LGPMS User Guide Version 2
LGPMS User Guide Version 2
LGPMS User Guide Version 2
Management System:
The Revised Indicator System
and Website
A User’s Guide
August 2009
Utilizing LGPMS Results: What They Said
The LGPMS, as a web-based system, was first implemented in 2005. The online system with
results from 2004-2006 has been utilized in various ways by LGPMS stakeholders. Excerpts from
some of the articles written and published on how LGPMS was appreciated and used were put
together in this Manual to document past experiences on LGPMS result utilization.
Reporting to the Citizens and Preparation of the Executive and Legislative Agenda
“In Antique, LGPMS… has been the source of information in preparing the State of
the Province Address delivered by the Governor and the Executive and Legislative
Agenda of the province and the municipalities, PD Maza said.”
“To Mayor Piang (Upi, Maguindanao), the LGPMS colors provide chief executives
like him handy and simple guides to help them prioritize activities and investments
in a given year. As a self-assessment tool, the LGPMS shows the LGU’s strong and
weak areas and leaves it to the latter to decide on their priorities based on the
information presented. According to Mayor Piang, with LGPMS, he realized that
environmental management was his LGU’s weak area because it had no
environmental code and solid waste management program.”
“In the cities of Calbayog in Samar and the Island Garden City of Samal (IGaCoS) in
Davao Norte, LGPMS provided a framework for strengthening the operational
procedures of the city governments. Both cities have organized their operating
systems around the five performance areas of LGPMS. Operations were clustered
around governance, administration, social services, economic development, and
environmental.”
Research Studies
“Dear Director Acosta: … I would like to ask for your permission to use selected LGPMS
indicators for my current research project. The focus of my research at the Asia-Pacific
Research Center, Stanford University is on “drivers of local governance”. The analysis of
LGPMS data would help to shed empirical light on the performance of sub-national
governments over the last years and, in doing so, greatly benefit this research project.”
Annexes
Annex A. Definition of Terms.........................................................................................................29
Annex B. Menu of Indicators.........................................................................................................31
Annex C. LGPMS Scaling Table.......................................................................................................48
Annex D.1 Sample e-SLGR..............................................................................................................73
Annex D.2 Sample Financial Performance e-Report......................................................................79
Annex D.3 e-SLDR...........................................................................................................................83
The LGPMS serves as a robust on-line national information system on local governments. It generates
information that are useful in policy and program development, both at the local and national
government levels.
LGPMS is for:
1. LGUs – to monitor their performance and to assess their state of development for the purpose
of influencing local and national decisions or actions essential in the provision of quality basic
services to the constituents, and in addressing development gaps in the locality.
2. DILG - to link the information generated from the system to Department plans and programs
that impact on local governments as it pursues its mandate of supporting the capacity
development of LGU's towards self-governance, and development and its administrative oversight
role in advancing in the interest of public accountability .
3. Other Users, i.e., other national government agencies, development institutions, investors, NGOs,
academe and the general public - to facilitate research and the pulling of information about local
governments as inputs to development studies, policy or project development.
The LGPMS, as enhanced, is now dubbed as LGPMS Version 2. The enhanced version
maintains its use as a self-assessment management tool for local governments. It is a web-
based system that has the ability to produce information on the state of local governance
performance, and the state of local development, using governance and development
indicators.
What are new in this version? In general terms, revisions are made on the following:
1. LGPMS Characteristics
2. Conceptual Framework
3. Indicator Structure, Benchmark and Calculation
4. LGPMS Online Reports: Reporting Framework and Interpretation Guide
5. The LGPMS Website
Highlights of changes on the operational issues in the old LGPMS version are:
1. Unavailability of Data - most of the LGUs suffer from dearth of “exact” information,
especially on numerical values that the indicators require. The issue on unavailability of
data distorts the information that the LGPMS should be producing.
Except for financial indicators which ask for exact percentage values, the revised LGPMS
no longer asks for exact values but instead asks on where the LGU fits on a range of
values or description. In this manner, the respondent can provide estimated but
educated information. It is better to have an estimated information from an LGU expert
rather than no information at all.
