Phenomenology - Internet Encyclopedia of Philosophy
Phenomenology - Internet Encyclopedia of Philosophy
Phenomenology - Internet Encyclopedia of Philosophy
Phenomenology
In its central use, the term “phenomenology” names a movement in twentieth century philoso-
phy. A second use of “phenomenology” common in contemporary philosophy names a property
of some mental states, the property they have if and only if there is something it is like to be in
them. Thus, it is sometimes said that emotional states have a phenomenology while belief states
do not. For example, while there is something it is like to be angry, there is nothing it is like to
believe that Paris is in France. Although the two uses of “phenomenology” are related, it is the
first which is the current topic. Accordingly, “phenomenological” refers to a way of doing phi-
losophy that is more or less closely related to the corresponding movement. Phenomenology
utilizes a distinctive method to study the structural features of experience and of things as expe-
rienced. It is primarily a descriptive discipline and is undertaken in a way that is largely inde-
pendent of scientific, including causal, explanations and accounts of the nature of experience.
Topics discussed within the phenomenological tradition include the nature of intentionality,
perception, time-consciousness, self-consciousness, awareness of the body and consciousness of
others. Phenomenology is to be distinguished from phenomenalism, a position in epistemology
which implies that all statements about physical objects are synonymous with statements about
persons having certain sensations or sense-data. George Berkeley was a phenomenalist but not
a phenomenologist.
Although elements of the twentieth century phenomenological movement can be found in ear-
lier philosophers—such as David Hume, Immanuel Kant and Franz Brentano—phenomenology
as a philosophical movement really began with the work of Edmund Husserl. Following
Husserl, phenomenology was adapted, broadened and extended by, amongst others, Martin
Heidegger, Jean-Paul Sartre, Maurice Merleau-Ponty, Emmanuel Levinas and Jacques Derrida.
Phenomenology has, at one time or another, been aligned with Kantian and post-Kantian tran-
scendental philosophy, existentialism and the philosophy of mind and psychology.
This article introduces some of the central aspects of the phenomenological method and also
concrete phenomenological analyses of some of the topics that have greatly exercised
phenomenologists.
Table of Contents
1. Introduction
2. Phenomenological Method
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a. Phenomena
b. Phenomenological Reduction
c. Eidetic Reduction
d. Heidegger on Method
3. Intentionality
a. Brentano and Intentional Inexistence
b. Husserl’s Account in Logical Investigations
c. Husserl’s Account in Ideas I
d. Heidegger and Merleau-Ponty on Intentionality
4. Phenomenology of Perception
a. Naïve Realism, Indirect Realism and Phenomenalism
b. Husserl’s Account: Intentionality and Hyle
c. Husserl’s Account: Internal and External Horizons
d. Husserl and Phenomenalism
e. Sartre Against Sensation
5. Phenomenology and the Self
a. Hume and the Unity of Consciousness
b. Kant and the Transcendental I
c. Husserl and the Transcendental Ego
d. Sartre and the Transcendent Ego
6. Phenomenology of Time-Consciousness
a. The Specious Present
b. Primal Impression, Retention and Protention
c. Absolute Consciousness
7. Conclusion
8. References and Further Reading
1. Introduction
The work often considered to constitute the birth of phenomenology is Husserl’s Logical
Investigations (Husserl 2001). It contains Husserl’s celebrated attack on psychologism, the
view that logic can be reduced to psychology; an account of phenomenology as the descriptive
study of the structural features of the varieties of experience; and a number of concrete phe-
nomenological analyses, including those of meaning, part-whole relations and intentionality.
Logical Investigations seemed to pursue its agenda against a backdrop of metaphysical realism.
In Ideas I (Husserl 1982), however, Husserl presented phenomenology as a form of transcen-
dental idealism. This apparent move was greeted with hostility from some early admirers of
Logical Investigations, such as Adolph Reinach. However, Husserl later claimed that he had al-
ways intended to be a transcendental idealist. In Ideas I Husserl offered a more nuanced ac-
count of the intentionality of consciousness, of the distinction between fact and essence and of
the phenomenological as opposed to the natural attitude.
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Heidegger was an assistant to Husserl who took phenomenology in a rather new direction. He
married Husserl’s concern for legitimating concepts through phenomenological description
with an overriding interest in the question of the meaning of being, referring to his own phe-
nomenological investigations as “fundamental ontology.” His Being and Time (Heidegger 1962)
is one of the most influential texts on the development of European philosophy in the Twentieth
Century. Relations between Husserl and Heidegger became strained, partly due to the divisive
issue of National Socialism, but also due to significant philosophical differences. Thus, unlike
his early works, Heidegger’s later philosophy bears little relation to classical Husserlian
phenomenology.
