6= 0 , and let ε = 1 when γ = 0 . Intro-
k
ducing the function b = ε −1/2 a − α , we have that
k
∂b 2
∂η = σ − k b2 (3)
a = α (1 − cos η ) + β sin η
t = α (η − sin η ) + β (1 − cos η )
518 SMOOTH MANIFOLDS AND FIBRE BUNDLES
where c is an integration constant. The initial conditions ae(0) = 0 and ae′ (0) ≥ 0
imply that
1 c 1 c
e − σ e−c = ε −1/2 α and e + σ e−c = ε −1/2 β ,
2 2
which give the solution
a = α (cosh η − 1) + β sinh η
t = α (sinh η − η ) + β (cosh η − 1)
a = 1 α η2 + β η
2
t = 1 α η3 + 1 β η2
6 2
ȧ2 = κ ρ v0 a2 − k ,
3
which can be written as
ȧ2 = ω 2 a2 − k (1)
where 1/2
κ 1/2
ω= ρ v0 = Ω v0 H 0 = (Λ/3)1/2 = 1/Rd . (2)
3
A solution in this case is
1
cosh ω t for k = 1 , −∞ < t < ∞
ω
1 ωt
a= ω e for k = 0 , −∞ < t < ∞ .
1
ω sinh ω t for k = −1 , 0<t <∞
Note that the initial condition ae(0) = 0 can only be applied when k = −1. When
k = 0 and k = 1 the universe is infinitely old without a Big Bang singularity.
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 519
and
1
[ (ω ar′ ) 2 − ȧ 2 ] + (ar) 2
k ω2
for (t, χ , u) ∈ R × [ 0, π ] × S2, mapping M onto the entire pseudosphere S41 (Rd ). On
the coordinate domain V we have that
v ◦ α |V = Rd sinh(t/Rd )
w ◦ α |V = Rd cosh(t/Rd ) cos χ
x ◦ α |V = Rd cosh(t/Rd ) sin χ sin θ cos φ
y ◦ α |V = Rd cosh(t/Rd ) sin χ sin θ sin φ
z ◦ α |V = Rd cosh(t/Rd ) sin χ cos θ
where −∞ < t < ∞ , 0 < χ < π , 0 < θ < π and −π < φ < π . We can also verify
directly that α is an isometry in this case. Using Proposition 4.18 we have that
α ∗ dv|V = cosh(t/Rd ) dt
α ∗ dw|V = sinh(t/Rd ) cos χ dt − Rd cosh(t/Rd ) sin χ d χ
α ∗ dx|V = sinh(t/Rd ) sin χ sin θ cos φ dt + Rd cosh(t/Rd ) cos χ sin θ cos φ d χ
+ Rd cosh(t/Rd ) sin χ cos θ cos φ d θ − Rd cosh(t/Rd ) sin χ sin θ sin φ d φ
α ∗ dy|V = sinh(t/Rd ) sin χ sin θ sin φ dt + Rd cosh(t/Rd ) cos χ sin θ sin φ d χ
+ Rd cosh(t/Rd ) sin χ cos θ sin φ d θ + Rd cosh(t/Rd ) sin χ sin θ cos φ d φ
α ∗ dz|V = sinh(t/Rd ) sin χ cos θ dt + Rd cosh(t/Rd ) cos χ cos θ d χ
− Rd cosh(t/Rd ) sin χ sin θ d θ .
The simultaneity space Vt0 at the time t = t0 is the intersection between the pseudo-
sphere S41 (Rd ) and the hyperplane v = Rd sinh(t0 /Rd ). This intersection is a 3-sphere
S3a 0 with radius a 0 = Rd cosh(t0 /Rd ) in the Euclidean space R4 as described in 11.41
and Example 7.22. The radius initially shrinks until it reaches a minimal value Rd at
t0 = 0, and then it increases, describing a “bouncing universe” without a Big Bang.
When k = −1 we have that Ω v0 < 1 so that Rd = (3/Λ)1/2 > 1/H 0 according to
(2). The isometric embedding α : M → R51 is given by
v ◦ α |V = Rd sinh(t/Rd ) cosh χ
w ◦ α |V = Rd cosh(t/Rd )
x ◦ α |V = Rd sinh(t/Rd ) sinh χ sin θ cos φ
y ◦ α |V = Rd sinh(t/Rd ) sinh χ sin θ sin φ
z ◦ α |V = Rd sinh(t/Rd ) sinh χ cos θ
where 0 < t < ∞ , 0 < χ < ∞ , 0 < θ < π and −π < φ < π . In this case we can also
verify directly that α is an isometry since
The simultaneity space Vt0 at the time t = t0 is the intersection between the pseudo-
sphere S41 (Rd ) and the hyperplane w = Rd cosh(t0 /Rd ). This intersection is the upper
sheet of the 3-hyperboloid H3a 0 with radius a 0 = Rd sinh(t0 /Rd ) in the Minkowski
space R41 as described in 11.41 and Example 7.23.
We finally consider the case where k = 0 . Using the relations ȧ = ω a and r′ = 1
we have that
−dt 2 + a 2 d χ 2
= ȧ dt (−ȧ−2 · ȧ dt − ȧ r2 dt − 2 a r d χ ) + ( ȧ2 r2 dt 2 + 2 a ȧ a r dt d χ + a2 d χ 2 )
= 12 d ȧ d( ȧ −1 − ȧr2 ) + ( ȧ r dt + a d χ ) 2
ω
and
1
{−[ ȧ − ( ȧ −1 − ȧr2 ) ] 2 + [ ȧ + ( ȧ −1 − ȧr2 ) ] 2 } + (a r) 2
4 ω2
= 12 ȧ ( ȧ −1 − ȧr2 ) + (a r) 2 = 12 = R2d .
ω ω
v ◦ α |V = 1 [ ȧ − ( ȧ −1 − ȧr2 ) ]
2ω
w ◦ α |V = 1 [ ȧ + ( ȧ −1 − ȧr2 ) ]
2ω
(8)
x ◦ α |V = ar sin θ cos φ
y ◦ α |V = ar sin θ sin φ
z ◦ α |V = ar cos θ
(v + w) ◦ α |V = ȧ/ ω
(v − w) ◦ α |V = ( ȧr2 − ȧ −1)/ ω
v ◦ α |V = Rd sinh(t/Rd ) + 12 Rd χ 2 et/Rd
w ◦ α |V = Rd cosh(t/Rd ) − 12 Rd χ 2 et/Rd
x ◦ α |V = Rd et/Rd χ sin θ cos φ
y ◦ α |V = Rd et/Rd χ sin θ sin φ
z ◦ α |V = Rd et/Rd χ cos θ
so that
(v + w) ◦ α |V = Rd et/Rd
(v − w) ◦ α |V = Rd χ 2 et/Rd − Rd e−t/Rd
ISOMETRIC IMMERSIONS AND THE SECOND FUNDAMENTAL FORM 523
where −∞ < t < ∞ , 0 < χ < ∞ , 0 < θ < π and −π < φ < π . We can also verify
directly that α is an isometry. Using Proposition 4.18 we see that
The simultaneity space Vt0 at the time t = t0 is the intersection between the pseudo-
sphere S41 (Rd ) and the hyperplane v + w = Rd et0 /Rd .
11.45 Flat universe models with vacuum energy and either dust or radiation
We now consider flat universe models with energy density
−s
ρ = ρ v0 + (ρ c 0 − ρ v0 ) aa ,
0
where
1/2
κ
ω = 2s = s Ω v0 H 0
1/2
ρ v0 and
3 2
1/s 1/s
ρ c 0 − ρ v0 1 − Ω v0
A= ρ v0 a0 = a0 .
Ω v0
524 SMOOTH MANIFOLDS AND FIBRE BUNDLES
s/2
Introducing the function b = a , Equation (1) takes the form
A
ḃ 2 = ω 2 (b2 + 1) (2)
H = aȧ = 2s ω coth( ω t)
and
ρ c = κ3 H 2 = ρ v0 coth2 ( ω t) ,
and the relative energy density of vacuum is therefore
Ω v = tanh2 ( ω t) .
The ratio of the age t of the universe to the Hubble age tH is given by
√
2 arctanh Ωv
t/tH = H t = 2s ω t coth( ω t) = √ .
s Ωv
Hence
a/a 0 = 0.75 sinh 2/3 (1.2 t/t 0 )
is a realistic expression for the expansion of the universe, and H 0 t 0 is approximately
equal to 1. This means that the present age t 0 of the universe is approximately equal
to its Hubble age tH 0 as a result of a period of decelerated expansion followed by a
period of accelerated expansion.
Chapter 12
JET BUNDLES
BUNDLES
12.1 Definition Let M and F be smooth manifolds. A smooth manifold E is
called a bundle over M with fibre F if the following two conditions are satisfied:
(i) There is a surjective smooth map π : E → M which is called the projection
of the total space E onto the base space M. For each point p ∈ M the inverse
image π −1 (p) is called the fibre over p.
(ii) For each point p ∈ M there is an open neighbourhood U around p and a diffeo-
morphism t : π −1 (U) → U × F such that the diagram
t ✲
π −1 (U) U ×F
❅
πU ❅ pr1
❘
❅ ✠
U
We often use the projection π : E → M instead of the total space E to denote the
bundle in order to indicate more of the bundle structure in the notation. F is also
called the typical fibre to distinguish it from the fibre π −1(p) over p.
A family of local trivializations {(tα , π −1 (Uα ))|α ∈ A}, where {Uα |α ∈ A} is an
open cover of M, is called a trivializing cover of E.
525
526 SMOOTH MANIFOLDS AND FIBRE BUNDLES
PROOF : If (t1 , π −1 (U1 )) is a local trivialization and (x2 ,U2 ) a local chart around p,
let U = U1 ∩ U2 and x = x2 |U , and let t : π −1 (U) → U × F be the diffeomorphism
induced by t1 .
so that !
m
t ′
∑ ak ∂ z∂n+k = (u, a)
k=1 u
for u ∈ W and a ∈ Rm .
PROOF : From the diagram in Definition 12.1 (ii) we see that π is a submersion.
Hence E p is a closed submanifold of E by Proposition 2.41. In the same way we also
have that {p} × F = pr1 −1 (p) is a closed submanifold of U × F.
By Corollary 2.38, the map s p : E p → {p} × F induced by t is therefore a diffeo-
morphism, and so is the map pr2 : {p} × F → F, thus showing that t p = pr2 ◦ s p is a
diffeomorphism.
Since π ◦ i p (u) = p for every u ∈ E p , we have that π∗ u ◦ i p ∗ u = (π ◦ i p )∗ u = 0
which implies that Vu ⊂ ker π∗ u . Equality now follows since
dim u (E p ) = dim t p (u) (F) = dim u (E) − dim p (M) = dim u (ker π∗ u ) .
To prove the last assertions in the proposition, let j p : Q → O × Q be the embed-
ding defined by j p (v) = (p, v) for p ∈ O and v ∈ Q . Then we have that
! !
t∗ ∂ = jp ∗ ∂
∂ zn+k ∂ yk
u v
JET BUNDLES 527
12.4 Remark The coordinate functions zi for i = 1, 2, ... , n and zn+α for α =
1, 2, ... , m on E defined in the proposition are also denoted by xi and yα . It will be
clear from the context whether xi and yα denote coordinate functions on E or on M
and F, respectively.
tα ✲
π −1 (Uα ) Uα × F
❅
π Uα ❅ pr1
❘
❅ ✠
Uα
is commutative. Moreover, suppose that for each pair α , β ∈ A, the map tβ ◦ tα−1 is a
diffeomorphism from (Uα ∩Uβ ) × F onto itself.
528 SMOOTH MANIFOLDS AND FIBRE BUNDLES
f˜ ✲
E1 E2
π1 π2
❄ ❄
f✲
M1 M2
is commutative. We let f˜p denote the induced smooth map f˜p : π1−1(p) → π2−1 ( f (p))
between the fibres for each p ∈ M1 . If f˜ and f are diffeomorphisms, ( f˜, f ) is called
an equivalence .
fe✲
Ee E
πe π
❄ ❄
f✲
N M
e tα−1
tβ ,p ◦ e −1
,p (v) = tβ , f (p) ◦ tα , f (p) (v) = φ β α ( f (p), v) (2)
so that
e tα−1 (p, v) = (p, φ β α ◦ ( f × idF ) (p, v))
tβ ◦ e
for every p ∈ U eα ∩ U eβ and v ∈ F. Since this is also true with the indices α and β
interchanged, we have shown the above assertion for e tα−1 . By Proposition 12.6
tβ ◦ e
there is therefore a unique topology and smooth structure on Ee such that πe : Ee → N
is a bundle over N with fibre F, and such that (e eα )) is a local trivialization
tα , πe−1 (U
e
for each α ∈ A. It is called the local trivialization in E associated with the local
trivialization (tα , π −1 (Uα )) in E.