In the revised LGPMS, the LGU respondents are required to affix their signatures in the
Certification Page which is attached to the Data Capture Form as a means of testifying
the validity of information provided.
3. Data Capture Form - In the old LGPMS, the Data Capture Form is separated from the
Technical Notes. The users need to look at the two documents to understand the
indicators. Combining the two documents, the total number of pages reaches to about
200. This has implication on the printing cost and immediate understanding of
indicators by the LGU users.
Reduced number of pages. In the revised LGPMS, the Data Capture Forms and the
Technical Notes are contained in one document. The number of pages is reduced
from 200 to about 25-50 pages.
Simpler and more user-friendly. The indicators are translated into questions or
statements that are easily understood by the respondents.
Example:
The LGPMS Version 2 is designed as a self-assessment tool and a survey tool at the same
time.
LGPMS as a self-assessment tool -- the LGPMS has the ability to assess performance
and state of development, using sets of questions (indicators). It is called self-
assessment since respondents are local government officials and functionaries
themselves. An artificial intelligence on the interpretation of results is embedded in the
system. As an assessment tool, a benchmark and a scaling system are used to measure
performance and state of development. Two benchmarks are used: External
Benchmark and Internal Benchmark. External benchmark is utilized to compare and
appraise local government performance and state of development based on standards,
national average or targets. On the other hand, Internal Benchmark is used to evaluate
current year performance as compared to performance in previous years.
LGPMS as a survey tool -- the LGPMS is a survey tool with the main purpose to gather
raw data from local governments, with the analysis done manually. This means that no
analysis or artificial intelligence is integrated in the system for a particular survey and
purpose. The LGPMS is capable of conducting multiple surveys in one year. This opens
a venue where other required data of the DILG or of other national government agencies
such as the Department of Health and the Department of Tourism, which are not
covered by the LGPMS indicators, can be gathered through the LGPMS web-database
system.
Recognizing the merit of this argument, and considering the intention of LGPMS in providing
the LGUs, particularly the Local Chief Executives, with information that enable them to
effectively manage their local government units by improving their LGU performance, the
revised LGPMS conceptual framework was developed.
Information on the State of Local Governance Performance and the State of Local
Development are equally important inputs in managing LGU performance in local governance.
Here are the pointers considered in revising the LGPMS Indicator Clusters: (a) clustering
should be based on the new LGPMS conceptual framework; (b) clustering should reflect
ecosystem uniqueness of the LGUs; and (c) the cluster-titles should be more descriptive of
areas being assessed.
The LGPMS Version 2 is composed of two core indicator clusters: Governance Indicators
Cluster and Development Indicators Cluster. Governance Indicators are collected and
reported annually, while development indicators are collected and reported every three
years.
The type of indicators determines the data inputs and the level of information that can
be generated from the system. There are four types of indicators in the LGPMS.
Percentage Indicators - Unlike in the old LGPMS, numerators and denominators are
no longer asked as data inputs. Computed percentage value is what to be inputted
in the Data Capture Form. This means that LGU users have to compute for the
percentage value manually if the data are raw. Percentage indicators apply only on
financial indicators.
Example:
% Locally Sourced to
Total LGU Revenues %
Exclusive List Indicators - This type of indicator can be commonly seen in the
LGPMS indicators. The LGU user has to select one among the range of values or
description that fits the situation of the LGU.
More than 100 21 – 100 houses 6 – 20 houses per 2 – 5 houses per 0 – 1 squatter
houses per km per km stretch km stretch within km stretch within house per km
stretch within 50 within lakeside or 50 meters of 50 meters of stretch within 50
meters of lakeside riverbank lakeside or lakeside or meters lakeside or
or riverbank (too riverbank riverbank riverbank
many to count)
List Indicators - This is another common type of indicator in the LGPMS especially in
Governance Indicators. The LGU user has to select one or more descriptions that fit
the LGU situation.
Example:
There are some “List Indicators” that verify the absence or presence of a structure or
tool. If a structure or tool is present, the list of descriptions is to be answered to
assess its quality or effectiveness. The processing rule is called “Leading Question.”
