Horvath Et Al 2017
Horvath Et Al 2017
Horvath Et Al 2017
Abstract
The aim of this special issue is to critically assess the potential of regime theory for
migration research. Against the background of contemporary political dynamics,
regime terminology has become rather popular in migration studies. There has, how-
ever, been little debate on the foundations and implications of the very notion of
‘regime’. Although regime is anything but a unified concept, in this article we argue
that there are commonalities in analytical perspectives useful for migration research.
Current usages in migration research are informed by at least four different strands of
theory building that differ in their epistemological, ontological, and methodological
foundations: (i) international relations—notions of regimes as international regulatory
frameworks, (ii) conceptualizations informed by welfare regime theories, (iii) regime
notions that stem from the French regulation school, and (iv) regime theories inspired
by governmentality studies. The collection of articles in this special issue mirrors this
constellation. The contributions come from different disciplinary and methodological
backgrounds, employ different regime notions, and focus on a wide range of aspects of
contemporary European migration politics. While it seems crucial to acknowledge this
conceptual variety, we argue that there are also important points of convergence
between these strands of theory building: attention to the complexities and contra-
dictions of regulatory practices, a focus on normative and discursive orders, and con-
sideration of relations of power and inequality. This specific simultaneity of variety and
convergence may open spaces for academic debates that move beyond established
conceptual and methodological boundaries.
doi:10.1093/migration/mnx055
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working group on migration regimes at the German Institute for Migration Research and
Intercultural Studies (IMIS) (see https://migrationregimes.com/).
Its increasing popularity in migration research notwithstanding, ‘regime’ does not refer
to a closed and stable field of theory building. Rather, it is itself a contested concept that
brings different strands of theory building into contact. We therefore need to pay careful
attention to its multiple meanings, its epistemological and political underpinnings, and its
methodological implications. At the same time, these various regime theories share a
number of commonalities that make them attractive for current migration research. In
the following, we first provide an overview of relevant strands of regime theory; on this
basis we briefly introduce the contributions to this special issue that serve as examples for
the wide variety of applications regime perspectives may find in migration research and
hence illustrate their potential usage for analyzing current political and social formations.
We conclude by discussing some shared characteristics of different regime notions that may
serve as a basis for moving current debates beyond established disciplinary and methodo-
logical boundaries.
Jandl and Stacher 2004). This understanding of ‘regimes’ is dominant among current
migration researchers, especially those from a political science background (cf. Samers
2016), but it is by far not the only relevant conceptualization.
A second key strand of theory building has developed in the field of social policy and is
best illustrated by Esping-Andersen’s (1990) seminal typology of welfare regimes. Esping-
Andersen enquires into how varying constellations of states, (labour) markets and families
in modern welfare states lead to varying degrees and forms of (de-)commodification of
labour. On this basis, he famously distinguished three types of welfare state: the social
democratic, the conservative/corporatist and the liberal model. There are a number of
noticeable differences between this understanding of a regime and the above-mentioned
IR-notion. The focus here is rather on national than on international regimes—and more
on institutional configurations and path-dependencies than on norms and regulations.
Methodologically, the emphasis is on comparative research with nation-states as units,
drawing on different kinds of data from administrative and survey data to legal documents.
Sainsbury’s (2006) work on the relations between migration and welfare policies,
Sciortino’s (2004a) analysis of migration to the Mediterranean welfare state or the
volume by Schierup et al. (2006) provide illustrations of research that is partly informed
by this second kind of regime perspective. In her studies of citizenship regimes,
Jenson (1997, 2007) also partly draws on Esping-Andersen’s theoretical notions, as do
Lutz and Palenga-Möllenbeck (2011) in their analysis of the interplay between welfare,
care, and migration regimes (for a critical account see also Lutz (2017)). There are further
important epistemological and methodological parallels to conceptualizations of
immigration policy regimes (Faist 1995a, b) which also focus on the level of national
policies and legal/administrative regulations. Castles and Miller (1993) give an early
example in distinguishing imperial, ethnic, republican and multicultural immigration
regimes. Later typologies focus on the axis of inclusiveness–exclusiveness and on the
rules and norms that affect the possibilities of migrants becoming full national citizens
(e.g. Sainsbury 2006).