By (1) we see that
tα ,p = tα , f (p) ◦ fep
e
eα , so that
for p ∈ U
tα ◦ fe ◦ e
tα−1 (p, v) = ( f (p), v) (3)
eα and v ∈ F. Hence it follows from Proposition 12.3 that ( fe, f ) is a bundle
for p ∈ U
map which induces a diffeomorphism between the fibres Eep and E f (p) for each p ∈ N.
Since πe and fe are the components of the inclusion map i : Ee → N × E, we also
have that
tα−1 (p, v) = (p, f (p), v)
(id × tα ) ◦ i ◦ e
JET BUNDLES 531
for p ∈ Ueα and v ∈ F. Using this, we will show that Ee is a closed submanifold of
eα ) and tα (u0 ) = ( f (p0 ), v0 ) ∈ Uα × F, we choose local
N × E. If (p0 , u0 ) ∈ πe−1 (U
charts (e e e ⊂U
x, V ), (x,V ) and (y,W ) around p0 , f (p0 ) and v0 , respectively, with V eα
e
and f (V ) ⊂ V . Then we have that
(e
x × (x × y) ◦ tα )) ◦ i ◦ ((e tα ) −1 (a, ξ ) = (a, x ◦ f ◦ xe−1 (a), ξ )
x × y) ◦ e
π∗ ✲
TE TM
π ′′ π′
❄ ❄
π ✲
E M
for u ∈ W and 1 ≤ i1 < ... < ik ≤ n , which shows the first part of the propo-
sition. It only remains to prove that every horizontal k-form ω on E belongs to
α (π ∗ (Λ k (T M ))) . Let u ∈ E p and define η ∈ Λ k (Tp M ) by
η (v1 , ... , vn ) = ω (u)(w1 , ... , wk )
for v1 , ... , vk ∈ Tp M, where w1 , ... , wk ∈ Tu E are chosen so that π∗ (wi ) = vi for i =
1, ... , k. We must show that η is well defined and does not depend on the choice of
w1 , ... , wk . If wi is replaced by another element w′i ∈ Tu E with π∗ (w′i ) = vi , then wi −
w′i ∈ ker π∗ u = Vu which shows that η (v1 , ... , vk ) is unchanged since ω is horizontal.
As ω (u) = α (u, η ), it follows that ω belongs to α (π ∗ (Λ k (T M ))) .
JET BUNDLES 533
AFFINE BUNDLES
12.16 Definition A bundle π ′ : A → M with fibre Rn is said to be affine if the
following two conditions are satisfied :
(i) There is a vector bundle π : E → M so that A p is an affine space modelled on
E p for every p ∈ M .
(ii) For each point p ∈ M there are local trivializations (t ′ , π ′ −1 (U)) and
(t, π −1 (U)) around p in A and E, respectively, so that tq′ is an affine map with
linear part tq for every q ∈ U .
We say that π ′ : A → M is modelled on the vector bundle π : E → M, and that
(t ′ , π ′ −1 (U)) is modelled on the local trivialsation (t, π −1 (U)) in E .
Iα , θ ω = ω ◦ (α × θ k−1 )
for ω ∈ T k (W ), i.e.,
Iα , θ ω (v1 , ... , vr+k−1 ) = ω (α (v1 , ..., vr ), θ (vr+1 ) , ..., θ (vr+k−1 ))
(2)
= θ ∗ (iα (v1 ,...,vr ) ω )(vr+1 , ... , vr+k−1 )
12.21 Proposition Let ( f˜, f ) be a bundle map between the vector bundles π ′ :
E ′ → N and π : E → M of dimensions m and n, respectively, and let πe : Ee → N be the
pullback of π : E → M by f . Let s : M → T k (E) be a section in the vector bundle
π k : T k (E) → M. Then we have a bundle map
e →T
ψ : T r (E ′ ; E) r+k−1
(E ′ )
e → N and π ′ r+k−1 :
over N between the vector bundles π ′′ : T r (E ′ ; E)
T r+k−1 ′
(E ) → N , which is given by
ψ (α ) = I α , f˜p s ( f (p))
= (t f−1 ∗
(p) ) {s ( f (p))}(S(a1 , ..., ar ),
−1 −1
t f (p) ◦ f˜p ◦ t p′ (ar+1 ) , ...,t f (p) ◦ f˜p ◦ t p′ (ar+k−1 ))
= h( f (p))(S(a1 , ..., ar ), F(p)(ar+1 ) , ..., F(p)(ar+k−1 ))
over N given by
φ (α ) = i α , f˜p ω ( f (p))
λ 1 (α (v1 , ..., vr )) λ 1 ( θ (vr+1 )) · · · λ 1 ( θ (vr+k−1 ))
λ 2 (α (v1 , ..., vr )) λ 2 ( θ (vr+1 )) · · · λ 2 ( θ (vr+k−1 ))
= .. .. ..
. . .
λ k (α (v1 , ..., vr )) λ k ( θ (vr+1 )) · · · λ k ( θ (vr+k−1 ))
k
= ∑ (−1) i+1 λ i (α (v1 , ..., vr ))
i=1
where we have expanded the determinant along the first column. The result now
follows by applying the alternation operator on both sides and using Definition
5.11.
iα , θ ( ω ∧ η ) = iα , θ ( ω ) ∧ θ ∗ (η ) + (−1) k (r−1) θ ∗ ( ω ) ∧ iα , θ (η ) .
k
iα , θ ( ω ∧ η ) = ∑ (−1) i+1 iα , θ ( ωi ) ∧ θ ∗ ( ω1 ∧ · · · ∧ ωi−1 ∧ ωi+1 ∧ · · · ∧ ωk ∧ η )
i=1
l
+ ∑ (−1) k+ j+1 iα , θ ( η j ) ∧ θ ∗ ( ω ∧ η1 ∧ · · · ∧ η j−1 ∧ η j+1 ∧ · · · ∧ ηl )
j=1
= iα , θ ( ω ) ∧ θ ∗ (η ) + (−1) k (r−1) θ ∗ ( ω ) ∧ iα , θ (η ) .
The general result now follows since every form ω ∈ Λk (W ) and η ∈ Λl (W ) can be
expressed as a linear combination of forms of the above type.
538 SMOOTH MANIFOLDS AND FIBRE BUNDLES
F1✲
V1 V2
θ1 θ2
❄ ❄
W1 ✲ W
2
F2
be a commutative diagram of vector spaces and linear maps, and suppose that α1 ∈
Λr (V1 ;W1 ) and α2 ∈ Λr (V2 ;W2 ) are vector-valued r-forms satisfying
F2 ◦ α1 = α2 ◦ F1 r .
for each p ∈ N .
PROOF : We have that iα ω = φ ◦ α , where φ : Λ r (T N; f ∗ (T M)) → Λ r+k−1 (T N) is
the bundle map over N obtained from ω as described in Remark 12.22.
12.27 Let V and W be vector spaces, and let B = {u1 , ..., un } be a basis for V
with dual basis B ∗ = {u∗1 , ..., u∗n }. Then we have a linear isomorphism
φe : L(W ∗, Λ k (V )) → Λ k1 (V,W )
defined by
φe (G)(v1 , ..., vk , λ ) = G(λ )(v1 , ..., vk )
JET BUNDLES 539
e : Λ k1 (V,W ) → L(W ∗, Λ k (V ))
ψ
given by
e (ω )(λ ) =
ψ ∑ ω (ui1 , ..., uik , λ ) u∗i1 ∧ · · · ∧ u∗ik
i1 <...<ik
φe(ψ
e (ω ))(u j1 , ..., u jk , λ ) = ψ
e (ω )(λ )(u j1 , ..., u jk ) = ω (u j1 , ..., u jk , λ )
µ : Λ k (V ) × W → Λ k1 (V,W )
defined by
µ (ω , w) = ω ⊗ w
for ω ∈ Λ k (V ) and w ∈ W , i.e.,
e ◦ µ : Λ k (V ) × W → L(W ∗, Λ k (V ))
ψ
is given by
e ◦ µ (ω , w)(λ ) = λ (w) ω
ψ
for ω ∈ Λ k (V ), w ∈ W and λ ∈ W ∗ .
Now let φ : Λ k (V ;W ) → Λ k1 (V,W ) and ψ : Λ k1 (V,W ) → Λ k (V ;W ) be the linear
isomorphisms induced by the isomorphisms φ : T k (V ;W ) → T k1 (V,W ) and ψ :
T k1 (V,W ) → T k (V ;W ) defined in 5.15. Then we have a linear isomorphism
e ◦ φ : Λ k (V ;W ) → L(W ∗, Λ k (V ))
ψ
540 SMOOTH MANIFOLDS AND FIBRE BUNDLES
which is given by
e ◦ φ (ω )(λ ) = λ ◦ ω
ψ
k
for ω ∈ Λ (V ;W ) and λ ∈ W ∗. Its inverse is the isomorphism
ψ ◦ φe : L(W ∗, Λ k (V )) → Λ k (V ;W )
given by
m
ψ ◦ φe (G)(v1 , ..., vk ) = ∑ G(w∗i )(v1 , ..., vk ) wi
i=1
for every g ∈ Ω 0 (M) and ω ∈ Ω 1 (M) , showing that D 1 is linear over F (M) .
From this it follows that given a point p ∈ N , D 1 ω (p) only depends on the
value of ω at f (p) , i.e., D 1 ω 1 (p) = D 1 ω 2 (p) whenever ω 1 ( f (p)) = ω 2 ( f (p)).
Considering the difference ω 2 − ω 1 it is clearly enough to prove that D 1 ω (p) = 0 if
JET BUNDLES 541
ω ( f (p)) = 0. To show this, we choose a local chart (x,U) around f (p) and a smooth
function h : M → R with h( f (p)) = 1 and supp (h) ⊂ U. If
n
ω | U = ∑ bi dxi ,
i=1
so that
n
(h ◦ f ) 2 D 1 ω = D 1 (h2 ω ) = ∑ (g i ◦ f ) D 1 θi .
i=1
dα (ω ∧ η ) = iα {(d ω ) ∧ η + (−1) k ω ∧ (d η ) }
dα ◦ d = (−1) r d ◦ iα ◦ d = (−1) r d ◦ dα ,
F : F (M) → F (N)
defined by
F(g) = (Dg)N (X1 , ... , Xr )
for g ∈ F (M), satisfying
for g1 , g2 ∈ F (M). Then F = XN for a vector field X along f , and we obtain a map
which is multilinear and skew symmetric over F (N). Hence there is a unique bundle-
valued r-form α ∈ Ω r (N; f ∗ (T M)) along f such that G = αN . We have that
for p ∈ N, so that
(d α g)N (X1 , ... , Xr )(p) = G(X1 , ... , Xr )(p)(g) = (Dg)N (X1 , ... , Xr )(p)
g1
N1 ✲ N
2
f1 f2
❄ ❄
M1 ✲ M
2
g2
(iα1 g∗2 ( ω ))(p) = i α1 (p), f1 ∗ p g∗2 ( ω ) ( f1 (p)) = i α1 (p), f1 ∗ p g∗2∗ f1(p) ( ω (g 2 ( f1 (p))))
= g∗1∗ p(i α2 (g1 (p)), f2 ∗ g ω ( f2 (g1 (p)))) = g∗1∗ p(iα2 ω (g1 (p))) = g∗1 (iα2 ω )(p)
1 (p)
α1 and β1 , so that
D = d [ α1 , β1 ] .
τ z̃ ◦ τz−1 (u, G) =
(1)
z2 ◦ z−1 )(z(u)) + D2 (e
u, {D1 (e z2 ◦ z−1 )(z(u)) ◦ G } ◦ D(x ◦ xe−1 )(e
z1 (u))
JET BUNDLES 547
ψ = z −1 ◦ {z ◦ φ + tz,u ◦ F ◦ tx,p
−1 −1
◦ Tx(p) ◦ x} ,
′ (F)
It follows from (1) with G = τz,u ( j 1p φ + F) and G = τz,u ( j 1p φ ) , (2) with G = τz,u
and (3) that we also have
showing that the operation on J 1 E u given by (3) is well defined and does not depend
on the choice of local chart (z,W ) .