Example:
2.3 Existing local rules and regulations which are not being
enforced Yes No
Profile Indicators - Profile indicators are not part of the scaling system but are
generated to support the analysis, and also, to provide the user with basic facts
about the LGU. Profile indicators include demographic, economic profile, tourism
potential, and contact information.
2. Indicator Applicability
LGPMS Indicators are customized to local government units following these applicability
criteria:
Income Classification – either for Highly Urbanized Cities, 1st-3rd class and/or 4th to 6th
class
In this way, local governments are assessed based on political structure, economic and
ecosystem characteristics.
Example:
- National averages are commonly used for financial indicators. An LGU is compared
to national average of LGUs with the same LGU type and income class in a given year,
e.g., Real Property Tax Accomplishment Rate.
Comparison with policy standards – the policy standards are used as list of criteria in
assessing quality or functionality of structures or tools as inputs in local government
operations, e.g., Functionality of the Local Development Council.
3. Scaling System
While in the case of development indicators, the higher level of information is produced
by sub-sector and sector: Example of Sub-sector - State of Health, State of Education, State
of Housing and Basic Utilities, Peace and Order Condition; Example of Sector – Social
Development Index.
The scale of 1 to 5 is also called “Index”. For Governance Indicators Result, the term
used is Performance Scale as shown in Box 1. For Development Indicators Result, the
description used is Development Index as displayed in Box 2.
5 4 3 2 1 5 4 3 2 1
Excellen High but Fai Lo Very Very High Fair Poor Bad
t not r w Low High
Excellen
t
The scales do not use equal distribution of intervals as applied in statistical operation but
use uneven class breaks in order to highlight issues. An example is given below which
shows the class intervals used to get the index of households with sanitary toilets.
Scaling Table
Indicator 5 4 3 2 1
Very High High Fair Poor Bad
Percentage of
households with
sanitary toilet
97-100% 92-96% 86-91% 80-85% Below 80%
facilities (for LGUs
outside Metro
Manila)
Intervals for class 4 5 6 6 80
break
As can be seen, to obtain a score of 5 (Very High) the range for the percentage of
households having sanitary toilet facilities must be close to 100% while if less than 80%, the
situation is considered bad and given an index of 1. The intervals for each class break are
uneven with it being much easier to get a bad condition than a good one.
For Percentage Indicators - in determining the scale, the indicator value of an LGU
has to be compared to the national average(s) in a given year. Higher value than the
national average gets a higher scale while the lower value gets a lower scale. The
scale is not available in the Scaling Table. The national average is produced by the
system only after the nationwide data entry.
For Exclusive List Indicators - LGU response has a corresponding scale as can be
immediately seen in the Scaling Table.
Example:
For List Indicators - LGU response in each sub-indicator has a corresponding scale
which can be immediately seen in the Scaling Table. Compute for the indicator
scale by getting the average of sub-indicators.
Example:
Indicator Sub-
Scale Processing
Reference indicator
Rule
No. Ref. No. 5 4 3 2 1 Not
Step 2. For Governance Indicators, get the Service Area Index by averaging the indicator
scales.
Steps 2-4. For development indicators, get the Sub-Sector Index, Sector Index and
Overall Development Index.
Social Development
Sub-sector Development Index
Health and Nutrition 3.40
Education 2.70
Housing and Basic Utilities 3.20
Peace and Order 4.10
Social Development Index =
sum of Development Index/no. 3.35
of sub-sector
There are two levels of online reports – one is the e-report for provincial, city and municipal
governments, and the other are the summaries of reports at the provincial, regional and
national levels.
The electronic reports that can be generated for city and municipal governments are:
The electronic reports that can be generated for provincial governments are:
Take note that the e-SLDR for the province is the Summary of Results for its component
cities and municipalities, which is discussed in the next section called “LGPMS Result
Summaries”.
The framework used in producing these electronic reports for LGUs are described in
Illustrations 1 – 3.