Although he published relatively little in his lifetime, Husserl was a prolific writer leaving a
large number of manuscripts. Alongside Heidegger’s interpretation of phenomenology, this un-
published work had a decisive influence on the development of French existentialist phe-
nomenology. Taking its lead from Heidegger’s account of authentic existence, Sartre’s Being
and Nothingness (Sartre 1969) developed a phenomenological account of consciousness, free-
dom and concrete human relations that perhaps defines the term “existentialism.” Merleau-
Ponty’s Phenomenology of Perception (Merleau-Ponty 1962) is distinctive both in the central
role it accords to the body and in the attention paid to the relations between phenomenology
and empirical psychology.
2. Phenomenological Method
Husserlian phenomenology is a discipline to be undertaken according to a strict method. This
method incorporates both the phenomenological and eidetic reductions.
a. Phenomena
Phenomenology is, as the word suggests, the science of phenomena. But this just raises the
questions: “What are phenomena?” and “In what sense is phenomenology a science?”.
In answering the first question, it is useful to briefly turn to Kant. Kant endorsed “transcenden-
tal idealism,” distinguishing between phenomena (things as they appear) and noumena (things
as they are in themselves), claiming that we can only know about the former (Kant 1929,
A30/B45). On one reading of Kant, appearances are in the mind, mental states of subjects. On
another reading, appearances are things as they appear, worldly objects considered in a certain
way.
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Both of these understandings of the nature of phenomena can be found in the phenomenologi-
cal literature. However, the most common view is that all of the major phenomenologists con-
strue phenomena in the latter way: phenomena are things as they appear. They are not mental
states but worldly things considered in a certain way. The Phenomenologists tend, however, to
reject Kantian noumena. Also, importantly, it is not to be assumed that the relevant notion of
appearing is limited to sensory experience. Experience (or intuition) can indeed be sensory but
can, at least by Husserl’s lights, be understood to encompass a much broader range of phenom-
ena (Husserl 2001, sec. 52). Thus, for example, although not objects of sensory experience, phe-
nomenology can offer an account of how the number series is given to intuition.
Phenomenology, then, is the study of things as they appear (phenomena). It is also often said to
be descriptive rather than explanatory: a central task of phenomenology is to provide a clear,
undistorted description of the ways things appear (Husserl 1982, sec. 75). This can be distin-
guished from the project of giving, for example, causal or evolutionary explanations, which
would be the job of the natural sciences.
b. Phenomenological Reduction
In ordinary waking experience we take it for granted that the world around us exists indepen-
dently of both us and our consciousness of it. This might be put by saying that we share an im-
plicit belief in the independent existence of the world, and that this belief permeates and in-
forms our everyday experience. Husserl refers to this positing of the world and entities within it
as things which transcend our experience of them as “the natural attitude” (Husserl 1982, sec.
30). In The Idea of Phenomenology, Husserl introduces what he there refers to as “the episte-
mological reduction,” according to which we are asked to supply this positing of a transcendent
world with “an index of indifference” (Husserl 1999, 30). In Ideas I, this becomes the “phe-
nomenological epoché,” according to which, “We put out of action the general positing which
belongs to the essence of the natural attitude; we parenthesize everything which that positing
encompasses with respect to being” (Husserl 1982, sec. 32). This means that all judgements that
posit the independent existence of the world or worldly entities, and all judgements that pre-
suppose such judgements, are to be bracketed and no use is to be made of them in the course of
engaging in phenomenological analysis. Importantly, Husserl claims that all of the empirical
sciences posit the independent existence of the world, and so the claims of the sciences must be
“put out of play” with no use being made of them by the phenomenologist.
This epoché is the most important part of the phenomenological reduction, the purpose of
which is to open us up to the world of phenomena, how it is that the world and the entities
within it are given. The reduction, then, is that which reveals to us the primary subject matter of
phenomenology—the world as given and the givenness of the world; both objects and acts of
consciousness.
There are a number of motivations for the view that phenomenology must operate within the
confines of the phenomenological reduction. One is epistemological modesty. The subject mat-
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ter of phenomenology is not held hostage to skepticism about the reality of the “external” world.