A third important strand of regime thought goes back to the French regulation school
which is well known for its analyses of Fordist and Post-Fordist regimes of accumulation
(Boyer and Saillard 2002). This variant of regime theory has left strong traces, for example,
on critical examinations of current regulatory practices in the new European borderlands,
such as the diffusion and extension of control practices or the establishment of new forms
of migrant and refugee internment (Tsianos 2010; Hess 2012). This perspective is informed
by an understanding of the liberal state that is different from the one implied by the IR and
the social policy perspective. The modern nation-state is not conceived of as a fixed entity
but rather as a set of social relations. Policies are accordingly analysed in their interdepend-
ence with relations of power, domination and inequality. Conceptually, most studies that
follow this approach focus on actual practices of control and mobility, pointing among
others to the autonomous agency of migrants in contesting and circumventing control
measures (Mezzadra and Neilson 2013). Correspondingly, this perspective often goes hand
in hand with a methodological emphasis on ethnographic research and discourse analysis
with an interdisciplinary stance that draws, among others, on human geography, anthro-
pology, and political science (see Bartels (2017), and also Scheel (2017)). There are also
numerous studies that build more directly on the original political-economic framework of
the regulation school and hence include quantitative components—e.g. on social structures
and labour markets—into their research designs (e.g. Horvath 2012; van Puymbroeck 2016;
Clark 2017).
Finally and partly overlapping with the third variant, the dynamic field of governmen-
tality studies may be seen as a regime-theoretical approach in its own right. This approach
shifts our attention to the contingent political rationalities that inform the political tech-
nologies that are used for the governing of human mobility. The general impetus is to
scrutinize what seems self-evident to our political common sense and to explore the mul-
tiple entanglements of discourses, power relations, and subjectivities. William Walters’
(2006) work on border controls or the notion of deportation regimes proposed by
De Genova and Peutz (2010) are examples of how Foucauldian notions of the liberal art
of governing may be employed in analyses of the governing of borders and mobilities.
Similarly, Geiger (2016) discusses the complex entanglements between current political
rationalities concerning European belonging, border controls, mobility of freedom, and
European integration in the Balkan region. A similar perspective has been utilized for
intersectional regime analyses. Using the example of the EU, Amelina (2017) approaches
the EU’s migration regime as a nexus of knowledge and power which incorporates
gendered categories (visible in regulations of family reunification), ethnicized/racialized
references (visible in naturalization procedures) and class-related narratives (visible in
Blue-Card regulations, or regulations for seasonal workers, among many others). The
interplay of these narratives affects both the selective channelling of movements into the
EU and the specific formation of (embodied) migrant subjectivities.
In short: the variety of regime notions is considerable. And it has important implications.
First and foremost, we need to be aware of these disciplinary and methodological traditions
when using the term in one way or another. For example, Samers’ (2016) argument that it
does not make sense to refer to current European temporary migrant worker programmes
(TMWPs) as ‘regimes’ is made on the basis of an international relations regime perspective;
starting from another approach one might draw different conclusions (e.g.
Horvath 2014b). On the other hand, the conceptual polyphony by implication means
that regime terminology is in principle compatible with different social science contexts
and might, hence, serve as a kind of conceptual interface for moving beyond thematic,
disciplinary and methodological boundaries. For example (and perhaps most importantly),
using a ‘regime’ perspective might allow to add sociological and ethnographic stances to the
analysis of political dynamics, hence bridging a long-standing divide in migration research
between those focusing on the politics of migration and those dealing with the practices of
mobility and settlement (Sciortino 2000; Zolberg 2000; Guiraudon and Joppke 2001). After
all, the different strands of theory building do show relevant overlaps that may corroborate
their potential for bridging such established divides. The following section uses the con-
tributions to this special issue to demonstrate the variety of questions we might pose and
the strategies we might employ to answer them on the basis of (different) regime theories.
Following this exposition, the concluding section discusses aspects of the conceptual
ground that different regime approaches share and makes an argument for using the
notion of regime as a focal point for scholarly debates that move beyond established aca-
demic boundaries.
commitments’, ‘[i]ntellectual competition is both more likely and more desirable than ill-
fated attempts to merge two mutually exclusive paradigms of inquiry’. The contested
nature of regime concepts should not and need not be glossed over. On the contrary, we
believe that pointing to diverging perspectives opens possibilities for self-reflexivity. The
aim then is to establish forms of critical exchange on current political and social develop-
ments in the field of migration, mobilities, and borders. In order to assess the potential for
this kind of academic exchange, we need to move beyond naming differences between
strands of theory building and decipher points of convergence that may serve as
common ground for discussing current migration-related phenomena.
There are at least three important similarities between different regime notions that may
mark such a common ground and that are clearly visible in the contributions to this special
issue. It is fair to assume that this shared conceptual ground has led to the recent popularity
of regime terminology in migration research: regime perspectives promise fresh insights
and a deeper understanding for a number of problems that international migration schol-
arship has been struggling with for decades.