Excellent Performance
Produced Annually is equal to a Scale of Provides information on Service
“5” Areas where the LGU attain Excellent
Performance and Areas for
Available for each Improvement
provincial, city and Area for improvement
municipal governments is lower than the scale
of “5”
Provides basic interpretation of the
Access restricted -- performance, as well as suggested
Available for registered actions which the LGU may wish to
LGU Information Users pursue.
only. LGU users cannot
view the report of other
LGUs.
PS Expenditure
Ratio
Total Expenditures
Per Capita
Revenue Growth*
Growth in Locally
Sourced Revenue
per Capita*
Summaries of LGPMS results for e-SLGPR and e-SLDR are available at the provincial,
regional and national levels, which can be viewed by all users including the public. It
means that usernames and passwords are not required, and can be accessed in the LGPMS
Homepage without going to the LGPMS database.
e-SLGPR - Provincial, Regional and National Summaries for e-SLGPR are presented by
Service Area Level in a Performance Area, and grouped by Performance Description.
Grouping by Performance Description, i.e., excellent, high, fair, low, very low, enables
a Provincial Government and concerned national government agencies to identify
which among the component LGUs need more assistance and intervention, and on
what area(s).
e-SLDR - Provincial, Regional and National Summaries for e-SLDR are presented by
indicator, sub-sector, sector and overall development levels, and by development
index to highlight local governments facing development issues or core development
challenges, as well as those which can be described as with acceptable or desirable
level of development.
REMINDER! There are more information that can be produced by the system other
than what are reported electronically, e.g., governance indicators and sub-indicators.
For a more detailed information about a particular LGU, that information can be obtained
from the concerned local government unit and the request has to be addressed directly
to the Local Chief Executive.
Suggested Areas for Improvement and Core Development Challenges as presented in the
electronic reports, are the priority areas that need to be looked into. Again, all these
information are useless if not linked to desirable actions towards improving local government
administration and uplifting local socio-economic development conditions.
In Policy Development – LGPMS results are inputs in the review or in the formulation of
sound policy interventions at the local or national government level.
In Reporting to the Public – LGPMS results are inputs to reports to the public,
highlighting on the strengths of the LGU and on the development gaps that need to be
addressed.
The LGPMS website is located at www.blgs.gov.ph/lgpms. The website has restricted and
non-restricted features.
1. Restricted Features
Restricted features are contained in the LGPMS Database which require a username and
password to access. The primary users of LGPMS (LGU Users and DILG-BLGS, RFPs, PFPs and
LGU Coordinators) are provided with user accounts with various levels of access on the
database depending on their tasks and responsibilities.
Database Administration
Downloading of Data Capture Form and Online Data Entry
e-SLGPR and Financial Performance e-Report for individual LGUs
2. Non-Restricted Features
Non-restricted features are contained in the LGPMS Homepage which does not require a
username and password to access. Access is assured.
All information, links, write-ups or publications about LGPMS are posted. This is the
primary communication medium of the LGPMS Management Team in reaching out to the
LGPMS users and, at the same time, in generating feedback from them.
Mining A locality with mining and quarrying activities which cover the
production of all metallic mineral ores and concentrates, i.e.,
copper mining, gold mining, and other metal mining which
include silver, lead, zinc, manganese, platinum, palladium,
cobalt, cadmium and nickel, by extraction from nature and
wells.
