2011 WGOPreandprobiotics
2011 WGOPreandprobiotics
2011 WGOPreandprobiotics
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CONTENTS
1 Probiotics—the concept 2
2 Products, health claims, and commerce 3
3 Probiotics—the science 6
4 Clinical applications 6
5 Probiotics, prebiotics, and evidence—the global picture 13
List of tables
Table 1 Definitions used by the international scientific associations for probiotics and prebiotics 2
Table 2 Definitions 2
Table 3 Nomenclature for microorganisms 3
Table 4 Examples of probiotic strains in products 4
Table 5 Information on suppliers of probiotics and prebiotics 5
Table 6 Human intestinal microbiota. The gut microbiota form a diverse and dynamic ecosystem, including bacteria, Archaea, and
Eukarya that have adapted to live on the intestinal mucosal surface or within the gut lumen 6
Table 7 Mechanisms of probiotic/host interaction. Symbiosis between microbiota and the host can be optimized by pharmacological or
nutritional interventions in the gut microbial ecosystem using probiotics or prebiotics 7
Table 8 Evidence-based pediatric indications for probiotics and prebiotics in gastroenterology 8
Table 9 Evidence-based adult indications for probiotics and prebiotics in gastroenterology 10
List of figures
Figure 1 Electron micrograph of Lactobacillus salivarius 118 adhering to Caco-2 cells 2
Figure 2 Spectrum of interventions that can affect health and disease 3
Figure 3 The normal microbiota and probiotics interact with the host in metabolic activities and immune function and prevent
colonization of opportunistic and pathogenic microorganisms 7
PROBIOTICS—THE CONCEPT
History and Definitions
A century ago, Elie Metchnikoff (a Russian scientist,
Nobel laureate, and professor at the Pasteur Institute in
Paris) postulated that lactic acid bacteria (LAB) offered
health benefits capable of promoting longevity. He sug-
gested that “intestinal autointoxication” and the resultant
aging could be suppressed by modifying the gut microbiota
and replacing proteolytic microbes such as Clostridium—
which produce toxic substances including phenols, indoles,
and ammonia from the digestion of proteins—with useful
microbes. He developed a diet with milk fermented with the
bacterium he called “Bulgarian bacillus.”
In 1917, before Sir Alexander Fleming’s discovery of
penicillin, the German professor Alfred Nissle isolated a
nonpathogenic strain of Escherichia coli from the feces of
a First World War soldier who did not develop enterocolitis
during a severe outbreak of shigellosis. Disorders of the
intestinal tract were frequently treated with viable non-
pathogenic bacteria to change or replace the intestinal FIGURE 1. Electron micrograph of Lactobacillus salivarius 118
ssmicrobiota. The E. coli strain Nissle 1917 is one of the few adhering to Caco-2 cells. Neurogastroenterology and Motility: the
examples of a non-LAB probiotic. Official Journal of the European Gastrointestinal Motility Society
Bifidobacterium was first isolated by Henry Tissier (of by European Gastrointestinal Motility Society. Reproduced with
the Pasteur Institute) from a breastfed infant, and he named permission of Blackwell Publishing Ltd. in the format Journal
the bacterium Bacillus bifidus communis. Tissier claimed through Copyright Clearance Center.
that bifidobacteria would displace the proteolytic bacteria
that cause diarrhea and recommended the administration of agricultural materials (cereals, roots, tubers, fruit and vege-
bifidobacteria to infants suffering from this symptom. tables, milk, meat, fish, etc.) (Table 2).
The term “probiotics” was first introduced in 1965 by Prebiotics and Synbiotics
Lilly and Stillwell; in contrast to antibiotics, probiotics were
Prebiotics are dietary substances (mostly consisting of
defined as microbially derived factors that stimulate the
nonstarch polysaccharides and oligosaccharides poorly di-
growth of other organisms (Table 1). In 1989, Roy Fuller
gested by human enzymes) that nurture a selected group of
emphasized the requirement of viability for probiotics and
microorganisms living in the gut. They favor the growth of
introduced the idea that they have a beneficial effect on the
beneficial bacteria over that of harmful ones.
host.