Another is that the reduction allows the phenomenologist to offer a phenomenological analysis
of the natural attitude itself. This is especially important if, as Husserl claims, the natural atti-
tude is one of the presuppositions of scientific enquiry. Finally, there is the question of the pu-
rity of phenomenological description. It is possible that the implicit belief in the independent
existence of the world will affect what we are likely to accept as an accurate description of the
ways in which worldly things are given in experience. We may find ourselves describing things
as “we know they must be” rather than how they are actually given.
c. Eidetic Reduction
The results of phenomenology are not intended to be a collection of particular facts about con-
sciousness, but are rather supposed to be facts about the essential natures of phenomena and
their modes of givenness. Phenomenologists do not merely aspire to offer accounts of what their
own experiences of, say, material objects are like, but rather accounts of the essential features of
material object perception as such. But how is this aspiration to be realized given that the
method of phenomenology is descriptive, consisting in the careful description of experience?
Doesn’t this, necessarily, limit phenomenological results to facts about particular individuals’
experience, excluding the possibility of phenomenologically grounded general facts about expe-
rience as such?
The Husserlian answer to this difficulty is that the phenomenologist must perform a second re-
duction called “eidetic” reduction (because it involves a kind of vivid, imagistic intuition). The
purpose of the eidetic reduction in Husserl’s writings is to bracket any considerations concern-
ing the contingent and accidental, and concentrate on (intuit) the essential natures or essences
of the objects and acts of consciousness (Husserl 1982, sec. 2). This intuition of essences pro-
ceeds via what Husserl calls “free variation in imagination.” We imagine variations on an object
and ask, “What holds up amid such free variations of an original […] as the invariant, the neces-
sary, universal form, the essential form, without which something of that kind […] would be al-
together inconceivable?” (Husserl 1977, sec. 9a). We will eventually come up against something
that cannot be varied without destroying that object as an instance of its kind. The implicit
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claim here is that if it is inconceivable that an object of kind K might lack feature F, then F is a
part of the essence of K.
Eidetic intuition is, in short, an a priori method of gaining knowledge of necessities. However,
the result of the eidetic reduction is not just that we come to knowledge of essences, but that we
come to intuitive knowledge of essences. Essences show themselves to us (Wesensschau), al-
though not to sensory intuition, but to categorial or eidetic intuition (Husserl 2001, 292-4). It
might be argued that Husserl’s methods here are not so different from the standard methods of
conceptual analysis: imaginative thought experiments (Zahavi 2003, 38-39).
d. Heidegger on Method
It is widely accepted that few of the most significant post-Husserlian phenomenologists ac-
cepted Husserl’s prescribed methodology in full. Although there are numerous important differ-
ences between the later phenomenologists, the influence of Heidegger runs deep.
On the nature of phenomena, Heidegger remarks that “the term ‘phenomenon’…signifies ‘to
show itself'” (Heidegger 1962, sec. 7). Phenomena are things that show themselves and the phe-
nomenologist describes them as they show themselves. So, at least on this score there would
appear to be some affinity between Husserl and Heidegger. However, this is somewhat contro-
versial, with some interpreters understanding Husserlian phenomena not as things as given,
but as states of the experiencing subject (Carman 2006).
It is commonly held that Heidegger reject’s the epoché: “Heidegger came to the conclusion that
any bracketing of the factual world in phenomenology must be a crucial mistake” (Frede 2006,
56). What Heidegger says in his early work, however, is that, for him, the phenomenological re-
duction has a different sense than it does for Husserl:
Certainly, Heidegger thinks of the reduction as revealing something different—the Being of be-
ings. But this is not yet to say that his philosophy does not engage in bracketing,for we can dis-
tinguish between the reduction itself and its claimed consequences. There is, however, some
reason to think that Heidegger’s position is incompatible with Husserl’s account of the phe-
nomenological reduction. For, on Husserl’s account, the reduction is to be applied to the “gen-
eral positing” of the natural attitude, that is to a belief. But, according to Heidegger and those
phenomenologists influenced by him (including both Sartre and Merleau-Ponty), our most fun-
damental relation to the world is not cognitive but practical (Heidegger 1962, sec. 15).
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Heidegger’s relation to the eidetic reduction is complex. The purpose of the eidetic reduction in
Husserl’s writings is to bracket any considerations concerning the contingent and accidental,
and concentrate on (intuit) the essential natures of the objects and acts of consciousness.
Heidegger’s concentration on the meaning of the Being of entities appears similar in aim.
However, insofar as the Being of entities relies on the notion of essence, Heidegger’s project
calls it into question. The idea that there are different “ways of being” looks as though it does
not abide by the traditional distinction between existence and essence. So, on Heidegger’s ac-
count, what it takes for something to have being is different for different sorts of thing.