I. GOVERNANCE INDICATORS
3. Social Governance
3.1 Health Services
1. Functionality of the Local Health Board Province, City, List Should meet all criteria set on
Municipality composition, meetings and
performance
2. Quality of Primary Health Care List Should meet all criteria set on
quality of service provided
3. Quality of Maternal Care List Should meet all criteria set on
quality of service provided
4. Quality of Child Care List Should meet all criteria set on
quality of service provided
5. Other Innovative Health Services List Should meet all criteria set on
quality of service provided
3.2 Support to Education Services
1. Functionality of the Local School Board Province, City, List Should meet all criteria set on
Municipality composition, meetings and
performance of the LSB
2. Support to Elementary and Secondary List Should meet all criteria set on
Education from the Special Education the extent of support provided
Fund to elementary and secondary
education
3. Support to education from the General List Should meet all criteria set on
Fund the extent of support provided
to education
4. Quality of the Alternative Learning System List Should meet all criteria set on
quality of ALS
3.3 Support to Housing and Basic Utilities
1. Presence of database for the housing Province, City, List Should meet all criteria set on
sector Municipality the content s of the database
9. Functionality of the Local Disaster Province, City, List Should meet all criteria set on
4. Economic Governance
4.1 Support to Agriculture Services
1. Extent of support to agriculture Province, City, List Should meet all criteria set on
Municipality the level of support provided
(Agricultural to agriculture
Ecosystem)
2. Percentage of farming households City, Municipality Exclusive List The higher the percentage the
benefitting from agricultural extension (Agricultural better
or on-site reasearch services and Ecosystem)
facilities
3. Presence of other alternative or Province, City, Exclusive List Bonus point
innovative assistance to farmers Municipality
(Agricultural
Ecosystem)
4. Functionality of the Solid Waste Province, City, List Should meet all criteria set on
Management Board Municipality composition, meetings and
I. GOVERNANCE INDICATORS
e-SLGPR
State of Local Governance Performance, Electronic Report
Highlighted in this report is your LGU's performance in four (4) areas of governance: (1)
Administrative Governance, (2) Social Governance, (3) Economic Governance, and (4)
Environmental Governance. A special report is included to determine how the fundamentals of
good governance such as Participation, Transparency, and Financial Accountability are valued in
the LGU. It is to note that the LGU's performance was assessed based on the responses of the
LGU's Team to the questions provided into the LGPMS database. A Performance Scale is used to
identify areas with excellent performance and areas for improvement. A perfect scale of 5
denotes excellent performance while performance scales of 1-4 indicate areas for improvement.
Although scales of 3 and 4 are relatively high, there are areas which can still be improved on. All
these are explained in detail as you read the entire report.
On Administrative Governance
Administrative Governance looks into six areas: Local Legislation, Development Planning,
Revenue Generation, Resource Allocation and Utilization, Customer Service and Human
Resource Management and Development. Your LGU performance in each area of Administrative
Governance is plotted in the graph below.
The areas for improvement are listed by priority, starting from the area which gets the
lowest performance scale followed by areas which get higher performance scales, respectively.
On Social Governance
Social Governance looks into four areas: Health Services, Support to Education Services,
Support to Housing and Basic Utilities, and Peace, Security and Disaster Risk Management. Your
LGU performance in each area of Social Governance is plotted in the graph below.
Meantime, dedicate more time and effort on the areas for improvement.
The areas for improvement are listed by priority, starting from the area which gets the
lowest performance scale followed by areas which get higher performance scales, respectively.
Invest the Special Education Fund in actions that improve the quality of the human
capital such as (a) construction, repair or maintenance of school buildings and
facilities, (b) extension classes and extension teachers, and (c) educational research.
Be reminded that sports competition, whether at the district level or local
government-wide, is the mandate of another agency, and definitely not of the
Department of Education or of the LGU
Establish a Scholarship Fund for the poor but qualified. It is the essence of public service
Strengthen the Local Disaster Coordinating Council. There are a lot of creative ways to
Enhance local government readiness to manage the risks of disasters, including relief,
other associated services and rehabilitation
This Report provides a practical tool to gauge your LGU's financial performance as
compared to financial performance of all LGUs within the same LGU type and income class. The
information lets you know whether your LGU is ahead or lagging behind with many LGUs for
purposes of maintaining good performance, or catching up. This is to note that reference data
year is 2008 but reported in 2009.
Financial performance is divided into two parts: (1) Revenue Generation, and (2)
Resource Allocation and Utilization. It is hoped that the information presented here would help
you to plan ahead for the LGU and adjust revenue and expenditure priorities in accordance with
the financial realities, projections and priorities of the organization.