Unlike probiotics, most prebiotics are used as food
ingredients—in biscuits, cereals, chocolate, spreads, and dairy
What Are Probiotics?
products, for example. Commonly known prebiotics are:
Probiotics are live microbes that can be formulated Oligofructose
into many different types of product, including foods, drugs, Inulin
and dietary supplements. Species of Lactobacillus (Fig. 1) Galactooligosaccharides
and Bifidobacterium are most commonly used as probiotics, Lactulose
but the yeast Saccharomyces cerevisiae and some E. coli and Breast milk oligosaccharides
Bacillus species are also used as probiotics. LAB, including
Lactobacillus species, which have been used for preservation
of food by fermentation for thousands of years, can serve a TABLE 2. Definitions
dual function by acting as agents for food fermentation and,
LAB A functional classification of nonpathogenic,
in addition, potentially imparting health benefits. Strictly nontoxigenic, gram-positive, fermentative
speaking, however, the term “probiotic” should be reserved bacteria that are associated with the production
for live microbes that have been shown in controlled human of lactic acid from carbohydrates, making them
studies to impart a health benefit. Fermentation of food pro- useful for food fermentation. Species of
vides characteristic taste profiles and lowers the pH, which Lactobacillus, Lactococcus, and Streptococcus
prevents contamination by potential pathogens. Fermenta- thermophilus are included in this group. As the
tion is globally applied in the preservation of a range of raw genus Bifidobacterium is not associated with food
fermentation and is taxonomically distinct from
the other LABs, it is not usually grouped as a
TABLE 1. Definitions Used by the International Scientific member of the LABs. Many probiotics are also
Associations for Probiotics and Prebiotics LABs, but some probiotics (such as certain strains
of Escherichia coli, spore formers, and yeasts used
Probiotics Live microorganisms that confer a health benefit on the as probiotics) are not
host when administered in adequate amounts Fermentation A process by which a microorganism transforms
Prebiotic Selectively fermented ingredients that result in specific food into other products, usually through the
changes in the composition and/or activity of the production of lactic acid, ethanol, and other
gastrointestinal microbiota, thus conferring benefit(s) metabolic end products
upon host health
Synbiotics Products that contain both probiotics and prebiotics LAB indicates lactic acid bacteria.
The question of safety has been raised with the more probiotic strains. Conventional toxicology and safety
recent use of intestinal isolates of bacteria delivered in evaluation is not sufficient, as a probiotic is meant to
high numbers to severely ill patients. Use of probiotics in survive and/or grow to benefit humans.
ill persons is restricted to the strains and indications with From a scientific perspective, the suitable description of
proven efficacy, as described in section 5. Testing or use a probiotic product as reflected on the label should include:
of probiotics in other disease indications is only accept- Genus and species identification, with nomenclature con-
able after approval by an independent ethics committee. sistent with current scientifically recognized names.
On the basis of the prevalence of lactobacilli in fermented Strain designation.
food, as normal colonizers of the human body, and the Viable count of each strain at the end of shelf life.
low level of infection attributed to them, the safety of Recommended storage conditions.
these microbes has been reviewed and their pathogenic Safety under the conditions of recommended use.
potential is deemed to be quite low. Recommended dose, which should be based on induc-
On the basis of the FAO/WHO report (2002), a tion of the claimed physiological effect.
multidisciplinary approach is necessary to examine the An accurate description of the physiological effect, as far
pathologic, genetic, toxicological, immunologic, gastro- as is allowable by law.
enterological, and microbiological safety aspects of new Contact information for postmarket surveillance.
TABLE 6. Human Intestinal Microbiota. The Gut Microbiota Form a Diverse and Dynamic Ecosystem, Including Bacteria, Archaea, and
Eukarya that Have Adapted to Live on the Intestinal Mucosal Surface or Within the Gut Lumen
Stomach and duodenum
Harbor very low numbers of microorganisms: <103 bacterial cells/g
of contents
Mainly lactobacilli and streptococci
Acid, bile, and pancreatic secretions suppress most ingested
microbes
Phasic propulsive motor activity impedes stable colonization of the
lumen
Jejunum and ileum
No. bacteria progressively increase from approximately 104 cells in
the jejunum to 107 cells/g of contents in the distal ileum
Large intestine
Heavily populated by anaerobes: 1012 cells/g of luminal contents
1, mouth; 2, pharynx; 3, tongue; 4, esophagus; 5, pancreas; 6, stomach; 7, liver; 8, transverse colon; 9, gallbladder; 10, descending colon; 11, duodenum; 12,
jejunum; 13, ascending colon; 14, sigmoid colon; 15, ileum; 16, rectum; 17, anus.