12.37 Remark From each local chart (z,W ) on E with coordinate functions xi and
−1
yα defined in Remark 12.4, we obtain an induced local chart ((z × β ) ◦ τz , π1,0 (W ))
1 i α α
on J E with coordinate functions x , y and y i defined by
∂ (yα ◦ φ )
xi ( j 1p φ ) = xi (p) , yα ( j 1p φ ) = yα ◦ φ (p) and yαi ( j 1p φ ) = (p)
∂ xi
−1
for j 1p φ ∈ π1,0 (W ) , i = 1, 2, ... , n and α = 1, 2, ... , m. It will be clear from the con-
text whether x and yα denote coordinate functions on J 1 E , on E or on M and F
i
and
−1
τ ′′z,u ◦ α u ◦ τ ′z,u (G)(a) = (0, G(a))
for u ∈ W , G ∈ L(Rn , Rm ) and a ∈ Rn , showing that
−1
λ u ◦ τ −1 ′ −1 ′ ′
z,u (G + G ) = λ u ◦ τ z,u (G) + α u ◦ τ z,u (G )
t ′ ( j 1p φ ) = (p, j 01 ψ )
that
z2 ◦ ψ = z2 ◦ φ ◦ x−1 ◦ Tx(p) ,
e
which shows that
z2 ◦ ψ (0) = z2 ◦ φ (p)
e
and
z2 ◦ ψ )(0) = D(z2 ◦ φ ◦ x−1 )(x(p)) .
D(e
−1
Using the local charts ((z × β ) ◦ τz , π1,0 (W )) and (η , O) in J 1 E and J 01 (Rn × F),
′ −1 ({0} × Q) and η = (e
respectively, where O = π1,0 z2 × β ) ◦ τ z̃ |O , we now have that
(x × η ) ◦ t ′ ( j 1p φ ) = (x(p), e
z2 ◦ ψ (0), β ◦ D(e
z2 ◦ ψ )(0))
This completes the proof that π1 : J 1 E → M is a bundle, with (t ′ , π1−1 (U)) as a lo-
cal trivialization for each local trivialization (t, π −1 (U)) in π : E → M of the above
form.
ψ = (Ta −1 × idF ) ◦ φ ◦ Ta .
550 SMOOTH MANIFOLDS AND FIBRE BUNDLES
PROOF : Follows from the proof of Proposition 12.40, using the identity as a local
trivialization over Rn in π : Rn × F → Rn , and as a coordinate map on Rn .
for p ∈ M and φ ∈ Γ p (E) . We have that ( j 1 f˜, f˜) is an affine bundle map be-
tween the affine bundles π1,0 : J 1 E → E and πe1,0 : J 1 Ee → Ee . It is modelled on
the bundle map (λ , f˜) between the vector bundles π ′′′ : Λ 1 (π ∗ (T M) ;V ) → E
e ; Ve ) → Ee , where λ (F) = f˜∗u ◦ F ◦ f ∗−1
and πe′′′ : Λ 1 (π ∗ (T M) p for u ∈ E , F ∈
1 ∗ 1 ˜
Λ (π (T M) ;V ) u and p = π (u) . We also have that ( j f , f ) is a bundle map between
the bundles π1 : J 1 E → M and πe1 : J 1 Ee → Me.
PROOF : Let u 0 be a point on E , and consider local charts (z,W ) and (e e ) around
z, W
˜
u 0 and f (u 0 ), respectively, of the form described in Proposition 12.3. Using the same
notation as in the proof of Proposition 12.36, we have that
j 1 f˜ ( j 1p φ + F) = j 1 f˜ ( j 1p φ ) + λ (F)
= f˜ ◦ φ ( p) = f˜ ◦ π1,0 ( j 1p φ )
πe1,0 ◦ j 1 f˜ = f˜ ◦ π1,0 .
From this it also follows that ( j 1 f˜, f ) is a bundle map since
12.43 Proposition
(1) Suppose that ( f˜, f ) is a bundle map from the bundle π : E → M to the bundle
π ′ : E ′ → M ′ , and that (g̃, g) is a bundle map from the bundle π ′ : E ′ → M ′ to the
bundle π ′′ : E ′′ → M ′′ , where f : M → M ′ and g : M ′ → M ′′ are diffeomorphisms.
Then we have that
j 1(g̃ ◦ f˜) = j 1g̃ ◦ j 1 f˜ .
(2) Let (idE , idM ) be the bundle map from the bundle π : E → M to itself, where
idM : M → M and idE : E → E are the identity maps on M and E, respectively.
Then we have that
j 1(idE ) = idJ 1 E .
( j 1 f˜) −1 = j 1( f˜ −1 ) .
PROOF : (1) We have that
j 1 f˜ ◦ j 1( f˜ −1 ) = j 1( f˜ ◦ f˜ −1 ) = j 1(idE ) = idJ 1 E
and
j 1( f˜ −1 ) ◦ j 1 f˜ = j 1( f˜ −1 ◦ f˜) = j 1(idE ) = idJ 1 E .
j 1φ (p) = j 1p φ
for p ∈ M .
Let ( f˜, f ) be a bundle map between the bundles π : E → M and πe : Ee → M, e
where f : M → M e is a diffeomorphism. If φ : M → E is a section of π , then the
552 SMOOTH MANIFOLDS AND FIBRE BUNDLES
e → Ee of πe is called the push-forward of φ by ( f˜, f ), and it is
section f˜ ◦ φ ◦ f −1 : M
˜
denoted by f ∗ (φ ). By Proposition 12.42 we have that
j 1 f˜ ◦ j 1φ = j 1 ( f˜∗ (φ )) ◦ f
Tu E = Hu ⊕ Vu
w = φ ∗ p ◦ π ∗ u (w) + {w − φ ∗ p ◦ π ∗ u (w)}
e σ = {σ } × φ ∗(Tp M) and V
for σ ∈ J 1 E , where H eσ = {σ } × Vu when σ = j 1p φ and
φ (p) = u . They are called the bundles of holonomic and vertical tangent vectors,
respectively. The maps e ∗ (T E) → π ∗ (T E) and v
h : π1,0 1,0
∗ (T E) → π ∗ (T E) which
e : π1,0 1,0
are projections on Heσ and V eσ in each fibre π (T E) σ , are bundle maps over J 1 E
∗
1,0
called the holonomic and vertical projection.
JET BUNDLES 553
PROOF : Using the same notation as in the proof of Proposition 12.36, we have that
and
e)∩ V
τez (πe ′−1 (W e) = W
e × {0} × Rm ,
and
( ) !
m n
ve( σ , w) = ( σ , w − φ ∗ p ◦ π ∗ u (w)) = σ, ∑ α
b − ∑ ai yαi (σ ) ∂ .
∂ yα
α =1 i=1 u
X( j 1p φ ) ∈ φ ∗ (Tp M)
for p ∈ M and φ ∈ Γ p (E) . Let (z,W ) be a local chart on E with coordinate functions
−1
described in Remark 12.4. The vector field Xi : π1,0 (W ) → T E along π1,0 defined by
!
∂
m
Xi (σ ) = φ ∗ = ∂ i + ∑ yαi (σ ) ∂ α
∂ xi ∂x α =1
∂y
p u u
−1
for σ ∈ π1,0 (W ) where σ = j 1p φ and φ (p) = u , is called the i-th coordinate total
d
derivative and is denoted by dx i for i = 1, ... , n . The tangent vector Xi (σ ) in Tu E is
d
denoted by dxi , and we have that
σ
!
d
∂
∂( f ◦ φ)
( f ) = ∂ i ( f ◦ φ ) =
df
(σ ) = dxi ( f ) = φ∗ (p)
dxi ∂ xi ∂x ∂ xi
σ p p
df ∂( f ◦ φ)
◦ j 1φ = .
dxi ∂ xi
π1,0 ∗✲
T J 1E TE
π1′ π′
❄ ❄
π1,0 ✲
J 1E E
JET BUNDLES 555
−1
Using the local charts (z,W ) and ((z × β ) ◦ τz , π1,0 (W )) on E and J 1 E with coordi-
nate functions described in Remarks 12.4 and 12.37, we have that
! ! ! !
∂
ρ1 = σ , ∂ i , ρ1 ∂ = σ , ∂ α
∂ xi ∂x ∂ yα ∂y
σ u σ u
!
∂
and ρ1 ∂ yαi = (σ , 0)
σ
−1
for σ ∈ π1,0 (W ) where π1,0 (σ ) = u .
e ∈ Ω 1 (J 1 E; π1,0
Let ω ∗ (T E)) be the bundle-valued 1-form determined by the com-
dim ker(b 1
vσ ) = n(1 + m) for every σ ∈ J E. By Proposition 2.65 we therefore have
that C = ker(b v) is a distribution on J 1 E, called the Cartan distribution , which is
given by Cσ = ρ 1−1 (H eσ ) = ( j 1φ ) ∗ (Tp M) ⊕ V1,0 σ for σ ∈ J 1 E where σ = j 1p φ .
By Proposition 12.36 we know that π1,0 : J 1 E → E is an affine bundle mod-
elled on the vector bundle π ′′′ : Λ 1 (π ∗ (T M) ;V ) → E over E , where π ′′ : V → E
is the vertical tangent bundle of π : E → M . According to Proposition 12.19 we
therefore have an equivalence η : V1,0 → π1,0 ∗ (Λ 1 (π ∗ (T M) ;V )) over J 1 E from the
−1
for i = 1, 2, ... , n , α = 1, 2, ... , m and σ ∈ π1,0 (W ) , where σ = j 1p φ and φ (p) = u .
Indeed we have that
ye αi = β b(i,α ) ◦ τz,u
so that !
t β ◦ τz,u , σ ∂ = e b(i,α )
∂ ye αi
σ
556 SMOOTH MANIFOLDS AND FIBRE BUNDLES
and
! !
dyαi (σ ) ◦ S ω (σ ) ∂ = ω (p) ∂ (σ , dyα (u)) ◦ vb ∂
∂ yβ ∂x i
∂ yβ
σ p σ
= ai (p) δαβ ,
showing that
n
φ 3 ◦ S ω | π −1 (W ) = ∑ (ai ◦ π1 ) α
dy − ∑ yαj dx j
⊗ ∂ ∂yα (3)
1,0 i
i, α j=1
Dθ ( f ω ) = iπ1∗ ( f ) S ω θ = π1∗ ( f ) Dθ (ω )
D θ (ω ) = iS θ ω
then
n m n
∂
φ 4 ◦ S θ | π −1 (W ) = ∑ ∑ cαi dy α − ∑ yαj dx j ⊗ ◦ π1 (4)
1,0
i=1 α =1 j=1
∂ xi
D ε (θ ) = iS θ ε
D ε ( f θ ) = i f S θ ε = f D ε (θ )
so that
φ 5 ◦ S ε | π −1 (W ) = (5)
1,0
n
∑ (a ◦ π1) dx ∧ · · · ∧ dx ∧ dy − ∑ y j dx ∧ dx ∧ · · · ∧ dx ⊗ ∂∂yα
1 i−1 α α j i+1 n
i
i, α j=1
λ (Hu ) = (φ ∗ p ) ∗ (λ )(Tp M)
for λ ∈ Tu∗ E . The proposition therefore follows from Proposition 4.20 and Remark
12.15.
in the local coordinates described in Remark 12.4. Then it follows from Remark
12.47 that
ve ∗ ( σ , λ ) = ( σ , λ ◦ vu )
! ! !
m n
= σ, ∑ λ ◦ vu ∂ dy α (u) + ∑ λ ◦ vu ∂ i
dx (u)
∂ yα ∂ xi
α =1 u i=1 u
! ! !
m n m
= σ, ∑ λ ∂ dy α (u) − ∑ λ ∑ yαi (σ ) ∂ dx (u)
i
∂ yα ∂ yα
α =1 u i=1 α =1 u
( )!
m n
α
= σ, ∑ bα dy (u) − ∑ yαi (σ ) i
dx (u)
α =1 i=1
and
560 SMOOTH MANIFOLDS AND FIBRE BUNDLES
e
h ∗ ( σ , λ ) = ( σ , λ ◦ hu )
! ! !
n
∂
m
∂
= σ , ∑ λ ◦ hu i dxi (u) + ∑ λ ◦ hu dy α (u)
∂x ∂ yα
i=1 u α =1 u
! !
n
∂
m
∂
α i
= σ,∑ λ i + ∑ y i (σ ) dx (u)
∂x ∂ yα
i=1 u α =1 u
( ) !
n m
= σ,∑ ai + ∑ b α yαi (σ ) i
dx (u) .
i=1 α =1
α 1 (σ , λ ) = λ ◦ π1,0 ∗ σ
e
Γ ve πe1,0 ✲
TE ✲ ∗ (T E)
π1,0 ✲ π ∗ (T E) TE
1,0
π′ πe′ πe′ π′
❄ ❄ ❄ ❄
Γ✲ idJ 1 E ✲ π1,0 ✲
1 1
E J E J E E
where π (u) = p , Tx(p) and Tz(u) are translations by x(p) and z(u) in Rn and Rn+m ,
respectively, and i1 : Rn → Rn × Rm is the injection given by i1 (a) = (a, 0) for a ∈ Rn .