Revenue Generation
Municipality of
XXX
Interpretation Guide
Interpretation Guide
e-SLDR
State of Local Development, Electronic Report Municipality of XXX, 2009
Municipality X, PY 2009
General Profile e-SLDR is an approximation of the state of socio-
economic and environmental development in a
Income Class: 4th Class locality. The result is based on LGU self-
Population: 98, 000
assessment or estimates of key development
Land Area (in has): 20,000
indicators. National target, average and expert
Major economic activity: Agriculture
inference are used as benchmarks.
Level of analysis:
Level of analysis:
Indicator level (focus on the smallest slice, seen at
the outermost layer of the
Indicator levelchart)
(focus– on
it the
describes
smallest slice, seen at
specific development condition,
the outermost layere.g.,
of the “Poverty
chart) – it describes
incidence is high. specific
Many families live below
development poverty e.g., “Poverty
condition,
threshold”. LGU data or
incidence estimate
is high. Manyon poverty
families live below poverty
incidence is compared to national
threshold”. average. The LGU
LGU data or estimate on poverty
CORE DEVELOPMENT CHALLENGES should have a lower poverty
incidence incidence to
is compared than that of
national average. The LGU
the national average
should haveto aget loweranpoverty
acceptable
incidence than that of
State of Health and Nutrition - Morbidity rate is alarming; Crude death rate is abnormally development indexthe (DI) of at least “3”.
national average to get an acceptable
high; Maternal mortality rate is unbearable
development index (DI) of at least “3”.
State of Education - Elementary Participation Rate is quite low. ; Elementary Completion Rate is Sub-sector level (focus on a slice that binds a number
low.
State of Housing and Basic Utilities - % of households without houses of their own is
of indicators, seenSub-sector
at the second
level outer layer
(focus onofa the
slice that binds a
high ; Prevalence of squatter or informal dwellers is a problem ; Households access to piped-in chart) – it is the average
number ofof indicator
indicators,indices under
seen at a
the second outer layer
water supply (level III) is low. Difficulty in accessing water could be an issue to a number of sub-sector. It describes
of the the
chart)sub-sector
– it is thedevelopment
average of indicator indices
residents; Access to sanitary toilet facility is an inconvenience to a number of households. Health condition, e.g., “Sub-sector: Income; DI:It 2.5, Poor. the sub-sector
under a sub-sector. describes
and sanitation is at stake; % of households with electricity is very low.
State of Peace and Order - Incidence of non-index crime such as crimes against national security, development condition, e.g., “Sub-sector: Income;
fundamental laws of the state, public order, public morals, violations of special laws, illegal Sectoral level (focus
DI:on a slice
2.5, Poor.that binds a number of
gambling, illegal possession of firearms, carnapping, illegal drugs, kidnapping, serious illegal sub-sectors, seen at the second inner layer of the
detention, and smuggling is high.; Incidence of rebellion is undesirable chart) - it is the Sectoral
average level
of sub-sector
(focus on indices. It binds a number
a slice that
State of Employment - Unemployment rate is high.; Underemployment rate is high describes the sectoral development
State of Income - Income per capita is low. of sub-sectors, seen condition, e.g.,inner layer of the
at the second
State of Coastal Marine Ecosystems - Many cases of illegal fishing were reported for the past 3
“Sector: Economic; DI: 2.7,
chart) - it Poor.
is the average of sub-sector indices. It
years ; Many squatter households are observed on coastline. Marine environment is at risk due to describes the sectoral development condition, e.g.,
probable pollution loads ; Presence of solid waste heaps is observed in many spots and sites on Overall Development (focusEconomic;
“Sector: on the innermost circle)
DI: 2.7, Poor.
coastline. Quality of coastal water is questionable. – It is the average of sectoral indices, i.e., Social,
Economic and Environment. it describes the
Overall Development overall
(focus on the innermost
Note: Core Development Challenges are those development indicators where the development condition
circle) –in Ita islocality, e.g., “Overall
the average of sectoral indices, i.e.,
LGU failed to achieve the minimum or acceptable condition, and got an equivalent
Development Index: 3.2,Economic
Social, Fair”. and Environment. it describes the
development index of "2" or "1"
overall development condition in a locality, e.g.,
“Overall Development Index: 3.2, Fair”.
User’s Guide Page 82