3. Intentionality
How is it that subjective mental processes (perceptions, thoughts, etc.) are able to reach beyond
the subject and open us up to an objective world of both worldly entities and meanings? This
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question is one that occupied Husserl perhaps more than any other, and his account of the in-
tentionality of consciousness is central to his attempted answer.
Intentionality is one of the central concepts of Phenomenology from Husserl onwards. As a first
approximation, intentionality is aboutness or directedness as exemplified by mental states. For
example, the belief that The Smiths were from Manchester is about both Manchester and The
Smiths. One can also hope, desire, fear, remember, etc. that the Smiths were from Manchester.
Intentionality is, say many, the way that subjects are “in touch with” the world. Two points of
terminology are worth noting. First, in contemporary non-phenomenological debates, “inten-
tional” and its cognates is often used interchangeably with “representational” and its cognates.
Second, although they are related, “intentionality” (with a “t”) is not to be confused with “inten-
sionality” (with an “s”). The former refers to aboutness (which is the current topic), the latter
refers to failure of truth-preservation after substitution of co-referring terms.
Every mental phenomenon is characterised by what the Scholastics of the Middle Ages
called the intentional (or mental) inexistence of an object, and what we might call, though
not wholly unambiguously, reference to a content, direction towards an object (which is not
to be understood here as meaning a thing) or immanent objectivity. Every mental phenome-
non includes something as object within itself, although they do not all do so in the same
way. In presentation, something is presented, in judgement something is affirmed or denied,
in love loved, in hate hated, in desire desired and so on.
(Brentano 1995, 88)
Brentano thought that all and only psychological states exhibit intentionality, and that in this
way the subject matter of psychology could be demarcated. His, early and notorious, doctrine of
intentional inexistence maintains that the object of an intentional state is literally a part of the
state itself, and is, therefore, an “immanent” psychological entity. This position is based on
Brentano’s adherence to (something like) the first interpretation of the Kantian notion of phe-
nomena mentioned above (Crane 2006).
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Paris (and France). This is in keeping with the suggestion above that when phenomenologists
describe phenomena, they describe worldly things as they are presented in conscious acts, not
mental entities.
Intentionality is not a relation, but rather an intrinsic feature of intentional acts. Relations re-
quire the existence of their relata (the things related to one another), but this is not true of in-
tentionality (conceived as directedness towards a transcendent object). The object of my belief
can fail to exist (if my belief is, for example, about Father Christmas). On Husserl’s picture, ev-
ery intentional act has an intentional object, an object that the act is about, but they certainly
needn’t all have a real object (Husserl 2001, 127).
Husserl distinguishes between the intentional matter (meaning) of a conscious act and its in-
tentional quality, which is something akin to its type (Husserl 2001, 119-22). Something’s being
a belief, desire, perception, memory, etc. is its intentional quality. A conscious act’s being about
a particular object, taken in a particular way, is its intentional matter. An individual act has a
meaning that specifies an object. It is important to keep these three distinct. To see that the lat-
ter two are different, note that two intentional matters (meanings) can say the same thing of the
same object, if they do it in a different way. Compare: Morrissey wrote “I know it’s Over,” and
The lead singer of the Smiths wrote the second track on The Queen is Dead. To see that the first
two (act and meaning) are distinct, on Husserl’s view, meanings are ideal (that is, not spatio-
temporal), and therefore transcend the acts that have them (Husserl 2001, 120). However, in-
tentional acts concretely instantiate them. In this way, psychological subjects come into contact
with both ideal meaning and the worldly entities meant.
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Heidegger’s account of comportment is related to his distinction, in Being and Time, between
the present-at-hand and the ready-to-hand. These describe two ways of being of worldly enti-
ties. We are aware of things as present-at-hand, or occurrent, through what we can call the
“theoretical attitude.” Presence-at-hand is the way of being of things—entities with determinate
properties.
Thus, a hammer, seen through the detached contemplation of the theoretical attitude, is a mate-
rial thing with the property of hardness, woodenness etc. This is to be contrasted with the
ready-to-hand. In our average day-to-day comportments, Dasein encounters equipment as
ready-to-hand,
“The kind of Being which equipment possesses – in which it manifests itself in its own right –
we call ‘readiness-to-hand‘” (Heidegger 1962, sec. 15). Equipment shows itself as that which is
in-order-to, that is, as that which is for something. A pen is equipment for writing, a fork is
equipment for eating, the wind is equipment for sailing, etc. Equipment is ready-to-hand, and
this means that it is ready to use, handy, or available. The readiness-to-hand of equipment is
its manipulability in our dealings with it.