−1
If τz : π1,0 (W ) → W × L(Rn , Rm ) is the equivalence over W defined in the proof of
Proposition 12.36, we have that
which is equivalent to
−1 −1
φ ∗ (Tp M) = tz,u ◦ hz,u (Rn × {0}) = hu ◦ tz,u (Rn × {0}) = Hu
since
−1 −1 −1
Tu E = tz,u (Rn × {0}) ⊕ tz,u ({0} × Rm) = tz,u (Rn × {0}) ⊕ Vu .
562 SMOOTH MANIFOLDS AND FIBRE BUNDLES
This shows that H is the connection determined by the jet field Γ, and that Γ is
uniquely determined by H .
Ω(X, v ◦ Y ) = ω ([ ω (X), v ◦ Y ]) − ω ([ X, v ◦ Y ]) = − ω ([ v ◦ X, v ◦ Y ]) = 0
Ω(X,Y ) = Ω(h ◦ X, h ◦ Y ) = ω ([ h ◦ X, h ◦ Y ]) − [ h ◦ X, h ◦ Y ]
= − v ◦ [ h ◦ X, h ◦ Y ] .
e and µ of G on
the projection π : E → M is equivariant with respect to the actions µ
E and M .
Reg = j 1Rg
for g ∈ G.
PROOF : By Proposition 12.42 we know that (R eg , Rg ) is a bundle map for each g ∈
G, and it only remains to prove that µ e is smooth at every point (σ , h) ∈ J 1 P × G.
Suppose that (t, π −1 (U)) is a local trivialization around the point u′ = π1,0 (σ ) in P
with t(u′ ) = (q, h′ ) . Let (x, O) be a local chart around q on M with O ⊂ U , and let
(y′′ , Q′′ ), (y′ , Q′ ) and (y, Q) be local charts around h′ h , h′ and h on G with Q′ Q ⊂
Q′′ . Then (z′ ,W ′ ) and (z,W ) , where W ′ = t −1 (O × Q′′ ) , W = t −1 (O × Q′ ) , z′ =
(x × y′′ ) ◦ t and z = (x × y′ ) ◦ t , are local charts around u′ h and u′ on P. The map
f : z(W ) × y(Q) → Rn+m defined by f = z′ ◦ µ ◦ (z × y)−1 is smooth, and we have
that
f (a, b) = z′ ◦ R y−1 (b) ◦ z−1 (a)
for a ∈ z(W ) and b ∈ y(Q).
−1 −1
If τz′ : π1,0 (W ′ ) → W ′ × L(Rn , Rm ) and τz : π1,0 (W ) → W × L(Rn , Rm ) are the
equivalences over W and W associated with the local charts (z′ ,W ′ ) and (z,W ), re-
′
for g ∈ Q and (u, G) ∈ W × L(Rn , Rm ) where τz−1 (u, G) = j 1p φ . This shows that
for (a, G, b) ∈ z(W ) × L(Rn , Rm ) × y(Q) , which completes the proof of the proposi-
tion.
ψ ∗ p = (R g ◦ φ ) ∗ p ,
j 1 ν v✲
J 1P J 1E
✻ ✻′
Γ Γ
νv ✲
P E
Hw′ = ν v ∗ (Hu )
showing that Γ′ (w) is well defined for every w ∈ E. We also have that
′
π1,0 ◦ Γ′ ◦ ν v = π1,0
′
◦ j 1 ν v ◦ Γ = ν v ◦ π1,0 ◦ Γ = ν v ,
so that
Hw′ = (ν v ◦ φ ) ∗ (Tp M) = ν v ∗ (Hu ) ,
thus proving that last assertion in the proposition.
e ◦ v′ .
K= η
566 SMOOTH MANIFOLDS AND FIBRE BUNDLES
t p′ ∗ s(p)
Ts(p) E p ✲ TW
ξ
ωs(p) ωξ
❄ ❄
t p′
Ep ✲ W
JET BUNDLES 567
we conclude that
e ∩ O) and ξ , ζ ∈ Rn .
for a ∈ x(O
568 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for p ∈ O and φ ∈ Γ p (E) with φ (p) = u ∈ W . It follows from Remark 12.65 that τz2
is well defined since
−1
D(z12 ◦ φ ∗ ◦ x1 )(x1 (v)) = pr21 ◦ tz1 ,w ◦ (φ ∗ ) ∗ v ◦ tx−1
1 ,v
for v ∈ Tp M , where φ ∗ (v) = w and pr21 : R2n × R2m → R2m is the projection on the
second factor.
Suppose that (e e ) is another local chart on E obtained in the same way from a
z, W
e in E and local charts (e
local trivialization (t , π −1 (U))
e e and (e
x, O) e on M and F,
y, Q)
e e
respectively, with O ⊂ U . Then we have that
−1
τ 2z̃ ◦ τz2 z2 ◦ z−1 )(z(u)) + D2 (e
(σ , S) = (σ , {D1 (e z2 ◦ z−1 )(z(u)) ◦ G }
◦ D2 (x ◦ xe−1 )(e z2 ◦ z−1 )(z(u))
z1 (u)) + {D11 (e
z2 ◦ z−1 )(z(u)) ◦ (idRn × G) + D21 (e
+ D12 (e z2 ◦ z−1 )(z(u)) ◦ (G × idRn ) (1)
z2 ◦ z−1 )(z(u)) ◦ (G × G) + D2 (e
+ D22 (e z2 ◦ z−1 )(z(u)) ◦ S }
◦ (D(x ◦ xe−1 )(e
z1 (u)) × D(x ◦ xe−1 )(e
z1 (u))))
It follows from (1) with S = τz,2 σ ( j 2p φ + T ) and S = τz,2 σ ( j 2p φ ) , (2) with S = τez,2 σ (T )
and (3) that we also have
showing that the operation on J 2 E σ given by (3) is well defined and does not depend
on the choice of local chart (z,W ) .
12.67 Remark From each local chart (z,W ) on E with coordinate functions xi
and yα defined in Remark 12.4, we obtain an induced local chart ((((z × β ) ◦ τz ) ×
−1
βs ) ◦ τz2 , π2,0 (W )) on J 2 E with coordinate functions xi , yα , yαi and yαi j defined by
∂ (yα ◦ φ )
xi ( j 2p φ ) = xi (p) , yα ( j 2p φ ) = yα ◦ φ (p) , yαi ( j 2p φ ) = (p)
∂ xi
∂ (yα ◦ φ )
and yαi j ( j 2p φ ) = (p)
∂ x j ∂ xi
−1
for j 2p φ ∈ π2,0 (W ) , i, j = 1, 2, ... , n and α = 1, 2, ... , m. It will be clear from the
context whether xi and yα denote coordinate functions on J 2 E , on J 1 E , on E or on
M and F, respectively, and whether yαi denote coordinate functions on J 2 E or on
J 1 E . The functions yαi and yαi j are called derivative coordinates .
t ′′ ( j 2p φ ) = (p, j 02 ψ )
(idM × η ) ◦ t ′′ ( j 2p φ ) = (p, j 01 ψ , D2 (e
z2 ◦ ψ )(0))
This completes the proof that π2 : J 2 E → M is a bundle, with (t ′′ , π2−1 (U)) as a lo-
cal trivialization for each local trivialization (t, π −1 (U)) in π : E → M of the above
form.
for p ∈ M and φ ∈ Γ p (E) . We have that ( j 2 f˜, j 1 f˜) is an affine bundle map between
the affine bundles π2,1 : J 2 E → J 1 E and πe2,1 : J 2 Ee → J 1 Ee . It is modelled on the
bundle map (λ , j 1 f˜) between the vector bundles π ′′′ : T s 2 (π1∗ (T M) ; π1,0
∗ (V )) → J 1 E
and πe2 : J 2 Ee → M e.
PROOF : Let u 0 be a point on E , and consider local charts (z,W ) and (e e ) around
z, W
u 0 and f˜(u 0 ), respectively, of the form described in Proposition 12.3. Using the same
notation as in the proof of Proposition 12.66, we have that
−1
τ 2z̃ ◦ j 2 f˜ ◦ τz2 z2 ◦ f˜ ◦ z−1 )(z(u))
(σ , S) = ( j 1 f˜(σ ), {D1 (e
z2 ◦ f˜ ◦ z−1 )(z(u)) ◦ G } ◦ D2 (x ◦ f −1 ◦ xe−1 )(e
+ D2 (e z1 ◦ f˜ (u))
+ {D11 (ez2 ◦ f˜ ◦ z−1 )(z(u)) + D12 (e
z2 ◦ f˜ ◦ z−1 )(z(u)) ◦ (idRn × G)
(1)
z2 ◦ f˜ ◦ z−1 )(z(u)) ◦ (G × idRn )
+ D21 (e
z2 ◦ f˜ ◦ z−1 )(z(u)) ◦ (G × G) + D2 (e
+ D22 (e z2 ◦ f˜ ◦ z−1 )(z(u)) ◦ S }
◦ (D(x ◦ f −1 ◦ xe−1 )(e
z1 ◦ f˜ (u)) × D(x ◦ f −1 ◦ xe−1 )(e
z1 ◦ f˜ (u))))
JET BUNDLES 571
and
−1
z2 ◦ f˜ ◦ z−1 )(z(u)) ◦ S
τez̃2 ◦ λ ◦ τez2 (σ , S) = ( j 1 f˜(σ ), D2 (e
(2)
◦ (D(x ◦ f −1 ◦ xe−1 )(e
z1 ◦ f˜ (u)) × D(x ◦ f −1 ◦ xe−1 )(e z1 ◦ f˜ (u))))
−1 −1 ˜ −1 e
for σ ∈ π1,0 (W ) ∩ π1,0 ( f (W )) and S ∈ T s 2 (Rn ; Rm ) , where τz (σ ) = (u, G) . It
now follows from (1) with S = τz,2 σ ( j 2p φ + T ) and S = τz,2 σ ( j 2p φ ) , and (2) with S =
τez,2 σ (T ) that we have
j 2 f˜ ( j 2p φ + T ) = j 2 f˜ ( j 2p φ ) + λ (T )
−1 −1 ˜ −1 e
for σ ∈ π1,0 (W ) ∩ π1,0 ( f (W )) , j 2p φ ∈ J 2 E σ and T ∈ T s 2 (π1∗ (T M) ; π1,0
∗ (V )) ,
σ
showing that j 2 f˜ is an affine map with linear part λ on each fibre. We see that
( j 2 f˜, j 1 f˜) is a bundle map since
πe2,1 ◦ j 2 f˜ ( j 2p φ ) = πe2,1 ( j 2f (p) ( f˜ ◦ φ ◦ f −1 )) = j 1f (p) ( f˜ ◦ φ ◦ f −1 )
= j 1 f˜ ( j 1p φ ) = j 1 f˜ ◦ π2,1 ( j 2p φ )
for p ∈ M and φ ∈ Γ p (E) , which shows that
πe2,1 ◦ j 2 f˜ = j 1 f˜ ◦ π2,1 .
From this it also follows that ( j 2 f˜, f ) is a bundle map since
πe2 ◦ j 2 f˜ = πe1 ◦ πe2,1 ◦ j 2 f˜ = πe1 ◦ j 1 f˜ ◦ π2,1 = f ◦ π1 ◦ π2,1 = f ◦ π2 .
(τz × id) ◦ τz2 ( j 2p φ ) = (φ (p) , D(z2 ◦ φ ◦ x−1 )(a) , D2 (z2 ◦ φ ◦ x−1 )(a))
and
(τz × id) ◦ τz̃ ◦ i1,1 ( j 2p φ ) = (φ (p) , D(z2 ◦ φ ◦ x−1 )(a) , D( z̃2 ◦ j 1φ ◦ x−1 )(a))
where
z̃2 ◦ j 1φ ◦ x−1 (a) = (z2 ◦ φ ◦ x−1 (a) , β ◦ D(z2 ◦ φ ◦ x−1 )(a))
for a = x(p) ∈ x(O) and φ ∈ Γ p (E) with φ (p) ∈ W . Let βe : T s 2 (Rn ; Rm ) →
L(Rn , Rnm ) be the linear injection defined by
(τz × id) ◦ τz̃ ◦ i1,1 ◦ (τz2 ) −1 ◦ (τz × id) −1 (u, G, T ) = (u, G, G, βe(T ))
∂ (yα ◦ j 1 φ ) ∂ (yα ◦ φ )
yα; j (i1,1 ( j 2p φ )) = yα; j ( j 1p ( j 1φ )) = j (p) = (p) = yαj ( j 2p φ ) .
