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Aseptic Processing and Packaging of Foods

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Aseptic Processing and

Packaging of Foods
Dennis R. Heldman
CoFE 2005
November 4, 2005
Introduction
• Aseptic processing & packaging has a long
and significant history
• Numerous developments and applications
have contributed to the current status
• Many food products are available to
consumers as a result of these
developments
• Convenience and quality are significant
factors in successful products
Objectives
• To define and describe the process, with
emphasis on current applications
• To review the history and evolution of the
process
• To present and discuss a specific case
study dealing with application of the
process
• To review factors contributing to the
success and failure of applications
Definitions and
Descriptions
• Early definition – “a process involving the
placement of a sterile product in a sterile package
in a sterile environment”
• Components of the process:
1. Sterilization of the product, usually a
continuous process
2. Sterilization of the package, usually just prior
to filling
3. Filling of product into package in a sterile
environment
Process Description
• Key Process Components
Package Material Package
or Container Sterilization

Raw Product Aseptic Final


Product Preservation Filling Product
Definitions and
Descriptions
• Applications and developments have created
significant variations from the original definition
• Current descriptions include:
1. Preservation treatments with less than
commercial sterilization
2. Packaging with less than complete
sterilization
3. Filling environments that are “ultra-clean”
Early History
• 1914 – development of sterile filters for wine
industry
• 1915 – patent granted for Pure-Pak carton; folded
blank waxed cardboard package
• 1948 – first commercially-successful equipment –
the Martin system
• 1950s – the Dole Aseptic Canning System;
independent sterilization of product and can
• 1950s – the Avoset system; UHT processing of
cream; filling into sterile glass bottles
History of Aseptic
Process
• 1950s – Tetra Pak introduced tetrahedron
package; primarily for milk and liquid dairy
products
• 1963 – Tetra Pak initiated use of rectangular
carton; Tetra Brik
• 1981 – FDA approved hydrogen peroxide as
sterilization agent for polyethylene in contact
with a food product
• 1981 – Ocean Spray introduced “juice boxes” to
market
History of Aseptic
Process
• 1985 – Ocean Spray began packaging juice drinks
in PET plastic bottles
• Late 1980s – introduction of pudding in plastic
cups
• Late 1980s – marketing of liquid whole eggs in
paperboard cartons
• 1990s – advances in higher speed filling equipment
and HDPE/PET packaging
• 2003 – aseptic filling of non-carbonated
beverages in cans in France
Case Study
• Campbell Soup Company in the 1980s
• CEO sets goal of replacing metal cans with
plastic containers
• Company had history of research in metal
cans and in can manufacturing
• Company makes commitment to research
and manufacture in plastic packaging and
containers
Case Study (continued)
• Initial Steps:
1. Created pilot plant with state-of-the-
art preservation and filling equipment
2. Began product formulations for liquid
and low viscosity soup products
3. Initiated development of HDPE and PET
cans for soup products
4. Conducted preliminary consumer tests
to evaluate concept
Case Study (continued)
• Preliminary results:
1. Internal evaluation of products were
generally positive; superior quality
attributes when compared to same
product in metal can
2. Processing and filling equipment met
expectations
3. Plastic cans and packages were
acceptable
Case Study (continued)
• Challenges and limitations:
1. Regulatory system was a significant
challenge
2. Processes for products containing
particles (many soups) became major
hurdle
3. Filling systems for high viscosity liquids
and products containing particles were
not readily available
Case Study (continued)
• Final Analysis:
1. Consumer viewed aseptic product as “new”; not
as replacement of traditional product
2. Aseptic product attributes (flavor and texture)
were not viewed as improvement as
compared to product from metal can
3. Consumer was very comfortable with metal can:
security, quality, shelf-life
Success and Failure
• Milk – in U.S., could not overcome flavor
associated with UHT product
• Juice products – convenience associated
with aseptic packages has been primary
success factor
• Liquid egg products – provided safe
delivery system for perishable product
• Soups – limited success with niche
products
Success Factors
• Extended shelf life of products, not
replacement of traditional shelf-stable
products
• Lower distribution costs, primarily
associated with reduced package weight
• Flexibility in package design; convenience
for consumer
• Presentation of information on label

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