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Merleau-Ponty’s account of intentionality introduces, more explicitly than does Heidegger’s, the
role of the body in intentionality. His account of “motor intentionality” treats bodily activities,
and not just conscious acts in the Husserlian sense, as themselves intentional. Much like
Heidegger, Merleau-Ponty describes habitual, bodily activity as a directedness towards worldly
entities that are for something, what he calls “a set of manipulanda” (Merleau-Ponty 1962,
105). Again, like Heidegger, he argues that motor intentionality is a basic phenomenon, not to
be understood in terms of the conceptually articulated intentionality of conscious acts, as de-
scribed by Husserl. As Merleau-Ponty says, “it is the body which ‘catches’ and ‘comprehends
movement’. The acquisition of a habit is indeed the grasping of a significance, but it is the motor
grasping or a motor significance” (Merleau-Ponty 1962, 142-3). And again, “it is the body which
‘understands'” (Merleau-Ponty 1962, 144).
4. Phenomenology of Perception
Perceptual experience is one of the perennial topics of phenomenological research. Husserl de-
votes a great deal of attention to perception, and his views have been very influential. We will
concentrate, as does Husserl, on the visual perception of three dimensional spatial objects. To
understand Husserl’s view, some background will be helpful.
The conclusion of this argument is incompatible with naïve realism. Once naïve realism is re-
jected, and it is accepted that perception is a relation, not to an ordinary worldly object, but to a
private mental object, something must be said about the relation between these two types of ob-
ject. An indirect realist view holds that there really are both kinds of object. Worldly objects
both cause and are represented by sense data. However, this has often been thought to lead to a
troubling skepticism regarding ordinary physical objects: one could be experiencing exactly the
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same sense data, even if there were no ordinary physical objects causing one to experience
them. That is, as far as one’s perceptual experience goes, one could be undergoing one pro-
longed hallucination. So, for all one knows, there are no ordinary physical objects.
Some versions of a view known as phenomenalism answer this skeptical worry by maintaining
that ordinary physical objects are nothing more than logical constructions out of (collections of)
actual and possible sense data. The standard phenomenalist claim is that statements about or-
dinary physical objects can be translated into statements that refer only to experiences (Ayer
1946). A phenomenalist might claim that the physical object statement “there is a white sheep
in the kitchen” could be analysed as “if one were to currently be experiencing sense-data as of
the inside of the kitchen, then one would experience a white, sheep-shaped sense-datum.” Of
course, the above example is certainly not adequate. First, it includes the unanalysed physical
object term “kitchen.” Second, one might see the kitchen but not the sheep. Nevertheless, the
phenomenalist is committed to the claim that there is some adequate translation into state-
ments that refer only to experiences.
This, of course, is the fundamental orientation of Husserl‘s view. In sensory perception we are
intentionally directed toward a transcendent object. We enjoy, “concrete intentive mental pro-
cesses called perceivings of physical things” (Husserl 1982, sec. 41). Further, Husserl takes this
view to be consistent with the intuition that in part drives naïve realism, that in perception we
are aware of three-dimensional physical things, not subjective mental representations of them.
As Husserl writes, “The spatial physical thing which we see is, with all its transcendence, still
something perceived, given ‘in person’ in the manner peculiar to consciousness” (Husserl 1982,
sec. 43). If the intentional account of perceptual experience is correct, we can agree that naïve
realism is false while avoiding the postulation of private sense data.
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(also called hyle) are non-intentional, purely sensory aspects of experience. Sensory data are, on
Husserl’s account, “animated” by intentions, which “interpret” them (Husserl 1982, 85). Thus,
although perception is an intentional phenomenon, it is not purely intentional; it also has non-
intentional, sensory qualities. In contemporary debates over intentionality and consciousness,
those who believe that experiences have such non-intentional qualities are sometimes said to
believe in qualia.
Husserl refers to that which is co-given as a “horizon,” distinguishing between the internal and
external horizons of a perceived object (Husserl 1973, sec. 8). The internal horizon of an experi-
ence includes those aspects of the object (rear aspect and insides) that are co-given. The exter-
nal horizon includes those objects other than those presented that are co-given as part of the
surrounding environment. In visual experience we are intentionally directed towards the object
as a whole, but its different aspects are given in different ways.
Husserl often uses the term “anticipation” to describe the way in which the merely co-presented
is present in perceptual experience. As he says, “there belongs to every external perception its
reference from the ‘genuinely perceived’ sides of the object of perception to the sides ‘also
meant’—not yet perceived, but only anticipated and, at first, with a non-intuitional emptiness…
the perception has horizons made up of other possibilities of perception, as perceptions that we
could have, if we actively directed the course of perception otherwise” (Husserl 1960, sec. 19).