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3. Agarwal KN, Bhasin SK. Feasibility studies to control acute diarrhoea in children by feeding fermented milk preparations Actimel and
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5. Szajewska H, Mrukowicz J. Meta-analysis: non-pathogenic yeast Saccharomyces boulardii in the prevention of antibiotic-associated
diarrhoea. Aliment Pharmacol Ther. 2005;22:365–372.
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infections: a randomized study. Pediatrics. 1999;104:1–4.
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J Pediatr. 1999;135:564–568.
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9. Ruszczyński M, Radzikowski A, Szajewska H. Clinical trial: effectiveness of Lactobacillus rhamnosus (strains E/N, Oxy and Pen) in the
prevention of antibiotic-associated diarrhoea in children. Aliment Pharmacol Ther. 2008;28:154–161.
10. Szajewska H, Kotowska M, Mrukowicz JZ, et al. Efficacy of Lactobacillus GG in prevention of nosocomial diarrhea in infants.
J Pediatr. 2001;138:361–365.
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(DN-114 001) to decrease the rate of illness in kids: the DRINK study. Eur J Clin Nutr. 2010;64:669–677.
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001) on acute diarrhoea in children attending day care centres. Int J Clin Pract. 1999;53:179–184.
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agents. Pediatrics. 2005;115:5–9.
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double-blind placebo-controlled field trial in an urban slum. Epidemiol Infect. 2011;139:919–926.
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casei DN-114 001 and the eradication of H. pylori in children: a prospective randomized double-blind study. J Clin Gastroenterol.
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double-blind, randomized, placebo-controlled study. J Pediatrics. 2010;157:598–602.
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J Paediatr Child Health. 2010. [Epub ahead of print]. DOI: 10.1111/j.1440-1754.2010.01797.x.
22. Savino F, Cordisco L, Tarasco V, et al. Lactobacillus reuteri DSM 17938 in infantile colic: a randomized, double-blind, placebo-
controlled trial. Pediatrics. 2010;126:e526–e533.
23. Lin HC, Hsu CH, Chen HL, et al. Oral probiotics prevent necrotizing enterocolitis in very low birth weight preterm infants: a
multicenter, randomized, controlled trial. Pediatrics. 2008;122:693–700.
24. Lin HC, Su BH, Chen AC, et al. Oral probiotics reduce the incidence and severity of necrotizing enterocolitis in very low birth weight
infants. Pediatrics. 2005;115:1–4.
25. Bin-Nun A, Bromiker R, Wilschanski M, et al. Oral probiotics prevent necrotizing enterocolitis in very low birth weight neonates. J
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TABLE 9. (continued)
Recommended Evidence
Disorder, Action Probiotic Strain/Prebiotic Dose Level References Comments
Bifidobacterium breve Bb99 and
Propionibacterium freudenreichii species
shermanii
Bifidobacterium longum 101 (29%), 1010 cfu, once 1b 31, 25 —
Lactobacillus acidophilus 102 (29%), daily
Lactococcus lactis 103 (29%), and
Streptococcus thermophilus 104 (13%)
Short-chain fructooligosaccharides 5 g/d 2b 32 —
Galactooligosaccharides 3.5 g/d 2b 33 —
Bacillus coagulans GBI-30, 6086 2 109 cfu, 2b 34 —
once daily
Maintenance of Escherichia coli Nissle 1917 5 1010 viable 1b 35 —
remission in bacteria,
ulcerative colitis twice daily
Treatment of mildly VSL#3 mixture of 8 strains (1 2-9 1011 cfu, 1b 36, 37, 43 —
active ulcerative Streptococcus thermophilus, 4 twice daily
colitis or Lactobacillus, 3 Bifidobacterium)
pouchitis
Prevention and VSL#3 mixture of 8 strains (1 2-4.5 1011 cfu, 1b 38 —
maintenance of Streptococcus thermophilus, 4 twice daily
remission in Lactobacillus, 3 Bifidobacterium)
pouchitis
Treatment of Lactulose 20-40 g/d 1a 39 Review of cohort studies
constipation
Oligofructose > 20 g/d 2a 40 Review of cohort studies
Treatment of Lactulose 45-90 g/d 1a 41 Systematic review of RCTs
hepatic
encephalopathy
Prevention of Lactobacillus casei Shirota in 1010 cfu, once 1b 42 —
common fermented milk daily
infections in
athletes
LAB indicates lactic acid bacteria.