∂x ∂xj
The same is true for the coordinate functions yαi ; j and yαj ;i when i 6= j , since
∂ (yαi ◦ j 1 φ ) ∂ (yα ◦ φ )
yαi ; j (i1,1 ( j 2p φ )) = yαi ; j ( j 1p ( j 1φ )) = j (p) = (p) = yαi j ( j 2p φ ) .
∂x ∂ x j ∂ xi
The elements of J 1 (J 1 E) are called repeated jets , and those belonging to i1,1 (J 2 E)
are called holonomic.
We also have a bundle πb2,1 : Jb2 E → J 1 E , called the semi-holonomic 2-jet bundle ,
where Jb2 E is the submanifold of J 1 (J 1 E) given by Jb2 E σ = ker D 1 σ for σ ∈ J 1 E ,
and πb2,1 is the restriction of (π1 ) 1,0 to Jb2 E .
PROOF : By Proposition 12.36 we know that π1,0 : J 1 E → E is an affine bundle over
E modelled on the vector bundle π ′ : Λ 1 (π ∗ (T M) ;V ) → E. To show that D 1 is well
defined, we need to prove that j 1 (π1,0 )(σ ) and (π1 ) 1,0 (σ ) are in the same fibre of
J 1 E over E for each σ ∈ J 1 (J 1 E). Let σ = j 1p ψ where ψ ∈ Γ p (J 1 E). Then we have
that
π1,0 ◦ j 1 (π1,0 )( j 1p ψ ) = π1,0 ( j 1p (π1,0 ◦ ψ )) = π1,0 ◦ ψ (p)
and
π1,0 ◦ (π1 ) 1,0 ( j 1p ψ ) = π1,0 (ψ (p)) = π1,0 ◦ ψ (p) ,
showing that D 1 ( j 1p ψ ) is a well-defined element in the fibre of Λ 1 (π ∗ (T M) ;V ) over
π1,0 ◦ ψ (p).
Using the same notation as in the proof of Proposition 12.71, the diffeomorphism
−1
(τz × id) ◦ τz̃ : (π1 ) 1,0 (W1 ) → W × L(Rn , Rm ) × L(Rn , Rm ) × L(Rn , Rnm ) is given by
(τz × id) ◦ τz̃ = (π1,0 ◦ (π1 ) 1,0 , pr2 ◦ τz ◦ (π1 ) 1,0 , pr2 ◦ τz ◦ j 1 (π1,0 ), pr3 ◦ τz̃ ) ,
i1,1 (J 2 E) ⊂ Jb2 E ⊂ J 1 (J 1 E) .
and
ve( σ , w) = ( σ , w − ( j 1 φ ) ∗ p ◦ π1 ∗ ν (w))
( ) ( ) !
n
∂
n
= σ ,∑ bα − ∑ ai yαi (σ ) α +∑ cαi − ∑ ai yαi j (σ ) ∂ ∂yα .
α
∂y i
i=1 ν i, α i=1 ν
X( j 2p φ ) ∈ ( j 1 φ ) ∗ (Tp M)
JET BUNDLES 575
−1
for p ∈ M and φ ∈ Γ p (E) . Let (z,W ) and ((z × β ) ◦ τz , π1,0 (W )) be local charts on E
1
and J E with coordinate functions described in Remarks 12.4 and 12.37. The vector
−1
field Xi : π2,0 (W ) → T J 1 E along π2,1 defined by
!
∂
1
Xi (σ ) = ( j φ ) ∗ = ∂ i + ∑ yαi (σ ) ∂ α + ∑ yαi j (σ ) ∂ ∂yα
∂ xi ∂x α
∂y
j, α j
p ν ν ν
−1
for σ ∈ π2,0 (W ) where σ = j 2p φ and π2,1 (σ ) = ν , is called the i-th coordinate total
d 1
derivative and is denoted by dx i for i = 1, ... , n . The tangent vector Xi (σ ) in Tν J E
d
is denoted by dxi , and we have that
σ
!
d
∂
∂ (g ◦ j 1 φ )
(g) = ∂ i (g ◦ j 1 φ ) =
dg
(σ ) = dx
(g) = ( j 1 φ ) ∗ (p)
dxi i
∂ xi ∂x ∂ xi
σ p p
π2,1 ∗✲
T J 2E T J 1E
π2′ π1′
❄ ❄
π2,1 ✲
J 2E J 1E
−1
Using the local charts (z,W ) , ((z × β ) ◦ τz , π1,0 (W )) and ((((z × β ) ◦ τz ) × βs ) ◦ τz2 ,
−1 1 2
π2,0 (W )) on E , J E and J E with coordinate functions described in Remarks 12.37
and 12.67, we have that
576 SMOOTH MANIFOLDS AND FIBRE BUNDLES
! ! ! !
∂
∂
ρ2 i = σ, i , ρ2 ∂ = σ , ∂ α ,
∂x ∂x ∂ yα ∂y
σ ν σ ν
! ! !
ρ2 ∂ ∂
= σ , ∂ yα and ρ 2 ∂ = (σ , 0)
∂ yαi i ∂ yαi j
σ ν σ
−1
for σ ∈ π2,0 (W ) where π2,1 (σ ) = ν .
e ∈ Ω 1 (J 2 E ; π2,1
Let ω ∗ (T J 1 E)) be the bundle-valued 1-form determined by the
so that
n
d ωe dyα = − d ◦ i ωe dyα = ∑ dxi ∧ dyαi .
i=1
If f ∈ F (J 1 E) , then
n
df
d ωe f = ∑ dxi dxi
i=1
since
n n
∂ ( f ◦ j 1φ ) df
(d ωe f )(σ ) = (i ωe d f )(σ ) = ∑ i (p) dxi (p) ◦ π2 ∗ σ = ∑ dxi (σ ) dxi (σ ) .
i=1
∂ x i=1
j 2φ ✲
M J 2E
idM π2,1
❄ ❄
M ✲ J 1E
j 1φ
and let ε ∈ Ω 1 (M; T M) be the bundle-valued 1-form defined in Example 5.45 corre-
sponding to the Kronecker delta tensor on M. If σ = j 2p φ , we have that
e (σ ) ◦ ( j 2 φ ) ∗ p = ( j 1 φ ) ∗ p ◦ π2 ∗ σ ◦ ( j 2 φ ) ∗ p = ( j 1 φ ) ∗ p ◦ ε (p) ,
ω
showing that the bundle-valued 1-forms ε and ω e along idM and π2,1 are ( j 2 φ , j 1 φ )-
related as described in 12.32. Hence it follows that
d ◦ ( j 1 φ ) ∗ = ( j 2 φ ) ∗ ◦ d ωe . (2)
jection on the second factor and i : V → T E is the inclusion map. From this we also
obtain a local chart (z′ ,W ′ ) on V with W ′ = t ′ −1 (U × T F|Q ) and z′ = (x × y′ ) ◦ t ′ , us-
ing the local chart (y′ , T F|Q ) on T F where y′ = (y × id) ◦ ty . We let β : L(Rn , Rm ) →
R n m and β ′ : L(Rn , R2m ) → R 2nm be linear isomorphisms defined as in Corollary
5.29.
To define the map i1 : J 1V → V1 , we consider a smooth map α : I × O → E sat-
isfying π ◦ α = pr2 , where pr2 : I × O → M is the projection on the second factor,
578 SMOOTH MANIFOLDS AND FIBRE BUNDLES
for t ∈ I, so that
z × id) ◦ tez ◦ i1 ( j 1p ψ ) = (e
(e z ◦ c) ′ (0))
z ◦ c(0), (e
= (α e (0, a), D1 α
e (0, a), β ◦ D2 α e (0, a), β ◦ D1 D2 α
e (0, a)) .
where pr2′′ : W × L(Rn , Rm ) → L(Rn , Rm ) and pr2′′′ : W ′ × L(Rn , R2m ) → L(Rn , R2m )
are the projections on the second factor, since
for t ∈ I so that
12.80 Remark Using the local coordinates described in Remarks 12.4, 12.5 and
12.37, we have coordinate functions xi , yα and ẏα on V which give rise to the coor-
dinate functions xi , yα , ẏα , yαi and ẏαi on J 1V for i = 1, 2, ... , n and α = 1, 2, ... , m.
We also have coordinate functions xi , yα and yαi on J 1 E from which we obtain the
coordinate functions xi , yα , yαi , ẏα and ẏαi on V1 . By formula (1) in 12.79 we have
that
X 1 = i1 ◦ j 1X .
π1′′ ◦ X 1 ( j 1p φ ) = π1′′ ◦ i1 ( j 1p (X ◦ φ )) = j 1p φ
r1 ( j 1p ψ ) = i1 ( j 1p ( ψ − φ ∗ ◦ π∗ ◦ ψ )) + ( j 1φ ) ∗ ◦ π∗ ◦ ψ (p)
π1′′ ◦ r1 ◦ j 1ψ = j 1φ
π ′′ ◦ φ ∗ ◦ π∗ ◦ ψ = φ ◦ π ◦ π ′′ ◦ ψ = φ = π ′′ ◦ ψ
and
π∗ ◦ ( ψ − φ ∗ ◦ π∗ ◦ ψ ) = 0 .
From this and formula (4) in 12.79 it also follows that
π1′′ ◦ i1 ( j 1p ( ψ − φ ∗ ◦ π∗ ◦ ψ )) = j 1p ( π ′′ ◦ {ψ − φ ∗ ◦ π∗ ◦ ψ }) = j 1p φ
and
π1′′ ◦ ( j 1φ ) ∗ ◦ π∗ ◦ ψ (p) = j 1φ ◦ π ◦ π ′′ ◦ ψ (p) = j 1p φ ,
showing that r1 ( j 1p ψ ) is well defined. It also shows the last part of the proposition.
Using formula (2) in 12.79 we now have that
′
π1,0 ∗ ◦ r1 = π1,0
since
′
π1,0 ∗ ◦ r1 ( j 1p ψ ) = π1,0 ( j 1p ( ψ − φ ∗ ◦ π∗ ◦ ψ )) + (π1,0 ◦ j 1φ ) ∗ ◦ π∗ ◦ ψ (p)
′
= (ψ − φ ∗ ◦ π∗ ◦ ψ )(p) + φ ∗ ◦ π∗ ◦ ψ (p) = ψ (p) = π1,0 ( j 1p ψ ) .
(id × β ) −1 ◦ tβ ◦ (pr2′′ ◦ τz ) ∗ ◦ r1 ( j 1p ψ )
= pr2′′′ ◦ τ z′ ( j 1p ( ψ − φ ∗ ◦ π∗ ◦ ψ ))
Combining this, we see that the second derivatives cancel, and we obtain that
(id × β ) −1 ◦ tβ ◦ (pr2′′ ◦ τz ) ∗ ◦ r1 ( j 1p ψ )
and
n n
α j ∂ (yα ◦ ψ )
= ∂ b i (p) − ∑ ∂ a i (p) j (p) = ẏαi − ∑ ẋ ij yαj ( j 1p ψ )
∂x j=1
∂x ∂x j=1
JET BUNDLES 583
for p ∈ U.
X 1 = r1 ◦ j 1X .
π1′′ ◦ X 1 ( j 1p φ ) = π1′′ ◦ r1 ( j 1p (X ◦ φ )) = j 1p φ
which shows that the vector fields X 1 and X are π1,0 - related.
n n
∂ (bα ◦ φ ) ∂ (a j ◦ φ ) ∂ (yα ◦ φ ) d bα j
= i (p) − ∑ i (p) (p) = − ∑ yαj da ( j 1p φ )
∂x j=1
∂x ∂xj dxi
j=1
dxi
projection on the second factor and i : V → T E is the inclusion map. From this
we also obtain a local chart (z′ ,W ′ ) on V with W ′ = t ′ −1 (U × T F|Q ) and z′ =
(x × y′ ) ◦ t ′ , using the local chart (y′ , T F|Q ) on T F where y′ = (y × id) ◦ ty . We let
β : L(Rn , Rm ) → R n m , β ′ : L(Rn , R2m ) → R 2nm , βs : T s 2 (Rn ; Rm ) → R n(n+1) m/2
and βs′ : T s 2 (Rn ; R2m ) → R n(n+1) m be linear isomorphisms defined as in the proof
of Proposition 5.31.