In these terms, only the front aspect of an object is “genuinely perceived.” Its other features
(rear aspect and insides) are also visually present, but by way of being anticipated. This antici-
pation consists, in part, in expectations of how the object will appear in subsequent experiences.
These anticipations count as genuinely perceptual, but they lack the “intuitional fullness” of the
fully presented. The non-intuitional emptiness of the merely co-given can be brought into intu-
itional fullness precisely by making the previously co-given rear aspect fully present, say, by
moving around the object. Perceptual anticipations have an “if…then…” structure, that is, a per-
ceptual experience of an object is partly constituted by expectations of how it would look were
one to see it from another vantage point.
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Above, phenomenalism was characterised in two ways. On one, the view is that ordinary physi-
cal objects are nothing more than logical constructions out of (collections of) actual and possi-
ble sense data. One the other, the view is that statements about ordinary physical objects can be
translated into statements that refer only to experiences. But, in fact, these views are not equiv-
alent. The first, but not the second, is committed to the existence of sense data.
Husserl’s intentional account of perception does not postulate sense data, so he is not a phe-
nomenalist of the first sort. However, there is some reason to believe that he may be a phenom-
enalist of the second sort. Concerning unperceived objects, Husserl writes:
That the unperceived physical thing “is there” means rather that, from my actually present
perceptions, with the actually appearing background field, possible and, moreover, continu-
ously-harmoniously motivated perception-sequences, with ever new fields of physical things
(as unheeded backgrounds) lead to those concatenations of perceptions in which the physi-
cal thing in question would make its appearance and become seized upon.
(Husserl 1982, sec. 46)
Here Husserl seems to be claiming that what it is for there to be a currently unperceived object
is for one to have various things given, various things co-given and various possibilities of
givenness. That is, he appears to endorse something that looks rather like the second form of
phenomenalism—the view that statements about physical objects can be translated into state-
ments that only make reference to actual and possible appearances. Thus, there is some reason
to think that Husserl may be a phenomenalist, even though he rejects the view that perceptual
experience is a relation to a private, subjective sense datum.
A test case for Sartre’s view concerning the emptiness of consciousness is that of bodily sensa-
tion (for example, pain). A long tradition has held that bodily sensations, such as pain, are non-
intentional, purely subjective qualities (Jackson 1977, chap. 3). Sartre is committed to rejecting
this view. However, the most obvious thing with which to replace it is the view according to
which bodily sensations are perceptions of the body as painful, or ticklish, etc. On such a per-
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ceptual view, pains are experienced as located properties of an object—one’s body. However,
Sartre also rejects the idea that when one is aware of one’s body as subject (and being aware of
something as having pains is a good candidate for this), one is not aware of it as an object
(Sartre 1969, 327). Thus, Sartre is committed to rejecting the perceptual view of bodily
sensations.
In place of either of these views, Sartre proposes an account of pains according to which they
are perceptions of the world. He offers the following example:
My eyes are hurting but I should finish reading a philosophical work this evening…how is
the pain given as pain in the eyes? Is there not here an intentional reference to a transcen-
dent object, to my body precisely in so far as it exists outside in the world? […] [P]ain is to-
tally void of intentionality…. Pain is precisely the eyes in so far as consciousness “exists
them”…. It is the-eyes-as-pain or vision-as-pain; it is not distinguished from my way of ap-
prehending transcendent words.
(Sartre 1969, 356)
Bodily sensations are not given to unreflective consciousness as located in the body. They are
indicated by the way objects appear. Having a pain in the eyes amounts to the fact that, when
reading, “It is with more difficulty that the words are detached from the undifferentiated
ground” (Sartre 1969, 356). What we might intuitively think of as an awareness of a pain in a
particular part of the body is nothing more than an awareness of the world as presenting some
characteristic difficulty. A pain in the eyes becomes an experience of the words one is reading
becoming indistinct, a pain in the foot might become an experience of one’s shoes as
uncomfortable.
There are some philosophers, who imagine we are every moment intimately conscious of
what we call our SELF; that we feel its existence and its continuance in existence…. For my
part, when I enter most intimately into what I call myself, I always stumble on some particu-
lar perception or other, or heat or cold, light or shade, love or hatred, pain or pleasure. I
never can catch myself at any time without a perception, and never can observe anything but
the perception.