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ulcerative colitis. Clin Gastroenterol Hepatol. 2009;7:1202–1209.
Minimal hepatic encephalopathy was reversed in 50% of Nonalcoholic Fatty Liver Disease
patients treated with a synbiotic preparation (4 probiotic The usefulness of probiotics as a treatment option has
strains and 4 fermentable fibers, including inulin and not been sufficiently confirmed through randomized clinical
resistant starch) for 30 days. trials.
Prevention of Systemic Infections
Immune Response There is insufficient evidence to support the use of
There is suggestive evidence that several probiotic probiotics and synbiotics in critically ill adult patients in
strains and the prebiotic oligofructose are useful in boosting intensive care units.
the immune response. Indirect evidence has been obtained in
studies aimed at preventing acute infectious disease (noso-
PROBIOTICS, PREBIOTICS, AND EVIDENCE—THE
comial diarrhea in children, influenza episodes in winter)
and studies that tested antibody responses to vaccines. GLOBAL PICTURE
Tables 8 and 9 summarize a number of clinical conditions
for which there is evidence, from at least 1 well-designed and
Inflammatory Bowel Disease properly powered clinical trial, that oral administration of a
Pouchitis: specific probiotic strain or a prebiotic is effective and beneficial
There is good evidence for the usefulness of probiotics in for a healthy or therapeutic outcome. The list may not be
preventing an initial attack of pouchitis (VSL#3), and in complete, as the flow of new published studies has been con-
preventing further relapse of pouchitis after the induc- tinuous during the past few years. The level of evidence may
tion of remission with antibiotics. Probiotics can be vary between the different indications. Recommended doses
recommended to patients with pouchitis of mild activity, are those shown to be useful in the trials. The order of the
or as maintenance therapy for those in remission. products listed is random. Currently, there is insufficient
Ulcerative colitis: evidence from comparative studies to rank the products with
The probiotic E. coli Nissle strain may be equivalent to proven efficacy.
mesalazine in maintaining remission of ulcerative colitis.
The probiotic mixture VSL#3 has shown efficacy to AUTOMATIC SEARCHES AND FURTHER READING
induce and maintain remission in children and adults
with mild to moderate ulcerative colitis. Automatic PubMed Searches
Crohn’s disease:
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Several studies have demonstrated significant ther-
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A reduction in abdominal bloating and flatulence as a result
of probiotic treatments is a consistent finding in published
studies; some strains may ameliorate pain and provide
global relief (B. infantis 35624) in addition. L. reuteri may Sensitive literature search for
improve colicky symptoms within 1 week of treatment, as probiotics research published
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functional abdominal pain. begin the search.
Lactose Malabsorption
S. thermophilus and L. delbrueckii subsp. bulgaricus
improve lactose digestion and reduce symptoms related to References and Further Reading
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Clinical trials have shown that probiotic supple- probiotics for preventing necrotizing enterocolitis in preterm
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16. Sazawal SG, Hiremath U, Dhingra P, et al. Efficacy of QUERIES AND FEEDBACK
probiotics in prevention of acute diarrhoea: a meta-analysis of The Guidelines Committee welcomes any comments
masked randomised, placebo-controlled trials. Lancet Infect and queries that readers may have. Do you feel we have
Dis. 2006;6:374–382.
neglected some aspects of the topic? Do you think that
17. Shanahan F. Probiotics in perspective. Gastroenterology. 2010; some procedures are associated with extra risk? Tell us
139:1808–1812.
about your own experience. You are welcome to e-mail the
18. Szajewska H, Ruszczyński M, Radzikowski A. Probiotics in
the prevention of antibiotic-associated diarrhea in children: a address below and let us know your views.
meta-analysis of randomized controlled trials. J Pediatr.
2006;149:367–372.
19. Szajewska H, Skórka A, Dylag M. Meta-analysis: Saccha- guidelines@worldgastroenterology
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