To define the map i2 : J 2V → V2 , we consider a smooth map α : I × O → E sat-
isfying π ◦ α = pr2 , where pr2 : I × O → M is the projection on the second factor,
and where O is an open neighbourhood of p on M and I is an open interval contain-
ing 0 so that α (I × O) ⊂ W . Let α e : I × x(O) → Rm be the smooth map given by
−1
e = z2 ◦ α ◦ (id × x) . Now let αq : I → E and αt : O → E be the smooth maps
α
defined by αq (t) = αt (q) = α (t, q) for t ∈ I and q ∈ O, and consider the section
ψ : O → V of π ′ given by ψ (q) = αq′ (0) for q ∈ O. Using the local charts defined
above, we have that
= (z′2 ◦ ψ ◦ x−1 (a), β ′ ◦ D(z′2 ◦ ψ ◦ x−1 )(a), βs′ ◦ D2 (z′2 ◦ ψ ◦ x−1 )(a))
e (0, a), β ′ (D2 α
e (0, a), D1 α
= (α e (0, a)), βs′ (D22 α
e (0, a), D2 D1 α e (0, a), D22 D1 α
e (0, a))) .
z ◦ c(t) = (z2 ◦ αt ◦ x−1 (a), β ◦ D(z2 ◦ αt ◦ x−1 )(a), βs ◦ D2 (z2 ◦ αt ◦ x−1 )(a))
e
JET BUNDLES 585
for t ∈ I, so that
z × id) ◦ tez ◦ i1 ( j 2p ψ ) = (e
(e z ◦ c) ′ (0))
z ◦ c(0), (e
for t ∈ I so that
12.87 Remark Using the local coordinates described in Remarks 12.4, 12.5 and
586 SMOOTH MANIFOLDS AND FIBRE BUNDLES
12.67, we have coordinate functions xi , yα and ẏα on V which give rise to the co-
ordinate functions xi , yα , ẏα , yαi , ẏαi , yαi j and ẏαi j on J 2V for i, j = 1, 2, ... , n and
α = 1, 2, ... , m. We also have coordinate functions xi , yα , yαi and yαi j on J 2 E from
which we obtain the coordinate functions xi , yα , yαi , yαi j , ẏα , ẏαi and ẏαi j on V2 . By
formula (1) in 12.86 we have that
X 2 = i2 ◦ j 2X .
π2′′ ◦ X 2 ( j 2p φ ) = π2′′ ◦ i2 ( j 2p (X ◦ φ )) = j 2p φ
The vector fields X 2 and X 1 can also be considered as bundle-valued 0-forms along
idJ 2 E and idJ 1 E which are (π2,1 , π2,1 )-related as described in 12.32. Hence it follows
that
∗ ∗
iX 2 ◦ π2,1 = π2,1 ◦ iX 1 .
∂ (bα ◦ φ ) bα 1
ẏαi ◦ X 2 ( j 2p φ ) = ẏαi ( j 2p (X ◦ φ )) = i (p) = ddxi ( j pφ )
∂x
JET BUNDLES 587
and
∂ 2 (bα ◦ φ ) d d bα
ẏαi j ◦ X 2 ( j 2p φ ) = ẏαi j ( j 2p (X ◦ φ )) = (p) = dx ( j 2p φ ) ,
∂ x j ∂ xi j dxi
CALCULUS OF VARIATIONS
12.90 Let M n be a smooth manifold with a volume element ε , and let π : E → M
be a bundle over M with fibre F m . Then a smooth function L : J 1 E → R is called
a Lagrangian function for π , and the horizontal n-form L π1∗ ε on J 1 E is the corre-
−1
sponding Lagrangian . Let (x,U) , (z,W ) and ((z × β ) ◦ τz , π1,0 (W )) be local charts
1
on M , E and J E with coordinate functions described in Remarks 12.4 and 12.37. If
Θ L = L π1∗ ε + d S ε L ,
Θ L | π −1 (W ) = L π1∗ ε | π −1 (W )
1,0 1,0
n
∂L α
(1)
+∑ 1 i−1
∂ yαi dx ∧ · · · ∧ dx ∧ dy − ∑ yαj dx j
∧ dxi+1 ∧ · · · ∧ dxn .
i, α j=1
where d ωe : Ω(J 1 E) → Ω(J 2 E) is the derivation along π2,1 of type d∗ and degree 1
described in 12.78. Since
d ∂L
d ωe Θ L | π −1 (W ) = − ∑ dx i ∂ yαi dy α ∧ dx1 ∧ · · · ∧ dxn
2,0
i, α
∂L α 1 n
−∑ ∂ yαi ◦ π2,1 dy i ∧ dx ∧ · · · ∧ dx ,
i, α
588 SMOOTH MANIFOLDS AND FIBRE BUNDLES
it follows that
m n
∂L d ∂L
E L | π −1 (W ) = ∑ ∂ y α ◦ π2,1 − ∑ dxi ∂ yαi dy α ∧ dx1 ∧ · · · ∧ dxn . (2)
2,0
α =1 i=1
(X ◦ φ )(p) = α p′ (0)
so that
d
1 ∗ ∗
( j φ ) (dX 1 L)(p) = (iX 1 dL)( j 1p φ ) = dL(X 1
)( j 1p φ ) = dt 1
( j (γ t ◦ φ )) L(p)
0
12.91 Theorem Let M n be a smooth manifold with a volume element ε , and let
π : E → M be a bundle over M with fibre F m . Let L ∈ C∞ (J 1 E) be a Lagrangian
−1
function for π , and let (x,U) , (z,W ) and ((z × β ) ◦ τz , π1,0 (W )) be local charts on
1
M , E and J E with coordinate functions described in Remarks 12.4 and 12.37. Then
a section φ ∈ ΓU (E) of π with φ (U) ⊂ W is an extremal of L if it satisfies the Euler–
Lagrange equations
n
2 ∗ ∂L d ∂L
( j φ) ∂ y α ◦ π2,1 − ∑ dxi ∂ yα =0
i
i=1
−1
on U for α = 1, ... , m , where L is the Lagrangian density on π1,0 (W ).
JET BUNDLES 589
we have that
so that
d bα ∂L α d ∂L
d ωe iX 1 Θ L | π −1 (W ) = ∑ dxi
◦ π2,1 ∂ yαi ◦ π2,1 + (b ◦ π2,0 ) dxi ∂ yαi
2,0
i, α
dx1 ∧ · · · ∧ dxn = − iX 2 d ωe Θ L | π −1 (W ) .
2,0
Since
m n
α ∂L d ∂L
iX 2 E L | π −1 (W ) = ∑ (b ◦ π2,0 ) ∂ y α ◦ π2,1 − ∑ dxi ∂ yαi dx1 ∧ · · · ∧ dxn ,
2,0
α =1 i=1
MAPS
13.1 Let f : A → B be a map, and let C and D be sets with C ⊂ A and f (C) ⊂
D ⊂ B . Then a map g : C → D is said to be induced by f if g(x) = f (x) for all x ∈ C,
which means that we have a commutative diagram
f✲
A B
✻ ✻
i1 i2
g
C ✲ D
591
592 SMOOTH MANIFOLDS AND FIBRE BUNDLES
The n-tuple (x1 , ..., xn ) is a map x : In → A with x(i) = xi , and we have that πσ (x) =
x ◦ σ . From this it follows that
so that
πσ ◦ πτ = πτσ
for all τ , σ ∈ Sn .
If h : C → A is a map from a set C into A, we define hn : Cn → An by
defined by (1). If the n-tuple (x1 , ..., xn ) is again interpreted as a map x : In → C with
x(i) = xi , we have that hn (x) = h ◦ x. From this it follows that
so that
πσ ◦ hn = hn ◦ πσ′
for every σ ∈ Sn .
f σ τ = f ◦ πσ τ = f ◦ πτ ◦ πσ = ( f τ )σ .
f σ ◦ hn = f ◦ πσ ◦ hn = f ◦ hn ◦ πσ′ = ( f ◦ hn )σ .
h∗ ( f σ ) = h∗ ( f )σ .
If B is a ring, we may define the sum and product of two function f : An → B and
g : An → B as usual. We then have that
σ = τ1 · · · τm .
From the conditions in the theorem it then follows that ε (σ ) = (−1)m , and this proves
the uniqueness of ε .
594 SMOOTH MANIFOLDS AND FIBRE BUNDLES
To prove existence, we must show that the sign (−1)m is independent of the
expression of σ as a product of transpositions, i.e., if σ = τ1′ · · · τk′ is another such
expression, then (−1)k = (−1)m .
Let S = {(i, j)∈In2 | i < j}, and consider the polynomials ∆i j : Zn → Z defined by
∆i j (x1 , ..., xn ) = x j − xi for (i, j) ∈ S. Let
∆= ∏ ∆i j .
(i, j)∈S
where ∆τrs
= −∆rs . We see that the factors ∆i j which do not have r or s as an index
remain unchanged when we apply τ . The other factors may be grouped in pairs of
the following three types
∆σ = (−1)k ∆ = (−1)m ∆
which shows that (−1)k = (−1)m and completes the proof of the theorem.
GROUP ACTIONS
13.12 Definition Let S be a set and G a group with identity element e. By an
operation or an action of G on S on the left we mean a map µ : G × S → S , where
µ (g, s) is denoted by gs for g ∈ G and s ∈ S, satisfying
f (gs) = g f (s)
13.15 Definition Let G be a group which operates on a set S on the left, and
let s ∈ S. Then Gs = {gs|g ∈ G} is a subset of S called the orbit of s under G, and
Gs = {g ∈ G|gs = s} is a subgroup of G called the isotropy group of s in G.
13.16 Proposition If G is a group which operates on a set S on the left, then two
orbits under G are either disjoint or equal. The orbits therefore form a partition of the
set S.
PROOF : If two orbits Gs1 and Gs2 have an element s in common, then s = g1 s1 =
g2 s2 for group elements g1 , g2 ∈ G. Hence we have that Gs = G gi si = Gsi for
i = 1, 2.
596 SMOOTH MANIFOLDS AND FIBRE BUNDLES
13.18 Proposition Let G be a group which operates on a set S on the left, and let
s ∈ S. If H = Gs is the isotropy group of s in G, and π : G → G/H is the canonical
projection, then the map φ : G → S given by φ (g) = gs induces an injective G - map
φ : G/H → S with φ ◦ π = φ . The image of φ is the orbit Gs .
PROOF : We have that φ (g1 ) = φ (g2 ) ⇔ g1 s = g2 s ⇔ (g−1 2 g1 ) s = s ⇔
g−1
2 g1 ∈ H ⇔ g1 H = g2 H . Hence we have a well-defined injective map φ : G/H →
S given by
φ (gH) = gs
CONNECTIVITY
for y ∈ E n .
13.33 Proposition If X and Y are two connected topological spaces, then their
product X × Y is also connected.
PROOF : Let (x1 , y1 ) and (x2 , y2 ) be two arbitrary points in X × Y . Then the sets
X × {y1 } and {x2 } × Y are connected, since they are the images of the continuous
maps f : X → X × Y and g : Y → X × Y given by f (x) = (x, y1 ) and g(y) = (x2 , y),
respectively. These two sets have the point (x2 , y1 ) in common, so their union is
connected by Proposition 13.29. Hence the points (x1 , y1 ) and (x2 , y2 ) belong to the
connected subset ( X × {y1 } ) ∪ ( {x2 } × Y ) of X × Y , and the proposition follows
from Corollary 13.30.
is connected.
600 SMOOTH MANIFOLDS AND FIBRE BUNDLES
PROOF : If the indexing set Λ is finite, the proposition follows by induction from
Proposition 13.33. In the general case, suppose that X is a disjoint union of two
nonempty open sets U and V , and let x ∈ U and y ∈ V . Choose an open neighbour-
hood
W = ∏ Wλ
λ ∈Λ
of y contained in V , where each Wλ is an open neighbourhood of yλ , and where
Wλ = Xλ for all indices λ except those contained in a finite subset Λ0 of Λ. Let z be
the point in X defined by
yλ for λ ∈ Λ0
zλ = .
xλ for λ ∈ Λ − Λ0
X0 = ∏ Xλ
λ ∈Λ0
Z= ∏ Zλ
λ ∈Λ
of X defined by
Xλ for λ ∈ Λ0
Zλ = ,
{xλ } for λ ∈ Λ − Λ0
as Z is the image of the continuous map f : X0 → X given by
uλ for λ ∈ Λ0
f (u)λ = .
xλ for λ ∈ Λ − Λ0
This however contradicts the fact that Z is the disjoint union of the sets Z ∩U and
Z ∩ V which are open in Z and nonempty since x ∈ Z ∩ U and z ∈ Z ∩ V . Hence we
conclude that X must be connected.