(Hume 1978, 251-2)
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Hume claims that reflection does not reveal a continuously existing self. Rather, all that reflec-
tion reveals is a constantly changing stream of mental states. In Humean terms, there is no im-
pression of self and, as a consequence of his empiricism, the idea that we have of ourselves is
rendered problematic. The concept self is not one which can be uncritically appealed to.
However, as Hume recognized, this appears to leave him with a problem, a problem to which he
could not see the answer: “…all my hopes vanish when I come to explain the principles, that
unite our successive perceptions in our thought or consciousness” (Hume 1978, 635-6). This
problem concerns the unity of consciousness. In fact there are at least two problems of con-
scious unity.
The first problem concerns the synchronic unity of consciousness and the distinction between
subjects of experience. Consider four simultaneous experiences: e1, e2, e3 and e4. What makes
it the case that, say, e1 and e2 are experiences had by one subject, A, while e3 and e4 are experi-
ences had by another subject, B? One simple answer is that there is a relation that we could call
ownership such that A bears ownership to both e1 and e2, and B bears ownership to both e3
and e4. However if, with Hume, we find the idea of the self problematic, we are bound to find
the idea of ownership problematic. For what but the self could it be that owns the various
experiences?
The second problem concerns diachronic unity. Consider four successive conscious experi-
ences, e1, e2, e3 and e4, putatively had by one subject, A. What makes it the case that there is
just one subject successively enjoying these experiences? That is, what makes the difference be-
tween a temporally extended stream of conscious experience and merely a succession of experi-
ences lacking any experienced unity? An answer to this must provide a relation that somehow
accounts for the experienced unity of conscious experience through time.
So, what is it for two experiences, e1 and e2, to belong to the same continuous stream of con-
sciousness? One thought is that e1 and e2 must be united, or synthesised, by the self. On this
view, the self must be aware of both e1 and e2 and must bring them together in one broader ex-
perience that encompasses them. If this is right then, without the self to unify my various expe-
riences, there would be no continuous stream of conscious experience, just one experience after
another lacking experiential unity. But our experience is evidently not like this. If the unity of
consciousness requires the unifying power of the self, then Hume’s denial of self-awareness,
and any consequent doubts concerning the legitimacy of the idea of the self, are deeply
problematic.
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The thought that these representations given in intuition all together belong to me means,
accordingly, the same as that I unite them in a self-consciousness, or at least can unite them
therein…for otherwise I would have as multicoloured, diverse a self as I have representa-
tions of which I am conscious.
(Kant 1929, sec. B143)
Thus, Kant requires that the notion of the self as unifier of experience be legitimate.
Nevertheless, he denies that reflection reveals this self to direct intuition:
…this identity of the subject, of which I can be conscious in all my representations, does not
concern any intuition of the subject, whereby it is given as an object, and cannot therefore
signify the identity of the person, if by that is understood the consciousness of the identity of
one’s own substance, as a thinking being, in all change of its states.
(Kant 1929, sec. B408)
The reason that Kant can allow the self as a legitimate concept despite the lack of an intuitive
awareness of the self is that he does not accept the empiricism that drove Hume’s account. On
the Kantian view, it is legitimate to appeal to an I that unifies experience since such a thing is
precisely a condition of the possibility of experience. Without such a unifying self, experience
would not be possible, therefore the concept is legitimate. The I, on this account, is transcen-
dental—it is brought into the account as a condition of the possibility of experience (this move
is one of the distinctive features of Kantian transcendental philosophy).
However, Husserl departs from Kant, and before him Hume, in claiming that this self is experi-
enced in direct intuition. He claims that, “I exist for myself and am constantly given to myself,
by experiential evidence, as ‘I myself.’ This is true of the transcendental ego and, correspond-
ingly, of the psychologically pure ego; it is true, moreover, with respect to any sense of the word
ego.” (Husserl 1960, sec. 33).
On Kant’s view, the I is purely formal, playing a role in structuring experience but not itself
given in experience. On Husserl’s view, the I plays this structuring role, but is also given in in-
ner experience. The ego appears but not as (part of) a mental process. It’s presence is continual
and unchanging. Husserl says that it is, “a transcendency within immanency” (Husserl 1982,
sec. 57). It is immanent in that it is on the subject side of experience; It is transcendent in that it
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is not an experience (or part of one). What Husserl has in mind here is somewhat unclear, but
one might liken it to the way that the object as a whole is given through an aspect—except that
the ego is at “the other end” of intentional experience.