Sciortino (2004b: 33) offers an overarching definition of a regime that may serve as a
starting point. He emphasizes the capacity of regime notions to draw our attention to the
contradictions, and complexities involved in the regulation of borders and mobilities:
‘[t]he notion of a migration regime allows room for gaps, ambiguities and outright strains:
the life of a regime is the result of continuous repair work through practices’ (Sciortino
2004b: 33). This focus on the regulation of migration ‘in practice’ is a first important shared
characteristic. The field of migration politics abounds with phenomena that warrant ana-
lytical approaches that pay attention to context-dependencies and contradictions—as regime
theories do almost by definition: the manifold ‘control gaps’ (Cornelius et al. 1994), un-
intended consequences, and paradoxes so typical for liberal migration policies (Hollifield
2007), the multi-scalar character of current mobility regulation especially in the context of
the European Union (Boswell and Geddes 2011), the contradictions that arise between
these different scales (Engbersen et al. 2017), the interplay of state and non-state-actors in
framing migration politics (Samers 2016), or the increasing outsourcing of control prac-
tices (Menz 2009), are prominent examples that illustrate the need for sensitivity to con-
texts, complexities, and contradictions. Dahlvik’s (2017) article on the complex
entanglements involved in asylum decisions and Bartels’ and Engbersen et al.’s contribu-
tion on current EU-mobility/migration regimes serve as examples for the manifold ways in
which these aspects are reflected in this issue.
Second, the emphasis on norms and discourses is an important analytical asset of all four
regime perspectives discussed, even if in different forms and to different degrees. Be it the
IR-approach’s emphasis on (more or less formalized) internationally shared norms and
regulations, the role of norms and values (mirrored, e.g., in established gender orders) in
welfare regime theories, or the role of political rationalities in Foucauldian approaches—
the sensitivity to the relevance of the discursive realm is one of the main conceptual benefits
of regime theory. The massive politicization of migration over the past decades (Hammar
2007) already indicates the relevance of discursive dynamics in this policy field. The se-
curitization of migration, especially over the past decades, has had tremendous conse-
quences on the regulation of migration (Huysmans 2006). These securitizing
problematizations co-exist with other kinds of framing; most importantly, economizing,
utilitarian forms of cost–benefit calculations have left their traces on current migration
politics. In their interplay, these different framings have allowed for the differentiated
deprivation of rights that characterize today’s migration politics (Horvath 2014a, b).
Norms, values, and discourse matter; be it as enabling or as contextual factors that influence
the concrete effects a policy or regulation develops. Correspondingly, the contributions to
this issue direct our attention to very different forms in which norms and discourses
become effective in the regulation of migration and to intricate details of the daily repair
work involved; be it the role of gendered knowledge orders that Lutz discusses, citizenship
narratives investigated by Badenhoop or integration discourses scrutinized by Korteweg.
Connected to this is, third, the analytical potential to take structures of power and
inequality into account (Amelina and Vasilache 2014). Social structures are inherent to
the more sociological and cultural-anthropological regime approaches described above.
But the IR-notion is not blind to these aspects either, even if the focus is clearly on aspects of
power, less on inequalities. Already Haggard and Simmons (1987: 500) stated that ‘the
relationship between power, ideology, and knowledge is one of the most exciting areas of
theoretical debate’ in the field of international regimes. Realist and liberal scholars within
the field of international relations have had intense discussions on the role of the ‘hegemon’
and possible forms of cooperation in the formation of international regimes (Hasenclever
et al. 2000). The focus in this case is clearly on state actors, but these can easily be con-
ceptualized as embedded in wider intra- and inter-national power relations. This analytical
openness to social relations is an important shared feature that corresponds to the chal-
lenges of analysing current border and mobility constellations. The rights and life chances
of migrants are still very unevenly distributed and the mobility of different parts of the
world population is in many ways structured by legal regulations, labour market relations
etc. (Shamir 2005; De Giorgi 2010; Amelina et al. 2016). One of the benefits of a regime
perspective in this context is that it does not only draw our attention to unequal relations,
but also allows us to take the agency of migrants—who respond to, contest and circumvent
control practices—into account (Papodopoulos and Tsianos 2013), thus helping to avoid
perceiving migrants merely as passive actors and countering tendencies of over-simplifi-
cation and of victimization. Scheel’s analysis of ‘bezness’ phenomena serves as an obvious
example for the various ways in which power and inequality become effective in current
cross-border migration orders—but as is the case for the other commonalities, similar
aspects are present in all contributions to this special issue.
Finally and based on these three commonalities, we maintain that regime perspectives
offer a basis for analytical self-reflection: Conceptualizing scholars and their research efforts
themselves as elements of migration regimes is part and parcel of these types of research.
Regime perspectives may stimulate self-reflexivity in at least two different ways. First, the
multivalence of the regime concept—if taken seriously—urges us to reflect about our own
epistemological and political positions. Second, the links between politics and research can
be captured in regime-theoretic terms. In this context, the conceptual focus on norms,
rationalities, and discourses plays an important role: the diffusion of terms and narratives
between political and social-scientific fields has effects on policy making as well as on the
concrete practices of regulations; ‘discourse’ may hence be one of the main forms in which
research affects regimes.
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