13.36 Let x be a point in a topological space X. Then the set {x} is connected, and
the union of every connected subsets of X containing x is connected by Proposition
13.29. This is the largest connected subset containing x, and it is called the connected
PRELIMINARIES 601
HOMOTOPY THEORY
13.40 In this chapter we let I denote the closed unit interval [0, 1] and ∂ I denote
its boundary {0, 1}.
602 SMOOTH MANIFOLDS AND FIBRE BUNDLES
13.42 Definition Let f , g : (X, A) → (Y, B) be two continuous maps between the
topological pairs (X, A) and (Y, B), and let X ′ be a subset of X. Then we say that f
is homotopic to g relative to X ′ , and we write f ≃ g rel X ′ , if there is a continuous
map F : (X, A) × I → (Y, B) such that
13.43 Proposition Let {Ak }nk=1 be a finite closed covering of a topological space
X. Then a map f : X → Y into a topological space Y is continuous if and only if f |Ak
is continuous for every k.
PROOF : The only if part follows since f | Ak = f ◦ ik , where ik : Ak → X is the inclu-
sion map which is continuous for every k.
Conversely, suppose that f |Ak is continuous for every k, and let V be a closed
subset of Y . Then f −1 (V ) ∩ Ak = ( f |Ak ) −1 (V ) is closed in Ak , and therefore also
closed in X as Ak is closed. Since
n
[
f −1 (V ) = f −1 (V ) ∩ Ak ,
k=1
13.44 Proposition Let (X, A) and (Y, B) be topological pairs, and let X ′ ⊂ X.
Then homotopy relative to X ′ is an equivalence relation in C(X, A;Y, B).
PRELIMINARIES 603
Since F(x, 1) = g(x) = G(x, 0) for every x ∈ X, H is well defined, and it follows from
Proposition 13.43 that H is continuous.
13.45 Remark The equivalence class of a continuous map f ∈ C(X, A;Y, B) with
respect to the above equivalence relation is called the homotopy class of f relative
to X ′ and is denoted by [ f ]X ′ . If X ′ = 0,
/ we omit the reference to X ′ .
g0 ◦ F : g0 ◦ f0 ≃ g0 ◦ f1 rel X ′
and
G ◦ ( f1 × id) : g0 ◦ f1 ≃ g1 ◦ f1 rel X ′ ,
so that g0 ◦ f0 ≃ g1 ◦ f1 rel X ′ by Proposition 13.44.
13.47 Definition If f ∈ C(X, A;Y, B) and g ∈ C(Y, B; Z,C), we define the compo-
sition of the hopotopy classes [ f ] and [g] by [g] ◦ [ f ] = [g ◦ f ]. This is well defined
by Proposition 13.46, and we thus obtain a category h2 of topological pairs and
homotopy classes of continuous maps called the homotopy category of topological
pairs . We have a canonical functor F : T 2 → h2 given by F((X, A)) = (X, A) and
F( f ) = [ f ].
As in Definition 13.41, we have the full subcategories h and h0 of h2 , where the
objects are topological spaces and pointed topological spaces, respectively.
Two topological pairs (X, A) and (Y, B) are said to be homotopically equivalent or
of the same homotopy type if there exists a homotopy equivalence f : (X, A) →
(Y, B) .
13.53 We say that two points x0 and x1 in a topological space X are equivalent,
and write x0 ∼ x1 , if there is a path in X from x0 to x1 . It follows from Definition
PRELIMINARIES 605
shows that X is locally pathwise connected, and it also shows the last part of the
proposition.
13.63 Proposition Topological spaces of the same homotopy type always have
the same number of path components. In particular, every contractible space is path-
wise connected.
PROOF : If f : X → Y is a homotopy equivalence, then the induced map f∗ : π0 (X) →
π0 (Y ) is a bijection by 13.53 and Remark 13.22.
13.65 Definition We say that two paths σ and τ in a topological space X are
homotopic, and write σ ≃ τ , if they are homotopic relative to ∂ I. In particular, we
must have that σ (0) = τ (0) and σ (1) = τ (1). A homotopy F from σ to τ relative to
∂ I is called simply a homotopy from σ to τ , and it is denoted by F : σ ≃ τ .
The homotopy class of σ relative to ∂ I is denoted by [σ ] and is called the path
class of σ . The points σ (0) and σ (1) are called the initial and final point of [σ ],
respectively.
Since F(1,t) = x1 = G(0,t) for every t ∈ I, H is well defined, and it follows from
Proposition 13.43 that H is continuous.
which shows that [<x0>] ∗ [σ ] = [σ ] and [σ ] ∗ [<x1>] = [σ ] and completes the proof
of the proposition.
that f∗ is well defined, and that f∗ = g∗ for two homotopic maps f , g : (X, x0 ) →
(Y, y0 ) .
We thus obtain a covariant functor π1 : h0 → g , called the fundamental group
functor , from the homotopy category h0 of pointed topological spaces to the cate-
gory g of groups, assigning to a pointed topological space (X, x0 ) its fundamental
group π1 (X, x0 ), and to a homotopy class [ f ] the homomorphism f∗ .
In particular, every contractible pointed topological space has a trivial fundamen-
tal group.
13.71 To describe how the fundamental group π1 (X, x0 ) depends on the base
point x0 , we consider the covariant functor F : P (X) → g from the path category
P (X) to the category g of groups, which assigns to each point x0 the fundamental
group π1 (X, x0 ) and to to each morphism [σ ] : x0 → x1 the homomorphism
defined by h[σ ] ([ω ]) = [σ ] ∗ [ω ] ∗ [σ ]−1. From Proposition 13.69 it follows that every
h[σ ] is an isomorphism so that π1 (X, x0 ) ∼ = π1 (X, x1 ) whenever x0 and x1 are in the
same path component in X.
This isomorphism is determined up to an inner automorphism of the fundamental
group. More precisely, if [σ ], [τ ] : x0 → x1 are two morphisms from x0 to x1 , and if
[θ ] = [τ ] ∗ [σ ]−1 ∈ π1 (X, x1 ), we have that
which shows that h[σ ] and h[τ ] are conjugate by the inner automorphism of π1 (X, x1 )
defined by [θ ].
Conversely, suppose that the above assertion is satisfied. Then X is pathwise con-
nected, and π1 (X, x0 ) is trivial for every x0 ∈ X, thus showing that X is simply con-
nected.
f∗ = h [σ ] ◦ g∗ : π1 (X, x0 ) → π1 (Y, y0 ) .
[ f ◦ ω ] = [σ ] ∗ [g ◦ ω ] ∗ [σ ]−1
f ◦ ω = H ◦ α0 ≃ (H ◦ β0 ) ∗ (H ◦ α1 ) ∗ (H ◦ β1−1 ) = σ ∗ (g ◦ ω ) ∗ σ −1 ,
f∗0 ✲ π (Y, y )
π1 (X, x0 ) 1 0
✟
h [σ ] ✟✟ h [τ ]
✟
❄ ✙✟ g∗
✟ ❄
π1 (X, x1 ) ✲ π (Y, y )
1 1
f∗1
X= ∏ Xλ
λ ∈Λ
be the product space. We choose a base point xλ in Xλ for each λ ∈ Λ , and use
x = {xλ |λ ∈ Λ} as a base point in X. Then the projections p λ : X → Xλ induce a
group isomorphism
p∗ : π1 (X, x) → ∏ π1 (Xλ , xλ )
λ ∈Λ
given by p ∗ λ = p λ ∗ for λ ∈ Λ.
PROOF : From 13.70 it follows that p∗ is a homomorphism, and it is also surjective
since
p ∗ ( [ { σλ |λ ∈ Λ } ] ) = { [ σλ ]|λ ∈ Λ }
for every closed path σλ in Xλ at xλ for λ ∈ Λ.
To show that it is injective, let σ = { σλ |λ ∈ Λ } and τ = { τλ |λ ∈ Λ } be two
closed paths in X at x with p ∗ ( [ σ ] ) = p ∗ ( [ τ ] ). Then we have a homotopy Fλ :
σλ ≃ τλ for each λ ∈ Λ , from which we obtain a homotopy F : σ ≃ τ given by
F = { Fλ |λ ∈ Λ } . This shows that [ σ ] = [ τ ] and completes the proof that p∗ is
injective.
COVERINGS
13.80 Remark It follows immediately from the definition that a covering projec-
tion is surjective, and that each fibre is a discrete subspace of the covering space.
612 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Veα = p−1 (V ) ∩ U
eα = (p| e )−1 (V )
Uα
for every α ∈ A. Then each Veα is an open subset of Xe which is mapped homeomor-
phically onto V by p, and we have a disjoint union
[
p−1 (V ) = Veα
α ∈A
PROOF : We will prove that the sets Y1 = { y| f˜1 (y) = f˜2 (y) } and Y2 = { y| f˜1 (y) 6=
f˜2 (y) } are both open in Y . Since Y is connected and Y = Y1 ∪Y2 with y0 ∈ Y1 , it then
follows that Y1 = Y so that f˜1 = f˜2 .
First let y ∈ Y1 , and choose an evenly covered neighbourhood U of f (y). Let
e
Uα be the sheet over U containing f˜1 (y) = f˜2 (y) , and let sα : U → U eα be the
inverse of the homeomorphism induced by p and iα : U eα → Xe be the inclusion map.
−1
Then V = f˜ (U eα ) ∩ f˜ (U
−1 eα ) is an open neighbourhood of y, and we have that
1 2
f˜1 |V = iα ◦ sα ◦ f |V = f˜2 |V so that V ⊂ Y1 , thus showing that Y1 is open.
Next let y ∈ Y2 , and again choose an evenly covered neighbourhoodU of f (y). Let
eα and U
U eβ be the disjoint sheets over U containing f˜1 (y) and f˜2 (y), respectively.
eα ) ∩ f˜−1 (U
Then V = f˜1−1 (U eβ ) is an open neighbourhood of y, and we have that
2
f˜1 (V ) ∩ f˜2 (V ) = 0/ so that V ⊂ Y2 . Hence we have shown that Y2 also is open.
614 SMOOTH MANIFOLDS AND FIBRE BUNDLES
Since Fei (u, ki ) = sα ◦ F(u, ki ) for every u ∈ Qα , the map Fei+1 is well defined, and
it follows from Proposition 13.43 that it is continuous. Furthermore, we have that
p ◦ Fei+1 = F |Ny × [ 0,ki+1 ] and Fei+1 (u, 0) = f˜(u) for every u ∈ Ny , which completes
the induction step.
For every y ∈ Y we now have an open neighbourhood Ny of y and a continuous
map Fey : Ny × I → Xe so that p ◦ Fey = F |Ny ×I and Fey (u, 0) = f˜(u) for every u ∈ Ny . If
u ∈ Ny ∩Nz , then Fey |{u}×I and Fez |{u}×I are both liftings of F |{u}×I , and we have that
Fey (u, 0) = fe(u) = Fez (u, 0) . Since {u} × I is connected, it follows from the unique
lifting theorem that Fey |{u}×I = Fez |{u}×I . This shows that Fey and Fez coincide on
(Ny ∩Nz )×I , and we thus obtain a continuous map Fe : Y ×I → Xe so that Fe|Ny ×I = Fey
for every y ∈ Y . We have that p ◦ Fe = F and F(y,
e 0) = f˜(y) for every y ∈ Y , showing
that Fe is a homotopy from f˜ which is a lifting of F .
If F is a homotopy relative to Y ′ and y ∈ Y ′ , then Fe ({y} × I) is a connected
subset of the fibre over f (y) containing Fe (y, 0) = f˜(y) . Since the fibre is a discrete
PRELIMINARIES 615
topological space, it follows that Fe (y,t) = f˜(y) for all t ∈ I, which shows that Fe is
also a homotopy relative to Y ′ .
13.91 Corollary Let p : (X,e x̃0 ) → (X, x0 ) be a covering projection. Then a path
σ in X from x0 can be lifted to a unique path σ̃ in Xe from x̃0 .
PROOF : Let Y = {y0 } be a topological space consisting of a single point y0 , and
let α : I → Y × I and β : Y × I → I be the canonical homeomorphisms defined by
α (t) = (y0 ,t) and β (y0 ,t) = t for t ∈ I. Furthermore, let f : Y → X and f˜ : Y → Xe
be the continuous maps given by f (y0 ) = x0 and f˜(y0 ) = x̃0 .