Here Sartre appears to be siding with Hume and Kant on the question of the givenness of the
self with respect to everyday, pre-reflective consciousness. However, Sartre departs from the
Humean view, in that he allows that the ego is given in reflective consciousness:
…the I never appears except on the occasion of a reflexive act. In this case, the complex
structure of consciousness is as follows: there is an unreflected act of reflection, without an
I, which is directed on a reflected consciousness. The latter becomes the object of the reflect-
ing consciousness without ceasing to affirm its own object (a chair, a mathematical truth,
etc.). At the same time, a new object appears which is the occasion of an affirmation by re-
flective consciousness…This transcendent object of the reflective act is the I.
(Sartre 1960, 53)
On this view, the self can appear to consciousness, but it is paradoxically experienced as some-
thing outside of, transcendent to, consciousness. Hence the transcendence of the ego, Sartre’s
title.
With respect to unreflective consciousness, however, Sartre denies self-awareness. Sartre also
denies that the ego is required to synthesise, or unite, one’s various experiences. Rather, as he
sees it, the unity of consciousness is achieved via the objects of experience, and via the temporal
structure of experience. Although his explanation is somewhat sketchy, his intent is clear:
…it is certain that phenomenology does not need to appeal to any such unifying and individ-
ualizing I…The object is transcendent to the consciousness which grasps it, and it is in the
object that the unity of the consciousness is found…It is consciousness which unifies itself,
concretely, by a play of “transversal” intentionalities which are concrete and real retentions
of past consciousnesses. Thus consciousness refers perpetually to itself.
(Sartre 1960, 38-9)
6. Phenomenology of Time-Consciousness
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The specious present is present in the sense that the phases of the temporal object are experi-
enced as present. The specious present is specious in that those phases of the temporal object
that occur at times other than the present instant are not really present. But this would seem to
have the bizarre consequence that we experience the successive phases of a temporal object as
simultaneous. That is, a moving object is simultaneously experienced as being at more than one
place. It goes without saying that this is not phenomenologically accurate.
Also, given that our experience at each instant would span a duration longer than that instant, it
seems that we would experience everything more than once. In a sequence of notes c, d, e we
would experience c at the time at which c occurs, and then again at the time at which d occurs.
But, of course, we only experience each note once.
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The primal impression is an intentional awareness of the present event as present. Retention is
an intentional awareness of the past event as past. Protention is an intentional awareness of the
future event as about to happen. Each is an intentional directedness towards a present, past
and future event respectively. As Husserl puts matters, “In each primal phase that originally
constitutes the immanent content we have retentions of the preceding phases and protentions
of the coming phases of precisely this content” (Husserl 1991, sec. 40). The movement from
something’s being protended, to its being experienced as a primal impression, to its being re-
tained, is what accounts for the continuous stream of experience. Retention and protention
form the temporal horizon against which the present phase is perceived. That is, the present is
perceived as that which follows a past present and anticipates a future present.
c. Absolute Consciousness
Not only does the present experience include a retention of past worldly events, it also includes
a retention of the past experiences of those past events. The same can be said with regard to
protention. The fact that past and future experiences are retained and protended respectively,
points towards this question: What accounts for the fact that mental acts themselves are experi-
enced as enduring, or as having temporal parts? Do we need to postulate a second level of con-
scious acts (call it “consciousness*”) that explains the experienced temporality of immanent ob-
jects? But this suggestion looks as though it would involve us in an infinite regress, since the
temporality of the stream of experiences constituting consciousness* would need to be ac-
counted for.
Husserl’s proposed solution to this puzzle involves his late notion of “absolute constituting con-
sciousness.” The temporality of experiences is constituted by a consciousness that is not itself
temporal. He writes: “Subjective time becomes constituted in the absolute timeless conscious-
ness, which is not an object” (Husserl 1991, 117). Further, “The flow of modes of consciousness
is not a process; the consciousness of the now is not itself now…therefore sensation…and like-
wise retention, recollection, perception, etc. are nontemporal; that is to say, nothing in imma-
nent time.” (Husserl 1991, 345-6).
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7. Conclusion
Husserlian and post-Husserlian phenomenology stands in complex relations to a number of dif-
ferent philosophical traditions, most notably British empiricism, Kantian and post-Kantian
transcendental philosophy, and French existentialism. One of the most important philosophical
movements of the Twentieth Century, phenomenology has been influential, not only on so-
called “Continental” philosophy (Embree 2003), but also on so-called “analytic” philosophy
(Smith and Thomasson 2005). There continues to be a great deal of interest in the history of
phenomenology and in the topics discussed by Twentieth Century phenomenologists, topics
such as intentionality, perception, the self and time-consciousness.
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Author Information
Joel Smith
Email: joel.smith@manchester.ac.uk
University of Manchester
United Kingdom
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