Then f˜ is a lifting of f , and F = σ ◦ β is a homotopy from f which can be
lifted to a homotopy Fe from f˜ by the homotopy lifting theorem. We now have that
σ̃ = Fe ◦ α is a path in Xe from x̃0 which is a lifting of σ , and this completes the
existence part of the corollary. The uniqueness of σ̃ follows from the unique lifting
theorem.
13.92 Proposition Let p : (X, e x̃0 ) → (X, x0 ) be a covering projection, and let σ e
and τe be paths in Xe from x̃0 . Then we have that σ e ≃ τe if and only if p ◦ σe ≃ p ◦ τe .
to a path σex̃0 in Xe from x̃0 , and it follows from Proposition 13.92 that σex̃0 (1) only
depends on the path class of σ . Hence we have a map
13.95 Proposition Let p : (X, e x̃0 ) → (X, x0 ) be a covering projection, and let σ
e
and τe be paths in Xe from x̃0 which are liftings of the paths σ and τ in X from x0 ,
e (1) = τe(1) if and only if σ (1) = τ (1) and
respectively. Then we have that σ
e x̃0 ).
[ σ ∗ τ −1 ] ∈ p∗ π1 (X, (1)
PROOF : If σe (1) = τe(1) , then σ (1) = τ (1) , and σ e ∗ τe−1 is a well-defined closed
e x̃0 ) .
path at x̃0 so that [ σ ∗ τ −1 ] = p∗ [ σe ∗ τe−1 ] ∈ p∗ π1 (X,
Conversely, suppose that σ (1) = τ (1) and that (1) is satisfied. Then there exists
a path class [ ω e x̃0 ) with
e ] ∈ π1 (X,
[ σ ] ∗ [ τ ] −1 = [ p ◦ ω
e]
e ] ∗ [τ ] = [ p ◦ ω
[ p ◦ σe ] = [ σ ] = [ p ◦ ω e ] ∗ [ p ◦ τe] = [ p ◦ (ω
e ∗ τe)] .
e x̃0 ) defined
the constant path at x0 , then we have a surjective map φ : (Σ, σ0 ) → (X,
e (1) , where σe is the unique path in Xe from x̃0 which is a lifting of σ .
by φ (σ ) = σ
By Proposition 13.95 it follows that φ (σ ) = φ (τ ) if and only if σ (1) = τ (1)
e x̃0 ) , in which case we write σ ∼ τ . Then ∼ is clearly
and [ σ ∗ τ −1 ] ∈ p∗ π1 (X,
an equivalence relation in Σ , and if π : Σ → Σ / ∼ is the canonical projection, we
have an induced bijection φ : Σ / ∼ → Xe so that φ ◦ π = φ . If < σ > denotes the
equivalence class of σ ∈ Σ and p ′ = p ◦ φ , we have that p ′ (< σ >) = σ (1) .
There is a unique topology τ on Σ / ∼ such that φ is a homeomorphism. If
σ ∈ Σ , there is a basis for neighbourhoods of σe (1) in Xe consisting of open path-
wise connected neighbourhoods U e which are mapped homeomorphically by p onto
open pathwise connected neighbourhoods U of σ (1) in X , since p is a local home-
−1 e
omorphism. Then φ (U) consists of all equivalence classes in Σ / ∼ having a
representative of the form σ ∗ σ 1 , where σ 1 is a path in U from σ (1) . The sets
−1
φ (U) e , also denoted by < σ ,U >, form a basis for neighbourhoods of < σ > in
the topology τ . Using this topology, we have that p ′ : ( Σ / ∼, < σ0 > ) → (X, x0 ) is
e x̃0 ) → (X, x0 ) .
a covering of (X, x0 ) which is equivalent to p : (X,
e x̃0 ) and the projection p can be
This shows that the pointed topological space (X,
described up to equivalence by means of (X, x0 ) and the subgroup H = p∗ π1 (X, e x̃0 )
e x̃0 ) → (X, x0 ) belongs to H.
of π1 (X, x0 ) . We also say that the covering p : (X,
[σ ] x̃ = f [σ ]−1 (x̃)
for [σ ] ∈ π1 (X, x0 ) and x̃ ∈ p−1 (x0 ) , where f [σ ]−1 is translation over the path σ −1
as defined in 13.94.
The isotropy group of x̃0 is p∗ π1 (X, e x̃0 ) , and if the covering space Xe is pathwise
connected, the orbit of x̃0 is the entire fibre p−1 (x0 ) . Then it follows from Proposi-
tion 13.18 that the map φ : π1 (X, x0 ) → p−1 (x0 ) given by φ ([σ ]) = [σ ] x̃0 induces a
e x̃0 ) → p−1 (x0 ) .
bijection φ : π1 (X, x0 ) / p∗ π1 (X,
and 13.98 that p is injective. Since every covering projection is surjective, continuous
and open by Remark 13.80, Definition 13.79 and Propositions 13.85 and 13.86, it
follows that p is a homeomorphism.
Assuming conversely that p is a homeomorphism, then the last assertion of the
proposition follows from 13.70 for any point x̃0 ∈ Xe .
13.100 The Lifting Theorem Let p : (X, e x̃0 ) → (X, x0 ) be a covering projection,
and let Y be a topological space which is pathwise connected and locally pathwise
connected. Then a continuous map f : (Y, y0 ) → (X, x0 ) can be lifted to a map f˜ :
e x̃0 ) if and only if f∗ π1 (Y, y0 ) ⊂ p∗ π1 (X,
(Y, y0 ) → (X, e x̃0 ) .
Hence we have that f˜ (y′ ) = σe ∗ ρe (1) = ρe (1) ∈ Ve , which shows that f˜(W ) ⊂ Ve ⊂ U
e
and completes the proof that f˜ is continuous.
< τ ,U > ⊂ < σ ,U > . Since σ = τ ∗ σ 1 −1 , it also follows that < σ > ∈ < τ ,U > so
that < σ ,U > ⊂ < τ ,U > , thus showing that < τ ,U > = < σ ,U > .
Therefore, if < ω > ∈ < σ ,U > ∩ < τ ,V >, we have that < ω ,U ∩V > ⊂ < σ ,U >
∩ < τ ,V > , which shows that the sets < σ ,U > form a basis for a topology on Xe .
Giving Xe this topology τ , the map p is continuous since < σ ,U > is an open
neighbourhood of < σ > with p (< σ ,U >) ⊂ U for each open neighbourhood U
of p (< σ >) . The map p is also open since p (< σ ,U >) is the path component
of U containing p (< σ >), which is open since X is locally pathwise connected.
In particular, we have that p (< σ ,U >) = U for each open pathwise connected
neighbourhood U of p (< σ >) .
We next show that p maps < σ ,U > homeomorphically onto U when U is a
pathwise simple neighbourhood of p (< σ >) . We already know that p is continuous
and open and that p maps < σ ,U > onto U, so it only remains to prove that the
restriction of p to < σ ,U > is injective. Let σ 1 and σ 2 be two paths in U from
σ (1) such that p (< σ ∗ σ 1 >) = p (< σ ∗ σ 2 >) . Then σ 1 (1) = σ 2 (1) so that
σ 1 ∗ σ 2 −1 is a closed path in U at σ (1) which must be null homotopic since the
neighbourhood U is semi-locally simply connected. Hence it follows that
[(σ ∗ σ 1 ) ∗ (σ ∗ σ 2) −1 ] = [ σ ] ∗ [ σ 1 ∗ σ 2 −1 ] ∗ [ σ −1 ] = [ σ 0 ] ∈ H
so that
σe (t) = < σ t > = < σ t 0 ∗ ω > ∈ < σ t 0 ,U > = < τ ,U > ,
TOPOLOGICAL GROUPS
13.105 Definition A topological group G is a group which is at the same time
a topological space such that the maps µ : G × G → G and ν : G → G given by the
group operations µ (g, h) = gh and ν (g) = g−1 are continuous. The unit element of
G is denoted by e.
ω θ ≃ ( ω ∗ <e>) (<e> ∗ θ ) = ω ∗ θ
Sr (x0 ) = {x ∈ M| k x − x0 k = r} .
for every v ∈ X.
(1) F is continuous at 0.
(2) F is uniformly continuous.
(3) F is bounded.
PROOF : The equivalence of (1) and (2) follows since kF(v) − F(w)k = kF(v − w)k
by the linearity of F.
Suppose that F is bounded, and choose a real number M > 0 so that formula (1)
in Definition 13.118 is satisfied for every v ∈ X. Then F is continuous at 0 since
kF(v)k < ε whenever kvk < ε /M.
Suppose conversely that F is continuous at 0, and choose a δ > 0 so that
kF(v)k < 1 when kvk < δ . Then formula (1) in Definition 13.118 is satisfied with
any M > 1/δ , since kF(v/Mkvk)k < 1 for all v 6= 0. The formula is clearly also
satisfied for v = 0, thus showing that F is bounded.
13.120 Proposition Let X and Y be normed spaces. Then the set L(X,Y ) of
bounded linear maps from X to Y is a normed space with the norm defined by
for every F ∈ L(X,Y ) and v ∈ X, so that kFk is the least real number M ≥ 0 satisfying
inequality (1) in Definition 13.118 for every v ∈ X. If Y is a Banach space, so is
L(X,Y ).
PROOF : If F, G ∈ L(X,Y ), then F + G ∈ L(X,Y ) and
kF + Gk ≤ kFk + kGk
when v 6= 0.
Now suppose that Y is a Banach space, and let {Fi }∞ i=1 be a Cauchy sequence in
L(X,Y ). Since
kFi (v) − Fj (v)k ≤ kFi − Fj k kvk
for every positive integer i and j, it follows that {Fi (v)}∞
i=1 is a Cauchy sequence in
Y which must converge to a vector F(v) ∈ Y for every v ∈ X. As each Fi is linear, the
same is true for F.
For each ε > 0 there is an N so that kFi − Fj k < ε for i, j ≥ N. Hence we have
that
kFi (v) − Fj (v)k ≤ ε kvk
for v ∈ X and i, j ≥ N, and letting j → ∞ we obtain
13.121 Proposition Let X,Y and Z be normed spaces. Then the composition
of the bounded linear maps F ∈ L(X,Y ) and G ∈ L(Y, Z) is a bounded linear map
G ◦ F ∈ L(X, Z) with
kG ◦ Fk ≤ kGkkFk .
PROOF : Using inequality (2) in Proposition 13.120 we have that
for every v ∈ X.
13.124 Lemma Let A be an element in a Banach algebra X with kAk < 1. Then
I − A is invertible.
PROOF : The elements Sn = ∑nk=0 Ak form a Cauchy sequence in X since
m
m
k
kSm − Snk =
∑ A
≤ ∑ kAkk
k=n+1 k=n+1
Sn (I − A) = (I − A) Sn = I − An+1
for each n. Letting n → ∞ and using that kAn+1 k ≤ kAkn+1 , we thus obtain
B (I − A) = (I − A) B = I ,
13.126 Proposition Let X be a Banach algebra, and let U be the set of invertible
elements in X. Then we have a continuous map exp : X → U given by
∞ k
exp (A) = ∑ Ak! (1)
k=0
and we have that exp (0) = I and exp (−A) = exp (A) −1 for A ∈ X . If A ∈ X and
B ∈ U, then
B exp (A) B−1 = exp (BAB−1 ). (3)
PROOF : We see that the series in (1) converges since
m
k
m k
∑ A
≤ ∑ kAk
k=n+1 k! k=n+1 k!
628 SMOOTH MANIFOLDS AND FIBRE BUNDLES
is a convergent series for all A ∈ X. The map exp is also continuous, since
∞
∞
n k
k
k
exp (A) − ∑ A
=
∑ A
≤ ∑ a
k!
k!
k!
k=0 k=n+1 k=n+1
for every n when kAk ≤ a, so that the series in (1) is uniformly convergent on every
bounded subset of X.
If A, B ∈ X with AB = BA , we have the usual Binomial formula
k
(A + B)k = ∑ ( kr ) Ak−r B r
r=0
so that
! !
2n n n
(A + B)k Ak Bk
∑ k!
− ∑ ∑
k=0 k=0 k! k=0 k!
! ! ! !
2n 2n 2n 2n
kAkk kBkk kAkk kBkk
≤ ∑ k!
∑ k!
+ ∑ k!
∑ k!
k=n+1 k=0 k=0 k=n+1
for every n. As the last expression converges to 0 when n → ∞ , this completes the
proof of formula (2).
Finally, formula (3) follows from the relation
!
n n
Ak (BAB−1 ) k
B ∑ B−1 = ∑
k=0 k! k=0 k!
when n → ∞ .
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634 Index